To us there are no foreign markets.TM

An Introduction to Our Advisory Broking Service

Our Advisory Broking Service is designed for clients who take an active interest in financial markets and wish to make their own investment decisions. The service provides these clients with access to an experienced professional with whom to discuss investment ideas and to provide fast and responsive execution. We work closely with clients to understand their specific requirements and this service offers the reassurance that comes with working with a qualified investment professional, while allowing you to stay in control of your investment decisions.

The advice we offer under our Advisory Broking Service is ‘restricted’ as we do not provide advice on pension or life insurance products, however, we advise all our clients on investments with impartiality as we are not tied to any particular product providers.

The demand for innovative and sophisticated investment services has increased significantly in recent times. We recognise this and remain committed to providing a high quality Advisory Service for clients who wish to stay in control of their investment decisions.

Investment means that your capital is at risk. The value of investments and the income from them can fall, you may get back less than the amount you originally invested.

A Wealth of ExperienceOur Advisory Broking clients benefit from having direct access to a qualified and experienced team of investment professionals. Our brokers are close to the market and have access to a wide range of in-house and external research. Our aim is to build lasting relationships with all of our clients, established on trust and integrity and founded on providing quality investment ideas.

Institutional Quality Research Our multi-asset capabilities are a key advantage and the Canaccord Genuity Group employs several industry-leading teams, specialising for example in niche fixed interest securities and investment trusts. Our investment teams also have the advantage of using Quest™, our proprietary stock research tool only licensed to institutional investors. Quest™ enables us to take a clear-sighted view of corporate performance in a market place where subjectivity is inherent. With its focus on Cash Flow Returns rather than published earnings numbers, Quest™ is an innovative, insightful and impartial tool for analysing corporate performance and valuation.

Tailored Investment Advice Prior to engaging in an Advisory relationship we carry out a full suitability assessment. Getting to know you in this way ensures that we fully understand your personal objectives and attitude to risk, as well as your level of investment knowledge and experience. Armed with this critical information, our advisors can ensure that advice is appropriately tailored to your individual needs and circumstances.

Intelligent Investing Our Advisory Broking Service clients receive our monthly publication – Intelligent Investing – where we share our market views and provide analysis of suggested equity, bond and investment trust stock picks*. Advisory clients have direct access to their personal broker who can send additional investment ideas, which are the output of a robust process incorporating QuestTM, as well as the views of our analysts. We offer thought provoking, sometimes controversial ideas that help us to stand out from the crowd.

*Intelligent Investing is also available to Execution Only clients of CGWL.

Canaccord Genuity Wealth Management (CGWM) is a trading name of Canaccord Genuity Wealth Limited (CGWL) and Canaccord Genuity Financial Planning Limited (CGFPL). CGWL and CGFPL are authorised and regulated by the Financial Conduct Authority. Both are wholly owned subsidiaries of Canaccord Genuity Group Inc. and have their registered office at 41 Lothbury, London, EC2R 7AE. CGWL is registered in England no. 03739694, CGFPL is registered in England no. 02762351. Canaccord Genuity Wealth Management (“CGWM”) is a trading name of Canaccord Genuity Wealth (International) Limited (‘CGWI’) which is licensed and regulated by the Guernsey Financial Services Commission, the Isle of Man Financial Supervision Commission and the Jersey Financial Services Commission and is a member of the London Stock Exchange and the Channel Islands Securities Exchange, CGWI is registered in Guernsey no. 22761 and is a wholly owned subsidiary of Canaccord Genuity Group Inc. Registered office: 2 Grange Place, The Grange, St. Peter Port, Guernsey, GY1 2QA. Please note that the offshore affiliate is not FCA regulated or authorised and does not benefit from FCA investor protection rules. This document is for information purposes only and is not to be construed as a solicitation or an offer to purchase or sell investments or related financial instruments. This has no regard for the specific investment objectives, financial situation or needs of any specific entity. Canaccord Genuity Wealth Management does not make any warranties, express or implied that the products, securities or services mentioned are available in your jurisdiction. Accordingly, if it is prohibited to advertise or make the products, securities or services available in your jurisdiction, or to you (by reason of nationality, residence or otherwise) such products, securities or services are not directed at you.

F0050d | An Introduction to Our Advisory Service | January 2015

Key facts

Canaccord Genuity Group Inc.

Over 50% employee ownedOver 2,000 employeesOperations in 10 countries

Canaccord Genuity Wealth Management¹

AuM globally

£17.5 billion (C$31.7 billion)

UK & Europe

4 offices, 113 investment professionals

Canada

16 offices, 162 investment advisory teams

Australia

2 offices, 9 investment advisory teams

¹As at 30 September 2014

Group structure

Capital marketsCanaccord Genuity is the global capital markets division of Canaccord Genuity Group Inc., offering institutional and corporate clients idea-driven investment banking, merger and acquisition, research, sales and trading services from offices in 10 countries worldwide. Our team of nearly 1,000 capital markets and advisory professionals has industry and transactional expertise in 18 key sectors of the global economy. We are committed to providing valued services to our clients throughout the entire lifecycle of their business and operating as a gold standard independent investment bank – expansive in resources and reach, but targeted in industry expertise, market focus and individual client attention.

Group historyCanaccord Genuity Group Inc. was founded in 1950 and in just six decades has grown from a Canadian based venture capital firm to a premier global financial services firm.

The wealth management division in the UK, the Channel Islands and Isle of Man was established following the acquisition of Collins Stewart Hawkpoint plc in March 2012, which established its wealth management division in 1996. Collins Stewart acquired a number of businesses over a 15 year period and Canaccord Genuity Group Inc. has continued in the same vein with the acquisition of Eden Financial in 2012.

Canaccord Genuity Wealth Management is an award winning wealth manager committed to providing investors with a broad array of wealth management solutions. Our Investment Professionals manage and administer over £11 billion of assets on behalf of over 12,000 clients from offices in London, Guernsey, Jersey and the Isle of Man (as at 30 September 2014).

Contact us

United Kingdom41 Lothbury, London EC2R 7AE

T: +44 (0)20 7523 4600E: CGWM_UK@canaccord.comF: +44 (0)20 7523 4599

GuernseyPO Box 45, 2 Grange Place, The Grange,St Peter Port, Guernsey, GY1 4AX

T: +44 (0)1481 712889E: CGWM_Offshore@canaccord.comF: +44 (0)1481 713460

JerseyPO Box 3, 37 Esplanade,St Helier, Jersey, JE4 0XQ

T: +44 (0)1534 708090E: CGWM_Offshore@canaccord.comF: +44 (0)1534 708050

Isle of ManAnglo International House, Bank Hill,Douglas, Isle of Man, IM1 4LN

T: +44 (0)1624 690100E: CGWM_Offshore@canaccord.comF: +44 (0)1624 690101

canaccordgenuity.com

Capital Markets Wealth Management

Please note that Awards received prior to 2013 were awarded to Collins Stewart Wealth Management, which was acquired by the Canaccord Genuity Group Inc in 2012.