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NDIA 18th Annual SE Conference 26-Oct-2015
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Applying the New IEEE Systems Engineering Standards to DoD
Programs
Garry Roedler, ESEP LM Fellow / Engineering Outreach Program Manager Lockheed Martin Corporate Engineering [email protected]
Joseph P Elm, ESEP, PMP Vice Chair NDIA System Engineering Division Director of Engineering L-3 Communications - Brashear [email protected]
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Background DoD approach to standards has changed • Acquisition Reform efforts
cancelled tens of thousands of MilSpecs & MilStds
• Partially replaced with Non- Government Standards (NGS)
• DoD continues strong support of NGS, however - NGS must be contractually
enforceable - NGS may not capture DoD req’ts
The significant industry investments made in various process methodologies (CMMI, AS9100, etc) must be leveraged to ease migration to new NGS
Non-Gov't Stds 30%
MilSpecs & MilStds
43% Int'l Std'n
Agreement 8%
Data Item Desc 4%
Config Item Desc
10%
FedSpecs & FedStds
5%
Standardization Documents used by DoD (2014)
A S
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DoD
SE
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Jul-2
014
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ISO/IEC/IEEE-15288:2015: System and software engineering – system life cycle processes
Establishes common framework of process descriptions for describing the life cycle of systems
• Facilitates communication among acquirers, suppliers and other stakeholders • Defines Purpose, Outcomes, and Activities and Tasks for each process
ISO/IEC/IEEE 15288:2015 Processes Agreement processes • Acquisition • Supply
Organizational project-enabling processes • Life cycle model mg’t • Infrastructure mg’t • Portfolio management • Human resource mg’t • Quality management • Knowledge management
Technical management processes • Project planning • Project assessment and
control • Decision management • Risk management • Configuration
management • Information management • Measurement • Quality assurance
Technical processes • Business or mission analysis • Stakeholder needs and
requirements definition • System req’ts definition • Architecture definition • Design definition • System analysis • Implementation • Integration • Verification • Transition • Validation • Operation • Maintenance • Disposal
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15288 & DoD Acquisition IEEE Std 152881-2015 - Standard for Application of Systems Engineering on Defense Programs
• Defines requirements for the application of ISO/IEC/IEEE 15288 to projects of the US DoD, including definition of “outputs” for each process
IEEE Std 152882-2015 - Standard for Technical Reviews and Audits on Defense Programs
• Elaborates the technical review and audit clause of ISO/IEC/IEEE 15288 to establish requirements for technical reviews and audits US DoD
- Includes definition, description, and intent, as well as the entry, exit and success criteria, for each technical review and audit − System Req’ts Review (SRR) − System Functional Review (SFR) − Preliminary Design Review (PDR) − Critical Design Review (CDR) − Test Readiness Review (TRR) − Functional Config Audit (FCA) − System Verification Review (SVR)
− Production Readiness Review (PRR) − Physical Configuration Audit (PCA) − Software Req’ts and Arch Review (SAR) − Software Specification Review (SSR) − Integration Readiness Review (IRR) − Flight Readiness Review (FRR)
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SEMP (Contractual)
Conops – IEEE Std 152881 Deployment Strategy & Integrated Standards Mappings in Acquisition
IEEE 15288 and 1 DoD
AS9100 / ISO 9001
CMMI
Consensus Industry Mappings among leading standards
Company Processes
Industry
NDIA CMMI WG
Standards Products Company Mappings
Req
uire
men
ts
(152881 outputs only)
Consensus mappings
Company mappings
Publish consensus standards mappings in a format that can be extended by companies for their company-specific details • aid to leveraging existing processes and identifying gaps • not intended for proof of compliance
Companies can leverage NDIA consensus standards mappings and extend for their respective org processes and products
Priority: CMMI vs 15288
RFP (levy tailored
152881)
Proposal (Org mappings
to15288x)
IEEE 15288/152881 Deployment Work Aids
•SEMP and org’l 15288x mappings provided with proposal responses
Acquisition Program
Office DoD
152881 Deployment
Strategy (OSD)
•RFP language •Tailoring guidance •Compliance and monitoring approach
• Joint DoD/NDIA WG
•Tailoring •15288x conformance
Contract Monitoring (compliance)
•Work products
•Activities, tasks
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Guidance for 15288 1
Developed by NDIA and AIA • Provided as recommendations to
DoD • Committee members include
government, industry, and academia
• Available at: http://wwwndiaorg/Divisions/Divisions/SystemsEngineering/Documents/NDIA_IEEE_15288_Guidance_2015pdf
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NDIA Guidance for 15288 1
Purpose • To provide guidance for acquirers
- Tailoring 15288 standards to meet project needs
- Invoking the standards via the RFP - Evaluating offeror’s commitment/
ability to comply with requirements - Monitoring and enforcing a supplier’s
compliance
• To provide guidance for offerors - Developing proposals to leverage
existing organizational processes to support RFP requirements and comply with the standards as tailored
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NDIA Guidance for 15288 2
Contents 1. Introduction 2. Tailoring Overview 3. Tailoring ISO/IEC/IEEE 15288, IEEE15288.1 and IEEE
15288.2 to meet project needs 4. Acquirer tailoring prior to the issuance of the RFP 5. Requiring conformance to the 15288 standards in the RFP 6. Offeror tailoring during the proposal effort 7. Evaluating and contracting for conformance to IEEE
15288.1 and 15288.2 8. Monitoring for compliance App A. Factors Driving Tailoring of the 15288 Standards App B. Work aid for definition of outputs to be supplied
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15288 Utilization Process
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Acquirer Tailoring Done by acquirer prior to issuance of RFP
Based on specific business/mission needs and project constraints • e.g., projects that do not cover the full acquisition life cycle
May affect the scale or rigor of application for a specific process rather than its inclusion or exclusion
Establishes the acquirer’s SE expectations and provides a baseline against which offerors should bid.
The value of standards is not in their rote implementation, but in the thought processes and resulting outcomes that
enable better decisions
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Offeror Tailoring Done by offeror during the proposal effort
Responds to RFP requirements
May demonstrate alignment of organizations established processes with those of the acquirer-tailored standard, via • Adapting existing organizational processes to conform to the
standards • Proposing alternative tailoring of the 15288 standards in a manner
that preserves the acquirer’s intent but aligns with the established organizational processes.
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Some Tailoring Drivers 1
Life cycle considerations
• Acquisition life cycle phases covered • Government / industry division of effort • Duration of development effort • Total cost of ownership • Development life cycle (e.g., rapid) • Known or assumed funding profile
Mission application
• Domain • Mission criticality ('-ilities' required; domain regulations) • Number of usage scenarios • Number of deployment sites / environments • Design for reusability
Organizational complexity
• Number of development organizations • Diversity of organizational viewpoints, for example based on
corporate legacy • Commonality and integration of standard processes or toolsets • Reuse of existing components or intellectual property • Staff experience, capability, and skills needed
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Some Tailoring Drivers 2
Technical complexity
• Number of requirements • Number of system external interfaces • Number of user classes • Number of system elements / internal interfaces /architectural levels • Number of KPPs • Total development cost
Risk
• System precedence / technology availability • Technology obsolescence • Integration of the technology • Programmatic / external risk • Sustainment / disposal risk • Manufacturing / supply chain risk • Prior acquisition / system failures or past performance history
Technical understanding
• Requirements understanding • Architecture understanding • Emergence likelihood
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Invoking 15288, 15288.1, and 15288.2
Invoked via RFP clauses
Suggested language provided for • RFP Section C - Statement of Work (SOW) • RFP Section L - Instructions to Bidders • RFP Section M - Evaluation criteria
Section C Examples (SOWxx1) The Contractor shall define and implement systems engineering processes in conformance with IEEE 15288.1-2014 {as tailored by [Ref tailoring document]}. Conformance shall be measured via the outcomes and outputs specified by 15288.1-2014{as tailored by [Ref tailoring document]}. (SOWxx2) The Contractor shall define and conduct technical reviews and audits in conformance with IEEE 15288.2-2014 {as tailored by [Ref tailoring document]}. Conformance shall be measured via outputs and criteria specified by 15288.2-2014.
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Proposing compliance Objective is to provide most efficient and effective means of achieving conformance to RFP requirements • Often best achieved through the use of existing organizational
processes - Offeror must show that existing processes satisfy acquirer’s requirements
• May include proposals for alternatives to 15288 standards - Should address the value added by the alternative, as well as the
associated risks and opportunities
A place to start is by mapping organizational processes and outputs to 15288 processes and 15288.1 outputs • Identify process and output gaps • NDIA has performed a mapping between the CMMI processes and
work products and the 15288 process and 15288.1 outputs
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Proposal content Identify the organizational processes that will be performed • Certify that those processes meet the stated requirements
Identify the work products produced from these processes • Certify that those work products meet the stated requirements
Identify the review activities to be performed • Certify that those review activities meet the stated requirements
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Contracting for compliance
Evaluate offeror’s proposal to verify that it: • Clearly addresses the activities, outputs, reviews and audits that are
incorporated into the project; • Ensures that these conform to the 15288 standards; and • Demonstrates the ability and commitment to:
- Successfully execute the required SE activities - Produce the required outcomes and outputs - Conduct the required technical reviews and audits
The negotiated contract defines the activities and outputs of the supplier, and forms baseline to assess supplier compliance • Ensure that it defines the resulting level of conformance to the
standards to be provided by the supplier
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Monitoring for compliance Monitor process compliance through engagements such as TIMs, design reviews, etc. • Observe the processes being performed • Observe evidence of the process performance (i.e. artifacts)
Monitor negotiated provision of outputs obtained as CDRL items or via the DAL • Assess compliance with requirements • Assess as an indicator of the technical maturity, feasibility, technical
risk, and expected performance of the end product
Monitor performance of specified technical reviews & audits • Address technical review process and entry/exit/success criteria • Use to evaluate product maturity, assess technical feasibility and
risk, and monitor technical performance measures and test results
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Summary Provides guidance for the use of 15288, 15288.1 and 15288.2 on DoD programs, addressing • Tailoring • Invoking via RFP language • Proposal compliance • Contracting for compliance • Monitoring compliance
Leverages industry best practices
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Thomas Channell Aviation and Missile Research, Development, and Engineering Center (AMRDEC) Allen Chin Office of the Deputy Assistant Secretary of Defense (SE) David Davis USAF Space and Missile Systems Center Geoff Draper Harris Corporation Edward Durrell Air Force Departmental Standardization Office -- SAF/AQRE Joseph Elm L-3 Communications – Brashear Robert Epps Lockheed Martin Corporation Mark Hanna The Boeing Company Steven Henry Northrop Grumman Information Systems Theresa Hunt Surface Warfare Center, Panama City Division Cheryl Jones Army ARDEC Larry Pennell Parsons Government Services, Defense Division Garry Roedler Lockheed Martin Corporation Robert Scheurer The Boeing Company Aileen Sedmak Office of the Deputy Assistant Secretary of Defense (Systems Engineering) Brian Shaw The Aerospace Corporation Carl A. Singer Carl A. Singer Consultancy, LLC John Snoderly Defense Acquisition University Zachary Taylor Booz Allen Hamilton
Committee Members
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Contact information
Garry Roedler 610-246-3634 [email protected]
Joseph P Elm 412-967-7295 [email protected]