concurrent objects

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Concurrent Objects. Companion slides for The Art of Multiprocessor Programming by Maurice Herlihy & Nir Shavit Modified by Pavol Černý , Programming Paradigms for Concurrency, Fall 2010, IST Austria. Concurrent Computation. memory. object. object. Objectivism. - PowerPoint PPT Presentation

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Concurrent Objects

Companion slides forThe Art of Multiprocessor Programming

by Maurice Herlihy & Nir Shavit

Modified by Pavol Černý, Programming Paradigms for

Concurrency, Fall 2010, IST Austria

Art of Multiprocessor Programming

2

Concurrent Computation

memory

object object

Art of Multiprocessor Programming

3

Objectivism

• What is a concurrent object?– How do we describe one?– How do we implement one?– How do we tell if we’re right?

Art of Multiprocessor Programming

4

Objectivism

• What is a concurrent object?– How do we describe one?

– How do we tell if we’re right?

Art of Multiprocessor Programming

5

FIFO Queue: Enqueue Method

q.enq( )

Art of Multiprocessor Programming

6

FIFO Queue: Dequeue Method

q.deq()/

Art of Multiprocessor Programming

7

A Lock-Based Queue

class LockBasedQueue<T> { int head, tail; T[] items; Lock lock; public LockBasedQueue(int capacity) { head = 0; tail = 0; lock = new ReentrantLock(); items = (T[]) new Object[capacity]; }

Art of Multiprocessor Programming

8

A Lock-Based Queue

class LockBasedQueue<T> { int head, tail; T[] items; Lock lock; public LockBasedQueue(int capacity) { head = 0; tail = 0; lock = new ReentrantLock(); items = (T[]) new Object[capacity]; }

0 1capacity-1

2

head tail

y z

Queue fields protected by single shared lock

Art of Multiprocessor Programming

9

A Lock-Based Queue

class LockBasedQueue<T> { int head, tail; T[] items; Lock lock; public LockBasedQueue(int capacity) { head = 0; tail = 0; lock = new ReentrantLock(); items = (T[]) new Object[capacity]; }

0 1capacity-1

2

head tail

y z

Initially head = tail

Art of Multiprocessor Programming

10

Implementation: Deq

public T deq() throws EmptyException { lock.lock(); try { if (tail == head) throw new EmptyException(); T x = items[head % items.length]; head++; return x; } finally { lock.unlock(); } }

0 1capacity-1

2

head tail

y z

Art of Multiprocessor Programming

11

Implementation: Deq

public T deq() throws EmptyException { lock.lock(); try { if (tail == head) throw new EmptyException(); T x = items[head % items.length]; head++; return x; } finally { lock.unlock(); } }

Method calls mutually exclusive

0 1capacity-1

2

head tail

y z

Art of Multiprocessor Programming

12

Implementation: Deq

public T deq() throws EmptyException { lock.lock(); try { if (tail == head) throw new EmptyException(); T x = items[head % items.length]; head++; return x; } finally { lock.unlock(); } }

If queue emptythrow exception

0 1capacity-1

2

head tail

y z

Art of Multiprocessor Programming

13

Implementation: Deq

public T deq() throws EmptyException { lock.lock(); try { if (tail == head) throw new EmptyException(); T x = items[head % items.length]; head++; return x; } finally { lock.unlock(); } }

Queue not empty:remove item and

update head

0 1capacity-1

2

head tail

y z

Art of Multiprocessor Programming

14

Implementation: Deq

public T deq() throws EmptyException { lock.lock(); try { if (tail == head) throw new EmptyException(); T x = items[head % items.length]; head++; return x; } finally { lock.unlock(); } }

Return result

0 1capacity-1

2

head tail

y z

Art of Multiprocessor Programming

15

Implementation: Deq

public T deq() throws EmptyException { lock.lock(); try { if (tail == head) throw new EmptyException(); T x = items[head % items.length]; head++; return x; } finally { lock.unlock(); } }

Release lock no matter what!

0 1capacity-1

2

head tail

y z

Art of Multiprocessor Programming

16

Implementation: Deq

public T deq() throws EmptyException { lock.lock(); try { if (tail == head) throw new EmptyException(); T x = items[head % items.length]; head++; return x; } finally { lock.unlock(); } }

Should be correct because

modifications are mutually

exclusive…

List-Based SetInterface:

Unordered collection of items, No duplicates

add(x) put x in setremove(x) take x out of setcontains(x) tests if x in set

3 5 …

Implementation:

-∞

Concurrent lists

Concurrent lists“lock what you modify”

3 5 7 9

P1: remove(7)

P2: remove(5)

Step 1

prev

curr

currprev

Concurrent lists

Concurrent lists“lock what you modify”

3 5 7 9

P1: remove(7)

P2: remove(5)

prev

curr

currprev

prev.next:=

curr.next

Concurrent lists“lock what you modify”

3 5 7 9

P1: remove(7)

P2: remove(5)

Step 2

Concurrent lists

Concurrent lists“lock what you modify”

3 5 7 9

P1: remove(7)

P2: remove(5)

Step 3

Concurrent lists

Concurrent lists“lock what you modify”

3 5 7 9

P1: remove(7)

P2: remove(5)

Step 4

Concurrent lists

Concurrent lists“lock what you modify”

3 5 7 9

P1: remove(7)

P2: remove(5)

Step 5

Concurrent lists

Concurrent lists“lock what you modify”

3 5 7 9

P1: remove(7)

P2: remove(5)

Concurrent lists

public boolean remove(T item) {

while (true) {

(pred,curr) = find(head, key);

if (curr.key != key) {// the key not present

return false;

} else {// the key present

Node succ = curr.next.getReference();

snip = curr.next.attemptMark(succ, true);

if (!snip) continue;

pred.next.compareAndSet(curr, succ, false, false);

return true;

}

}

}

Lock-free listLock-free linked list from [Herlihy-Shavit]

p.attemptMark(T expRef, bool b)If p==expRef, update the mark

p.compareAndSet(T expRef, T newRef,bool expMark, bool newMark)

If p==expRef, p.mark==expMark, update the mark

Lock-free list remove

3 5 7 9

remove(7)

currprev

succ

snip = curr.next.attemptMark(succ, true);

M

snip = pred.next.compareAndSet(curr,succ, false, false);

Art of Multiprocessor Programming

27

Defining concurrent implementations

• Need a way to specify a concurrent queue (concurrent list) object

• Need a way to prove that an algorithm implements the object’s specification

• Lets talk about object specifications …

Correctness and Progress

• In a concurrent setting, we need to specify both the safety and the liveness properties of an object

• Need a way to define – when an implementation is correct– the conditions under which it

guarantees progress

Art of Multiprocessor Programming

28

Lets begin with correctness

Art of Multiprocessor Programming

29

Sequential Objects

• Each object has a state– Usually given by a set of fields– Queue example: sequence of items

• Each object has a set of methods– Only way to manipulate state– Queue example: enq and deq methods

Art of Multiprocessor Programming

30

Sequential Specifications

• If (precondition) – the object is in such-and-such a state– before you call the method,

• Then (postcondition)– the method will return a particular

value– or throw a particular exception.

• and (postcondition, con’t)– the object will be in some other state– when the method returns,

Art of Multiprocessor Programming

31

Pre and PostConditions for Dequeue

• Precondition:– Queue is non-empty

• Postcondition:– Returns first item in queue

• Postcondition:– Removes first item in queue

Art of Multiprocessor Programming

32

Pre and PostConditions for Dequeue

• Precondition:– Queue is empty

• Postcondition:– Throws Empty exception

• Postcondition:– Queue state unchanged

Art of Multiprocessor Programming

33

Why Sequential Specifications Totally Rock

• Interactions among methods captured by side-effects on object state– State meaningful between method calls

• Documentation size linear in number of methods– Each method described in isolation

• Can add new methods– Without changing descriptions of old methods

Art of Multiprocessor Programming

34

What About Concurrent Specifications ?

• Methods? • Documentation?• Adding new methods?

Art of Multiprocessor Programming

35

Methods Take Time

timetime

Art of Multiprocessor Programming

36

Methods Take Time

time

invocation 12:00

q.enq(...

)

time

Art of Multiprocessor Programming

37

Methods Take Time

time

Method call

invocation 12:00

q.enq(...

)

time

Art of Multiprocessor Programming

38

Methods Take Time

time

Method call

invocation 12:00

q.enq(...

)

time

Art of Multiprocessor Programming

39

Methods Take Time

time

Method call

invocation 12:00

q.enq(...

)

time

void

response 12:01

Art of Multiprocessor Programming

40

Sequential vs Concurrent

• Sequential– Methods take time? Who knew?

• Concurrent– Method call is not an event– Method call is an interval.

Art of Multiprocessor Programming

41

time

Concurrent Methods Take Overlapping Time

time

Art of Multiprocessor Programming

42

time

Concurrent Methods Take Overlapping Time

time

Method call

Art of Multiprocessor Programming

43

time

Concurrent Methods Take Overlapping Time

time

Method call

Method call

Art of Multiprocessor Programming

44

time

Concurrent Methods Take Overlapping Time

time

Method call Method call

Method call

Art of Multiprocessor Programming

45

Sequential vs Concurrent

• Sequential:– Object needs meaningful state only

between method calls• Concurrent

– Because method calls overlap, object might never be between method calls

Art of Multiprocessor Programming

46

Sequential vs Concurrent

• Sequential:– Each method described in isolation

• Concurrent– Must characterize all possible

interactions with concurrent calls • What if two enqs overlap?• Two deqs? enq and deq? …

Art of Multiprocessor Programming

47

Sequential vs Concurrent

• Sequential:– Can add new methods without affecting

older methods• Concurrent:

– Everything can potentially interact with everything else

Art of Multiprocessor Programming

48

Sequential vs Concurrent

• Sequential:– Can add new methods without affecting

older methods• Concurrent:

– Everything can potentially interact with everything else

Panic!

Art of Multiprocessor Programming

49

The Big Question

• What does it mean for a concurrent object to be correct?– What is a concurrent FIFO queue?– FIFO means strict temporal order– Concurrent means ambiguous temporal

order

Art of Multiprocessor Programming

50

Intuitively…

public T deq() throws EmptyException { lock.lock(); try { if (tail == head) throw new EmptyException(); T x = items[head % items.length]; head++; return x; } finally { lock.unlock(); } }

Art of Multiprocessor Programming

51

Intuitively…

public T deq() throws EmptyException { lock.lock(); try { if (tail == head) throw new EmptyException(); T x = items[head % items.length]; head++; return x; } finally { lock.unlock(); } }

All modifications of queue are done mutually exclusive

Art of Multiprocessor Programming

52

time

Intuitively

q.deq

q.enq

enq deq

lock() unlock()

lock() unlock() Behavior is “Sequential”

enq

deq

Lets capture the idea of describing the concurrent via the sequential

Art of Multiprocessor Programming

53

Linearizability

• Each method should– “take effect”– Instantaneously– Between invocation and response

events• Object is correct if this “sequential”

behavior is correct• Any such concurrent object is

– Linearizable™

Art of Multiprocessor Programming

54

Is it really about the object?• Each method should

– “take effect”– Instantaneously– Between invocation and response

events• Sounds like a property of an

execution…• A linearizable object: one all of

whose possible executions are linearizable

Art of Multiprocessor Programming

55

Example

timetime

(6)

Art of Multiprocessor Programming

56

Example

time

q.enq(x)

time

(6)

Art of Multiprocessor Programming

57

Example

time

q.enq(x)

q.enq(y)

time

(6)

Art of Multiprocessor Programming

58

Example

time

q.enq(x)

q.enq(y) q.deq(x)

time

(6)

Art of Multiprocessor Programming

59

Example

time

q.enq(x)

q.enq(y) q.deq(x)

q.deq(y)

time

(6)

Art of Multiprocessor Programming

60

Example

time

q.enq(x)

q.enq(y) q.deq(x)

q.deq(y)

linearizableq.enq(x)

q.enq(y) q.deq(x)

q.deq(y)

time

(6)

Art of Multiprocessor Programming

61

Example

time

q.enq(x)

q.enq(y) q.deq(x)

q.deq(y)

Valid?q.enq(x)

q.enq(y) q.deq(x)

q.deq(y)

time

(6)

Art of Multiprocessor Programming

62

Example

time

(5)

Art of Multiprocessor Programming

63

Example

time

q.enq(x)

(5)

Art of Multiprocessor Programming

64

Example

time

q.enq(x) q.deq(y)

(5)

Art of Multiprocessor Programming

65

Example

time

q.enq(x)

q.enq(y)

q.deq(y)

(5)

Art of Multiprocessor Programming

66

Example

time

q.enq(x)

q.enq(y)

q.deq(y)q.enq(x)

q.enq(y)

(5)

Art of Multiprocessor Programming

67

Example

time

q.enq(x)

q.enq(y)

q.deq(y)q.enq(x)

q.enq(y)

(5)

not

linearizable

Art of Multiprocessor Programming

68

Example

timetime

(4)

Art of Multiprocessor Programming

69

Example

time

q.enq(x)

time

(4)

Art of Multiprocessor Programming

70

Example

time

q.enq(x)

q.deq(x)

time

(4)

Art of Multiprocessor Programming

71

Example

time

q.enq(x)

q.deq(x)

q.enq(x)

q.deq(x)

time

(4)

Art of Multiprocessor Programming

72

Example

time

q.enq(x)

q.deq(x)

q.enq(x)

q.deq(x)

linearizable

time

(4)

Art of Multiprocessor Programming

73

Example

time

q.enq(x)

time

(8)

Art of Multiprocessor Programming

74

Example

time

q.enq(x)

q.enq(y)

time

(8)

Art of Multiprocessor Programming

75

Example

time

q.enq(x)

q.enq(y)

q.deq(y)

time

(8)

Art of Multiprocessor Programming

76

Example

time

q.enq(x)

q.enq(y)

q.deq(y)

q.deq(x)

time

(8)

Art of Multiprocessor Programming

77

q.enq(x)

q.enq(y)

q.deq(y)

q.deq(x)

Example

time

multiple orders

OKlinearizable

Art of Multiprocessor Programming

78

Read/Write Register Example

time

read(1)write(0)

write(1)

write(2)

time

read(0)

(4)

Art of Multiprocessor Programming

79

Read/Write Register Example

time

read(1)write(0)

write(1)

write(2)

time

read(0)write(1) already

happened(4)

Art of Multiprocessor Programming

80

Read/Write Register Example

time

read(1)write(0)

write(1)

write(2)

time

read(0)write(1)write(1) already

happened(4)

Art of Multiprocessor Programming

81

Read/Write Register Example

time

read(1)write(0)

write(1)

write(2)

time

read(0)write(1)write(1) already

happened(4)

not

linearizable

Art of Multiprocessor Programming

82

Read/Write Register Example

time

read(1)write(0)

write(1)

write(2)

time

read(1)write(1) already

happened(4)

Art of Multiprocessor Programming

83

Read/Write Register Example

time

read(1)write(0)

write(1)

write(2)

time

read(1)write(1)

write(2)

(4)

write(1) already

happened

Art of Multiprocessor Programming

84

Read/Write Register Example

time

read(1)write(0)

write(1)

write(2)

time

read(1)write(1)

write(2)

not

linearizable

(4)

write(1) already

happened

Art of Multiprocessor Programming

85

Read/Write Register Example

time

write(0)

write(1)

write(2)

time

read(1)

(4)

Art of Multiprocessor Programming

86

Read/Write Register Example

time

write(0)

write(1)

write(2)

time

read(1)write(1)

write(2)

(4)

Art of Multiprocessor Programming

87

Read/Write Register Example

time

write(0)

write(1)

write(2)

time

read(1)write(1)

write(2)

linearizable

(4)

Art of Multiprocessor Programming

88

Read/Write Register Example

time

read(1)write(0)

write(1)

write(2)

time

read(1)

(2)

Art of Multiprocessor Programming

89

Read/Write Register Example

time

read(1)write(0)

write(1)

write(2)

time

read(1)write(1)

(2)

Art of Multiprocessor Programming

90

Read/Write Register Example

time

read(1)write(0)

write(1)

write(2)

time

read(1)write(1)

write(2)

(2)

Art of Multiprocessor Programming

91

Read/Write Register Example

time

read(1)write(0)

write(1)

write(2)

time

read(2)write(1)

write(2)

Not

linearizable

(2)

Art of Multiprocessor Programming

92

Talking About Executions

• Why?– Can’t we specify the linearization point

of each operation without describing an execution?

• Not Always– In some cases, linearization point

depends on the execution

Art of Multiprocessor Programming

93

Formal Model of Executions

• Define precisely what we mean– Ambiguity is bad when intuition is weak

• Allow reasoning

Art of Multiprocessor Programming

94

Split Method Calls into Two Events

• Invocation– method name & args– q.enq(x)

• Response– result or exception– q.enq(x) returns void– q.deq() returns x– q.deq() throws empty

Art of Multiprocessor Programming

95

Invocation Notation

A q.enq(x)

(4)

Art of Multiprocessor Programming

96

Invocation Notation

A q.enq(x)

thread

(4)

Art of Multiprocessor Programming

97

Invocation Notation

A q.enq(x)

thread method

(4)

Art of Multiprocessor Programming

98

Invocation Notation

A q.enq(x)

thread

object(4)

method

Art of Multiprocessor Programming

99

Invocation Notation

A q.enq(x)

thread

object

method

arguments(4)

Art of Multiprocessor Programming

100

Response Notation

A q: void

(2)

Art of Multiprocessor Programming

101

Response Notation

A q: void

thread

(2)

Art of Multiprocessor Programming

102

Response Notation

A q: void

thread result

(2)

Art of Multiprocessor Programming

103

Response Notation

A q: void

thread

object

result

(2)

Art of Multiprocessor Programming

104

Response Notation

A q: void

thread

object

result

(2)

Met

hod

is

impl

icit

Art of Multiprocessor Programming

105

Response Notation

A q: empty()

thread

object(2)

Met

hod

is

impl

icit

exception

Art of Multiprocessor Programming

106

History - Describing an Execution

A q.enq(3)A q:voidA q.enq(5)B p.enq(4)B p:voidB q.deq()B q:3

Sequence of invocations and

responses

H =

Art of Multiprocessor Programming

107

Definition

• Invocation & response match if

A q.enq(3)

A q:void

Thread names agree

Object names agree

Method call

(1)

Art of Multiprocessor Programming

108

Object Projections

A q.enq(3)A q:voidB p.enq(4)B p:voidB q.deq()B q:3

H =

Art of Multiprocessor Programming

109

Object Projections

A q.enq(3)A q:voidB p.enq(4)B p:voidB q.deq()B q:3

H|q =

Art of Multiprocessor Programming

110

Thread Projections

A q.enq(3)A q:voidB p.enq(4)B p:voidB q.deq()B q:3

H =

Art of Multiprocessor Programming

111

Thread Projections

A q.enq(3)A q:voidB p.enq(4)B p:voidB q.deq()B q:3

H|B =

Art of Multiprocessor Programming

112

Complete Subhistory

A q.enq(3)A q:voidA q.enq(5)B p.enq(4)B p:voidB q.deq()B q:3

An invocation is pending if it has

no matching respnse

H =

Art of Multiprocessor Programming

113

Complete Subhistory

A q.enq(3)A q:voidA q.enq(5)B p.enq(4)B p:voidB q.deq()B q:3

May or may not have taken effect

H =

Art of Multiprocessor Programming

114

Complete Subhistory

A q.enq(3)A q:voidA q.enq(5)B p.enq(4)B p:voidB q.deq()B q:3

discard pending invocations

H =

Art of Multiprocessor Programming

115

Complete Subhistory

A q.enq(3)A q:void B p.enq(4)B p:voidB q.deq()B q:3

Complete(H) =

Art of Multiprocessor Programming

116

Sequential Histories

A q.enq(3)A q:voidB p.enq(4)B p:voidB q.deq()B q:3A q:enq(5)

(4)

Art of Multiprocessor Programming

117

Sequential Histories

A q.enq(3)A q:voidB p.enq(4)B p:voidB q.deq()B q:3A q:enq(5)

match

(4)

Art of Multiprocessor Programming

118

Sequential Histories

A q.enq(3)A q:voidB p.enq(4)B p:voidB q.deq()B q:3A q:enq(5)

match

match

(4)

Art of Multiprocessor Programming

119

Sequential Histories

A q.enq(3)A q:voidB p.enq(4)B p:voidB q.deq()B q:3A q:enq(5)

match

match

match

(4)

Art of Multiprocessor Programming

120

Sequential Histories

A q.enq(3)A q:voidB p.enq(4)B p:voidB q.deq()B q:3A q:enq(5)

match

match

match

Final pending invocation OK

(4)

Art of Multiprocessor Programming

121

Sequential Histories

A q.enq(3)A q:voidB p.enq(4)B p:voidB q.deq()B q:3A q:enq(5)

match

match

match

Final pending invocation OK

(4)

Method calls of

different threads

do not interleave

Art of Multiprocessor Programming

122

Well-Formed Histories

H=

A q.enq(3)B p.enq(4)B p:voidB q.deq()A q:voidB q:3

Art of Multiprocessor Programming

123

Well-Formed Histories

H=

A q.enq(3)B p.enq(4)B p:voidB q.deq()A q:voidB q:3

H|B=B p.enq(4)B p:voidB q.deq()B q:3

Per-thread projections sequential

Art of Multiprocessor Programming

124

Well-Formed Histories

H=

A q.enq(3)B p.enq(4)B p:voidB q.deq()A q:voidB q:3

H|B=B p.enq(4)B p:voidB q.deq()B q:3

A q.enq(3)A q:void

H|A=

Per-thread projections sequential

Art of Multiprocessor Programming

125

Equivalent Histories

H=

A q.enq(3)B p.enq(4)B p:voidB q.deq()A q:voidB q:3

Threads see the same thing in both

A q.enq(3)A q:voidB p.enq(4)B p:voidB q.deq()B q:3

G=

H|A = G|AH|B = G|B

Art of Multiprocessor Programming

126

Sequential Specifications

• A sequential specification is some way of telling whether a– Single-thread, single-object history– Is legal

• For example:– Pre and post-conditions– But plenty of other techniques exist …

Art of Multiprocessor Programming

127

Legal Histories

• A sequential (multi-object) history H is legal if– For every object x– H|x is in the sequential spec for x

Art of Multiprocessor Programming

128

Precedence

A q.enq(3)B p.enq(4)B p.voidA q:voidB q.deq()B q:3

A method call precedes another if

response event precedes invocation

event

Method call Method call

(1)

Art of Multiprocessor Programming

129

Non-Precedence

A q.enq(3)B p.enq(4)B p.voidB q.deq()A q:voidB q:3

Some method calls overlap one

anotherMethod call

Method call

(1)

Art of Multiprocessor Programming

130

Notation

• Given – History H– method executions m0 and m1 in H

• We say m0 H m1, if– m0 precedes m1

• Relation m0 H m1 is a– Partial order – Total order if H is sequential

m0 m1

Art of Multiprocessor Programming

131

Linearizability

• History H is linearizable if it can be extended to G by– Appending zero or more responses to

pending invocations– Discarding other pending invocations

• So that G is equivalent to– Legal sequential history S – where G S

Art of Multiprocessor Programming

132

What is G S

time

a

b

time

(8)

G

S

cG

G = {ac,bc}

S = {ab,ac,bc}

A limita

tion on th

e

Choice of S

!

Art of Multiprocessor Programming

133

Remarks

• Some pending invocations– Took effect, so keep them– Discard the rest

• Condition G S

– Means that S respects “real-time order” of G

Art of Multiprocessor Programming

134

A q.enq(3)B q.enq(4)B q:voidB q.deq()B q:3B q:enq(6)

Example

time

B.q.enq(4)

A. q.enq(3)

B.q.deq(4) B. q.enq(6)

Art of Multiprocessor Programming

135

Example

Complete this pending

invocation

time

B.q.enq(4) B.q.deq(3) B. q.enq(6)

A q.enq(3)B q.enq(4)B q:voidB q.deq()B q:3B q:enq(6)

A. q.enq(3)

Art of Multiprocessor Programming

136

Example

Complete this pending

invocation

time

B.q.enq(4) B.q.deq(4) B. q.enq(6)

A.q.enq(3)

A q.enq(3)B q.enq(4)B q:voidB q.deq()B q:3B q:enq(6)A q:void

Art of Multiprocessor Programming

137

Example

time

B.q.enq(4) B.q.deq(4) B. q.enq(6)

A.q.enq(3)

A q.enq(3)B q.enq(4)B q:voidB q.deq()B q:3B q:enq(6)A q:void

discard this one

Art of Multiprocessor Programming

138

Example

time

B.q.enq(4) B.q.deq(4)

A.q.enq(3)

A q.enq(3)B q.enq(4)B q:voidB q.deq()B q:3

A q:void

discard this one

Art of Multiprocessor Programming

139

A q.enq(3)B q.enq(4)B q:voidB q.deq()B q:3A q:void

Example

time

B.q.enq(4) B.q.deq(4)

A.q.enq(3)

Art of Multiprocessor Programming

140

A q.enq(3)B q.enq(4)B q:voidB q.deq()B q:3A q:void

Example

time

A q.enq(3)A q:voidB q.enq(4)B q:voidB q.deq()B q:3

B.q.enq(4) B.q.deq(4)

A.q.enq(3)

Art of Multiprocessor Programming

141

B.q.enq(4) B.q.deq(4)

A.q.enq(3)

A q.enq(3)B q.enq(4)B q:voidB q.deq()B q:4A q:void

Example

time

A q.enq(3)A q:voidB q.enq(4)B q:voidB q.deq()B q:3

Equivalent sequential history

Unlinearizable execution

Concurrent lists“lock what you modify”

3 5 7 9

P1: remove(7)

P2: remove(5)

Step 6

Unlinearizable

execution !!

Art of Multiprocessor Programming

143

Reasoning About Lineraizability: Locking

public T deq() throws EmptyException { lock.lock(); try { if (tail == head) throw new EmptyException(); T x = items[head % items.length]; head++; return x; } finally { lock.unlock(); } }

0 1capacity-1

2

head tail

y z

Art of Multiprocessor Programming

144

Reasoning About Lineraizability: Locking

public T deq() throws EmptyException { lock.lock(); try { if (tail == head) throw new EmptyException(); T x = items[head % items.length]; head++; return x; } finally { lock.unlock(); } }

Linearization pointsare when locks are

released

Art of Multiprocessor Programming

145

Strategy

• Identify one atomic step where method “happens”– Critical section– Machine instruction

• Doesn’t always work– Might need to define several different

steps for a given method

Art of Multiprocessor Programming

146

Linearizability: Summary

• Powerful specification tool for shared objects

• Allows us to capture the notion of objects being “atomic”

• There is a lot of ongoing research in verification community to build tools that can verify/debug concurrent implementations wrt linearizability

Art of Multiprocessor Programming

147

Alternative: Sequential Consistency

• History H is Sequentially Consistent if it can be extended to G by– Appending zero or more responses to

pending invocations– Discarding other pending invocations

• So that G is equivalent to a– Legal sequential history S – Where G S

Differs from linearizability

Art of Multiprocessor Programming

148

Alternative: Sequential Consistency

• No need to preserve real-time order– Cannot re-order operations done by

the same thread– Can re-order non-overlapping

operations done by different threads• Often used to describe

multiprocessor memory architectures

Art of Multiprocessor Programming

149

Example

time

(5)

Art of Multiprocessor Programming

150

Example

time

q.enq(x)

(5)

Art of Multiprocessor Programming

151

Example

time

q.enq(x) q.deq(y)

(5)

Art of Multiprocessor Programming

152

Example

time

q.enq(x)

q.enq(y)

q.deq(y)

(5)

Art of Multiprocessor Programming

153

Example

time

q.enq(x)

q.enq(y)

q.deq(y)q.enq(x)

q.enq(y)

(5)

Art of Multiprocessor Programming

154

Example

time

q.enq(x)

q.enq(y)

q.deq(y)q.enq(x)

q.enq(y)

(5)

not

linearizable

Art of Multiprocessor Programming

155

Example

time

q.enq(x)

q.enq(y)

q.deq(y)q.enq(x)

q.enq(y)

(5)

Yet

Sequentially

Consistent

Art of Multiprocessor Programming

156

Theorem

Sequential Consistency is not a local property

(and thus we lose composability…)

Art of Multiprocessor Programming

157

FIFO Queue Example

time

p.enq(x) p.deq(y)q.enq(x)

time

Art of Multiprocessor Programming

158

FIFO Queue Example

time

p.enq(x) p.deq(y)q.enq(x)

q.enq(y) q.deq(x)p.enq(y)

time

Art of Multiprocessor Programming

159

FIFO Queue Example

time

p.enq(x) p.deq(y)q.enq(x)

q.enq(y) q.deq(x)p.enq(y)

History H

time

Art of Multiprocessor Programming

160

H|p Sequentially Consistent

time

p.enq(x) p.deq(y)

p.enq(y)

q.enq(x)

q.enq(y) q.deq(x)

time

Art of Multiprocessor Programming

161

H|q Sequentially Consistent

time

p.enq(x) p.deq(y)q.enq(x)

q.enq(y) q.deq(x)p.enq(y)

time

Art of Multiprocessor Programming

162

Ordering imposed by p

time

p.enq(x) p.deq(y)q.enq(x)

q.enq(y) q.deq(x)p.enq(y)

time

Art of Multiprocessor Programming

163

Ordering imposed by q

time

p.enq(x) p.deq(y)q.enq(x)

q.enq(y) q.deq(x)p.enq(y)

time

Art of Multiprocessor Programming

164

p.enq(x)

Ordering imposed by both

time

q.enq(x)

q.enq(y) q.deq(x)

time

p.deq(y)

p.enq(y)

Art of Multiprocessor Programming

165

p.enq(x)

Combining orders

time

q.enq(x)

q.enq(y) q.deq(x)

time

p.deq(y)

p.enq(y)

Art of Multiprocessor Programming

166

Composability Theorem

• History H is linearizable if and only if– For every object x– H|x is linearizable

Art of Multiprocessor Programming

167

Why Does Composability Matter?

• Modularity • Can prove linearizability of objects in

isolation• Can compose independently-

implemented objects

Art of Multiprocessor Programming

168

Critical Sections

• Easy way to implement linearizability– Take sequential object– Make each method a critical section

• Problems– Blocking– No concurrency

Art of Multiprocessor Programming

169

Linearizability

• Linearizability– Operation takes effect instantaneously

between invocation and response– Uses sequential specification, locality

implies composablity– Good for high level objects

Art of Multiprocessor Programming

170

Correctness: Linearizability

• Sequential Consistency– Not composable– Harder to work with– Good way to think about hardware

models• We will use linearizability as in the

remainder of this course unless stated otherwise

Progress

• We saw an implementation whose methods were lock-based (deadlock-free)

• We saw an implementation whose methods did not use locks

• How do they relate?

Art of Multiprocessor Programming

171

Progress Conditions

• Deadlock-free: some thread trying to acquire the lock eventually succeeds.

• Starvation-free: every thread trying to acquire the lock eventually succeeds.

• Lock-free: some thread calling a method eventually returns.

• Wait-free: every thread calling a method eventually returns.

Art of Multiprocessor Programming

172

Progress Conditions

Art of Multiprocessor Programming

173

Wait-free

Lock-free

Starvation-free

Deadlock-free

Everyone makes progress

Non-Blocking Blocking

Someone makes progress

Art of Multiprocessor Programming

174

Summary

• We will look at linearizable blocking and non-blocking implementations of objects.

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