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2010 Mutual Funds and Investment Management Conference : attendee list : 1
CONFERENCES
ATTENDEE LIST BY COMPANY
Susan Kirkpatrick AARP Financial
Mac Hisey AARP Funds
Dan Cwenar Access Data / Broadridge
Chip Miller Access Data Corp.
Brian Hook Adams Express Company
George Rebhan Advisors Series Trust
Mike LeRoy Advisors Series Trust
George Wofford Advisors Series Trust
Christine Carsman Affiliated Managers Group, Inc.
Larry Cranch AllianceBernstein
Phil Kirstein AllianceBernstein
Mark Anderson AllianceBernstein L.P.
David Martin AllianceBernstein, LP.
Erick Holt Allianz GI of America LP
Larry Altadonna Allianz Global Investors
Enrique Dick Allianz Global Investors
Youse Guia Allianz Global Investors
Richard Kirk Allianz Global Investors
Wayne Miao Allianz Global Investors
Gene Moy Allianz Global Investors
Claudine Perlet Allianz Global Investors AG
Brian Shlissel Allianz Global Investors Fund Management
Thomas Fuccillo Allianz Global Investors of America
Barbara Green Allianz Global Investors of America L.P.
Nancy Morris Alllianz Global Investors
Lisa Mougin ALPS Fund Services
Jeremy May ALPS Fund Services Inc.
Erin Douglas ALPS Fund Services, Inc.
JoEllen Legg ALPS Fund Services, Inc.
Warren Antler Altman Group
Chuck Etherington American Century Investments
2010 Mutual Funds and Investment Management Conference : attendee list : 2
Maryanne Roepke American Century Investments
Tim Taggart American Growth Fund
Christopher Petersen Ameriprise Financial
Scott Plummer Ameriprise Financial Inc.
Paul Major Ameriprise Financial, Inc.
Christine Williams Aon
Paul Kim Aon Risk Services
Frank Centrone Apollo Investment Corp.
Diane Landau Apollo Investment Corporation
Jamie Schibuk Arch Insurance Group
Cynthia Kalathas Arendt & Medernach
Tim Clemens Artio Global Investors
John Whilesmith Artio Global Investors
Sarah Johnson Artisan Funds
Jessica Chase Atlantic Fund Administration
Stacey Hong Atlantic Fund Administration, LLC
Patricia Louie AXA Equitable Life Insurance Company
Elaine Dixon AXA Financial
Steven Kane Axis Capital
Steve King Ballard Spahr LLP
Paul Scott Ballard Spahr, LLP
Jim Bordewick Bank of America
Michael DeFao Bank of America
Robert Zakem Bank of America
Fearghal Woods Bank of Ireland
Patrick Patalino Baron Capital
Mike Boyle BBD, LLP
John Braun BBD, LLP
Jim Kaiser BBD, LLP
Bill Kouser BBD, LLP
Keith Totten Beacon Consulting
Keith Brown Beacon Consulting Group
Mike Kerrigan Beacon Consulting Group
Frank Strauss Beacon Consulting Group
Scott Englehart Beacon Hill Fund Services, Inc
Steve Mintos Beacon Hill Fund Services, Inc.
Scot Draeger Bernstein Shur
Dana Lukens Bernstein Shur
Tom Sheehan Bernstein Shur
Fred Werblow Better Business Bureau of Greater New York
Nancy Persechino Bingham McCutchen
2010 Mutual Funds and Investment Management Conference : attendee list : 3
Fran Cohen Bingham McCutchen LLP
Mike Glazer Bingham McCutchen LLP
Barry Hurwitz Bingham McCutchen LLP
Paul Raymond Bingham McCutchen LLP
Toby Serkin Bingham McCutchen LLP
Roger Joseph Bingham McCutchen, LLP
Mike Bailey BlackRock
Robert Connolly BlackRock
Steve Messinger BlackRock
Ira Shapiro BlackRock
Howard Surloff BlackRock, Inc.
Barbara Pires Blackstone Asia Advisors LLC
Don Doherty BNP/FundQuest
Billy Blank BNY Mellon
Kathy Cuocolo BNY Mellon
Jim Ducey BNY Mellon
Frank Egan BNY Mellon
Phil Evans BNY Mellon
Robin Fisher BNY Mellon
Jennifer Goerlich BNY Mellon
Chris Healy BNY Mellon
Joe Keenan BNY Mellon
Jay Lipman BNY Mellon
Marty McElligott BNY Mellon
Ed McGann BNY Mellon
Mary Jean Milner BNY Mellon
Ken Roehner BNY Mellon
Geoff Bobroff Bobroff Consulting, Inc.
Kathryn Fuller Borden Ladner Gervais LLP
Scott McEvoy Borden Ladner Gervais LLP
John Warren Borden Ladner Gervais LLP
Craig Hill Boston Financial Data Services
Brian Cosgrove Bowne Investment Management Services
Jeffrey Phillips Bowne Investment Management Services
Richard Keller Brandes Investment Partners
Debra McGinty-Poteet Brandes Investment Partners
Joshua Grossman Brandes Investment Partners, L.P.
Tom Quinlan Brandes Investment Partners, L.P.
Von Celestine Bridgeway Capital Management
Tom Coakley Broadridge
Michael Collins Broadridge
2010 Mutual Funds and Investment Management Conference : attendee list : 4
Anthony Cordani Broadridge
Rob Ortense Broadridge
Ed Rivoire Broadridge
Russ Simon Broadridge
Rich Specht Broadridge
Peggy Schooley Broadridge Financial Solutions
Nicole Best Brown Brothers Harriman
Hugh Bolton Brown Brothers Harriman
Brian Fitzgerald Brown Brothers Harriman
Julie Flynn Brown Brothers Harriman
John Hartnett Brown Brothers Harriman
Jim Kent Brown Brothers Harriman
Susan Livingston Brown Brothers Harriman
Nancy Stetson Brown Brothers Harriman
Patricia Fallon Brown Brothers Harriman & Co.
Mike Saunders Brown Brothers Harriman & Co.
Michael Barna Burnham Asset Management Corp
Nimish Bhatt Calamos Investments
William Tartikoff Calvert
Dave Patton Capital Group Companies, American Funds Svc. Co.
Justin Brezina Capital Research and Management
Walt Burkley Capital Research and Management Company
Lily Corzo Capital Research and Management Company
Mike Downer Capital Research and Management Company
Ken Gorvetzian Capital Research and Management Company
James Ryan Capital Research and Management Company
Turner Swan Causeway Capital Management LLC
Morrison Warren Chapman and Cutler LLP
Hsin Chau Charles Schwab
Shelley Harding Charles Schwab
Catherine MacGregor Charles Schwab
Loren Ziegler Charles Schwab
Frank Pezzello Charles Schwab & Co. Inc
Melissa Callison Charles Schwab & Co., Inc
David Lekich Charles Schwab & Co., Inc.
Audra Mai Charles Schwab & Co., Inc.
Christine Pierangeli Charles Schwab & Co., Inc.
Mike Hogan Charles Schwab Investment Management
George Pereira Charles Schwab Investment Management
Jennifer Normann Chartis
Wendy Dowd Chubb
2010 Mutual Funds and Investment Management Conference : attendee list : 5
Matthew Kopet Chubb Insurance
Todd Cipperman Cipperman Compliance Services
Nick Filippo Cipperman Compliance Services
Martin Dean Citi
Jim Nolan Citi
Joe Rezabek Citi
Justin Skeels Citi
Bruce Treff Citi
Irimga McKay Citi Fund Services
Peter Verduin Citigroup
Jennifer Lammers Clearwater Investment Trust
Len Mackey Clifford Chance US LLP
Chris Bellamy Cohen Fund Audit Services
Mark Schikowski Cohen Fund Audit Services
Brett Eichenberger Cohen Fund Audit Services Ltd.
Peggy McCaffrey Cohen Fund Audit Services, Ltd.
Ron Cohn Cohn & Barr
Robert Scales Columbia Wanger Asset Management
Cindi Boudreau Computershare Fund Services
Rob Brennan Computershare Fund Services
Bill Jackson Computershare Fund Services
Jocelyn McBride Computershare Fund Services
Steve Spiegel Computershare Fund Services
Frederick Bailey ConvergEx
Jim Buck ConvergEx
Steven Yadegari Cramer Rosenthal McGlynn, LLC
Peter Crane Crane Data
Jay Buckley Credit Agricole CIB
David Rebibo Credit Agricole Corporate and Investment Bank
Carlos Leal CRM Funds
Cathy Heron CRMC
Liz Cohen D.F. King & Co., Inc.
Richard De May D.F. King & Co., Inc.
Vincent Di Costa D.F. King & Co., Inc.
Peter Schwartz Davis Graham & Stubbs LLP
Susan Baker Davis Polk
Daniel Budofsky Davis Polk & Wardwell LLP
Ryan Charles Davis Selected Advisers
Ben Mendola Davis Selected Advisers, L.P.
Ken Berman Debevoise & Plimpton LLP
Stephen Bier Dechert LLP
2010 Mutual Funds and Investment Management Conference : attendee list : 6
Tom Bogle Dechert LLP
Julien Bourgeois Dechert LLP
Kevin Cahill Dechert LLP
Ned Dodds Dechert LLP
Michael Doluisio Dechert LLP
Ruth Epstein Dechert LLP
Brendan Fox Dechert LLP
David Harris Dechert LLP
Christopher Harvey Dechert LLP
David Kotler Dechert LLP
Matthew Larrabee Dechert LLP
Jack Murphy Dechert LLP
John O’Hanlon Dechert LLP
Jeffrey Puretz Dechert LLP
Jon Rand Dechert LLP
Stuart Strauss Dechert LLP
Marlene Petter Delaware Investments
Bill Bacic Deloitte
Larry Depp Deloitte
P.J. DiStefano Deloitte
Susan Esper Deloitte
Rob Fabio Deloitte
Megan Kelly Deloitte
Julie Shirazi Deloitte
Cary Stier Deloitte
Nick Denton-Clark Deloitte & Touche LLP
Donna Glass Deloitte & Touche LLP
Paul Kraft Deloitte & Touche LLP
Elizabeth Krentzman Deloitte & Touche LLP
Tim Lupfer Deloitte Consulting LLP
Gary Lemon DePauw University
Andrea Mango Deutsche Asset Management
Paul Schubert Deutsche Asset Management
Bob Kloby Deutsche Bank
Rita Rubin Deutsche Bank
A. Thomas Smith Deutsche Asset Management
Steve Sachs Diamond Hill Investments
Thomas Early DicksteinShapiro
Valerie Brown Dimensional
Christopher Crossan Dimensional Fund Advisors
Catherine Newell Dimensional Fund Advisors
2010 Mutual Funds and Investment Management Conference : attendee list : 7
Carolyn O Dimensional Fund Advisors
Tom Mack Dividend Capital
Roberta Kameda Dodge & Cox
Thomas Mistele Dodge & Cox
Greg Cunnion Doremus Financial Printing
David Wade Doremus FP
Bill Schalda Dreyfus
Mark Costley Drinker Biddle & Reath
Veena Jain Drinker Biddle & Reath
Mike Malloy Drinker Biddle & Reath
Nancy O’Hara Drinker Biddle & Reath
Mary Jo Reilly Drinker Biddle & Reath
Audrey Talley Drinker Biddle & Reath
Josh Deringer Drinker Biddle & Reath LLP
Diana McCarthy Drinker Biddle & Reath LLP
Fred Quatrocky DST Systems, Inc
Jay Donley DST Systems, Inc.
Mike Tobin DST Systems, Inc.
Nathan Partain Duff & Phelps Investment Management Co.
Amy Duling DundeeWealth US
Tammy Wendoll Dunham & Associates
Paul Freeman DWS Funds
Bill McClayton DWS Funds
William Searcy DWS Funds
Bob Wadsworth DWS Funds
Michael Clark DWS Invesments/Deutsche Bank
John Blouch Dykema
Heather Harker Dykema Gossett, PLLC
Cooper Abbott Eagle Asset Mgmt.
John Mahoney Eaton Vance
Sharon Gordon Eaton Vance Management
Michelle Green Eaton Vance Management
Mary-Pat Cormier Edwards Angell Palmer & Dodge LLP
Thomas Seale EFA
Jesse Haldeman Endurance Specialty Insurance Ltd.
Jeff Ulness Epoch Investment Partners, Inc.
Michael Barkman Ernst & Young
Kevin Collins Ernst & Young
Mike DiLecce Ernst & Young
John Kavanaugh Ernst & Young
Rob Meiner Ernst & Young
2010 Mutual Funds and Investment Management Conference : attendee list : 8
Mark Michel Ernst & Young
Peter O’Toole Ernst & Young
Shaun Real Ernst & Young
Ravi Singh Ernst & Young
Michael Winter Ernst & Young
Steve Altier Ernst & Young LLP
Sue Cote Ernst & Young LLP
Matt Epp Ernst & Young LLP
Brenda Fleissner Ernst & Young LLP
Joe Grainger Ernst & Young LLP
Adeel Jivraj Ernst & Young LLP
Todd Johnson Ernst & Young LLP
Bob Mulhall Ernst & Young LLP
Scott Odahl Ernst & Young LLP
Doug Ratcliffe Ernst & Young LLP
Michele Walker Ernst & Young LLP
Sandy Fitzburgh eSecLending
Chip Hart eSecLending
Pat Norris Evergreen Funds
Chuck Gariboldi FAF Advisors
Kathy Prudhomme FAF Advisors, Inc.
Charlie Manzoni FAF Advisors/First American Funds
Charles Richter FAM Funds
Monte Thompson FAM Funds
John Kruk Fasken Martineau DuMoulin LLP
Jack Lockridge Federal Bar Association
Peter Germain Federated Investors
John Johnson Federated Investors, Inc.
Stephen Fisher Fidelity Investments
Sean Fitzsimons Fidelity Investments
Marty McGee Fidelity Investments
Sian Burgess Fidelity Investments Canada ULC
Bill Baxter Fidelity Management and Research
Matthew Swendiman Fifth Third Funds
Frank Watson Filepoint Edgar Services
Joseph Price FINRA
Joe Malone First Eagle Funds
Mark Goldstein First Eagle Investment Management/Arnhold and S. Bleichroeder
Larry Lavoie First Investors
Mark Bradley First Trust Portfolios L.P.
Scott Jardine First Trust Portfolios L.P.
2010 Mutual Funds and Investment Management Conference : attendee list : 9
Kristi Maher First Trust Portfolios L.P.
Dave Carson Flex-Funds/Huntington Funds
Richard Berthy Foreside Financial Group
Susan Mosher Foreside Financial Group
Mark Redman Foreside Financial Group
David Whitaker Foreside Financial Group
John Keffer Forum Funds
Donald O’Connor Forward Funds
Alan Reid Forward Management
Paul Schaeffer Forward Management
Robert Naka Forward Management, LLC
Pat Bernasconi Frank Crystal & Co., Inc.
Alison Baur Franklin Templeton Investments
Breda Beckerle Franklin Templeton Investments
Lori Weber Franklin Templeton Investments
Hal Liebes Fred Alger Management, Inc.
Bruce Alpert Gabelli Funds, LLC
Jeanne LaPorta GE Asset Management
Carrie Hansen Genworth Financial Wealth Management
Deborah Djeu Genworth Financial Wealth Management, Inc.
Mark Perry Gibson, Dunn & Crutcher LLP
Mike Gillespie GMO Trust
Ellen Drought Godfrey & Kahn, S.C.
Michele Racadio Godfrey & Kahn, SC
Ken Curran Goldman Sachs
Peter Fortner Goldman Sachs
George Djurasovic Goldman Sachs & Co.
Patricia Meyer Goldman Sachs & Co.
Miriam Cytryn Goldman Sachs Asset Management
Scott McHugh Goldman Sachs Asset Management
Peter Bonanno Goldman Sachs Asset Management, L.P.
Jessica Palmer Goldman Sachs Mutual Funds
Marco Adelfio Goodwin Procter
Bob Kurucza Goodwin Procter
John Hunt Goodwin Procter LLP
Rich Kerr Goodwin Procter LLP
Phil Newman Goodwin Procter LLP
Chris Palmer Goodwin Procter LLP
Kimberly Vargo Goodwin Procter LLP
Bill Thomas Grail Advisors
JB Kittredge Grantham Mayo Van Otterloo
2010 Mutual Funds and Investment Management Conference : attendee list : 10
Bev Byrne Great-West Life & Annuity Ins. Co.
Steven Felsenstein Greenberg Traurig LLP
Richard Cutshall Greenberg Traurig LLP
Arthur Don Greenberg Traurig LLP
Rod Miller GuideStone Financial Resources of the SBC
Jeff Billinger GuideStone Funds
Patty Weiland GuideStone Funds
Bill Steers Gunn Steers & Company
Erik Ojala Harbor Capital Advisors, Inc.
Vernon Meyer Hartford
Paul Beste Heartland Advisors, Inc.
Neil Hennessy Hennessy Funds
Terry Nilsen Hennessy Funds
Jennifer Hickox Houston Casualty Company
Andre Brewster Howard Rice
Richard Fabietti HSBC Global Asset Management
David Moffat Huron Consulting Group
Steve Carman Husch Blackwell Sanders, LLP
Larry Maffia ICI Mutual Insurance Company
John Mulligan ICI Mutual Insurance Company
Dan Steiner ICI Mutual Insurance Company
Kathie McGrath ICMA Retirement Corporation
Erik Jonson ICON Funds
Jessica Seidlitz ICON Funds
Terrie Wiedenheft IFS Financial Services, Inc.
Geoff Creighton IGM Financial Inc.
Amy Lancellotta Independent Directors Council
Joseph O’Donnell ING
Paul Caldarelli ING Funds
Jules Drelick ING Funds
Theresa Kelety ING Funds
Todd Modic ING Funds
Kate Nichols ING Funds
Chris Okoroegbe ING Funds
Steve Wastek ING Funds
Brett Wright ING Funds
John Diaz Institutional Investor
Justin Wright INTECH
Liz Duggan Interactive Data
Rob Haddad Interactive Data
Mark Heckert Interactive Data
2010 Mutual Funds and Investment Management Conference : attendee list : 11
Doug Levinson Interactive Data
Joe Mazalewski Interactive Data
Kenneth Starr Interactive Data
Melissa Rohrbaugh Interactive Data Corporation
Ed Ross Interactive Data Pricing & Reference Data
Laurie Brignac Invesco Fixed Income
Kevin Carome Invesco Ltd.
Greg Ahern Investment Company Institute
Ari Burstein Investment Company Institute
Dorothy Donohue Investment Company Institute
Anna Driggs Investment Company Institute
Jane Heinrichs Investment Company Institute
Keith Lawson Investment Company Institute
Karrie McMillan Investment Company Institute
Eva Mykolenko Investment Company Institute
Susan Olson Investment Company Institute
Brian Reid Investment Company Institute
Frances Stadler Investment Company Institute
Paul Schott Stevens Investment Company Institute
John Zader Investment Managers Series Trust
Anthony Dell Investors Bank & Trust Co.
David Cheop Investors Group Inc.
Karen Gillogly J.P. Morgan
George Martinez J.P. Morgan
Bill Muia J.P. Morgan
Diane Scott J.P. Morgan
Dan Manniello J.P. Morgan Chase
Tony Feenick J.P. Morgan Investment Management, Inc.
Frank Nasta J.P. Morgan Investment Management, Inc.
Mark Anderson Jackson National Asset Management
Dan Koors Jackson National Asset Management
Mark Nerud Jackson National Asset Management
Susan Rhee Jackson National Asset Management, LLC
Rick Noyes Janus
Susan Wold Janus Capital Group
Heidi Hardin Janus Capital Management LLC
Robin Nesbitt Janus Capital Management LLC
Rich Hirtle John Hancock Financial Services
Richard Choi Jorden Burt LLP
Chip Lunde Jorden Burt LLP
Nadine Baconi JP Morgan
2010 Mutual Funds and Investment Management Conference : attendee list : 12
Roy Rogers JP Morgan Chase Bank, NA
Mary Baker-Balady JPMorgan
Bob Caporale JPMorgan
Tom Christofferson JPMorgan
Tom Ishikawa JPMorgan
Chris Lynch JPMorgan
Tracy O’Brien JPMorgan
Michael Ravensbergen JPMorgan
Steve Smith JPMorgan
Bill Stanton JPMorgan
Steve Ungerman JPMorgan
Trish Maleski JPMorgan Asset Management
Bob Young JPMorgan Asset Management / Funds Management
Mark Kelley JPMorgan Chase
Ann Osti JPMorgan Chase
Joe Sanzone JPMorgan Chase
Wendy Setnicka JPMorgan Chase & Co.
Michael Caccese K&L Gates
Kurt Decko K&L Gates
Stuart Fross K&L Gates
Chuck Miller K&L Gates
Mark Perlow K&L Gates
Paulita Pike K&L Gates
Cliff Alexander K&L Gates LLP
Cameron Avery K&L Gates LLP
David Dickstein K&L Gates LLP
Paul Dykstra K&L Gates LLP
Alan Goldberg K&L Gates LLP
Jennifer Gonzalez K&L Gates LLP
Rebecca O’Brien Radford K&L Gates LLP
Francine Rosenberger K&L Gates LLP
Lori Schneider K&L Gates LLP
George Zornada K&L Gates LLP
Robert Zutz K&L Gates LLP
Stephane Ries KBL European Private Bankers
Dorothy Flynn Keane
Tom Steed Kilpatrick Stockton, LLP
Bob Schneider Kleinberg, Kaplan, Wolff & Cohen, P.C.
Sean McKee KPMG
Jeff Sion KPMG
Stanley Wo KPMG
2010 Mutual Funds and Investment Management Conference : attendee list : 13
Kim Zavislak KPMG
John Capone KPMG LLP
Laura Del Prato KPMG LLP
Deanna Flores KPMG LLP
Laurel Hammer KPMG LLP
Peter Hayes KPMG LLP
Brent Oswald KPMG LLP
Dave Seymour KPMG LLP
Dan Strasshofer KPMG LLP
Todd Watchmaker KPMG LLP
Ron Feiman Kramer Levin
Carl Frischling Kramer Levin
Jay Baris Kramer Levin Naftalis & Frankel LLP
Susan Penry-Williams Kramer Levin Naftalis & Frankel LLP
Brynn Peltz Latham & Watkins LLP
Jack Welch Latham & Watkins LLP
Bob Frenkel Legg Mason
Todd Lebo Legg Mason
Rob Nelson Legg Mason
Tom Mandia Legg Mason & Co.
Joe Carrier Legg Mason, Inc
Tom Lemke Legg Mason, Inc.
Dana Pescosolido Legg Mason, Inc.
Dan Hayes Lincoln Financial Group
Scott Arndt Lipper
Devin McCune Lipper
Don Ryan Loomis Sayles
James Bernaiche Lord, Abbett & Co. LLC
John Forst Lord, Abbett & Co. LLC
Lynn Gargano Lord, Abbett & Co. LLC
Vito Fronda Lord, Abbett & Co., LLC
Jeffrey Greenbaum Lovells Studio Legale
Pamela Krill Madison Investment Advisors, Inc.
Andrea Stimmel Mairs and Power
Lisa Hartzell Mairs and Power, Inc.
Jay Keeshan Management Practice, Inc.
Meyrick Payne Management Practice, Inc.
Don Rumery Managers Investment Group
Barry McGrath Maples and Calder
Frank Vento Marsh USA Inc.
John Blaser Marshall Funds
2010 Mutual Funds and Investment Management Conference : attendee list : 14
Evan Geldzahler Marsico Capital Management
Tom Kerwin Marsico Capital Management
Lynnett Fuller Marsico Capital Management, LLC
David Price Marsico Funds
John Deitelbaum Massachusetts Mutual Life Insurance Company
Ken Cohen MassMutual / OppenheimerFunds
Sean Baker MassMutual Financial Group
Jay Pratt MassMutual Funds
Tara Doyle Matheson Ormsby Prentice
Peter McCamman Mayer Brown LLP
Amy Ward Pershkow Mayer Brown LLP
Eric Polans Merrill Corporation
Dan Doyle Met Investor Series Trust
Bob Boulware Met Life
Paul Cellupica MetLife, Inc.
Elizabeth Blake MFC Global US
Bob Uek MFS Funds
Mark Polebaum MFS Investment Management
Geoff Hodge Milestone Group
Roger Hartley Mitchell Hartley Advisers
Paul Fawsitt MoneyMate
Laura Anne Corsell Montgomery McCracken
Jill Whitelaw Montgomery McCracken Walker & Rhoads, LLC
Terrance Reilly Montgomery, McCracken, Walker & Rhoads, LLP
John McGuire Morgan Lewis
Mara Bardinelli Morgan Stanley
Steve Hartstein Morgan Stanley Smith Barney
Dominic Maurillo Morgan Stanley Smith Barney
Georgia Bullitt Morgan, Lewis & Bockius LLP
Sean Graber Morgan, Lewis & Bockius LLP
Tim Levin Morgan, Lewis & Bockius LLP
Steve Stone Morgan, Lewis and Bockius LLP
David Rumph Munder Capital
Kevin Kuhl Munder Capital Management
David Smith Mutual Fund Directors Forum
Susan Ferris Wyderko Mutual Fund Directors Forum
Joe Finelli Nationwide Funds Group
Dorothy Sanders Nationwide Funds Group
Jim Bernstein Nationwide Investment Management Group
Mike Spangler Nationwide Investment Management Group
Russell Kane Natixis Global Associates
2010 Mutual Funds and Investment Management Conference : attendee list : 15
Mike Kardok Natixis Global Associates
Thomas Johnson New York Life Insurance Company
Alan Shortell New York Life Insurance Company
Brian Wickwire New York Life Investments
Jeffrey May Nicholas Company, inc.
Mike Blake Northern Trust
Gerry Brady Northern Trust
Jennifer Gramins Northern Trust
Matt Gray Northern Trust
Anna Jamroz Northern Trust
Owen Meacham Northern Trust
Barbara Nelligan Northern Trust
Matt Ward Northern Trust
Ann Zeiler Northern Trust
Lloyd Wennlund Northern Trust Global Investments
Barbara Courtney Northwestern Mutual
Richard Liebmann Norton Smith & Co
Sandy Tichenor Nuveen Investments, Inc.
Kimberly Plante Ohio National Financial Services
Laura Bissell Okapi Partners LLC
Bruce Goldfarb Okapi Partners LLC
George Bowen OppenheimerFunds
Julie Welton OppenheimerFunds
Bob Zack OppenheimerFunds
Lisa Bloomberg OppenheimerFunds, Inc.
Patrick Hyland OppenheimerFunds, Inc.
Mark Vandehey OppenheimerFunds, Inc.
Brian Wixted OppenheimerFunds, Inc.
Sam Freedman OppenheimerFunds-Denver
John Vekich OptumHealth Financial
Pamela Nichter Osterweis Capital Management
Jordana DeGuire Pacific Life Fund Advisors LLC
Laurene MacElwee Pacific Life Fund Advisors LLC
Kevin Steiner Pacific Life Fund Advisors LLC
Tom Willis Pacific Life Funds
Robin Yonis Pacific Life Insurance Company
Marc Mahon Parnassus Investments
John Skidmore Parnassus Investments
Paul Atkins Patomak Partners
Wendell Faria Paul Hastings
Brian Hurley Paul, Hastings, Janofsky & Walker
2010 Mutual Funds and Investment Management Conference : attendee list : 16
David Hearth Paul, Hastings, Janofsky & Walker LLP
Mitch Nichter Paul, Hastings, Janofsky & Walker LLP
Michael Rosella Paul, Hastings, Janofsky & Walker LLP
Chris Tafone Paul, Hastings, Janofsky & Walker LLP
Michael Pellegrino Pellegrino, LLC
John Falco Pepper Hamilton LLP
John Ford Pepper Hamilton LLP
Gregory Nowak Pepper Hamilton LLP
David Flattum PIMCO
John Loh PIMCO
Josh Ratner PIMCO
Brent Harris PIMCO Funds
Steve King PIMCO LLC
Terry Cullen Pioneer Investments
Chris Kelley Pioneer Investments
Bill Mennonna Pioneer Investments
Laura Moret Piper Jaffray Companies
Kathie Barr PNC Capital Advisors
Kelley Brennan PNC Funds
Matt Caulfield PNC Global Investment Servicing
Craig Churman PNC Global Investment Servicing
Mike DeNofrio PNC Global Investment Servicing
Dave Giannone PNC Global Investment Servicing
Linda Hoard PNC Global Investment Servicing
Jay Nusblatt PNC Global Investment Servicing
Malcolm Pobjoy PNC Global Investment Servicing
Bill Salus PNC Global Investment Servicing
Wayne Weaver PNC Global Investment Servicing
John Griffin PricewaterhouseCoopers
Tom Henk PricewaterhouseCoopers
Marty Jennings PricewaterhouseCoopers
Tom Kent PricewaterhouseCoopers
Marie O’Connor PricewaterhouseCoopers
Cindy Powers PricewaterhouseCoopers
Lori Richards PricewaterhouseCoopers
Mike Spiryda PricewaterhouseCoopers
John Stadtler PricewaterhouseCoopers
Karen Stuckey PricewaterhouseCoopers
Dave Trerice PricewaterhouseCoopers
Patrick Wall PricewaterhouseCoopers
Ted Wilm PricewaterhouseCoopers
2010 Mutual Funds and Investment Management Conference : attendee list : 17
Hugh Armstrong PricewaterhouseCoopers LLP
Shawn Baker PricewaterhouseCoopers LLP
Barry Benjamin PricewaterhouseCoopers LLP
Joe Diangelo PricewaterhouseCoopers LLP
Anthony Evangelista PricewaterhouseCoopers LLP
Kathryn Kaminsky PricewaterhouseCoopers LLP
Paul Keller PricewaterhouseCoopers LLP
Ann Kennedy PricewaterhouseCoopers LLP
Raj Kothari PricewaterhouseCoopers LLP
Chris May PricewaterhouseCoopers LLP
Bill McGinley PricewaterhouseCoopers LLP
Gary Meltzer PricewaterhouseCoopers LLP
Karen Morgan PricewaterhouseCoopers LLP
Chris Thompson PricewaterhouseCoopers LLP
John Parkhouse PricewaterhouseCoopers Luxembourg
Mari Ferris PricewaterhouseCoopers, LLP
Amy Doberman ProFunds
Barry Pershkow ProFunds
Tim Coakley ProFunds Group
Debbie Docs Prudential
Valerie Simpson Prudential
Theresa Thompson Prudential
Saul Fenster Prudential Insurance Fund
Tim Knierim Prudential Investment Management
Katie Quirk Prudential Investments
Grace Torres Prudential Investments
Robert Burns Putnam Investments
James Clark Putnam Investments
Frank McNamara Putnam Investments
Michael Schnitman Putnam Investments
Stephen Tate Putnam Investments
Sandy Madden Quantitative Advisors
Lisa Thenell Rainier Investment Management, Inc.
Melodie Zakaluk Rainier Investment Management, Inc.
Chih-Pin Lu Raymond James Financial, Inc.
Erik Preus RBC Funds
RBC Funds RBC Funds Trust
Steve Keen Reed Smith LLP
Alan Seigerman ReFlow
Michael Lydon Reich & Tang Asset Mgmt.
Bob Straniere Reich & Tang Funds Group
2010 Mutual Funds and Investment Management Conference : attendee list : 18
Raul Varela Rivet Software, Inc.
John Gerstmayr Ropes & Gray
Rajib Chanda Ropes & Gray LLP
Gregory Davis Ropes & Gray LLP
Mike Doherty Ropes & Gray LLP
Thomas Hiller Ropes & Gray LLP
Susan Johnston Ropes & Gray LLP
John Loder Ropes & Gray LLP
Alan Priest Ropes & Gray LLP
George Braxton Raine Ropes & Gray LLP
Elizabeth Reza Ropes & Gray LLP
Rob Skinner Ropes & Gray LLP
David Sullivan Ropes & Gray LLP
Michael Szkodzinski Ropes & Gray LLP
James Thomas Ropes & Gray LLP
Jane Rose Rose Law Firm
John Diederich Royce Funds
Ron Tuosto RR Donnelley
Ross Erickson Russell Investments
Sandra Richardson Russell Investments
Mary Beth Rhoden Russell Investments
Kari Seabrands Russell Investments
Leanne Smith Russell Investments
Mark Swanson Russell Investments
Cheryl Wichers Russell Investments
Kevin McGovern Rydex|SGI
Lisa Morrone S&P
Robert Hancock Sands Capital Management
Bradford Campbell Schiff Hardin LLP
Abby Ingber Schroder Investment Management NA
Karen Spiegel Schulte Roth & Zabel
Ken Gerstein Schulte Roth & Zabel LLP
George Silfen Schulte Roth & Zabel LLP
Joanna Haigney Security Global Investors
Amy Lee Security Global Investors
John Alshefski SEI
Jay Cipriano SEI
Robert Groth SEI
Gary Harris SEI
Debi Koons SEI
Phil Masterson SEI
2010 Mutual Funds and Investment Management Conference : attendee list : 19
Steve Papulak SEI
George Tsiaras SEI
Cheryl Burgermeister Select Sector SPDR Funds
Tom Malone Sentinel Funds
Bibb Strench Seward & Kissel
Ron Cima Seward & Kissel LLP
Kathleen Clarke Seward & Kissel LLP
Paul Miller Seward & Kissel LLP
Tony Nuland Seward & Kissel LLP
John Tavss Seward & Kissel LLP
Nathan Greene Shearman & Sterling LLP
Jesse Kanach Shearman & Sterling LLP
Paul Schreiber Shearman & Sterling LLP
Ellen Harris Sidley Austin LLP
Laurin Blumenthal Kleiman Sidley Austin LLP
Jock MacKinnon Sidley Austin LLP
Sarah Cogan Simpson Thacher & Bartlett LLP
Ken Burdon Skadden, Arps
Jonathan Eisenberg Skadden, Arps, Slate, Meagher & Flom LLP
Bob Dunne SMART Business Advisory & Consulting, LLC
Heidi Ryan Patton SMART Business Advisory & Consulting, LLC
Mary Joan Hoene Sonnenschein Nath & Rosenthal LLP
Michael Wittke Southeastern Asset Management
Julie Bishop Southeastern Asset Management, Inc.
Kristy Stevenson State Farm
Dan Willard State Farm Investment Management Corporation
Neal Chansky State Street
Dennis Fritchman State Street
Bob Engvall State Street
Andy Fry State Street
Scott Horton State Street
Jim Keenan State Street
Wendy LaBonte State Street
Mary Moran Zeven State Street
Owen Nichols State Street
Larry O’Grady State Street
Stephanie Poster State Street
Dan Rowley State Street
Pete Thurmond State Street
Bob Triano State Street
Barbara Wentzel State Street
2010 Mutual Funds and Investment Management Conference : attendee list : 20
Ellen Needham State Street Bank
David Saulnier State Street Bank
John Stratton State Street Corp
Julie Tedesco State Street Corp
Tracy Atkinson State Street Corporation
Joyce Dardonis State Street Corporation
Tom Forrester State Street Corporation
Michael Foutes State Street Corporation
Gary French State Street Corporation
Alan Greene State Street Corporation
Brenda Lyons State Street Corporation
Doug Miller State Street Corporation
Michael Prendergast State Street Corporation
Scott Rimmer State Street Corporation
Keith Slattery State Street Corporation
Jacki Angell State Street Global Advisors
Lance Dial State Street Global Advisors
Phillip Gillespie State Street Global Advisors
Billy Hawkins State Street Global Advisors
Julie Piatelli State Street Global Advisors
Carolan Berkley Stradley Ronon
Mike O’Hare Stradley Ronon
Matthew DiClemente Stradley Ronon Stevens & Young
Lisa Duda Stradley Ronon Stevens & Young
Kristin Ives Stradley Ronon Stevens & Young
Bill Pilling Stradley Ronon Stevens & Young
Lawrence Stadulis Stradley Ronon Stevens & Young
Bob Fulton Stradley Ronon Stevens & Young LLP
Prufesh Modhera Stradley Ronon Stevens & Young LLP
Greg DiMeglio Stradley Ronon Stevens & Young, LLP
Alison Fuller Stradley Ronon Stevens & Young, LLP
Bruce Leto Stradley Ronon Stevens & Young, LLP
Michael Mabry Stradley Ronon Stevens & Young, LLP
Jana Cresswell Stradley, Ronon, Stevens & Young, LLP
Kevin Shine Strategic Insight
Joel Goldberg Stroock & Stroock & Lavan LLP
Gary Granik Stroock & Stroock & Lavan LLP
Nicole Runyan Stroock & Stroock & Lavan LLP
Eric Kadel Sullivan & Cromwell LLP
Rick Wertheim Sullivan & Cromwell LLP
David Leahy Sullivan & Worcester, LLP
2010 Mutual Funds and Investment Management Conference : attendee list : 21
Maura Murphy Sun Capital Advisers LLC
Steven Brancato SunAmerica
Greg Bressler SunAmerica Asset Management Corp.
John Silane SunGard Asset Arena
Marguerite Bateman Sutherland Asbill & Brennan LLP
Tom Bisset Sutherland Asbill & Brennan LLP
Tom Conner Sutherland Asbill & Brennan LLP
David Goldstein Sutherland Asbill & Brennan LLP
David Abbey T. Rowe Price Associates, Inc.
Darrell Braman T. Rowe Price Associates, Inc.
Karen Horn T. Rowe Price Associates, Inc.
David Oestreicher T. Rowe Price Associates, Inc.
Theo Rodgers T. Rowe Price Associates, Inc.
Linda Kaufmann Tait, Weller & Baker LLP
Jim Mahoney Tait, Weller & Baker LLP
Michele Teichner TD Asset Management
Jeremy Read The Altman Group
Paul Torre The Altman Group
Tom Nader The Altman Group, Inc.
Jeff Bieselin The Bank of New York Mellon
Jim Cecere The Bank of New York Mellon
Lori Givens The Bank of New York Mellon
Sandy McKenna The Bank of New York Mellon
Joe Connolly The Dreyfus Corporation
Janette Farragher The Dreyfus Corporation
Michael Rosenberg The Dreyfus Corporation
Tami Fagely The Hartford
Tom Jones The Hartford
Ed Macdonald The Hartford
J.P. Scanlon The Hartford
Steve Boughal The Hartford Financial Services Group
Ralf Hensel The Investment Funds Institute of Canada
Katherine Kruk The Investment Funds Institute of Canada
Larry Amerl The Marshall Funds
Terence Faherty The Milestone Group
Randy Rein The Northern Trust Company
Peter Reinhart The Northern Trust Company
John Denneen The Royce Funds
JoAnn Strasser Thompson Hine LLP
Michael Wible Thompson Hine LLP
Charles Thompson Thompson, Hickey, Cunningham, Clow & April, P.A.
2010 Mutual Funds and Investment Management Conference : attendee list : 22
Jon Hale Thomson Reuters
Gerry Vaillancourt Thrivent Financial
David Royal Thrivent Financial for Lutherans
Randall Lowry TIAA CREF
Glenn Brightman TIAA-CREF
Phil Goff TIAA-CREF
Stewart Greene TIAA-CREF
Rachael Zufall TIAA-CREF
Tom Pandick Tocqueville Asset Management
Rich Fachet Travelers
Suzanne Hoppe Travelers
Lacey Pevey Travelers
Philip Holl Trust Company of the West
Brian McNally Turner Funds/Turner Investments Partners
Eric Falkeis U.S. Bancorp Fund Services, LLC
Erin La Porte U.S. Bancorp Fund Services, LLC
Joe Redwine U.S. Bancorp Fund Services, LLC
Karl Walli U.S. Department of the Treasury
Kelly Niland U.S. Global Investors
Luis Aguilar U.S. Securities and Exchange Commission
Carlo di Florio U.S. Securities and Exchange Commission
Buddy Donohue U.S. Securities and Exchange Commission
Susan Ervin U.S. Securities and Exchange Commission
Robert Plaze U.S. Securities and Exchange Commission
Smeeta Ramarathnam U.S. Securities and Exchange Commission
Douglas Scheidt U.S. Securities and Exchange Commission
David Shillman U.S. Securities and Exchange Commission
Tom Warren UAT, INC.
Joe Allessie UBS
Seth Ruderman UBS Financial Services
Thomas Disbrow UBS Global Asset Management
Keith Weller UBS Global Asset Management
Eric Sanders UBS Global Asset Management (Americas) Inc.
Bob Dorsey Ultimus Fund Solutions, LLC
Frank Maresca Ultimus Fund Solutions, LLC
Terry Gallagher UMB Fund Services, Inc.
Bob Tuszynski UMB Fund Services, Inc.
David Bogaert Unified Fund Services, Inc.
Carol Highsmith Unified Fund Services, Inc.
John Swhear Unified Series Trust
Margaret Bond Union Bank
2010 Mutual Funds and Investment Management Conference : attendee list : 23
Moon Lee Union Bank
Kevin Galvin Union Bank, N.A.
George Sapp US Bancorp Fund Services LLC
Mike Ceccato US Bancorp Fund Services, LLC
Susan McGee US Global Investors
James Whetzel USAA
Stuart Schuldt Van Kampen Investments
John Sullivan Van Kampen Investments
Natalie Bej Vanguard
Mike Bosken Vanguard
Tyler Craig Vanguard
Amy Dobra Vanguard
Heidi Stam Vanguard
Ken Nagel Vanguard Brokerage Services
Anthony Calhoun Vantagepoint Funds Board of Directors
Arthur Lynch Vantagepoint Funds Board of Directors
Robin Wiessmann Vantagepoint Funds Board of Directors
Mary Bishop Varden Technologies, Inc.
Maureen Miller Vedder Price P.C.
David Sturms Vedder Price P.C.
Karin Jagel Flynn Vedder Price, P.C.
Jim Hanks Venable LLP
Michael Leber Venable LLP
Chris Dyer Victory Capital Management
Derrick Macdonald Victory Capital Management
Michael Lazar Vintage Filings
Jackie Porter Virtus Funds
Kevin Carr Virtus Investment Partners
Jeff Squires Vista360
Joe Mastoloni Vontobel Asset Management, Inc.
Dan Hoover Wachovia Bank WGSL
Bob Hechler Waddell & Reed Advisors Funds
Joe Kauten Waddell and Reed
Russell Biles Wasatch Funds, Inc.
Jeffrey Steele Washington Management Corp.
Michael Stockton Washington Management Corporation
Ken Stoll Weitz Funds
Jen Mortimer Wellington Management
James Campbell Wellington Management Company, LLP
David Messman Wells Fargo
Debra Ann Early Wells Fargo Funds Management
2010 Mutual Funds and Investment Management Conference : attendee list : 24
Rick Smirl William Blair & Company, LLC
Dan Morrissey William Fry
Bill Baker Willis HRH
Matt Baum Willis North America Inc.
Barry Barbash Willkie Farr & Gallagher LLP
Rose DiMartino Willkie Farr & Gallagher LLP
Maria Gattuso Willkie Farr & Gallagher LLP
Ben Haskin Willkie Farr & Gallagher LLP
Burton Leibert Willkie Farr & Gallagher LLP
Joe Riley Willkie Farr & Gallagher LLP
Jim Anderson WilmerHale
Bob Bagnall WilmerHale
Matthew Chambers WilmerHale
John Faust WilmerHale
David Heaton WilmerHale
Lori Martin WilmerHale
Len PIerce WilmerHale
Carol Robinson Schepp WilmerHale
Tim Silva WilmerHale
Marianne Smythe WilmerHale
John Kelley Wilmington Trust Company
Aaron Eubanks Wilshire Associates
Liz Cohernour Wintergreen Advisers, LLC
Richard Morris WisdomTree Asset Management
Stevie Conlon Wolters Kluwer Financial Services
Chris Eng Wolters Kluwer Financial Services
Robert Putney
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