antonin scalia financial disclosure report for 2009

8/3/2019 Antonin Scalia Financial Disclosure Report for 2009

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, ~ o z 0 FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r e d b y t h e x t ~ t h i c sin Government Act ofl978

R e ~ . t /2 O l O FOR CALENDAR YEAR 2009 (5 v.s.¢, a p p . § § 1o1 -111 )

~. Person Reporting (last nam e, first, middle initial) 2. Court or Organization 3. Date of Report

Stalin, Antonin Supreme Court of the U.S. 05115/2010

d. Title (Article Ill judges indicate active or senior sta~as~ bin. Report Type (check appropriate type) 6. Reporting Period

magistrate judges indicate full- or part-time)

[] Nomination, Date 01/01/2009

Associate Just ice [] Initial [] Annual [] Finalto

12/31/2009

5b. ~ AmendedReport

I 7. Chambers or Office Addre~ g . On the bas is ol ’ the informat ion contained In thl~ Report and anymodi f icat ions pertaining thereto, It i s , in m y opinion, in compl iance

Supreme Court of the U.S.with applicable laws and regulations.

One First Street, N.E.Washington, D.C. 20543

Reviewing Officer__ __ Date.

IMPO RTANT N OTES: The instructions accompanying thls form must be followet£ Complete all parts,

checking the NONE box for each part where you have no reportable information. Sign on lastpage.

I. POSITIONS. r~e~o,~.gi.~to~t~.;,,r~ 9-z3 oI~Zi~g,’-.r..~.~.~

D NONE ~o reportable positions.)

PORTION ~ME OF ORGAN!ZATION/~NTITY

I. Honom~ Mem~r U.S. Associalion of Consti~tional ~w

2. Adviso~ Board Member Temple University Law School Program in People’s Republic of China

I I . A G R E E M E N T S . ta,,,,~a.g individual only; see pp. 14-16 o]- fiZing instruclionsO

[~ NONE (No reportable agreements.)

DATE PARTIES AND TERMS



N a m e o f P e ~ o n R e p o r t i n g

P a g e F I N A N C I A L 2 o f 1 2 D I S C L O S U R E R E P O R T S c a l i a , A n t o n i n

I

0 5 / 1 5 / 2 0 1 0

A. Filer’s Non-Investm ent Incom e

N O N E ~ o reportable non-investment income.)

DATE SOURCE AND TYPE(you~, not ~o~e’s)

I. 2009 Duke University Sch~l of ~w - Teaching $2,500.00

2. 2009 Penn State - Teaching $10,000.00

3. 2009 University of San Diego -Teaching $7,500.00

4. 2009 West SeNces, Inc. - B~k advance and royalties $ 1 2 1 , 5 3 5 . 7 7

5.20~ W.T. Woodson High School - Donation to charitable organization $250.00

B . S p o u s e ’ s N o n - I n v e s t m e n t I n c o m e - if you were married during an y portian of the reporting year, complete thls section.

( D o l l a r a m o u n t n o t r e q u i r e d e x c e p t f o r h o n o r a r i a . )

[~ N O N E ( N o reportable non-investment income.)

DATE SOURCE AND TYPE

1.

2 .

3.

4.

IV . R E I M B U R S E M E N T S - transportation, lodging, food ...... tai ....t

( I n c lu d e s t h o ~ e t o s p o u s e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 2 5 - 2 7 ~ [ f i li n g m s l r u c ti o n s )

~ N O N E (N o reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

I. American Academy in B erlin September 19-22 Berlin, Germany Speeches Transportation, Food, and Lodging

2 . Association of Business Trial March I0 Los Angeles, CA Speech Transportation, FoodLawyers Los Angeles

3. Creighton University November 19-20 Omaha, NE Lecture Transportation, Food, and Lodging

4. D uk e U niv ers ity Sch oo l o f Ja nu ary 2 9 Durham, NC Teaching Transportation, Food, and LodgingL aw

5 . Federalist Society April 1 4 Albuquerque, N M L ectures Transportation, Food, and Lodging



FINANCIAL DISCLOSURE REPO RT N a m , o f P ~ r s o n R e p o r t i n g D a t e o f R e p o r t

of 12 S t a l i n , A n t o n i o 0 5 / 1 5 / 2 0 1 0

6. Government of the Republic September 23-24 Warsaw, Poland Speech Transportation, Food, and Lodging

of Poland

7 . Harvard Alumni Association May 14-15 Brasilia, B razil L ectures Transportation, Food, and Lodging

of Brazil

8. Institute of American and January 28 N ew Y ork, N Y Speech Transportation, Food, and Lodging

Talmudic Law

9. Lurid U niversity February 12 L urid, Sweden Lectures Transportation, Food, and Lodging

1 0 . Mentor Group September 16-18 Berlin, Germany Speeches Transportation, Food, and Lodging

1 1 . Ohio State University N ovember 17 Columbus, OH Lecture Transportation, Food, and Lodging

1 2 . Palm Beach County Bar Febrmary 3 West Palm Beach, FL Speech Transportation, Food, and Lodging

Assodation

13 . Penn State Jnly 6-16 Strasbourg. F rance Teaching Transportation, Food, and Lodging

14 . Pepperdine University M arch 9 Malibu, CA Lectures Transportation, Food, and Lodging

15 . Safari Club International January 24 Reno. N V Speech Transportation, Food, and Lodging

1 6 . State Bar of Texas June 26 D allas, TX Speech "l’ransportation, Food, and Lodging

1 7. Town tlall Los Angeles March 9 Los Angeles, CA Speech Transpotlation, Food

1 8 . U n io n Lea gu e o f P hi la de lp hi a O ctob er 7 Philadelphia. PA Speech Transportation, Food, and Lodging

19 . University of Arizooa October 26 Tucson, AZ L ectures Transportation, Food, and Lodging

2 0 . U niversity of Copenhagen F ebru ary 16 Copenhagen, Denmark Lecture Transportation, Food, and Lodging

2 1 . University of San Diego September t-2 San D iego, CA Teaching Transportation, Food, and Lodging

2 2 . William Carey University April 6 H attiesburg, M S; I.ecture Transportation, F ood



FINANCIAL DISCLOSURE REPOR T N~lmt, of PerlonRCportlng

I ]age 4 of 12 Scalia, Antonin 05/15/2010

V . G I F T S . ( lncludet those to ~p . . . . .. d d ependtnt ¢lt l ldren; $¢e pp. 2 8-J I of )ql ing ln . ,tructions.)

~] NONE (No reportable gifts.)

~ DESCRIPTION VAI.[~E

I. Bryan A. G arner D ictionaries $ 9 5 0 . 0 0

2.

3.

4.

5.

V I . L I A B I L I T I E S . a . c ~ a o . ,h o ~ e o f s p o u s e a . d ~ e p , .~ . ~ ~ , ~ . : s o ~ r ~ ~ - ~ , ,~ p ~ i .x ~.~,~ .~o .~

D NONE (N’o reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODE

~. NW l’~lutual Life Insurance Company Loan on insurance J

2.

3.

4.

5.



FINANCIAL DISCLOSURE REP ORT r~ ....r P e , ~ . R , p o ~ . ~

Pa g e 5 o f 1 2 s c a t i a , A n t o n l n 05/15/2010

V I I . I N V E S T M E N T S a n d T R U S T S - i . . . . , . v ~ , , . r . . . . a n n a ~ a .~ , , ~ o , ,

NONE’(No reportable income, ~sets, or transactions.)

a. ~ ~. C. D.

~ De~ion of As~ts I n c o m e d u r i n g G ro s s v a l u e a t e n d(including tmst a ~ l s ) ~ ~aing ~ri~ of repoaing pc6~

~~--~I)- (~ ) ()) (~) ())

~Plaee"~)’afler~cha~et A m o u n t T~e(e.g., V a l u e ~ Value T~e(e.g., Date ~ Value Gain I d c n t l t y o f

’, exempt frompHor~losu~ C o d e I d i v . , r e n t , Code2 ] Me~ b u y , s e l l, t~d~ C~e2 i C~e I buyertsdler( A - H ) o r i n t . ) ( J - P ) C o d e 3 ~ d e m p t i o n ) i

I. TIAA-C~F C Interesl L T

2. Chevy Chase Bank Account A I n t e r e s t M T

3. American Funds Washington MutualNone Sold 02/06/09 JInvestors Fund A (AWSHX)

’ 4. American Funds American Mutual Fund A None Sold 02/06/09 J(AMRd~X)

5. Loomis Sayles Invest Grade Bond Fund B Dividend Sold 04/08/09 KI

(LSIIX) (part)

6. Sold 04/23/09 L

7. Vanguard Inflation Protected Securities 1 3 Dividend M T Sold 04/23/09 K AFund (VIPSX) (part)

8. B uy 08/11/09 J(add’l)

9. Schwab Adv Cash Reserves (Money Market A Dividend M TFund)

I0 . American Funds t~ond Fund of America A Dividend J T529FI (CFAFX)

1 I. American Ftmds Capital World Growth & A Dividend J TIncome 529FI (CWIFX)

1 2. American Funds Growth Fund of America A Dividend J T529FI (CGFFX)

1 3. American Funds Income F und of America A Dividend J T529F1 (CIMFX )

1 4 . Calvert Global AIt Energy I (CAEIX) None K T Sold 08/I 1/09 J(pan)

1 5. CGM Realty Fund (CGM R.X) None Sold 04/23/09 J

1 6 . Federated Prudent Bear Fund A (BEARX) NoneSold 02/18/09 K A( p a r t )

1 7. Sold 03/04/09 K{ p a r O



Name of Person Reporting [ Date of ReportFINANCIAL DISCLOSURE REPORT

of 12 Scalia, Anton|n 05/15/2010

V I I. IN V E S T M E N T S a n d T R U S T S - ~ . . . . .. . . . t ,~.~ .. . . . ~o,, a,a~ ,, ~o~ ,o/~ ...... ddependentchildrentsetpp. J4-60offilinginstruct~on~.)

N O N E ( N o reportable income, assets, or transactions.)

D~cription of Assets I ncome du ring Gross value at end Transactions daring reporting p~riod

(including trusl assets) reporting period of repor ting period

Place "(X )" after each asset A at T y pe (e.g ., V alu e V alue Type (e.g. , Date V a l u e Gain Idcnlity of

exempt from prior disclosu~ [ (.:ode 1 div., rent, Cede 2 I Method buy. sell, ~ mr~’dd/yy [ Code 2 Code 1 [ buyerlseller(A-H) er int.) (J-P) Code 3 i’edemptiort)

,(I-P) (A-I) I (if private

(Q-W) transaction)

18 . Sold 03/12/09 J( p a r t )

1 9 . Sold 03i20/09 K(part)

2 0 .Sold 04/06/09 K

2 1 . HarborBond Fund lost (HABDX ) C Dividend L T Sold 04/08/09 K( p a r t )

Buy ! 0 4 1 2 3 [ 0 ~ J2 ,

i23.(add’l)

Sold 08/I 1/09 K B(pan)

2 4 , Bu y 0 9 1 2 8 / 0 9 K(add’l)

25. Ivy Science & Technology (ISTIX) None K T Buy 02110109 l

(add’l)

26. Sold 04/23/09 J

( p a r t )

2 7 . Keeley Small Cap Value (KSCIX) A Dividend K T Sold 08/I 1/09 J A( p a r t )

2 8 . Oppenheimer Gold & Prec Metals (OPGSX) A Dividend K T Sold 04/23/09 J B( p a r t )

29.Sold 08111109 : J A

( p a r t )

3 0 . TCWTotal Rennin Bond (TGLMX) D Dividend Bu y !02/10/09 3

(add’l)

3 1 , Sold 04/08/09 K(part)

3 2 . B u y 04 /23 /09 J(add’l)

3 3 .Sold 08/11/09 J I3( p a r t )

3 4 . Bu y 09/28/09 K(add’l)

3. V~



FINANCIAL DISCLOSURE REPORT N .... f P e r , o n R e p o r t in g D a t e o f R e p o r t

of 12 S c a l i a , A n t o n l n 0 5 / 15~010

VII. I N V E S T M E N T S an d T R U S T S -

NONE ~o reportable income, ~sets, or transactions.)

I n c o m e d u r i ngscfiption of As~ts(including t~st ass=ts) re.fling

e x e m p t ~ o m p r io r

~A - H )

3 5 , Sold 12/09/09 L D

3 6 . TempletonGIobal Bond (TGBAX) B Dividend K T Sold 04/08/09 K A(part)

3 7 . Sold 04/23 / 09 K A( p a r t )

38. Vanguard Short-Term Bond Fund (VB SSX) B Dividend L T Sold 0 4 1 0 8 / 0 9 K A(pad)

39. B uy 0 9 1 2 9 / 0 9 K( a d d q )

40. Vanguard TotaI S’tock Market ETF (VTI) A Dividend K T Buy 04/23/09 K

(add’l)

41. Sold 08/I 1!09 J(part)

42. Sold 08/26/09 K(part)

43. Am~can Funds EuroPacific G rowth F None Bu y 08/11/09 K

4 4 . Sold 09/28/09 K B

4 5 . Berkshire Hathaway Class B common share: None K T B uy 04/23/09 K(BRKB)

46. ING Fixed Index Annuity None M T B uy 04/I 7/09 M

47. PIMCO Stocks Plus Short Strategy (PSTIX’) None K T Bu y ! I l/l 0/09 K

4 8 . SI’DR Gold Trust ETF (GLD) None L T B uy ~ 0 8 / I 1 / 0 9 J

4 9 . Bu y 08/26/09 K(add’l)

5 0 . Sold 09/28/09 J A( p a r t )

5 I. Bu y 12/02/09 L(add’l)



FINAN CIAL DISCLOSURE REP ORT S . m e o f r , , .o , a , p o , , ~ . ~[

Iage 8 of 12 S t a l in , A n t o n t n 0 5 / 1 5 / 2 0 1 0

VII . INV ESTMEN TS and TRUSTS - i.~ ..... ~,. ~ ..... a’ons anctud~ taose of sp ...... ~ d,ptnatnt cSiUrtn: stepp. 3440 of fiting

N O N E (No reportable income, g~sets, or transactions.)

~scfi~ion of AS~tS ~I n c om e d u ~ n g G ~ s s v a l u ~ at end j T~nsaclions during r~aing

(including t~st as~s)[

repo~ing ~fiod of~po~ing pc~od [.

D a ~ c Gain ’ I d c n t i ~ o fP ~ c c ’ ( X ) ~ after each as~ A m o u m ~ T~ (~.g., V a l ue : V a l u e Ty~ (e.g., V a l u e

exempt ~om prior ~los~c C~e I ~ div., r~t, ’, C~2 M cth~ b u y , s e l l , [mm’d~yy ] C~c 2 C~c I b u y c f f s e l l ~ t

~ ( A - H ) ~ o r in t . ) ( J - P ) , C o d e 3 , r e d e m p t i o n } ’ ( J - P ) ( A - I I ) ( i f ~ f i v a t e

5 2 . Wells Fargo [ligh Yield Bond (SH~X ) B Dividend K T B uy 04~3/09 K

] 5 3 . Vangmrd Emerging Market ETF (~O) None B uy 0 8 / I 1 / 0 9 K

~ 5 4 . Sold ~/28/09 K B

5 5 . Vanguard Energy E~F ~DE) A Dividend K T B uy 0 4 / 2 3 1 0 9 J

5 6 . B u y 08/11/09 J(add’l)

5 7 . Sold 09/28/09 J C( p a r t )

5 8 . Vanguard Mid Cap ETF(VO) A Dividend K T B u y 04/09/09 K

5 9 . Bu y 04/23/09 J

(add’l)

6 0 . T r u s t # I D Dividend O T

6 1 . -CNA M oney Fund (cash account)

6 2 . -BlackRock Large Cap Core Fund Instl Sold 0 1 1 0 6 / 0 9 J A(MALRX) (part)

6 3 . B uy 04/24/09 J(add’l)

6 4 . Sold 1 2 / 3 0 / 0 9 J A(part)

65. -BlackRock Global Sm Cap Fd In stl Sold 01/06/09 J(MAGCX) ( p a r t )

6 6 , Bu y 0 4 1 2 4 / 0 9

(add’ l)

6 7 . Sold 12/30/09 J

(part)

6 8 . -BlackRock Global Growth lnstl (MAGGX) Sold 01/06 /09 J(paa)



FINANCIAL DISCLOSURE REPORT ~ . ~ e o f P . , o ~ a e p o , ,I n ~ [ D a , . o t R e p o .

o f 12 S c a l l a , A n t o n i n

[

05/15/2010

N O N E ( T V o reportable income, assels, or transactions.)

Description of Assetsl

Income during Gross vaMe at end Transactions during relmrting

(including trust as~¢tsli reporting period of reporting period

O) ~ (2) il) ~z) 1 O) " (~) (3)¯ Place "(~.’)" a~er each asset Amount I Type (e.g., V a l u e Val u e Type (¢.8-, Date I Value Gain ldcntity of

exempt from prior disclosure [ Code I

!div., rent. Code 2 Method buy. ~11, rmri, dd]yy Code 2 Code I ’ouyer/$ellcr

( A - H ) ,orint.) (J’-P) Code 3 r redemption) (J-P) (A-Ill (if private

i (Q-W) iI tran~,action)

69. Sold 04/24/09 L

70. -BlaekRock Equity Dividend InstlBuy 01/06/09 J

(MADVX)(add’l)

71.

Bu y 1 0 4 / 2 4 / 0 9 J(add’l)

72. Sold 12130/09 J

I(part)

,73.-BlackRock G lobal Allocation lnstl

Sold 01/06/09 K C(MALOX) ( p a r t )

1 7 4 .S o l d 04/24/09 J A

( p a r t )

75 .S o l d 12/30/09 J C

( p a r t )

7 6 . - B l a ck R o c k I n f l a ti o n P r o t e c te d B o n d l a s t B u y 01 /06 /09(BPRIX) ( a d d ’ l )

7 7 .Sold 04 /24 /09 J A(part)

178.Sold 12/30/09 J A

(part)

i 79. -BlackP, ock Bond Port last (PNBIX) Buy 01/06/09 J

Odd’l)

80.Sold 04/24/09 K

(part)

8 I.Sold 12/30/I)9 J

( p a r t )

82. -BlackRock US Opporttmities Port lastSold 01/06/09 J

(BMCIX)(part)

83.Sold 02/30/09 J

(part)

84.

Bu y 04/24/09 J(add’l)

8 5 . -BlackRock Fundamental G ro~,th lnsl Bu y 04/24/09 L(MAFGX)



Name of Persou Reporting Date o f Report

P a g e F I N A N C I A L 1 0 o f 1 7 D I S C L O S U R E R E P O R Ts c ~ i ~ , A n t o n i n 0 5 / 1 5 / 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - ~ . c o m , , ~ o ~ , , ~ a , a o ~ , a ~ c t ~ d ~ , S o s , o / , p o ~ , , a ~ d dependent children; set p p . 3 4 - 6 0 of fding Ins~uctions.)

~ NONE ~o reportable income, ~sets, or transactions.)

D .Dc~fiption of As~u

(incl~ing trust assets)

Place’(~’aflcr each as~t Amount T~e (g,.~ [ V a l u e Value T~ (e.g., [ Date [ Vatue ] Gain Identity of

¢xem~ from prior disclosure C~¢ 1 div.. ~nt, C~e 2 Mcth~ buy. sell, , ~d~yy C~e 2 ’ C~e I bu}~r/~ller(A-H)

(Q-~ ............ (A-10 t~nsa~i~m)



FINANCIAL DISCLOSURE REPORT ~ , " . . . . r v . . . . . R . p o , ~ i n ~ [ D.,. of R,~,

Page 1 1 of 12 sc~ia, Antonin

I

0 5 / 1 5 ] 2 0 1 0

VIII . AI)DITIONAL IN FORMATION OR EXPLAN ATIONS. (tndlcattpartoflCeport)



FINANCIAL DISCLOSURE REPO RT

o f 12 S e n n a , A n t o n i o

1

05/15/2010

IX. CERTIFICATION.

I certify that all information given above {including information pertaining in my spouse and minor or dependent ch ildren, if any) isaccurate, true, and complete to the best of my kno wledge and belief, and that any information not reported was withheld becau se it met applicable statutoryprovisions permitting non-disclosure.

I further certify that earned income from outside employm ent and honoraria and the acceptance of gtftz which have been reported are incompliance with the provisions of 5 U.S.C. app. § 50 1 et. seq., 5 U.S.C. § 73 53, and Judicial Conference regulations.

N O T E : A N Y IN D IV ID U A L W i lO K N O W IN G L Y A N D W ILF UL LY F A LS IF IE S O R F A LLS T O F ILE T il ls R E PO R T M A Y B E S UBJ E CT T O CI \r lLAND CRI MIN AL SANCTION S (5 U.S.C. app. § 104)

F I L I N G I N S T R U C T I O N S

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure

Administrative Office of the United States CourtsSui te 2-301One Columbus Circle, N.E.

Washington, D.C. 20544

antonin scalia financial disclosure report for 2009

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