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Clerk of the House of RepresentativesLegislative Resource CenterB-106 Cannon BuildingWashington, DC 20515http://lobbyingdisclosure.house.gov
Secretary of the SenateOffice of Public Records232 Hart BuildingWashington, DC 20510http://www.senate.gov/lobby LOBBYING REPORT
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
1. Registrant Name Organization/Lobbying Firm Self Employed IndividualGENERAL ELECTRIC COMPANY
2. AddressAddress1 1299 PENNSYLVANIA AVENUE, NW Address2 SUITE 900
City WASHINGTON State DC Zip Code 20004 Country USA
3. Principal place of business (if different than line 2)City Fairfield State CT Zip Code 06431 Country USA
4a. Contact Name b. TelephoneNumber c. E-mail
Ms. JOANNE MCMAHON 8477305260 Joanne.McMahon@ge.com5. Senate ID# 15997-12
7. Client Name Self Check if client is a state or local government or instrumentality GENERAL ELECTRIC COMPANY
6. House ID# 311080000
TYPE OF REPORT 8. Year 2013 Q1 (1/1 - 3/31) Q2 (4/1 - 6/30) Q3 (7/1 - 9/30) Q4 (10/1 - 12/31)
9. Check if this filing amends a previously filed version of this report 10. Check if this is a Termination Report Termination Date 11. No Lobbying Issue Activity
INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13
12. Lobbying 13. Organizations
INCOME relating to lobbying activities for this reporting period was: EXPENSE relating to lobbying activities for this reporting periodwere:
Less than $5,000 Less than $5,000
$5,000 or more $ $5,000 or more $ 5,190,000.00
Provide a good faith estimate, rounded to the nearest $10,000, of alllobbying related income from the client (including all payments to theregistrant by any other entity for lobbying activities on behalf of theclient).
14. REPORTING Check box to indicate expense accounting method.See instructions for description of options.
Method A. Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of theInternal Revenue Code
Method C. Reporting amounts under section 162(e) of theInternal Revenue Code
Signature Digitally Signed By: Joanne McMahon , Leader Governmental Compliance Date 04/22/2013
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying onbehalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) asneeded.
15. General issue area code AVI
16. Specific lobbying issues
Transportation/HUD AppropriationsImplementation of FAA reauthorization law
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, Federal Aviation Administration (FAA), U.S. SENATE, Executive Office of the President (EOP)
18. Name of each individual who acted as a lobbyist in this issue area
First Name Last Name Suffix Covered Official Position (if applicable) NewEric Pelletier
Darby Becker
Nancy Dorn
Peter Prowitt
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying onbehalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) asneeded.
15. General issue area code CAW
16. Specific lobbying issues
Water Reuse Incentive Legislation; National Water Reuse Target; Energy-Water NexusPrivate Activity Bonds for Water; Climate ChangeS 787 - Clean Water Restoration Act SRF Program Funding, Water Infrastructure Financing Innovation Act
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Environmental Protection Agency (EPA)
18. Name of each individual who acted as a lobbyist in this issue area
First Name Last Name Suffix Covered Official Position (if applicable) NewLarry Boggs
Peter Prowitt
Lynn Thomson
Eric Pelletier
Nancy Dorn
Robert Hall III
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying onbehalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) asneeded.
15. General issue area code CPT
16. Specific lobbying issues
Patent Reform ImplementationIntellectual Property Rights
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Patent & Trademark Office (PTO),
18. Name of each individual who acted as a lobbyist in this issue area
First Name Last Name Suffix Covered Official Position (if applicable) NewWilliam Behrens
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying onbehalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) asneeded.
15. General issue area code DEF
16. Specific lobbying issues
Defense Appropriations, FY 2013The National Defense Authorization Act for FY 2013H53 and H60 - HelicoptersF/A-18; Adaptive Engine Technology Development; Abrams Tank ProgramImproved Turbine Engine ProgramS-97 HelicopterC-130JC-130 Avionic Modernization ProgramC-5 Reliability Enhancement and Re-Engining ProgramWin-T (Ground Force Tactical Network)
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE,
18. Name of each individual who acted as a lobbyist in this issue area
First Name Last Name Suffix Covered Official Position (if applicable) NewDarby Becker
Peter Prowitt
Lynn Thomson
Tom McGovern
Gary Reese Staff-Senate Intel & Approp Cmtes '92-'02; '07-'12
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying onbehalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) asneeded.
15. General issue area code ENG
16. Specific lobbying issues
S 3635 - Energy-Water AppropriationsRenewable Energy Standards/Clean Energy StandardsS 3618 - Enabling the Nuclear Renaissance Act HR 3307 - American Renewable Energy Production Tax Credit Extension ActS 2201 - American Energy and Job Promotion ActSolar and Wind R&DS 1462 - American Clean Energy Leadership Act CybersecurityNuclear Used FuelSurface Transportation AuthorizationElectric Vehicle PolicyClean CoalRadiation Measurement SolutionsTransmission SitingAlternative FuelsUnconventional Gas PolicyS 298 - Charging America Forward ActHR 1280 - Amend the Atomic Energy Act of 1954 to require Congressional approval of agreements for peaceful nuclear cooperation withforeign countries, and for other purposesS 400 - Amend the Federal Power Act to ensure that rates and charges for electric energy are assessed in proportion to measurable reliability oreconomic benefit, and for other purposesHR 2750 - To amend the Internal Revenue Code of 1986 to modify the investment tax credit for combined heat and power system propertyHR 2784 - Innovative Energy Systems ActS 1000 - Energy Savings and Industrial Competitiveness ActHR 2937 - Pipeline Infrastructure and Community Protection ActHR 1280 - To amend the Atomic Energy Act of 1954 to require Congressional approval of agreements for peaceful nuclear cooperation withforeign countries, and for other purposesHR 2354 - Energy and Water Development and Related Agencies Appropriations Act of 2012Extension of the Wind Production Tax Credit (PTC)LNG (Liquefied Natural Gas) exportsEX/IM ReauthorizationNuclear ExportsHR 3855; S 2046 - Visa Waiver Program Enhanced Security Reform ActHR 6082 - Markey Amendment to Limit LNG ExportsNatural Gas ProductionHR 580/S 192 - LNG ExportsHR 480/S 223 - Visa Waiver for PolandHR 527 - Helium 3 ShortageFederal data center consolidationFCC review of Progeny LLCs proposed spectrum license and its impact on other users in the unlicensed 902-928 MHz band space
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Transportation - Dept of (DOT), Treasury - Dept of, Energy - Dept of, State - Deptof (DOS), Commerce - Dept of (DOC), U.S. Trade Representative (USTR), Executive Office of the President (EOP)
18. Name of each individual who acted as a lobbyist in this issue area
First Name Last Name Suffix Covered Official Position (if applicable) NewEric Pelletier
Theresa Peterson
Lynn Thomson
Peter Prowitt
George Pickart
Amanda Campbell
Nancy Dorn
Robert Hall III
Ruth Smith
Larry Boggs
Joshua Raymond
Pamela Farrell Venzke
Robert Hall III
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying onbehalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) asneeded.
15. General issue area code ENV
16. Specific lobbying issues
Chemical risk assessment issuesRegulatory reform issues
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Energy - Dept of, Environmental Protection Agency (EPA), Executive Office of thePresident (EOP),
18. Name of each individual who acted as a lobbyist in this issue area
First Name Last Name Suffix Covered Official Position (if applicable) NewNancy Dorn
Larry Boggs
Peter Prowitt
Lynn Thomson
Darby Becker
Eric Pelletier
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying onbehalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) asneeded.
15. General issue area code FIN
16. Specific lobbying issues
Issues related to the implementation of Dodd Frank
Bank Tax, "Robin Hood" Tax, Financial Transaction TaxHR 634 - The Business Risk Mitigation and Price Stabilization ActVolcker RuleHR 677 - The Interaffiliate Swap Classification ActHR 992 - The Small Regulatory Improvement ActHR 742 - The Swap Data Repository and Clearinghouse Indemnification Act of 2013
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Executive Office of the President (EOP), Federal Reserve System, Treasury - Deptof, Securities & Exchange Commission (SEC), Federal Deposit Insurance Commission (FDIC), Commodity Futures Trading Commission(CFTC),
18. Name of each individual who acted as a lobbyist in this issue area
First Name Last Name Suffix Covered Official Position (if applicable) NewEric Pelletier
Joshua Raymond
William Behrens
Nancy Dorn
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying onbehalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) asneeded.
15. General issue area code HCR
16. Specific lobbying issues
S 17 - Medical Device Access and Innovation Protection Act of 2011HR 436 - Protect Medical Innovation Act of 2011
HR 2020 and S 1096 - Preservation of Access to Osteoporosis Testing for Medicare Beneficiaries Act of 2011Medicare Reimbursement for Imaging ServicesHR 3269 - Diagnostic Imaging Services Access Protection Act of 2011Helium ShortageS 2374 - Helium Stewardship Act of 2012HR 6014 - Katie Sepich Enhanced DNA Collection Act of 2012HR 8 - American Taxpayer Relief Act of 2012HR 523 - Protect Medical Innovation Act of 2013S 232 - Medical Device Access and Innovation Act of 2013SR 8 - Senate Budget ResolutionHR 527 - Responsible Helium Administration and Stewardship Act of 2013Medicare reimbursement for lab servicesMedicare reimbursement for imaging servicesVeterans Health CareHealth IT regulation
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Health & Human Services - Dept of (HHS), Executive Office of the President(EOP), Veterans Affairs - Dept of (VA), Food & Drug Administration (FDA)
18. Name of each individual who acted as a lobbyist in this issue area
First Name Last Name Suffix Covered Official Position (if applicable) NewNancy Dorn
Matthew Williams
John Schaeffler
Orrin Marcella
Madeleine Smith
Lisa Wolski
Joshua Raymond
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying onbehalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) asneeded.
15. General issue area code SCI
16. Specific lobbying issues
Advanced Manufacturing Competitiveness
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Homeland Security - Dept of (DHS), Defense - Dept of (DOD), Executive Officeof the President (EOP), Energy - Dept of
18. Name of each individual who acted as a lobbyist in this issue area
First Name Last Name Suffix Covered Official Position (if applicable) NewLynn Thomson
Theresa Peterson
Nancy Dorn
Larry Boggs
Peter Prowitt
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying onbehalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) asneeded.
15. General issue area code TAX
16. Specific lobbying issues
Permanent Extension of Subpart F Deferral for Financial Services Business Activity Tax Simplification ActTaxation of International Operations Including Ways & Means Chairman Camp's draft and S 2091Tax Extenders (expiring tax provisions)Streamlined State Sales TaxesWater Private Activity BondsWater Reuse IncentivesMobile Workforce State Income Tax Corporate Tax RateRenewable Energy Incentives (Including Section 45 PTC)HR 2735 - CFC Look-through Rule HR 6056 - Extend Energy Efficient Appliances Tax CreditTaxation of Financial Products (Chairman Camp's draft)Medical Device Tax
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Treasury - Dept of, Executive Office of the President (EOP), Energy - Dept of
18. Name of each individual who acted as a lobbyist in this issue area
First Name Last Name Suffix Covered Official Position (if applicable) NewBarbara Mattox
Eric Pelletier
Nancy Dorn
Peter Prowitt
Lynn Thomson
Robert Hall III
Theresa Peterson
Lisa Wolski
James Mitchell Jr
Joshua Raymond
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying onbehalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) asneeded.
15. General issue area code TRA
16. Specific lobbying issues
P.L. 113-6 Consolidated and Further Continuing Appropriations Act of 2013High speed and intercity passenger rail, Amtrak, commuter and freight rail development and fundingFreight rail economic and freight and passenger rail safety including positive train control
Rail equipment manufacturing, export promotion, and high speed passenger locomotive standards development and procurementNatural gas and hybrid locomotivesElectric vehicle, battery energy storage and transportation funding, research and demonstrationMatters related to Sequestration
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Environmental Protection Agency (EPA), Transportation - Dept of (DOT), Energy- Dept of, Transportation - Dept of (DOT)
18. Name of each individual who acted as a lobbyist in this issue area
First Name Last Name Suffix Covered Official Position (if applicable) NewNancy Dorn
Larry Boggs
Eric Pelletier
Peter Prowitt
Lynn Thomson
Darby Becker
George Pickart
Donald Itzkoff
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying onbehalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) asneeded.
15. General issue area code TRD
16. Specific lobbying issues
Trans Pacific Partnership; Trade Promotion Authority; Trans Atlantic Partnership
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Commerce - Dept of (DOC), Executive Office of the President (EOP), U.S. TradeRepresentative (USTR), State - Dept of (DOS),
18. Name of each individual who acted as a lobbyist in this issue area
First Name Last Name Suffix Covered Official Position (if applicable) NewEric Pelletier
Lynn Thomson
Peter Prowitt
Selig Merber
James Mitchell Jr
Nancy Dorn
Orit Frenkel
William Behrens
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying onbehalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) asneeded.
15. General issue area code RRR
16. Specific lobbying issues
P.L. 113-6 Consolidated and Further Continuing Appropriations Act of 2013High speed and intercity passenger rail, Amtrak, commuter and freight rail development and fundingFreight rail economic and freight and passenger rail safety including positive train control
Rail equipment manufacturing, export promotion, and high speed passenger locomotive standards development and procurementNatural gas and hybrid locomotivesMatters related to Sequestration
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Environmental Protection Agency (EPA), Transportation Security Administration(TSA), Energy - Dept of, Office of Management & Budget (OMB), Transportation - Dept of (DOT)
18. Name of each individual who acted as a lobbyist in this issue area
First Name Last Name Suffix Covered Official Position (if applicable) NewNancy Dorn
Larry Boggs
Eric Pelletier
Peter Prowitt
Lynn Thomson
Darby Becker
Donald Itzkoff
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying onbehalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) asneeded.
15. General issue area code LBR
16. Specific lobbying issues
S 169 - Immigration Innovation Act of 2013HR 624 - Cyber Intelligence Sharing and Protection ActHR 4340 - Interest Stabilization Provision and Student Loan Legislation and PBGC premium legislation
Dept. of Labor (OFCCP) Proposed Affirmative Action & Nondiscrimination obligations for contractors & Subcontractors RegardingIndividuals with Disabilities
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name Last Name Suffix Covered Official Position (if applicable) NewJames Mitchell Jr
Nancy Dorn
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
Address City State Zip Code Country
21. Client new principal place of business (if different than line 20)
City State Zip Code Country
22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
First Name Last Name Suffix First Name Last Name Suffix
1 Stanley O'Connor 5
2 Daniel Meador 6
3 Cathy Koch (eff 1/23/2013) 7
4 Stephen Newbold 8
ISSUE UPDATE
24. General lobbying issue that no longer pertains
AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
Name
Address
Principal Place of Business
(city and state or country)Street Address
City State/Province Zip Country
City
State Country
26. Name of each previously reported organization that is no longer affiliated with the registrant or client
1 3 5
2 4 6
FOREIGN ENTITIES
27. Add the following foreign entities:
Name
Address
Principal place of business
(city and state or country)
Amount of
contribution for
lobbying activities
Ownership
percentage in
client
Street Address
City State/Province Country
City
State Country%
28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated
organization
1 5 9
2 6 10
3 7 11
4 8 12
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