viii. kinematical theory of diffraction 8-1. total scattering amplitude the path difference between...

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VIII. Kinematical Theory of Diffraction

8-1. Total Scattering Amplitude

The path differencebetween beamsscattered from thevolume elementapart is

r

rkkrkrk )(

2)ˆˆ( ''

The amplitude of the wave scattered from avolume element is proportional to the localelectron concentration ! Why?)(rn

kk

ˆ2

)ˆˆ( ' rkrk

Total scattering amplitude F

dVernrdernF rkki

V

rkki )()( ''

)()(

Define kkk'

dVernF rki

)(

)(rn

: periodic function in a crystal

A periodic function can be expanded byFourier series!

Any criteria to expand it?

Crystal translation vector

)(rn

)( Trn

Physical properties function of a crystalCrystal: periodic

Periodic function Exponential Fourier Series

k

rki

kenrn

2)( k

Tkirki

keenTrn

22)(

12 Tkie

cwbvauT

Translation vectors of the original crystal lattice

1 2 Tkie

for all

u, v, w: integer

*** clbkahk

If

Vectors of the reciprocal lattice

h, k, l: integer

T

)()( *** cwbvauclbkahTk

)( lwkvhu always integer

1 2 Tkie

Therefore, is not arbitrary! is reciprocallattice, i.e.

k

k

G

G

rGiGenrn

2)(

dVeendVernF rki

G

rGiG

rki

2)(

G

rkGiG

G

rkirGiG

dVendVeen

)2(2

G

rkGiG

dVenF

)2(

(i) when Gk

2

22 kkVndVnF

*

22

22

kknnVFI

(ii) when Gk

2

G

rkGiG

G

rkGiG

dVendVenF

)2()2(

)2( Gk

G

GGknF

)2(

For an infinite crystal

;

Therefore, diffraction occurs at Gk

2

The total scattering amplitude F

dVerndVernF rGirki 2)()(

GrGi NSdVernN

cellunit

2)(

structure factor

For a unit cell, total electron concentration at

due to all atoms in the unit cellr

S

jjj rrnrn

1

)()(

cellunit

2)( dVernS rGiG

dVerrn rGiS

jjj

2

1

)(

S

j

rGijj dVerrn

1

2)(

S

j

rGirrGijj dVeerrn jj

1

2)(2)(

S

j

rrGijj

rGi

GdVerrneS jj

1

)(22 )(

jf atomic form factor

S

jj

rGi

GfeS j

1

2

The scattering amplitude is then expressed as

S

jj

rGi

GfeNNSF j

1

2

8-2. Atomic form factor calculation

The meaning of form factor is equivalentto the total charge of an atom, which can beobtained by a direct calculation.

With the integral extended over the electronconcentration associated with a singleatom, set the origin at the atom

dVerndVerrnf rGij

rrGijjj

j 2)(2 )()(

Spherical integration dV = dr(rd) (rsind)

http://pleasemakeanote.blogspot.tw/2010/02/9-derivation-of-continuity-equation-in.html

r: 0 - : 0 - : 0 - 2

dVerndVerrnf rGij

rrGijjj

j 2)(2 )()(

0 0

2

0

2 )sin)(()(r

rGijj drrddrernf

rr

ddrrdrrddr

0

2

0

2

0

sin2)sin)((

3

3

4r

= 2

3

3r

0 0

2

0

cos22 sin)(r

iGrjj ddrderrnf

)()( rnrn jj cosGrrG

assume

r

G

0 0

2

0

cos22 sin)(r

iGrjj ddrderrnf

0 0

cos22 sin)(2r

iGrjj dedrrrnf

0

cos2

0

cos2 )cos(sin dede iGriGr

0

cos2 )cos2(2

1iGrde

iGriGr

iGr

ee iGriGr

2

0cos2cos2

Gr

Gr

)2sin(

0

2

2

)2sin(2)(2

r

jj Gr

Grdrrrnf

0

2

2

)2sin()(4

r

jj Gr

Grdrrrnf

depends on Gjfsin

2* hklG

(chapter 7)

0When 0G 12

)2sin(lim

0

Gr

Gr

zdrrrnfr

jj

0

2)(4 total number of

electron in an atom

0 Tabulated

jf Function of element and diffracted angle

Example:

Si, 400 diffraction peak, with Cu K (0.1542 nm)

nm 13577.04/54309.0400 d

6.341542.0sin2 400 d1

368.0sin

sin

0.29.67

526.7368.03.0

4.03.0

22.8

20.722.8

ff

0 0.114.0 12.16

0.5 0.66.24 5.31

0.3 0.48.22 7.20

d2

1sin

or

8-3. Structure Factor Calculation

S

j

cwbvauclbkahij

S

j

rGijG

jjjj efefS1

)()(2

1

2 ***

S

j

lwkvhuijG

jjjefS1

)(2

(a) Primitive cell 1 atoms/unit cell; 000 and 100, 010, 001, 110, 101, 011, 111: equipoints of rank 1; Choose any one will have the same result!

ffeS lkhiG

)000(2 for all hkl

(b) Base centered cell 2 atoms/unit cell; 000 and 100, 010, 001, 110, 101, 011, 111: equipoints of rank 1; ½ ½ 0, ½ ½ 1 : equipoints of rank 1; Two points chosen: 000 and ½ ½ 0.

S

jj

lwkvhui

GfeS jjj

1

)(2

fSG

2

0G

S

If h , k is unmixed or h + k is even

If h , k is mixed or h + k is odd

)02

1

2

1(2)000(2 lkhilkhi

GfefeS

]1[ )( khief

The meaning of the reflection condition(reflection rule)

Suppose that we have a square lattice

(a) Primitive unit cell: one atom at [00]

ffeS khiG

)00(2

1

1

)(2

jj

kvhui

GfeS jj

(b) Unit cell: two atoms at [00] [0]

1

1

)(2

jj

kvhui

GfeS jj

fefefeS ihkhikhiG

)1()0

2

1(2)00(2

fSG

2 If h is even

0G

S If h is odd

The reflection conditions remove the latticepoints [odd, 0] in the reciprocal lattice.

Therefore, the meaning of the reflection rule isto remove the additional lattice points due to theselection of unit cell. After the substraction, the reciprocal latticestructures derived from both cases (primitiveunit cell and unit cell) become the same.

(c) Body centered cell 2 atoms/unit cell; 000 and 100, 010, 001, 110, 101, 011, 111: equipoints of rank 1; ½ ½ ½: equipoints of rank 1; Two points to choose: 000 and ½ ½ ½.

S

j

lwkvhuijG

jjjefS1

)(2

fSG

2

0G

S

If h + k + l is even

If h + k + l is odd

)2

1

2

1

2

1(2)000(2 lkhilkhi

GfefeS

]1[ )( lkhief

(d) Face centered cell 4 atoms/unit cell; 000 and 100, 010, 001, 110, 101, 011, 111: equipoints of rank 1; ½ ½ 0, ½ 0 ½, 0 ½ ½, ½ ½ 1, ½ 1 ½, 1 ½ ½: : equipoints of rank 3; Four points chosen: 000, ½½0, ½0½, 0½½

)2

1

2

10(2)

2

10

2

1(2

)02

1

2

1(2)000(2

lkhilkhi

lkhilkhi

G

fefe

fefeS

]1[ )()()( lkilhikhi

GeeefS

If h, k, l unmixed

If h, k, l mixed

fSG

4

0G

S

(e) close-packed hexagonal cell 2 atoms/unit cell 8 corner atoms: equipoints of rank 1; 2/3 1/3 1/2: equipoints of rank 1; Choose 000, 2/3 1/3 1/2. (Miller Indices)

)2

1

3

1

3

2(2

)000(2lkhi

lkhi

GfefeS

]1[)

23

2(2)

23

2(2

lkhi

lkhi

effef

]1][1[)

2

1

3

1

3

2(2)

2

1

3

1

3

2(2

22 lkhilkhi

GeefSI

]1][1[)

2

1

3

1

3

2(2)

2

1

3

1

3

2(2

2lkhilkhi

eefI

]11[)

2

1

3

1

3

2(2)

2

1

3

1

3

2(2

2 lkhilkhi

eef

)]}2

1

3

1

3

2(2cos[22{2 lkhf

)]23

2([cos4 22 lkh

f

2h + k l

3m3m

3m13m1

oddevenoddeven

)

23

2(cos2 lkh

01

0.750.25

04f 2

3f 2

f 2

2

GS

(f) ZnS: four Zinc and four sulfur atoms per unit cell (8 atoms/unit cell)

000 and 100, 010, 001, 110, 101, 011, 111:equipoints of rank 1; (S atom)

½½0, ½0½, 0½½, ½½1, ½1½, 1½½:equipoints of rank 3; (S atom)¼¼¼, ¾¾¼, ¾¼¾, ¼¾¾:equipoints of rank 4; (Zn)

Eight atoms chosen: 000, ½½0, ½0½,0½½ (the same as FCC), (Say S atom)¼¼¼, ¾¾¼, ¾¼¾, ¼¾¾ (Say Zn atom)!

)4

3

4

3

4

1(2)

4

3

4

1

4

3(2

)4

1

4

3

4

3(2)

4

1

4

1

4

1(2

)2

1

2

10(2)

2

10

2

1(2

)02

1

2

1(2)000(2

lkhi

Zn

lkhi

Zn

lkhi

Zn

lkhi

Zn

lkhi

S

lkhi

S

lkhi

Slkhi

SG

efef

efef

efef

efefS

]1[

][)()()(

)4

1

4

1

4

1(2)000(2

lkiS

lhikhi

lkhi

Znlkhi

SG

efee

efefS

Structure factor of face centered cell

fcc

lkhi

ZnSGSeffS

][

)2

1

2

1

2

1(

h, k, l: mixed 0fccS 0G

S

h, k, l: unmixed 4fccS

][4)

2

1

2

1

2

1( lkhi

ZnSGeffS

when h, k, l are all odd ][4 ZnSGiffS

when h, k, l are all even and h + k + l = 4n ][4 ZnSG

ffS

when h, k, l are all even and h + k + l 4n

][4 ZnSGffS

]][[)

2

1

2

1

2

1()

2

1

2

1

2

1(22 lkhi

ZnS

lkhi

ZnSfccGeffeffSS

]

[

)2

1

2

1

2

1(

)2

1

2

1

2

1(2222

lkhi

ZnS

lkhi

ZnSZnSfccG

eff

effffSS

)](2

cos2[ 2222lkhffffSS ZnSZnSfccG

)(16 222

ZnSGffS

22)(16 ZnSG

ffS

22)(16 ZnSG

ffS

h+k+l : odd

h+k+l :odd multiple of 2.

h+k+l: even multiple of 2

Or

8-4. Shape EffectFor a finite crystal, assuming rectangularvolume

G

rGkiG

dVenF

)2(

For a particular G

, if 02 DGk

dVenF rDiG

1

0

1

0

1

0

)(1

0

1

0

1

0

M

x

N

y

L

z

czbyaxDiG

M

x

N

y

L

z

rDiG

enenF

1

0

1

0

1

0

M

x

N

y

L

z

czDibyDiaxDiG

eeen

cDi

cDiL

bDi

bDiN

aDi

aDiM

G e

e

e

e

e

enF

1

1

1

1

1

1

2/2/

2/2/

2/

2/

1

1aDiaDi

aDiMaDiM

aDi

aDiM

aDi

aDiM

ee

ee

e

e

e

e

)2/sin(2

)2/sin(22/

2/

aDi

aDMi

e

eaDi

aDiM

)2/sin(

)2/sin(

)2/sin(

)2/sin(

)2/sin(

)2/sin(

2/)1(2/)1(2/)1(

cD

cDL

bD

bDN

aD

aDM

eeenF cDLibDNiaDMiG

2FI

222

*

)2/sin(

)2/sin(

)2/sin(

)2/sin(

)2/sin(

)2/sin(

cD

cDL

bD

bDN

aD

aDMnn

GG

222

*

)sin(

)sin(

)sin(

)sin(

)sin(

)sin(

LNM

nnGG

2;

2;

2

cDbDaD

where

GkD

2

You should already familiar with the functionof 2

)sin(

)sin(

M

Chapter 4

222

*

)sin(

)sin(

)sin(

)sin(

)sin(

)sin(

LNM

nnIGGConsider

1st min occurs at0)sin(;0)sin(;0)sin( LNM

LNM ;;i.e.

GkDcDbDaD

2;2

;2

;2

MaGk

2)2(

LcGk

2)2(

NbGk

2)2(

MaG

k 1)

2(

LcG

k 1)

2(

NbG

k 1)

2(

or

Therefore, for a finite crystal, the diffractedintensity is finite based on the condition below.

I 0 if

MaG

k 1)

2(

LcG

k 1)

2(

NbG

k 1)

2(

Example: for a very thin sample

Ewald sphere construction

2;

2

'' k

Sk

S

When G

diffraction occurs dueto “shape effect”.

𝑆 ′ −𝑆

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