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Page 1: Arithmetic Geometry for Physicists€¦ · Arithmetic Geometry for Physicists MinhyongKim Seoul,August,2017. I.Splittingprimes. Splitting primes Givenapolynomialf 2Z[x],thesetofsplittingprimes

Arithmetic Geometry for Physicists

Minhyong Kim

Seoul, August, 2017

Page 2: Arithmetic Geometry for Physicists€¦ · Arithmetic Geometry for Physicists MinhyongKim Seoul,August,2017. I.Splittingprimes. Splitting primes Givenapolynomialf 2Z[x],thesetofsplittingprimes

I. Splitting primes

Page 3: Arithmetic Geometry for Physicists€¦ · Arithmetic Geometry for Physicists MinhyongKim Seoul,August,2017. I.Splittingprimes. Splitting primes Givenapolynomialf 2Z[x],thesetofsplittingprimes

Splitting primesGiven a polynomial f ∈ Z[x ], the set of splitting primes

Sp(f )

of f consists of the primes that

–do not divide the discriminant ∆(f ) of f ;–divide some value f (n), n = 1, 2, 3, . . ..

Recall that

∆(ax2 + bx + c) = b2 − 4ac ; ∆(x3 + bx + c) = −4b3 − 27c2,

etc.

In general ∆(f ) = an∏

i<j(αi − αj)2, where an is the leading

coefficient and αi are the roots of f .

For p - ∆(f ), p ∈ Sp(f ) if and only if f (x) = 0 has a solution inFp = Z/p.

Page 4: Arithmetic Geometry for Physicists€¦ · Arithmetic Geometry for Physicists MinhyongKim Seoul,August,2017. I.Splittingprimes. Splitting primes Givenapolynomialf 2Z[x],thesetofsplittingprimes

Splitting primes

Example A:

g(x) = x2 − 5.∆(g) = 20.

n = 1 2 3 4 5 6 7 8 9 10g(n) = −4 −1 4 11 20 31 44 59 76 95

The primes that occur are

Sp(g) = 11, 31, 59, 19, . . .

These are p ≡ ±1 mod 5.

Page 5: Arithmetic Geometry for Physicists€¦ · Arithmetic Geometry for Physicists MinhyongKim Seoul,August,2017. I.Splittingprimes. Splitting primes Givenapolynomialf 2Z[x],thesetofsplittingprimes

Splitting primes

Example B:

h(x) = x3 + x2 − 2x − 1.

∆(h) = 49.We compute

n = 1 2 3 4 5h(n) = −1 7 29 71 139

n = 6 7 8 9h(n) = 239 13 · 43 13 · 43 7 · 113

So we see that

Sp(h) = 13, 29, 43, 71, 113, 239, . . .

These are p ≡ ±1 mod 7.

Page 6: Arithmetic Geometry for Physicists€¦ · Arithmetic Geometry for Physicists MinhyongKim Seoul,August,2017. I.Splittingprimes. Splitting primes Givenapolynomialf 2Z[x],thesetofsplittingprimes

Splitting primes

Example C:

f (x) = 13249 + 140x + 1588x2 − 2x3 + 67x4 + x6.

Values f (n), where n = 1, 2, 3, . . . , 10:

15043 = 72 · 307, 21001, 34063 = 23× 1481,

60337, 110899, 204313 = 173 · 1181,

369871 = 59 · 6269, 651553 = 72 · 13297, 1112707,

1841449 = 232 · 592, . . .

Primes dividing the discriminant: 2,3,7,23, 191.

What is Sp(f )?

Page 7: Arithmetic Geometry for Physicists€¦ · Arithmetic Geometry for Physicists MinhyongKim Seoul,August,2017. I.Splittingprimes. Splitting primes Givenapolynomialf 2Z[x],thesetofsplittingprimes

Splitting primes

TheoremThe splitting primes of f are exactly p such that the coefficient ofqp is 2 in the series

F (q) = (1/2)∑

n,m∈Z[qm

2+mn+6n2 − q2m2+mn+3n2].

Fact:

F (q) is a modular cusp form of weight 1 for the group Γ0(23). withcharacter

( ·23

).

Page 8: Arithmetic Geometry for Physicists€¦ · Arithmetic Geometry for Physicists MinhyongKim Seoul,August,2017. I.Splittingprimes. Splitting primes Givenapolynomialf 2Z[x],thesetofsplittingprimes

Splitting primesRecall that an algebraic number field K is a finite field extension ofQ.

This means thatK ' Qd

with a multiplication extending that of Q.

For example,

Q[i ] ' Q2, (a, b)(c, d) = (ac − bd , ad + bc);

Q[√−23] ' Q2, (a, b)(c , d) = (ac − 23bd , ad + bc).

Q[ζ5] ' Q4;

where ζ5 = exp(2πi/5).

The dimension d is also called the degree of the field K anddenoted [K : Q].

We say K is Galois if |Aut(K )| = d .

Page 9: Arithmetic Geometry for Physicists€¦ · Arithmetic Geometry for Physicists MinhyongKim Seoul,August,2017. I.Splittingprimes. Splitting primes Givenapolynomialf 2Z[x],thesetofsplittingprimes

Splitting primesAn algebraic number field K admits a subring OK referred to as itsring of algebraic integers. It is the maximal subring of K isomorphicto Zd .

For example,OQ(i) = Z[i ];

OQ[ζ5] = Z[ζ5];

OQ[√−23] = Z[(1 +

√−23)/2].

Among other things, an algebraic number field provides us withnew primes. That is, given a usual prime p, we can write

(p) = P1P2 · · ·Ps

for prime ideals Pi in OK .

For example, in Z[√−23]

(3) = (3,√−23 + 1)(3,

√−23− 1); (23) = (

√−23)2; (5) = (5)

Page 10: Arithmetic Geometry for Physicists€¦ · Arithmetic Geometry for Physicists MinhyongKim Seoul,August,2017. I.Splittingprimes. Splitting primes Givenapolynomialf 2Z[x],thesetofsplittingprimes

Splitting primes

We say p is unramified in K if the Pi are all distinct. Otherwise pis ramified in K .

For example, 3 is unramified and 23 is ramified in Q[√−23].

Each k(Pi ) := OK/Pi is a finite field extension of Fp = Z/p, andwe have the equality∑

i

[k(Pi ) : Fp] = d = [K : Q].

This is (essentially) because

Fdp ' Zd/pZd ' OK/pOK = OK/

∏i

Pi '∏i

OK/Pi .

In particular, there are at most d such Pi .

Page 11: Arithmetic Geometry for Physicists€¦ · Arithmetic Geometry for Physicists MinhyongKim Seoul,August,2017. I.Splittingprimes. Splitting primes Givenapolynomialf 2Z[x],thesetofsplittingprimes

Splitting primes

Say p splits (or splits completely) in K if p is unramified and

(p) = P1P2 · · ·Pd

for d = dimQK . (⇔ [k(Pi ) : Fp] = 1 for all i .)

Denote by Sp(K ) the set of primes that split in K .

Examples:

In Q[√−23], 3 splits, but 5 does not.

In Q[ζn], p - n splits if and only if p ≡ 1 mod n.

Page 12: Arithmetic Geometry for Physicists€¦ · Arithmetic Geometry for Physicists MinhyongKim Seoul,August,2017. I.Splittingprimes. Splitting primes Givenapolynomialf 2Z[x],thesetofsplittingprimes

Splitting primes

Any algebraic number field can be written K = Q[α] for a root α ofan irreducible monic polynomial f (x) ∈ Z[x ].

In this form,

– [K : Q] = deg(f );

– If p - ∆(f )⇒ p is unramified;

– When K is Galois, an unramified p is split if and only if

f (x) ≡ 0 mod p

has a root, i.e. if and only if p|f (n) for some n. That is,

Sp(K ) ≈ Sp(f ),

where the ≈ means that Sp(K ) \ Sp(f ) and Sp(f ) \ Sp(K ) areboth finite.

Page 13: Arithmetic Geometry for Physicists€¦ · Arithmetic Geometry for Physicists MinhyongKim Seoul,August,2017. I.Splittingprimes. Splitting primes Givenapolynomialf 2Z[x],thesetofsplittingprimes

Splitting primes

From here, assume K is Galois.

For every prime p ∈ Z, considering

(p) = P1P2 · · ·Ps

get a collection of subgroups

D(Pi ) := g ∈ Gal(K/Q) | gPi = Pi ⊂ Gal(K/Q),

the decomposition groups of the Pi .

These are all conjugate inside Gal(K/Q): that is, for all i , j , thereis an aij ∈ Gal(K/Q) such that

D(Pi ) = aijD(Pi )a−1ij .

Page 14: Arithmetic Geometry for Physicists€¦ · Arithmetic Geometry for Physicists MinhyongKim Seoul,August,2017. I.Splittingprimes. Splitting primes Givenapolynomialf 2Z[x],thesetofsplittingprimes

Splitting primes

Thus, given a Galois field K , each prime p determines a conjugacyclass of subgroups

D(P)P|pin Gal(K/Q).

The action of D(Pi ) on k(Pi ) = OK/Pi induces a homomorphism

D(Pi ) - Gal(k(Pi )/Fp) = 〈σPi〉.

where σPiis the p-power map x 7→ xp.

When p is unramified, that is, for most p, this map is anisomorphism:

D(Pi ) ' Gal(k(Pi )/Fp).

Page 15: Arithmetic Geometry for Physicists€¦ · Arithmetic Geometry for Physicists MinhyongKim Seoul,August,2017. I.Splittingprimes. Splitting primes Givenapolynomialf 2Z[x],thesetofsplittingprimes

Splitting primes

Thus, we get an element

FrKPi∈ D(Pi ) ⊂ Gal(K/Q),

corresponding to σ−1Pi

characterised by the condition

FrKPi(a) = a1/p mod Pi

for all a ∈ OK .

Can put this together for all Pi to get a conjugacy class of elements

FrKp = FrKPi ⊂ Gal(K/Q),

the Frobenius class of p.

Note that when Gal(K/Q) is abelian, e.g., K = Q(ζn), this is asingle element.

Page 16: Arithmetic Geometry for Physicists€¦ · Arithmetic Geometry for Physicists MinhyongKim Seoul,August,2017. I.Splittingprimes. Splitting primes Givenapolynomialf 2Z[x],thesetofsplittingprimes

Splitting Primes

Q ⊂ K ⊃ OK ⊃ Z

(p) = P1P2 · · ·Ps

k(Pi ) = OK/Pi ⊃ Fp

D(Pi ) = g ∈ Gal(K/Q) : gPi = Pi

D(Pi ) ⊂ Gal(K/Q)

← (if unramified)

FrKPi∈Gal(k(P))

'

?

FrKPii ⊂ Gal(K/Q)

Page 17: Arithmetic Geometry for Physicists€¦ · Arithmetic Geometry for Physicists MinhyongKim Seoul,August,2017. I.Splittingprimes. Splitting primes Givenapolynomialf 2Z[x],thesetofsplittingprimes

Splitting primesGalois theory and splitting primes:

I. p is split in K if and only if FrKp = 1.

This is because p split is equivalent to [k(Pi ) : Fp] = 1 for all i ,which is exactly when all the extensions k(Pi ) of Fp are trivial.

II. Chebotarev Density Theorem:

Let C ⊂ Gal(K/Q) be a conjugacy class. Then there are infinitelymany primes p such that

FrKp = C .

In fact, the density of this set of primes is

|C |/|G |.

In particular, the density of Sp(K ) is exactly 1/[K : Q].

Page 18: Arithmetic Geometry for Physicists€¦ · Arithmetic Geometry for Physicists MinhyongKim Seoul,August,2017. I.Splittingprimes. Splitting primes Givenapolynomialf 2Z[x],thesetofsplittingprimes

Splitting primes

Remark on classification of algebraic number fields:

Let K and K ′ be two finite Galois extensions of Q. Then

K ' K ′

if and only ifSp(K ) ≈ Sp(K ′).

So, in some sense, the classification of K is the same as theclassification of the possible Sp(K ).

Page 19: Arithmetic Geometry for Physicists€¦ · Arithmetic Geometry for Physicists MinhyongKim Seoul,August,2017. I.Splittingprimes. Splitting primes Givenapolynomialf 2Z[x],thesetofsplittingprimes

Splitting primesSome infinite Galois groups:

Gal(Q/Q) = lim←−F

Gal(F/Q),

where F runs over Galois number fields.

For a number field F ,

Gal(F/F ) = Gal(Q/F ) = g ∈ Gal(Q/Q) | g |F = Id

Let S be a finite set of primes. Then

Gal(QS/Q) = lim←−F

Gal(F/Q),

where F runs over the Galois extensions of Q that are unramifiedoutside S .

Similarly,

Gal(FS/F )

where S is a finite set of primes in OF .

Page 20: Arithmetic Geometry for Physicists€¦ · Arithmetic Geometry for Physicists MinhyongKim Seoul,August,2017. I.Splittingprimes. Splitting primes Givenapolynomialf 2Z[x],thesetofsplittingprimes

Splitting primes

Galois groups like

Gal(QS/Q) = lim←−F

Gal(F/Q),

are very important in practice, because these are the ones that arisein nature, and which one can tools to understand.

For a prime p /∈ S , can define conjugacy class Frp ⊂ Gal(QS/Q).

Page 21: Arithmetic Geometry for Physicists€¦ · Arithmetic Geometry for Physicists MinhyongKim Seoul,August,2017. I.Splittingprimes. Splitting primes Givenapolynomialf 2Z[x],thesetofsplittingprimes

Splitting primes

Return to the modular form

F (q) = (1/2)∑

n,m∈Z[qm

2+mn+6n2 − q2m2+mn+3n2]

=∞∑n=1

anqn

of weight 1, level 23 and character( ·23

).

This means that for

γ =

(a bc d

)∈ Γ0(23),

we have

F (γτ) =

(d

23

)(cτ + d)F (τ).

Page 22: Arithmetic Geometry for Physicists€¦ · Arithmetic Geometry for Physicists MinhyongKim Seoul,August,2017. I.Splittingprimes. Splitting primes Givenapolynomialf 2Z[x],thesetofsplittingprimes

Splitting primes

It has an associated L-series

L(F , s) =∞∑n=1

ann−s

=∏p

1(1− app−s +

( p23

)p−2s)

.

This product decomposition is a manifestation of the fact that F isan eigenform for a Hecke algebra.

Page 23: Arithmetic Geometry for Physicists€¦ · Arithmetic Geometry for Physicists MinhyongKim Seoul,August,2017. I.Splittingprimes. Splitting primes Givenapolynomialf 2Z[x],thesetofsplittingprimes

Splitting primesDeligne and Serre associated to F a continuous representation

ρF : Gal(Q/Q) - GL2(C)

with the following properties:

–G = Im(ρF ) ⊂ GL2(C) is finite, so that

K = [Q]Ker(ρF ),

is an algebraic number field such that Gal(K/Q) ' G ;

–The primes that ramify in OK are exactly the primes dividing thelevel of F , i.e., p = 23;

–If p 6= 23, then the conjugacy class Frp in G ⊂ GL2(C), satisfies

Tr(Frp) = ap

and det(Frp) =( p23

).

This property is essentially equivalent to an equality

L(F , s) = L(ρF , s).

Page 24: Arithmetic Geometry for Physicists€¦ · Arithmetic Geometry for Physicists MinhyongKim Seoul,August,2017. I.Splittingprimes. Splitting primes Givenapolynomialf 2Z[x],thesetofsplittingprimes

Splitting primes

The L-function of the Galois representation is defined as

L(ρF , s) =∏p

1det([I − p−sFrp]|(C2)I (p))

.

Here, strictly speaking, I should pick a prime P|p in K . Then thereis an exact sequence

0 - I (P) - D(P) - Gal(k(P)/Fp) - 0,

defining the subgroup I (P), called the inertia subgroup.

The factors corresponding to p on the right are actually

1det([I − p−sFrP]|(C2)I (P))

.

Page 25: Arithmetic Geometry for Physicists€¦ · Arithmetic Geometry for Physicists MinhyongKim Seoul,August,2017. I.Splittingprimes. Splitting primes Givenapolynomialf 2Z[x],thesetofsplittingprimes

Splitting primesThe representation and field K has been constructed in such a waythat ap = 2 if and only if Tr(Frp) = 2.

However, the eigenvalues of Frp are roots of 1. Hence

Tr(Frp) = 2

if and only if both eigenvalues are 1, i.e. Frp = Id .

Hencep | p - 23, ap = 2 = Sp(K ).

But also, K = Q(α) for α a root of

f (x) = 13249 + 140x + 1588x2 − 2x3 + 67x4 + x6.

Thus, for p - ∆(f ), p ∈ Sp(f ) ⊂ Sp(K ) if and only if ap = 2.

Page 26: Arithmetic Geometry for Physicists€¦ · Arithmetic Geometry for Physicists MinhyongKim Seoul,August,2017. I.Splittingprimes. Splitting primes Givenapolynomialf 2Z[x],thesetofsplittingprimes

Splitting primes

To sum:

Cuspidal Hecke eigenform F

- K = (Q)Ker(ρF ) = Q(α)

where α is a root of f (x).

Field was constructed so that we know p such that Frp = 1 inGal(K/Q) = Im(ρF ).

Page 27: Arithmetic Geometry for Physicists€¦ · Arithmetic Geometry for Physicists MinhyongKim Seoul,August,2017. I.Splittingprimes. Splitting primes Givenapolynomialf 2Z[x],thesetofsplittingprimes

Splitting primes

Langlands (refined by many other people):

Given any continuous irreducible representation

ρ : Gal(Q/Q) - GLn(C),

we should haveL(ρ, s) = L(F , s)

for some ‘automorphic form’ F .

Actually, F must be replaced in general by an automorphicrepresentation π of GLn(AQ) and there should be a way toassociate ρπ to π.

Similar statement for irreducible continuous motivic representation

ρ : Gal(Q/Q) - GLn(Qp)

Page 28: Arithmetic Geometry for Physicists€¦ · Arithmetic Geometry for Physicists MinhyongKim Seoul,August,2017. I.Splittingprimes. Splitting primes Givenapolynomialf 2Z[x],thesetofsplittingprimes

Splitting primes

Even more generally, given a motivic continuous representation

ρ : Gal(Q/Q) - G∨(Qp),

we should haveρ ' ρπ

for an automorphic representation π of

G (AQ),

where G and G∨ are Langlands dual pairs of reductive groups.

General idea is that homomorphisms like ρ should parametriseautomorphic representations of G (AQ).

Page 29: Arithmetic Geometry for Physicists€¦ · Arithmetic Geometry for Physicists MinhyongKim Seoul,August,2017. I.Splittingprimes. Splitting primes Givenapolynomialf 2Z[x],thesetofsplittingprimes

Splitting primes

Remark 1:

Galois representations are hard to construct: They are essentiallyalways constructed as

H iet(X ,Qp)

where X is a variety defined over Q. This admits an action ofGal(Q/Q) that factors through some

ΓS = Gal(QS/Q)

for a finite set S of primes. Here, QS is the field obtained as acompositum of all finite algebraic extensions F that are unramifiedoutside the finite set S of primes.

Page 30: Arithmetic Geometry for Physicists€¦ · Arithmetic Geometry for Physicists MinhyongKim Seoul,August,2017. I.Splittingprimes. Splitting primes Givenapolynomialf 2Z[x],thesetofsplittingprimes

Splitting primes

Remark 2:

Galois representations are arithmetic gauge fields.

In geometry there is a correspondence

Bundle with flat connection on X

←→ Locally constant sheaf on X

←→ Representation of π1(X )

Page 31: Arithmetic Geometry for Physicists€¦ · Arithmetic Geometry for Physicists MinhyongKim Seoul,August,2017. I.Splittingprimes. Splitting primes Givenapolynomialf 2Z[x],thesetofsplittingprimes

Splitting primes

WhenX = Spec(Z[1/N]),

for N =∏

p∈S p, then

π1(X ) = Gal(QS/Q).

Thus a representation of Gal(QS/Q) is interpreted as an arithmeticflat connection on Spec(Z[1/N)).

Page 32: Arithmetic Geometry for Physicists€¦ · Arithmetic Geometry for Physicists MinhyongKim Seoul,August,2017. I.Splittingprimes. Splitting primes Givenapolynomialf 2Z[x],thesetofsplittingprimes

Splitting PrimesRemark 3:

Galois representations are motives.

Given K Galois with Galois group G ,

H0(Spec(K ),C) ' C[G ]

'∏ρ

dim(ρ)ρ,

whereρ : Gal(Q/Q) - GLn(C)

run over irreducible representations that occur in H0(Spec(K ),C).

That is, the ρ are constituent motives of Spec(K ), manifested as

ζK (s) =∏ρ

L(ρ, s)dim(ρ).

Page 33: Arithmetic Geometry for Physicists€¦ · Arithmetic Geometry for Physicists MinhyongKim Seoul,August,2017. I.Splittingprimes. Splitting primes Givenapolynomialf 2Z[x],thesetofsplittingprimes

Splitting primes

Remark 4:

The group ΓS is essentially a topologically finitely-generated group.Its representations lie in moduli spaces

M(ΓS ,G )

of representationsρ : ΓS

- G

where G is a p-adic Lie group.The structure of this moduli space is very similar to a space

M(M,G )

of G -connections on a three manifold M studied by physicists.

Page 34: Arithmetic Geometry for Physicists€¦ · Arithmetic Geometry for Physicists MinhyongKim Seoul,August,2017. I.Splittingprimes. Splitting primes Givenapolynomialf 2Z[x],thesetofsplittingprimes

Splitting primes

Remark 5:

In physics:

strings

gauge fields

automorphic forms

-

Page 35: Arithmetic Geometry for Physicists€¦ · Arithmetic Geometry for Physicists MinhyongKim Seoul,August,2017. I.Splittingprimes. Splitting primes Givenapolynomialf 2Z[x],thesetofsplittingprimes

Interlude: What is arithmetic geometry?

Page 36: Arithmetic Geometry for Physicists€¦ · Arithmetic Geometry for Physicists MinhyongKim Seoul,August,2017. I.Splittingprimes. Splitting primes Givenapolynomialf 2Z[x],thesetofsplittingprimes

Interlude: What is arithmetic geometry?

Arithmetic geometry is the study of arithmetic geometries.

These are schemes of finite type, i.e., schemes that are finite unionsof those of the form

Spec(Z[x1, x2, . . . , xn]/(f1, f2, . . . , fm)),

and maps between them, for example,

Spec(Z[x1, x2, . . . , xn]/(f1, f2, . . . , fm)) - Spec(Z)

and

Spec(Z) - Spec(Z[x1, x2, . . . , xn]/(f1, f2, . . . , fm)).

Page 37: Arithmetic Geometry for Physicists€¦ · Arithmetic Geometry for Physicists MinhyongKim Seoul,August,2017. I.Splittingprimes. Splitting primes Givenapolynomialf 2Z[x],thesetofsplittingprimes

Interlude: What is arithmetic geometry?Recall that scheme theory associates to a commutative ring A withunity, a (ringed) space

Spec(A),

whose underlying set consists of the prime ideals in A.

For example,Spec(C[x ]) = (0) ∪ C.

More generally,

Spec(C[x1, x2, . . . , xn]/(f1, f2, . . . , fm))

is the variety given as the zero set of the fi , enriched by adding apoint for each subvariety.

Spec(Z) = (0) ∪ 2, 3, 5, 7, 11, . . . , 37, . . . , 691, . . . , 1112707, . . .

Spec(Q[x ]) = (0) ∪ irreducible polynomials/Q×

Page 38: Arithmetic Geometry for Physicists€¦ · Arithmetic Geometry for Physicists MinhyongKim Seoul,August,2017. I.Splittingprimes. Splitting primes Givenapolynomialf 2Z[x],thesetofsplittingprimes

Interlude: What is arithmetic geometry?

The basic open subsets in Y = Spec(A) are of the form

Ua := Spec(A[1/a]) ⊂ Y .

There is a sheaf of rings OY on Y called the structure sheafdetermined by the values

OY (Ua) = A[1/a].

A general scheme is a topological space X equipped with a sheaf ofrings OX such that the pair (X ,OX ) is locally isomorphic to(Spec(A),OSpec(A)).

Page 39: Arithmetic Geometry for Physicists€¦ · Arithmetic Geometry for Physicists MinhyongKim Seoul,August,2017. I.Splittingprimes. Splitting primes Givenapolynomialf 2Z[x],thesetofsplittingprimes

Interlude: What is arithmetic geometry?

The basic maps of schemes are of the form

Spec(B) - Spec(A)

determined by a ring homomorphism A - B . At the level ofsets, one takes the inverse image of prime ideals.

General maps between schemes are locally of this form.

Suppose x is a point in X . Then x ∈ Spec(A) ⊂ X for some A, sothat x corresponds to a prime ideal P in A.

Thus, we get the map

Spec(A/P) - Spec(A) ⊂ X ,

which encodes the information of x .

Page 40: Arithmetic Geometry for Physicists€¦ · Arithmetic Geometry for Physicists MinhyongKim Seoul,August,2017. I.Splittingprimes. Splitting primes Givenapolynomialf 2Z[x],thesetofsplittingprimes

Interlude: What is arithmetic geometry?

The fieldk(x) := Frac(A/P)

is called the residue field at x , and we have the map

Spec(k(x)) - Spec(A/P) - Spec(A) - X .

This map is often identified with the point x .

Example:

X = Spec(Z[t]).

x = (t, p)

Spec(Fp) ⊂ - X .

Page 41: Arithmetic Geometry for Physicists€¦ · Arithmetic Geometry for Physicists MinhyongKim Seoul,August,2017. I.Splittingprimes. Splitting primes Givenapolynomialf 2Z[x],thesetofsplittingprimes

Interlude: What is arithmetic geometry?

X = Spec(Z[t]).

x = (t)

Spec(Q) ⊂ - Spec(Z) ⊂ - X .

x = (p)

Spec(Fp(t)) ⊂ - Spec(Fp[t]) ⊂ - X .

Page 42: Arithmetic Geometry for Physicists€¦ · Arithmetic Geometry for Physicists MinhyongKim Seoul,August,2017. I.Splittingprimes. Splitting primes Givenapolynomialf 2Z[x],thesetofsplittingprimes

Interlude: What is arithmetic geometry?

X = Spec(Z[t]).

x = (f (t)), where f ∈ Z[t] is an irreducible polynomial.

Spec(F ) ⊂ - Spec(Z[t]/(f (t))) ⊂ - X ,

where F = Q[t]/(f (t)) is an algebraic number field.

x = (p, f (t)), where f (t) is degree d and irreducible mod p.

Spec(Fpd ) = Spec(Fp[t]/(f (t))) ⊂ - X .

Page 43: Arithmetic Geometry for Physicists€¦ · Arithmetic Geometry for Physicists MinhyongKim Seoul,August,2017. I.Splittingprimes. Splitting primes Givenapolynomialf 2Z[x],thesetofsplittingprimes

Interlude: What is arithmetic geometry?

X = Spec(Z[t]).

x = (0)

Spec(Q(t)) ⊂ - Spec(Z[t]) = X .

Page 44: Arithmetic Geometry for Physicists€¦ · Arithmetic Geometry for Physicists MinhyongKim Seoul,August,2017. I.Splittingprimes. Splitting primes Givenapolynomialf 2Z[x],thesetofsplittingprimes

Algebra or Geometry?

Figure: Mumford’s picture of Spec(Z[x ])

Page 45: Arithmetic Geometry for Physicists€¦ · Arithmetic Geometry for Physicists MinhyongKim Seoul,August,2017. I.Splittingprimes. Splitting primes Givenapolynomialf 2Z[x],thesetofsplittingprimes

Interlude: What is arithmetic geometry?Another point that arises from x is

Spec(k(x)) - Spec(k(x)) - X ,

where k(x) is the separable closure of k(x). This map is sometimescalled the geometric point with image x .

For example, Z - Z/p = Fp⊂ - Fp gives rise to the geometric

pointSpec(Fp) - Spec(Fp) ⊂ - Spec(Z).

Also,Spec(Q) - Spec(Q) ⊂ - Spec(Z).

Spec(Q(t)) - Spec(Q(t)) ⊂ - Spec(Z[t]).

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Interlude: What is arithmetic geometry?The arrow

Spec(Z[x1, x2, . . . , xn]/(f1, f2, . . . , fm)) - Spec(Z)

is opposite to the inclusion

Z ⊂ - Z[x1, x2, . . . , xn]/(f1, f2, . . . , fm)

but the geometric perspective encourages us to view the scheme asa fibre-bundle over Spec(Z).

Reducing modulo a prime p gives us an inclusion

Fp⊂ - Fp[x1, x2, . . . , xn]/(f1, f2, . . . , fm),

which in geometric form

Spec(Fp[x1, x2, . . . , xn]/(f1, f2, . . . , fm)) - Spec(Fp)

is the fibre of the previous map over the point p.

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Interlude: What is arithmetic geometry?

Other important basic morphisms include:Inclusion of a point:

Spec(Fp) ⊂ - Spec(Z);

Inclusion of a point through a tubular neighbourhood:

Spec(Fp) ⊂ - Spec(Zp) - Spec(Z);

An open embedding:

Spec(Z[1/N)) ⊂ - Spec(Z);

Refinements of open embeddings:

Spec(Z) ⊃ Spec(Z[1/2]) ⊃ Spec(Z[1/6]) ⊃ Spec(Z[1/30]) · · · .

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Interlude: What is arithmetic geometry?

Note that if N =∏k

i=1 peii , then

Spec(Z[1/N]) = Spec(Z[1/p1, 1/p2, . . . , 1/pk ])

= Spec(Z) \ p1, p2, . . . , pk.

Sometimes consider limits like

Spec(Q) = ∩NSpec(Z[1/N]).

A variety over a finite field looks like

Spec(Fp[x1, x2, . . . , xn]/(f1, f2, . . . , fm)) - Spec(Fp) ⊂ - Spec(Z),

which is fibred over Spec(Z) with only one fibre.

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Interlude: What is arithmetic geometry?

The arrow

Spec(Z) - Spec(Z[x1, x2, . . . , xn]/(f1, f2, . . . , fm)).

is opposite to a ring homomorphism

Z[x1, x2, . . . , xn]/(f1, f2, . . . , fm)) - Z;

Hence, it corresponds to an integral solution of the system ofequations

f1 = 0, f2 = 0, . . . , fm = 0.

Similarly, an arrow

Spec(A) - Spec(Z[x1, x2, . . . , xn]/(f1, f2, . . . , fm))

corresponds to solutions with entries in A (e.g. Zp, Fp, Q, R, ...).

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Equationy2 = x3 − 2

has solution(234092288158675600

,113259286337279449455096000

)

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Interlude: What is arithmetic geometry?

Picture 1:y2 = x3 − 2

×P

View of classical algebraic geometry, say à là Weil.

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Interlude: What is arithmetic geometry?

Picture 2:X

B

P

]]

B = Spec(Q)

X = Spec(Q[x , y ]/(y2 − x3 + 2))

This view emphasised by A. Grothendieck.

Page 53: Arithmetic Geometry for Physicists€¦ · Arithmetic Geometry for Physicists MinhyongKim Seoul,August,2017. I.Splittingprimes. Splitting primes Givenapolynomialf 2Z[x],thesetofsplittingprimes

Interlude: What is arithmetic geometry?

Picture 3:XN

BN

P

]]

BN = Spec(Z[1/N])

XN = Spec(Z[1/N][x , y ]/(y2 − x3 + 2))

where, N = 3830.

Page 54: Arithmetic Geometry for Physicists€¦ · Arithmetic Geometry for Physicists MinhyongKim Seoul,August,2017. I.Splittingprimes. Splitting primes Givenapolynomialf 2Z[x],thesetofsplittingprimes

Interlude: What is arithmetic geometry?

We have449455096000 = 26 · 53 · 3833

and58675600 = 24 · 53 · 3832

So solution(234092288158675600

,113259286337279449455096000

)

has coordinates in ring

Z[1

2 · 5 · 383] = Z[1/3830].

Should think of it as having ‘poles’ at (2), (5), (383).

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Interlude: What is arithmetic geometry?Can also consider the homogeneous equation

zy2 − x3 + 2z3 = 0

or the scheme

X = Proj(Z[x , y , z ]/(zy2 − x3 + 2z3).

This is a union of three pieces

Spec(Z[x , y ]/(y2 − x3 + 2);

Spec(Z[x , z ]/(z − x3 + 2z3);

Spec(Z[y , z ]/(zy2 − 1 + 2z3).

Then the point

(89426414521128940 : 2456480661369244231 :

65930118577144000)

is a mapSpec(Z) - X.

Page 56: Arithmetic Geometry for Physicists€¦ · Arithmetic Geometry for Physicists MinhyongKim Seoul,August,2017. I.Splittingprimes. Splitting primes Givenapolynomialf 2Z[x],thesetofsplittingprimes

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Picture 4:

Spec(Z)

X7 X13 · · ·

· · ·

X · · ·

2 3 5 7 11 13 379 383 389

P

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Interlude: What is arithmetic geometry?

Topology:

Basic open sets in the Zariski topology on Spec(A) are of the formSpec(A[1/a]). Grothendieck topologies regard suitable maps

Spec(B) - Spec(A)

as open sets.

Intersections of open sets are replaced by fibre products

Spec(B)×Spec(A) Spec(B) -- Spec(B) - Spec(A),

whereSpec(B)×Spec(A) Spec(B) = Spec(B ⊗A B).

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Interlude: What is arithmetic geometry?

The most important one (so far) is the étale topology.

A mapSpec(B) - Spec(A)

is called étale essentially if B is locally of the form

A[x ]/(f (x))

where f ∈ A[x ] is a monic polynomial such that ∆(f ) ∈ A×.

The key point is that all fibers

Spec(B ⊗A (A/m)) = Spec((A/m)[x ]/(f )) - Spec(A/m)

have the same number of geometric points.

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Interlude: What is arithmetic geometry?

For the map

Spec(C[x ][y ]/(yn − x)) - Spec(C[x ]),

we have∆ = (−1)n−1nnxn−1.

This is *not* a unit in C[x ], so the map is not étale.

However,

Spec(C[x , x−1][y ]/(yn − x)) - Spec(C[x , x−1])

is étale.

Page 60: Arithmetic Geometry for Physicists€¦ · Arithmetic Geometry for Physicists MinhyongKim Seoul,August,2017. I.Splittingprimes. Splitting primes Givenapolynomialf 2Z[x],thesetofsplittingprimes

Interlude: What is arithmetic geometry?

Similarly,

Spec(Fp[x , x−1][y ]/(yn − x)) - Spec(Fp[x , x−1])

is étale if p - n.

The mapSpec(Z[x ]/(x2 + 23)) - Spec(Z)

is not étale,

ButSpec(Z[1/46][x ]/(x2 + 23)) - Spec(Z[1/46])

is étale.

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Interlude: What is arithmetic geometry?

Together with the notion of an étale open map

Y - X ,

have the notion of an étale open covering

(Ui- X )i∈I .

Can use this to form a complex C ((Ui ),Z/n):∏i

C (Ui ,Z/n) -∏i<j

C (Ui ×X Uj ,Z/n)

-∏

i<j<k

C (Ui ×X Uj ×X Uk ,Z/n) - · · ·

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Interlude: What is arithmetic geometry?

Étale cohomology with coefficients in Z/n is then defined as

H i (X ,Z/n) := H i (lim−→(Ui )

C ∗((Ui ),Z/n)).

[This is not always right, but good enough for many purposes.]

Also,H i (X ,Zp) := lim←−H i (X ,Z/pn),

andH i (X ,Qp) ' H i (X ,Zp)⊗Qp.

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Interlude: What is arithmetic geometry?

There is a collection of techniques for computing étale cohomology,for example,

(1) Comparison with complex cohomology;(2) Comparison with (pro-finite) group cohomology;(3) Long exact sequences depending on ‘breaking up’ X .(4) Spectral sequences depending on maps between spaces;(5) Generalisation to sheaves and ‘breaking up sheaves’.(6) Operations on sheaves;(7) Various base-change theorems;(8) Lefschetz trace formula.(9) etc.

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Interlude: What is arithmetic geometry?

For example, if X is a variety over Q, then

H i (X ,Z/n) ' H i (X (C),Z/n)

and the same for all the other coefficients.

On the other hand, suppose X is defined over Q and X is the samevariety regarded as being over Q.

The difference is between

Spec(Q[x1, . . . , xn]/(f1, . . . , fm))

andSpec(Q[x1, . . . , xn]/(f1, . . . , fm)).

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Interlude: What is arithmetic geometry?

ThenH i (X ,Z/n) ' H i (X (C),Z/n).

But the left hand side has a natural action of

Gal(Q/Q).

Thus, we end up with ‘arithmetic symmetry’ acting on complexcohomology.

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Interlude: What is arithmetic geometry?Simple application:

Suppose X is a complex variety and σ ∈ Aut(C).

Let X σ be obtained from X by changing all the coefficients of thedefining equation for X using σ.

For example, suppose the equations defining X has all coefficientsalgebraic except for some occurrences of π. There is a σcorresponding to substitution of all occurrences of π by e.

ThenH i (X ,Z) ' H i (X σ,Z).

Proof: The map σ : X - X σ is a continuous isomorphism forthe étale topology and induces

H i (X ,Z/n) ' H i (X σ,Z/n)

for all n.

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Interlude: What is arithmetic geometry?

But more serious application is when X is defined over Q, so thatone ends up with a Galois representation

ρ : Gal(Q/Q) - Aut(H i (X ,Qp)).

These are the main examples of Galois representations studied inarithmetic geometry.

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Interlude: What is arithmetic geometry?

Example: X = Gm = Spec(Q[x , x−1]). Then

H1(X ,Zp) ' Zp(−1) := Hom(Zp(1),Zp),

as a representation of Gal(Q/Q), where

Zp(1) := lim←−µpn ,

and µi is the group of i−th root of unity. Thus,

Zp(1) ' Zp

as a group, but the Galois action is determined by the quotients

µpn ' Z/pn.

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Interlude: What is arithmetic geometry?

Example: When E is an elliptic curve,

H1(X ,Zp) ' TpE ⊗Zp Zp(−1).

Here,TpX = lim←−

n

E [pn].

This is still quite difficult when E doesn’t have complexmultiplication. Most of the time

Im(Gal(Q/Q)) ' Aut(H1(E ,Zp)).

When E has complex multiplication the action can be describedrelatively explicitly in terms of class field theory and the maintheorem of complex multiplication.

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Most other cases are difficult. Among the best understood areGalois representations associated to modular forms. which areobtained as pieces of the étale cohomology of Kuga-Sato varieties.

One proves identities like

ap = Tr(Frp)

by relating the action of Frp to the action of a Heckecorrespondence Tp, and using the fact that ap is eigenvalue of Tp

on the modular form F .

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This kind of phenomena persists for the cohomology of Shimuravarieties, where the étale cohomology tends to have actions of bothGalois groups and Hecke algebra. This often allows associations like

π 7→ ρπ

from automorphic representations to Galois representations.

For automorphic representations of groups that do not haveassociated Shimura varieties, one uses versions of Langlandsfunctoriality to move the computations to Shimura varieties.

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Interlude: What is arithmetic geometry?

However, one quite general fact is that the homomorphism

Gal(Q/Q) - Aut(H i (X ,Zp))

factors through a quotient

Gal(QS/Q) ' π1(Spec(Z[1/S))

and defines a point in a moduli space

M(Spec(Z[1/S ]),GLn(Zp)).

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Interlude: What is arithmetic geometry?

Reason:

Can ‘spread out’ X into

X ⊂ - XS

Spec(Q)?

⊂- Spec(Z[1/S ]?

where the right hand side is a fibre bundle.

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Interlude: What is arithmetic geometry?

General theme:

Arithmetic geometries are quite different from the manifolds thatcome up in physics. However, moduli spaces of G -bundles on suchspaces are quite close to moduli spaces of physics.

In particular, whenX = Spec(Z[1/N]),

the moduli spaceM(X ,GLn(Zp))

of principal GLn(Zp)-bundles on X parametrises Galoisrepresentations of the sort standardly studied in number theory, andone might attempt to look at them from the point of view ofphysics, especially TQFT.

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M(X ,GLn(Zp))≤wMot⊂loc- [

∏′p WD(Xv ,GLn(Zp))C]≤w

M(X ,GLn(Zp))⊃M(X ,GLn(Zp))Mot

?

⊂loc-∏′

p WD(Xv ,GLn(Zp))C

?

Page 76: Arithmetic Geometry for Physicists€¦ · Arithmetic Geometry for Physicists MinhyongKim Seoul,August,2017. I.Splittingprimes. Splitting primes Givenapolynomialf 2Z[x],thesetofsplittingprimes

Interlude: What is arithmetic geometry?

The elements

((φp,Np))p ∈′∏p

WD(Xv ,GLn(Zp))C

consist of the following data:

– φp ∈ GLn(C), semi-simple;– Np ∈ Mn(C) nilpotent, such that

φ−1p Npφp = pNp,

and Np = 0 for most p;– There is a w such that

‖φp‖ ≤ pw

for all p.

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L(((φp,Np))p)) =∏p

1det([I − φp]|(Cn)N=0 .

Will not converge in general. Get a function

L : [′∏p

WD(Xv ,GLn(Zp))C]≤w - C

for w = w0 sufficiently small, say w0 = −2.

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Change

((φp,Np))p - ((φp,Np))p(s) := ((p−sφp,Np))p.

Then

((p−sφp,Np))p(s) ∈ [′∏p

WD(Xv ,GLn(Zp))C]≤w0

for Re(s) >> 0.

When ((φp,Np))p = loc(ρ), then write

L(ρ) = L(loc(ρ))

andL(ρ(s)) = L(loc(ρ)(s)).

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Within region of convergence, if n ∈ Z,

L(ρ(n)) = L(ρ(n)).

Here, left hand side refers to ρ⊗ Zp(n).

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(Part of) Hasse-Weil conjecture:

Ifρ ∈M(X ,GLn(Zp))≤wMot ,

thenL(ρ(s))

extends to analytic function of s.

As a consequence, one can define

L :M(X ,GLn(Zp))Mot- C

byL(ρ) = L([ρ(−n)](n))

for n-sufficiently large.

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Conjectures of Beilinson and Deligne:

L(ρ)/Ωρ ∈ Q,

where Ωρ is a period.

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(Part of the) Main conjecture of Iwasawa theory:

There exists a p-adic analytic extension given by the vertical arrow:

M(X ,GLn(Zp)) ⊃M(X ,GLn(Zp))Mot

Cp

Lp

?

L/Ω

Lp is called the p-adic L-function.

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The moduli spaceM(X ,GLn(Zp)) carries a a determinant linebundle

DET - M(X ,GLn(Zp))

whose fibre over [ρ] is

DET[ρ] = detH∗c (X , ρ).

Kato has conjectured the existence of a canonical trivialisation

Z ∈ Γ(M(X ,GLn(Zp)),DET )

more or less equivalent to the main conjecture.

Can one give ‘physics constructions’ of such trivialisations?

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L-functions are believed to be a powerful unified approach toarithmetic geometry.

For example, if ρE = TpE is the representation given by the torsionpoints of an elliptic curve E/Q, then it is conjectured that

ords=0L(ρ(s)) = rankE (Q).

However, even in the best of all possible worlds, L-functions carrylinearised information about arithmetic schemes.

A wild hope is that a more dynamic quantum theory of spaces likeM(X ,G ) will help with the study of non-linear invariants as well.