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FDA's Mini-Sentinel Program to

Evaluate the Safety of Marketed

Medical Products

Progress and Direction

info@mini-sentinel.org 1

Progress and Direction

Richard PlattHarvard Pilgrim Health Care Institute

Harvard Medical School

for the Mini-Sentinel Investigators

January 31, 2013

Mini-Sentinel

• Develop scientific operations for active medical product

safety surveillance

• Create a coordinating center with continuous access to

22

• Create a coordinating center with continuous access to

automated healthcare data systems, and the following

capabilities:

– Develop and evaluate scientific methods that might later be

used in a fully-operational Sentinel System.

– Offer FDA the opportunity to evaluate safety issues in existing

automated healthcare data system(s) and learn more about

barriers and challenges.

Mini-Sentinel partner organizations

info@mini-sentinel.org 3

Institute for

Health

Initial needs

� Policies

• Privacy

• Governance

� Data model

� Procedures at FDA, at Coordinating Center, at Partner sitesEverything!

info@mini-sentinel.org 4

� Procedures at FDA, at Coordinating Center, at Partner sites

• White papers

• Standard operating procedures

� Infrastructure at FDA, at Coordinating Center, at Partner sites

• Personnel

• Hardware

• Software

Everything!

Mini-Sentinel Distributed Analysis1- User creates and

submits query

(a computer program)

2- Data partners

retrieve query

3- Data partners

review and run query

info@mini-sentinel.org 5

review and run query

against their local data

4- Data partners

review results

5- Data partners

return results via

secure network

6 Results are

aggregated

Mini-Sentinel Journal Supplement• Supplement to

Pharmacoepidemiology and

Drug Safety

• 34 peer reviewed articles

• Goals, organization, privacy

policy, data systems,

info@mini-sentinel.org 6

policy, data systems,

systematic reviews, stats/epi

methods, record retrieval

and review, protocols for

drug/vaccine studies...

• Open access!

• http://onlinelibrary.wiley.com/doi/

10.1002/pds.v21.S1/issuetoc

Drugs

info@mini-sentinel.org 7

www.fda.gov/Drugs/DrugSafety/ucm326580.htm; Nov 2, 2012

“This assessment [2used2] FDA’s Mini-Sentinel pilot...”

info@mini-sentinel.org 8

Toh Arch Intern Med.2012;172:1582-1589.

“�we commend the Food and Drug Administration

for developing the Mini-Sentinel�”

info@mini-sentinel.org 9

Katz. Arch Intern Med. 2012;172:1590

info@mini-sentinel.org 10

www.mini-sentinel.org/work_products/Statistical_Methods/Mini-Sentinel_Methods_Re-use-of-Mini-Sentinel-Data.pdf

info@mini-sentinel.org 11

www.mini-sentinel.org/work_products/Statistical_Methods/Mini-Sentinel_Methods_Framework-f

or-Assessment-of-Signal-Refinement-Positive-Results.pdf

In theory there is no difference

between theory and practice.

In practice there is.

info@mini-sentinel.org 12

In practice there is.

Yogi Berra

www.brainyquote.com/quotes/quotes/y/yogiberra141506.html#gsD0IBx3dytirLPX.99

Mini-Sentinel Distributed Analysis1- User creates and

submits query

(a computer program)

2- Data partners

retrieve query

3- Data partners

review and run query

info@mini-sentinel.org 13

review and run query

against their local data

4- Data partners

review results

5- Data partners

return results via

secure network

6 Results are

aggregated

PopMedNet Architecture – Deployment Overview

HTTPS, TLS

System

Administrator

(Two Factor

AuthN)

Fir

ew

allInternet

FISMA Compliant Data Center

Ne

two

rk

Se

curi

ty (

IDS

/IP

S, V

PN

/RS

A)

DataMart Management

(Metadata,

Authorization)

User and DataMart

Provisioning

And Administration

Workflow

Job

Scheduling

Request/

Response

Mgr

We

b S

erv

ers

/ R

ev

ers

e P

roxi

es/

Loa

d

Ba

lan

cers

Fir

ew

all

HTTPS, Mutual TLS

Fir

ew

all

Data Partner Organization

Data Mart

Client

Data

Source

(Common

Data

REST

Internet

Data Administrators

& Reviewers

(Two Factor AuthN)HTTPS,

TLS

DMZ Internal

Investigator

Enhanced

Investigator

Observer

Ne

two

rk

Se

curi

ty (

IDS

/IP

S, V

PN

/RS

A)

PMN Portal

User Account

Management

(Groups/Roles/User

Accounts)

User

Interface

We

b S

erv

ers

/ R

ev

ers

e P

roxi

es/

Loa

d

Ba

lan

cers

DMZ Non DMZ (Internal Components)

HTTPS, Mutual TLSData

Model)

DataWarehouse

/ Repositories

Optional

Audit

ETL

Optional Site to

Site VPN

• PMN Software – Supports multiple deployment models

• Agnostic to data center infrastructure and complements existing network infrastructure

• VM based deployments enabling ease of disaster recovery and planning

• Seamless overlay of VPN Connections (Remote Access, Site to Site, Two Factor User Authentication)

• Supports consolidation of remote sites into the data center for central management (Data Partner Components

can be hosted in a central data center similar to the PMN Portal)

• Secure End to End connection (Encrypted Transport using X.509 certificates)

• Supports industry standard RBAC configuration for users

• Supports Data Source provisioning based on RBAC and additional data source specific metadata

• Queries distributed using a PULL model instead of PUSH model

Mini-Sentinel Distributed Analysis1- User creates and

submits query

(a computer program)

2- Data partners

retrieve query

3- Data partners

review and run query

info@mini-sentinel.org 15

review and run query

against their local data

4- Data partners

review results

5- Data partners

return results via

secure network

6 Results are

aggregated

A Mini-Sentinel week

� Distributed dataset development/maintenance

� Query tool development /use

� Protocol development / implementation

� Methods development / implementation

info@mini-sentinel.org 16

� Methods development / implementation

� Develop new capacity

� Contribute to establishing a national resource for

evidence development

A Mini-Sentinel week

� Distributed dataset development/maintenance

info@mini-sentinel.org 17

Data Refreshes: Data Partner

Data Manager

Data Manager

Technical Analyst

Technical Analyst

Data Data

Data Manager

Data Manager

Technical Analyst

Technical Analyst

Data Data

10. Manage Data Update Process

3. Verify

1. Create

Data Update Work Plan

2. Review Data

info@mini-sentinel.org 18

Data Partner

Data Partner

Technical Analyst

Technical Analyst

Data Quality Analyst

Data Quality Analyst

Data Partner

Data Partner

Technical Analyst

Technical Analyst

Data Quality Analyst

Data Quality Analyst

6. Transform

& Load Data

into CDM

4.

Verify/Modify

ETL Process

3. Verify Source Data

Availability

5. Extract Data from

Source

System

7. Validate

Data Load

8. Create

Query Tool

Files

Data Quality Checking &

Profiling

MSOCMSOC Data PartnerData Partner

2. Review Data Update Work

Plan

Data Refreshes: Operations Center

Technical Analyst

Technical Analyst

Data Quality Analyst

Data Quality Analyst

Technical Analyst

Technical Analyst

Data Quality Analyst

Data Quality Analyst

2. Run

Quality

Checking

Programs

1. Verify

Current SAS

Software

Versions

13. Manage Data Quality Checking & Profiling Process

Data

Updates

4. Deliver

3. Review &

Remediate

Outputs

info@mini-sentinel.org 19

Analyst Analyst

Data Quality Analyst

Data Quality Analyst

Data Manager

Data Manager

Analyst Analyst

Data Quality Analyst

Data Quality Analyst

Data Manager

Data Manager

MSOCMSOC Data PartnerData Partner

6. Approve

Data Partner

Update

Data

Updates

4. Deliver

Summary

Outputs

5. Review

Summary

Outputs

� 120 core data refreshes received since MS began

Data Refreshes

info@mini-sentinel.org 20

How long does it

take to approve a

refresh?

Three weeks to

three months

Standard data checks

� 100+ tables per data partner per refresh

info@mini-sentinel.org 21

Data Visualization: After 7th refresh, partner A

info@mini-sentinel.org 22

Data Visualization: After 8th refresh, partner A

New time period

info@mini-sentinel.org 23

New data problem in old time period

Data Visualization: After 8th refresh fixed

info@mini-sentinel.org 24

• “Eternal vigilance is the

price of liberty”

-- attributed to

Thomas Jefferson

• “Eternal vigilance is the

price of reliable data"

-- Mini-Sentinel

info@mini-sentinel.org 25

A Mini-Sentinel week

� Distributed dataset development/maintenance

� Query fulfillment tools development /use

info@mini-sentinel.org 26

Typical Input to Modular Programs

• Look back XX days • Outcome(s)

Start of new treatment episode

Start Date End Date

info@mini-sentinel.org 27

• Look back XX days

• Inclusion/exclusion condition

• Outcome(s)

• Optional: blackout days

• Optional: extension days

Index Date Time

Mini-Sentinel Query Fulfillment Process

info@mini-sentinel.org 28

When existing programs aren’t enough

� Modify a modular program, or

� Create a new program

info@mini-sentinel.org 29

New Program Development

info@mini-sentinel.org 30

Uses of the distributed database

1500

Modular Programs

100

Ad Hoc Programs

info@mini-sentinel.org 31

0

500

1000

Feb

-11

Jun

-11

Oct

-11

Feb

-12

Jun

-12

Oct

-12

MP Queries

MP Reports

MP Scenarios

0

50

Feb

-11

Ma

y-1

1

Au

g-1

1

No

v-1

1

Feb

-12

Ma

y-1

2

Au

g-1

2

No

v-1

2

A Mini-Sentinel week

� Distributed dataset development / maintenance

� Query tool development / use

� Protocol development / implementation

info@mini-sentinel.org 32

Protocols in the field now

� Impact of labeling change on use of long acting beta

agonists

� Rotavirus vaccine and intussusception

� Human papillomavirus vaccine and

info@mini-sentinel.org 33

� Human papillomavirus vaccine and

thromboembolism

� Anti-diabetic drugs and acute myocardial infarction

Protocols under development

� Influenza vaccine safety

(same season, sequential analysis)

� Metabolic effects of atypical antipsychotics in

children and adolescents

info@mini-sentinel.org 34

children and adolescents

� Influenza vaccine and febrile seizures

� Dabigatran and stroke / bleeding

� Influenza vaccine and birth defects,

spontaneous abortion

� IV iron products and anaphylactoid reactions

� IV immune globulins and thromboembolic events

A Mini-Sentinel week

� Distributed dataset development / maintenance

� Query tool development / use

� Protocol development / implementation

� Methods development / implementation

info@mini-sentinel.org 35

� Methods development / implementation

Methods

� Improving confounder adjustment

� Validation of health outcomes of interest

� Data mining for vaccine adverse events

� Implementing routine prospective surveillance of

info@mini-sentinel.org 36

� Implementing routine prospective surveillance of

new products using sequential methods

A Mini-Sentinel week

� Distributed dataset development / maintenance

� Query tool development / use

� Protocol development / implementation

� Methods development / implementation

info@mini-sentinel.org 37

� Methods development / implementation

� Develop new capacity

Coming in 2013

� Prospective surveillance of new products

� New query tools

� New bandwidth to respond to more queries

� New data

info@mini-sentinel.org 38

� New data

• Links to state birth and immunization registries

• Explore use of inpatient data

A Mini-Sentinel week

� Distributed dataset development/maintenance

� Query tool development /use

� Protocol development / implementation

� Methods development / implementation

info@mini-sentinel.org 39

� Methods development / implementation

� Develop new capacity

� Contribute to establishing a national resource for

evidence development

February 10, 2011. Volume 364: 498-9

info@mini-sentinel.org 40

Continue external engagements

� NIH Health Care System Collaboratory

� Observational Medical Outcomes Partnership (OMOP)

� Clinical Trials Transformation Initiative

info@mini-sentinel.org 41

� Clinical Trials Transformation Initiative

� ONC Standards & Interoperability Framework

(Query Health)

� IOM Roundtable on Value and Science-Driven Health

Care

� Academy Health EDM Forum

� Other new partners as opportunities present

In conclusion

info@mini-sentinel.org 42

In conclusion

Key contributors to Mini-Sentinel’s progress

� Close, frequent, coordinated interactions between FDA, data

partners, content experts, epidemiologists, and statisticians

� Distributed data network

� Public health practice

� Focus on defined populations with sufficiently complete data

info@mini-sentinel.org 43

� Focus on defined populations with sufficiently complete data

• First: Claims and administrative data, plus access to full text records

• Then: electronic medical records, registries, …

� Rapid cycle development of capabilities

� Ability to respond quickly to predefined needs

“2highlights the necessity of proactive planning2”

Salmon Health Affairs 2012; 31:2518

Costs and benefits

� Up to date distributed database +

hundreds of rapid response queries

� Protocol based study

info@mini-sentinel.org 45

� Protocol based study

� Being prepared for pandemic

or other crisis

Expectations confirmed

� Standard programs can help FDA quickly interpret

signals from other sources:

• Dabigatran and bleeding

• Olmesartan and celiac disease

info@mini-sentinel.org 46

• Varenicline and cardiac events

� Many sophisticated analyses do not require exchange

of protected health information

info@mini-sentinel.org 47

Thank you!

info@mini-sentinel.org 48

Thank you!

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