ao·lo financial disclosre report reort quirtd y rev. jz04 id …€¦ · on the basis of the...

R g r 3 . Date of Report

412 11200 5

4. TiUc (Article H I Judges indicate active or senior starus; magistrate ju d gC$ indicate full· or pan-time)

o k t 6 . Reporting Period

J /1/2004

8 . On the basis of the infonnation contained in this Report and any mod ificat i ons pertaining thereto. it is. in my opinion , in compliance with a p plicable laws and regulat ions.

10 1 2131/2004

___________ _

Oatc. ____ _

U v1PORTANT N OTES: The instructions accompanying th is form must be foUov.'Cd. C o mp lete all parts. checking the NONE box for ea c h part where you h.ave no reportable infoTJ1'13-ti on. Sign on last page .

p

p

PARTIES AND TERMS

· ':' :: ,. ::.--..

. . ) >

I ;

regard to th.is agreement. . · -1 :' ...)

I. Puson eportin (La.st name.Fi st name. Middle initial)

Fenner, Gary A

2. Court or Organization Western District ofMissouri

s. Rep nType (chec appropria e type)

0 Nominatioo. Date United States District Judge

1. Chambers or Office Address

400 East Ninth Street. Su ite 8

KansasCiry, MO 64106

0 Initial Q Final

ReviewingOfficer.

AO·lO Rev. JIZ004

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2004

Report lltquirtd by theEthics iD GovcrumtotActor1978 (s use. •PP·§§ 101-111)

I. POSITIONS. (Reporting indivi uAI only; see p . 9,13of filing insuuc1ions)

li2I NONE - (Norepoitllbte positions.)

POSmON NAME OF ORGANIZATION/ENTITY

1.

II. AGREEMENTS. (Re oniog individual only; sec pp. 14-16 of tiling instructions)

0 NONE · <Nb teporrablc aucemcnts.>

:-"') ' ') ,.,;

-: :"

-, 11···

I. At age 60, I will be eligible to receive annual retirement benefits from the State Missouri.:-:J;havc no:co9trol in

SOURCE ANQ TYPE

S la(C o f Missouri - 11 1 1 .ry or-as Circuit J u dge

Dole of Report

412 112005

GROSS INCQME

SOURCE AND Wll

I.

I.

FINANCIAL DISCLOSURE REPORT Name orPerson Reporting

Fmner, Ouy A

ill. NON-INVESTMENT INCOME. (Reponins ind..id..i and,.,_.,; sec: pp. t H• ornfin& instJvctlo<lsl

A. Filer's Non-Investment Income

0 NONE (No rq>ortablc non-invesunent income.)·

(>ooon.... •J>OO'e'J)

I.

B. Spouse's Non-1.nvestment Income -(If you WCI"< married durma any ponion oflhe rcponing year. please c:ompl<te lhis section. Dolt>r amount not n:quircd cxc:epl for honoflriL)

0 NONE - (No reponable noo-invcstmcnt income.)

IV. REIMBURSEMENTS -tJanSpon11ioo. lodJlni-rooc1. entCNlMl<nl. .,

(Includes-to spouse at1<l dependentchild=. Sec pp. 2S·27 Of UUIJUCliOM.)

0 NONE . (Nosud! reportable rcimb.,.ement�)

DESCRIPTIONSOURCE

Name of Ptrson Rcpcrt.ing

Fenn er, Gary A

D. r

rcponi n g period

( 1 ) (2) t ,.,,,.

div. rt"JU. o r int.}

e l

I. Leve l 3 Communications None

2. Wordgraph, Inc . None

). Bank o f America accounts lnter es t

4. Applebee's Inc. C-Ommon S10tk D iv idend

5. B ank One Corp . Common S11>tk A Dividend

6 . Bank America Corp. Co mmon Stock A Dividend

7. Kerr McGee Co rp. Common Stock A Dividend

8. Lor d A bbett & Co. Affiliated F und (Mutual) Dividend

9 . Matt el, Cnc. Commo n Stock A Dividend

1 0. New Economy Fund (r\1utual Fund ) None

11. Sunoco C ommon Stock A 0 1 v 1dend ...

1 2 . USA Nct\\•orks, lnc. Comioon Stock No ne

1 3 . Twentieth Century Mutual F und None

14. AMCAP Fund (Mutua l Fund) None

15. Europac ific Growth Fund (fo.iutual Fund) None

16. Investment Co. of America (Mutual fund) None

17. new PetSpective Fund (lv f u1ual Fund) A None

18 . AmazO n Con i. lnc. Common Stock None

= $1S,OQQ ,oii!i , l;

'-: SO :<'

1'1 '.' J 3 Vall.IC Me 1tM>d Q - , r r- R "" Cost {ReAl f'..slll.1 Oi ly)

o · \;'it.I '

c .

tcporting period

(I) (2)

J T

w

T

T

K T

K T

J T

K T

K T

K T

T

J T

K T

L T

K T

T

K T

J T

( I )

Type (e.g.

D.

Dato ofRep<>rt

4/21/2005

lf DOI CJ(cmpt nmn m •osure (3)

Value GaiJl Code2 Code I

(Ml) "''"""'ion)

1. Jneome/Gaio COO.es: A -s1.o<i0 or ks$

FINANCIAL DISCLOSURE REPORT Page I of2

A.

Dcscripcioo orAsselS looome du ing

(including 11'11$1 llSStCS)

Place ·oq" afltt each ;we1 excmp< Amoun (e.g.fi'om prior disclosure Code l

(A·H)

:::J NONE (No r portab e iooome. 1$. <w cr.:m :leti<ins)

A

A

A

Gross value at etid qt

Value Vall.le Codd Melhod(J-P) Code-3

(Q.W)

J

L

J

J

J

buy, sell, merger. redempcioa)

Transactioc:tS during reporting pctiod

(2) (4) CS)01te: Identity or Moo'lb• bu)'ct/sdlerDay (J·P) (ifpriv:itc

(SotColomms0! wodD4) 2 v.JoeCodes.

B .SJ,OOJ-$2;00 · C-•$100,001-$1,000,000 f #SS0,001- JQQ,ooO; G

'KJ (SeeCol"""" t MdD3) < N 0

. (SeoColmn q) lJ V •Otbt:r

N ame of Person R eporting

Fenner, Ga ry A

Date of Report

4121 12005

- JOCOme, va.lue, l.T'8Jl5lCatloos (includes tho oftbe spouse al)d depcndcot children. See pp . 34--S7 of filing i astn.Ktiom . )

A. B. c 0. T 11mll"1ioos

reporting period uportioa period

( I ) (2) (I) (2) ( I ) u flOC exempt '""'-· (2) (3 ) (<) ( 5)

Type Type (e.g. Value y. seU. Codc l Code I

Un. ) merger. (A•H) r

1 9 . Ford Motor Co. Common Stock A Dividend T

20. Citibank, I nc. Common Stock Dividend I T

2 1. Pfizer, In c . Conunon Stock Div idend I T

22. Waddell & Reed Services Co. Dividend I T

FINANCIAL DISCLOSURE REPORT Page2 of2

VIl. INVESTMENTS and TRUSTS

Jncomc d..,;,g Orou vn1uc at end of chriDg reportiti& period Odcription or (indllding CN$1: llSSetS)

Place "(X)" after each asset cxemp1 Aroouot (e.g. Value Val"' O:wc: o.m Jdentityotffonl prior disclosure Code I div. rMt. or Codo2 Med.ed Month- buycrf&cllcr

(A·H) (J•P) Code) Doy (J·P) (ifpriv:-Mc-(Q-W) edemption) tr:\t!Uction)

I

A

A

A

Date o f R e po rt Name or Person ReportingFINANCIAL DISCLOSURE REPORT Fenner, Guy A <1121noos

vm. ADDmONAL INFORMA TYON OR EXPLANATIONS pwto(R-)

...

Signamre._-1--- Date_"/--'--...:....J--.....,;\'-"-fJ_J __

AN CRIMINA

FINANCIAL DISCLOSURE REPORT NAmeorP<rsonR•portins D&1e ofRcpon

412112005 Fenner, Oaiy A

IX. CERTIFICATION.

I certify that all information given above (including information penainingto my spouse and minor or dependent children. if any) is accurate, true, and complete to thebest of my knowledge and belief, and that any information not reponed was withheld because it met applicable stamtory provisions peanitting non-disclosure.

I further certify tha1 earned income from outside employmcnl and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of5 U.S.C. § 501 e1. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

NOTE: INOrvIDUAL WHO JCNO GLY AND LLYFALSIFIES OR FAILS TO FILE THJS REPORT MAY BE SUBJEC TO OVIL AND SANCTIONS (5 U.S.C. app. § 104)

FILrNO rNSTRUCTIONS

Mail signed original and 3 additional copies to:

Comminee on Financial Disclosure Administrative Office ofthe United States Courts

Suite 2-301 One Columbus Cin:le, N.E. Washington, D.C. 20544

A0-10 R.e v . l llOO '

i 2. Court Of Organizatioo

Western District of M i ssouri

4. T itle (Article m Judges indicate ac ti ve or senlor status; m1gi slra1e judges indicate full · or part·llme)

a

(5 u.s.c. •pp. ff 101 -111)

3 . Dale o f Report

6/'21noos

6. RcponJng Ptriod

111120<>4

IO 12131n004

Dale ____ _

IM PORT ANT N OlCS : The l nsuuctlons acco ying this form must be followed. Comp!ele all pans, chocking I lle NON E box foe each pan where you have no reportable infonna1ion. Sign on last page.

NAME OF ORGANIZAT!ON/ENJlD'

PARTlES AND TERMS

.....J

l> ;;:; <;:;>

R<porr Required by tbc .Ewes In Go"'"'m<ot Act oC 1378

FOR CALENDAR YEAR 2004

I. ""-Reporting (Last name, First name, Middle init al)

Suite 8452

Kaft111Ci1Y, MO 64106

.t: ..c

reprd 10 this lgr<emenL

...,,...

1"·1

Af\\EN-l)f:-0 FINANCIAL DISCLOSURE REPORT

Fenner, 0t.ry A

S. ReponT)'pe (eheok ppropria1e 1ype)

Q Nomination. Date 6121noos Uni led SISt<a DislrictJudge

0 hlilial 0 F1nll

7. Owl!bcn od)!roee AddRss

400 East Ninth Street

a. On the basis of the infurmatiooc:ootaincd in this Reportand any modiJicOliompatainin' tbemo, it is, in my opinion. in compliance with lppllelhle laws and rqulldona.

L POSITIONS. (ReportingindMdt111 oo!y; =pp. 9-13 oClil"1J inswcdonsJ

lii1I NONE - (Ncrnportable positiom.I

I.

IJ. AGRB�S. (Reportin&individuaionly;seepp.14·16offilinglnstNctions)

0 NONE - (Nbreportableagrcemcnis.)

Al 1ge 60, I win be cligib�to receiveannual retirement bmefiis from the Stale ofMissowi. I have no control in I.

!2<n §

......(") <-,......,<:>- = m""'<n

C::)> (')::V::<!; "' l"Tln m o- -...,, :l> <

m 0

· . . . ..... ... . . . · ·· · -·· · -- ·- -

SO!JRCE AND mE

Slale of MiDouri • sabiy of- arCircui1 Judge

QBOO INCOMG c-..--\)

SOURCE AND TYPE

I.

I.

FINANCIAL DISCLOSURE REPORT NameofPcrsonRCj)O!ting

l'enn<T, GaryA

ill. NON-INVESTMENT INCOME. (Rcpaniogindividmhndspousc;soopp.17·24o!fllin&instructioos)

A. Filer's Non-lnveslmenl Income

0 NONE · (Norq>Ortablc.-U.__,,._,,._>

I.

Date or Report

6/21/200S

B. Spouse's Non-Investment lncome ·(If you,.... mlrricd during11nyp"'1lon oflhe rqxxtingycar, please complete chis SCC1ion. Doll111mo<1nt nocccquir<d except forbooorwia.)

0 NONE . (No repo<Qble non-investment income.)

IV. REIMBURSEMENTS -tnrupon.o1ion. lod&ing. l'ood, encutainmcn< · ...

(lndudcs "-IO-ond dcpcndcnt children. $«pp. 2.5·27 ofimbuclions.)

ha NONE (Nosuch_...,lcn:imbwncmencs.J .

SOURCE

DESCR!PT!QN

CREDITOR VAL!/ECOOE

FINA.""<CIAL DISCLOSURE RE.PORT NamcofPersonRcponing

Fenner, C;ary A

V. GIFTS. (lucludeslhose to spouse and dependent children. S.. pp. 28·3 l ofinstructioos.)

NONE - (No sucll reponablc gills.)

SOURCE

Da<c of Rcpon

612112005

I.

VI. LIABILITIES. (Includesthose of spouse and dependent children. s.e pp. 32-34 of iostructions.)

ii!1!. NONE - (No reponablc liabilitics.J

DESCRIPTION

I.

..,

A.

· (No reportable iocome, assccs, °' ltUISadkaM)

l. Lev e l 3 Communications

2. Wcrdgraph, Inc.

3 . Bank of Atncrica accounts

4 . App lc bee's Inc . Common Stock

s. Bank One Corp. Cotm10n StAX:k

6. Bank America Corp. Common StAX:t

7 . K<rr McGee Corp. Common Stock

8. Lord Abbctt & Co. Affilia1cd Fund (MulUll)

9. Mattel, Inc. Common S tock

1 0. Ne w Economy Fund (Mutual Fund)

I I . Sunoco Common Stock ..,

12. USA Networks, lnc . Corruron Stock

13 . Twentieth CentuT)' Mutual Fund

1 4 . AMCAP Fund (Murual Fund)

IS. Europaci6c Growth Fu nd (Mutual Fu nd)

16. lnv.stmcnt Co. of America (MulUll Fund)

17. New Pcn;x::ctivc Fund (Mutual F und)

18. Amu.on Com. Inc. Common Stock

- ,..__,... . · S 000 a less :f . :r-··¥ D es: I

Name of Person Reporting

Fenner , Ga!y A

B. c

rq>«1ing period tq>Ortins period

(I ) (2) ( I) (2)

Type Code ! Method

""-l (J.P)

None J T

None J w

A ln!Crest L T

A Dividend J T

A Dividend K T

Dividend K T

A Dividend J T

Dividend K T

A Dividend K T

None K T

A Dividend J T

None J T

None K T

None L T

None K T

None J T

None K T

None J T

Oo1-s:lob •, �· .... -'"\ --.,..._ C • I.SS· -'::.

D.

(I) Jf DOI exempt

(2) (J) (4) (S) °"" Value

bupdl. Codc2 Codcl ........ (1- P) (AM) """""'°"')

-

:J" . .. .....,_ .,,,,, D -SS 1-SUOOO •- ' E 001-ssodiJO'

FINANCIAL DISCLOSURE REl'ORT Onte ofReport

Page 1 of2 6121/ZOOS

VII. INVESTMENTS and TRUSTS

lncomcdwiQg Gross \lab at of T........;..,. doriQ& ...-;al period Description of ASStts (iDcludiogtrust •ueb)

Place "(X)'" after each asset ex�mpt &om prior disdosutC

DNONE

t:'rnc(.�

- (e.g. Value Value div. t'Clt. Of Codc2

'" ·Hl Codcl (Q-W)

A

A

-s

Type (e.g. Ga;. ld"1rilyofMoalb .. buycrisco., Day (if private "-"°"">

-fo

Name of Per>on Reporting

Fenner, Gary A

Date of Report 61211200 S

VII. INVEST S and TRUSTS - i ncomo, ..t • • . ....,,.,. . ... (includes 111ose orlll< spouse ...s clepcadeat child=. Seo w. l<-H offiling inslructioos.J

A. B. c o.

"""'1iog period repming period

(1) (2 ) (I ) (2) ( I ) II ft()( Q:c:mpt UUlU WM:IUJURI (3) (<)

Type Value disc lo.sure Mood>- Codc2 Cod e I

i nt.) CodeJ mergor, °"' (Ml) (Q-W) ndemptioo)

19. Ford Motor Co. Co111JTIOO S1nck A Dividen d l T

20. C i tibank, Inc. Common Stock A Dividend l T

2 1. J>fizer, Inc. Common Stock A Dividend l T

n. \Vaddell & Reed AdviSOT$ Science and Tech!lology A Dividend J T

23. Waddell & Reed Advison Value (Murwl Fund) A . Dividend J T

24. Waddell & Recd Advisors Bon d C (Mutual Fund ) A Dividen d J T

. '

FINANCIAL DISCLOSURE REPORT

'Page2 of2

lnoomcduriq Gross value • md or Traosactioru: during ttport:ingperiodOc:scripion of Assets (including trust asselJ)

(l) (S)Place"(X)" after eacb u;ct pt """'""' (e.g. v.iue va1 .. Type < .. Date: o.m Jdtittity orfiom prior Code I div. rent or c.dc2 M<Wod boy ..... buyer/sdk:r

(A-If) (J-P) (J-P) (ifpri'V:'lre ttaN;actiQI)

(Mutual Fund)

Dai.: of Rcpon

. 612112005

, .

NamcofPenoo Rcpomng"F'INANCIAL DISCLOSURE REPORT

Fenner, Gary A

VIII. ADDmONAL INFORMATION OR EXPLANATIONS (lndicac pattofR_,.)

lnPtrt VD.page I, line 17, "Amount'" was amended to �one·

fn Part vn, page 2, lines 22, 23 and 24. Wadddl & Rted Services ha.s been amended to re!loct the -scpanuc Wadddl & Recd mucual funds.

,.,

(a bl o.c

ft'INANCIAL DISCLOSURE REPORT Name or Person Reporting

Fc:n."\Cf, GaryA

0...oCRq>on

612lll005

IX. CERTIFICATION.

I certify that all infonnation given above (including information penaining to my spouse and minor or dependeot children, if any) is accurate, troe, and complete to the bestof my knowledge and belief, and that any infonnation not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance ofgifts whichhave been reported are in compliance with the provisions of S U.S.C. § SOI et seq., 5 U.S.C. § 1353,and Judicial Conference regulations.

Date ..

GLY AND WILFULLY FALSIFIES OR FAlLS TO FILE nns REPORT MAY SANCTIONS (5 U.S.C. app. § 104)

.,

FILING INSTRUCTIONS

Mailsigned original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301

One Columbus Cilcle,N.E.

WasbiQgtoo,D.C. 20544