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Implementing SQF Training for Food Safety SuccessFood Safety Success

© Scientific Certification Systems | 1© Scientific Certification Systems | 1

2000 Powell St., Suite 600, Emeryville, CA 94608 || (510) 452-8000 || www.scsglobalservices.com

“ The only thing worse than training good employees and losing them,

“good employees and losing them, is not training your employees and keeping them”and keeping them. 

—Zig Ziglarg g

© Scientific Certification Systems | 2© Scientific Certification Systems | 2

Reasons for Training    …same as Food Safety

Regulations and retail buyer requirements

Health: Food borne illness + “at risk” populationsHealth: Food borne illness  +  at risk  populations

The micro world:  increased “virulence” and adaptation & better detectionadaptation & better detection

Global food supply & technology/transportation

Risk of Liability

Media – avoid Media  avoid                                                 negative press 

© Scientific Certification Systems | 3© Scientific Certification Systems | 3

Top four food safety problemsIndependent experts hired by the FDA identified these issues:

1. "deficient employee training,"1. deficient employee training,  

2. “contamination of raw materials," 

3. "poor plant and equipment sanitation," 

4 "poor plant design and construction”4. poor plant design and construction .

Preventive Control = Training ‐ Ongoing and targeted training on issues ranging from allergen control cleaning and sanitation proceduresissues ranging from allergen control, cleaning and sanitation procedures, incoming ingredient receipt protocol, and monitoring for employees, management, as well as suppliers.

© Scientific Certification Systems | 4© Scientific Certification Systems | 4

Current Good Manufacturing Practices (cGMPs) Creation & Document 

Control of SOP/SSOPs Training & Education of 

Revisions to CGMPs  ‐2 types : one for HARPC (21 CFR pt 117) and one for Produce 

Personnel  Personnel Practices –

hygiene, product handlingM i t f G d

Rule (21 CFR pt 112)

Maintenance of Grounds Pest Control Safe Water Supply & 

Plumbing

based on FDA Regulation 21 CFR110 10Plumbing

Cold Storage Monitoring Transport – product 

shipping and distribution

21 CFR110.10

shipping and distribution Microbial Testing Pre‐inspection procedures –

cleaning & sanitation Food GMP Modernization Working Group Report

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FSMA rules:(Food Safety Modernization Act)

The CGMP and Hazard Analysis and Risk-Based Preventative Controls for Human Food Rule - FDA isPreventative Controls for Human Food Rule - FDA is requesting comment on whether it should mandate training for employees and supervisors, including a requirement for records that document training.records that document training.

The Produce rule would require training for farm personnel who handle the produce or food-contact surfaces, and for supervisors.

© Scientific Certification Systems | 6© Scientific Certification Systems | 6

Training & need to revise CGMPs

Comments ~ “Food safety specifications 

"...training is essential to making all the other control elements 

y prequired from the top down through the supply chain are far more stringent and

effective.”are far more stringent and effective than regulatory requirements.”  

Food GMP Modernization Working Group Report

© Scientific Certification Systems | 7© Scientific Certification Systems | 7

GFSI International Food Safety Standards

© Scientific Certification Systems | 8© Scientific Certification Systems | 8

Global Food Safety Training 2013

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What can you expect from employees (who do t i l i t ti /t i i )?not receive clear instructions/training)?Imagine the Result of Poor (or no) Instructions

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Awareness – understand what needs to be done 

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SQF Training Center  – what is offered

Course: 2‐day Implementing SQF Systems Courses – either 1000/Pre‐farm gate (GAP) or 2000/Post farm‐gate (GMP) 

For whom? Employees who are responsible for designing,  implementing and maintaining the Code are encouraged to participate in a training course.participate in a training course. 

Course Outline• Introduction to SQF and Implementing SQF Training• Introduction to SQF and Implementing SQF Training • Preparing for SQF Certification• SQF Certification Process• Implementing an SQF SystemImplementing an SQF System• SQF System Elements (Module 2)• GAPs and Pre-Farm Gate (Module 7 and its derivatives)• Or GMPs and Post-Farm Gate (Module 11 and its derivatives)

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( )

HACCP Prerequisite 2‐day training   HACCP training — 2‐day (or equivalent) + exam for Practitioner and other employees involved;  Must have an understanding of HACCP principles and process and their roleHACCP principles and process, and their role.

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Training Goals: Implementing the SQF course

Promote an understanding of the SQF Code.

Create a knowledge base to facilitate the successful Create a knowledge base to facilitate the successful implementation of an SQF System.

Show how a HACCP‐based approach manages food safety and Show how a HACCP‐based approach manages food safety and quality hazards in an operation.

Discuss new regulatory and safety requirements. Meets SQF’s training requirement.

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Training & Educational Options

Public courses

In‐house courses 

Public / in‐housePublic / in house

Online SQFI

Consultants

SQF Resources online – Code, updates, checklists, guidance documents, food sectors, audit duration…

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SQF Trainer and Training Center requirements

SQF trainers • 2‐ 4 years experience developing, managing and                   maintaining a food safety programmaintaining a food safety program• at least one (1) food sector category or be an SQF registered consultant/auditor3 i i i h i l f d f / li• 3 years experience training technical food safety / quality 

adult training courses (20 training days)

( ) l l f h Training Center (TC) gets Evaluations upon completion of the course.

d d f f d TC provides Binders, Certificate of Attendance. For an SQF Certificate – trainee must pass exam with 75+%.  3x to retake.

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2.9.1 SQF Code Training Requirements ‐ audited Appropriate training shall be provided for personnel 

‐ job specific‐ needs analysis‐ needs analysis

Training may be completed on the job by qualified technical staff or externally by recognized institutionsstaff or externally by recognized institutions.

Instructions shall be available ‐ specific

Document and implement

Language/literacy g g / y

Refresher Training

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Learning Design – appropriate training A Learning Design is a planned experience (e.g., a Strategy involving a number of instructional methods, activities and resources) that facilitates desired learning outcomes for aresources) that facilitates desired learning outcomes for a group of students.

When we systematically (and perhaps creatively) plan our When we systematically (and perhaps creatively) plan our lessons for the students we teach, this is a learning design. 

What is important however is that the design is most What is important, however, is that the design is most effective and efficient for facilitating the desired learning for that particular group of students.

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Preventative Maintenance ‐ Refresher Training

Schedule regular gpreventive maintenance (updates to Code, legislation risklegislation, risk level/corrective actions?)

In house or vendor In‐house or vendor

Keep certificates available for auditorsavailable for auditors

© Scientific Certification Systems | 19© Scientific Certification Systems | 19

Global Food Safety Training 2013

© Scientific Certification Systems | 20© Scientific Certification Systems | 20

Other related benefits of Trainingg…similar to benefits of HACCP +

D i d k d il Drive down rework and spoilage costs. Reduce liability related to food safety. Improve consistency in product safety & quality. Compliance with Regulatory & Retailers = Sales

Keep on top of it!Keep on top of it!

Training, like HACCP, should be Preventive!

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Provide classroom training                                              O th J b t i i b lifi d lor On‐the‐Job training by qualified personnel.

Good trainers!Stories/examples,experience, d ieducationup‐to‐date

© Scientific Certification Systems | 22© Scientific Certification Systems | 22

Leveraging Your SQF Systemeveraging Your SQF System

© Scientific Certification Systems | 23© Scientific Certification Systems | 23© Scientific Certification Systems | 23

Effectiveness

2.9.7. Training Skills Register

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Alignment = Buying In

© Scientific Certification Systems | 25© Scientific Certification Systems | 25

Food Safety is Educational

© Scientific Certification Systems | 26© Scientific Certification Systems | 26

Food Safety and Quality

Who is responsible? 

© Scientific Certification Systems | 27© Scientific Certification Systems | 27

Everybody is Responsible!!

© Scientific Certification Systems | 28© Scientific Certification Systems | 28

Who Needs To Be Trained?

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Employee Training Program

3 Levels Senior Middle 

Management/ QA

All Employees /3 Levels Mgmt QA 

Professionals/ Workers

SQF ElementsBCP, Management Commitment &

GMPs/GAP HACCP SOP/SSOPs SQF Elements Commitment & 

ReviewHACCP  training

/WINs

Documentation Training  Topics covered, trainer name andDocumentation Records  trainer, name and 

signature of attendees

Refresher Training Annual /seasonal Refresher Training (as needed)

© Scientific Certification Systems | 30© Scientific Certification Systems | 30

Definition of the SQF System

“A RISK management and PREVENTATIVEsystem that includes a Food Safety plan and Quality Plan at level 3 implemented and operated by a supplier to ASSURE food safety and quality (Level 3).”

SQF Code Edition 7. p. 152

© Scientific Certification Systems | 31© Scientific Certification Systems | 31

© Scientific Certification Systems | 32© Scientific Certification Systems | 32

© Scientific Certification Systems | 33© Scientific Certification Systems | 33

Management & Supervisors

Food Safety Element Responsibility2.2.1 Document Control

2.3.1. Product Development

2.2.1. QA Manager / SQFP

2.3.1. R&D Manager

2.4.5 Incoming Goods

2 5 7 I l A di

2.4.5. Purchasing Manager

2 5 7 QA M / SQFP2.5.7 Internal Audits 2.5.7. QA Manager / SQFP

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Management & SupervisorsFood Safety Program2.6.1. Withdrawal & Recall

Responsibility2.6.1. CEO & Crisis Team

2.8.2. Allergen Program 2.8.2. Warehouse, Production, and Sanitation Managers

11.2.9. Premises & Equipment Maintenance

11.2.9. Maintenance Manager

11.2.13. Cleaning & Sanitation

11.2.13. Sanitation Manager

11.3. Personal Hygiene  11.3. All Managers

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Food Safety d QA P f i land QA Professionals

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QA Manager / SQFP

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All Employees  ‐ Admin & Floor

HACCP Team training

Packaging Operator ‐ Net Weight Control, Codification, Labeling, CCP Metal Detector & g,Kill Step

Operators ‐ CP Monitoring food p gSafety plan. Magnets, Screens, Sifters

QC Techs ‐ Sampling & Analysis, Raw Materials, Calibration Scales & Thermometers

© Scientific Certification Systems | 38© Scientific Certification Systems | 38

Scales & Thermometers

All Employees ‐ Admin & Floor, continued

Maintenance Tech —GMPs for Maintenance Personnel, Clean‐up procedure

Sanitation Operator — SSOPs, MSDS, Handling Chemicals, Verification of correct concentration of Detergents and Sanitizers

Customer Service — Complaint Management

All E l I d P M (IPM) All Employees —Integrated Pest Management (IPM)

Receptionist — Visitors Policy 

Forklift Operator — Loading  & Unloading procedures, Allergen Program, Storage GMPs, Stock Rotation

© Scientific Certification Systems | 39© Scientific Certification Systems | 39

Language / Literacy  2.9.5.1

Training materials and the delivery of training shall be provided in language understood by staff – note commonprovided in language understood by staff  note common languages + literacy

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Maintenance:  2.9.6. Refresher Training Identify and Implement refresher training based on needs of organization.

Depends on program, SQF System review, Seasonal Product or not, Turnover, etc.

© Scientific Certification Systems | 41© Scientific Certification Systems | 41

Case Studies

© Scientific Certification Systems | 42© Scientific Certification Systems | 42

Case Study: Bakery

600 Employees

80% Spanish speaking 80% Spanish‐speaking

10% Chinese‐speaking and other languages

10% English‐speaking

Frozen baked breads bagels donuts danish Frozen baked breads, bagels, donuts, danish

4 lines

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Bakery, continued

SQF Certificate was suspended

Conducted gap analysis to find root causes Conducted gap analysis to find root causes

Findings: Employees did not know about SQF

Conducted SQF Overview training for all employees (WIFM & WSIC)

Trained Managers & Supervisors on SQF PRPs 

Trained relevant employees on specific tasks Trained relevant employees on specific tasks

Company got certificate back in 3 months

© Scientific Certification Systems | 44© Scientific Certification Systems | 44

Quality Control (QC) Model

Fact: Low skilled workers 

Inspectors backing up workers Inspectors backing up workers

Inspectors Accountable for Food Safety & QA

Worker focus is productivity 

Creates friction Creates friction

QC model doesn’t focus on waste management

Management outside of QA is not accountable for Food Safety & QA 

© Scientific Certification Systems | 45© Scientific Certification Systems | 45

Quality Management Systems (QMS) Model

Sr. Management Committed to Food Safety

All Management Accountable for Food Safety & QA All Management Accountable for Food Safety & QA 

QA/SQFP plays a control & support role 

Worker role is productivity with food safety & QA

SQF Training programs must be in place & effective to train SQF Training programs must be in place & effective to train lower skilled workers

QMS model focuses on CI and waste reduction QMS model focuses on CI and waste reduction

© Scientific Certification Systems | 46© Scientific Certification Systems | 46

Management and Supervisors

System Design Tip (QMS vs. QC)

Designate Food Safety and Quality Responsibilities Designate Food Safety and Quality Responsibilities according to function of each Manager in the Org. Chart

Trickle down those responsibilities to the team according Trickle down those responsibilities to the team according to the Org. Chart 

Develop Job Descriptions accordingly Develop Job Descriptions accordingly

Build the capacity of your team following SQF Training Program RequirementsProgram Requirements

© Scientific Certification Systems | 47© Scientific Certification Systems | 47

QC vs. QMS

© Scientific Certification Systems | 48© Scientific Certification Systems | 48

Case Study: Snack Manufacturer

Coated Apple and Snack Company

85 Employees 85 Employees

90% low skilled Spanish‐speaking workers

Chocolate & Caramel Coated Apples, Popcorn & Tortilla Chips

2 lines

© Scientific Certification Systems | 49© Scientific Certification Systems | 49

Snack Manufacturer, continued Company used QC Model 

When Implementing SQF — adopted QMS Model p g p

Re‐assigned Food Safety & QA responsibilities & Accountabilities

Delivered SQF Training to entire organization

Savings on 10% of the labor — 85 Employees

Total Savings $183k / Year ($915k / 5 years) 

Company got SQF Level 2 Certification with 98% Score

© Scientific Certification Systems | 50© Scientific Certification Systems | 50

Your Certification Success – Audit assesses each facility by interview and examination of records.  

Evidence may include: • Have you done a Training needs analysis? • Is it based on job descriptions? • Does it includes all shifts and relief?includes all shifts and relief? 

Poor training results could result in a finding for non‐conformance and a delay in certification while timeconformance and a delay in certification, while time‐consuming corrective actions are taken. 

© Scientific Certification Systems | 51© Scientific Certification Systems | 51

Benefits of Comprehensive SQF Training 

Everybody embraces Food Safety & QA

Waste reduction (Raw Materials Product Labor) Waste reduction (Raw Materials, Product, Labor) 

Increases Productivity (QC vs. QMS)

Increases Employee Morale / Reduces Turn‐over

Reduces the number of Non Conformances in Audits Reduces the number of Non Conformances in Audits

Reduces Risk associated with Food Safety Scares

Retains Customers  =  Stay in Business

© Scientific Certification Systems | 52© Scientific Certification Systems | 52

Summary – Training has same goals as the Food Safety / HACCP program in your companyFood Safety / HACCP program in your company

D t i t i t T i i M th d( ) Determine most appropriate Training Method(s) 

Determine most likely areas for hazard issues

Build corrective actions for the potential errors

Build in goals of performance with the data

Use testing/validation as a constructive tool

© Scientific Certification Systems | 53© Scientific Certification Systems | 53

Think of Training as the fuel needed to keep moving forward – on track, safely getting your product where you want it!

© Scientific Certification Systems | 54© Scientific Certification Systems | 54

Questions?

SCS Food & Agriculture Team: Diane Dulmage, Training Manager, ddulmage@scsglobalservices.com Diane Dulmage, Training Manager, ddulmage@scsglobalservices.com Oscar Camacho, SQF Trainer, oscarcamacho@superiorfoodsafety.com Chip Wood, Dir Business Development, cwood@scsglobalservices.com Heena Patel, Food Safety Auditing Dir, hpatel@scsglobalservices.com Carole Langston, Account Manager, clangston@scsglobalservices.com Wil Sumner, Food & Ag Testing Dir, wsumner@scsglobalservices.comand many more!

510-452-8000 || www.scsglobalservices.com/food-and-agriculture

© Scientific Certification Systems | 55© Scientific Certification Systems | 55

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