Bpard of Governors of the Federal Reserve System

FRY-8 OMB Number 7100-0297 Approval expires Sepl&mbor 30, 2018 Pago 1 012

Annual Report of Holding Companies-FR y .. 6

Report at the close of business as of the end of fiscal year

This Report ls required by law: SecUon 5(c)(1)(A) of the Bank Holding Company Act (12 U.S.C. § 1844(c)(1)(A)); sections B(a) and 1 3(a) of the lntematlonal Banking Act (12 U.S.C. §§ 3106(a) and 3108(a)); sections 11(a)(1), 25, and 25A of the Federal Reserve Act (12 U.S.C. §§ 248(a)(1), 602, and 611a); and sec­tions 113, 165, 312. 618, and 809 of the Dodd-Frank Act (12 U.S.C. §§ 5361, 5365, 5412, 1850a(c)(1 ), and 5468(b)(1 )). Return to the appropriate Federal Reserve Bank the original and the number of copies specllled.

This report form is to be filed by all top-tier bank holding compa­nies, top-tier savings and loan holding companies, and U.S. Inter­mediate holding companies organized under U.S. law, and by any foreign banking organization that does not meet the require­ments of and Is not treated as a qualifying foreign banking orga­nization under Section 211.23 of Regulation K (12 C.F.R. § 211.23). (See page one of the general Instructions for more detail of who must file.) The Federal Reserve may not conduct or spon­sor, and an organization (or a person) ls not required to respond to, an Information collection unless ft displays a currently valid OMB control number.

Date of Report (lop-tier holding company's fiscal year-end):

DECEMBER 311 2016 Monlh I Day I Year

NONE Reporter's Legal Enllly Identifier (LEI) (20-Chameler LEI Code)

Reporter's Name, Street, and Malling Address

TRIPOLI BANCSHARES, INC.

Legal 11tie of Holding Company

241 CLEVELAND AVENUE S, SUITE E (Melnng Address of the Holding Company) Street I P.O. Box

SAINT PAUL Minnesota l;zJ _55_1_0_5 __ _

City State

No mil

651-699-1231 Area Coda I Phone Number I Extension

651-699-1243 Area Coda I F/\X Number

marksexton@comcast.net E-mafl Address

NIA

Zip Code

Slgnalure or'H0fdl09 �an�re:r and Official

v �C!:.'LlJ Address (URL) for Iha Holding Company's web page

Dai. of Signature

For holding companies nQ/. registered with the SEC-Indicate status of Annual Report to Shareholders:

0 Is Included with the FR Y.S report

D will be sent under s�parate cover

IE! is not prepared

For Federal Reserve Ba� t�C'�q

RSSDID i1 C) C.1.

Is confidential treatment requested for any portion �--- _ _ of this report submission? .............................. � In accordance with tha General Instructions for this report (check only one),

1. a Iottar Justifying this roquosl ls being provided along with tho report ...................................................... D

2, a letter justifying this request has been provided sep arately .... ....... ; ................................................ 0

NOTE: Information for which confidential treatment ls being requested must be provided separately and labolod as "confidential."

Publ!c roporUng burden for lhl• lnfonnallon colloctlon la esUmeled to vaiy from 1.3 to 101 hours per response, wllh ari avcmgo of 6.50 hours per response. Including Umo to gather and malnlaln daln In the requlrod fonn and to rovlow lnstructlons and complolo tho lnformadon colloctlon. Sond comments regarding this bunion osUmoto or any olhor aspect of lhls cotlodion of m!ormelion. Including suggostJans for roductng this bunion to: Socrolaiy, Boartl or Governors of the Fedoml Reserve System, 20th and C Streets, NW, Wlltlhlngton, DC 20551, end to lhe omce or Monagomont and Budgo1. PapofWCll< Reduction Project (7100-0297), Washington, DC 20503. 1212018

For Use By Tiered Holding Companies I

FRY-6 Page 2of 2

TOJr/iered holding companies must list the names, malling address, and physical locations of each of their subsidiary holding companies l:/elow.

Nashua Bancshares, Inc. Legal Tiiie or Subaldlary Holding Company

Same as for Top Tier (Malling Address of tho Subsidiary Holding Company) Street I P.O. Box

Clly State Zlp Code

Physical LocaUon (If different from maifing address)

Legal Tiiie or Subsidiary Holding Company

(Matting Address or the Subsidiary Holding Company) Street I P.O. Box

City Slate Zlp Coda

Physical Locauon (If different from mamng address)

Legat TIUa of Subsidiary Holding Company

(Malling Address of the Subsidiary Holding Company) Street I P.O. Box

City State Zlp Code

Physical Location (II different from malllng address)

Legal 1iUe or Subsidiary Holding Company

!Malling Address or Iha Subsidiary Holding Company) Street I P.O. Box

l City State Zip Code

Physical Location (If different from malDng address) I

Legal 11tla of Subsidiary Holding Company

(MeHlng Address or the Subsidiary Holding Company) Street I P.O. Box

City Sta ta Zip Code

Physical Location (If different from malfing address)

Legal 11Ue of Subsidiary Holding Company

(Malling Address of the Subsidiary Holding Company) Street I P.O. Box

City Stole Zip Code

Physical Location (If different from maltlng address)

Legal 11lla of Subsidiary Holding Company

(Malling Address of lhe Subsidiary Holding Company) Street I P.O. Box

City Slate

Physical Location (If different from malllng address)

Legal 11Uo of Subsidiary Holding Company

Zip Code

(Maltlng Address of lhe Subsidiary Holding Company) Street I P.O. Box

City Stats Zip Coda

Physlcal Location (If different from matllng address)

12/2012

________________________ ._ .................. _.

1�----------"··· -

BOARD OF GOVERNORS OFTHE FEDERAl.RESERVE$YsTEM DOMESTIC BANK HOLDING COMPANY ANNUALREPORTFR Y-6

TRIPOLI BANCSHARES, INC.

FOR FISCAL YEM ENDING OECEMBER�1, 2C)6 ,

INOEKTO REPORT ITEMS

Belowls fnformatfon forjrlpoli e.ancshares, ln�as..well as Nashua Ban�haresi fnc. Perdlscuss1anwhh Federal Reser.>•, lat &toli-tler•nd NBll$ to be reported on sam•report. Footnotes None of the referenced etitltles ha! an lEL

1, lt•m• {a) •nd (b) • F•rm:!O-K and Anno•! Report to Shor<holders

2. orsanlzatlon C h11rtl

!ripoff Bancshares Inc:.. f"TBt"l

Nol •pPll"ble.

St.P•Ul,MN lni:Orporated under the lam of tho State of low•.

American SaldnR' Bank Trlpoll,IA Incorporated under the-laws or the: State of Jowa. 100% owned byTBI

Ni!shtla Banahare:!:. Tn9f•Ne\w1 .St.P-.aul,MN Incorporated under the: Jaws of theSbte of lowil. 1Sil owned byTBI

Nashua Bancshares. Inc. (11Ne!•)

Nohppltc:;ible.

St.P.aul,MN lncorporat�d under the: laws or1haState. oflowa.

fltst state Bank N"hu., IA ln.corporated under the laws of the State of Iowa. lOO% owned by NBI

a.sull.aAlbtolboildlufot-�_,-j)tl!illf .. "llll��C>IPm!PAlll.MH. TI•• d11> areuar U/ll/Zlllll. 0.111 reffea• lnlllhllldon tb<1 wu -•nd pn><l:l1ed thl'Olllh 0l/10/l017.

RMottdll!tlon 1nd y1dnat1on step$ 1. In tht t).\a AdJon column af och hr.Inda row, t:nlet ona Qt mor. or lht at;tjons llUtdfted below 2. H requu.d. eater lhe d•tf In lhe Etrll<.l!Yt 0.1• cclu111n

/lsll9Jll OKI d Iha br>nch lnlonnalletl IH>lttl!d. eater 'Ill' In the Dal> Actfon oolumn.

� d lho bnnch 1nronn1Uon ts lnOlrrecl 01 ln<C111pla1., rmse lhe d.ot•, 11111e< 'alinp' In lho llal• A<llon c:olu111n •nd lht dat...,ban 11us mlormauon llnt beQme wild In Iha Etr•<lf\111 D•lo cclumn. c:louod• branch limdWHsold ordostd, ealar'Oca' In the Ila\> A<lloncalumn•nd the ule atdosttttdaleln the Elloctl-te llal•<Olumn. DolcW d •brand! llmd was...., ........i by lhts dtposttorv lnslttuUon, "'"" 'lJiolale' In the D•l• A<llon column. Ad:cbtf l reportablebn.nth tr-mlsdna. tnt.e.n-1 row • . dd thct branch d•U.and enru 'Add' tn 1he DaUtActlon column and lhccpenlns;01 acqubhton d'tebt theEff9ctht• Datitcolumn.

SUbm1ulen rrpctdu11 When vcu arc ftnithat. se:nd a JaYed QJpyto your FMO contacL see thia detaded IMtnlctkmJ on this '111- for mont ktfonnattQn. If yo1.1: ue HTiaUinathls to your FRO CDntld, put your hmllullon nam•. dtV •nd state tn the sub Jed lln9 of tho e-mail.

Nole: To utbfylh• FR Y·lO �In( roqul"'mllllU. you mull also submtt FR NO Dommlc l!nlnch Schedules !or .. c1i br>n<h wttb a Dal> A<l1on of� Cll>st. - or Md. Tho FR Y-10 1tOpot1 mav he submtttcdln • h•nlcopy formal orvta ti.. FR MO Onlln• oppllallon • hUps://vlDonllneJcd..,,�...,...p •

• fDIC UHIHUM, Olllce Humti..,•nd IO_RSSO <Olumns ar• lor '"'.,.._only. VerfflcallOll ol th ... v.tlu .. b not reqUln!d.

Bt1:nch�carvr>a ar.nch 10 RSSO• Pabular Name Street Add,... Cl\v 5talit 21oCode Co1,1ntv

OK FlrUStrvlttlHud ofllctl 337247 AMERICAN SAVINGS BANK 3U SOUTH MAIN Sl1l££T TRJPOU IA 5067G-0909 BllEMER

OK FlrUStrvlttlHodOllia!l 7S5249 FIRSTSTATEIWIK W MAllf AVENUE NDRlll BRITT IA 50423 HAllCOCX

OK FlrllSmke l076l17 WODENBMHOI 124 MAllfmtEET WODEN IA 504M 11/\HCDa

OK fuUSavlal(llHdOffi<e) 3285246 FIRST STATE !IAllK 401 MAIN STREFI NASHUA IA 506Sll OllCIC>.SAW

Countr1 UHlltDSTATES UIUl£1>STATES UNIT£0 STATES UNIT£0 STATES

FOfCUNINUM .. OlnuNumbe,.. HudOlflto HHd Offla: ID "'-..n• Comm�t.f 5830 0 AMERICAN SAVINGS BANK 337247 5430 0 ARST STATE BANK 7!1S249 llSlilG 1 FIRST STATE BANK 711Sl0 430301 D FIRST STATE BANK 32BS246

Report Item 3rsecurftfes holders ofTBt [l)(a)(b1{t) and (2)(a)(b)( c) Curnmtsec:urltles holderswhh ownershlp, control or holdings of 5% or more wlth1pow<t to •ote .,.of flS<iOI year endln112/31/201S

(1)(•) (1)(b) (1)(c) Ne me, countr)l,9fi:ttf••1t•hlp Numbennd Pl!:rcenh•se of

Clty,state, country orlncorP.otatfc)J( Eilth Cla� ofVotlngSecurites

lhorms.J.Sexton USA 283 60% common stock St.Paul, MN, USA

1Tmothy A.Sexton USA 115 24% common stock .RandaU'a, 1At USA

MatthewWexton USA 25 S% common .stock Trlpolt, IA, USA

Patrkk e..sexton USA 17 4% common .stock Sumner, 1A1 USA

MarkJ.Sexton USA in 2% common .stodc St. Paul, MN, USA

Andrew G.Sextdn USA 10 2% common stock Waterloo, IA. USA

Jennifer Jl. Walther USA 10 2% common stock St> Paul; MN, USA

Kathlun.b. Yatu USA 1'}( common stock Rand.II\>, IA, USA

Securtttes holders notlfit•d In 3(1)(•) through 3(1)( c) that had ownershTp, control or holdfnss of 5% or m ore w1th power to vote du rt Iii th• flml y .. r endlng12/31/201S

[2)(•) Namt1 clty,St'11te, Coontry N/A

{2}(b) Country ofCltlZenshlp orlncol'J)oradDn N/A

{2)(c) Numberand·Percehtage of Each Class ofVotfngSecurhes N/A

Rep1Jrt lteml:SetUr1tles hold el$'. of NBI l1l(•](b)(c] and (2)(o](b)( c) current.secu�rm1' holder$ wTth ownershlp, control or holdings ors" or mar" wllh power to vote., of flsc•I yeorendtngl.2/31/2015,

l1)(•) Name, <;lty,Slate, country

FNSB Bancorporatfon qo Glenn Mclilfch"I Nashua, IA, USA •

Readlyn a.ncsh>res qoT.i.seJ<ton St.. Paul, MN� USA

Ttlpolt Bancshares e/oT.J.SJ:i<ton St.Paul, MN', USA

Britt Bancshares qo'TJ..Sel<ton St. P•ul, MN, USA

A$hton e .. ncsharu qot.J.Sel<lon St. Paul, MN, USA

ll)(b) • ' eountrv ofc\\Tl•n•lilp or JncorpOr-.tfotr ·

.�USA/low.� .

USA/li>Wa

USA/Iowa

USA/Iowa

USA/Iowa

Repor:t Item 4!;;1nSfde:rs of7BI (1)1J�),[3J{a)lbJ( c)1•nd 4(•Jlb)( c)

ll) N1me1 cftY,,State. Countrv

Thomas-J .. Sexton St.PaultMN USA

(2) Principal occupatlon 1f otherth111wlth Holdlns eo_n1pany

N/A

(!)(c) Number and Percent•s• of J:ach dass o(Votf11BSl:.tUrltes

840

480

360

360

360

{3)(•) Tit!< &Po;ltlpti with Holdrna conlP,aiw

35" common stock

W% common stock

15% common stock

15% common stock

15% common stock

l3)(b) Tftle&:.PoSitlc:in with substdfarfes ttnclude. natnes ofsul»ldlorles)

Oiredot, Fresfdent, Treasurer and Chalrm�n

Investment Otffcer of American savings Bank

Securities holders no\ Jrstedln 3(1)(•1 \brou&h 3(1)( •) Iha\ had owne.rshTp, control or holdlnss QfS" ot.mor� wfth power to vote dudng the n, .. 1v••r'eodlng11(31/2015

(2)(•) Natne1 crty, State, Co�ntry N/A

(3JlcJ mJe&PosftTon wnh o_ther ausTncssies (Tnclu.de.namcJ of other·bu5TM:m1s)

DTI', Pres, Tie�s Qf A'hton aancs.hlilr�

olf; Prtt, Truas of Readlyn Bancshares

bir1 Pres, Tre�s of' Brltt �ncshat:M_.

Pitt Pres; Treas·or Na$h!,la �anah�res

Dir,,-Pf�sof· f&MAientY·Pfert

ctr, and VP.of Ed11n Valley Bancshares

Dhnik11'frman �f Ffrststate a!lnk, Nashua·

Dlrec:torof State 8ankln Eden V•ll•V

DTretiorof

(4l(•l Pert:entage of V�tfhgShares.Jn Holdfng t;'omp�hV

60.00%

farmers & Merchants State Banknf Plen.

{2){b) countrv of Cllltenshlp or·lncorporatfon N/A

(4)(b] Percentase of Votlnrsharesln substdfatles

·. (fnclu�e no mes of iubsrdfarlis)

None

(2 )(c) Nomberah� percentaae of Each dass o(VotTngSei;Lfrltes N/A

(4){ c) list names of o\het"eompanlas (Includes partnarlhlps]

·1fl5% or mo<• of voting ••••rltfesare held'(!j;t f'lim4's'Of�ompanfefi'.and percentage. ofvOtfrlg securmes held)

33,00% Ashton Bancshares

67.ilDll Re!idlyn Bancsh-..res

36.00% Britt Bancshares

N/A

,, N/A

N/A

N/A

N/A

N/A

RoportJtam 4ilnslders ofTBI (continued] (1), (2), (3)(a)(b}( c), and 4(a)(b)( cj

{1) Name, CTtytState Country

Andrew G...Sexton Waterloo, It\ USA

Jennifer a. Walther St.Pillul1MN USA

TfmotbyA.Saxton Rondal!a, IA, USA

MatthewE.5'xt<>n Tripoli, IA. USA

Patrick tiSexton Sumner, JA, USA

l�l Pnnclp�I occup•tfon 11 otb•t tb•n Wlth. Hold"mg.Compa�V

Vice Presldent of An>orkan Savlhs• B•nk

Homemaker

Dentist

Or. ofVeferlnary Me:dlclne

Or. ofVeterfnary Medldne.

l�ll•l Tttle&Po•1tlon whh Holdlhg company

bitettor

Olrer;tor

Director

N/A

N/A

-�··�-� ---------�-

l�)(b) Title & Pos1tlon with suh>Tclfades (fnclude n•mes of •ub>l<!J�rles)

N/A

.N/A

Dfreclorof American Savfngs Bank

N/A

N/A

.... - i

(3)(c) (4)(•) 1ltl• & Poiltlon Percentage of wfth Vo�t11t Shares fn other Bustne»es Hofdtn, Comp•ny (focluden•m« of other bdlfne.,es)

{4)(b) (4){c) Percentage 0£ tTst namfts c;>f other compaliles VotlniCSbar..:ln '�nclu<{as P•rtnersh!ps) Sub>M11tla1 lf25% ormor• of...,tll11 [Include n•Jll•< securities.are· held [ll•t ofsubsfd1orle5) hameJ>o(companTas1and.

percentagtt Pf Votlng secUr!tle•heldj

Dlrt:etorof 2.00% Noni! Ashton "Bancshares N/A

Director or Readlyn Bancshares N/A

DlreqorandVice. Pres Tb• Readlyn Savings Bonk N/A

Dlrec:tot.cand Vf1=e Pres Amerfcari. Savlngs Bank N/A

Dlrectorof First State Bani<, Britt N/A

N/A 2.00% None N/A

bi rector of Readlyn Bancshate 24.00% Nona 27,0lljl Dlrector-ReadlYn.S11.\lfngs Sank Br1tt Bancshares t>lrector/VP of Brftt Bancshares N/A S.OQ% Nona N/A

N/A 4.00% .None N/A

R•port Item 41 lnsldm of NBI (1), (2), (3J(o)(bl( <),and 4(•J(b)( cJ

w ·Name,

City, state Country

ThomisJ.Sexton st.Paul, MN USA

Mark.I.$""'°" st.Paul, MN USA

---�---------

(2) Principal O<tup•tlort 11 other than w1tn Hohlt"1! complltY

NIA

N/A

(�){•)' 1111• II. P.o•lllon· With H_ol<llng:tompany

Olri,ctor, Presfdent ilnd Chairman

oftector. VP and Secretary

(3J(b) 1111• & positron with subsloltarl'e• (lncludunamu of subsfdr.,Jes)

orre<tor First Stat• Bank, Nashua

_Dfrector,VP �lrst.State Bank, Nashua

(3)(c] Title & Posf11on whh Other eus1nessu (lnclud• 11atnes or other businesses}

Dir, PreE, Trell$ of Readlyn l!ancshore<

Olr,-l'res, Treas of TrlporrB•ncshnre•

Dfr, Pre$, Treas of Brttt Bancshares

Dfr, Pre; of F&M AgenC)hPlen

Dlr.;indVP of Eden Valtey �nc:shares

Olrond chairman of FlrstState.Bankt, NHhua

Director of Stat• ll<nk fn Eden Valley

OTrectorof

(4)[a) Pqr"in1�se oT

vo1!rlg,sttm• Tn Hordtng·cotnpany

None

Fa{merS & MerchanU State Bank of Pterz

Director and Investment Officer Ash Ion Sta!• Bank

orr,"VP, secretarv.of Readlyn Bal'lcshates

Dir, VP,Secrefaryof Tripoli Bancsh"os

Dfr, VPtSecretaryof ll(ttt Rancshares

Dir, VP,Sccret;;iry'of Ashton bancsl:Jares

t>fl'ectorand �ct Pre$ Th• Readlyn savnigs Bank

DTrectOr and Vfce.Pret' Amenc:a0Sa'llng<:S.nk

i>frector and Vice Pre$ Ffrst State Bank, Britt

l>Trector and Wee Pr� A<hton St•l• Bank

None

(4)(b) Pvrcenta1e or

Votlng:Share5 rn Sub;fdlari., (Include: namfl! or su bsldlliri••1

Hone

None

(�)(c} Ust names of other companles [lncludespartneuhfps) fflS" ormor.e. otvotlns ..curi\I"' >re held (llst 11ames 9fc0Mpt1n'te• �nd percentage of'yotf'1( securltfe! heldJ

57.00% Readlyn l!<ncshms

33.oo% Ashton Bancshares

3·6.00%' BrJttaancshare:s

II/A

N/A

N/A

NIA

N/A

N/A

NIA

N/A

N/A

N/A

If/A

N/A

N/A

NIA

I_

Report ltem411nsfders of NBI (�), (2), [3)(•)(b)( c), and 4(•)(b}( cl

(2) (1) Nome, dty,St;ite country

Ptlnclpal Occupation 1f.•th•t tn•n w1tn Holding comp;�y

GlennA.McMt<hael NaJhua,IA USA

FNSB Bancorp· Nashua, IA Incorporated fn lowa USA

Readlyn Bancshares, 1nc. st.Paul, MN lncorporaled In MN USA

Br'ltt Bancshares, lru:. st. Paul,MN Incorporated In MN USA

Trfpoll Bailcshares, Inc. St.Paul, MN lntorp<irated 1n MN USA

Ashton 8'ncshares, Inc. St.Paul,MN Incorporated fn MN USll '

N/A

(3)(•) tld• ll Position wllh Holding company

Director and VP

(3}(bJ l1tle ll Po;1t1on with SubsTdfarl .. ·trnchnfami.mes of subsfdlari .. )

Ofr«ctorand Pres or rfc-st State Bahk. Nashua

(3)(c) Tftla ll Position with 0.ther BU$fnesses ttnclude namiti of oth'1rl:iustnesses)

Dfrector•nd Pr« FNSB Bancorp

. -----·-------- _______ _.. ______________________ -- -----------·-·----·�-:��

(41(•} PettJ!ntaJe: of Voling shares-Tn HoldfngC0111pany

Nont:

35%

20%

15%

15%

15%

(4)(b) Percenhlse or Votfng,Sf\are5 In Substdfafld (rnclude1111mcs of subsldlan••l

None

(4)(c} llst munes of othen:<>mpariles (Includes partnerships} tr·25% or mote ·ofvotTng ,.curftres ore held [lllt names or•cotnJ)allfes and pa.rc.�mtege of votfng secu�iles hold)

-7l.JJO% FNSB.Bancorp

Report Item 4>ln•fder<ofBBl (1), (2), (3)(•)lb)( c), and 4(•)(b){ o)

(1) (2) (3)(l] (•)lb) (•J(c) (4l(•l (4)(bl (4}(c) Name, Prlndpal OccupaUon 'Title·& Fos1tlon· Title & Po•ftlon Tit!<. & Po•ltfon P'ercentae11c;?f Percentage of Ustnarnes,of other companle:s' ·tlty,Sblte If otherth•n w1th· w1th- wlth Wl\h VotfntShar.J;sfn Voting Shares tn '(lnclMe• portnerihTps) Cotfntry Holding.company Hold.Ins company subs!dlarl .. Othet a1;tslneues: Holding Com pony sub;fdf!rles lf.25% or more or �ot1ilg

Pnclutla ra•tnes (Include. names {Include names securltl••"te held (Ltst of subsidiaries) of othci:r bttstne.sses) or,ubsldlorle1) n•m•s of «ilni"'nles and

perc�ntake ofvotln'g securltlei held)

ThomuJ.s�xtOn N/A otrectorand Investment Officer Dir, Pres, 'fre;i,s of None NoM 57.00!!'

Sl,P•ul,MN Cha(rman f'ltslSblte Bank,Brlll Readlyn sanC.hores Readlyn Bancshares USA

Dirr Pres, Treas of 60.007' TrlpoR Ban�hores Trlpolr Sancsha.res

Dlr, Pres, Treas of 33,007' A$hton �ncshares Ashton Bincshares.

OTr, Pres,of F&M Agency·Plen: N/A

Dk, andVP Qf Ede.n V;illey �ancsha'res N/A

bk.and Chairman of FlutState. Bank,Nashua N/A

Dlrectorof state Bank rn Eden Valley N/A

blreetorof Farmers: & Merchants State 81ank of Piert N/A

Director and lnve$tmftnt Offieer Ashton State. Bank N/A

MarkJlSexton N/A Olrector, VP and Dtt'ector,VP Dlr, VP, secretary of None None St.Paul, MN Secretary Fir:;! Sblte Bank, Britt Readlyn S.ncshares N/A USA

Dir, VP, Secretary of Tripoli Ban�ares N/A

OJr, VP,Secrehryof Nashua By_ncshares N/A

Dir, VP, Secretary of ;Ashton Bancsha�es N/A

OTrei:tof afid VI� Pr�s ih• Re•<llyn Savll\g• Bank N/A

Qfrecfor�ndVloo Pr•.l Amerlc>n eallinss Ba.nk N/A

Dlre.s;tor:and Vfce Pres FlritS!ata Bank, Nashua N/A

DltectorandWce Pres Ashton State Sank N/A

Report Item 41 lnsfders or BBi (1), (2), (3)(a)(b)( c), and 4(•)(b)( c)

(1) (2) (3)(•) (3)(b) (3j[c) (4)(•) (4)(b) (4)(c) Name, Prfndpal Occupation lttfe & Pos:Ttlon 11tle & Pos:ltton '!Ttle & Poshlon Percentase of Patcentage of Us:t names or other companle$ Cffy,.State ff other than with wnh wllh with Votfna: Shares ln Voting Shares fn (Includes partnerships) countty Holdfng Company Holding Company SubsTdlarles Other eosfnesses Holdfng Company subsfdl;rles ff 25" or more or votlng

{ITiclude mime' ttnc:lude: name.$ (Include. nami::s $ecuntfe; ere held (Ust of .s;ubstdtarfes) or other busfnam�s) ofsubsldlari<S) n"mes- of companTes and

parcentasl!I or votf�g securitfts held)

Sexton Farndy, LLC USA/Iowa Director, VP None Dlrector ofTrlpoll Bancshares 27.00% None 34.00% Jo Titnothy A.Sexton Dentist Dlrector,Amerfcan Savings Bank Readlyn Bancshares Randalia, IA, USA 01reet1;1r, Readlyn Bancshares

Dlrector, The Readlyn Savings Bank

MAJ Company USN Mlnneso� None None None 10.00% None N/A t/oTJ..Sexton St. Paul, MN, USA

Readlyn a.incshares, Inc. USA/ Minnesota None None None 19Jl0% None N/A St.P<rnl,MN Incorporated rn MN USA

TJMT Partne11hlp USA/ Minnesota None None None LOO% None. N/A c/oTJ..Sexton St. Paul, MN', USA

Matthew E. sexton Dr. ofVeterfnilry Medicine NoM None None 0.00% None N/A Tripolt, IA, USA

Patr1ck E, Sexton Dr. ofVelerlnary Medicine None None None 0.00% None N/A Sumner, IA, USA