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    THEME ARTICLES

    Aromatherapy: Mythical,Magical, or Medicinal?

    Aromatherapy, a branch of herbology, is one of the fastest growing therapies in the world today. Historically,

    essential oils are best used in the form of massage or bath oils or inhalations. Frequently, it is reported that

    aromatherapy leaves one feeling uplifted, stimulated, invigorated, or rejuvenated, depending on the oil used.

    When inhaled, the various aromas penetrate the bloodstream via the lungs causing physiologic changes. In turn,

    the limbic system, which controls our emotions and memories, is affected. Some consider aromatherapy as

    mystical or magical; others, however, are attempting to validate empirically this ancient therapy as medicinal.

    Key words:alternative medicine,aromatherapy,complementary medicine

    Deborah V. Thomas, EdD, ARNP, CS

    Assistant Professor

    School of Nursing

    University of Louisville

    Louisville, Kentucky

    My soul travels on the smell of perfume like the souls

    of other men on music.

    Charles Baudelaire

    Little Poems in Prose:A Hemisphere of Hair(1857)

    INTRODUCTION

    How does that make you feel? Ah, the

    quintessential question of mental health pro-fessionals. Is how we feel complexly re-

    lated to or merely subjugated to the simplest

    anatomy of the olfactory system? Is aro-

    matherapy magical, mythical, or medicinal?

    Perhaps the answer will never be clearly de-

    fined; however, there are some things we do

    know. Specifically, we know that, for many

    individuals coming home after a long day

    at work, the simple ritual of lighting a can-

    dle or two around the house will help to

    soothe the soul andcalm thenerves, allowing

    the body and mind to relax and reenergize.

    The popularity of various complementary

    and alternative medicine (CAM) therapies,

    including aromatherapy, is on the rise due

    Holist Nurs Pract 2002;17(1):816c 2002 Lippincott Williams & Wilkins, Inc.

    8

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    Aromatherapy 9

    in part to trends in cultural communication,

    marketing, and product promotion. Also, it is

    reflected in nurses use of aromatherapy. The

    three most common CAM therapies used

    by nurses are aromatherapy, massage, and

    reflexology.1

    The practical link between smell, emo-

    tions, thoughts, and feelings is obvious to

    most of us. We usually associate smells with

    a pleasant or unpleasant feeling, hardly ever

    a neutral one. This is a powerful indicator

    of how smells, via the olfactory nerves, linkup with the limbic system in the brain. The

    limbic system is the command central for

    our emotional or affective states, and it is

    connected to the olfactory bulb.2

    This does not preclude or negate the no-

    tion that many other sensory inputs could

    stimulate equally pleasant thoughts or feel-

    ings. While the sense of smell enjoys no par-

    ticular advantage when it comes to access-

    ing various parts of the brain, neither can

    it be ignored. Perception of the experience

    is what matters most, not the reality of theexperience, which may not be empirically

    supported.

    Thus, the value of aromatherapy can-

    not be underestimated; this fact in itself con-

    tributes to the difficulty in defining empiri-

    cal support. There is a great deal of debate

    over the efficacy of aromatherapy. Some ar-

    gue that claims for therapeutic value or ben-

    efit outweigh the scientific evidence.3,4 Re-

    gardless of the side of the debate on which

    you fall, the use of CAM therapies, of which

    aromatherapy is but one, is gaining contin-ued attention from consumers and health

    care providers.5 This requires nursing to

    move forward with research that will sup-

    port claims on either side of the debate re-

    garding use and benefit of aromatherapy as

    one modality of CAM.

    The purpose of this article is to briefly re-

    view the definition and history of aromather-

    apy, present a summary of current research

    related to uses of aromatherapy in various

    clinical situations, and discuss ethical impli-

    cations for practice.

    DEFINITION

    Current literature defines aromatherapy as

    the use of pure essential oils from various

    parts of a plant, including the blossoms,roots, or leaves, to help improve physical

    and mental health, quality of life in general,

    or just for fun.2,6 Pleasant smelling botanical

    oils such as rose, lemon, lavender, and pep-

    permint can be added to the bath, massaged

    into the skin, inhaled directly, or diffused to

    scent an entire room. Thus, aromatherapy

    means treatment using scents.

    There are about 150 essential oils. Table 1

    provides a sampling of these and their var-

    ied effects. Most essential oils have anti-

    septic properties; some are antiviral, anti-inflammatory, pain relieving, antidepressant,

    or expectorant. Those who use aromathera-

    pies may take advantage of other properties

    of essential oils such as stimulation, relax-

    ation, and digestion improvement as well as

    their diuretic properties.

    HISTORY

    Aromatherapy datesback over 6,000 years

    to ancient Egypt,the FarEast, China,and Re-

    naissance Europe. Ayurveda is Indias tradi-tional, natural system of medicine that has

    been practiced for more than 5,000 years.

    Ayurveda is a Sanskrit word that, literally

    translated, means science of life; it in-

    cludes the use of aromatic oils in rejuvenat-

    ing and healing recipes.

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    10 HOLISTICNURSINGPRACTICE/OCTOBER2002

    Table 1. Essential oils and effects

    Essential oil Effect

    Basil Uplifting, refreshing, clarifying, aiding concentration

    Bergamot Refreshing, uplifting

    Chamomile Refreshing, relaxing, calming, soothing, balancing

    Cedarwood Sedating, calming, soothing, strengthening

    Clary sage Warming, relaxing, uplifting, calming, causing euphoria

    Cypress Relaxing, refreshing, providing astringent qualities

    Eucalyptus Head clearing, providing antiseptic and decongestant properties, invigorating

    Fennel Providing carminative properties, easing wind and indigestion

    Frankincense Relaxing, rejuvenating, easing breathing, dispelling fears

    Geranium Refreshing, relaxing, balancing, harmonizingHyssop Providing decongestant properties

    Jasmine Relaxing, soothing, building confidence

    Juniper Refreshing, stimulating, relaxing, promoting diuresis

    Lavender Refreshing, relaxing, providing therapeutic qualities, calming, soothing

    Lemon Refreshing, stimulating, uplifting, motivating

    Lemongrass Toning, refreshing, fortifying

    Marjoram Warming, fortifying, sedating

    Melissa Uplifting, refreshing

    Myrrh Toning, strengthening, rejuvenating, providing expectorant properties

    Neroli Relaxing, dispelling fears

    Orange Refreshing, relaxing

    Patchouli Relaxing, enhancing to sensuality

    Peppermint Cooling, refreshing, head clearing

    Petitgrain Refreshing, relaxingPine Refreshing, providing antiseptic properties, invigorating, stimulating

    Rose Relaxing, soothing, enhancing to sensuality, building confidence

    Rosemary Invigorating, refreshing, stimulating, clarifying

    Sandalwood Relaxing, warming, building confidence, grounding

    Tea tree Acting as antiseptic, strengthening to immune system

    Thyme Acting as antiseptic, refreshing, strengthening to immune system

    Ylang ylang Relaxing, soothing, enhancing to sensuality

    The medieval physician Avicenna is

    credited with determining the methods for

    extracting essential oils from plants.3 Theancient Egyptians used aromatherapy for

    religious and medicinal purposes and in

    incense, embalming, perfumes, and cosmet-

    ics. Wigs often were scented with oils to

    mask the stench of unsanitary streets and

    bodies. Hippocrates, the father of modern

    medicine, used aromatherapy baths and

    scented massage. He also used aromatic

    fumigations to rid Athens of the plague.In France, hospitals often burned rosemary

    and lavender for fumigation.

    In the 1930s the term aromatherapy

    was coined when French chemist Rene

    Maurice Gattefosse discovered the benefits

    of lavender oil when it healed his burned

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    Aromatherapy 11

    hand without leaving scars. He then started

    investigating the effects of other essential

    oils for healing.7 During World War I,

    French army surgeon Dr Jean Valnet ex-

    perimented on wounded soldiers and found

    that essential oils were excellent antiseptics

    that detoxified. Later, Madame Marguerite

    Maury elevated aromatherapy as a holistic

    therapy. She started prescribing essential

    oils as remedies for her patients ailments.

    She also is credited with the modern use of

    essential oils in massage.7

    Today, essential oils are very potent,

    complex, highly fragrant, and volatile sub-

    stances. Essential oils consist of chemical

    compounds that contain hydrogen, carbon,

    and oxygen. The primary functional groups

    of the essential oils used in aromatherapy are

    monoterpenes, esters, aldehydes, ketones,

    alcohols, phenols, and oxides.8

    Current aromatherapy products are avail-

    able as ointments, lotions, creams, soaps,

    shampoos, bath salts, massage oils, com-

    presses, vaporizers, personal mists, roomdiffusers, room mists, incense, and candles.

    Most aromatherapy products are delivered

    to the body via massage or inhalation. His-

    torically, aromatherapy must be acknowl-

    edged as a timeless intervention, growing

    and evolving as practitioners use scientific

    rigor to explore its effects.

    RESEARCH

    A review of the literature suggests ma-

    jor gaps in the knowledge related to theclinical application of aromatherapy in re-

    lation to issues of dosage, methods of ad-

    ministration, and therapeutic effects.9 There

    is a paucity in both quantitative and quali-

    tative studies pertinent to aromatherapy as

    a specific modality of complementary ther-

    apy. There are many peripherally relevant

    articles that address anecdotal practice stan-

    dards, opinions, or philosophical beliefs as

    they relate to the practice of complemen-

    tary or alternative therapies. No randomized,

    controlled, double-blind studies were found.

    One problem encountered with this litera-

    ture review is that there appeared to be many

    studies related to aromatherapy. However,on

    further examination most of these studies ac-

    tually were looking at alternative medicine

    as a whole and most often reported researchrelated to the use of herbs. The following are

    examples of the types of studies currently

    reported in the literature on aromatherapy in

    clinical settings.

    Walsh and Wilson10 randomly as-

    signed severely disabled participants in an

    extended-stay neurology unit to receive

    five hourly sessions of one of four of the

    following treatment regimens: relaxation,

    aromatherapy, reflexology, or aromatherapy

    and reflexology combined. Treatments

    occurred weekly for 5 weeks. Daily recordsof perceived problems, pain, and mood

    were maintained throughout the study.

    Results indicated that patients daily mood

    ratings were highest when aromatherapy

    and reflexology were combined.

    Using the General Health Questionnaire,

    results suggest a positive reduction in re-

    ports of psychological distress by these

    patients. Methodological flaws were pre-

    empted by use of visual analog scales and

    semi-structured interviews using psychome-

    trically valid measures of mental healthand personal adjustment. In addition, nurses

    were unaware of which type of therapy

    was being administered to participants un-

    til completion of the study. As a result

    of this study, regular baseline assessments

    for all new patients and post-intervention

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    12 HOLISTICNURSINGPRACTICE/OCTOBER2002

    evaluations have been implemented as stan-

    dard practice.10

    Tate11 attempted to establish efficacy of

    peppermint oil as treatment for postoper-

    ative nausea. There were no statistically

    significant differences between subjects or

    variables. In this three-condition design,

    peppermint oil was the independent variable

    and nausea was the dependent variable.

    Sample size was 18 patients who underwent

    gynecologic surgery.

    Subjects were randomly assigned to ei-ther a control group (no treatment), group 2

    (placebo), or group 3 (peppermint oil). All

    patients were in single rooms on two wings

    to eliminate cross-contamination. Results of

    this study indicate there is some evidence

    to suggest that peppermint oil may im-

    prove postoperative nausea in gynecologic

    patients.11 Further studies with varied post-

    operative patients need to be performed.

    In a study by Dunn and associates,12

    122 patients admitted to a general intensive

    care unit (ICU) were randomly chosen to re-ceive massage, aromatherapy using essential

    oil of lavender, or a period of bed rest. As-

    sessments before and after included phys-

    iologic stress indicators and patients self-

    report of anxiety levels, mood, and ability to

    cope with the ICU experience.

    Of the 122 initial participants, 77% were

    able to complete subjective assessments. Re-

    sults suggest that patients who received aro-

    matherapy reported significantly greater im-

    Patients who received aromatherapy

    reported significantly greater

    improvement in their mood and

    perceived level of anxiety.

    provement in their mood and perceived level

    of anxiety. These participants also felt less

    anxious and more positive immediately fol-

    lowing the therapy, although this effect was

    not sustained or cumulative.12 The results

    of this study cannot be generalized; how-

    ever, thefindings raise a numberof important

    points for health care providers to consider

    when planning for the care of patients.

    Blanc and coworkers5 conducted a ran-

    dom population telephone sample of adults

    aged 18 to 50 with a self-report of a physi-cian diagnosis of asthma or rhinosinusi-

    tis. The study objective was to determine

    prevalence of specific CAM use, includ-

    ing aromatherapy. Structured telephone in-

    terviews inquired about CAM use in the past

    12 months. Results indicated that, in this

    population, herbal use was reported by 24%

    of participants. However, there were no sta-

    tistical differences in the frequency of herbal

    use, overall or by subcategory, among those

    with asthma compared with those with rhi-

    nosinusitis. This also was true for acupunc-ture, aromatherapy, and various forms of

    massage.

    In a small pilot study by Komori and

    colleagues,13 12 depressed men were ex-

    posed to citrus fragrance in the air and com-

    pared with 8 patients not exposed to the fra-

    grance. Both groups were taking prescribed

    antidepressants. It was reported that the dose

    of antidepressants in the experimental group

    could be significantly reduced. However, the

    study was not randomized and included a

    small number of participants with varyingdose and type of antidepressants. Accord-

    ing to this study, it is not possible to draw

    any clear conclusions about the value of aro-

    matherapy for depression.

    Using a quasi-experimental design with a

    convenience samplingmethod, Brownfield14

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    Aromatherapy 13

    selected nine patients diagnosed with

    rheumatoid arthritis. Each participant was

    placed in one of three groups. The con-

    trol group completed pre- and posttests only.

    Group 2 completed pretests and were mas-

    saged for two nights with no oil, then com-

    pleted the posttest, followed by two nights

    of massage with lavender oil. Group 3 did

    the reverse of group 2. The variables being

    investigated were pain perception, sleep, and

    well-being.

    Quantitative results about pain, generatedfrom the Visual Analog Scale (VAS), did

    not reveal any reduction in pain levels fol-

    lowing massage or aromatherapy massage.

    However, data generated by interview re-

    vealed that those patients receiving the mas-

    sage with lavender oil were able to decrease

    intake of analgesia due to perceived reduc-

    tion in pain perception. Investigators report

    this contradictory finding may be due to pa-

    tients with rheumatoid arthritis having diffi-

    culty distinguishing pain from stiffness, and

    patients may define pain differently at differ-ent times.

    No improvement in sleep was noted in the

    VAS recordings. Once again, the interview

    responses showed that the use of massage

    with lavender oil affected sleep patterns in a

    positive manner.

    The VAS data suggest that perceptions of

    the massage containing lavender oil showed

    enhanced perception of well-being. Thisalso

    was reflected in the interviews.14 A ma-

    jority of respondents in this study (83%,

    n= 5) expressed a desire to receive fur-ther massage containing lavender oil if the

    treatment was to be available to them in

    the hospital. An obvious limitation to this

    study is the study sample size and the inher-

    ent limitations using a quasi-experimental

    design.

    In a study conducted by Hay and

    associates,15 the efficacy of aromatherapy

    in the treatment of patients with alopecia

    areata was examined using a randomized,

    double-blind, controlled trial of 7 months

    duration, with follow-up at 3 and 7 months.

    The study was conducted in a dermatology

    outpatient department. There were 86 invited

    participants, all diagnosed as having alope-

    cia areata. The 86 patients were randomized

    into two groups. The active group massaged

    essential oils (thyme, rosemary, lavender,and cedarwood) in a mixture of carrier oils

    (jojoba and grapeseed) into their scalp daily.

    The control group used only carrier oils for

    their daily scalp massage.

    Two dermatologists independently eval-

    uated treatment success using sequential

    photographs. Likewise, degree of improve-

    ment was measured by two methods: a

    6-point scale and computerized analysis of

    traced areas of alopecia. Results indicated

    that 19 (44%) of 43 patients in the active

    group showed improvement compared with6 (15%) of 41 patients in the control group.

    An alopecia scale was applied by blinded ob-

    servers on sequential photographs and was

    shown to be reproducible with good interob-

    server agreement(kappa=0.84). The degree

    of improvement on photographic assessment

    was significant (p= .05). Demographic anal-

    ysis showed that the two groups were well

    matched for prognostic factors. Results sug-

    gest aromatherapy is a safe and effective

    treatment for alopecia areata.

    Hay and coworkers15 reported that treat-ment with these essential oils was signif-

    icantly more effective than treatment with

    the carrier oil alone. A potential limitation

    to this study lies in the fact that the investi-

    gators did not clearly delineate their process

    for randomization.

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    14 HOLISTICNURSINGPRACTICE/OCTOBER2002

    While all of the research studies discussed

    indicate encouraging information about the

    use and potential benefits of aromatherapy,

    there must be considerable effort to conduct

    experimental research to further the fund

    of knowledge needed for evidence-based

    practice.

    IMPLICATIONS FOR PRACTICE

    AND ETHICAL CONSIDERATIONS

    Even though aromatherapy is widely prac-ticed, as well as other forms of complemen-

    tary or alternative therapies, there still exists

    a lacunae of empirical support on which to

    base practice. Existing evidence is mainly

    based on anecdotal claims in the absence

    of well-designed case studies or randomized

    control trials.12,16 Nurses must continue to

    evaluate the benefit, or lack thereof, of CAM

    techniques (such as aromatherapy), ensuring

    sound evidence-based practice that will hold

    up to rigorous scrutiny and not be rebuffed

    as the trend or therapy of the month.Norton17 suggests that nurses must con-

    sider incorporating or facilitating various

    complementary therapies to benefit patients.

    Along with this responsibility comes an ac-

    countability to ensure an appropriate, sound

    knowledgebase and clinical savvy.

    Trends in modern medicine have been re-

    ductionistic in nature and have assumed that

    patients seek only to be cured. This has

    occurred slowly over time and is increas-

    ing due to a highly technological approach,

    which often emphasizes interventions suchas surgery and medication. It is beyond the

    scope of this article to discuss the impact of

    insuranceand managed care on the increased

    focus on curing versus caring. However,

    this is a powerfulcontributingfactor andcan-

    not be ignored.

    Some may argue that nursing, in contrast,

    focuses on a caring approach using compas-

    sionate caring skills to help move a patient to

    a healthier state of mind, body, and spirit.18

    Watsons19 caring theory of nursing main-

    tains that caring is one of the intrinsic factors

    needed to guide holistic nursing practice that

    truly integrates the physical, psychosocial,

    and spiritual needs of the patient. Many

    of the nursing theorists, such as Levine,

    Neuman and Roy, support this and reflect

    the importance of a holistic approach.While it may be simple to choose one

    or the other of these philosophical leanings

    toward the medical or nursing model (re-

    gardless of professional discipline), if we

    are truly dedicated to the benefit and well-

    being of our patients, we may opt to em-

    brace both. As we move away from the

    traditional paternalistic model of health care

    where provider knows best, perhaps we

    can truly begin to demonstrate uncondi-

    tional respect for and encourage the auton-

    omy of our patients within the health caresystem.

    For practitioners using various functions

    or applications of aromatherapy, patient suf-

    fering may seem to diminish. Relief, if only

    briefly, is often welcomed by those suffering

    from physiologic or emotional pain and suf-

    fering. Frequently, modern health care prac-

    titioners sacrifice contact with patients in the

    name of efficiency. Sadly, this lack of con-

    nection or contact hurts both the patient and

    the practitioner.

    The most powerful therapeutic or seem-ingly magical cures occur due to the time

    a practitioner and patient are able to spend

    getting to know each other.20 Often, the sub-

    tleties that occur during seemingly unim-

    portant conversation can hold the key to

    therapeutic interventions.

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    Aromatherapy 15

    If you do not connect with your patients

    they may never tell you the simple things

    that work for them, such as an herbal bath,

    a scented candle, or a massage with laven-

    der oil. While these things may not, in and of

    themselves, cure, they may certainly make

    someone feel better. Often the most effica-

    cious therapy is one that is not quickly dis-

    cernible to the researcher. It is reasonable to

    consider that this may be in part due to the

    neurobiologic foundation of aromatherapy,

    which is not easily studied in live humans.Comfort or relief from sufferingmay be so

    subtly induced it is not measurable by labo-

    ratory tests or brain waves. Maybe it is only

    measurable by report of our patients. Maybe

    this is what we should listen to most. Isnt

    that why we do what we do as nurses?

    CONCLUSION

    Currently there is a lack of sound evidence

    regarding the appropriate use of aromather-

    apy in a variety of health care settings. Anec-dotal accounts are plentiful, however, they

    are not supportedby randomized, controlled,

    double-blind studies. In fact, such studies

    have not been performed. Part of the rea-

    son may be the lack of available funding

    for this area of research as opposed to the

    vast resources available to pharmaceutical

    companies. Thus, in order to practice in a

    manner that is morally and ethically respon-

    sible, nursing must systematically evaluate

    any new therapeutic modalities such as aro-

    matherapy that have the potential to do harm

    as well as good.

    With this in mind, perhaps the question

    initially posed in the article title is not yet

    readily answered. It may well depend on

    the practitioner or the patient, the day, themood, the scent, or even the intentionality

    of the provider. Maybe the enigma of the

    essence of aromatherapy serves as a guiding

    premise to the answer. To some, it is myth,

    because there is no real empirical evidence

    in the volumes necessary to be counted. For

    others, perhaps the magic is thebelief or faith

    that it will work. Yet, for others, it may be

    clear and simple: a medicinal approach to

    distress, illness, or health promotion. It is

    clear that clinical studies must be conducted

    to garner support for effectiveness as wellas determine potential dangers to patients. It

    seems that whatever argument we use to an-

    swer this question, the end result will vary in

    degree by circumstance, context, and inher-

    ent belief of individuals.

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