an examination of the intonation tendencies of advanced

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Louisiana State University LSU Digital Commons LSU Historical Dissertations and eses Graduate School 1994 An Examination of the Intonation Tendencies of Advanced Wind Instrumentalists Based on eir Performance of Selected Musical Intervals. Brant Gilmore Karrick Louisiana State University and Agricultural & Mechanical College Follow this and additional works at: hps://digitalcommons.lsu.edu/gradschool_disstheses is Dissertation is brought to you for free and open access by the Graduate School at LSU Digital Commons. It has been accepted for inclusion in LSU Historical Dissertations and eses by an authorized administrator of LSU Digital Commons. For more information, please contact [email protected]. Recommended Citation Karrick, Brant Gilmore, "An Examination of the Intonation Tendencies of Advanced Wind Instrumentalists Based on eir Performance of Selected Musical Intervals." (1994). LSU Historical Dissertations and eses. 5804. hps://digitalcommons.lsu.edu/gradschool_disstheses/5804

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Louisiana State UniversityLSU Digital Commons

LSU Historical Dissertations and Theses Graduate School

1994

An Examination of the Intonation Tendencies ofAdvanced Wind Instrumentalists Based on TheirPerformance of Selected Musical Intervals.Brant Gilmore KarrickLouisiana State University and Agricultural & Mechanical College

Follow this and additional works at: https://digitalcommons.lsu.edu/gradschool_disstheses

This Dissertation is brought to you for free and open access by the Graduate School at LSU Digital Commons. It has been accepted for inclusion inLSU Historical Dissertations and Theses by an authorized administrator of LSU Digital Commons. For more information, please [email protected].

Recommended CitationKarrick, Brant Gilmore, "An Examination of the Intonation Tendencies of Advanced Wind Instrumentalists Based on TheirPerformance of Selected Musical Intervals." (1994). LSU Historical Dissertations and Theses. 5804.https://digitalcommons.lsu.edu/gradschool_disstheses/5804

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A n exam ination o f th e in tonation tendencies o f advanced w ind instrum entalists based on their perform ance o f selected m usical intervals

Karrick, Brant Gilmore, Ph.D.

The Louisiana State University and Agricultural and Mechanical Col., 1994

U M I300 N. ZeebRd.Ann Arbor, MI 48106

AN EXAMINATION OF THE INTONATION TENDENCIES OF ADVANCED WIND INSTRUMENTALISTS BASED ON THEIR

PERFORMANCE OF SELECTED MUSICAL INTERVALS

A Dissertation

Submitted to the Graduate Faculty of the Louisiana State University and

Agricultural and Mechanical College in partial fulfillment of the

requirements for the degree of Doctor of Philosophy

in

The School of Music

byBrant Karrick

B.M., University of Louisville, 1982 M.M., Western Kentucky University, 1984

August 1994

TABLE OF CONTENTS

Page

LIST OF TABLES................................................................................................. iv

LIST OF FIGURES............................................................................................... v

A B STR A C T......................................................................................................... v i

INTRODUCTION AND REVIEW OF LITERATURE................ 1In tro d u c tio n ................................................................................... 1

Need for S tu d y ......................................................................... 10Review of L iterature..................................................................... 11

Vocal Pitch Accuracy............................................................... 11Instrumental Pitch Accuracy................................................. 18Pitch Perception....................................................................... 21Categorical Perception of P itch ............................................. 25Performance of Pitch............................................................... 27

Purpose of S tu d y ........................................................................... 40Terminology Used in Study......................................................... 41

METHOD............................................................................................... 44S u b jec ts ........................................................................................... 44Musical E xam ple........................................................................... 45Procedure......................................................................................... 47

Recording................................................................................... 48Computer A nalysis................................................................. 50Conversion of Frequencies to C e n ts ................................... 53

L im ita tio n s ..................................................................................... 55Reliability......................................................................................... 55Variables........................................................................................... 56

RESULTS............................................................................................... 57In tro d u c tio n ................................................................................... 57Magnitude of Cent Deviation A nalyses................................... 57Directional Deviation A nalyses................................................. 61Subject Indicated Preference Regarding Tuning Systems. . . 64S um m ary ......................................................................................... 67

Summary of Results for Magnitude ofCent Deviation Analyses......................................................... 67Summary of Results for DirectionalDeviation A nalyses................................................................. 68

i i

DISCUSSION......................................................................................... 70In tro d u c tio n ................................................................................... 70Tuning System s............................................................................. 71Location........................................................................................... 73In tervals........................................................................................... 74G ro u p ............................................................................................... 76Subjects' Comments Regarding T u n in g .............................. 77Conclusions and Recommendations for Future Research.. 78

REFERENCES....................................................................................................... 83

APPENDICES

A ADAPTATION OF BACH CHORALE INCONCERT PITCH USED AS MUSICAL EXAMPLEWITH TARGET INTERVALS NUMBERED........................... 91

B INDIVIDUAL DATA ......................................................... 92

VITA....................................................................................................................... 109

iii

LIST OF TABLES

Table Page

1. Directional Cent Deviation from Equal Temperament for thePythagorean and Just Tuning S ystem s........................................... 43

2. W idth in Cents of Intervals in Equal Tempered, Pythagorean,and Just Tunings................................................................................... 54

3. Mean Absolute Cent Deviations from Equal Temperament (E. T.),from Pythagorean Tuning (Pyth.), and from Just Tuning:Group by Location by Interval (rounded to the nearestwhole num ber)..................................................................................... 60

4. Comparison of Sharp (S), Flat (F), & In-tune (I) Responses byGroup and Location (within p lus/m inus 6 centsconsidered in-tune)............................................................................. 62

5. Comparison of Sharp (S), Flat (F), & In-tune (I) Responses byInterval, Group, and Location (within p lus/m inus 6 cents considered in -tune)............................................................................. 63

6. Num ber of Responses to Questions #1 and #2 Regarding T uningSystems in Harmonic and Melodic C o n tex ts ............................... 65

7. Subject Preferred Directional Adjustment from EqualTemperament for Minor Thirds, Major Thirds, MinorSixths, and Major Sixths Performed Above a Root .................... 66

i v

LIST OF FIGURES

1. Questionnaire regarding tuning p reference .............................. 45

2. Amplitude graph of two p itc h e s ................................................... 50

3. Amplitude graph of a complete single p itch ............................... 51

4. Bar chart representing frequency across time for a single pitch . . . 53

5. Mean cent deviations by interval from three tuning systems . . . . 58

v

ABSTRACT

The purpose of this study was to examine performance trends of

advanced w ind instrumentalists with regard to intervallic tuning.

Factors of interest were tuning system, location (above or below a

referential stimulus), interval type, and group (student or professional).

Also of interest was the direction of deviation of the target pitches, sharp

or flat, from equal temperament. Subjects (N =16) were experienced wind

instrumentalists, eight experienced professionals, and eight advanced

university students. Subjects were recorded performing a two-part

reduction of a Bach chorale, first playing the melody with a synthesized

harm ony line, then vice versa. Performances were transferred to a NeXT

com puter where target intervals were analyzed and converted to cent

distance.

Results indicated that overall cent deviation was greatest when

compared to just tuning and least when compared to equal tem pered

tuning. For cent deviation from equal temperament, thirds and sixths

were performed slightly less in-tune than fourths, fifths, unisons, and

octaves. Location also affected the direction of deviation from equal

temperament as it appeared that subjects tended to play sharp and less in­

tune when performing below the stimulus. There were no differences

found between groups for the magnitude of deviation, however,

considering direction of deviation from equal temperament, it was

observed that the student group performed less sharp than the

professionals when performing below the stimulus and less in-tune

when perform ing above.

vi

INTRODUCTION AND REVIEW OF LITERATURE

Introduction

There are myriad factors that affect the quality of a musical

performance. Among these are the basic elements of music such as the

performance of rhythm, melody, harmony, texture and tone color. Also

included are more subjective elements such as pitch, tempo, dynamics,

tone quality, style, and musical expression. When attempting to attain a

performance standard of the highest caliber, even slight defects in any of

the aforementioned musical properties may detract from the overall

quality and affect listener evaluation of the performance. These basic

elements also contribute to the overall organization and artistic integrity

of a musical composition.

Music may be defined as a succession of tones or sounds in various

combinations that achieve unity and continuity. All musical sounds are

vibrations of air in the form of pressure oscillations called sound waves.

The num ber of sound waves that pass a given point in one second

represent the sound's frequency, or the number of vibrational cycles per

second (Wagner, 1978). Frequency is measured in terms of Hertz (Hz.)

nam ed after the German physicist Heinrich R. Hertz (Randel, 1986, 376).

The perception of sound on the other hand involves the transmission of

sound energy to the ear, where the ear drum sends a second set of

mechanical vibrations to the small bones of the middle ear and to the

fluid and hair cells of the inner ear where the information is finally

encoded into patterns of nerve impulses ultimately interpreted by the

brain. The perceived quality of a sound, mainly due to its frequency, is

called pitch (Randel, 638). Frequency can be considered the objective

1

2

physiological property of sound while pitch is the subjective

psychoacoustical translation of frequency.

It is generally understood that frequency and pitch are related. The

faster the frequency of a sound the higher the perceived pitch and vice

versa. Considering the two terms, musicians most often use pitch to

describe a sound according to its highness or lowness as perceived from

the frequency of a sound's vibration. Pitch is also the term used to specify

the position of a sound in the musical octave and its relationship to other

sounds.

There are many dimensions of pitch as related to music and music

performance. The ability to match pitch vocally is usually considered

among the first and most important competencies to be acquired by those

participating in music. Within the realm of instrum ental music, pitch-

matching, or in this case the ability to perform in-tune, is consistently one

of the prim ary considerations in the delivery and evaluation of both

ensemble and solo performances. The New Harvard Dictionary of Music

describes tuning as: ..........

The act of adjusting the fundamental sounding frequency or frequencies of an instrument, usually in order to bring it or them into agreement with some predeterm ined pitch.W hether or not two sound sources are in-tune depends both on their fundamentals and on that of their significant shared upper partials. . . .. . . Any ordered interval collection all of whose members can be expressed precisely by rational numbers. Interval collections not displaying this property are temperaments. (Randel, 1986, 884)

Also mentioned is the acoustic fact that if two like pitches are out-of-tune,

the ear will experience fluctuations of intensity, or beats. Interference

beats are caused by a difference in the frequencies of the component tones

w ith the number of interference beats per second generally being the

3

difference between the two frequencies. For complex tones containing

normal harmonic spectra, beats can occur between the fundam ental of

one pitch and a higher harmonic of another allowing the tuning of

intervals other than the unison (Randel, 86).

Therefore, the psychophysical aspect of "in-tuneness" may occur

when (1) the fundamental frequency of two sound waves are identical;

(2) the fundamental frequency or overtone of one complex sound wave is

identical to the fundamental frequency of an overtone in a second

complex sound wave; (3) the frequencies of two sound waves relate to

one another in a way that corresponds to one of the m any known tuning

systems, derived mathematically or otherwise; or (4) the fundam ental

and harmonic frequencies of two sound waves produce a sound that

because of cultural conditioning or musical background "sounds" in-tune

to a listener. The previous definitions of "in-tuneness" were organized

from the most objective to the least objective with much room for debate

in between. In fact, it is difficult to describe tuning to someone who has

not experienced it aurally.

Operationally defined, tuning is the physical process by which a

musician accomplishes in-tuneness. This can occur within the context of

a musical performance as musicians make minute adjustments of a pitch

to more closely agree with other pitches occurring either previous to or

simultaneously with the pitch being tuned. Tuning, for instrum entalists,

also takes place outside a musical context usually in the form of matching

a predeterm ined reference pitch. In this situation a musician m anually

adjusts the length of the instrum ent or the tension of the strings until the

perceived frequency of the performed tuning pitch(es) is in agreeable

harmonic relation to or in-tune with a reference pitch.

4

Intonation is a term that can be used to describe qualitatively the

result of tuning, or the degree to which musicians achieve in-tuneness.

W hen a musician or ensemble consistently performs w ith accurate

tuning, good intonation is the result, although the degree of tuning

required to achieve good intonation is subjective. Most musical

performances by hum an beings include qualitative degrees of intonation.

Intonation can also be used to describe a system of tuning—that is—the

mathematically derived ratios of pitch relationships that produce

intervals. Information regarding specific intonation systems will be

discussed later.

One has to trace the 22 centuries worth of musical evolution to

realize that tuning has historically been an im portant issue in the

performance of music and that the topic of tuning was just as relevant to

musicians of times past as it is to musicians today. A historical perusal of

tuning generally begins in the time of ancient Greece, where simple but

rigid mathematics allowed Pythagoras (540-510 B. C.) to develop the first

musical scale of widespread use. According to Barbour (1951), there was

no general agreement concerning the development of the scale before

Pythagoras. Barbour theorized that the concern of early m an in regards to

prim itive instruments was not the actual interval as such, but the spacing

of sound holes or length of strings to create different pitches. The

Pythagorean system is based on ratios, 2:1 for the octave and 3:2 for the

fifth, making it possible to tune all of the diatonic as well as chromatic

scales. However, even Pythagoras contended that the judgm ent of the ear

concerning intervals was superior to mathematical ratios.

There are problems with the Pythagorean system. Beginning on any

note a series of seven purely (beatless) tuned fifths, at a 3:2 ratio, retuned

5

into the same octave, will produce a diatonic major scale. However, the

chromatic scale derived from purely tuned fifths beginning on C: C, G, D,

A, E, B, F-sharp, C-sharp, G-sharp, D-sharp, A-sharp, E-sharp, B-sharp will

result in two enharmonically equivalent pitches that have a difference of

24 cents, or a syntonic comma (Blackwood, 1985). Another problem with

Pythagorean tuning from a harmonic standpoint is that while the ratios

2:1 and 3:2 result in pure tunings—that is intervals free of beats—the

resulting major third of C-E results in a ratio of 81:64, which produces a

discordant sound. With this ratio, middle C 261.63 Hz., contains a fifth

partial which vibrates at 1308.15 Hz. (261.63 x 5) which combines with the

fourth partial of E of 1324.5 Hz., creating the acoustical disturbance known

as beats of approximately 16 cycles per second. Other intervals formed in

the Pythagorean diatonic scale also present impure ratios and create a

discordant sound when performed harmonically. Nevertheless, the

Pythagorean system and similar systems of such pioneers as Aristoxenus,

Ptolemy, and Didymus were well suited for monophonic singing such as

the unisonal Gregorian chant, if in fact the performers of such music

consistently conformed to any particular tuning.

As music evolved through the middle ages, the intervals of thirds

and sixths became freely used, both melodically and harmonically .

Barbour (1951) raised the question of whether these intervals were as

rough sounding as they would be in strict Pythagorean tuning, or if a

tempering or "softening" process had not already begun. The first

historical account of this was found in the writings of Bartolomeus Ramis

de Preja in his work Musica practica (1482), as he broke away from the

Pythagorean system for the tuning of the chromatic monochord by

slightly flatting some of the major thirds.

6

Traditionally, the system of just tuning within a major key is defined

as that which puts the three primary triads, tonic, subdominant, and

dom inant, into pure tuning. The intervallic ratios for pure tunings are

2:1, 3:2, 4:3, 5:3, 5:4, 6:5 for the intervals of octave, perfect fifth, perfect

fourth, major sixth, major third, and minor third, respectively. Adhering

to these conditions the major triad is formed entirely of pure intervals

and forms the ratio 4:5:6. Just tuning was achieved by starting with

Pythagorean tuning of the notes F, C, G, D, A, E, & B, and lowering E, A, &

B, each by a syntonic comma or approximately 24 cents, producing three

beatless major triads (Blackwood, 1985). While just intonation seemed to

improve the sound of the altered chords, it rendered a musically

unusable melodic scale for instruments of fixed pitch.

Meantone tuning, similar to just tuning, was a tem peram ent whose

purpose was to correct the discordant harmonies associated with

Pythagorean and just tuning. Meantone tuning allowed slight impurities

in the fifths of the just triads, eliminating disturbing melodic

inconsistencies caused by the syntonic comma (Blackwood, 1985). In

A ron's Toscanello in musica (1523), a chapter concerning tem peram ent

describes the tuning of an instrument in stages. First, the major third, C

to E, is tuned purely, or in just, but the fifth, C to G is slightly flattened. To

ensure equality, the remaining fifths, F to C, B-flat to F, and E-flat to B-flat

were tuned similarly. The remaining notes, C# and F# are tuned as pure

thirds from A and D respectively. The term meantone was used to

describe this temperament because the justly tuned major thirds above

and below the tonic were comprised of equal-sized whole tones whose

value theoretically approximated the geometric mean. For instrum ents

7

of fixed pitch, meantone tuning was only a slight im provem ent over just

intonation (Barbour, 1951).

While it is impossible to know when the practice of equal

tem peram ent actually began, it is possible to trace its orgin through the

work of musicians like Gafurius (1969), who at the end of the fifteenth

century pointed out in his Practica musica. that fifths on the organ should

be slightly diminished. According to Barbour (1948), Arnold Schlick, in

1511, was the first person to describe a temperament for every chromatic

note and Salinas, a viol maker, in 1577, claimed that "the octave m ust be

divided into twelve parts equally" (Barbour 1951, 50). Mersenne in his

greatest work, Harm onie universelle (1636-37), expressed equal

tem peram ent in terms of numbers and geometric formulas, and even

tested his theories by listening for beats, as is done today. He was able to

generate a chromatic octave that is similar to the equal tempered system

in use today.

While there were many contributions made in the developm ent of

our m odern tempered system, it should be pointed out that for many

centuries mathematicians as well as musicians continually tried to

develop a better intonation system. As music continued to increase in

harm onic and melodic complexity, the older tuning systems were

insufficient and intolerable especially for the instruments of fixed pitch

such as fretted and keyboard instruments. Musicians of the time may

have been aware when two or more pitches played together "sounded"

displeasing and possibly practiced a sort of tempering w ithout fully

understanding what they were doing. Equal tempered systems were

developed chiefly from a practicality standpoint so that instrum ents with

fixed pitch could perform in a variety of keys, and the vertical harmonies

8

they produced such as thirds and sixths sounded more refined. However,

the biggest drawback to and criticism of the equal tempered system is

that it causes all intervallic relationships to be slightly impure, resulting

in beats and sounding "out-of-tune."

Today the complexity of performing in-tune still challenges the most

accomplished musician. The enigma is further fueled by the many

diverse opinions, theories and speculations rendered by a large

assortment of conductors, performing musicians, and acousticians. The

famous cellist, Pablo Casals, described an "expressive intonation" as a

process that expresses the organic relationship between notes in a musical

context with the ultimate judgment made in the sensitive ear of the

musician (Blum, 1971). He claimed that the equal tempered scale with its

equidistant semitones is a compromise to which string players (or wind

instrum entalists) need not comply. According to Blum:

Casals considered the tonic, subdominant and dom inant of a given tonality (the first, fourth and fifth degrees of a scale) to be points of repose to which the other notes are drawn. Thus, the principle of gravitational attraction is at work within each of the two tetrachords of which a scale is composed. . . . (p. 103).. . . No placement of pitch can be isolated from its brethren; no interval can be considered apart from its gravitational tendency.Thus major and augmented intervals will of necessity be widened, minor and diminished intervals narrowed, (p.107).

Casals further explained that a semitone within a diatonic tetrachord has

a natural tendency to be draw n upwards (particularly the leading tone of

the tonic) toward the upper octave, therefore, it should be raised. He also

believed that the intermediate tones (such as the second and sixth scale

degrees) are affected and must be adjusted slightly upwards.

Although supported by little scientific evidence, debates pertaining to

tuning and tuning systems still run rampant. Many musicians argue that

9

the intervallic relationships of the just intonation system are the most

perfect being devoid of the acoustical interference beats created by closely

opposing frequencies. Bencriscutto (1965) proposed that for wind groups,

thirds are most in-tune in just intonation. Helmholtz (1930) im plied that

a cappella choirs, when trained to sing in-tune, adhere strictly to the

intervals of just intonation.

However, Barbour (1938) speculated that just intonation is the least

satisfactory system to use for a twelve tone octave. Similar to the theories

of Casals, he suggested that string players, even while using such vocal

effects as portamento and vibrato, most closely approach Pythagorean

tuning of pure fifths and sharp thirds. It has also been suggested that

Pythagorean tuning is excellent for tuning within a melody but

unsatisfactory for harmony (Barbour, 1948). Branning (1967) concluded

that when given a choice, subjects preferred just intonation over

Pythagorean for the intervals of thirds, sixths, and augm ented fourths

w hen presented as harmonic intervals as melodic intervals were more

difficult to distinguish.

An interesting point was made by Lloyd (1940), who described the

potential difficulty of playing just "off the note" with exactly the

m istuning required for equal temperament. It was suggested that a

flexibility of tuning within the musical scale exists for instrum ents

unrestricted by fixed intonation. Instruments restricted to fixed

intonation and generally tuned in the equal tempered system include

keyboard instruments, fretted stringed instruments, and tuned percussion

such as mallet instruments and hand bells.

While there has been extensive study of the inherent tuning

deficiencies of wind instruments and physical conditions which disturb

10

tuning (Ahrens, 1947; Bach, 1950; Stauffer, 1954), Pottle (1960) purported

that w ind instrumentalists, in order to improve intonation, can achieve

the ability to "humor, lip, or temper" tones which are slightly sharp or flat

into agreeable intonation. Pottle also suggested that the physical and

perceptual variations between musicians are often greater than the

inherent intonation discrepancies found in well-designed wind

instrum ents.

Need for Study

Many interesting questions are raised by the preceding discussion.

Considering that professional wind players are not limited to the rigid

intonation of fixed pitch instruments, and can make minute adjustments

of pitch during performance, is it possible that they are adjusting toward

some type of temperament or known tuning system? W hat are the

factors that influence the decision to adjust? How might they decide

which direction to make the adjustment, and how much to affect the

pitch? Do professional string and wind instrumentalists use one type of

intonation for melodic passages and another type for harmonic ones?

W hat physical and perceptual musical parameters constitute an in-tune

perform ance?

In addition to the complex nature of tuning, there are m any physical

factors that can contribute to tuning difficulties. For wind

instrum entalists these include variation in loudness, changing

tem perature, insufficient warm-up, and performing off standard tuning

frequency (Pottle, 1960). With rigorous training, practice, and thorough

knowledge of their instrum ent's intonation deficiencies, instrum ental

musicians may be able to overcome the derogatory effects on intonation

caused by the aforementioned physical conditions. But the question

11

remains: What physical and perceptual musical param eters constitute an

in-tune performance?

The mysteries of tuning continue to elude the best of musicians, not

to mention younger instrumentalists who are often ignorant of or are

overwhelmed by the difficulty of performing with accurate intonation.

From a music education viewpoint, the main difficulty in teaching one

to play or sing with good intonation is its highly subjective nature, as

being in-tune is difficult if not impossible to describe. Therefore, any

attem pt at teaching intonation must be done experientially and even then

a complete understanding of the process is vague. Qualitative judgments

regarding intonation remain mysteriously subjective and research in the

areas of pitch acuity, perception, discrimination, and performance

continues.

The purpose of this study was to examine the intonational

performance trends of experienced wind instrumentalists with regard to

intervallic tuning. Of particular interest was the comparison of harmonic

minor thirds, major thirds, minor sixths and major sixths, each compared

to the Pythagorean, just, and equal tempered tuning systems. An attem pt

was made to determine from which system musicians tended to deviate

least and the direction of mis tunings when compared to equal

tem peram ent.

Review of Literature

Vocal Pitch Accuracy

Although much research has been done in the areas of pitch acuity

and discrimination, there is little qualifying empirical evidence about

how students acquire a sense of pitch and how they learn to sing or play

12

in-tune. Vocal pitch-matching studies seem to point to both age and

model characteristics as variables determining success.

Geringer (1983) grouped 72 preschool students and 72 fourth grade

students into low, medium, and high ability groups according to a pitch

discrimination task which consisted of determining if two successive

tones were the same or different. The pairs of tones deviated by tritones,

m inor thirds, quarter tones and eighth tones for a total of twelve trials.

Subjects were subsequently asked to sing three versions of a song, each in

a different key and within appropriate vocal range, and were scored on

their ability to sing with accurate pitch. Scores from the discrimination

task were compared to scores of pitch matching accuracy obtained from

the singing task. There was no significant correlation between the two

tasks although there was a moderate correlation involving the high

ability fourth grade group. Also, age had a significant effect on pitch

matching scores. Conversely, during a study of 55 sixth grade students,

Pedersen & Pedersen (1970) found significant correlations between vocal

pitch production and pitch discrimination as well as between vocal pitch

production and the recognition of music symbols.

Many studies have investigated the effect of the model used on the

pitch-matching ability of young children. Hermanson (1971) recorded

29 kindergarten and 43 fourth grade children singing while imitating four

models: (1) a child's voice; (2) a woman's voice; (3) a piano; and (4) an

oscillator. Subjects sang more accurately with the wom an's voice and

fourth grade subjects performed more in-tune than kindergarten subjects.

Investigating possible differences in the vocal model used for pitch

matching, Green (1990) examined 282 children in grades one through six

by having them sing a descending minor third, G to E, above middle C.

13

The vocal models presented were an adult female's voice, an adult male's

voice, and a child's voice. Unlike Hermanson's findings, there

were more correct responses to the child model (the least num ber of

correct responses was to the male model). Also, responses tended to be

flat to the female and male model and sharp to the child model. Grades

one and six had the highest percentage of incorrect responses. However, a

similar study (Small & McCachern, 1983) found no significant differences

between male and female models on the pitch-matching accuracy of first

grade children either before or after a training period.

A study using similar vocal models as Green (1990) was done by

Yarbrough, Green, Benson, & Bowers (1991). Uncertain singers,

kindergarten through third grade, and seventh and eighth grade, were

recorded imitating the descending minor third presented by two vocal

models, an adult female and an adult male, and responding using one of

three different response modes: (1) Curwen hand signals; (2) Solfeggio

syllables, sol-mi; or (3) "la-la." While there was no difference due to the

mode of response, there was a difference between vocal models w ith

more correct responses to the female model. There was also a significant

difference between the kindergarten and eighth grade w ith the older

subjects performing more accurately.

A related study compared the effect of male timbre, falsetto, and sine

wave models on pitch matching accuracy of uncertain singers (N=216) in

kindergarten through eighth grade (Price, Yarbrough, Jones, & Moore,

1993). Subjects listened to a descending minor third sung by a tenor and

bass in their regular octave, G to E, below middle C, in falsetto an

octave higher, and two sine wave stimuli in the same octaves.

Results dem onstrated that girls responded more accurately to the higher

14

models and boys responded more accurately to the lower models. In an

extension and replication of this study, Yarbrough, Morrison, Karrick, &

Dunn (1993) examined 108 uncertain male singers' responses,

kindergarten through eighth grade, (n = 12 in each grade) to six stimulus

models consisting of a tenor, a bass, and a sine wave. Each model

produced the descending minor third G to E twice, once above middle C

and once below. The vocal models sang in both their normal range and

in their falsetto voices and the sine wave sounded in both octaves. It was

observed that boys spent more time singing correctly when imitating the

higher octave stimuli (falsetto and upper octave sine wave models) than

the lower octave models. There was also an interaction between the

models and grade as the kindergarten through seventh grade boys sang

more accurately to the falsetto and sine wave octave models and the

eighth grade boys sang more accurately to the lower octave models. In

addition, there was also a significant difference between grades with the

fifth, seventh and eighth grades singing correctly a larger percentage of

the time than all other grades.

A study by Yarbrough, Bowers, & Benson (1992) examined the effects

of vibrato on the pitch-matching accuracy of both certain and uncertain

singers. Children in kindergarten through the third grade (N = 200)

responded to three models singing the same descending minor third, G to

E above middle C, which consisted of a child voice, a female voice

with vibrato, and the same female voice w ithout vibrato. Results showed

fewest correct responses to the vibrato model.

Considering other possible factors related to children's ability to sing

in-tune, Smith (1973) recorded 236 sixth graders singing "America" in the

high key of F and the low key of C. Subjects performed under three

15

conditions: (1) with a peer group and accompanied; (2) with a peer group

and unaccompanied; and (3) w ithout the peer group and unaccompanied

for a total of six performances each. Prior to the recordings, subjects were

tested and scored on the pitch and tonal memory sections of the Seashore

M easure of Musical Talent, the Tennessee Self-Concept Scale, and the

Education Development Series measure of intelligence. Smith concluded

that intonation accuracy of singing was related to pitch discrimination,

tonal memory, self-concept, intelligence, vocal range and not affected by

the unison peer group or by the use of accompaniment.

Another study examining the effects of performing with a peer group

on the singing accuracy of children (Goetze, 1985) recorded kindergarten

through grade three subjects singing two melodic phrases in four

treatment conditions: (1) alone using the text; (2) alone using the syllable

"loo"; (3) with five other voices using the text; and (4) with five other

voices using the syllable "loo." Results suggested that subjects sang more

accurately when singing "loo," sang more accurately when singing alone,

and sang most in-tune when singing alone and using the syllable "loo."

It was also observed that the third grade subjects sang more accurately

than the younger subjects.

Finding efficient and effective ways of training young musicians to

sing and play more accurately in-tune has been of great interest to music

educators and researchers. Thus, many methods of remediating

intonation skills have been investigated scientifically. Fifty-one preschool

children, three and four years old, showed significant im provem ent in

the "tunefulness" of their singing following a training period which

consisted of singing folk songs along with piano accompaniment and

recorded vocal examples (Smith, 1963). Even when compared to

16

untrained children a year older the trained subjects performed more

correct pitches. Richner (1976) examined 77 third, fourth and

fifth grade inaccurate singers across four treatment conditions: (1) music

taught by a regular classroom teacher who was not a trained musician; (2)

music taught by a music specialist which included music reading and

theory; (3) music taught by a music specialist consisting only of singing;

and (4) remedial vocal training for small groups. A pretest was given

prior to the treatment which was followed by a similar posttest that

m easured level of singing ability. There were significant differences

between treatment groups at the fifth grade level and at the third grade

level, while no differences due to treatment were found for the fourth

grade level. Inaccurate singers who received remedial vocal training

im proved significantly in comparison to all other treatment groups.

Third grade subjects in treatment conditions involving a specialist and

active engagement in singing also improved significantly when

compared to those who were taught by the classroom teacher.

Similar results were found by Apfelstadt (1984) who investigated the

effects of instruction on the pitch discrimination and vocal accuracy of

kindergarten children. Three treatment conditions were compared:

(1) vocal instruction through a visual and kinesthetic process; (2) vocal

instruction consisting primarily of imitation; and (3) traditional music

instruction. Following the treatment period, it was found that subjects

who had received vocal instruction sang more accurately than those

receiving traditional music instruction. However, there were no

significant differences in the pitch discrimination abilities of the three

groups. Similarly, Shriro (1982) demonstrated that a training program

which consisted of supervised practice and immediate evaluative

17

feedback significantly improved elementary subjects' ability to sing

in-tune.

In an effort to study the effects of reinforcement during training on

intonational im provement in scale singing, Madsen, Wolfe, & M adsen

(1968) divided 144 sixth grade students into eight experimental groups

incorporating four different training conditions in the presence of either

reinforcement or no reinforcement. Reinforcement consisted of giving

each subject verbal approval and a penny for good singing and on-task

behavior. Results indicated the training group that sang songs with

reinforcement improved the most on their performance of scales, and

that both of the song singing groups appeared to be more on task. Greer,

Randall & Timberlake (1971) obtained similar results when investigating

100 sixth grade students who were divided into five groups based on

contingencies of reinforcement. During vocal training, two groups were

rew arded with music listening while another received pennies for

observable attentive behavior. Another group participated in the training

with no reinforcement and a fifth group served as control and received

no training. While there was an overall improvement between pre- and

post-test scores, there was no difference in vocal pitch acuity among the

groups. The contingency groups were, however, observed as

dem onstrating more attentive behavior during training periods.

Considering other behavior modification training techniques, Cobes-

Dennis (1977) found that a shaping procedure incorporating successive

approximations was superior to verbal reinforcement for the

im provem ent of pitch matching abilities of 45 uncertain singers in grades

four, five, and six. It was also observed that incorrect feedback on the part

of the teacher was detrimental to subject performance. Porter (1977),

18

how ever, found that uncertain singers in grades four, five, and six

receiving multiple discrimination training performed better on pitch-

matching tasks than those who received training consisting of successive

approxim ations.

Instrumental Pitch Accuracy

There has been a moderate am ount of research that has examined the

effects of training on the development of pitch acuity among young

instrumentalists. Both instrumental and vocal pitch-m atching may

intrinsically share the same neurological functions, however,

instrumentalists may have the advantage of getting closer to a target pitch

merely because of the acoustical and physical components of the

instruments. Also instrumentalists may associate the perception of pitch

with the instrum ental fingerings and other physical requirem ents in

addition to aural discrimination. More research comparing vocal and

instrum ental pitch-matching is needed.

When considering intonation in the context of instrum ental music,

it is im portant to separate the act of tuning and playing in-tune. As

m entioned earlier, tuning is the physical act of m anipulating the

frequency of a pitch by adjusting the instrum ent to accurately match a

reference pitch or pitches in a musical context, while being in-tune is the

desired outcome, generally free of erroneous beats and pleasing to one's

ear.

Cassidy (1985) compared the relationship between vocal intonation

and instrum ental intonation performed by the same subjects in a melodic

context. Forty-one eighth grade wind instrumentalists were recorded

singing and playing two excerpts from the carol, Tingle Bells.

Approximately half of the subjects played first then sang, while the other

19

half sang first then played. All recorded performances were analyzed for

absolute cent deviation from equal tempered tuning among selected

pitches. Results indicated that instrumental performances deviated

significantly less than vocal performances with no correlation between

the two tasks. Cassidy also discovered the order of performance produced

a significant difference as subjects who played first then sang performed

more accurately. Large deviations were observed for both groups which

indicated relatively poor intonation for most subjects.

Elliot (1974) found the use of vocalization to be effective in

im proving the pitch discrimination and tonal memory of young

instrum entalists (N = 196). An experimental group regularly vocalized

musical lines in addition to playing them during instrum ental

instruction while a control group received instrum ental instruction

which did not consist of vocalization. The experimental group scored

significantly better than the control group in the pitch discrimination and

tonal memory sections of the Seashore Measure of Musical Talent. Smith

(1985), however, obtained contrasting results in an investigation of 94

collegiate wind instrumentalists. Subjects either played a musical passage

or sang through the passage for a period of 30 seconds prior to playing it.

Individual pitches of the instrumental performances were m easured and

converted to cent deviation scores. There were no differences found

between the two performance conditions.

Many instrumental music educators believe that if a student can

accurately tune to a pitch, then s /h e will play more in-tune within the

framework of an ensemble. Consequently, a line of research examined

training methods that may improve tuning accuracy. Miles (1972)

suggested that young instrumentalists can learn to tune more accurately

20

by eliminating acoustical interference, or beats, between a reference tone

and the pitch produced on their instrument. Although the method of

assessment was not discussed, he reported that following a four-month

period including four demonstrations and six discrimination sessions, 118

beginning w ind instrumentalists were taught to eliminate beats between

unison pitches and to perceive when they were eliminated.

Cassidy (1988) studied the effects of beat elimination training coupled

w ith lip flexibility exercises on junior high school (n = 7) and high school

trum pet players (n = 8). Subjects were further divided into experimental

and control groups, where the experimental group practiced eliminating

beats by tuning and mistuning a Johnson Intonation Trainer as well as

m anipulating the pitch of their instrum ent by changing the tension of

their embouchures. Control group subjects simply practiced matching

certain pitches produced by the trainer while playing their instruments.

While both groups improved their tuning ability, the experimental group

was slightly better, although the differences were not statistically

significant. Cassidy also observed that while high school subjects tuned

more accurately than junior high subjects, junior high subjects in the

experimental group performed equally as well with the Johnson

Intonation Trainer as their high school counterparts.

Besides beat elimination, other methods of tuning training have been

effective. Graves (1963) evaluated three methods which included aural

training, visual training, and conventional training. Aural training

consisted of the student playing within the framework of an

accompaniment; visual training allowed students to watch a Stroboconn

as they played; and conventional training consisted of learning the

intonational problems specific to the instrument, receiving a basic

21

knowledge of theory and playing one on one with a teacher. While there

were no significant differences among the three methods, Graves

observed that there was significant improvement for all the training

conditions. It was also reported that the effect of the visual tuning

training rem ained constant over time more so than the other methods.

Pitch Perception

It has been well documented that the perception of pitch is affected by

many physical and acoustical properties of sound as well as by the

individual differences between listeners. Intensity or loudness has been

found to significantly affect the perceived pitch of tones with the

perceived change being different for different frequencies (Fletcher, 1934).

It was observed for lower frequencies, that the perceived pitch seemed to

decrease with an increase in intensity and for higher frequencies, that

perceived pitch seemed to increase with a decrease in intensity. Fletcher

noted that intensity affected timbre as well as pitch perception and

discovered that the perceived changes in pitch were substantially greater

for pure tones than for complex tones. These findings were corroborated

by Stevens (1935) whose subjects matched the pitch of two tones by

increasing the intensity of one. Both Fletcher and Stevens suggested that

the perceived pitch change was due to physical properties of the cochlea,

as the Basilar membrane contains correlating areas of sensitivity to

specific frequencies. It was suggested that as intensity increases, the

corresponding area of sensitivity along the Basilar membrane moves in a

conflicting direction. Stevens also observed that change of pitch with

intensity was less noticeable for middle range frequencies. Sergeant (1973)

concluded that a listener's proximity to a sound source, the distance from

and angle of a listener to a pair of speakers, was related to the intensity of

22

the sound received, thereby affecting the perception of the pitch by the

listener.

Besides intensity, the harmonic structure or timbre of a tone has been

found to affect the perception of pitch. Sergeant (1973) conducted pitch

discrimination tests using simple and complex tones. He found that for

college aged subjects pitch judgments of complex tones were superior to

judgm ents of simple tones. Plomp (1967) observed that when a 10%

increase in intensity was added to the second harmonic of a complex tone

with a frequency up to 1400Hz, subjects indicated the pitch increased as

compared to when 10% was added to the fundamental. When the

frequency was above 1400Hz, the opposite effect occurred. Wapnick &

Freeman (1980) conducted research that examined the perception of pitch

with timbral alterations. Fifty collegiate musicians listened to pairs of

tones with timbral variations consisting of bright-bright, bright-dark,

dark-dark, and dark-bright. The second tone of each pair was either sharp

by twelve cents, flat by twelve cents or the same. It was observed that

more perception errors occurred when the timbre of the two tones was

different than when it was the same and that fewer errors were made

when the second tone was flat. They also found that subjects tended to

associate a darker tone quality with flatness and a brighter tone quality

with sharpness. In an interval identification task, Howell (1977)

examined 80 collegiate musicians' (n = 20 each of pianists, clarinetists,

trum peters, and other) ability to identify intervals prerecorded by either

piano, oscillator, two clarinets, a flute and horn, or two trumpets. It was

determ ined that timbre was a significant variable in the perception of

harmonic intervals, although the perception did not im prove for subjects

23

whose prim ary performance instrum ent was the same timbre as the

intervals heard.

In addition to the physical and acoustical properties of sounds, certain

physical and intellectual differences between listeners are directly related

to their perceived accuracy of pitch, the most mentioned being age and

experience. Petzold (1969), in an attempt to better understand ways in

which children respond to auditory sounds, examined children ages 6 to

12. He observed their overt responses to certain auditory presentations

and concluded that the development of auditory perception reaches a

plateau around the third grade, with significant changes occurring

between grades one and two. He also found that girls tended to

discriminate sounds better than boys.

In a study that related age and experience to frequency modulation,

Madsen, Edmonson, & Madsen (1969) tested 200 subjects across eight

groups (n =25 in each) which consisted of second graders, fifth graders,

eighth graders, eleventh graders, college junior non-music majors,

college junior music majors, graduate music students, and collegiate level

music faculty. Each subject heard 15 stimulus tones, 5 each from one of

three conditions. The pitch either increased at a rate of two cents per

second, decreased at the same rate, or remained the same. The maximum

cent deviation for the 30 second stimulus tone was p lus/m inus 50 cents.

Subjects were instructed to push an "off" switch when they detected a

change in pitch and to indicate the direction in which the pitch

modulated. Results showed that while the older groups were superior to

the younger ones at the task, the most accurate discrimination occurred

during the first five seconds of modulation, suggesting that pitch changes

can be detected within plus/m inus 10 cents of deviation. It was also

24

found, by examining the incorrect responses, that younger subjects chose

sharp more often while older subjects choose flat.

Other related research has found that while there are significant

differences due to age and grade level in pitch perception, subjects could

not accurately discriminate two pitches that deviated by less than

p lus/m inus two cents (Elliot, 1983). Subjects grades 6 through 12, and

practicing adult musicians listened to two successive tones and were

charged with determining if the second tone was higher, lower, or the

same as the first. Pitch differences in the second tone ranged from

p lus/m inus 2 cents to p lus/m inus 15 cents. Replicating previous

research, results showed that subjects discriminated flatness better than

sharpness and that pitch discrimination improved with age.

In another study (Parker, 1983), it was found that for a sample of

college aged violinists, pianists, and trombonists (N =60) the smallest

noticeable pitch deviation for harmonic intervals was around

p lus/m inus 20 cents. These findings differed somewhat from the earlier

findings by Madsen, Edmonson, & Madsen (1969), but were obtained

through different methods. In the study by Parker, subjects listened to 70

pairs of successive pure tones with the second tone varying upw ard in

increments of ten cents to a hundred. Subjects indicated whether they

had heard one tone (same) or two tones (different). Differences between

the three instrumental groups were not significant.

Concerning intervals, Zatorre and Halpern (1979) reported that

musicians were able to more accurately discriminate major thirds over

minor thirds in a task that included differentiating the two intervals from

one another as the cent distance was presented on a p lus/m inus 20 cent

continuum. Similar results were obtained by Killam, Lorton, & Schubert

25

(1975) as major thirds and octaves were most accurately identified while

m inor sixths and minor sevenths were the least accurately identified.

Other research in the area of perception by Geringer (1976) allowed

sixty graduate and undergraduate music students to adjust the pitch of a

variable speed tape recorder while listening to musical excerpts. Subjects

listened to ten orchestral excerpts of symphonic music and were asked to

adjust the pitch as precisely as possible according to their own preference.

Results indicated subjects tended to tune the excerpts in the direction of

sharpness and the m agnitude of deviation was greater when the tuning

was in a sharp direction.

Categorical Perception of Pitch

While an admirable musical performance is generally characterized

by the accurate rendition of written notes on a score, a certain degree of

variability is to be expected. Considering a single artist, there will be

variability among performances of the same work as well as variability

among identical pitches performed. Although the variability is often

m inute and undetectable by the human ear, musical sounds produced by

hum ans will very likely contain slight variations in am plitude, duration,

and pitch, as well as other less distinctive "fingerprints" of sound.

Essentially, identical pitches performed by a single individual will contain

physical and acoustical properties that are unique to each sound and

perhaps uncontrollable by the performer—that is—basic hum an flaws.

Seashore (1938) made extensive acoustic measurements derived from

the musical performances of many well-known artists of the time and

concluded that the musical ear is extremely generous and operates in a

subjectively interpretive manner. He further stated, "Compare this

principle for the various singers, and you will see that the m atter of

26

hearing pitch is largely a matter of conceptual hearing in terms of

conventional intervals." (p. 269).

Previous research has shown that musicians can acquire absolutely

anchored categories for intervals in a similar manner to phonemic

categories of speech (Siegel & Siegel, 1977a). It was also observed that

non-musicians had great difficulty identifying tonal intervals on an

absolute basis as proficiency at the task seems to be correlated with a

formidable am ount of training. Whether through rote m em orization or

mnemonic assistance, with adequate training most musicians obtain

some degree of relative pitch allowing them to accurately label musical

intervals.

Considering direction and magnitude, Seigel & Seigel (1977b) found

that musicians with strong relative pitch, as determined by their ability to

accurately identify melodic intervals, were highly inaccurate and

unreliable in detecting the differences between mistuned sharp and flat

versions of the same interval. Also they had a strong tendency to rate

m istuned intervals as in-tune. It has been shown that while musicians

w ith good relative pitch can accurately label tonal intervals, the categories

m ust have well-defined boundaries with little overlap between adjacent

categories.

The apparent inability to detect variations in interval size in certain

situations suggests that a phenomenon associated with the perception of

speech stimuli called "categorical perception" may be involved.

Categorical perception according to Harnad (1987) occurs when

continuous, variable, or somewhat confusing stimulation reaches the

sense organs and is sorted out by the mind into discrete, distinct categories

whose members somehow come to resemble one another more than they

27

resemble members of other categories. Researchers have concluded that

the perception of musical intervals may be equivalent to the perception of

speech sounds (Burns & Ward, 1978; Zatorre, R. J. & Halpern, A. R., 1979).

They observed that when equal step-size-discrimination tasks are used,

musical intervals are perceived categorically, whereas when variable step-

size-discrimination tasks are employed, a certain am ount of

discrimination training must occur before categorical perception can be

eliminated.

Performance of Pitch

Generally speaking, the aforementioned factors that significantly

affect hum an perception of pitch have been shown to be significantly

related to the intonation of pitch during performance. Among these

factors are timbre, age, and level of experience. Furthermore, additional

param eters shown to affect performance intonation include

accompaniment, interval size, and melodic direction, both scalar and

intervallic. As mentioned earlier, intonation or "in-tuneness" w ithin the

context of music is different from the act of tuning, both of which will be

considered in the following discussion.

For m ost professional orchestras, college level ensembles, and

am ateur instrum ental ensembles of all sizes, a tuning process usually

takes place before the start of a rehearsal or performance. This can consist

of a single instrument, such as the oboe, sounding a reference pitch,

usually A = 440Hz., to which each member of the ensemble attem pts to

match exactly in terms of frequency. Wind instrum entalists norm ally

tune a single pitch while string instrumentalists tune multiple pitches

and usually do so while referring to a single pitch. The remaining strings

28

are tuned by their relationship to a reference pitch with the proper ratio

aurally determined by the player.

Tuning may also consist of an instrumentalist playing certain pitches

while viewing a tuner, an electronic device that produces a visual

representation of the directional deviation from equal tem peram ent for

any pitch. Also many electronic tuning devices produce a sustained

reference pitch to which an instrumentalist can tune, either

sim ultaneously or successively, that is, adjusting the pitch of the

instrum ent while the reference tone is sounding or immediately

following it. For an ensemble, once each instrum ent has been properly

tuned, the blend of frequency relationships produced by the different

instrum ental timbres should produce harmonious sounds according to

cultural and mathematical influences as well as individual subjective

decisions.

In an investigation regarding tuning procedures, Corso (1954) enlisted

five instrumentalists to tune to one of five different timbres: (1) a square

wave; (2) a sine wave; (3) a sawtooth wave; (4) a piano; and (5) a half-sine

wave. He found that musically trained subjects tuned equally well to all

stimuli. Corso also investigated possible differences in tuning accuracy

due to the method of tuning, either simultaneously or successively and

concluded there were no differences. Cassidy (1989) examined possible

effects on tuning due to timbre differences of the reference pitch. Twenty

high school flutists and clarinetists (n =10 each) tuned their instrum ents

while playing nine pitches of differing timbres and octave placement.

The three different timbres were a sine wave, a square wave and a

sawtooth wave which were presented in unison, an octave higher, or an

octave lower. Results indicated significant differences between

29

instrum ent types as clarinetists tuned more accurately than flutists.

There was also a significant interaction between the pitch timbre and the

octave displacement, as the most accurate tunings occurred when the

reference pitch timbre was that of a sine or square wave and was an

octave below the tuning pitch. The sawtooth wave was the most

accurately tuned to when it was presented as a unison. The least accurate

responses were given when the reference pitch was presented an octave

above the tuning pitch.

While Corso (1954) and Cassidy (1989) found that when tuning to a

single pitch during a tuning task, timbre does not affect tuning accuracy,

other research suggested that timbral differences affect intonation

accuracy in a musical context. Greer (1970) tested 32 graduate and

undergraduate brass players by having them attempt to perform in-tune

with recorded combinations of selected scalar patterns with varying

timbres. The timbres of the target recordings consisted of an oscillator, an

organ, a piano, and each subjects' own instrument type. Findings

indicated a significant difference between subjects' ability to perform in­

tune for the different timbres with the oscillator tone being the most

difficult. It was also observed that subjects performed with more accurate

intonation when they played with a timbre similar to their instrument.

Swaffield (1974) suggested that the parameters of timbre and intensity

affect fine-tuning responses in a melodic context. He m easured the

responses of 25 undergraduate music students to 108 prerecorded items

across four instrumental timbres, three loudness levels, and three tone

durations. Following a four-note ascending tetrachord, dom inant to

tonic, subjects tuned the pitch of a variable speed tape recorder. The

prerecorded items were presented at 0 cent deviation or p lus/m inus

30

20 cents deviation. Results showed differences among timbres as subjects

tuned most accurately to a horn timbre and least accurately to a violin

timbre. Swaffield also found that a decrease in tuning accuracy occurred

with an increase in both intensity and duration when the target pitch was

twenty cents below standard and an increase occurred in tuning accuracy

with an increase in intensity when the target pitch was twenty cents

above standard. It was also observed that tunings were most accurate

when the pitch was unaltered.

In attem pt to understand tuning practices of inexperienced

musicians, Yarbrough, Karrick, & Morrison (1993) examined 194 young

wind instrumentalists across four groups ranging from one to four years

of instrum ental instruction. Subjects were asked to complete two tuning

tasks consisting of a simple task and a complex task. The simple task

required subjects to manipulate the pitch of a sustained electronic tone

until it matched the pitch of a prerecorded stimulus, while the complex

task required subjects to do the same while performing on their regular

instrum ent. Additionally, one-third of the subjects (n = 62) were

informed that they would begin both tasks from above the target pitch

and one-third (n =64) were told they would begin from below the target

pitch. The remaining third (n = 71) were given no prior instructions

regarding their initial direction of mistuning. Absolute deviation scores

for the simple and complex tasks were compared and it was found that

only years of instruction affected subjects' tuning accuracy, with

significant differences between subjects in the first and third year, first and

fourth year, second and third year, and second and fourth year.

Considering direction of error for both tasks, it was observed that subjects

who tuned from above the pitch tended to deviate in a sharp direction

31

and those who tuned from below tended to deviate in a flat direction.

Subjects who received no prior instruction did not deviate more in either

a sharp or flat direction.

Codding (1985) examined the effect of differential feedback on

beginning guitar students' ability to tune the strings of a guitar. Subjects

were divided into two groups where the experimental group

received computer assisted visual-aural feedback and teacher-based

corrective methods. While there were no differences found between

groups due to treatment, subjects displayed more accurate tuning when

approaching from above as opposed to below the reference pitch.

While tuning procedures and practices have received some attention,

a larger am ount of research has been done on intonation tendencies of

instrum ental and vocal musicians in a performance situation. Among

these factors is melodic direction—that is—ascending or descending

intervals a n d /o r scalar patterns typically found in the context of music.

Scale direction was found to affect pitch accuracy as 40 elementary, high

school, and undergraduate violinists, pianists, and vocalists sang

ascending and descending major scales (Madsen; 1966). Although pianists

perform ed most accurately, subjects' vocal cent deviations for ascending

scales were found to be four times greater than that of descending scales.

Similar findings were reported by Yarbrough and Ballard (1990) where 39

collegiate string instrumentalists played five-note scalar passages

descending and ascending. Results demonstrated that when the subjects

played out-of-tune, it was most often in a sharp direction. The average

deviation for ascending performances was 21 cents sharper than for

descending performances. It was also observed that for ascending

32

intervals, half-steps and whole-steps were slightly smaller than for

descending intervals.

Similar results were obtained in a study by Duke (1985) where 48

junior high school, high school and college undergraduate wind

instrum entalists performed both melodic and harmonic ascending and

descending intervals. It was concluded that direction affected intonation

accuracy as intervals tended to expand when performed descending and

contract when performed ascending. There were also differences due to

age and experience as college undergraduates performed flat from equal

tem peram ent while junior high school subjects performed sharp.

Edmonson (1972) investigated the effect of intervallic direction on the

pitch accuracy of 40 college musicians consisting of string, brass,

woodwind, and keyboard instrumentalists, and vocalists. Subjects

viewed the notation of the interval, received the starting pitch, and then

sang the interval unaccompanied. Results indicated that subjects sang

ascending intervals with greater pitch accuracy than descending, a result

contrary to previously mentioned studies (Madsen, 1966; Yarbrough &

Ballard, 1990). An interaction was also discovered between interval and

direction, as it was observed that the descending major sixth was sung

three times more out of tune than the next most out of tune interval. An

examination of 48 collegiate and professional string instrum entalists

resulted in similar findings in regard to direction of melodic movement

(Sogin, 1989). It was found that subjects performed descending

tetrachords significantly sharper than ascending ones and had a tendency

to deviate in a sharp direction during sustained tones.

Another area of intonation research within a performance context

concerns the effects of accompaniment. Geringer (1978) obtained data

33

from 96 college musicians performing accompanied and unaccompanied

ascending scales. After each performance (accompanied and

unaccompanied) was recorded, it was played back to subjects and they

were allowed to adjust the pitch. Results indicated that unaccompanied

scales were less accurate than accompanied scales and that subjects

deviated most often in a sharp direction. Also the intonation of subjects'

adjusted recordings of scales was significantly sharper and less accurate

than the unadjusted performances. In an attem pt to isolate the effects of

accompaniment on vocal pitch-matching accuracy, Vorce (1964) had

college music majors sing two pitches both accompanied and

unaccompanied. Similar to the findings of Geringer (1978) there was a

significant difference between performances in that accompanied

performances were more accurate than unaccompanied performances.

Kantorski (1986) examined the effects of different accompaniment

conditions on the intonation of string instrum entalists perform ing in

upper and lower registers. Subjects (N = 48) were collegiate string

instrum entalists who performed ascending and descending whole-step

tetrachords with four different computer generated accompaniments.

The accompaniments consisted of unison, two octave displacement,

thirds, and two octaves plus thirds. Subjects performed most accurately to

the unison accompaniments and least accurately to the thirds

accompaniment. While there was a propensity to play sharp in both

registers, absolute deviation means were larger for the upper register

performances with a significant interaction between register and

accompaniment. There was also a significant difference in the means of

the directional performances with descending tetrachords played

34

sharper. These findings were similar to those of Edmonson (1972) and

Sogin (1989) but different from those of Madsen (1966 & 1974).

Papich & Rainbow (1974) studied 17 collegiate string instrumentalists

performing identical excerpts in unison and solo. They found that solo

performances were sharper than ensemble performances and that error

adjustments during ensemble performance were in a dow nw ard

direction.

A preference for sharp intonation was demonstrated by 120 high

school, collegiate, and professional string instrumentalists during a

tuning process that included matching an A = 440Hz., an A 25 cents sharp,

and one 15 cents flat (Geringer & Witt; 1985). There was less overall cent

deviation from the sharp stimulus as subjects performed below the sharp

tuning pitch and above both the flat and in-tune tuning pitch. There was

a significant difference in age as the college and professional subjects

tuned significantly sharper than the high school subjects. Subjects were

also asked to describe the intonation of the stimuli in terms of sharp, flat,

or in-tune. It was observed that subjects' verbal judgments did not

correspond to their performances and most subjects judged the pitches as

flat.

In an investigation of subjects' preferences for intonation in relation

to tone quality, Madsen & Geringer (1976) found a preference for sharp

accompaniments over in-tune or flat accompaniments and that subjects

dem onstrated no preferences between good and bad tone quality. The

song, Twinkle, Twinkle Little Star, was recorded several times by a

professional trumpeter. The performances with the best and worst tone

quality were used as stimuli. Added to both the good and bad tone quality

performances were three electronic keyboard accompaniments which

35

were either in-tune, 25 cents flat, or 50 cents sharp. Although subjects

discriminated between good and bad tone quality during unaccompanied

performances, they did not when the performances were accompanied.

Furthermore, sharp accompaniments were preferred over the flat and

in-tune accompaniments, even when the trum pet tone quality was poor.

A study by Madsen & Geringer (1981) presented 24 flute/oboe duets

representing 12 conditions that varied according to good or bad tone

quality and were performed either in-tune or with one instrum ent 50

cents sharp in comparison to another. Subjects (240 musicians and 240

non-musicians) listened to the duets and were asked to determ ine any

noticeable differences in perception of tone quality and intonation.

Musicians appeared to make more correct discriminations than non­

musicians, for intonation trials. Furthermore, subjects perceived

m istuned performances as being flat more often than sharp even though

there were no flat performances. Intonation response categories

contained a significantly greater proportion of errors than tone quality

categories.

An additional study by Madsen & Flowers (1981/1982) examined 40

graduate and undergraduate music majors' responses to recorded

flute/oboe duets that were in-tune, oboe sharp to flute, and flute sharp to

oboe. In addition to the tuning conditions, tone quality errors were

inserted into the performances. Subjects were encouraged to m anipulate

the pitch of each trial performance and asked whether their

manipulations changed the quality of performance for the better or worse

or if it stayed the same, while in actuality their adjustments increased the

pitch of both flute and oboe equally. Findings concluded that subjects

adjusted the pitch in the direction of sharpness when the oboe was sharp

36

to the flute more so than when the flute was sharp to the oboe and

reported that for out-of-tune performances the adjustments they made

positively affected the quality of the performance.

Throughout much of the literature related to tuning performance,

perception, and discrimination there existed a propensity toward sharp

intonation (Geringer, 1978; Geringer & Witt, 1985; Kantorski, 1986;

Madsen, 1974; Madsen, Edmonson, & Madsen, 1969; Mason, 1960; Papich

& Rainbow, 1974; Salzberg, 1980; Small, 1937; Sogin, 1989; Yarbrough &

Ballard, 1990). It has also been documented that subjects discriminated

flatness better than sharpness (Elliot, 1983; Wapnick & Freeman, 1980).

A particularly interesting line of research has examined the tuning

and intonation tendencies of instrumental solo and ensemble

performances in regard to intervallic relationships within a melodic

context. These studies, although antiquated and few in number, have

attem pted to determine whether certain performed intervals are enlarged

or contracted as compared with their theoretical values derived from the

equal tempered, just, or Pythagorean tuning systems.

Greene (1936) analyzed solo performances of six professional

violinists performing three unaccompanied excerpts based on the

distribution of intervals, frequencies, and tempo. Performances were

recorded on film using an oscillographic technique which facilitated

calculations to derive the average frequencies of the fundam ental of each

pitch. Each frequency was compared to the previous and subsequent pitch

within its melodic context and the interval size, in cents, was calculated

and compared to the theoretical values of Pythagorean, equal tem pered

and just tuning. Based upon the average intervallic cent distances of all

six performers, Greene observed that major seconds and thirds tended to

37

be enlarged and minor seconds and thirds tended to be contracted

regardless of the direction, ascending or descending. He also concluded

that for all four intervals, the directional cent deviation was greatest

when compared to just tuning and smallest when compared to

Pythagorean tuning. These tendencies were consistent among subjects

and performed excerpts.

In 1949, Nickerson expanded the Greene (1936) study by examining

both the solo and ensemble performances of six experienced string

quartets. Excerpts were chosen from a Haydn string quartet and

comprised four variations in which the melody was given to each of the

four instrum ents within the same harmonic setting. Solo and ensemble

recordings were made of each subject where a sample of single tones was

re-recorded onto sound loops of 16-mm sound film. A sound loop could

be made to sound continuously until estimates of the frequency were

made with a chromatic stroboscope. Frequencies of the sampled pitches

were converted to intervallic cent distance and compared to equal

tempered, just, and Pythagorean intonations. Results indicated that solo

and ensemble performances varied significantly only for major thirds.

The num ber of significant differences was at a minimum when solo and

ensemble intervallic performances were compared to Pythagorean

intonation and at a maximum when compared to just intonation.

Nickerson concluded that these performers did not completely conform

to any of the three studied tuning systems, but more closely approached

Pythagorean intonation. His findings were similar to those of Greene

(1936).

In an attempt to study the intonational patterns of wind

instrumentalists, Mason (1960) examined the solo and ensemble

38

performances of members of two woodwind quintets. The

instrum entation of each group was flute, oboe, clarinet, horn, and

bassoon. Of the two groups, one consisted of faculty members, most of

whom had extensive training and professional experience, while the

other group consisted of students with limited professional experience.

Following a careful tuning, subjects were recorded first individually, then

as an ensemble. For each of the five ensemble recordings, a different

member of the quintet was recorded by placing a microphone closer to

that performer. Samples of pitches were isolated on tape loops and

analyzed with a stroboscope, resulting in plus or minus cent

deviations. Melodic interval comparisons of pitches from the same

player were then made between solo and ensemble performances in equal

tempered, just and Pythagorean intonation systems. Results indicated

that performers tended to play sharp with few consistent patterns of

differences between solo and ensemble playing. Similar to the Greene

(1936) and Nickerson (1949) studies, the performers deviated most from

just intonation. However, there were differences between the groups, as

the professional quintet deviated least from equal tem perament and the

student ensemble deviated least from Pythagorean tuning.

There is very little empirical evidence that supports any theories that

musicians prefer and perform in a specific tuning system. In 1974, Ostling

summ arized the findings of research and articles related to intonation

and three tuning systems—equal tempered, Pythagorean, and just. The

studies by Greene (1936), Nickerson (1949), and Mason (1960) although

somewhat dated, were among the first efforts that attempted to

empirically explain the tuning tendencies of performing instrum entalists

w ith regard to tuning systems. The results of these studies were

39

som ew hat similar by concluding that the musicians tended to deviate

least from Pythagorean tuning. However, a preference study by Branning

(1967) revealed that for harmonic intervals, subjects, w hen choosing

between Pythagorean and just tunings, preferred intervals tuned in the

just system. Williamson (1942) raised many questions relating to the

intonation patterns that occur during the performance of music. He

questioned whether one standard of intonation fits all types of music for

all performance settings. He suggested that there are inherent tuning

problems among instruments and that perhaps unaccompanied string

and vocal groups produce more in-tune music.

From the previous discussion it should be apparent that pitch-

matching, tuning accuracy, and intonation have been the focal point of a

w ealth of research and continue to be primary areas of concern to

musicians of all levels and specialties. Prior investigation has shown that

there are many factors that affect the vocal pitch-matching accuracy and

singing ability of children. Among these are age/experience, presentation

model, vibrato, accompaniment, performance context and training

techniques. While many of these variables have a similar affect on the

intonation of instrumentalists, additional factors found to influence

tuning accuracy during performance are timbre, intensity, interval size,

and melodic and intervallic direction.

Throughout the literature a proclivity toward sharp intonation has

continually and consistently been observed. Research has shown that

w hen people perform out-of-tune it is most often in a sharp direction.

Related to this forbearance of sharpness is the observation that flatness is

more accurately discriminated than sharpness and that m istuned pitch

40

relationships that deviate in a sharp direction are more often perceived as

in-tune than flat mistunings.

Some research has been done in the area of minimum perceivable

deviation for unison and harmonized pitches. Results tend to differ, with

the observed range of noticeable deviation being from from 5 to 20 cents.

Investigators have suggested that musicians do not accurately

discriminate intervals that deviate by as much as 20 cents but perceive

m istuned intervals categorically and accept a variety of tunings within

the general area of each interval. Related to intervallic tuning are the

questions of performance and preference of tuning system. Although

supported by little evidence, it has been suggested that instrumentalists

perform ing melodic intervals tend to deviate least from the Pythagorean

tuning system but do not completely adhere to any system of tuning.

This body of research has attempted to unlock the mysteries of tuning and

intonation, yet, results from study to study remain inconsistent and

inconclusive.

Purpose of Study

Like so many studies that address tuning issues, those by Greene

(1936), Nickerson (1949), and Mason (1960) suffer from a lack of precision

in measurem ent and forbidding limitations of equipment. However, due

to current technology and computer software, some of these limitations

can be overcome. The purpose of the present study was to examine

performance patterns of advanced wind instrumentalists with regard to

harmonic intervallic tuning. Subject performances were recorded and

analyzed with precise computer analysis. Of particular interest was the

examination of certain performed intervals, each compared to equal

tempered, just, and Pythagorean tuning systems. Also of interest were

41

possible differences in the harmonic intonation and the direction of

deviation for intervals performed both above and below a stimulus

w ithin a tonal musical context. Specific questions addressed were:

1. D o w in d p layers perform harmonic in tervals w i th an

a pprox im ation tow ard either equal tem peram en t, ju s t , or

P yth a g o rea n tu n in g ?

2. A re in te rva ls tuned the same or d ifferen tly w hen p layed above or

below a referentia l s t im u lu s?

3. A re there tu n in g differences am ong var iou s in te rva ls?

4. D o w in d in s tru m en ta lis ts tend to tune certain in terva ls sharp or

f la t in relation to equal tem peram ent?

5. A re there differences between advanced s tu d e n ts and

professionals in regard to tun in g?

Terminology Used in Study

Absolute dev iation— The magnitude of cent deviation disregarding

the direction of mistuning.

C e n t— The unit of measurement which represents 1/100 of an equal

tempered semitone where there are 12 equal semitones in an

octave.

Cent deviation — The difference in cents between a performed

interval and approximately the same interval in equal

tem peram ent.

Directional dev iation— The direction, sharp or flat, of deviation

from equal temperament disregarding the magnitude.

Harm onic in tonation— The cent distance between two pitches that

sound simultaneously.

42

In -tune — The performance of an interval(s) whose cent distance

closely approximates the corresponding value(s) of equal

tem peram ent.

Melodic intonation — The cent distance between two pitches that

sound successively.

Stimulus and stim ulus pitch — A prerecorded, synthesized

musical line calibrated to standard tuning (A = 440 Hz.).

Tuning system s— (1) Equal tempered tuning - A system of tuning

where the octave is divided into 12, equally spaced, half-steps of

100 cents each. (2) Just tuning - A system of tuning based on

intervallic ratios that produce pure (beatless) tunings.

(3) Pythagorean tuning - A system of tuning based on pure fifths

and octaves.

Table 1 shows the directional cent deviation from equal temperament

for the just and Pythagorean tuning systems (Dodge, 1985; Helmholtz,

1930; & Pierce, 1983).

43

Table 1Directional Cent Deviation from Equal Temperament for the Pythagoreanand Tust Tuning Systems

Interval E. T. cents Pythagorean Just

m2 100 -10 +12

M2 200 +4 +4

m3 300 -6 +16

M3 400 +8 -14

P4 500 -2 -2

A4 600 -12 -10

d5 600 +12 +10

P5 700 +2 +2

m6 800 -8 +14

M6 900 +6 -16

m7 1000 -4 +18

M7 1100 +9 -12

P8 1200

m = minor M = major A = augmented d = diminished P = perfect

METHOD

Subjects

Subjects for this study included 18 wind instrum entalists comprising

two groups. The first group consisted of nine professionals who had

distinguished themselves as outstanding performers, having perform ed

in professional musical organizations a n d /o r as members of a university

faculty where their primary responsibility was to teach applied lessons on

their respective instruments. Of the nine subjects in the professional

group, seven were faculty members at a large school of music in a major

southern university, and all nine were, at the time of the study, currently

performing in a professional ensemble. The second group consisted of

nine advanced music students who had shown excellence in performance

by serving as principal players in a large performing ensemble at a major

school of music. The student group ranged from undergraduate to

doctoral students.

The sample included two performers each on flute, oboe, bassoon,

soprano clarinet, alto saxophone, trumpet, horn, trombone, and tuba.

Because of technical problems encountered with the subsequent

computer analysis phase of this study, information was obtained for only

sixteen of the original eighteen subjects, reducing the num ber in each

group by one. Demographic information including age and experience

was collected at the onset along with each subject7s personal preference

regarding tuning systems and intervallic tuning, both melodically and

harmonically (see Figure 1). The mean age of the professional group was

40.1 years with a mean of 18.9 years of professional performing

experience. The mean age of the student group was 25.2 years w ith a

mean of 4.4 years of professional performing experience. Professional

44

45

1. W hat system of tuning do you prefer for harmonic tuning?

a. Pythagoreanb. Justc. Meand. Equal tempered

2. W hat system of tuning do you prefer for melodic tuning?

a. Pythagoreanb. Justc. Meand. Equal tempered

3. When placed above a pitch and in relationship to the equal tempered system, do you prefer to play the following:

a. sharp b. flat c. tuned to equal tem peram ent

minor 3rd ___ minor 6th major 3rd ___ major 6th perfect 4th minor 7th perfect 5th leading tone

Figure 1. Questionnaire regarding tuning preference.

performing experience was represented by the total number of years the

subject had received payment for performing on their instrum ent which

ranged from playing with a regularly performing ensemble to occasional

free lance playing.

Musical Example

An adaptation of the chorale O H aupt voll Blut und W unden (O

Sacred Head Now Wounded) by J.S. Bach was used in this study (see

Appendix A). This selection was on a level of difficulty that presented

minimal technical challenge to the subjects. Specifically, all pitches of the

chorale fall within the range of an eleventh and in a comfortable

46

tessitura; the rhythm is mostly quarter note values with two eighth notes,

three half notes, and three dotted-half notes; and the performance tempo

is approximately quarter note equal to one second. Finally, the chorale is

tonal and includes a variety of intervallic relationships.

The harmonic intervals of primary interest to this study were minor

thirds, major thirds, minor sixths, and major sixths. In order to eliminate

multiple intervallic relationships caused by a typical four-part chord, each

pitch of the chorale melody was harmonized with only one other pitch,

resulting in one harmonic interval per note. Since Bach created

num erous four-part harmonizations of O H aupt voll Blut und W unden.

a two-voice reduction was made by combining elements the of two

chorale harmonizations, numbers 21 and 80. By using selected alto, tenor,

and bass voices of both harmonizations, each interval to be examined

appeared with at least three different sets of pitch classes. The two-voice

combined version of the chorale included, among other intervals, five

different minor thirds, four different major thirds, four different minor

sixths, and three different major sixths.

From the musical example, five major thirds, five m inor thirds, five

major sixths, and five minor sixths were selected as target intervals.

These included all the varieties (pitch classes) of each third and sixth and

included those that represented cadence points within the musical

example. In addition, one each of the perfect intervals, fourth, fifth,

unison, and octave, was also included and used as comparative data.

Therefore, there was a total of 24 target intervals chosen prior to the

experiment and compared during the subsequent analysis.

Ultimately subjects were asked to perform both lines (the melody

with a synthesized harmony line and the harmony line w ith synthesized

47

melody). The intervals created when performing the melody were

formed from above the synthesized stimulus voice. The intervals created

w hen performing the harm ony line were formed from below the

synthesized stimulus voice.

Procedure

Each subject was greeted as they entered a small, acoustically

sufficient recording chamber with proper ventilation, adequate lighting,

and a stable temperature of 74°F. Because they were recorded while

playing along with a prerecorded stimulus, each subject wore a pair of

Realistic LV-20 stereo headphones. Once the headphones were secure,

each subject played a brief warm up of h is/her choice during which the

experimenter positioned the microphone, set the recording input and

output levels for a satisfactory signal to noise ratio, and adjusted the

volume of the headphones according to subject preference.

Immediately following the warm up period, subjects were asked to

tune their instruments to A = 440 Hz. (heard through the headphones)

until they were accurate according to a Korg DTM-12 digital chromatic

tuner being viewed by the experimenter. For all subjects the tuning

stimulus replicated the timbre of an oboe. All sounds used in this project

were generated by an Ensoniq VFX-SD Music Production synthesizer and

were recorded onto and played back from a Tascam 112 variable speed

stereo cassette tape recorder. The tuning stimulus was presented at A =

440Hz. w ithout vibrato, calibrated for accuracy by viewing the Korg

DTM-12 tuner and making slight adjustments of pitch on the Tascam 112.

At this time, further adjustments in volume were m ade according to the

individual preferences of each subject. After the intial tuning subjects

48

performed a single melody as a duet in harmony with the synthesized

second voice that was prerecorded. For the subjects performing on

woodwind instruments, the second voice replicated the timbre of an

oboe. For the subjects performing on brass instruments, the second voice

replicated the timbre of a trumpet. Through headphones, subjects heard a

balanced stereo mix of their sound and the stimulus tape at a comfortable

volume; further adjustments in volume were made following the initial

tuning according to the individual preferences of each subject.

For each experimental session the referential stim ulus frequency of

440 Hz. was recorded in addition to each subjects' tuning procedure. Both

pitches were later analyzed to ensure the accuracy of the tuning. All

performances were recorded through an AKG CS1000 microphone onto

the left channel of a Panasonic SV-3700 professional digital audio tape

deck (DAT), while the stimulus played from the variable speed cassette

deck was simultaneously recorded onto the right channel. All signals

were mixed through a Fostex 450 mixer and recorded onto Fuji,

R-90P DAT cassette tape.

Recording

Prior to the recording and following the tuning, subjects were given

the score of the two-part chorale, correctly transposed for their

instrument. Instructions and verbal inducement to play in-tune preceded

each recording session and consisted of the following prerecorded

directions:

For this recording please play line A with no vibrato as in-tune as possible with line B. After you have finished, the recording will be played back to you. If you are not completely satisfied with your

49

performance, specifically regarding intonation, you will be allowed to re-record the example until you feel you were in-tune. Begin after the seven preparatory clicks which will be given in tempo.

Lines A and B referred to the melody and adapted harmony, respectively.

Subjects were permitted to mark the score at anytime during the task if

they thought marking would aid them in "in-tune" performance.

Immediately following the successful performance of line A, each subject

repeated the procedure, this time performing line B. The recorded

instructions continued as follows:

For this recording please play line B with no vibrato as in-tune as possible with line A. After you have finished, the recording will be played back to you. If you are not completely satisfied with your performance, specifically regarding intonation, you will be allowed to re-record the example until you feel you were in-tune. Begin after the seven preparatory clicks which will be given in tempo.

As stipulated in the verbal instructions, subjects were encouraged to

repeat the process for either or both lines as many times as they felt

necessary. Immediately following each recording, subjects were given the

opportunity to listen to the playback. All subjects initially recorded line

A, however, for subsequent recordings they were allowed to record either

line A or B in any desired order. Subjects were allowed to listen to any of

their previous recordings at any time during the experiment. The intent

was to record and select at least one performance of each line that the

subject felt represented an "in-tune" performance.

50

Com puter Analysis

The recorded performances judged by each subject as m ost in-tune

were transferred to a NeXT computer, model N1000A, by a direct line

through an Ariel DM-N digital microphone and converted to sound files

using the NeXT application sndrecord. Since the subject performance and

stimulus line were recorded on separate channels, each line of the chorale

was stored in the computer monophonically. Therefore a total of four

lines or two line pairs were converted to digital sound: (1) line A

(melody) played by the subject; (2) the corresponding stimulus line B; (3)

line B played by the subject; and (4) the corresponding stim ulus line A.

These individual lines were represented aurally as a digital recording and

visually as an am plitude graph. As shown in Figure 2, individual notes

were clearly delineated, separated by a small gap representing a brief

period of silence between notes due to articulation a n d /o r breathing.

wiiniiflW

Figure 2. Amplitude graph of two pitches.

51

In order to examine the desired intervallic relationships in the

performances, the appropriate single pitches of each target interval

(instrum ent and stimulus) were duplicated and stored as individual

sound bytes (see Figure 3). A total of 96 pitches were extracted and

converted to sound bytes for each subject, 48 of which were derived from

the instrum ental performance, while the other 48 were the concurrent

stimulus pitches. Twenty-four intervals were extracted from the

performance with subjects playing line A and the same 24 intervals from

the performance with subjects playing line B. Intervals were extracted

from exactly the same location for each subject, performed from above

and below the stimulus line, resulting in a total of 48 intervals per

subject.

„ — v

\j/w rik iJuiiLiuUik jlulhJ I ill m lli .DliJi M ilil *|J >111 Jh kV

Figure 3. Amplitude graph of a complete single pitch.

52

Once a tone had been recorded, digitized, and stored in a computer

sound file, its frequency was determined through the process of linear

predictive coding (LPC). By analyzing successive segments of the signal, it

was possible to derive the fundamental frequency based upon the

resulting spectrum. Each sampled segment was used to predict the

signal envelope, or the shape, according to its attack, steady-state, and

decay.

The frequency of each individual sound byte was determ ined by

using the linear predictive coding application for the NeXT computer,

LPC View. The computer sampling rate was approximately 100 times per

second which resulted in approximately 90 - 100 frequency readings for

each quarter note value. From LPC View, the pitch frequency was

converted to a text file which displayed the frequency to three decimal

places and appeared as a column of approximately 90 - 100 frames. This

data was stored on a floppy disk and imported into a Macintosh computer

and the application StatView 512+.

A sustained tone produced by even the most expert of wind

instrum entalists will undoubtedly contain minute flaws in regards to

frequency caused by slight muscular fluctuations in the diaphragm and

embouchure as well as other related muscles. These become even more

apparent when the tone is placed under the close scrutiny of the

computer analysis as described above. During the course of a sustained

note, variation in amplitude and frequency normally occur at the

beginning and end of the tone. Figure 4 shows a frequency bar chart for

the pitch represented in Figure 3. Notice the variability in frequency at

the beginning of the pitch and the slight drop at the end. The common

terms used when referring to this basic acoustic principle are

53

475

472.5 470

467.5

465§ 462.5Sof 460£

457.5

455

452.5 450

447.5

Figure 4. Bar chart representing frequency across time for a single pitch.

attack (rise) and decay (fall). The more stable middle part of a tone is

referred to as the steady-state and the combination of the three factors

constitute the envelope or shape of the variation of a tone (Dodge, 1985).

Determining precisely where the steady-state of a tone begins is not a

function of the computer, but was decided by viewing a bar chart of the

frequency values for each pitch and removing the unstable beginning and

ending frames. Generally the first 20 and the last 10 frames were deleted

from each pitch's text file leaving the more stable middle section of the

pitch indicated within the dashed lines in Figure 4. After eliminating the

attack and decay, a mean frequency was calculated for each pitch.

Conversion of Frequencies to Cents

The means of the stimulus tones and the subjects' perform ed tones

were converted to a ratio where it was then possible to determine the

actual w idth of each interval. The width in cents of each interval, that is,

the distance between the subjects' performed pitch in relation to the

corresponding stimulus pitch, was determined by applying the formula:

54

[1200/log2 (logR)] (Backus, 1969). The frequency ratio, R, was determ ined

by dividing the mean of the higher frequency by the mean of the lower

frequency. Applying this formula to the ratio of the two mean

frequencies resulted in an intervallic distance represented in cents.

Once the cent distances of the intervals as performed in this study

were determ ined, each interval was compared to the intervallic cent

distances of the equal tempered, just and Pythagorean tuning systems as

shown in Table 2.

Table 2Width in Cents of Intervals in Equal Tempered, Pythagorean, and Tust Tunings

Interval Equal temp. Pythagorean Just

m3 300 294 316

M3 400 408 386

P4 500 498 498

P5 700 502 502

m6 800 792 814

M6 900 906 884

P8 1200 1200 1200

m = minor M = major P = perfect

For example, if the performed width of a major third was 405 cents, the

difference between a major third in equal temperament, or 400 cents,

55

resulted in a cent deviation score of 5 cents sharp. Similarly, this major

third compared to the just system would result in a cent deviation score

of +19 cents; and when compared to a Pythagorean major third the

difference would be -3 cents.

Thus, each interval size was compared to the three tuning systems

resulting in three deviation scores per interval. Since 48 intervals for

each subject were extracted, 24 above the stimulus and 24 below, a total of

144 deviation scores for each subject were obtained, 48 for each of the

three tuning systems being studied (see Appendix B for the complete data

set). The deviation scores from each tuning system were then subjected

to analysis and descriptive comparisons. In addition, for each subject the

num ber of sharp and flat responses as deviating from equal temperament

were counted and compared.

Limitations

As mentioned earlier there were technical problems with computer

analysis of certain signals. Specifically, the LPC View software could not

reliably analyze signals with frequencies below 80 Hz. and above 1000 Hz.

Therefore, the frequencies for pitches beyond this range could not be

accurately determined. This limitation restricted the am ount of data

received from the subjects who performed on tuba to 58%, and as referred

to earlier resulted in no data from the subjects who performed on the

flute. The incomplete data from the tuba performances, 28 intervals as

compared to 48, was generated from identical intervals for both subjects.

Reliability

A total of 728 intervals were analyzed: 156 minor thirds, 148 major

thirds, 152 minor sixths, 152 major sixths, 32 perfect fourths, 28 perfect

fifths, 32 unisons, and 28 octaves. The analysis procedure was repeated on

56

192 or 26% of the intervals. Disagreements occurred when the cent

distances of the duplicate intervals differed by at least one cent. Reliability

was then calculated by dividing the total number of agreements by

agreements plus disagreements. Reliability was determined to be 98%

with two of the three disagreements differing by only one cent.

Variables

The independent measures of this study were:

1. System: equal tempered, just or Pythagorean tuning systems;

2. Location: intervals performed above or below the stimulus;

3. Intervals (major thirds, minor thirds, major sixths, minor

sixths, perfect fourths, fifths, unisons, and octaves.);

4. Group: professionals versus advanced students.

The dependent measures were:

1. Absolute and directional cent deviation for each interval in

comparison to the Pythagorean, just, and equal-tempered tuning

systems; and

2. Flat and sharp responses compared to equal temperament

disregarding magnitude.

RESULTS

Introduction

Data were collected in an attem pt to describe harmonic intonational

patterns by comparing the differences (1) among the three tuning systems,

(2) between above and below the stimulus performances, (3) among

tuning tendencies for interval types, (4) among tuning tendencies with

regard to sharp, flat and in-tune responses, and (5) between professional

and student performers.

Data were obtained through computer analysis, by determining the

mean frequency for each pitch of the target intervals and converting the

interval frequency ratio into exact cent distance. Data were analyzed first

as absolute cent deviations from the different tuning systems w ithout

regard to direction. Directional responses were further categorized as

sharp, flat, or in-tune when compared to the equal tempered system.

Frequency of occurrence of sharp, flat and in-tune responses for each

targeted interval and for above and below performances were compared.

M agnitude of Cent Deviation Analyses

The first question of this study was, "Do wind players perform

harmonic intervals with an approximation toward either equal

temperament, just or Pythagorean tuning?" All intervals analyzed were

converted to cent deviation from equal temperament, just, and

Pythagorean tuning. The overall means of absolute cent deviation were

calculated from a total of 728 intervals for each system. Overall deviation

was least from equal temperament (M. = 6.5) which was less than the

deviation from Pythagorean (M = 8.7) and just (M = 13.1) intonation. The

mean cent deviation for each interval for both groups combined was

calculated. It appears from Figure 5 that for the thirds and sixths the cent

57

58

18

16•J3

14

12

10

-o 8

6

4

2

0P5 O ctaveM in3 Maj3 Min6 Maj6 Unison P4

O E.T .B Pyth.A Just

Figure 5. Mean absolute cent deviations by interval from three tuning systems.

deviation was greatest from just intonation and least from equal

tem pered intonation. As expected the deviation for unisons and octaves

is equal among the three systems and only slightly different for the

fourths and fifths. Inherently, the cent differences among the three

tuning systems for thirds and sixths are greater when compared to

unisons and octaves which are identical. Perfect fourths and fifths differ

by only 2 cents among the three systems, therefore, the mean deviation

between systems for these intervals was expected to be small.

The second and third questions of this study were, "Are intervals

tuned the same or differently when played above or below a referential

stimulus?" and, "Are there tuning differences among various intervals?"

Considering absolute deviation from equal temperament, there seemed

59

to be no im portant musical differences due to location with the difference

between performances above (M = 5.8) and below (M = 7.1) approximately

1 cent. Table 3 shows the mean absolute cent deviation from the three

tuning systems for each interval type when performed above and below

the stimulus. While octaves, unisons, perfect fourths, and perfect fifths

were tuned similarly across systems, there was greater and less consistent

deviation among the thirds and sixths (see Table 3 and Figure 5).

For all thirds and sixths performed above the stimulus by both

groups, deviation appeared to be least from equal temperament and most

from just tuning. This trend remained consistent for the below stimulus

performances of the same intervals with the exception of the major third

for which the absolute deviation was least from equal tem peram ent and

most from Pythagorean tuning (see Table 3). Further discussion regarding

the location of performance will follow in the directional deviation

analyses section.

Considering absolute deviation from equal temperament, the range

of deviation among the eight intervals was 3 cents for above stimulus

performances for each group and only slightly larger for students (4 cents)

and professionals (6 cents) during below stimulus performances. The

professional group seemed to tune thirds and sixths with greater

deviation when performing below the stimulus than when perform ing

above. The student group performed the same intervals similarly during

above and below stimulus performances (see Table 3).

Considering overall mean absolute cent deviation from equal

temperament, there appeared to be no differences between students

(M = 6.2) and professionals (M. = 6.8) which partially answered the fifth

60

Table 3Mean Absolute Cent Deviations from Equal Temperament (E. T.), from Pythagorean Tuning (Pvth.), and from Tust Tuning: Group by Location by Interval (rounded to the nearest whole number)

Above Stimulus Below Stimulus

E. T. Pyth. Just E. T. Pyth. Just

Students

Unison 4 4 4 5 5 5

m3 7 10 14 6 7 19

M3 7 10 14 7 12 10

P4 6 6 6 4 3 3

P5 4 6 6 5 5 5

m6 6 10 14 6 7 17

M6 7 8 17 7 11 12

P8 4 4 4 3 3 3

Professionals

Unison 6 6 6 5 5 5

m3 5 8 14 9 10 19

M3 6 10 15 9 14 10

P4 6 6 6 5 4 4

P5 4 5 5 3 4 4

m6 6 9 14 9 9 17

M6 5 7 16 8 12 13

P8 3 3 3 4 4 4

61

question of this study, "Are there tuning differences between advanced

students and professionals in regard to tuning?". Further discussion

describing observed group differences will follow in the directional

deviation analyses section.

Directional Deviation Analyses

Another question addressed in this study was, "Do wind

instrum entalists tend to tune certain intervals sharp or flat in relation to

equal temperament?" Therefore, the secondary focus of this study was to

examine group, location, and interval type with regard to direction of

deviation from equal temperament. Perfect intervals were om itted from

the following statistical tests because of the disproportionate num ber of

thirds and sixths analyzed, 608, compared to 120 fourths, fifths, octaves

and unisons. Because the minimum threshold of cent deviation that is

accurately discriminated by the human ear may be larger than zero, all

responses with a deviation of 6 cents or less from equal temperament

were categorized as in-tune and responses with deviations greater than 6

cents as sharp or flat.

For the student group, location significantly affected the total num ber

of sharp, flat and in-tune responses [%2 (2, N = 364) = 6.924, p < .05] as there

appeared to be more sharp and fewer flat responses when subjects

perform ed from below the stimulus compared to above stimulus

responses where there were fewer sharp, more flat, and more in-tune

responses. Location also affected the intonation of responses for the

professional group (2, N = 364) = 29.31, p < .05] as results indicated

m ore sharp responses and less in-tune responses when subjects

performed from below the stimulus as compared to the responses from

62

above the stimulus. For the student group there were about an equal

num ber of in-tune responses both above and below the stimulus. There

was no significant difference between groups for the num ber of sharp,

flat, or in-tune responses observed when performing above the stimulus

(g > .05), however, there was a significant difference found between

groups when performing from below the stimulus, [%2 (2, N = 364) =

13.449,g < .05]. It appeared that the professional group perform ed more

sharp and flat responses and fewer in-tune responses than the student

group (see Table 4).

Table 4Comparison of Sharp (S), Flat (F), & In-tune (I) Responses by Group and Location (within p lus/m inus 6 cents considered in-tune)

Student Professional Total

S F I S F I S F I

Above 44 29 109 31 26 125 75 55 234

Below 57 14 111 75 29 78 132 43 189

Considering location and interval there was a significant difference

between the number of sharp, flat, and in-tune responses, [%2 (11, N = 606)

= 26.717, g < .05], for both groups combined. As shown in Table 5, location

significantly affected the intonation of responses for the intervals of

major third [%2 (2, N = 148) = 6.183, g < .05], minor sixth, [%2 (2, N = 152) =

63

Table 5Comparison of Sharp (S). Flat (F), & In-tune (I) Responses by Interval, Group, and Location (within plus/m inus 6 cents considered in-tune)

minor 3rd Major 3rd minor 6th Major 6th

S F I S F I S F I S F I

Students

Above 12 5 22 9 7 21 9 7 22 10 6 22

Below 12 5 22 13 3 21 12 1 25 14 2 22

Professionals

Above 9 4 26 7 5 25 5 8 25 5 4 29

Below 16 8 23 17 6 14 16 8 14 19 5 14

Total

Above 21 9 48 16 12 46 14 15 47 15 10 51

Below 28 13 35 30 9 35 28 9 39 33 7 36

6.911, p < .05], and major sixth [%2 (2, N = 152) = 9.866, p < .05], as it

appeared that there were more sharp and fewer flat responses when

subjects performed below the stimulus, compared to above stimulus

performances where there were fewer sharp, more flat, and more in-tune

responses. There was no significant difference between locations found

for the interval of minor third (p > .05).

64

For the student group only there were no differences found between

locations for the intervals of minor third/ major third, minor sixth, or

major sixth (p > .05); however, location significantly affected the

intonation of responses for the professional group for the intervals of

major third, [%2 (2, N = 74) = 7.36, p < .05], minor sixth [%2 (2, N = 76)

=8.864, p < .05], and major sixth [y } (2, N = 76) = 13.51, p <.05], with no

significant difference for the interval of minor third (p > .05). The

professional group tended to respond sharp more frequently when

perform ing below the stimulus than above and more in-tune when

perform ing above.

Considering the thirds and sixths, there were no significant

differences found between groups when performing above the stimulus

(p > .05). For minor thirds, major thirds, and major sixths there were no

differences found between groups when performing below the stimulus

(p > .05); however, there was a significant difference found between

groups for the interval of minor sixth [%2 (2, N = 76) = 9.118, p < .05].

The student group appeared to have more in-tune responses and fewer

flat responses than the professional group

Subject Indicated Preference Regarding Tuning Systems

At the onset of the experimental session, each subject was asked to

respond to a set of questions regarding intervallic tuning (see Figure 1).

There was ample space provided for any additional comments the

subjects wished to make. A summary of the responses to questions #1

and #2 is provided in Table 6.

While it appeared that 44% of the subjects indicated a preference for

the just system for harmonic tuning, subjects as a whole did not

65

Table 6Number of Responses to Questions #1 and #2 Regarding Tuning Systems in Harmonic and Melodic Contexts

Pyth. Just Mean l E. temp. No response

Question #1: What system of tunine do vou prefer for harmonic tunine?

Students 0 3 1 2 2

Professionals 0 4 0 2 2

Total 0 7 1 4 4

Question #2: What system of tuning do vou prefer for melodic tunine?

Students 0 1 0 3 4

Professionals 2 0 0 3 3

Total 2 1 0 6 7

completely conform to any one system of tuning in their

performances which showed the greatest absolute cent deviation from the

just system and the least from the equal tempered system. Of the

remaining subjects 25% preferred equal tempered tuning and 25% did not

indicate a preference for a specific tuning system.

Subject responses to question #3, regarding the preferred direction of

adjustm ent from equal tem perament for each interval, seem to have the

same variability and inconsistency as the responses obtained for the

questions concerning harmonic and melodic tuning (see Table 7).

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Table 7Subject Preferred Directional Adjustment from Equal Temperament for Minor Thirds, Major Thirds, Minor Sixths, and Major Sixths Performed Above a Root

Sharp Flat E. temp. No response

Students

m3 2 1 0 5

M3 1 2 1 4

m6 2 1 0 5

M6 2 1 0 5

Professionals

m3 3 0 1 4

M3 0 6 0 2

m6 1 1 2 4

M6 1 2 1 4

Total

m3 5 1 1 9

M3 1 8 1 6

m6 3 2 2 9

M6 3 3 1 9

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The interval of major third received the largest num ber of responses in a

single category, and, along with the minor third, appeared to elicit a

consistent trend from the professional group. Even though the

professional group seemed to prefer a flattened major third, the results

obtained from their above stimulus performance did not reflect this

preference. Both groups, however, tended to decrease the size of the

major third when performing below it as there were more sharp than flat

responses for both groups when performing below the stimulus.

Sum m ary

The frequency of both pitches for each interval was determ ined

through computer analysis and converted into the intervallic distance in

cents. The cent distance of each interval was then compared to the

respective cent widths of the same interval in the equal tempered,

Pythagorean, and just tuning systems. The absolute deviation of each

interval from equal temperament was then examined while also

considering the location of performance (above and below), group

(students and professionals), interval type, and tuning system.

Considering the direction of deviation from equal temperament, all

responses that deviated from equal temperament by 6 cents or less were

categorized as in-tune and compared along with the sharp and flat

responses. The following is a synthesis of the findings and the detailed

information that was outlined in the accompanying figures, tables, and

appendices.

Summary of Results for Magnitude of Cent Deviation Analyses

Considering the m agnitude of cent deviation:

1.1 Overall mean cent deviation scores deviated least from equal

tem pered tuning and most from just tuning.

68

1.2 The location, above or below stimulus, did not seem to affect the

m agnitude of deviation.

1.3 Considering deviation from equal temperament, subjects seemed to

tune octaves, perfect fifths, perfect fourths, and unisons more

accurately than major and minor thirds and sixths.

1.4 There were no apparent differences between the student and

professional groups.

Summary of Results for Directional Deviation Analyses

Considering the direction of deviation from equal temperament:

2.1 Subjects tended to play sharp more frequently and less in-tune when

performing below the stimulus and more in-tune when playing

above.

2.2 There were no differences between groups for above stimulus

performances. There was, however, a significant difference between

the below stimulus performances as the professional group had more

sharp responses and fewer in-tune responses when perform ing below

the stimulus and more in-tune and fewer m istuned responses when

performing above the stimulus. The student group seemed to have

more in-tune and fewer sharp responses than the professional group

when performing below the stimulus.

2.3 W ith both groups combined, location affected the direction of

deviation for major third, minor sixth, and major sixth, but not for

the minor third.

2.4 Performances of the professional group were significantly different

due to location for the interval of major third, minor sixth, and

major sixth. For the student group there were no differences in the

direction of deviation found due to location for any interval.

69

2.5 There was a difference between groups when subjects performed

below the stimulus for the interval of a minor sixth. The

professional group tended to respond sharp more often and less in­

tune than the student group. There were no differences found

between groups among the remaining intervals.

DISCUSSION

Introduction

The purpose of this study was to examine performance trends of

advanced wind instrumentalists with regard to intervallic tuning.

Factors of interest were tuning system, location (above or below a

referential stimulus), interval type, and group (student or professional).

Also of interest was the direction of deviation of the target pitches, sharp

or flat, from equal temperament. Subjects (N =16) were experienced wind

instrumentalists, eight experienced professionals, and eight advanced

university students. Subjects were recorded performing a two-part

reduction of a Bach chorale, first playing the melody with a synthesized

harm ony line, then vice versa. Performances were transferred to a NeXT

computer where target intervals were analyzed and converted to cent

distance.

Results indicated that overall cent deviation was greatest when

compared to just tuning and least when compared to equal tem pered

tuning. For cent deviation from equal temperament, thirds and sixths

were performed less in-tune than fourths, fifths, unisons, and octaves.

Location also affected the direction of deviation from equal tem peram ent

as it appeared that subjects tended to play sharp and less in-tune when

perform ing below the stimulus. There were no differences found

between groups for the magnitude of deviation, however, considering

direction of deviation from equal temperament, it was observed that the

student group performed less sharp than the professionals when

perform ing below the stimulus and less in-tune when perform ing above.

70

71

Tuning Systems

The first question addressed in this study was, “Do wind players

perform harmonic intervals with an approximation tow ard either equal

temperament, just or Pythagorean tuning?" Previous research

dem onstrated that string and wind instrumentalists do not completely

adhere to one system of tuning during either solo or ensemble

performances. Greene (1936) conducted one of the first studies that

attem pted to quantitatively describe intonation tendencies as related to

tuning systems. He examined minor and major seconds and minor and

major thirds in a m elodic context and found that for all four intervals the

directional cent deviation was greatest when compared to just tuning and

smallest when compared to Pythagorean tuning. A study similar to

Greene's was done by Nickerson (1949) where both solo and ensemble

performances of string instrumentalists were examined. Similar to

Greene, Nickerson found that for the melodic intervals of major seconds,

major thirds, perfect fourths, perfect fifths, and major sixths both solo and

ensemble performances of the same melody deviated most from just

tuning and least from Pythagorean tuning.

The present study examined minor and major thirds, m inor and

major sixths, perfect fourths and fifths, unisons and octaves in a

harm onic context. Absolute deviation was least from equal tempered

tuning and greatest from just tuning. While Greene's and Nickerson's

method of analysis was somewhat different from the current study,

conclusions were similar in that the performers tended to deviate most

from just intonation.

Mason (1960) was among the first to examine intonational patterns of

w ind instrumentalists by recording both solo and ensemble performances

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of two woodwind quintets, one comprised of students and the other of

professionals. Results of the current study were similar to M ason's in

that all performers tended to deviate most from just intonation.

However, Mason observed that for melodic intervals, professional w ind

instrum entalists deviated least from equal tem perament and student

wind instrumentalists deviated least from Pythagorean. In the present

study both students and professionals deviated least from equal

temperament for the tuning of harmonic thirds and sixths.

A good deal of previous literature regarding tuning systems and

harmonic intonation seems to consist mostly of philosophical inquiry

and phenomenological thinking rather than empirical evidence. For

example, Williamson (1942), stated that observers believed the foremost

string and vocal ensembles tended to perform in just intonation. At the

time he speculated about intonation issues, the complicated and difficult

task of quantitative analysis of intonation had not been thoroughly

developed. Williamson (1942) raised the question of whether musicians

can aurally distinguish between the three tuning systems.

A study by Madsen, Edmonson, & Madsen, (1969) suggested that

people can discriminate within plus/m inus 10 cents, while Parker (1983)

suggested the difference limen for pitch discrimination was around 20

cents. Williamson (1942) claimed that trained listeners can distinguish

differences between tones as small as 2 cents which is the smallest

discrepancy between equal temperament, Pythagorean, and just tunings.

This is an area that warrants further investigation. It is possible that

the minimum detectable cent deviation changes as the musical context

changes. For example, musicians might possibly discriminate intonation

discrepancies for two pitches that represent unisons or perfect intervals

73

with greater sensitivity and accuracy than two pitches that comprise more

complex intervals such as thirds and sixths. Performances in this study

appeared to support this notion.

While claims have been made that certain performing ensembles

perform in just intonation (Helmholtz, 1930), the performers in the

present study deviated least from equal temperament. This seems logical

since most of the fixed pitch instruments in use today, such as the piano,

are tuned in equal temperament and have been for the past 200 years. The

training of musicians includes performing solos w ith piano

accompaniment as well as attending many recitals and performances

given with tunings that closely approximate equal temperament. Also

most electronic tuning devices which are used to check individual pitch

are calibrated in equal temperament. Often an ensemble conductor will

insist that the performers "stop the dial" of a tuner on a pitch, regardless

of its harmonic function within a musical context, forcing the interval or

chord to a closer approximation of equal temperament. Therefore, it

seems difficult if not impossible for a well-trained musician to escape the

influence of equal tempered tuning.

Location

The second question of interest in this study was, "Are intervals

tuned the same or differently when played above or below a referential

stimulus?" Location did not seem to affect the overall m agnitude of cent

deviation for either the student or professional group. Students

perform ed all examined intervals similarly during above and below

stim ulus performances; however, professionals tended to deviate more

from equal temperament for thirds and sixths during below stimulus

performances when compared to above. Location also affected the

74

direction of deviation from equal temperament. Subjects performed

sharp more frequently and less in-tune when performing below the

stim ulus and more in-tune when performing above it. These findings

replicated previous research that indicated a tendency toward sharp

intonation.

Although there is little documentation supporting the theory that

proximity or location from a target pitch has an effect on tuning accuracy,

results similar to the present study were obtained by Cassidy (1989). She

observed that high school flute and clarinet players tuned m ore accurately

when they played an octave above a stimulus and were least accurate

when they played an octave below it. In the present study it appeared that

subjects played sharp more often when performing below the stimulus

and more in-tune when performing above. More discussion concerning

location will follow in the next two sections.

Intervals

The third question examined in this study was, "Are there tuning

differences among various intervals?" There were slight differences in

the m agnitude of cent deviation from equal tem perament among the

types of intervals performed. The octave appeared to be performed with

the least am ount of deviation, slightly less than 3.5 cents, and the major

third appeared to be performed with the most deviation, almost 7 cents.

Minor thirds and sixths were tuned slightly more accurately than major

thirds and sixths. However, they were only 2 cents different from unisons

and perfect fourths, and 3 cents different from octaves and perfect fifths.

It could be argued that these observed differences among intervals, 2 or 3

cents, are musically insignificant.

75

The direction of deviation from equal temperament was considered

for the fourth question, "Do wind instrumentalists tend to tune certain

intervals sharp or flat in relation to equal temperament?" The intervals

of major third, minor sixth and major sixth appeared to contain

more sharp, fewer flat, and fewer in-tune responses when subjects

perform ed below the stimulus compared to above stimulus

performances.

For the intervals of major third and major sixth, playing sharp while

perform ing below the stimulus may have been an attem pt to temper the

tuning in the direction of just intonation, where the major thirds and

sixths are smaller when compared to the same intervals in equal

tem peram ent, This, however, did not seem to be the case for above

stim ulus performances. Furthermore, while deviating least from equal

tem perament for below stimulus responses, the thirds and sixths seemed

to deviate most from the tuning system with the larger width. As can be

seen in Table 3, for below stimulus performances, both students and

professionals deviated most from just tuning for minor thirds and sixths

and most from Pythagorean tuning for major thirds and sixths.

It is possible to relate some of the results of this study to the findings

of Siegel & Siegel (1977a) and the theories of categorical perception. All of

the subjects were asked to repeat their performances as many times as

necessary until they felt it represented their most precise intonation. It

appeared from the data collected that while subjects overall deviated least

from equal temperament, there were a variety of sharp and flat responses

in varying degrees of m agnitude for most of the intervals analyzed

(see Tables 4 & 6). Perhaps musicians perceive musical intervals in a

general sense ignoring subtle differences within intervallic categories.

76

Also it is im portant to remember that equal tempered tuning is a

compromise that does not yield precisely beatless intervals. Therefore,

musicians who have been trained in equal temperament may be listening

to and producing performances of melodic intervals which fall into

categories of minor third-ness, major third-ness, and so forth.

Group

The final question of interest to this study was, "Are there differences

between advanced students and professionals in regard to tuning?" For

m agnitude of absolute deviation there seemed to be no difference

between groups. Further comparisons were made across three categories;

sharp, flat, and in-tune for each group, location, and interval. There were

no differences found between groups for above performances; however,

for below performances it appeared that the professional group played

more out-of-tune and sharp when performing below the stimulus than

the student group (see Table 4). Also there were no differences between

groups due to location or interval except for the below stimulus

performances of major sixths. It appeared that the professional group

performed sharp more frequently and less in-tune than the student group

(see Table 5).

The results of this study are similar to those of previous research

showing that age and experience affect accuracy of intonation, (Geringer &

W itt, 1985; Madsen, 1966; 1979; Madsen Edmonson, and Madsen, 1969;

M adsen & Madsen, 1972; and Madsen, Wolfe, & Madsen, 1969). These

studies all suggest that a more musically-experienced group tends to

perform sharper than a less experienced group. This trend was also found

by Yarbrough, Karrick, & Morrison (1993) who found that in addition to

im proving in overall tuning accuracy, more experienced players

77

tuned sharp more often than less experienced ones. These findings are

contrary to those found by Duke (1985) who observed that a younger

group tuned sharp when compared to an older group which tuned flat.

It is difficult to explain why the professionals performed sharp and

more out-of-tune than the students when playing below the stimulus. If

age and experience were solely responsible for the difference between

groups then the same results would have occurred when subjects

perform ed above the stimulus. This was not the case. In fact, the

professional group appeared to have more in-tune responses than the

student group when performing above the stimulus. Another possible

explanation might be due to the fact that most of the subjects in the

professional group were members or former members of an ensemble

where they held a principal position. Generally the principal players

have am ong the highest parts within their section and often are

responsible for playing the melody. In this study the melody was played

w hen subjects were performing above the stimulus. Perhaps the lack of

familiarity and opportunity for playing lower harmony parts by the

professionals caused their intonation to be more unstable. The student

performers, principal players in their own right, have played the

musically subordinate roles more recently than the professionals.

Subjects' Comments Regarding Tuning

The discrepancy between the preference responses and the actual

performances in addition to the no preference responses may support the

assum ption that for many musicians there exists some confusion

regarding tuning and tuning systems. This inference is further

substantiated by the varying written comments supplied by many of the

subjects. One subject wrote, "I really don't think about tuning systems,

78

when I play I just know what sounds good and what doesn't and just go

from there." Another subject indicated that they were unsure of w hat

they were consciously doing when trying to get in-tune. Another subject

indicated that they probably use a combination of systems but wrote, "I do

not feel I'm consistent." A few musicians in this study suggested that

they tune by eliminating the beats caused by slightly m istuned intervals.

"Beatless harmonic tuning is the goal, though I don't achieve it often,"

was such an indication from a subject, while another expressed, "I don 't

think of playing flat or sharp, I think of trying to settle out the beats, or

more precisely, to have the beats become a specific pitch." While listening

for beats can be difficult, it may be impossible when there are multiple

timbres and pitches present, especially if the adjacent pitches are

fluctuating.

Conclusions and Recommendations for Future Research

From the information gathered in this study it is possible to make a

num ber of conclusions. The intervallic tuning preferences and

intonation of intervals during performances of a group of

instrum entalists is likely to be inconsistent among individuals. Also,

intervallic tuning preferences and actual intonation during performance

for a single player are likely to be inconsistent. Perhaps attempting to

describe any consistent trends pertaining to the intervallic intonation

patterns of performing musicians in terms of tuning systems and the

tuning of intervals is futile. While the instrumentalists in this study

tended to deviate least from equal temperament, the intervals closely

examined in this study produced a myriad of responses both directionally

and magnitudinally. However, when pitches were performed out-of-tune

79

they most often deviated in the direction of sharpness which replicates

previous research.

From the many previous studies that examined intervallic

intonation, a large number of them were mainly concerned w ith melodic

intervals. While this study examined the tuning of harmonic intervals,

it w ould be interesting to compare these findings with results obtained

from a similar study of melodic intervals. Also pertinent w ould be the

comparison of other intervals such as sevenths and seconds, and to

closely examine and compare melodic and harmonic leading tones and

half-steps. The theories of Casals (Blum, 1971) which imply that leading

tones and half-steps deviate in the direction of their resolutions are

unsubstantiated by empirical research and need to be more closely

investigated.

Results from this study seem to indicate that location, performing

above or below the stimulus, had an affect on the tuning of harmonic

intervals and previous research has indicated that direction of approach

effects intonation accuracy. In this study, the melody was always

performed above the stimulus and the harmony line was performed

below. Future investigations might compare performances of the same

melody and harmonizations in different locations, with the melody

above the harmonization as was done in this study, and with the melody

below the harmonization, to determine if intonational differences are a

result of location or musical function.

Also more research is needed in the area of categorical perception and

its possible relationships with tuning systems and intervals. It w ould be

interesting to present to a similar population of musicians, a set of

harmonic intervals randomly tuned to different tuning systems or

80

random ly m istuned in 10 cent increments, to determine if certain tunings

would be perceived as in-tune and if subjects could discriminate with

accuracy the direction of deviation of a specific pitch. Would there be as

much variability in responses from a discrimination task as there

appeared to be from a performance one? Would musicians discriminate

harmonic intervals differently from the same intervals presented

melodically? Are harmonic intervals more or less difficult to

discriminate in terms of intonation than their melodic counterparts?

W ould there be a preference for a specific tuning system for certain

intervals? Would musicians detect pitch change and inaccuracy

differently for different intervals?

A major drawback to tuning research is that most investigations have

been conducted with only one subject at a time and, in many cases,

removed from any actual musical context. The fact is that most

musicians perform as part of a larger ensemble where performers are

constantly listening to and adjusting to one another. Also, intervallic

relationships are increased with more pitches and more instrum ents

performing. Attempting to analyze accurately and reliably the intonation

of the individual musicians in an ensemble, perform ing simultaneously,

could be prove to be quite difficult if not impossible. With the

advancement of technology, studies similar to this one should attem pt to

examine the harmonic and melodic intonation of performers in the

context of larger groups, especially those groups that seem to be able to

perform closely in-tune. Perhaps the intonation of two or more players

adjusting to one another is different than that of only one player

adjusting to a fixed pitch.

81

It is apparent from the data gathered, that playing with consistent

tuning is challenging for seasoned college and professional w ind

instrumentalists. Previous research has found that tuning improves

with age and experience, therefore it is likely that junior and senior high

school wind instrumentalists, on a similar task, w ould perform with

more inconsistencies and a greater magnitude of deviation than

advanced players. While part of this dilemma may be related to physical

and aural limitations, the tuning problems of inexperienced players may

also be a result of inconclusive and inconsistent instruction.

For music educators, the difficulty of teaching young instrum entalists

to play with accurate intonation could be related to the apparent lack of

understanding and mystery of the process by advanced players. There is

some evidence, as suggested by Miles and Cassidy, that the tuning process

can be improved with certain training methods as it seems that the ability

to accurately tune to a unison pitch is a prerequisite to the ability to

accurately play in-tune within an ensemble. However, based on the

performances and comments of the musicians in this study, it seems that

intervallic harmonic tuning is primarily subjective and difficult to

explain clearly. There are many questions related to unison, harmonic,

and melodic tuning that need to be addressed in future research. Can

musicians be taught to differentiate between the subtle interval distances

of different tuning systems as suggested by Williamson, and if so, which

system, if any, would be preferred? What is the least noticeable cent

distance detectable by musicians? How much variability is there between

individuals? Is the minimum threshold lower for tones in unison when

compared to tones in more complex intervals? Does the threshold

increase as the musical context becomes more complex?

82

This study has attempted to uncover only a small part of the tuning

process by examining intervallic tunings of advanced student and

professional wind instrumentalists. While it is highly likely that there

will always be an abundance of unanswered questions and mysteries

pertaining to intonation, for both performance and perception, studies

such as this one can only help place together the smaller pieces of the

large puzzle. Future researchers, musicians, and educators m ust take

advantage of current and future computer technology and continue to

work toward a greater understanding of intonation.

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APPENDIX A

ADAPTATION OF BACH CHORALE IN CONCERT PITCH USED AS

MUSICAL EXAMPLE WITH TARGET INTERVALS NUMBERED

N on vibrato J = 60

O Sacred Head Now Wounded

j .

*r w f

J. S. Bach

W

i1 2 3 4 5 7 8

>10

B\>a J-¥ rnf

B i 11 12 13 14 15 16 17 18 19 20 21 22 23 24

91

APPENDIX B

INDIVIDUAL DATA

92

Performed Above Stimulus

M6m3U

M3P5M68vamfiP4m6Mfim3M3m3M3m3M Sm6M6m6M3m3m6M3

Frequency Interva'

Ins.A Stim.B Cents

295.83 175.13 908235.84 196.73 314221.25 220.76 4196.02 156.26 392220.65 147.35 699349.77 208.56 895295.94 147.39 1207348.82 220.82 792296.42 220.81 510349.69 220.80 796296.92 175.10 914263.21 220.82 304297.91 233.99 418220.75 185.48 301331.99 262.55 406352.08 294.72 308331.64 196.75 904296.66 185.48 813331.67 196.75 904236.01 147.34 816222.17 175.17 411198.1 165.21 314262.92 165.25 804220.06 175.09 396

Cent deviation

E.T. Pyth Just

8 2 2414 20 -2

4 4 4-8 -If 6-1 j-. -3-5 -11 117 7 7

-8 0 -2210 12 12-4 4 1814 8 304 10 -12

18 10 321 7 -156 -2 208 14 -84 -2 20

13 21 -14 “A 20

16 24 211 3 2514 20 -2

4 12 -10-4 -12 10

M6m3U

M3P5M68vam6P4m6M6m3M3m3M3m3M6m6M6mfiM3m3mfiM3

Subject 1Performed Below Stimulus Student

Frequency Interva]in

CentsStim.A Ins.B

294.39 177.06 880233.71 198.37 284220.45 221.52 8195.96 157.54 378220.48 147.20 699350.29 208.49 898294.35 147.38 1198350.38 220.54 801294.38 220.50 500350.41 220.22 804294.40 175.58 895262.40 222.25 287297.91 235.67 406220.61 183.90 315330.67 263.44 393350.53 296.97 287330.76 196.99 897294.51 185.51 800330.74 197.71

T“<ON

oo

233.85 147.57 797220.65 175.45 397196.66 165.77 296262.54 166.04 793220.68 176.50 387

Cent deviation

E.T. Pyth Just

-20 -26 ■4-16 -10 -32

8 8 8-22 -30 -8-1 -3 -3-2 -8 14-2 -2 -21 9 -130 2 24 12 -10

-5 -11 11-3 3 -196 -2 20

15 21 -1-7 -15 7-3 3 -19-3 -9 130 8 -14-9 -15 7-3 5 -17-3 -11 11-4 2 -20-7 1 -21

-13 -21 1

Performed Above Stimulus

M6m3U

M3P5M68vam6P4m6M6m3M3m3M3m3M6m6M6m6M3m3m6M3

Frequency Interva]in

CentsIns.A Stim.B

104.04 87.41 30298.39 97.91 -E

155.56 92.53 899

155.25 98.25 896131.43 98.00 508155.32 98.23 793

117.23 98.28 .305132.32 103.66 423

99.07 82.71 312147.87 116.26 416155.72 130.92 300147.56 87.42 906131.42 82.64 803147.56 87.51 905

Cent deviation

E.T. Pyth Just

2 8 -14-8 -E -8

-1 -7 15

-4 4 -188 10 10-7 1 -21

5 11 -1123 15 3712 18 -416 8 300 6 -166 0 223 11 -115 -1 21

M6m3U

M3P5Mfi8vamfiP4mfiM6m3M3m3M3m3M6m6M6m6M3m3mfiM3

Performed Below Stimulus

Subject 2 Professional

Frequency Intervalin

Cents

Cent deviation

Stim.A Ins.B E.T. Pyth Just

103.68 87.76 289 -11 5 -2798.20 98.57 7 7 7 7

155.77 92.75 898 -2 -8 14

155.76 98.71 790 -10 -2 -24130.97 98.04 501 1 3 3155.82 98.21 799 -1 7 -15

116.33 98.05 296 -4 2 -20130.98 103.7 404 4 -4 1898.19 82.55 300 0 6 -16

146.77 117.77 381 -19 -27 -5155.77 130.83 302 2 8 -14146.84 87.34 899 -1 -7 15130.91 82.70 795 -5 3 -19146.78 87.98 886 -14 -20 2

Performed Above Stimulus

M6m3U

M3P5M68vam6P4m6M6m3M3m3M3m3M6m6M6m6M3m3m6M3

Frequency Intervalin

CentsIns.A Stim.B

526.19 312.23 904417.02 350.03 303392.85 392.88 0348.18 278.20 388393.21 262.42 700627.67 370.68 912525.19 262.41 1201624.46 392.74 803521.51 392.70 491622.27 392.77 797524.30 312.19 898467.21 392.71 301523.65 416.20 3983925 7 330.37 299594.17 467.16 416626.91 524.15 310592.38 350.01 911526.61 330.43 807591.44 349.98 908418.31 262.44 807394.93 312.28 407349.16 294.67 294467.81 294.66 800393.70 312.27 401

Cent deviation

E.T. Pyth Just

4 -2 203 9 -130 0 0

-12 -2C 2Q -2 -2

12 $ 281 i 13 n -11-9 -7 -7-3 5 -17-2 -£ 141 7 -15

-2 -1C 12-1 5 -1716 8 3010 16 -611 5 277 15 -78 2 247 15 -77 -1 21-6 0 -220 8 -141 -7 15

M6m3U

M3P5M68vam6P4m6M6m3M3m3M3m3M6m6M6m6M3m3m6M3

Subject 3Performed Below Stimulus

Frequency Interva]

Stim.A Ins.B Cents

524.22 311.73 900416.34 349.40 303392.89 392.85 0350.04 274.96 418392.62 261.19 706623.76 371.95 895524.22 261.00 1207623.53 394.41 793524.23 393.23 498623.64 392.51 802524.20 310.18 908467.27 392.61 301524.23 416.28 399392.85 328.89 308588.94 467.79 399623.71 527.55 290589.04 350.17 900524.35 329.80 803588.94 349.91 901416.28 262.12 801392.83 310.91 405350.03 294.65 298467.31 294.52 799392.86 311.03 404

Student

Cent deviation

E.T. Pyth Just

0 -6 163 9 -130 0 0

18 10 326 4 4-5 -11 117 7 7-7 1 -21-2 0 02 10 -128 2 241 7 -15

-1 -9 138 14 -8-1 -9 13

-10 -4 -260 -6 163 11 -111 -5 171 9 -135 -3 19-2 4 -18-1 7 -154 -4 18

Performed Above Stimulus

M6m3U

M3P5M68vam6P4m6M6m3M3m3M3m3M6m6M6m6M3m3m6M3

Frequency Interva'in

CentsIns.A Stim.B

104.17 87.28 30698.33 97.83 9

157.10 92.29 921

156.75 97.87 815131.30 97.84 509155.90 97.88 806

118.00 97.89 324130.82 103.39 40798.10 82.41 302

148.17 115.85 426157.19 130.52 322147.89 87.33 912131.35 82.74 800147.21 87.28 905

Cent deviation

E.T. Pyth Just

6 12 -109 9 9

21 15 V

15 23 19 11 116 14 -8

24 30 87 -1 212 8 -14

26 18 4022 28 619 13 350 8 -145 -1 21

M6m3U

M3P5M68vamfiP4mfiMfim3M3m3M3m3MfimfiMfimfiM3m3mfiM3

Subject 4Performed Below Stimulus Student

Cent deviation

E.T. Pyth Just

-17 -11 -33-1 1 1

-IS -24 -2

-15 -7 29-7 -5 -5-3 5 -17

-3 3 -192 -6 160 6 -16

-19 -27 -5-1 5 -17-6 -12 10

-11 -3 -25-10 -16 6

Frequency Interva]in

CentsStim.A Ins.B

103.31 87.73 28397.78 97.75 1

155.11 93.19 882

155.13 98.58 785130.39 98.05 493155.19 97.95 797

115.89 97.61 297130.44 103.40 402

97.68 82.13 300146.21 117.32 381155.16 130.52 299146.26 87.26 894130.41 82.68 789146.24 86.97 890

Performed Above Stimulus

M6m3U

M3P5Mfi8vamfiP4mfiMfim3M3m3M3m3Mfim6MfimfiM3m3mfiM3

Frequency Interva'

Ins.A Stim.B Cents

523.40 311.45 899415.71 349.59 300392.57 392.46 0349.20 277.27 399391.84 261.77 698627.80 370.15 914524.00 261.76 1202626.61 392.43 810523.84 392.36 500624.78 392.36 805521.93 311.37 894468.87 392.23 309521.86 415.47 395394.41 329.66 310588.56 466.71 402624.21 523.46 305586.13 349.34 896522.68 329.66 798584.22 349.34 890416.80 261.64 806394.46 311.34 410350.39 293.52 307466.44 293.52 802392.47 311.34 401

Cent deviation

E.T. Pyth Just

-1 -7 150 6 -160 0 0-1 _c 13-2 - i -4

14 8 302 2 2

10 18 A0 2 25 13 -9-6 -12 109 15 -7-5 -12 910 16 -62 -f 165 11 -11-4 -1C 12-2 6 -16

-10 -U 66 14 -8

10 2 247 13 -92 10 -121 -7 15

Mfim3U

M3P5Mfi8vamfiF4mfiM6m3M3m3M3m3Mfim6MfimfiM3m3mfiM3

Subject 5Performed Below Stimulus Student

Cent deviation

E.T. Pyth Just

-16 -22 0-7 -1 -237 7 7

-12 -20 2-6 -8 -8-5 -11 11-1 -1 -1-8 0 -22-7 -5 -5-8 0 -22-6 -12 10

-10 -4 -26-4 -12 10-6 0 -22

-10 -18 4-11 -5 -27-21 -27 -5-21 -13 -35

-9 -15 7-13 -5 -27

-7 -15 7-11 -5 -27

-5 3 -19-6 -14 8

Frequency Intervalin

CentsStim.A Ins.B

523.48 314.13 884415.43 350.72 293392.25 393.80 7349.33 279.20 388392.28 262.71 694622.84 371.48 895523.51 261.86 1199622.99 394.25 792523.53 393.69 493622.97 394.24 792523.57 314.29 884466.47 394.49 290523.50 416.37 396392.33 331.06 294588.08 469.58 390622.77 526.95 289587.62 353.70 879523.28 333.74 77 9587.67 351.34 891415.35 263.67 787392.16 314.31 383349.32 295.54 289466.41 294.74 795392.26 312.42 394

Performed Above Stimulus

MBm3U

M3P5MB8vamBP4mBMBm3M3m3M3m3MBmBMBmfiM3m3mfiM3

Frequency Interval

Ins.A Stim.B Cents

263.57 155.88 909207.44 174.70 297195.19 196.26 -9174.97 138.52 404195.90 131.04 696310.54 185.05 896262.23 131.06 1201309.92 196.32 790261.34 196.39 495310.34 196.31 793260.84 155.97 890231.89 196.35 288262.80 208.07 404196.35 164.85 303295.69 233.31 410312.15 262.05 303295.41 174.68 910261.84 164.82 801294.34 174.65 904206.90 131.02 791195.93 155.89 396174.79 146.92 301232.27 146.92 793196.05 155.87 397

Cent deviation

E.T. Pyth Just

9 3 27-3 3 -19-9 _c -94 -4 28-4 -f -6-4 121 1 1

-10 -£ -24-5 -3-7 1 -21

-10 -If 6-12 -f -36

4 -4 183 9 -13

10 2 243 9 -13

10 4 261 9 -134 -A 20-9 -1 -23-4 -12 101 7 -15

-7 1 -21-3 -11 11

MBm3U

M3P5M68vamBP4mBM6m3M3m3M3m3MBmfiMBmfiM3m3m6M3

Performed Below Stimulus

Subject 6Professional

Frequency Interva]

Stim.A Ins.B Cents

261.86 154.97 908207.91 175.20 296196.14 196.03 1174.55 137.57 412196.16 130.92 700311.69 184.03 912261.97 131.48 1193311.73 196.46 799262.04 196.49 498311.74 194.84 814262.04 155.76 901233.42 197.70 288262.13 207.22 407196.32 164.09 310293.89 233.39 399311.95 260.06 315294.06 174.60 902262.13 163.50 817294.08 173.55 913208.08 130.57 807196.38 154.57 414174.75 145.22 320233.47 145.73 816196.34 155.76 401

Cent deviation

E.T. Pyth Just

8 2 24-4 2 -201 1 1

12 4 260 -2 -2

12 6 28-7 -7 -7-1 7 -15-2 0 014 22 01 -5 17

12 18 07 -1 21

10 16 -6-1 -9 1315 21 -12 -4 18

17 25 313 7 297 15 -7

14 6 2820 26 416 24 21 -7 15 VO

00

SiaS

&Sa

saS&

S&Sa

safl

isSe

&g

Performed Above Stimulus

Frequency Interva'

Ins.A Stim.B Cents

261.26 155.72 896207.59 174.76 298194.71 196.21 -13174.33 138.72 396195.32 130.96 .692310.77 185.35 895263.20 130.96 1208310.57 196.18 795261.94 196.22 500310.99 196.19 798262.14 155.78 901232.86 196.22 296262.22 207.87 402196.34 165.15 299294.21 233.37 401310.25 261.93 293293.52 174.80 897262.37 165.13 802292.98 174.74 895206.54 130.95 789194.20 155.76 382174.04 147.11 291230.99 147.10 781194.17 155.75 382

Cent deviation

E.T. Pyth Just

-4 -1C 12-2 4 -18

-13 -lc -13-4 -12 10-8 -f -6-5 -11 118 8 8-5 3 -190 2 2

-2 6 -161 _C 17

-4 2 -202 - t 12-1 5 -171 -/ 15

-7 -1 -23-3 _c 132 10 -12-5 -11 11

-11 .j -25-18 - I t -4

-9 -25-19 -11 -31-18 - I t -4

M6m3U

M3P5M68vam6P4m6M6m3M3m3M3m3M6mfiMfimfiM3m3mfiM3

Subject 7Performed Below Stimulus Professional

Cent deviation

E.T. Pyth Just

-10 -16 6-17 -11 -33

1 1 1-6 -14 8-2 0 0

-10 -16 6-1 -1 -1-4 4 -18-6 -4 -43 11 -11-3 -9 130 6 -16

-1 -9 13-8 -2 -24

15 7 292 8 -14-6 -12 10

-14 -6 -28-10 -16 6-13 -5 -27

-1 -9 13-15 -9 -31-13 -5 -27

-8 -16 6

Frequency Interva]

Stim.A Ins.B Cents

261.92 156.63 890207.82 176.46 283196.20 196.37 1174.76 139.17 394196.23 131.15 698311.69 186.44 890261.91 131.06 1199311.65 196.78 796261.91 196.88 494311.67 195.99 803261.96 156.00 897233.41 196.31 300261.94 208.08 399196.22 165.72 292294.10 231.35 415311.70 261.88 302294.06 175.41 894261.95 166.32 786294.12 175.86 890207.86 131.95 787196.23 155.88 399174.77 148.23 285233.41 148.11 787196.22 156.49 392

Performed Above Stimulus

M6m3U

M3P5M68vam6P4m6M6m3M3m3M3m3M6m6M6m6M3m3m6M3

Frequency Interva'

Ins.A Stim.B Cents

525.93 311.73 905416.43 349.42 304392.69 392.12 3351.03 277.76 405392.14 262.02 698624.11 370.04 905523.99 261.99 1200625.20 392.14 808525.05 392.07 506624.31 392.12 805524.49 311.63 901469.99 392.04 314523.32 415.44 400391.00 329.77 295593.29 466.49 416627.03 522.99 314590.85 349.28 910525.29 329.80 806592.57 349.33 915416.13 261.92 801391.88 311.62 397351.37 294.08 308469.71 294.10 811390.81 311.68 392

Cent deviation

E.T. Pyth Just

5 -1 214 10 -123 3 35 j-. 19-2 -4 -45 -1 210 0 08 16 -66 8 85 13 -91 _c 17

14 20 -20 -8 14-5 1 -2116 8 3014 20 -210 4 266 14 -8

15 9 311 9 -13

-3 -11 118 14 -8

11 19 -3-8 -If 6

M6m3U

M3P5M68vam6P4m6M6m3M3m3M3m3M6m6M6m6M3m3m6M3

Subject 8Performed Below Stimulus Professional

Cent deviation

E.T. Pyth Just

-19 -25 -3-13 -7 -2911 11 11-3 -11 11-3 -5 -5-2 -8 140 0 05 13 -9

10 12 1213 21 -1-7 -13 99 15 -73 -5 174 10 -12-9 -17 5

-13 -7 -29-9 -15 7-4 4 -18-7 -13 9-8 0 -22

-10 -18 4-4 2 -200 8 -14

-13 -21 1

Frequency Interval

Stim.A Ins.B Cents

523.34 314.63 881415.62 352.13 287392.17 394.77 11349.41 277.77 397392.12 262.16 697622.60 370.72 898523.24 261.67 1200622.44 391.05 805523.32 389.78 510622.46 389.22 813523.31 312.37 893466.38 390.16 309523.23 414.57 403392.11 329.00 304587.68 468.94 391622.46 527.41 287587.90 351.36 891523.25 330.33 796587.75 350.82 893415.48 262.96 792392.03 312.89 390349.37 294.43 296466.42 293.91 800392.07 313.46 387

Performed Above Stimulus

M6m3U

M3P5M68vam6P4m6M6m3M3m3M3m3M6m6M6mfiM3m3mfiM3

Frequency Interva'

Ins.A Stim.B Cents

525.78 311.82 904416.33 349.47 303393.13 392.20 4349.10 277.79 396392.58 262.04 700623.87 370.16 904524.89 262.02 1203626.97 392.16 812525.67 392.15 507624.07 392.17 804526.63 311.75 908468.19 392.10 307526.28 415.51 409394.14 329.83 308590.37 466.58 407624.72 523.22 307589.20 349.40 905525.85 329.84 807588.87 349.40 904417.27 262.01 806393.94 311.76 405349.95 294.20 300468.46 294.17 806393.89 311.72 405

Cent deviation

E.T. Pyth Just

4 -1 203 9 -134 4 4-4 -i ; 100 -24 203 3 3

12 20 -27 9 94 12 -108 2 247 13 -99 1 238 14 -87 -1 217 13 -95 -1 217 15 -74 206 14 -85 .j 190 6 -166 14 -85 JZ 19

M6m3U

M3P5M68vamfiP4m6Mfim3M3m3M3m3MfimfiMfimfiM3m3m6M3

Subject 9Performed Below Stimulus Professional

Cent deviation

E.T. Pyth Just

-11 17 5-2 4 -185 5 5

-12 -20 2-10 -10

-1 -7 15-8 -8 -8

-12 -4 -26-5 -3 -3-7 1 -21

-23 -29 -7-7 -1 -23-3 -11 11

-16

oT—< 1 -32-15 -23 -1-15 -9 -31

-7 -13 9-11 -3 -27-11 -17 5-16 -8 -32-14 -22 0

-7 -1 -23-7 1 -21

-16 -24 -2

Frequency Interval

Stim.A Ins.B Cents

523.40 313.14 889415.67 349.87 298392.24 393.39 5349.48 279.24 388392.18 262.93 692622.69 370.41 899523.36 262.90 1192622.62 394.84 788523.35 393.10 495622.61 393.82 793523.35 315.27 877466.50 393.95 293523.33 416.05 397392.21 332.78 284587.96 470.63 385622.70 528.10 285588.09 351.15 393523.42 331.80 789587.99 351.78 889415.59 264.31 784392.16 313.77 386349.46 295.10 293466.57 295.07 793392.20 314.14 384

Performed Above Stimulus

M6m3U

M3P5M68vam6P4m6M6m3M3m3M3m3M6m6M6m6M3m3m6M3

Frequency Interval

Ins.A Stim.B Cents

519.69 311.60 886415.73 349.21 302393.54 391.88 7347.33 277.57 388391.73 261.88 697616.38 369.88 884521.28 261.83 1192621.13 391.96 797520.47 391.85 491623.57 391.90 804522.06 311.54 894467.93 391.80 307521.00 415.21 393393.09 329.64 305587.67 466.29 401620.49 522.91 296587.07 349.16 900519.94 329.64 789585.12 349.17 894416.70 261.84 804394.62 311.53 409350.02 293.97 302468.17 293.96 806392.15 311.57 398

Cent deviation

E.T. Pyth Just

-14 -2C 22 8 -147 7 7

-12 -2C 2-3 _C -5

-16 -22 Q-8 -£ -8-3 5 -17-9 -7 -74 12 -10-6 -12 107 13 -9

-7 -If 75 11 -111 -7 15

-4 10 -200 -f 16

-11 .c -25-6 -12 104 12 -109 1 232 8 -146 14 -8

-2 -1C 12

M6m3U

M3P5M68vam6P4m6M6m3M3m3M3m3M6m6M6m6M3m3m6M3

Subject 10Performed Below Stimulus Professional

Frequency Intervalin

CentsStim.A Ins.B

523.09 313.00 889415.36 349.34 300391.95 393.25 6349.21 276.17 410391.91 260.88 705622.27 370.70 897522.95 261.17 1202622.08 396.89 778522.96 394.56 488622.08 393.25 794522.94 313.86 884466.08 394.28 290522.90 415.99 396391.88 329.70 299587.29 468.26 392622.22 517.41 319587.60 348.74 903523.02 328.25 806587.47 348.67 903415.26 262.25 796391.86 312.19 393349.18 294.11 297466.21 293.91 799391.87 313.57 386

Cent deviation

E.T. Pyth Just

-11 -17 50 6 -166 6 6

10 2 245 3 3-3 -9 132 2 2

-22 -14 -36-12 -10 -10

-6 2 -20-16 -22 0-10 -4 -26

-4 -12 10-1 5 -17-8 -16 619 25 33 -3 196 14 -83 -3 19-4 4 -18-7 -15 7-3 3 -19-1 7 -15

-14 -22 0

Performed Above Stimulus

M6m3U

M3P5M68vam6P4m6M6m3M3m3M3m3M6m6M6m6M3m3m6M3

Frequency Interva'in

CentsIns.A Stim.B

260.41 155.89 888206.17 174.93 284195.63 196.42 -7174.01 138.85 391195.49 131.08 692310.35 185.46 891262.09 131.06 1200311.22 196.34 797261.00 196.75 489311.26 196.37 797260.77 155.91 890232.95 196.38 296260.35 208.03 388196.49 165.29 299293.72 233.53 397311.17 262.18 297292.66 174.94 891260.03 165.31 784294.47 174.90 902206.51 131.05 787194.78 155.94 385174.47 147.31 293231.24 147.17 782194.58 155.92 383

Cent deviation

E.T. Pyth Just

-12 -If 4-16 -1C -32

-7 -7 -7-9 -17 5

-IQ-9 -1? 70 0 0

-3 5 -17-11 _c -9

-3 5 -17-10 -If 6-4 2 -20

-12 -2C 2-1 5 -17-3 -11 11-3 3 -19-9 -IE 7

-16 -f -302 -A 18

-13 _C -27-15 -2E -1

-7 -1 -23-18 -1C -32-17 -2E -3

M6m3U

M3P5M68vam6P4m6M6m3M3m3M3m3MBmBMBmBM3m3mBM3

Performed Below Stimulus

Subject 11Student

Frequency Interval

Stim.A Ins.B Cents

262.19 157.42 883208.04 175.82 291196.43 197.27 7174.97 139.57 391196.45 130.60 707312.04 185.77 898262.21 131.00 1201311.97 196.59 799262.19 196.77 497312.02 195.89 806262.25 195.96 504233.71 196.54 300262.23 207.05 409196.44 164.30 309294.49 233.64 401312.05 261.14 308294.40 175.20 399262.23 165.09 801294.44 174.97 901208.10 130.75 805196.44 156.40 395174.96 146.87 303233.69 147.14 801196.46 156.86 390

Cent deviation

E.T. Pyth Just

-17 -23 -1-9 -3 -257 7 7

-9 -17 57 5 5

-2 -8 14-1 -1 -1-1 7 -15-3 -1 -16 14 -84 -2 200 6 -169 1 239 15 -71 -7 158 14 -8-1 -7 151 9 -131 -5 175 13 -9-5 -13 93 9 -131 9 -13

-10 -18 4

Performed Above Stimulus

M6m3U

M3P5M68vam6P4m6M6m3M3m3M3m3M6m6M6m6M3m3m6M3

Frequency Interval

Ins.A Stim.B Cents

263.17 155.78 908208.67 176.01 295196.20 196.12 1175.33 138.45 409195.55 130.96 694310.77 184.94 899260.52 130.99 1190312.25 196.18 805260.89 196.26 493310.96 196.22 797261.57 155.87 896233.92 196.27 304262.61 207.96 404195.89 164.77 300295.33 233.14 409313.09 261.94 309295.42 174.60 910260.43 164.73 793294.15 174.56 903207.36 130.95 796195.84 155.79 396175.68 146.87 310233.71 146.88 804195.56 155.76 394

Cent deviation

E.T. Pyth Just

8 2 24-5 1 -211 1 19 1 21-<? -8-1 -7 15

-10 -1C -105 13 9-7 _C -5-3 5 -17-4 -1C 124 10 -124 -4 180 6 -169 1 239 15 -7

10 4 26-7 -1 -213 19

-4 4 -18-4 -12 1010 16 -64 12 -10-6 -14 8

M6m3U

M3P5M68vam6P4m6M6m3M3m3M3m3M6m6M6m6M3m3m6M3

Performed Below Stimulus

Frequency Intervalin

CentsStim.A Ins.B

261.76 156.16 894207.80 176.01 287196.08 196.83 7174.46 138.69 397196.06 130.78 701311.50 184.01 911261.82 131.06 1198311.52 196.27 800261.88 196.98 493311.56 195.70 805261.89 156.98 886233.29 196.83 294261.95 208.71 393196.19 164.60 304293.60 234.91 386311.73 263.72 290293.86 175.89 889261.92 166.16 788293.86 175.86 889207.94 131.79 790196.25 156.32 394174.62 147.97 287233.28 148.08 787196.19 156.01 j 397

Subject 12Student

Cent deviation

E.T. Pyth Just

-6 -12 10-13 -7 -29

7 7 7-3 -11 111 -1 -1

11 5 27-2 -2 -20 8 -14-7 -5 -55 13 -9

-14 -20 2-6 0 -22-7 -15 74 10 -12

-14 -22 0-10 -4 -26-11 -17 5-12 -4 -26-11 -17 5

1* -2 -24-6 -14 8

-13 -7 -29-13 -5 -27

-3 11 -11

Performed Above Stimulus

M6m3U

M3P5M68vam6P4m6M6m3M3m3M3m3M6m6M6m6M3m3m6M3

Frequency Interva!in

CentsIns.A Stim.B

292.92 174.95 892234.37 196.57 304220.41 220.51 -1196.24 156.12 396220.03 147.17 696349.84 208.38 897294.14 147.21 1198350.36 220.54 801293.16 220.60 492349.48 220.52 797293.80 174.96 897261.93 220.64 297294.30 233.75 399220.03 185.29 297329.70 262.50 395351.83 294.47 308330.16 196.59 898293.45 185.24 796330.14 196.53 398234.84 147.22 808219.63 174.94 394195.52 165.07 293262.69 165.02 805220.40 174.89 400

Cent deviation

E.T. Pyth Just

-8 -14 84 10 -12-1 -1 -1-4 -12 10-4 -f -<?-3 _c 13-2 -21 9 -13-8 -( -6-3 5 -17-3 _c 13-3 3 -19-1 _c 13-3 3 -19-5 -12 98 14 -8-2 -E 14-4 4 -18-2 -E 148 16 -6-6 -14 8-7 -1 -235 13 -90 -E 14

M6m3U

M3P5M68vam6P4m6M6m3M3m3M3m3M6m6M6m6M3m3m6M3

Performed Below Stimulus

Subject 13Professional

Cent deviation

E.T. Pyth Just

-9 -15 74 10 -121 1 1

-14 -22 0-2 -4 -412 6 285 5 5

10 18 -4-2 0 09 17 -51 -5 176 12 -10

-4 -12 1017 23 18 0 225 11 -11

22 16 388 16 -63 -3 19-8 0 -223 -5 17

12 18 -49 17 -5

-5 -13 9

Frequency Interva]in

CentsStim.A Ins.B

294.12 175.75 891233.45 195.90 304220.21 220.31 1196.31 157.08 386220.31 147.17 698349.97 206.61 912294.07 146.58 1205350.08 219.30 810294.07 220.59 498350.08 219.36 809294.13 174.81 901262.15 219.64 306294.07 233.88 396220.37 183.53 317330.54 261.19 408350.06 293.54 305330.38 193.98 922294.22 184.49 808330.45 196.20 903233.65 147.87 792220.46 174.68 403196.47 164.09 312262.29 164.42 809220.51 175.50 395

Performed Above Stimulus

M6m3U

M3P5M68vamfiP4m6Mfim3M3m3M3m3MfimfiMfimfiM3m3mfiM3

Frequency Interva'

Ins.A Stim.B Cents

520.45 311.61 888412.03 349.41 285391.44 392.02 -3349.57 277.63 399391.37 261.92 695624.29 369.95 906522.58 261.90 1196625.77 392.01 810523.11 391.95 500625.76 392.03 810523.04 311.61 897465.47 391.95 298522.71 415.35 398391.88 329.78 299588.86 466.30 404624.95 523.10 308588.06 349.31 902522.52 329.78 797587.01 349.31 399414.00 261.92 793392.33 311.65 399350.76 294.08 305464.90 294.08 793391.22 311.64 394

Cent deviation

E.T. Pyth Just

-12 -U 4-15 _c -31

-3 -2 -3-1 _c 13

-7 -76 0 -8

-4 -4 -410 18 -40 2 2

10 18 -4-3 _c 13-2 4 -18-2 -1C 12-1 5 -174 -4 188 14 -82 -4 18-3 5 -17-1 -7 15-7 1 -21-1 _c 135 11 -11-7 1 -21-6 -14 8

Mfim3U

M3P5Mfi8vamfiP4mfiMfim3M3m3M3m3M6mfiMfimfiM3m3mfiM3

Subject 14Performed Below Stimulus Student

Cent deviation

E.T. Pyth Just

-6 -12 10-7 -1 -234 4 44 -4 18-5 -7 -7-1 -7-3 -3 -3-7 1 -21-3 -1 -1-6 2 -20-5 -11 11-4 2 -201 -7 150 6 -161 -7 15

-2 4 -18-9 -15 71 9 -13

-8 -14 8-16 -8 -30

-8 -16 6-1 5 -171 9 -13

-13 -21 1

Frequency Interva]

Stim.A Ins.B Cents

523.23 312.26 894415.58 350.97 293392.12 392.93 4349.35 276.70 404392.02 262.44 695622.56 370.30 899523.21 262.09 119 7622.35 393.70 793523.23 392.60 497622.39 393.46 394523.40 312.18 895466.42 393.05 296523.24 415.14 401392.02 329.68 300587.54 466.13 401622.47 524.01 298587.80 351.32 891523.24 329.34 801587.74 351.15 892415.42 264.16 784391.99 312.50 392349.33 293.87 299466.34 293.64 801392.05 313.50 387

Performed Above Stimulus

M6m3U

M3P5M68vam6P4m6M6m3M3m3M3m3M6m6M6m6M3m3m6M3

Frequency Interva'

Ins.A Stim.B Cents

M6 524.48 311.87 900m3 415.65 350.04 297U 392.70 392.95 -1

M3 348.99 277.65 396P5 391.80 262.11 696M6 627.71 370.54 9138va 524.22 262.09 1200m6 622.29 392.88 796P4 523.75 392.78 498mfi 622.27 392.82 796Mfi 525.83 311.74 905m3 467.28 392.69 301M3 523.98 415.97 400m3 393.58 330.08 305M3 587.48 467.16 397m3 622.78 524.06 299Mfi 586.88 349.90 895mfi 523.92 330.03 800Mfi 588.32 349.81 900mfi 414.37 261.92 794M3 391.68 311.74 395m3 350.02 293.90 303mfi 465.72 293.89 797M3 391.52 311.77 394

Cent deviation

E.T. Pyth Just

0 -f 16-3 3 -19-1 -1 -1-4 -12 10-4 -f -613 7 290 0 0-4 4 -18-2 0 0-4 4 -185 -1 211 7 -150 -£ 145 11 -11-3 -11 11-1 5 -17-5 -11 110 8 -140 - t 16-6 2 -20-5 -13 93 9 -13-3 5 -17-6 -14 8

Performed Below Stimulus

Subject 15Professional

Cent deviation

E.T. Pyth Just

-11 -17 5-22 -16 -3812 12 12-21 -29 -7

1 3 31 -5 172 2 2-7 1 -21-2 0 0

-12 -4 -26-9 -15 7

-13 -7 -29-2 -10 12

-21 -15 -37-12 -20 2

-7 -1 -23-10 -16 6-14 -6 -28

-9 -15 7-6 2 -20

-12 -20 2-18 -12 -34-15 -7 -29-13 -21 1

Frequency Interval

Stim.A Ins.B Cents

524.12 313.68 889415.88 354.28 278392.74 395.55 12349.77 280.97 379392.79 262.02 701623.65 370.66 901524.17 261.81 1202623.67 394.38 793523.75 392.78 498623.81 395.65 788524.25 313.35 891467.06 395.66 287524.11 416.54 398392.84 334.36 279588.80 470.70 388623.57 526.48 293588.34 351.80 890523.98 332.69 786588.42 351.67 891415.90 262.85 794392.59 313.77 388349.73 297.23 282467.02 296.76 785392.74 314.12 387

Performed Above Stimulus

M6m3U

M3P5M68vam6P4m6M6m3M3m3M3m3M6m6M6m6M3m3m6M3

Frequency Intervain

CentsIns.A Stim.B

523.21 311.50 898412.98 349.17 291390.78 391.83 -5348.19 277.54 393390.71 261.83 693621.19 369.87 898522.34 261.81 1196623.32 391.90 803523.33 391.81 501621.85 391.90 799524.64 311.53 902466.57 391.84 302522.93 415.27 399391.74 329.64 299588.49 466.29 403621.28 522.95 298586.42 349.25 897523.70 329.68 801587.87 349.21 902415.56 261.86 800392.34 311.57 399348.27 293.99 293465.78 294.01 797391.23 311.59 394

Cent deviation

E.T. Pyth Just

-2 -£ 14-9 -2 -25-5 _C -5-7 -IE 7-7 _c -9-2 -f 14-4 -4 -43 11 -111 3 3-1 7 -152 -4 182 8 -14-1 _c 13-1 5 -173 17-2 4 -18-3 _c 131 9 -132 -4 180 8 -14-1 _c 13-7 -1 -23-3 5 -17-6 -14 | 8

M6 m3 U

M3 P5 M6 8va

; m6 P4 m6 M6 m3 M3 m3 M3 m3 M6 m6 M6 m6 M3 m3 m6 M3

Performed Below Stimulus

Subject 16Student

Frequency Interva]

Stim.A Ins.B Cents

523.46 310.90 902415.78 348.71 305392.29 390.80 -7349.52 276.11 408392.25 260.54 708623.01 369.39 905523.44 261.00 1205622.70 392.96 797523.50 391.94 501622.73 390.48 808523.62 310.33 906466.64 392.63 299523.47 415.36 400392.26 328.02 310587.91 465.26 405622.79 522.87 303588.17 348.66 905523.52 329.45 802588.07 350.30 897415.68 262.27 797392.23 313.13 390349.58 294.01 300466.65 294.01 800391.89 313.80 385

Cent deviation

E.T. Pyth Just

2 -4 185 11 -11-7 -7 -78 0 22

9 9 95 -1 215 5 5-3 5 -171 3 38 16 -66 0 22

-1 5 -170 -8 14

10 16 -65 -3 193 9 -135 -1 212 10 - 1 2

-3 -9 13-3 5 -17

I ►—i

O -18 40 6 -160 8 -14

-15 -23 -1

VITA

Brant Gilmore Karrick was born August 14, 1960 in Bowling Green,

Kentucky. He attended the public elementary and junior high schools of

the Bowling Green City School system and graduated from Bowling

Green High School in 1978. Completing his Bachelor of Music Education

degree from The University of Louisville in 1982, Mr. Karrick went on to

receive his Master of Arts in Education from Western Kentucky

University. While at Western, he also served as Graduate Assistant to the

Director of Bands.

Brant began public school teaching in 1984 when he became director

of instrum ental music for the Beechwood Independent school district in

Fort Mitchell, Kentucky. In 1986 he accepted the position of Director of

Bands in the Bowling Green City School system. In the fall of 1991, he

began his doctoral work in music education at Louisiana State University

where he was awarded a Graduate Teaching Assistantship. Brant has

continued to serve as adjudicator, guest conductor, music arranger, and

drill designer for a myriad of bands in Alabama, Georgia. Louisiana,

Kentucky, Indiana, and Ohio. He will complete his doctorate in A ugust of

1994.

109

DOCTORAL EXAMINATION AND DISSERTATION REPORT

Candidate:

Major Field:

Title of Dissertation:

Date of Examination:

Brant Karrick

Music

An Examination of the Intonation Tendencies of Advanced Wind Instrumentalists Based on Their Performance of Selected Musical Intervals

Approved:

Dean of the Graduate School

EXAMINING COMMITTEE:

June 13, 1994