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TRANSCRIPT
Fabian Sax
35191205
2017/2018 Exposé
Emotional Intelligence
in Business Negotiations.
European Master in Business Studies EMBS 10
A Triangulation Study of Self-Other Agreement
on Emotional Intelligence (EI) in Business Negotiations.
– Vincent van Gogh –
Let's not forget that the little emotions
are the great captains of our lives and
we obey them without realizing it.
"
"
2 Preface
1 Preface
The work at hand has been realised in the course of my master thesis and in line with the
EMBS (European Master of Business Studies) master program's third semester at the
University of Kassel, Germany.
Given the immense relevance of this topic, not only in a managerial and professional
context, but also for any kind of social and interpersonal interaction in everyday's life, it was
my utmost concern to elaborate a thesis, that finds its legitimisation and significance in
academic research and business practice. However, most importantly, it should help me to
develop this particular skill, the "[...] capacity for recognizing our own feelings and those of
others, for motivating ourselves, and for managing emotions well in ourselves and in our
relationships"(Goleman, 1998, p. 318), further and to be able to use it as a valuable asset for
my future life. Goleman (2011) once said in an interview with the Time Magazine, that "in a
high-IQ job pool, soft skills like discipline, drive, and empathy mark those who emerge as
outstanding". This sounded romantic and idealistic to me in the beginning, but evolved over
time and proved increasingly right and relevant for my daily life.
This work should incentivise its readers to think outside the box and to pay more attention to
the quality rather than the quantity of their social interactions. This does, especially in a
business context, of course not mean to put bare figures aside. They are and will always be
the essential foundation of professional decision-making. The key is to enrich them with
more intangible, abstract and long-term oriented constructs. Contrasting self- and others'
perception of ourselves should make us reconsider our self-evaluation and stimulate our
inner motivation to work towards constant improvement and higher levels of interpersonal
and emotional intelligence.
Eventually, I would like to express my sincerest gratitude to those persons who contributed a
lot to the realisation of this thesis and without their unconditional support and committed
involvement, it would not have been accomplished: Prof. Katharina Raab and Prof. Kathrin
Zulauf for their tutoring, ____________ and ____________ for the editing, proofreading and
many good inspirations, my EMBS 10 friends who created a personally and academically
inspiring working environment and last but most importantly, my family who has always
supported me in any undertaking and has been on my side during my entire life – thank you.
Fabian Sax – Kassel, 22 January 2018
3 Abstract
2 Abstract
Purpose This work aims at examining if and how business negotiators' self-
evaluated emotional intelligence diverges from their negotiation partners'
perception of the same as well as from the one obtained by means of an
emotional intelligence test. It uses triangulation in order to identify and
verify analogies and discrepancies in people's internal and external
apperception of their emotional intelligence in business negotiation
situations. Moreover, its purpose is to gain insights into which key elements
trigger the evaluation of a negotiator's emotional intelligence.
Methodology This thesis was realised by applying a three-way triangulation approach
consisting of a questionnaire-based self-evaluation of the participant, a
questionnaire-based evaluation from the negotiator's counterpart and a
third evaluation on the basis of the Schutte Self-report Emotional
Intelligence Test. The __ participants (__ dyads) were made up of __ male
and __ female students, aged between __ and __.
Value This work contributes to the academic discourse by providing deeper
insights into business negotiators' self-other agreement and the main
factors causing the respective evaluations. Consequently, it supplements
existing research on the topic and contributes to a more exhaustive
understanding of emotional intelligence in a business negotiation context.
On a managerial level, it supports the employment of new and
identification of training requirements of existing workforce and provides
information on the fundamental skill-set required by business negotiator's
in the 21st century.
Keywords emotional intelligence – business negotiations
self-other agreement – triangulation – emotion perception
4 Table of Contents
3 Table of Contents
1 PREFACE .................................................................................................................................................. 2
2 ABSTRACT................................................................................................................................................ 3
3 TABLE OF CONTENTS ............................................................................................................................... 4
4 LIST OF ILLUSTRATIONS ........................................................................................................................... 6
5 LIST OF ABBREVIATIONS .......................................................................................................................... 7
6 INTRODUCTION ....................................................................................................................................... 8
6.1 MOTIVATION & RESEARCH OBJECTIVES .......................................................................................................... 8
6.2 RESEARCH GAP .......................................................................................................................................... 9
6.3 RESEARCH PROBLEM & HYPOTHESES DEVELOPMENT ...................................................................................... 10
7 THEORETICAL FRAMEWORK .................................................................................................................. 15
7.1 DEFINITIONS & TERMINOLOGY ................................................................................................................... 15
7.2 HISTORICAL DEVELOPMENT OF EI ................................................................................................................ 17
7.3 MODELLING EI ........................................................................................................................................ 20
7.3.1 Self-Awareness ................................................................................................................................ 24
7.3.2 Social Awareness ............................................................................................................................ 25
7.3.3 Self Management ............................................................................................................................ 25
7.3.4 Relationship Management.............................................................................................................. 26
7.4 IMPLICATIONS OF EI ON BUSINESS NEGOTIATIONS .......................................................................................... 26
7.4.1 Positive Implications & Praise ......................................................................................................... 27
7.4.2 Negative Implications & Criticism ................................................................................................... 30
7.4.3 How to develop EI in Business Negotiations ................................................................................... 34
8 METHODOLOGY .................................................................................................................................... 38
8.1 SECONDARY RESEARCH – LITERATURE REVIEW ............................................................................................... 39
8.2 PRIMARY RESEARCH – EXPERIMENT ............................................................................................................. 39
8.2.1 Sampling ......................................................................................................................................... 41
8.2.2 Part 1 – Business Negotiation Simulations ..................................................................................... 41
8.2.3 Part 2 – EI Self-Assessment ............................................................................................................. 43
8.2.4 Part 3 – EI-Test (SSEIT) .................................................................................................................... 43
8.2.5 Data Analysis .................................................................................................................................. 44
9 RESULTS ................................................................................................................................................ 46
9.1 COMPARATIVE ANALYSIS ........................................................................................................................... 46
5 Table of Contents
10 DISCUSSION ........................................................................................................................................... 47
10.1 SCIENTIFIC CONTRIBUTION ......................................................................................................................... 47
10.2 PRACTICAL CONTRIBUTION ......................................................................................................................... 47
10.3 RECOMMENDATIONS ................................................................................................................................ 47
10.4 LIMITATIONS ........................................................................................................................................... 47
10.5 FUTURE RESEARCH ................................................................................................................................... 47
11 CONCLUSION ......................................................................................................................................... 48
12 DECLARATION IN LIEU OF OATH ............................................................................................................ 49
13 LIST OF REFERENCES .............................................................................................................................. 50
14 APPENDIX .............................................................................................................................................. 60
14.1 TIMELINE ................................................................................................................................................ 60
6 List of Illustrations
4 List of Illustrations
FIGURE 7-1. MAYER AND SALOVEY'S MODEL OF EI (1997)............................................................................................... 21
FIGURE 7-2. SELF-ILLUSTRATION OF THE SSEIT ON THE BASIS OF SCHUTTE ET AL. (2009) ....................................................... 22
FIGURE 7-3. FOUR QUADRANT EI COMPETENCE MODEL (GOLEMAN ET AL., 2002) ................................................................ 24
FIGURE 7-4. EI COMPETENCE DEVELOPMENT MODEL (SELF-ELABORATION ON THE BASIS OF MINAROVA ET AL., 2015) ................. 35
FIGURE 8-1. RESEARCH ONION (SAUNDERS, LEWIS, & THORNHILL, 2009, P. 108) ................................................................ 38
FIGURE 8-2. LAYOUT TRIANGULATION STUDY (SELF-ELABORATION) ..................................................................................... 40
7 List of Abbreviations
5 List of Abbreviations
Abbreviation Meaning
EI emotional intelligence
EQ emotional quotient
IQ intelligence quotient
CQ cognitive quotient
MSCEIT Mayer-Salovey-Caruso Emotional Intelligence Test
SSEIT/SREIT Schutte Self-Report Emotional Intelligence Test
SEIS Schutte Emotional Intelligence Scale
EQ-i Emotional Quotient Inventory
8 Introduction
6 Introduction
This section intends to give a first well-structured outline and foundational basis of the thesis'
content. It is thereby composed of three core parts: firstly, a description of the research
objective, giving further information on the necessity and importance of the topic; secondly, a
part identifying, describing and analysing this work's underlying research gap; thirdly, a final
part stating the research problem and consecutively developing the hypotheses this work
aspires to answer.
6.1 Motivation & Research Objectives
One of the most renowned and leading experts in the field of emotional intelligence (EI) and
long-standing consultant of multinational giants like Microsoft, Amazon or the United
Nations, Joshua Freedman, once summarised the relevance of EI in the following way:
Emotional intelligence is a way of recognizing, understanding, and choosing
how we think, feel, and act. It shapes our interactions with others and our
understanding of ourselves. It defines how and what we learn; it allows us to
set priorities; it determines the majority of our daily actions. Research
suggests it is responsible for as much as 80 percent of the "success" in our
lives. (Freedman, Jensen, Rideout, & Freedman, 1998, p. 12)
This much cited statement is, of course, only one point of view with respect to the
importance of EI and not exclusively targeted at the business context. Nevertheless, it
succeeds in merging several ideas: it defines the concept of EI, it gives a glimpse of the rich
diversity of facets and notions EI entails and it emphasises its significance for and impact on
people's private and professional lives.
Dulewicz and Higgs (2003) summed up the challenges companies aspiring to grow and
prosper in the 21st century have to face by stating four main aspects: (1) outrivaling
competition in the war for talents and long-term success, (2) managing and balancing the
increasing importance of intangibles with to-date prevailing hard data, (3) conceptualising
and successfully implementing programs aimed at organisational change and eventually, (4)
knowing how to confront multiple stakeholders and their diverse interests. From these four
key elements one can deduce that it requires an organisational paradigm shift in order to
9 Introduction
stay successful in the long-term. As all these aspects are ex- or implicitly related to the EI
embedded within a corporation, EI can be used as a basis for this shift and emphasises
once again the strategic relevance of this concept for business operations. Cooper and
Sawaf (1977) already suggested some 40 years ago that a company needs more than mere
cognitive intelligence in order to prosper in the long-run and Côté and Miners (2006) added
to this that managers, leaders and negotiators can even use their increased level of EI to
compensate for a lower level of CI.
Therefore one might ask at this stage: Are not moods, feelings and emotions invariably
present in any kind of negotiation context and would completely removing them from these
interactions not spare the negotiators with a banal and trivial business transaction of
insignificant inter-personal long-term importance?
Bearing the abovementioned argumentation and question in mind, this work strives to use
this motivation in order to examine and depict the importance EI bears in business
negotiations. It should direct academic attention towards EI in business negotiations and
stimulate further research in the field of perceptual analogies and discrepancies amongst
distinct sources of EI evaluations. Moreover, it aims at providing companies with first
insights on how they can effectively assess, interpret and steer their existing and to-be
workforce's emotional capabilities towards better economic and inter-personal negotiation
outcomes.
6.2 Research Gap
Mayer and Salovey (1993) encouraged scientists in one of their first publications on EI to do
more research in order to identify, analyse and describe the underlying theoretical constructs
and to give validity to a, at that time, new and rather vague concept. Scientists all over the
world followed this recommendation, based EI on a much broader theoretical foundation and
promoted the topic in an academic and managerial context.
Even though EI is nowadays an extensively researched topic in the literature and
researchers already successfully opened the discourse of EI in negotiations, only little work
on perceptual differences of EI in business negotiations has been published to date. Whilst
the identified gaps of improving the conceptual validity of EI and examining the relationship
between CQ and EI have been well-discussed in the last years, empirical experimentation
on the interplay of different sources of EI measurement has not received the same attention
10 Introduction
so far (Fulmer & Barry, 2004). Fineman (2004) emphasised that increasing interest in the
topic itself inevitably triggers the need for supplementary research, in particular on the
measurement of EI. Hebcontinued that EI is prevailingly measured by means of self-
assessment of participants' own emotional setup and therefore lacks a second comparative
opinion in order to prove the validity and accuracy of these evaluations. Sosik and Megerian
(1999) raised a similar issue and the need for research focusing on the differences and
analogies between managers', leaders' or negotiators own and others' EI perception. A
review of available measurement approaches claimed that there is insufficient literature
verifying research data by means of triangulation studies – using two or more different
measurement approaches in order to test and cross-check the results of one single measure
(Matthews, Zeider, & Roberts, 2002).
Pérez, Petrides and Fuhrman (2005) confirmed the research gap by creating and demanding
more and more diverse attempts and concepts to measure EI, Meisler and Vigoda-Gadot
(2014) called for further studies using multiple methods of data collection and Dunning,
Heath and Suls (2004) recommended independent capability and skill testing in the course
of minimising common biases related to the usage of only one measurement technique.
Fulmer and Barry (2004) emphasised the importance of further research on the topic in a
negotiation context. In line with this and to further fortify the argument that the topic itself is
far from being saturated, Ashkanasy and Daus (2005) as well as other researchers stated
that academic and managerial interest in EI will not abate any time soon and will
consequently also play a crucial role in future research.
Although the abovementioned sources imply that the research gap was partially identified
several years ago, more current research confirms that this gap has not been filled yet and
that the claims and calls for research on the topic are still valid. Furthermore, this shows the
multitude of distinct issues that need to be investigated in greater detail in order to get a
clear overview of the many facets this topic entails.
6.3 Research Problem & Hypotheses Development
Bearing the abovementioned research gap and the supporting literature in mind, one can
see that there is an abundance of content on the impact of EI on business negotiation
situations and other notions of this research topic. Nevertheless, there is little literature
looking into the aspect of self-other-agreement of EI perception in business negotiations and
the main aspects triggering these evaluations:
11 Introduction
Atwater and Yammarino (1997) discussed in their extensive work on EI and leadership that
EI bears significant importance in determining the results of self-other rating-agreement.
However, they did not examine the degree to which self-other evaluations correspond to or
deviate from each other. Consequently, the work at hand is targeted at giving a deeper
insight into this matter and placing a particular focus on the following research problems:
"What are the analogies and discrepancies
between internal and external apperception
of a person's level of emotional intelligence
in business negotiations?"
and
"What are the key elements
triggering the evaluation of a negotiator's EI?"
As research on the self-other-agreement in business negotiations is comparatively rare, this
work partially refers to and bases its hypotheses on research conducted in the field of
management and leadership. This assumption rests upon literature that acknowledged the
similarity, interdependence and close correlation between corporate leadership and business
negotiation situations (Mumford, Campion, & Morgeson, 2007).
Ashford (1989) as well as Atwater and Yammarino (1992) attempted to organise individuals
according to their self-perception and elaborated three basic categories: Firstly,
overestimators who rate themselves substantially better than others do. Secondly,
underestimators who act contrarily, rating themselves comparatively lower. Thirdly and
finally, people who rate themselves in agreement with how others rate them.
With an eye on the abovementioned categories, Atwater and Yammarino (1997) concluded
that underestimators are often not fully aware of their strong and weak points. They rate
themselves modestly in order not to create unrealistic expectations in their counterparts.
Those underestimators are the ones that are rated highest by their subordinates and do not
show an inferior performance (Amundsen & Martinsen, 2014). Atwater and Yammarino
(1997) emphasised that people with a high self-other agreement perform best. Furthermore,
Conger (1998) claimed that most managers tend to significantly overestimate their own
credibility and consequently their cognitive and emotional setup. This was confirmed by
Dunning et al. (2004) for laboratory as well as real-life situations and they argued that people
12 Introduction
misdiagnose their capabilities and claim to perform better than the comparable average.
Exemplarily, they demonstrated that corporate executives often hold significant over-
confidence in their investment decision-making and judgement of risks in high-stake
projects – areas where this overestimation or over-confidence can have a substantial long-
term impact on the company's financial performance. In the management and leadership
context, Atwater and Yammarino (1997) based these magnified self-evaluations on elevated
self-worth and self-consciousness and an overly positive apperception of their own
capabilities. Additionally, as overestimators are convinced of the excellence of their work and
do not see their internal room for improvement, they tend to neglect feedback from others on
how to ameliorate their performance and develop themselves further (Atwater, Ostroff,
Yammarino, & Fleenor, 1998).
With the exception of well-established relationships of people who know each other very well
and who show a significant self-other-agreement in their evaluations (Dobewall, Aavik,
Konstabel, Schwartz, & Realo, 2014), the abovementioned elaborations give rise to the
assumption that the type and source of evaluation have an impact on the person's EI score.
This means that there is no or only little congruency between self- and others' apperception
of one's EI. These considerations trigger the following hypotheses and alternative
hypotheses, marked with a lower-case 'a':
Hypothesis 1
Hypothesis 1a
"Negotiators tend to overestimate
their own level of EI in comparison to
their score in an EI-test."
"Negotiators tend to underestimate
their own level of EI in comparison to
the score in an EI-test."
Hypothesis 2
Hypothesis 2a
"Negotiators tend to overestimate
their own level of EI in comparison to
the score obtained from their
counterpart's evaluation."
"Negotiators tend to underestimate
their own level of EI in comparison to
the score obtained from their
counterpart's evaluation."
13 Introduction
Van Velsor, Taylor and Leslie (2006) remarked that gender-specific discrepancies in self-
other-agreement scores exist and that women do not necessarily underestimate their own
capabilities. On the other hand, women also do not tend to be over-confident about their
negotiation outcomes and follow more cooperative than their male counterparts' competitive
negotiation tactics (Watson & Hoffman, 1996). This implies that women have more realistic
self-evaluations and are more likely to be in agreement with others in this respect.
Consequently, a person's gender is related to how accurate the self-other agreement of
perceived EI is. Women are able to filter and block influences driving them towards over- or
underestimations of their own abilities and can subsequently provide a more realistic and
less biased assessment of themselves and a higher agreement with objective measurement
techniques (Fletcher, 1999). This point of view is shared by a significant amount of related
literature (Alimo-Metcalfe, 1993; London & Wohlers, 1991) and drives the following
hypotheses:
Brutus, Fleenor and Tisak (1999) pointed out that it is rather peer- than self-ratings that
explain the outcome effectiveness in business negotiations and subsequently give a more
realistic and profound picture of a negotiator's EI capabilities. While the importance of peer-
over self-evaluation for outcome prediction was questioned and disproved later by arguing
Hypothesis 3
Hypothesis 3a
"The self-other agreement deriving from
a comparison of a person's self-evaluation
with the score in an EI-test is higher
for women than for men."
"The self-other agreement deriving from
a comparison of a person's self-evaluation
with the score in an EI test is lower
for women than for men."
Hypothesis 4
Hypothesis 4a
"The self-other agreement deriving from
a comparison of a person's self-evaluation
with the score obtained from their counterpart's
evaluation is higher for women than for men."
"The self-other agreement deriving from
a comparison of a person's self-evaluation
with the score obtained from their counterpart's
evaluation is lower for women than for men."
14 Introduction
that both play their essential part (Atwater et al., 1998), external ratings still seem to capture
the negotiator's actual capabilities and skills better than mere and unguided self-evaluations
(Harris & Schaubroeck, 1988). In their work Dunning et al. (2004) demonstrated that
people's self-evaluations only correlate very slightly with their real conduct or actions and
that others' ratings give a more accurate picture of an individual's performance. External
feedback can aid negotiators to improve their self-perception and make their self-evaluations
more realistic and congruent with others'.
Hypothesis 5
Hypothesis 5a
"The EI evaluations obtained from the
negotiator's counterpart reflect the
negotiator's score in the EI-test more
accurately than their self-evaluations do."
"The EI evaluations obtained from the
negotiator's counterpart reflect the
negotiator's score in the EI-test less
accurately than their self-evaluations do."
15 Theoretical Framework
7 Theoretical Framework
This section of the thesis is targeted at gathering, condensing, evaluating, contrasting and
presenting the most relevant existing research on the topic of EI in general, and EI in
business negotiations in particular. It therefore aims at:
defining the most relevant concepts and theories in this matter,
providing an overview of the historical development of EI,
analysing the most prominent scientific approaches to model the construct, and
depicting the positive and negative implications of EI in the context of business
negotiations.
This literature review is organised around key themes and should support the reader in
grasping the underlying conceptual framework, understanding the particular context of the
topic and comprehending the experimental part of this study more easily.
7.1 Definitions & Terminology
Emotional Intelligence, abbreviated as EI, or the almost synonymously used wording
emotional quotient, abbreviated as EQ, depict a multifaceted an complex construct,
consisting of a multitude of diverse notions primarily deriving from psychological but also
economic and social sciences and research. This is confirmed by the long list of different
definitions that can be found in the literature.
As a first step on the way to obtain a clear understanding of what EI is about, one has to
define its foundation, emotions. Kleinginna and Kleinginna (1981) were the first to systemise
the broad range of different approaches to define emotions:
Emotion is a complex set of interactions among subjective and objective
factors, mediated by neural hormonal systems, which can (a) give rise to
affective experiences such as feelings of arousal, pleasure/displeasure; (b)
generate cognitive processes such as emotionally relevant perceptual effects,
appraisals, labelling processes; (c) activate widespread physiological
adjustments to the arousing conditions; (d) lead to behaviour that is often, but
not always, expressive, goal-directed, and adaptive. (p. 355)
16 Theoretical Framework
Subsequently, one can dig deeper into the matter of EI and engage in defining it. The
present work focuses its attention on EI as defined by the most renowned authors in this
field, significantly coining and contributing to the remarkable rise in importance of the topic:
Peter Salovey and John D. Mayer as well as Daniel Goleman. The former creating and the
latter popularising the term. Even though they chose slightly diverging approaches in
defining the topic, both emphasised that EI is highly intertwined with and dependent on the
quality of a persons' social relations with their immediate environment (Lopes, Salovey,
Cote, Beers, & Petty, 2005).
Mayer and Salovey (1997) pointed out the diversity of notions in which EI can have an
impact on a person's social interactions, by defining EI as:
the ability to perceive accurately, appraise, and express emotion; the ability to
access and/or generate feelings when they facilitate thought; the ability to
understand emotion and emotional knowledge; and the ability to regulate
emotions to promote emotional and intellectual growth. (p. 10)
Moreover, they proposed a theoretical construct consisting of four phases, being the (1)
identification, the (2) usage, the (3) understanding and eventually the (4) management of
emotions (see figure 7-1).
Goleman (1995) chose a similar approach, highlighting what can be called the five main sub-
constructs of EI and defined EI as having the capability to be aware of one's own and others'
emotions, being able to actively manage them and how they are shown and articulated,
showing passion for one's occupation, demonstrating empathy for others and having the
social skills required in order to manage relationships and create professional and private
networks. Given their eminent relevance in a managerial and negotiation context (Ogilvie &
Carsky, 2002a), Mayer and Salovey's as well as Goleman's components are examined in
greater detail at a later point of this work.
As EI is particularly important from an interpersonal perspective (Mueller & Curhan, 2006),
the professional discussion of the underlying thesis topic requires the definition of what is
prevalently branded as a negotiation situation. Even though especially business negotiation
situations are relevant for this work, negotiations are of fundamental importance in many
different areas of life, be it in a legal context, with respect to international political relations or
in private relationships (Kong, Bottom, & Konczak, 2016). Consequently, researchers from
different scientific backgrounds tried to improve the outcome of (Bazerman & Carroll, 1987;
17 Theoretical Framework
Gelfand & Brett, 2004) and provide guidance for negotiators in their respective field
(Bazerman & Neale, 1992).
Pruitt and Carnevale (1993) specified the main characteristics of a negotiation situation as
being (1) composed of a minimum of two persons or parties with individual and potentially
diverging preferences, (2) providing for the possibility and a mutual willingness for an
agreement and (3) being based on an interactive process of argumentation exchange.
Thompson (2001, p. 2) therefore condensed these theoretical guidelines and defined the
term as an "interpersonal decision-making process by which two or more people agree to
allocate scarce resources". In a later work, which attracted significant scientific attention and
is still labelled as a revolutionary negotiation management approach, Fisher, Ury and Patton
(1981) coined what is nowadays known as the Harvard Method – a principle-based
negotiation project aimed at improving the theory and practice of conflict resolution and
negotiation. In their book they argue that efficient negotiations require negotiators to follow
four basic principle:
to create opportunities for mutual gain and satisfaction,
to unlink the people involved from the underlying issue,
to demand fair practices in using objective measurement standards and
to negotiate on the parties' interests rather than on their positions.
7.2 Historical Development of EI
Even though the concept of and theories about EI gained significant academic and non-
academic popularity in recent years, it is far from being a new phenomenon: Literature
suggests that first considerations of the topic date back to the 1930s, when the psychologist
Thorndike and the author Stein (1937) conceptualised what they called "social intelligence"
(p. 275). At that time, their work was referring to a manager's capability of capturing,
understanding and guiding people in order to achieve a superordinate common goal and to
react appropriately in response to a counterpart's motivations, behaviours and interests.
Several years later renowned scholars and psychologists like Sternberg (1988) picked their
ideas up again and further promoted the concept of "social intelligence", referring to a
person's ability to effectively manage and negotiate intricate interpersonal relationships in
different environments. Therefore, Thorndike and Stein's (1937) theoretical foundation
brought the topic to light and was followed by decades of more or less related research,
particularly in the field of social psychology. The at that time identified and analysed
18 Theoretical Framework
constructs can in today's ex post point of view be seen as the theoretical predecessors and
a preliminary step towards the development of what is nowadays known as EI (Mueller &
Curhan, 2006).
After Thorndike and Stein's initial ideas, research spread towards different directions: Davis
(1983) focused on the importance of empathy in social and business environments, Folkman
and Lazarus (1985) as well as Gross (1998) dedicated their research on efficient ways to
control one's own and the counterparts' emotions and Isen and her research colleagues
(Isen, Shalker, Clark, & Karp, 1978; Isen, Johson, Mertz, & Robinson, 1985) focused on the
impact of mood on a person's cognitive performance. In 1990 Salovey and Mayer then finally
constructed what they called EI and described it as a particular notion of social intelligence.
Only a few years later, Harvard University professor Gardner (1993), said to be the founding
father of the modern construct of multiple intelligences, approached the fundamentals of this
topic by trying to challenge the till then prevailing hegemony of cognitive intelligence (IQ) as
the sole determinant of an individual's long-term business success. This step proved to be of
significant value for future research. In succession, other orientations towards analytic,
creative and practical intelligence emerged (Sternberg, The theory of successful intelligence,
1999). Even though this work will not further examine the interplay and interdependence
between all these different notions and their impact on business negotiations, it shows the
historic importance of striving for alternative notions of intelligence, others than EQ,
impacting long-term business prosperity and negotiation outcomes (Fulmer & Barry, 2004).
After first mentioning EI and his initial idea, Gardner then claimed that there are multiple
other factors constituting for example what he called "(intra)personal intelligence" (p. 239), a
construct of fundamental importance for improving top-level management performance. In
the defining context of this concept Gardner(1993) said:
The core capacity at work here is access to one's own feeling life – one's
range of affects and emotions: the capacity instantly to effect discriminations
among these feelings and, eventually, to label them, to enmesh them in
symbolic codes, to draw upon them as a means of understanding and guiding
one's behaviour. (p. 239)
This turned out to be the long-required impulse to start a broad and open discussion about
EI in academic literature and management practice. This revolutionary approach and the
new ideas were then adopted, adapted and popularised by Daniel Goleman as well as again
by Salovey and Mayer (1990), who were the first to intellectually empower emotions and
19 Theoretical Framework
coin the expression of EI. Goleman (1996) even went as far as attributing a significantly
higher importance to EQ than to ordinary IQ in determining successful corporate
management and business leadership. In line with this, Fulmer and Barry (2004) showed
that efficient negotiation management requires more than an isolated view on one of the
contemporary conceptualisations of intelligence. This standpoint that was subject to highly
controversial argumentation in the following years and will be examined at a later point of
this work.
Over the course of time and thanks to the pioneering work of the abovementioned authors,
their initial ideas were developed further, structure was added and generalisation and
application of the theories in business practice were facilitated (Mueller & Curhan, 2006).
Research started picturing managers, leaders and negotiators in a more irrational and less
analytic context, giving rise to the growing relevance of emotions and EI. Research on
negotiation management did originally not consider EI as a decisive but more as a hindering
factor towards reaching an optimal outcome in business negotiations (Rubin & Brown, 1975;
Thompson, 1990). This point of view was consequently proven to be fundamentally wrong
and is analysed in a later part of this work.
Researchers' interest in the topic kick-started again at the beginning of the 21st century and
emotions were increasingly accepted as a crucial trigger of negotiation success (Fulmer &
Barry, 2004). As in a self-amplifying process, this concept has consequently been adopted
by many management and business consultants and lauded by influential scholarly and
popular magazines and gazettes, making this initially complex construct of EI more easily
understandable for the general public and bringing it to the attention of a significantly
broader audience (Fineman, 2004).
In conclusion, while the conventional wisdom of business negotiations had been one of
eradicating or curtailing emotions, one of romanticising cognitive over emotional elements
and one of underlining rational decision-making factors at the expense of irrational ones
(Katz & Sosa, 2015), current literature sheds a more realistic light on the elementary
significance of emotions for the success of business negotiations (Lewicki, Bruce, &
Sounders, 2015). In their work, Zeidner, Matthews and Roberts (2004) even claim that the
primary determinant of intelligence in the 20th century was cognitive, whereas it will be
emotional intelligence in the 21st century.
20 Theoretical Framework
7.3 Modelling EI
Many researchers dedicated their work to modelling EI, primarily approaching it by trying to
identify, understand, define and frame the different key elements constituting EI. They tried
to identify the one single vade mecum of strategy, technique or capability required to
become a successful and efficient negotiator (Thompson, Neale, & Sinaceur, 2004).
However, as EI and success in making use of one's EI depends on a multitude of different
and highly complex influence factors, this maxim is unrealistic in business practice and soon
proved to be outdated (Ciarrochi, Chan, & Caputi, 2000).
Before having a closer look at the more realistic models elaborated in order to evaluate and
model a person's EI, one has to differentiate between three different modelling approaches
(Caruso, 2008):
Typical/trait EI approaches are based on a person's self-perception and self-
evaluation. They are of particular relevance when it comes to personal reflection and
the attempt to identify areas for improvement. Humans in general and aspiring
managers, businessmen and negotiators in particular are sometimes influenced by
personal preferences and previous emotional experiences. This consequently
questions their ability to objectively reflect on themselves(Shafir & LeBoeuf, 2002).
Nevertheless, when combined with other assessment channels, as it is in this study,
trait EI models can provide a valid foundation for research matters concerned with
welfare, self-management, emotionality and sociability and subsequently be of high
value in the context of business negotiations (Pérez et al., 2005).
In comparison to the emotion-based trait EI, the ability EI approaches refer to
emotional and cognitive aspects of EI – they therefore use a different methodological
approach (Petrides, 2011). These tools (e.g. the Mayer-Salovey-Caruso Emotional
Intelligence Test – MSCEIT) are based on a comparison between an individual's
subjective and an expert's objective answers and are therefore of particular
importance in cases when no other source of assessment is available. As there are
many different tools on the market (e.g. for leadership, workplace performance, etc.),
it is essential to define context in which it is applied beforehand and then choose the
most appropriate tool accordingly (Mayer, Caruso, & Salovey, 2000).
21 Theoretical Framework
Mixed EI tools merge the concepts of trait and ability EI. However, as many of the
tools under this patronage have significant methodological shortcomings and
inaccuracies, literature, with exception of the Bar-On model, does not very often
consider them as highly relevant in the course of measuring EI (Pérez et al., 2005).
After examining the different categories EI measurement approaches can be classified into,
the following section analyses the most prominent and scientifically proven EI models and
tests: In one of their first attempts to facilitate the complex structure and manifold
orientations of EI, Mayer and Salovey (1990; 1993) defined their model of four branches of
EI, namely the perception/appraisal, usage/utilisation, understanding/expression and
management/regulation of emotions (see figure 7-1). The authors ordered these branches
hierarchically, constituting that the identification of one's own and others' emotions is the
most elementary and that the management of these emotions is the most advanced stage.
This was confirmed by a study executed by Ogilvie and Carsky (2002b), who found that their
experiment's participants' scores declined in correspondence with an increasing degree of
intricacy. They (2002a) also claimed that all four stages of the construct show a remarkable
significance in the context of business negotiations. As a continuation of their work, Mayer,
Salovey and Caruso (2002) then created what is now known as the world's most used
performance test for assessing a person's EI for recruitment and personnel selection matters
– the MSCEIT. They based it on a multi-dimensional model including the aspects of
perceiving, facilitating, understanding and managing emotions and placed particular
attention to the analysis of EI's social utility and the quality of people's social interactions.
Figure 7-1. Mayer and Salovey's Model of EI (1997)
22 Theoretical Framework
On the groundwork of Mayer and Salovey's first model, Schutte, Malouff, Hall, Haggerty,
Cooper and Golden (1998) developed and validated a new measure of EI: the Assessing
Emotions Scale, in literature sometimes referred to as the Emotional Intelligence Scale, the
Schutte Self-Report Emotional Intelligence Test (SREIT or SSEIT) or the Schutte Emotional
Intelligence Scale (SEIS) – in succession abbreviated with SSEIT. This test intends to
measure trait emotional intelligence on the basis of a 33-item questionnaire and self- and
other-evaluations of EI in a quotidian context (Schutte, Malouff, & Bhullar, 2009). As a result,
this test provides its user with an overall score as well as scores in four sub-categories which
are closely related to Mayer and Salovey's model of EI. However, as can be seen by
comparing the two models, the SSEIT focuses on only three of the four initially developed
categories, replacing the phase of understanding one's own and the other's emotions by
splitting the phase of managing emotions into self-management and relationship
management (Schutte et al., 1998).
The first category or stage, called perception of emotions, consists of the identification,
evaluation and communication of one's own and the counterpart's emotions. Secondly,
managing one's own emotions depicts the process of examining, regulating and directing
emotions towards cognitive and emotional prosperity and progress. Thirdly, managing
others' emotions entails the efficient handling of others' emotions in the course of
maintaining a responsible and efficient relationship and navigating it towards mutual
satisfaction and common goals. The fourth and last stage of this model, the utilisation of
emotions, refers to the transformation and application of one's emotional capacity into
actions. This work will focus on the most relevant of the respective competencies in a
professional business negotiation context, but can similarly be applied to non-professional
personal relationships. The interplay of the different stages of the SSEIT is illustrated in
figure 7-2.
Figure 7-2. Self-illustration of the SSEIT on the basis of Schutte et al. (2009)
23 Theoretical Framework
Contrarily to the previous models, Higgs and Dulewicz (2002) focused in their work on seven
core aspects of EI: Self-awareness, emotional resilience, motivation, interpersonal
sensitivity, influence, intuitiveness and conscientiousness. The more recent Bar-On (2006)
model has been pioneering in elaborating the so called Emotional Quotient Inventory (EQ-i),
aiming at measuring social and emotional behaviour and subsequently taking a broader
picture at the construct of social and emotional intelligence.
All the abovementioned authors share the point of splitting up an emotionally intelligent
person's set of skills into a certain number of key aspects and giving them a clear sequential
order. However, business practice in negotiation management showed, that these
capabilities are not rigid but rather characterised by flexibility and a permanent interplay with
each other (Katz & Sosa, 2015). They condition and influence one another and make it
therefore difficult to define clear-cut borders and transition zones.
Goleman (1995) identified and analysed the earlier contributions on modelling EI from for
instance Greenspan (1989) as well as the numerous elaborations from Mayer, Salovey and
colleagues, adopted and further developed their most essential findings and eventually
created his own theoretical model of what can be called the sub-constructs of EI: self-
awareness, emotion management, self-motivation, empathy and relationship management.
In 2002, he and his colleagues then re-defined and condensed his work and came up with a
theoretical model of four different domains of EI which were then sub-divided into several EI
competencies. This four quadrant emotional intelligence competence model has been given
particular attention in the context of business negotiation management and conflict resolution
(Katz & Sosa, 2015).
Goleman, Boyatzis and McKee (2002) elaborated a framework for assessing and
subsequently efficiently managing one's own and others' emotions as well as a person's
interactions with peers. The model therefore intends to analyse an individual's capability to
(1) recognize emotions, to (2) access and stimulate them in others, to (3) be aware of
intricate emotional states and eventually to (4) manage these emotions. Therefore,
Goleman's model, as depicted in figure 7-3, profiles four key competence domains from
distinct parts of personal ability. In their decade-spanning research Goleman and his
colleagues did not constitute an absolute, exhaustive and rigid framework for sub-dividing
the different competencies in the four categories, they rather claimed that it is an ever-
evolving process, giving research a certain room to manoeuvre and improve this contribution
in line with new insights. As an example, Goleman (1998) stated more than 25 different
abilities and their respective importance for a variety of different negotiation situations.
24 Theoretical Framework
Figure 7-3. Four quadrant EI competence model (Goleman et al., 2002)
As most of the abovementioned concepts and measurement approaches come back to or
entail these four factors, they are listed as individual sub-headings in this work and
described more thoroughly.
7.3.1 Self-Awareness
Self-Awareness entails a person's aptitude to reflect on him- or herself and therefore
represents the core capability of EI as well as the starting point for more thorough and
deeper evaluations (Goleman, 2004). Not having a clear idea of one's own emotional
landscape, not winning this first negotiation on clarity and self-awareness with oneself might
imply unfavourable outcomes with respect to the overall satisfaction of all the negotiation
partners (Bradberry & Greaves, 2009). Ury (2014) even claimed that a negotiator
him-/herself is the biggest hurdle to overcome in order to reach the aspired result.
This notion can be sub-divided into three competencies (Goleman et al., 2002): Emotional
self-awareness refers to the ability to identify and grasp one's own emotions and
understand their influence on the negotiators own performance in a negotiation situation.
Accurate self-assessment depicts the negotiators' ability to realistically evaluate their own
strengths, weaknesses, opportunities an threats. Self-confidence reflects a negotiator's
positive but realistic self-evaluation, an aspect which will be at significant importance during
the section analysing the experiment's outcomes.
25 Theoretical Framework
7.3.2 Social Awareness
This construct, seen as the self-awareness' counterpart, extends the negotiator's awareness
of his/her own sphere towards balancing all parties' needs in order to obtain mutual gains
(Katz & Sosa, 2015). Negotiators who know themselves but are not aware of the implications
derived from their counterpart's emotional setup are unlikely to end-up in a satisfying win-win
situation (Bradberry & Greaves, 2009).
Social Awareness entails empathy, an active approach of sensing and holding interest in
the counterpart's situation, organisational awareness, which can be attributed to the
capability of understanding implicit organisational structures and work flows and adjusting
one's decision-making accordingly and finally service orientation, the anticipation,
identification and if possible satisfaction of the vis-à-vis needs (Goleman et al., 2002).
7.3.3 Self Management
Self-Management comprises a total of five sub-competencies and corresponds to the task of
directing one's own mental resources, impulses and behaviours towards aligning oneself
with a changing environment and maximising joint outcome of a negotiation (Katz & Sosa,
2015). It is therefore crucial to build mechanisms that help to mitigate or cope with the
unfavourable implications stemming from negative emotions and deriving advantage from
the positive ones (Bradberry & Greaves, 2009).
Firstly, self-control depicts a negotiator's mental capacity to keep calm and maintain control
over his/her own feelings. Secondly, transparency ties in with self-control and is defined as
keeping certain personally and internally set minimum requirements of honesty and integrity,
irrespective of the development of a negotiation situation. Thirdly, adaptability refers to an
individual's flexibility and capability to tailor appropriate responses in accordance with
changes in situational circumstances. Fourthly, achievement orientation describes that
each and every negotiator should continuously strive for an improvement of his/her own
situation and assure that certain benchmarks are met. Fifthly and lastly, initiative entails the
preparedness and proactivity to make efficient use of and act on the possibilities and
chances arising from the course of for example a business negotiation (Goleman et al.,
2002).
26 Theoretical Framework
7.3.4 Relationship Management
Relationship Management, as illustrated by figure 7-1 is a logical deduction from efficient
self-management and social awareness and represents the final and decisive factor in
determining the positive impact on the negotiation partner(s). In case negotiations take place
in an international environment and with negotiation partners from different cultural
backgrounds, this gains additional complexity (Bradberry & Greaves, 2009).
In essence, it is made up of seven competencies (Goleman et al., 2002): inspirational
leadership in the sense of being able to manage and guide other negotiators in a
stimulating and positive manner; developing others by giving constructive feedback and
providing orientation to those in need; influence in the context of using persuasion tactics in
an ethically unproblematic way and knowing about the basic principles of unambiguous and
open-minded personal communication; change catalyst as a construct for initiating positive
change and stimulating creativity amongst the negotiation partners in order to increase
mutual satisfaction with a deal; conflict management referring to an efficient and joint
resolution of dissent and controversial views; teamwork and collaboration.
7.4 Implications of EI on Business Negotiations
The relevance and decisiveness of EI in business negotiations is best illustrated by narrating
a story about two of the world's most important IT-companies and their iconic spearheads
(Wheeler, 2015): The relationship between Steve Jobs (Apple) and Bill Gates (Microsoft)
was characterised by cooperation, respect, but primarily tough competition. When Microsoft
was close to launching its break-through idea Windows, Jobs claimed that they had copied it
from Apple (even though they themselves had taken it from Xerox). At a meeting of the two
heads of the companies, Jobs started shouting and blasted Gates for what he said was an
infringement of Apple's ideas. Instead of shouting back at Jobs, Gates re-defined and
wrapped up the situation in an emotionally and rhetorically very intelligent way, by saying: "I
think it's more like we both had this rich neighbour named Xerox, and I broke into his house
to steal the TV set and found out that you had already stolen it." Gates' dignity and
deportment, his capability of being able to identify, understand, use and control his own and
the counterpart's emotions under circumstances of extreme pressure portray a perfect
example of what EI is about.
27 Theoretical Framework
Taking this real-life example as a starting point, this section will examine the positive and
negative effects implied by the usage of one's EI in business negotiation situations and
contrast the advantages and disadvantages of being an emotionally intelligent negotiator.
Moreover, it will give a short guideline on how to build EI within an organisation.
7.4.1 Positive Implications & Praise
Individuals often end up in strategic management positions and see themselves confronted
with tough negotiation tasks, without having ever thought about their own, non-professional
and non-technical capabilities. Research shows, that a large proportion of the aspects
directly attributable to successful business negotiations are rather emotional than rational
(Chamorro-Premuzic, 2017). It is therefore crucial for negotiators to be aware of their own EI
skill set and to know about the positive implications EI can have on their organisation in
general and on corporate negotiations in particular.
In a study conducted my Minarova, Mala and Sedliacikova (2015) more than 50% of the
participating managers named empathy and the ability to guide and persuade others as
fundamental skills for future managers. This shows the significant relevance this topic bears
for future generations of managers, businessmen and negotiators. They further concluded
that EI assists a company in efficiently managing its cognitive resources, in setting up a
learning organisation, in defining and fortifying its corporate culture and in supporting a good
financial performance. Moreover, it encourages the usage of emotions for problem-solving,
facilitates a company's internal communication flow and strengthens workgroup cohesion.
Beyond that, a wide array of studies validated the importance of emotions and EI have for
business negotiations (Barry, Fulmer, & Goates, 2006). They specified that those negotiators
who are well-aware of their counterpart's emotional expressions are much better equipped to
strategically steer and manage negotiation situations. EI is particularly important in situations
where a negotiator's principal task is to stimulate positive feelings and a sense of comfort
amongst the negotiation partners. This then in turn might lead them to be more efficient and
overall more successful in the long-term (Goleman et al., 2002).
Mueller and Curhan (2006) showed, that negotiators with a high EI stimulate and guide
positive emotions and moods in their vis-à-vis and consequently increase mutual satisfaction
with a negotiation outcome – even if it does not represent the theoretically optimal result.
This is equally valid for the outcome of team negotiations consisting of individuals with a high
28 Theoretical Framework
EI. In those cases, the relatively high EI of the team members fuels more integrative
negotiation approaches (Jordan & Troth, 2004), higher process efficiency and a clearer
focus on pre-defined objectives (Jordan, Ashkanasy, Hartel, & Hooper, 2002). A higher EI
also stimulates self-control and likability by others (van der Linden, Pekaar, Bakker,
Schermer, Vernon, Dunkel & Petrides, 2017) and therefore improves the efficiency and
quality of teamwork (Mayer & Salovey, 1997) and supports the building of rapport (Goleman,
1998).
Other significant advantages EI entails, refer to the positive impact it has on short-term
compliance as well as on the long-term relationship with counterparts and peers (Mueller &
Curhan, 2006; Schutte, Schuettpelz & Malouff, 2001). EI in the form of positive emotions
supports the building and preserving of high-quality social interactions and a supportive
working environment (Isen & Baron, 1991) and therefore increases mutual contentment with
the negotiated outcomes (Mueller & Curhan, 2006). What is more, Mueller and Curhan
(2006) found out, that negotiators with better EI-scores provoke a more positive attitude and
opinion towards them in their counterparts, who are then more willing to negotiate repeatedly
with the same partner in the future. They continue by claiming that this is especially based
on the emotionally intelligent negotiators' ability to use the correct verbal and non-verbal
expressions to create a state of positive feelings, trust and liking in their counterpart. This
implies that negotiators with a high level of EI are in a stronger position when it comes to
building up and maintaining long-term relationships with business partners. These
relationships then in turn stimulate a cooperative working environment, are eventually also
reflected in the companies' financials and make it a self-amplifying process of positive
implications on business practice (Curhan, Eisenkraft, & Elfenbein, 2007). Negotiators gifted
with a high EI are shown to have a more positive perception of negotiation situations than
those with low EI, providing evidence for a, on one hand higher personal satisfaction, and on
the other hand, positive influence on the counterpart's contentment with the negotiation
environment (Foo, Elfenbein, Tan, & Aik, 2004).
With respect to an individual's internal state of emotions, high perceived EI can shape and
increase life satisfaction (Palmer, Donaldson, & Stough, 2002; Wing, Schutte & Byrne,
2006), a crucial factor for performing well in tough negotiation situations and life in general.
Emotionally intelligent negotiators recognise and label their own and others' emotions more
instantly and they are aware of their own capabilities in managing and communicating them
(Mayer & Salovey, 1993). What is more, EI aids negotiators in increasing their understanding
of emotional signals, it reduces negative side effects on decision-making and it supports the
negotiators in establishing emotion-based negotiation techniques (Fulmer & Barry, 2004).
29 Theoretical Framework
Fulmer and Barry (2004) also suggest that a negotiator's high level of EI enables him/her to
obtain relevant information more instantly, to take a more impartial stance on decision-
making processes and manage his/her own and the counterpart's emotions more
professionally. Emotionally intelligent negotiators are thereby less easily disrupted in their
thinking process, especially when confronted with uncertainty, and more open-minded with
respect to implementing change (Goleman, 1995).
Being able to interpret one's feelings correctly facilitates the final decision-making process in
comparison to rational negotiators with low EI (Goleman, 1995). This is reflected in the facts
that positive emotions can facilitate negotiation situations in as far as they direct the attention
towards the most significant and relevant aspects of a topic (George & Brief, 1996), they
sometimes provide a legitimate foundation for deciding amongst multiple alternatives
(Damasio, 1994), they spur e.g. creative thinking or problem-solving and they enable the
negotiator to be more flexible in analysing and trying to solve an issue from different
perspectives (Mayer J. D., 1986). This flexibility enables the negotiator to identify hidden
associations and correlations in cases of multiple issues and puts them in a better position to
take corrective measures or capitalise on them during the course of the negotiation (George,
2000).
In the context of business negotiations, three of the abovementioned aspects deserve
particular attention as they facilitate negotiation situations and nourish prosperous long-term
business relations: (1) trust, (2) the desire to collaborate again and (3) joint gain. The first is
built on previous emotional experiences and ties between the negotiators and makes the
trusting person vulnerable to influential conduct of the counterpart and therefore transfers a
significant amount of responsibilities and power to the negotiator (Mayer, Davis, &
Schoorman, 1995) – which he/she ideally confirms and fosters rather than exploits and uses
for his/her own advantage. Positive emotions and EI thereby form the basis for developing
trust amongst individuals (Jones & George, 1998). The second is based on the positive
emotions emotionally intelligent negotiators can create within themselves and their
counterparts (Ogilvie & Carsky, 2002a) and which then elevate mutual satisfaction.
Furthermore, negotiators with a high EI are able to administer and create relationships and
professional networks more easily (Goleman, 1998; Mayer & Salovey, 1997). The third point,
joint gains for all the negotiating parties, is based on the finding that emotionally intelligent
negotiators are more proficient and precise in their risk analyses and therefore make better
decisions (Fulmer & Barry, 2004). What is more, negotiations become more collaborative
and less competitive in the strive for mutually favourable outcomes (Forgas, 1998).
30 Theoretical Framework
In their work, Goleman et al. (2002) emphasised that EI increases in importance and impact
the higher one climbs up the career ladder. This can be explained by the increasing number
and relevance of business negotiations entailed in higher positions in a company.
Nevertheless, business, just as life in general, is always about negotiating. Being aware of
one' own strengths and weaknesses and able to leverage on the positive effects EI can have
on a negotiation outcome are fundamental building blocks for a successful negotiation.
7.4.2 Negative Implications & Criticism
As an unwritten rule in life, no pro comes without a con and so there is also a flipside of the
coin – negative implications deriving from EI in business negotiations, or rather criticism on
the concept. Even though, as one can see in succession, the abovementioned advantages
outweigh the disadvantages, they are worth being mentioned and relevant in order to get the
full picture of EI.
As one of EI's firmest critics, Locke (2005, p. 430) summed up the main criticism in a list of
four points: (1) a multitude of imperfect definitions, (2) a vague differentiation from similar
other concepts, (3) contradictions with the conceptual approaches to explain EI and (4) the
invalidity of the counter-intuitive idea to merge emotions with intelligence. Antonakis,
Ashkanasy and Dasborough (2009) shared this opinion by more drastically arguing that 20
years of research on EI have not came up with the results they expected, so that either
researchers make methodological mistakes in looking into the topic or EI itself is irrelevant
for the discourse. All these and several more aspects are explicated in succession.
When Goleman first popularised the construct of EI (Goleman, 1995; 1996), he defined it in
a very broad context. He mainly focused on parenting and relationship matters and skipped
the topic's relevance for the business world. That is why he then published his book on
"Working with emotional intelligence" in 1998. Antonakis et al. (2009) criticised that the
theoretical construct of EI is conceptualised too broadly and that models and definitions
partially contradict each other. They branding it as pseudoscientific and said that it is not
defined clearly enough and represents a collecting pool for multiple concepts ranging from
motivation and emotion to others far off the topic (Antonakis et al., 2009). Additionally,
scientists (Damasio, 1994) claimed, that EI is, given its complex neuroscientific background,
facilitated too much and therefore loses its validity. Furthermore, research on EI was
confronted with a significant amount of criticism for connecting two previously strictly
separated concepts: Emotions and intelligence. In line with this, researchers argued that EI
31 Theoretical Framework
is nothing more than a mere revivification and renaming of social intelligence, that there are
no significant and distinctive skills directly connected with emotions and that merging the
well-accepted and researched topic of emotions with the rather ambiguous one of
intelligence was highly questionable (Mayer & Salovey, 1993).
From a different point of view, Fineman(2004) argued that quantitatively measuring EI still
represents a significant hurdle to scientific research. In particular, capturing and categorising
highly subjective emotional states of mind or context-dependent feelings and moods is a
complex task, for which simple scale-evaluations cannot provide a fully satisfactory result.
Therefore, more complex approaches tackling the measurement issue from distinct angles
and combining different measurement tools – such as the concept used in the work at hand
– are required. Related to this issue, it was also observed that alexithymia, the neurological
phenomenon of not being able to find appropriate words to express one's emotions,
represents a barrier to a reliable measurement and analysis of the data (Mayer & Salovey,
1993).
Salovey and Mayer (1990) noted that EI can be used for the good (see the section on
positive implications), but also for the bad. This refers to the misuse of this powerful tool
with antisocial or unethical intentions: manipulating or intriguing their counterparts, faking or
overacting feelings, puffing or lying (Fulmer & Barry, 2004). It is therefore essential for good
negotiators to be able to spot and counter these tactics.
Another common criticism is that one should not only separate the people from the problem,
as it was also proposed by the Harvard Method (Fisher, et al., 1981), but also separate the
people from their emotions and consequently base decision-making and negotiating only on
objective, reliable, logical, and rational facts. However, this proofs to be difficult in business
practice: Emotions, feelings and moods are at least subconsciously always present and
constantly exert substantial influence on every human's actions. The key is therefore to
accept the being of emotions, to analyse their impact and to try to use them in a positive
way, or as Oscar Wilde (1998) once wrote: "I do not want to be at the mercy of my emotions,
I want to use them, to enjoy them, and to dominate them." (p. 143).
Negotiators with low EI can, in the worst case, create a fearful or even anxious ambience for
their counterpart. Although frightening workers might trigger good results in the short run, it
will most probably provoke a less efficient outcome and higher dissatisfaction in the long run
(Goleman et al., 2002). In a similar vein, inexperienced negotiators with a low EI themselves
might be frightened by negotiation situations they are not able to manage and therefore
32 Theoretical Framework
accept a lower than the optimum result in order to end the situation and the negative
emotions brought along by it (Leary, Pillemer, & Wheeler, 2013). The most prevalent fears
were related to the unpredictability of the negotiation situation itself and its course of action,
the counterpart's negotiation approach and objectives and a significant degree of post-
negotiation self-doubt (Wheeler, 2015). As all of these issues get at least to a certain extent
back to the role of emotions and EI in business negotiations, Leary et al. (2013) suggested
some steps in order to combat this issue and be more instantly able to master one's
emotional setup in these situations:
being clear about one's own emotions and the factors triggering them
elaborating a plan to put oneself in the aspired emotions
using pauses during the negotiations
attempting to control emotions, instead of only recognising them
One fundamental drawback, regularly mentioned in the literature (Fineman, 2004), is that
increasing scientific interest in EI sometimes leads to its glorification as the panacea for all
sort of corporate issues. This especially refers to the significant criticism on the economic
rationality and efficiency of EI. Nevertheless, this criticism almost exclusively focused on the
short-term financial, rather than also on the long-term non-financial implications. Foo et al.
(2004) demonstrated, that higher levels of EI are positively correlated with better negotiation
outcomes and research in the narrower context of emotion perception, a subset of EI, has
evidentially proven to have a positive impact on corporate negotiation outcomes (Elfenbein &
Ambady, 2002) and personal wealth and success (Momm, Blickle, Liu, Wihler, Kholin &
Menges, 2015). However, Foo et al. (2004) also claimed, that EI is essential to create
additional value, but emotionally intelligent negotiators are often unable to claim the value
they created for themselves.
Even though scientific literature has not come up with very clear and unambiguous solutions
in order to minimise the negative implications entailed in EI in business negotiations, one
can still see from the abovementioned elaborations, that EI can be a game-changing and
influential tool in every negotiator's repertoire of skills and tactics. In their concluding
remarks at a conference on this topic, Weber and Westmeyer (1997) once encountered the
criticism on EI by expressing less scientifically but rather illustratively:
Emotional intelligence is for sure not the answer to a natural need for such a
construct, just as the twelfth variant of a fruit yoghurt is not produced to satisfy
33 Theoretical Framework
the need for it. Fruit yoghurts and emotional intelligence have been created to
capture a new market, to create needs in people.(p. 7)
In order to calm down the critics and guide further research towards common and more
profound theories on EI, Mayer, Salovey and Caruso (2008, p. 516) even published a list of
recommendations:
future studies should use already existing definitions instead of creating new ones
EI should exclusively be used in the context of well-established models
the concepts of traits, skills and EI should be researched separately instead of jointly
further research should focus on emotional knowledge, facial recognition of
emotions, emotional awareness and emotional self-regulation
the quality of new research as well as the how well it uses existing research decide
over the success or failure of the construct of EI
If applied proficiently and professionally, EI can have a positive impact on establishing and
maintaining a prosperous business relationship on one, and on successfully dissolving short-
term disputes and negotiation situations on the other hand. Moreover, Cherniss (2010)
acknowledged that there has been an abundance of research on EQ over the last 100 years
and there is still criticism on it, so how should only 20 years of professional research on EI
clarify all the ambiguity and shortcomings the concept entails.
34 Theoretical Framework
7.4.3 How to develop EI in Business Negotiations
This section deals with potential sources of EI and examines ways to develop and leverage
on them in the context of business negotiations. Literature, in essence, differentiates
between two sources of EI: being born with a relatively high EI and taking self-administered
or even unconscious steps to develop it further or consulting professional help and training.
The former option thereby refers to the finding that some individuals are naturally gifted in as
far as that they were seemingly born with a disproportionally high degree of EI or acquired it
during their early childhood (Huxley, 1990). With respect to the latter, Goleman (1998)
pointed out that EI does not primarily depend on an individual's genetic make-up, but rather
on one's academic and professional career and interactions with one's social environment.
In this vein, Fulmer and Barry (2004) acknowledged that even though it is impossible to copy
and paste the physical or intellectual preconditions and capabilities of specialists in their
respective fields one-to-one, their skills, performance and approaches can be observed,
analysed and eventually communicated and taught to others. EI can therefore be learnt,
trained, acquired and strengthened (Goleman, 1998). In general, professional training is
seen as an appropriate measure in order to improve an individual's EI and fortify what can
be seen as a toolbox of skills, techniques and capabilities, good and efficient negotiators
should ideally have at their disposal (Cherniss & Caplan, 2001; Thompson et al., 2004).
Minarova et al. (2015) were more explicit and developed an interesting approach that gives
instructions on how to categorise and develop EI. They merged Goleman's domains of EI
with Covey's (1989) theory about the seven traits many of the most effective individuals
have. The following self-elaboration on the basis of the abovementioned work should
stimulate scientific interest towards giving a guideline on how to initiate an internal process
of creating and improving the EI portfolio in order to be able to use it efficiently in business
negotiations. It adds Schutte et al.'s (1998) SSEIT as well as the four quadrant EI
competence model developed by Goleman et al. (2002) to the existing and therefore
provides a more comprehensive overview. Furthermore, it is adapted to the context of
business negotiations and made in order to facilitate the understanding of the implications of
the experiment described later in this work. This table does not claim to be exhaustive and
scientifically proven but rather intends to illustrate the interplay of the different modelling
approaches and their practical applications in the course of developing EI within an
organisation.
35 Theoretical Framework
Figure 7-4. EI competence development model (self-elaboration on the basis of Minarova et al., 2015)
The activities suggested by Covey (1989) reflect seven of the most critical determinants of
personal and professional prosperity and can directly be attributed to the context of EI in
business negotiations:
1. be proactive:
Take conscious and self-determined decisions or actions and be aware of the short-
and long-term implications they entail.
2. begin with the end in mind:
Think through, evaluate and create a mental plan of the motivations, priorities, goals
and values involved in the negotiation before acting in order to attain them.
3. first things first:
Identify the parties' positions', interests' and matters', prioritise them in accordance
with their relative importance and urgency and then complete them step by step.
36 Theoretical Framework
4. think win-win:
Aim and work towards mutual gains for both parties and create a situation of joint
satisfaction. Negotiating is not about winning alone, but winning together.
5. seek first to understand, then to be understood:
Ask, listen and understand yourself and your counterpart before judging, evaluating
or commenting your own or others' points of view.
6. synergise:
Interact and collaborate with your counterparts in order to jointly create something
bigger than what would have been possible when working separately.
7. sharpen the saw:
Take a break, look after yourself and pay close attention to the areas defining who
and how you are (physical, spiritual, mental and emotional aspects).
Since the beginning of the more intense discussion of the EI-discourse a wide range of
sources has claimed that self-awareness represents the fundamental basis upon which more
complex domains of EI are built (Goleman, 1995; Salovey & Sluyter, 1997). However, in
order to be able to make full use of the impact EI can have, it is essential to go beyond the
mere awareness of one' own cognitive and emotional strengths and weaknesses and
develop skills in all the model's competence domains. Only a well-balanced mix of them can
unleash the full potential and guarantee that they are not interfering with each other. This
case was once shown by Salovey (2010, 7:20 min.) during a conference speech at Yale
University, when he exemplified that the former US president Bill Clinton is a highly
emotionally intelligent person in terms of for example empathy and social awareness, but
scores very low with respect to impulse control and self-regulation – obviously referring to
Clinton's affective attitude towards women.
In line with the abovementioned example, George (2000) argued that emotions form an
implicit but integral part of a human's daily routine, influencing how people think, act and
interact with others. Therefore, the question is not whether one should accept that emotions
have an impact on people's daily lives or not, but to which extent (Damasio, 1994): A lack of
emotions and feelings for example might imply a better rational thinking and subsequently
help to come up with a higher number of potential solutions for a problem, but hinders
effective decision-making. On the other hand, extraordinarily strong emotions can also have
a negative impact on negotiation situations and the joint solution-finding approach.
Identifying the right degree to which emotions can exert influence on a person's thinking and
behaviour is therefore of essential importance in order to fully leverage on EI-skills in
business negotiation situations (Shapiro & Fisher, 2005).
37 Theoretical Framework
Anderson and Michaelson (2011) took a similar stance on EI by emphasising, just as some
of their predecessors did, that neither IQ nor EI is enough in today's complex business
world. They defined what was labelled as "smart skills" (p. 7): This concept follows the idea
that managers, leaders and negotiators in the 21st century require more than their bare
intellectual, technical or emotional skills to be successful in the long-term – they need a well-
balanced blend of it. Consequently, the authors summed up six key areas, that have already
been examined by previous literature, constituting smart skills: Firstly, they mentioned and
stressed the relevance of EI. Secondly, the ability to persuade and influence others (Cialdini,
2001). Thirdly, as already suggested by Fisher et al. (1981), negotiating on interests rather
than positions, consequently enlarging the negotiation pie before distributing it and creating
win-win situations for all parties. Fourthly, a negotiator's skill of communicating efficiently and
clearly in difficult and ambiguous situations (Brashers, 2001). Fifthly, soundly managing
one's stress and finding a personal work-life balance (Greenhaus, Collins, & Shaw, 2003).
Sixthly and lastly, smart skills include "appreciative inquiry", a model primarily coined by
Cooperrider and Srivastva (1987, p. 129). It refers to a value-oriented approach of creating a
positive and appreciative environment within a team or organisation by recognising,
analysing, expanding and focusing on internal strengths. This theory gives a handy idea of
what it needs to be an efficient manager, leader or negotiator and it provides a guideline on
how to develop not only EQ, but also other characteristics – all of which are needed to be
successful in the long-run (Mayer & Salovey, 1993).
38 Methodology
8 Methodology
The methodological elaboration of this work can be split into two conceptually different
sections: Firstly, desk research in the form of a literature review identifying, analysing,
condensing and summing up the most relevant terms, theories, concepts and aspects of EI
in business negotiations. Secondly, quantitative and qualitative research in the sense of a
questionnaire- and simulation-based experiment.
The first part is therefore intended to provide the reader with a first overview of the topic,
before the second part goes deeper into the matter, analyses the more specific outcomes of
the study and tries to test the hypotheses. This work is based on deductive reasoning and
consequently takes on and expands the theory from the first part, tests the hypotheses
developed and triggers their confirmation or rejection.
The following research onion (figure 8-1) gives an overview of this work's methodology
before the respective components and the layout of this study are described in more detail in
the upcoming section.
Figure 8-1. Research onion (Saunders, Lewis, & Thornhill, 2009, p. 108)
39 Methodology
8.1 Secondary Research – Literature Review
The first part of the work at hand specifies the underlying theoretical terms and theories
more extensively. The literature review, which is based on intensive secondary research, is
organised around key themes in this matter and should help to understand the underlying
conceptual framework, clarify the particular context of the topic and give advice on how to
apply the theory in business practice. It recalls the sources examined during the research
process, condenses the literature available and provides the reader with a solid basic
knowledge of the most essential matters. This information is then used in order to portray the
study's findings in a more transparent manner and to enable the readers to follow the work
despite increasing complexity more easily.
The information gathered during the desk research uncovered the scientific demand for
research on the topic of self-other agreement in evaluations of EI in business negotiations
and helped to narrow the topic down to its key essence. Consequently, the insights gained
were then used as a starting point to specify the methodology for and create the research
design of the experiment described in succession.
8.2 Primary Research – Experiment
Negotiation research in general is a very fundamental but barely accessible topic (Zulauf,
2014, p. 84): On one hand there is only very little empirical negotiation data that can be used
in order to make comparative analyses. On the other hand it is, given the strategic corporate
importance of these events and the information involved, very difficult to participate in high-
stake business negotiations and deduce assumptions or insights from them. Validity and
relevance of studies' results are therefore often at stake and congruency of evaluations is
questioned. As a consequence, Goleman and Boyatzis (2017) recommended to blend self-
with others' assessments of a negotiator's EI in order to get a more complete picture and be
able to identify key areas for improvement.
This thesis and the elaboration of the abovementioned research questions are therefore
based on a triangulation study, consisting of (1) a business negotiation simulation with a
counterpart evaluation, (2) an EI self-assessment questionnaire and (3) a scientifically and
empirically proven EI-test. This methodology allows direct comparisons between the internal
(self-evaluation) and external (EI-test and counterpart evaluation) apperception of EI and
supports the identification and analysis of analogies and discrepancies. Moreover,
40 Methodology
triangulation helps to verify the research data by using three different sources of evaluations
on the same subject and to elaborate on their interrelations. The layout of the respective
study elements is depicted in figure 8.2.
Figure 8-2. Layout triangulation study (self-elaboration)
This work is primarily based on standardised and proven testing mechanisms, which have
been adapted in order to fit the peculiarities of this experiment. After the composition of the
questionnaires and the selection of the EI-test, a pre-test amongst four persons was run in
order to improve and guarantee high quality of the experiment.
The negotiation simulation task itself was executed in a controlled environment at the
University of Kassel and subdivided into seven clear-cut and consecutive steps, based on
supporting documents in the paper format:
a. welcoming and introduction
b. use info-sheet one (IS1) to introduce the topic and work schedule to the participants
c. use info-sheet two (IS2) to introduce the negotiation simulation and specify the task
d. use worksheet one (WS1) to obtain the assessment by the negotiation partner
e. use worksheet two (WS2) for the participants' self-assessment
f. use worksheet three (WS3) for the objective EI-test
g. de-briefing
41 Methodology
As the proper execution of the experiment required some basic guidance (Ogilvie & Carsky,
2002a), the participants were provided with two introductory information leaflets: one general
(IS1) to clarify the terms and concepts used in the course of the entire experiment and
another one more specific (IS2), detailing the business negotiation simulation task. By this
means, the participants were provided with all the necessary explanations in order to actively
and successfully participate in the experiment. In succession, the worksheets one to three
detailed the respective assessment tasks.
In order not to influence their evaluations in the successive evaluation tasks, communication
and discussion with the participants were reduced to a necessary minimum during the
experiment process.
8.2.1 Sampling
The sample of the study at hand consisted of __ people, grouped into __ negotiation dyads.
It was composed of __ female and __ male participants, aged between __ and __ years and
with an average age of __ years. The experiment was executed at the University of Kassel
and all of the participants were students, primarily studying in the field of ______________,
but also ______________, ______________ and ______________. Out of the total number,
__% were in their master, whilst __% were in their bachelor studies. When asked about their
experience with the topic, __% of the participants indicated that they had already heard
about EI before, whilst __% were not familiar with it at all. Furthermore, __% already
participated in a real-life business negotiation in the course of their previous work experience
or an internship and __% did not have any practice beforehand. In total, __% of the
participants showed increased interest in the results. __% wanted to be informed about their
personal results and __% wanted to be provided with the final outcomes of the study.
8.2.2 Part 1 – Business Negotiation Simulations
As the first part of the experiment, the participants executed a two-party negotiation role-
play, based on a supplier-customer-relationship in the telecommunications industry. They
were randomly grouped into negotiation dyads, allotted to either of the two roles and granted
a preparation time of ten minutes. The grouping into dyads was mainly due to facilitation
reasons with respect to the execution of the experiment within a limited time frame (Ogilvie &
Carsky, 2002a). The random grouping and formation of negotiation pairs of people who did
not know each other very well and the execution of the experiment in a neutral and
42 Methodology
controlled environment contributed to the internal validity and minimised the effects of
extraneous variables (e.g. testing effects). Moreover, the artificial environment of the
laboratory provided the advantages of high control, low costs, lower time requirements and
increased ease of implementation. On the other hand, the external validity and
generalisability of the outcomes are, given that it was a laboratory experiment, limited.
After grouping the participants, they had 15 minutes to negotiate on the task and to record
their agreements and observations on the task form. The participants had to negotiate on the
subject given, bearing two main objectives in mind: firstly, to maximise their company's
outcome with respect to their confidential utility function and secondly, to improve or at least
not hamper their company's long-term business relationship with the counterpart's
corporation. In order to increase the pressure on finding a mutually satisfying agreement
within a short time frame, the negotiation situation primarily entailed distributive issues, in
which the utility of one party could only be increased by reducing the other party's.
In general, role play simulations were proven to be an appropriate and reliable means to
conduct research on business negotiations, especially when executed with well-educated
participants (De Dreu & Van Lange, 1995; Geiger, 2007). Furthermore, the decisive
advantage of laboratory in comparison to field experiments is that they can be manipulated
and controlled more easily (Goodwin, 2002, p. 167). Therefore, they provide a bigger line-up
of different options for scenario testing and make sure that all participants find themselves in
the same environment and under as little influence from external factors as possible.
Especially in the context of business negotiations, field studies of real-life situations are said
to be less relevant, as these are often held under different circumstances and can
consequently not be compared with one another (Geiger, 2007).
Even though student samples are sporadically questioned in the literature, because of their
motivation to participate in experiments, the present study stimulated the interest and
commitment by providing the chance to gain insights into an often disregarded but important
aspect of their future professional career, by learning about the topic in a more interactive
context and by being offered their personal evaluations as well as the overall outcome of the
study after finishing it. Participants were consequently not acquired by offering monetary
incentives. What is more, Neale and Northcraft (1986) and other researchers demonstrated
in their respective works that there are no relevant systematic differences between
negotiation simulations executed with professional negotiators and students. This shows the
eligibility of negotiation research with students in this context.
43 Methodology
In business practice supplier-customer negotiations on prices and other conditions of a deal
form an integral part of a company's activities in order to minimise costs and maximise their
own financial results. In this context, it is essential to mention the different utility functions
that were ascribed to the potential negotiation outcomes ex ante. These have been included
in the participants' negotiation task leaflet in order to stimulate their ambition and motivation.
To safeguard reliable and methodologically sound outcomes, the business negotiation
simulation followed the principle of allowing interaction amongst the participants with respect
to their preferences but not with respect to their individual utility functions (Gupta, 1989).
As the concluding step of the business negotiation simulation, the participants had to fill in
an evaluation sheet about their perception of the negotiation counterpart's performance
during the simulation. The evaluation sheet grounded on the basis of a 5-level Likert-scale in
accordance with Malouff's (2014) findings on the test's value distribution and average
standard deviation. It asked the participants to evaluate their vis-à-vis' EI as an overall score
and with respect to the four sub-constructs of EI also used in the SSEIT (perception of
emotions, management of own emotions, management of others' emotions and utilisation of
emotions). Moreover, it tried to identify the main reasons triggering the respective
evaluations.
8.2.3 Part 2 – EI Self-Assessment
The second part of the experiment, being the participant's self-assessment, was based on
the same short questionnaire already used and described in the previous section. It uses the
major categories also examined in the SSEIT and required the participants to assess their
perception of themselves in these categories. Furthermore, the questionnaire asked the
respondents again for the main factors triggering their evaluations.
Having completed the business negotiation simulation beforehand should have helped the
participants to have a more realistic picture of their own EI-capabilities and to be more self-
reflective in their assessment. Moreover, it worked as an ice-breaker in order to become
more familiar with the topic and fully immerse themselves in the negotiation situation.
8.2.4 Part 3 – EI-Test (SSEIT)
The third and last part of the experiment consisted of the completion of an EI-test. In this
matter, trait EI measurement in the form of self-assessment tests are the primarily used
44 Methodology
means (Fineman, 2004). Many websites and organisations make use of this tendency and
offer free web-based EI quick-tests in combination with professional consulting and training.
However, these tests lack a scientific foundation as well as validity and are therefore mainly
intended to support personal self-reflection and to be used for private purposes only. In
contrast, the SSEIT developed by Schutte et al. (1998) is well-grounded in scientific theory
and empirically proven (Austin, Saklofske, Huang, & McKenney, 2004; Brackett & Mayer,
2003; Kong et al., 2016; etc.).
The Schutte Self-Report Emotional Intelligence Test (SSEIT) consists of 33 items and was
designed in 1998 as a measurement tool for emotional intelligence. It is based on the
Salovey and Mayer model of EI and intends to measure the (1) perception, (2) management
and (3) utilisation of emotions, helping to understand an individual's awareness as well as
the clearness and repair of emotions (Bastian, Burns, & Nettelbeck, 2005).
As Schutte et al. (2009) proved, the internal consistency and reliability of the test itself and
its respective subscales are given. Moreover, SSEIT scores correlate closely with the results
obtained from another well-researched EI-test, the EQ-i, and to a certain extent also with the
MSCEIT (Brackett & Mayer, 2003). Even though the SSEIT is a trait EI-test and could
therefore be considered as too similar to the evaluation obtained from part two of this
experiment, the theoretical foundation in the literature and the methodological background of
the test qualify it for direct comparisons in line with the triangulation study and safeguard
more objective and reliable evaluation outcomes (Ciarrochi, Chan, & Bajgar, 2001). In the
course of the years, the SSEIT has also been translated into several other languages and
applied to samples from different cultural backgrounds: for example, Ciarrochi, Chan and
Bajgar (2001) applied it in Australia, Charbonneau and Nicol (2002) in Canada and Liau,
Liau, Teoh and Liau (2003) in Malaysia.
8.2.5 Data Analysis
With the negotiators' demographic characteristics (e.g. sex) and the different types of EI-
measurement being the independent and their EI-score being the dependent variable, this
study tried to identify and measure analogies and discrepancies in internal and external
apperception of EI in business negotiations. The hypotheses underlying this work were
primarily tested by applying quantitative research, as this allowed a clear comparison of the
different values obtained from the triangulation study's components. Furthermore, it was
partially supplemented by qualitative research in order to obtain more information on the key
aspects driving the participants' evaluations.
45 Methodology
The study includes different types of collected data: firstly nominal values (e.g. the
participants' sex, nationality or studies), secondly ordinal/rank values (e.g. the scores
obtained from the participants' assessment), thirdly interval/ratio values (e.g. the participants'
age or their EI-test scores). These allowed different ways of data analysis, being
frequencies, proportions or percentages for the first, frequencies, proportions, percentages
and to some extent means for the second, and means medians and standard deviations for
the third. Additionally, these again triggered which statistical test to be used and how it was
graphically represented.
The data gathered from the self-assessment and the negotiation counterpart's evaluation
was digitalised and plotted by means of Microsoft Excel and Sphinx IQ. The SSEIT-answers
were digitalised as well, the respective scores then calculated in accordance with the scoring
instructions proposed by Schutte et al. (2009) and finally converted into the same scale used
by the two other evaluation methods. This conversion was executed on the basis of
Malouff's (2014) calculations of the mean scores and standard deviations found in previous
studies of the SSEIT in Western countries. This intermediary step facilitated the subsequent
data analysis, for which the three sources of evaluations were consolidated and analysed by
means of Microsoft Excel, smartPLS and Adanco.
46 Results
9 Results
This part of the thesis elaborates on objectively presenting the main outcomes of the study.
It aims at answering and either accepting or rejecting the work's hypotheses and gives
further background information on the main aspects triggering the results. Therefore, it is
organised around illustrations, graphs and figures in order to keep it as clear and depict the
statistical analyses as easily understandable as possible.
9.1 Comparative Analysis
47 Discussion
10 Discussion
This part takes and expands on the results presented in the previous section, by interpreting
the findings in the context of existing literature on the topic. It tries to reflect on how this
study has brought the literature forward and on how it changed the understanding of the
topic. It aims at providing deeper insights and explanations for what was missing in the
literature to date and states the most fundamental scientific and managerial implications
coming along with this work's findings. Moreover, it deals with potential limitations of the
study's research design and gives recommendations for future research.
10.1 Scientific Contribution
10.2 Practical Contribution
10.3 Recommendations
10.4 Limitations
10.5 Future Research
48 Conclusion
11 Conclusion
49 Declaration in Lieu of Oath
12 Declaration in Lieu of Oath
I hereby confirm that this master thesis was independently authored by myself, using solely the
referred sources and support. I additionally assert that this thesis has not been part of any other
examination process and that it has not yet been published in any kind.
Kassel, 22.01.2018
__________________
Fabian Sax, BSc (WU)
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60 Appendix
14 Appendix
14.1 Timeline
time period task status
04.09. – 04.10.2017 literature review – reading DONE
05.10. – 20.10.2017 literature review – writing DONE
21.10. – 23.10.2017 literature review – buffer DONE
23.10.2017 master thesis exposé – hand-over DONE
24.10. – 05.11.2017 experiment – conceptualisation and pre-test part. DONE
06.11. – 06.12.2017 experiment execution
07.12. – 10.12.2017 experiment – buffer
11.12. – 20.12.2017 experiment – analysis elaboration
21.12. – 08.01.2018 experiment – analysis writing
09.01. – 15.01.2018 finalisation – proof-reading, printing, buffer
15.01. – 22.01.2018 master thesis defence – preparation presentation
22.01.2018 master thesis – hand-over
23.01.2018 master thesis – defence