arthur l alarcon financial disclosure report for 2010

8/3/2019 Arthur L Alarcon Financial Disclosure Report for 2010

http://slidepdf.com/reader/full/arthur-l-alarcon-financial-disclosure-report-for-2010 1/10

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 201 0

Report Required by the Ethicsin Governmen t Act of 1978

(5 L~S.C app. §§ 101-111)

1. Person Repor ting ( las t name, f ir s t , middle init ial)

A larcon , A r th u r L .

4. Ti t le (Art ic le 11I judges ind ica te ac t ive o r sen io r s ta tus;

magis t ra te judges indicate ful l - or par t - t ime)

Ci rc u i t J u d g e - Se n i o r S t a t u s

7. Chambers or Off ice Address

U.S. Cou r th ou s e312 No . Sp r in g S t ree tL os A nge le s , CA 90012

2. Court or Organiza t ion

U.S. Cou r t o f A ppea l s

3. Da te o f Report

05/07/2011

5a . Report Type (check appropria te type )

] Nominat ion, D a t e

[] Initial [] Annual [] Final

5b. [] Amended Report

8. On the basis o f the in fo rm a tion con ta ined in th is Report and anymodif ica t ions pe rta in ing the re to , i t is , in my op in ion , in compliance

with appl icable l aws and regula t ions .

6. Report ing Pe riod

01/01/2010

to

12/31/2010

Re v i e wi n g O f f ic e r Date

IMPORTANT NOTES: The instruct ions accompa nying this form m ust be followed. Com plete al l parts,

checking the NONE box for each part where you h ave no repo rtable information. Sign on last page.

I . P O S I T I O N S . ( ~ e ~ , o r ~ i n g i n d i v i d u a l o n t y ; s e c p p . 9 - 1 3 of f!ling instructions.)

~] N O N E ( N o reportable positions.)

POSITION

1 . Direc tor

2.

3.

4.

5.

NAME OF ORGANIZATION/ENTITY

Las Familias del Pueblo (a not-for-profi t corporat ion)

I I . A G R E E M E N T S . (Reporting individual only; seepp. 14-16 of filing instructions.)

~-] N O N E (No reportable agreements.)

D A T E P A R T I E S A N D T E R M S

1 .6 /76 E m pl oy ee ’s R e t i r em en t B ene f i t ( L os A nge l e s C ou n t y )

2 . 6 / 7 6 E m pl oy ee ’s R e t i r em en t B ene f i t ( S t a t e o f C a l i f om i a )

3.6 /92 Sta te Ju d g e ’s P e n s io n




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N a m e o f P e rs o n R e p o r t i n g

Alarcon, A r t h u r L .

D a t e o f R e p o r t

05/07/2011

I I I . N O N - I N V E S T M E N T I N C O M E . (Repo.ing individual and spouse; see pp. 17-24 of filing instructions.)

A. Flier’s Non-lnvestment Income

D (No reportable non- investment income.)ONE

DATE SOURCE AND TYPE

1 .2 01 0 R e tirem e n t B e n e fits , Sta te o f Ca lifo rn ia

2 . 2 0 1 0 Ret i rement Bene f i t s , L os A nge le s Cou nty

3.2010 Ret i rem en t Ben ef i t s , S ta te o f Cal i fo rn ia Jud g es

4 . 2010 West Serv ices In c .

I N C O M E( y o u r s , n o t s p o u s e ’ s )

$2,479.00

$11,908.00

$41,920.00

$4,702.00

B . S p o u s e ’s N o n - In v e s tm e n t I n c o m e - If you were ma rried during any portion of the reporting year, complete th is section.

(Dollar amount not required except for honoraria.)

N O N E ( N o reportable non-investment income.)

1 .2010

2 . 2 0 1 0

3.

4.

DATE SOURCE AND TYPE

Ret i remen t P lan o f Ci t ib an k

Retirem ent Plan of Honeywell

I V . R E I M B U R S E M E N T S - transportation, lodging, food, en ter ta inmen~

(Includes those to spouse and dependent children; see p p. 25-27 o filling instructions.)

~ N O N E (No reportable reimbursements.)

2.

3.

4.

5.

SOURCE DATES LOCATION PURPOSE ITEM S PAID OR PROVIDED




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N a m e o f P e r so n R e p o r t i n g

Alarcon, Arthur L.


05/07/2011

V . G I F T S . a n a u d e s those to spouse and dependent children; see pp. 2 8-31 of f i l ing instructions.)

~] N O N E (No reporta ble gifts.)

SOURCE DESCRIPTION

1 .

2.

3.

4.

5.

VALUE

V I . L I A B I L I T I E S . a n c tu d es those of spouse and dependent children; seepp. 32-33 of f il ing instructions. )

N O N E ( ’N o reportable liabilities.)

CR E D IT O R D E SCR IP T IO N

1 .

2.

3.

4.

5.

VALUECODE




of 10 Ia m e o f P e r s o n R e p o r t in g

Alarcon, Arthur L.


05/07 /2 01 l

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spo use and d ependent children; see pp. 34-60 of f! ling instructions. )

N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s

( i n c l u d i n g t r u s t a s s e t s )

Place "(X)" alter each asset

exempt f rom pr ior d isc losure

1 3 .C.

D

in co m e d ur in g G ro ss va lue a t e n d Transact ions dur ing repor t ing per iod

repornng period of reporting period

(I ) (2) (1) (2) (1) (4 ) ~ 5 )

A m o u n t Type (e.g., Va l u e V a l u e Type (e.g., Gain identity of

Code I div., rent, Code 2 M e t h o d i buy, se l l , m n ~ / d d / y y Code 2 Code 1 buyer/ se l le r

(A-H) o r i n t . ) . (J-P) Co d e 3 redemption ) (J-P) (A-H) ( i f p r i v a t e

( Q - W ) t r a n s a c t io n /

1 . Cal W es te rn L i fe I ns Co A Interest K W

3.

4.

5.

6.

U.S. Treasury Bil ls A Interest K

U n ite d A ir lin e Sto ck N o n e

R e d e e m e d 06/03/10 K(par t)

Bu y 06/30/10 K

(add’ l )Bu y 07/31 /10 K

(add’ l )

R e d e e m e d 08/31/10 K( p a r t )

7. Ci tibank A ccou nt s A Interest L T

8. Brokerage A ccou nt # 1 :

9. - T D A m e r i t ra d e M M D A S w e e p A c c o u n t A Interest L T

1 0 . - Cit igroup Stock N o n e J T

1 1 . - Coca Cola Stock A D i v i d e n d J T

1 2 . - Hewle t t P acka rd Stock A D i v i d e n d K T

1 3 . - Microsoft Stock A D i v i d e n d J T

14 . - P r o c t o r & G a m b l e S t o c k A D i v i d e n d J T

1 5 . - Nok ia Stock A D i v i d e n d J T

1 6 . - IB M S t ock A D i v i d e n d J T

1 7 . - Sara Lee S to ck A D i v i d e n d K T

Inc0 me G ain Codes : A =$1;000 or less : B =$1,001 - $2~500

( See Columns B I and D 4 ) F =$50 ,001 - $100,000 G =$100,001 - $1 ,000,000

Value Codes .I =$15,000 or less K ~$15,001- $50,000

( See Columns C1 and D 3 ) N =$250,001 - $500,000 O =$500,001 - $1,000,000

P3 :$25,000,001 - $50,000,000

3 . Value Method Codes Q = Ap p r a i sa l R =Cos t ( R eal E s t a i e O nly )

( See Column C2 ) U =Book Value V = O t h e r

=$2,501 - $5,000 D =$5,001 - $15,000

~1 =$ilb00,00i ;$5i000,000 H 2 = M o r e t h an $ 5 000 000

L~$50,001~$I001000 M =$100,001 - $250~000

Pl =$1,000i001 - $5,000,000 P2 = $ 5 ,0 0 0 ,0 0 1 - $ 2 5 ,0 0 0 ,0 0 0

S = A~ S ~ ssm c n ~ T = C a s h M a r k e t

W =E s t imated

E =$15,001 - $50,000




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N a m e o f P e r s o n R e p o r t in g

A l a r c o n , A r t h u r L .


05/07/201 l

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transa ct ions (Includes those of spouse and depe nde nt children ; see pp. 34-60 of fi l ing instruct ions.)


A. B. C.D.

Description of Assets In co m e d urin g G ro ss va lue a t e n d Transact ions dur ing repor t ing per iod

( including t rus t asse ts ) reporting period o£repor t ing per iod

(1) (2) (!): (2) ( I] (2) (3) (4) (5 )

Place "(X)" after each asset A m o u n t Type (e.g., V a lu e V a lue Type (e.g., D a t e V a l u e G a i n Identity of

exempt f rom pr ior d isc losure Code 1 d i v . , r e n t , Code 2 Method buy, se l l , m m /d d/yy Co de 2 Code 1 buyer/ se l le r

(A-H) o r i n t . ) ( J - P ) Code 3 r edempt ion) (J-P) (A -H ) ( i f p r i v a t e

(Q-W ) t r a n s a c t i o n )

1 8 . - M as t e rca rd I nc Stock A D i v i d e n d J T

1 9 . - P a t e r s on-UT I Ene rgy I nc Stock A D i v i d e n d J T

20 .

21 .

22 .

23 .

24 .

25 .

26 .

27 .

28 .

Brokerage A ccou nt # 2 :

- T D A m e r i t ra d e M M D A S w e e p A c c o u n t A Interest L

- Hone ywel l Stock A D i v i d e n d K

- Cisco Stock N o n e J

T

T

T

- Pfizer Stock A D i v i d e n d

- Merck Stock A D i v i d e n d

- E X X O N M o b i le C o r p S to c k A D i v i d e n d

- 3M C ompany Stock N o n e

J

J

J

T Bu y

(add’ l )

T Bu y

(add’ l )

T Bu y

(add’ l )

Sold

08/31/10 J

03/23/10 J

03/23/10 J

08/31/10 J A

- Intel Stock A D i v i d e n d J

29 . - C lorox Company Stock A D i v i d e n d

3 0 . - N e w e l l R u b b e r m a i d I n c S t o c k N o n e Sold 08/31/10 J

31 . - Citig ro u p In e Sto ck N o n e J

32 . - GE Stock A D i v i d e n d J

33 . - V angu ard I n t e rna t iona l Growth M u tu a l A D i v i d e n d KF u n d

34 . - N e u b e r g e r B e r m a n G u a r d i a n M u t ua l F u n d A D i v i d e n d K

T

T

T

T

Bu y

Bu y

09/02/10 K

09/02/10 K

1. income Gair~ C0des: A =$11000 or ies~ B =$1,001 " $2,500

(Se e C o lu mn s BI a n d D4) F =$50,001 - $100,000 G =$100,001 - $1,000,000

2. V alue Co de s J = $1 5,000 or tess K =$15,001 - $50,000

( See Columns CI and D 3 ) N =$250,001 - $500;000 O =$5 00,001 - $1 ,000,000

P3 =$25,000,001 - $50,000,0003 . Value Method Codes Q = Ap p r a i sa l R =Cos t ( R eal E s t a t e O nly )

( See Column C2 ) U =Book Value V = O t h e r

C =$2 ,50 1 . $5 ,0 0 0

H 1 = $ i ,000,00i - $5,000,000

L =$50,001 - $100,000

Pl =$1,000,001 - $5~000,000

P4 =More than $50~000,000

S =As s es s ment

W =E s t imated

D =$5,001 - $15,000

H2 =More than $5,000,000

M =$ 100,001 - $250,000

P2 =$5,000,001 - $25,000,000

T = C a s h M a r k e t

E =$15,001 - $50,000




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Date of Report

05/07 /2 011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)


D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g

( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(1) (2)

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . ,

exempt from prior disclosure C o d e 1 d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n d

o f r e p o r t i n g p e r i o d

(1) (2) (1 ) (2~ (3)

Value Valu e T y p e ( e . g ., Date Value [

C o d e 2 M e th o d b u y , s e l l , mm/dd/yy Code2

( J - P ) C o d e 3 r e d e m p t i o n )

( Q - W )

F r a u s a c t o n s d u r i n g : r e p o r t i n g p e r i o d

(5 )

Code 1 buyer/ se l le r

(A-~ ( i f p r i v a t e

transaction)

35 . Brokerage A ccou nt # 3 :

36 . - W el l s Fa rgo Bank Depo s i t Sweep O p t ion A Interest

37 . - C a l i f S t a t e B o n d ( a c q u i r e d 1 2 / 1 5 / 0 8 ) C Interest

38 . - Southwest Bank CD C Interest

39 . - Mi d f i r s t Ba nk CD A Interest

4 0. - Caro l ina F i r s t Bank CD A Interest

4 1. - G E M o n e y B a n k C D A Interest

4 2 . - Ca S t R e v B o n d ( a cq u ir e d 12 / 01 / 09 ) B Interest

4 3. - GE M on ey Ba nk CD A Interest

44 .

T

R e d e e m e d 0 5 / 0 1 / I 0 M

R e d e e m e d 08 /16 /10 L

R e d e e m e d 05/27/10 L

R e d e e m e d 05/28/10 L

R e d e e m e d 01 /11 /10 M

R e d e e m e d 06/23/10 L

Bu y 01/22/10 M

R e d e e m e d 07 / 22/ I0 M

4 5.

4 6.

47 .

4 8.

4 9.

50 .

51 .

- Ford M ot o r Cre d it Co SR N ot e s (VA8 a c q

08/13/10)

- Ca S t Dp t W t r Re s W t r Re v Bond (N X 7

acq 06 /03/10)

- Ca St G/O Bo nd (NL 2 acq 05/06 /10)

÷ Ca St V ar P u rp G/O Un l td Bond (3C0 acq

06/03/10)

- Ca S t Va r Purp G/O Un l t d Bond (H 92 a c q05/04 /10

o Ca St V ar P u rp G/O Un l td Bond (KT 4 acq05/03/10)

N o n e

A Interest

A Interest

L

K

K

T

T

T

Bu y 08/13/10 L

Bu y 06/03/10 K

Bu y 05/06 /10 K

- C a S t E c o n R e c o v S e r A B o n d ( A X 9 a c q06/04 /10)

A Interest

A In t e m st

B Interest

A Interest

K

K

K

K

T

T

T

T

Buy 06103/10 K

Bu y 05/04 /10 K

Bu y 05/03/10 K

Bu y 06/04 /10 K

: 1 in c o me Ga in C o d e s : A =$1;000 or less

( See Columns B 1 and D 4 ) F =$50,001 - $ 100,000

2. V alue Co d es J = $15,000 or less

( See Columns C I and D 3 ) N =$250,001 - $500,000

P3 =$25,000,001 - $50,000,000

3 . Value Method Codes Q = Ap p r a i sa l

(Se e Co lum n C2) U = Bo ok V alue

B=$!,001- $2,500

G=$100,001 -$1,000,000

K=$15,001- $50,000

O = $ 500 ,00 | -$ 1~ 00 ,000

R= C e s t (Re a l Es ta te On ly)

V = O t h e r

C =$2,501- $5,000

HI =$1,000,001- $5,000,000

L =$50,001- $100,000

Pl =$I,000,001 - $5;000,000

P4 =More Ihan $50,000,000

S =As s es s ment

W = E s t i m a t e d

D =$5,001- $15,000 E =$15,001- $50,000

H2 =More than $~;000,000 ....

M =$I00,00! - $250,000

P2 = $5,000,001. $25,000,000

T = C a s h M a r k e t




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Date o f Report

05/07 /2011

V I I . I N V E S T M E N T S a n d T R U S T S -- incom e, value, t ran sact ions (Includes those of spouse and depen den t chi ldren ; see pp. 34-60 of f i l ing ins truct ions.)


D e s c r i p t io n o f A s s e t s Income dur ing

( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(0 ( 2 )

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . ,

e x e m p t fr o m p r i o r d i s c l o s u r e C o d e 1 d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n d Transactions during report ing period

o f r e p o r t i n g p e r i o d

( 1 ) (2 ) (1 ) (2) (3) ’ (4) (5 )

V alue V alue T y p e ( e . g . , D a t e V alu e G a i n Identity of

C o d e . 2 M e t ho d b uy , s el l; : m m /d d/y y C o d e 2 C o d e 1 b u y e r / s e l l e r

( J - P ) C o d e 3 r e d e m p t io n ) ( J - P ) ( A - H ) ( i f p r i v a t e

t r a n s a c t i o n )(Q-W)

52 .

53 .

54 .

55 .

56 .

57 .

58 .

59 .

60 .

61 .

62 .

63 .

64 .

65 .

66 .

67 .

- Ca S t Re f G/O U n l t d Bond (F41 a c q A Interest J06/07/10)

- Ca S t Va r Purp Fsa Cr G/O Cus Bond A Interest K(A 32 aeq 06 /22/10)

- Ca Stwide Cmnty Dev P rop 1A Bond (R58 H 2 Interest K

acq 08 /16 /10)- Ca St V ar P u rp G/O T xb l Bond (5F7 acq B Interest K06/03/10

- Sta te Ban k In d ia CD (W T 7 acq 09/24 /10) N o n e M

- P la ins cap i t a l Bank CD (V E6 acq 06 /24 /10) A Interest L

Brokerage A ccou nt # 4 :

- W e l l s Fa rgo Ba nk De pos i t Swe e p Op t i on A Interest J

- Bank Baroda CD A Interest

- Gr eys tone B ank C D C Interest

- C a S t E c o n R e c o v S e r B B o n d ( J V 4 a c q C Interest L5/21/09)

- Ca St P u b W ks Brd Bon d (SB0 acq C Interest L3/24/09)

- C a S t U n i v R e v R e f B o n d ( F V I a c q B Interest K03/24/09)

- C a S t E c o n R e c o v S e r A B o n d ( L U 3 , L Q 2 B Interest Kacq 4 /23/09)

- GE Mon ey B ank C D A Interest

T

T

T

T

T

Buy 06 /07 /I 0 J

Bu y !06/22/10 K

Bu y ! 0 8 / 1 6 / 1 0 K

Bu y 06/03/10 K

Bu y 09/24/10 M

Bu y 06/24/10 L

Redeemed 01 ! 19110 M

Redeemed 11/22/I 0 L

T

T

T

T

Bu y 01/19/10 M

Redeemed 07/22/10 M

68 . - C a I n f ra & E c o n D e v B k R e v S e r E B o n d(34Z acq 08 /13/10)

Interest Bu y : 08/13/10 L

! i I n c o m e Ga i n C o d esI A =$1,000 or loss B =$1,001- $2,500

( See Columns BI and 1 ) 4 ) F =$50,001 - $ 100,000 G = $100,00 i - $i ,000,000

2 . Value Codes J = $15,000 o r to ss K = $15,001 - $50,000

( See Columns C 1 and D 3 ) N =$250,001 - $500,000 O =$500,001 - $1,000,000

P 3 -$ 25 ,000 , 001 - $ 5 0 , 000 , 000

3 . Value Method Codes Q = Ap p r a i sa l R =Cos t ( R eal E s t a t e O nly )

( See Column C2 ) U =Book Value V Other

C =$2,501 - $5,000 D =$5,001 - $15,000

H 1 = $ 1 , 0 0 0 ;0 0 1 ~ $ 5 ~ 0 0 0 0 0 0 H 2 = Mo r e t h an $ 5 , 000, 000

L = $ 5 0 0 0 d $ 0 0 ; 0 0 0 M=$100,001-$250000

PI =$1,000,001- $5;000,000 P2 =$5,000,001 - $25,000,000

P4 =MO re than $50;000,000

S = AssesS m en tT = C a s h M a r k e t

W =E s t imated

E =$15,001 - $50,000




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05/07 /2 011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)


Description of Assets

( including t rus t asse ts )

Place "(X)" after each asset

exempt f rom pr ior d isc losure

B. C.D.

In co m e d urin g G ro ss va lue a t e n d Transactions during reporting period

reporting period of reporting period

(!) (2) ( 1 ) ( 2 ) ( 1 ) (2) (3) ’ (4) (5 )

A m o u n t Type (e.g., Value Value T y p e ( e . g .~ D a t e Value G a i n Identity of

Code 1 div., rent, Code 2 Method buy, se l l , mm/dd!yy Code 2 Code 1 buyer/ se l le r

(A-H) o r i n t . ) ( J - P ) Co de 3 redem ption) ( J - P ) ( A = H ) ( i f p r i v a t e

( Q - W ) " a ’ a n s a e t i o n )

69 . - Ca St Cmnty Dev A u th Rev P rop 1A Bo nd A

(R58 acq 08 /16 /10)

7 0. - Ca St G/O Un l td Bond (Z49 acq 11 /09 /10)

Interest K T Bu y 08 /16 /10 K

N o n e L T Bu y 11/09/10 L

7 1. - C a S t E c o n R e c o v S e r A B o n d ( B C 4 a c q

12 /10/10)

N o n e K T Bu y 12/10/10 K

B =$1,001 r $2~500. I .....Gain Codes: A =$ !;000 or !ess .....

( See Colunms B l and D 4 ) F =$5 0,001 - $100,000 G = $ 100,00 t - $ 1,000,000

2 . Value Codes J -$15,000 or less K =$15,001 - $50,000

( See Columns CI and D 3 ) N =$250,001 - $500,000 O = $ 5 0 0 , 0 0 1 - $ 1 , 0 0 0 , 0 0 0

P3 =$25,000,001 - $50,000,000

3 . Value Method Codes Q = Ap p r a i sa l R =Cos t ( R eal E s t a t e O nly )

( See Colunm C2 ) U =Book Value V = O t h e r

C =$2,50 l- $5,000 D =$5,001- $15,000 E = $ 1 5 ,0 0 1 - $ 5 0 ,0 0 0

H I = $ l , O O O , O O l - $ 5 , o o o , 0 o o r~ ~t~aa ~i0o010oo ....L = $ 5 0 ,0 0 1 7 $ 1 0 0 ,0 0 0 M = $ 1 0 0 0 0 1 ~ $ 2 5 0 s 0 0 0

P ~ = $ t i 0 o o , o o l , $ 5 , o o o ; o o o P 2 = $ 5 1 o o o O O l - s 2 ~ o o o ,o o0

P4 =More than $50,000,000 ..... ....

S = A s s es s m e n t T ~ c a S h M a r k et

W = E s d m a t~




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N a m e o f P e r so n R e p o r t i n g



05/07 /2 011

V III. ADDITIONAL INFORM ATION OR EX PLANATIONS. (Indlcatepartofrcport.)

1) P a r t V I I , l ine 8 , Colu mn C(G ros s V a lu e ) : depos i t s bu m ped th e va lu e u p to th e nex t va lu e code .

2) Par t VI I : remain in g d i f fe ren ces b e tw een 2009 an d 2010 fo r en t r i es in Co lumn B ( In co me) an d C (G ro ss Value) a re d ue to marke t f luctua t io n in s to ck p r icesand in t e re s t /d iv idends .

3) Par t VI I , the "Aud i t " f l ag g e d l in es 8 , 20 , 35 , an d 58 w i th " . . .i f the en t ry in co lumn A i s n o t a head er then . . .. " The en t r i es in l in es 8 , 20 , 35 , an d 58 a re head ers .




of 10

Name of P e r son Repo r t ing

A i a r c o n , A r t h u r L .

IX. CERTIFICATION.

Date of Report

05/07/2011

1 c e r t if y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i ld r e n , i f a n y ) i s

a c c u r a t e , t r u e , a n d c o m p l e t e t o th e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .

I f u r th e r c e r t i fy t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i n

c o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . § 5 0 1 e t . s e q . , 5 U . S . C . § 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signature: $/Art hur L. Alarcon

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF I E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J EC T T O C IV I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C. a p p . § 1 0 4 )

C o m m i t t e e o n F i n a n c i a l D i s c l o s u r eA d m i n i s tr a t i v e O f f i c e o f t h e U n i t e d S ta t e s C o u r t sSui te 2-301O n e C o l u m b u s C i r cl e , N .E .W a s h i n g t o n , D . C . 2 0 5 4 4

arthur l alarcon financial disclosure report for 2010

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