evidence-based training regulation (eu) 2020/2036

An Agency of the European Union

Your safety is our mission.

Evidence-Based Training Regulation (EU) 2020/2036 & Regulation (EU) 2020/1193 &

ED Decision 2021/002/R

Francisco Arenas Alvariño – Aircrew expert & Senior Air Operations expert.

Ascanio Russo – Senior Aircrew Expert & OSD expert.

RMT.0599 & SPT.012

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WEBINAR EBT grading - Agenda• Session 1 - EBT grading system - Regulatory explanation. Presented by EASA (Ascanio

Russo and Francisco Arenas Alvariño).

• Break (5/10 minutes)

• Session 2 - EBT grading system in action. - Airline view:

• Lufthansa (Frank Steiner Data manager and EBT project leader Lufthansa &TRI Pilot A320) and

• Iberia (Ignacio Gallego EBT manager, TRI/TRE A320 Iberia)

• Brake (5/10 minutes)

• Session 3 - Pannel discussion. Hosted by NLR - Netherlands Aerospace Centre - Frederik Mohrmann and Andy Mitchell, FRAeS from the Air Crew training policy group (ATPG).

• Session 4 – Closing remarks and Next steps - Presented by EASA - John Franklin MBE and Francisco Arenas Alvariño

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Agenda• Introduction.

• Regulation.

• Instructors.

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1- Building blocks. EBT components

EBT competencies

EBT

programme

INSTRUCTORS Training system performance ORO.FC.231(c)

Grading system ORO.FC.231(d)

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Grading system do much more.

Training system performance ORO.FC.231(c)

Grading system ORO.FC.231(d)

Instructor standardisation

Initial course

Recurrent training

ICAP

Pilots Examiners

Licence revalidation

EBT programme

Tailored training

Additional training

Accuracy of the grading

Appendix 9 manoeuvres

Instructor competencies

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2- What is Evidence-based training?

→ Is an assessment and training system based on EVIDENCE:→ What are this evidences?

1. Regulator: occurrence reports, accidents, studies, surveys,…etc.

❑ Data report for Evidence-based training + EBT regulation.

2. Operator: operators operational data + training data

❑ Operator specific training programme.

3. Instructor: assessment of crew competencies

❑ Allow to tailored the operator training to a specific crew

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1. Regulator: occurrence reports, accidents, studies, surveys,…etc.

❑ Data report for Evidence-based training + EBT regulation.

2. Operator: operators operational data + training data

3. Instructor: assessment of crew competencies

But there is more……

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3- Regulatory impact assessment.→ EBT is a voluntary programme: there is NO obligation to join EBT

Social

Low positive(+) and Low Negative (-) depending on: - the stakeholder and - the impacts observed.

Positive impacts

+ for pilots: +more objective licence revalidation (data-driven)

+improve skills and knowledge.

+ Instructors: they are allowed to conduct all simulator sessions.

Negative impacts

-Risk in data protection

-Examiners: less work in the licence

revalidation

When the EBT grading system can be used?

Baseline EBT

Mixed implementation

Progressive implementation - Enhanced EBT

EBT Operator conversion course and EBT Type rating course

Traditional checking (LPC&OPC) applies

OCC & initial type rating

New types into EBT Example: Helicopters.

Assessment according to EBT principles

RMT.0696

RMT.0599 Phase 1

Recurrent training and checking

Licence revalidation based on training DATA (competencies)

RMT.0599 Phase 2

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Why should you use our EASA recommended grading system?

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ORO.FC.231(d) GRADING SYSTEM

→ (1) The operator shall use a grading system to assess the pilot competencies. The gradingsystem shall ensure:

→ (i) a sufficient level of detail to enable accurate and useful measurements of individualperformance;

→ (ii) a performance criterion and a scale for each competency, with a point on the scale whichdetermines the minimum acceptable level to be achieved for the conduct of line operations. Theoperator shall develop procedures to address low performance of the pilot;

→ (iii) data integrity;

→ (iv) data security.

→ (2) The operator shall verify at regular intervals the accuracy of the grading system against acriterion-referenced system.

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Pilot competencies – Annex I definitions

→ Behaviour. refers to the way a person responds, either overtly or covertly, to a specific set of conditions, and which is capable of being measured.

→ Behavioural indicator. An overt action performed or statement made by any flight crew member that indicates how the crew is handling the event.

→ Observable behaviour (OB). A single role-related behaviour that can be observed The instructor may or may not be able to measure it.

→ ICAO changed: applicable Nov 2020.

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Sufficient level of detail &minimum acceptable level

→ AMC1 ORO.FC.231(d)(1)

→ Grade from 1 to 5:→ Grade 1 Not competent – minimum acceptable level NOT reach.

→ Grade 2 to 5 competent - minimum acceptable level reach or above.

However the IR also says:

“The operator shall develop procedures to address low performance of the pilot.”

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Low performance of the pilot

→ AMC4 ORO.FC.231(d)(1) Point (d):

→ (e)‘Individual tailored training’ same FSTD volume, tailored the syllabus to the pilot’s individual training needs.

→ (f) ‘Additional FSTD training’ increase of FSTD volume

See that the provision includes not only the non-competent pilots but also those with marginal performance (competent)

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Training system performance (ORO.FC.231(c))→ Both ideas (sufficient level of detail and performance of the

pilot) are combined in the training system performance:

→ AMC1 ORO.FC.231(c)

→ Level 0: competent/not competent

→ Level 1: competency metrics (grade 1 to 5 each competency)

→ Level 2: observable behaviour – required when low performance is observed

→ Level 3: other metrics

→ DATA PROTECTION: data access + security + integrity→ Information security standard.

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Grading system and instructors.

Training system performance ORO.FC.231(c)

Grading system ORO.FC.231(d)

Instructor standardisation

Initial course

Recurrent training

ICAP

Pilots Examiners

Licence revalidation

EBT programme

Tailored training

Additional training

Accuracy of the grading

Appendix 9 manouvres

Instructor competencies

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How the instructors should grade?→ The EASA recommended conduct of the grading is ORCA

→ AMC3 ORO.FC.231(d)(1)

→ 1- Observe, 2- record, 3- classify and 4- assess/evaluate

→ This technique is a wide industry technique.

→ We are further implementing it in ATQP.

→ The EASA recommended methodology of the grading is VENN → AMC4 ORO.FC.231(d)(1)

→ VEN: TEM and Observable behavioursAbbreviated word picture VENN model

TEM Observable behavioursGrading OUTCOME (1) HOW WELL (2) = HOW MANY (i) + HOW OFTEN (ii)1 unsafe situation ineffectively few, hardly any rarely2 not an unsafe situation minimally acceptable some occasionally3 safe situation adequately many regularly4 safe situation effectively most regularly5 enhanced safety, effectiveness and efficiency in an exemplary manner all, almost all always

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Instructors and grading system→ The operator should developed further guidance on grading for the

instructor. See point (d) AMC1 ORO.FC.231(d)(1), and SPT.012

→ The grading system provides feedback to the ICAP

→ The Appendix 9 provide also a criterion to ensure my instructors are grading correctly

Instructor standardisation

Initial course

Recurrent training

ICAP

Grading system ORO.FC.231(d)

Instructor competencies

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ORO.FC.231 point (d) subpoint (2)→ “The operator shall verify at regular intervals the accuracy of the

grading system against a criterion-referenced system.”

→ Once every 3 years the operator needs to include the Appendix 9 manoeuvres in one simulator session (EVAL+MT). 3 reasons:1. Can help the operator to identify when their EBT programme is “too easy”

2. Instructors

3. Legal reasons: both at European level (licence revalidation –level playing field) and at international level (e.g. ICAO).

→ To be used for the training system performance – not to measure the individual pilot performance.

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Tailor training and additional training→ The output of the instructor’s grading may be

→ ‘Individual tailored training’ same FSTD volume, tailored the syllabus to the pilot’s individual training needs.

→ ‘Additional FSTD training’ increase of FSTD volume

→ Such training is triggered in accordance with AMC4 ORO.FC.231(d)(1) point (d).

→ Although is not required by the regulation is in the interest of the operator to ensure instructor are well trained to conduct such training.

→ Considerations on ICAP.

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