arxiv:2105.05402v2 [cond-mat.mes-hall] 21 sep 2021
TRANSCRIPT
Multiorbital edge and corner states in black phosphorene
Masaru Hitomi, Takuto Kawakami, and Mikito KoshinoDepartment of Physics, Osaka University, Toyonaka, Osaka 560-0043, Japan
(Dated: September 22, 2021)
We theoretically study emergent edge- and corner- localized states in monolayer black phos-phorene. Using the tight-binding model based on the density functional theory, we find that themulti-orbital band structure due to the non-planar puckered geometry plays an essential role in theformation of the boundary localized modes. In particular, we demonstrate that edge states emergeat a boundary along an arbitrary crystallographic direction, and it can be understood from thefact that the Wannier orbitals associated with 3๐๐ฅ , 3๐๐ฆ , 3๐๐ง orbitals occupy all the bond centers ofphosphorene. At a corner where two edges intersect, we show that multiple corner-localized statesappear due to hybridization of higher-order topological corner state and the edge states nearby.These characteristic properties of the edge and corner states can be intuitively explained by a sim-ple topologically-equivalent model where all the bond angles are deformed to 90โฆ.
I. INTRODUCTION
Black phosphorus is an allotrope of phosphorus witha van der Waals layered structure, which was discoveredmore than a century ago [1]. Its monolayer counterpart,black phosphorene (hereafter just referred to as phospho-rene) [2โ22], have recently attracted considerable atten-tion as a stable two-dimensional (2D) semiconductor withpotential applications for electronic devices [7, 8, 11, 20].Phosphorene has a puckered honeycomb structure shownin Fig. 1, which is in contrast to graphene with a flat hon-eycomb lattice. There the formation of ๐ ๐3 hybrids dueto the non-planar structure leads to a semiconductingband structure with an energy gap.
A notable difference between the phosphorene andgraphene appears also in the edge states. In graphene,edge states with a flat dispersion emerges at zigzag edges,while not at armchair edges [23, 24]. For phosphorene,on the other hand, the previous theoretical works showedthat the edge states emerge at both zigzag edges (along๐ฆ in Fig. 1) and armchair edges (along ๐ฅ) [25โ32], andthe study was also extended to edges in diagonal direc-tions [32]. It was also pointed out that the edge statesin phosphorene influence the electronic transport [33, 34]and performance as a electrocatalyst for the hydrogenevolution reaction [35].
Although the emergence of edge states in graphene wasexplained in terms of Zak phase [36โ38], those in phos-phorene are not fully understood from a topological pointof view. For instance, the zigzag edge states of phospho-rene was explained by the graphene-like minimal modelonly considering ๐๐ง orbital [27, 32], while the model doesnot explain the armchair edge states. Interestingly, itwas also shown that phosphorene supports a corner stateat an intersection of different edges, within the same ๐๐งminimal model calculation [39]. It was attributed to ahigher-order topological property, which ensures the ex-istence of (๐ท โ 2)-dimensional boundary-localized statesin ๐ท-dimensional bulk system [39โ57].On the other hand, the phosphorene is essentially a
multi-orbital system, where the electronic bands aroundFermi energy are composed of 3๐ , 3๐๐ฅ , 3๐๐ฆ , 3๐๐ง orbitals
(a)
!
"
(b)
๐๐
๐ด
๐ต๐ดโฒ
๐ตโฒ
๐ฆ ๐ฅ๐ง
๐๐
FIG. 1: (a) Lattice structure of phosphorene. (b) The topview. Gray (white) circles indicate atoms on the top (bottom)layers, and the yellow square is the unit cell with ๐ด, ๐ต, ๐ดโฒ,and ๐ตโฒ sublattices.
hybridized by the puckered structure, similarly to othernon-planer 2D materials [58]. This is in sharp contrastto graphene where the low-energy states are dominatedby ๐๐ง orbital not participating in ๐ ๐2 bonding. There-fore, the edge / corner states of phosphorene and theassociated topological nature should be considered in anappropriate multi-orbital model.
In this paper, we study the edge and corner states ofphosphorene using a multi-orbital tight-binding modelbased on the density functional theory (DFT). We findthat the multi-orbital nature of phohsphorene forces theemergence of edge states in boundaries with any orien-tation: The zigzag edge states are mainly contriubutedby ๐๐ง orbital consistently with the ๐๐ง minimal model
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๐"#, ๐$#๐%๐
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FIG. 2: (a) The first Brillouin zone of phosphorene and the band-calculation path. (b) Band structure of the original DFTcalculation (black curves) and that of the DFT-based tight-binding model (red). The red curves almost completely overlapwith the black curves in the low-energy region, leaving the free-electron bands in the high energy region. (c) Band structureof the 90โฆ model. In (c), the red curves are the bands of ๐๐ฅโฒ and ๐๐ฆโฒ (degenerate on the path), and the black and blue curvesare of ๐ and ๐๐ง , respectively. (d) Deformation of the band structures around Fermi energy from the 90โฆ model (_ = 0) to theDFT-based tight-binding model (_ = 1). The band gap does not close.
[27, 32], while the armchair edge states turn out to becoming from ๐๐ฅ and ๐๐ฆ orbitals. We also consider dif-ferent types of edge terminations, and observe that themulti-orbital nature gives extra edge states in additionto ones from ๐๐ง orbital [32].
The ubiquitous edge-state nature in phosphorene canbe understood in terms of the center position of the Wan-nier orbital, which is a topological invariant. Here weshow that, in phosphorene, the Wannier orbital residein the middle of every single bond, and hence cuttingany bonds results in the half-breaking of the Wannierstates and the emergence of the in-gap boundary states.We also demonstrate that these characteristic propertiescan be analytically understood by using a topologically-equivalent 90โฆ model, where all the bond angles are de-formed to 90โฆ. There the edge states can be described astopological zero-energy modes.
At a corner where two edges intersect, we find that thehigher-order-topological corner state is not stand-alonebut inevitably hybridized with the edge states around thecorner. As a result of hybridization of the edge and cornerorbitals, we have multiple corner-localized states com-posed of different orbitals. These hybrid corner statescan be explained using an edge-corner composite model
only considering the unpaired edge and corner orbitals.We conclude that the phosphorene is a unique materialwhere the edge states and the corner states coexist andinteract with each other.The remaining sections are organized as follows. In
Sec. II, we perform the DFT calculation and derive themulti-orbital tight-binding model of phosphorene. In ad-dition, we introduce the 90โฆ model and its detailed prop-erties. In Sec. III, we reveal the existence of the edgestates in various types of edge termination, and corre-spondence to the fractionalization of the Wannier orbital.In Sec. IV, we consider a finite-sized phosphorene flakeand find the multiple corner states, and clarify their ori-gin by the edge-corner composite model. Finally, we giveconclusions in Sec. V.
II. MODEL
A. DFT-based tight-binding model
Phosphorene is a puckered honeycomb lattice of phos-phorus atoms [Fig. 1]. The primitive lattice vectors aregiven by a1 = (๐, 0, 0) and a2 = (0, ๐, 0) with the lat-
3
tice constants ๐ = 4.476 A and ๐ = 3.314 A. A unit cellconsists of four phosphorus atoms labeled by ๐ด, ๐ต, ๐ดโฒ,and ๐ตโฒ, which are located at ฯ๐ด = [(1/2 โ ๐ข)๐, ๐/2, ๐],ฯ๐ต = (๐ข๐, 0, ๐), ฯ๐ดโฒ = โ๐๐ต, and ฯ๐ตโฒ = โฯ๐ด + a2, respec-tively, with respect to the midpoint of the ๐ดโฒ๐ต bond.Here we defined ๐ข = 0.08056 and ๐ = 1.0654 A [59]. Thestructure belongs to the non-symmorphic space group๐๐๐๐, which is generated by spatial inversion about themid point of ๐ดโฒ๐ต, a twofold rotation along ๐ฆ-axis, and theglide operation, i.e., the combination of half translationt = (a1 + a2)/2 and mirror reflection with respect to the๐ฅ๐ฆ plane.
We calculate the electronic band structure by using abinitio density functional theory (DFT) implemented inthe QUANTUM ESPRESSO package. We employ theultrasoft pseudopotentials with Perdew-Zunger selfinter-action corrected density functional, the cutoff energy ofthe plane-wave basis 30 Ry, and the convergence criterionof 10โ10 Ry in 12ร12ร1 k-points mesh. The black curvesin Fig. 2(b) show the resulting band structure along thehigh symmetry lines of the first Brilloiuin zone [Fig.1(a)],where the Fermi energy is ๐ธ = 0. The valence band edgeis located at the ฮ point where the band gap is 0.645 eV.All bands along ๐๐ and ๐๐ paths (Brillouin zone edge)are twofold degenerate (per spin) because of the glidesymmetry.
We derive a tight-binding model based on the DFTband structure. Since the energy bands near the Fermienergy are dominated by the 3๐ and 3๐ electrons of phos-phorus, we take into account the ๐ , ๐๐ฅ , ๐๐ฆ, and ๐๐ง or-bitals at each of four atomic sites in the unit cell, giving16 orbitals in total. Here we use the WANNIER90 pack-age [60] and obtain the localized Wannier wavefunctionsand the associated hopping parameters (see, Appendix Aand Suplemental Material [61]). The band structure ofthe derived tight-binding model is shown as red lines inFig. 2(b), which precisely reproduces the original DFTenergy bands.
B. 90โฆ model
We introduce a simplified model which is topologi-cally equivalent to the DFT-based tight-binding modelfor phosphorene. The model is defined by deforming theangle between bonds \1 โ 103โฆ and \2 โ 98โฆ [Fig. 3(a)]to 90โฆ [Fig. 3(b)], so that ๐ด and ๐ตโฒ (๐ดโฒ and ๐ต) are ver-tically aligned. We also neglect all the further hoppingsother than the nearest neighbor hoppings indicated bythe bond lines in Fig. 3(b). Note that all the crystallinesymmetries inherent to the phosphorene, including glide,are preserved.
The resulting model (referred to as the 90โฆ model here-after) is much simpler than the original model. Here weset the ๐ฅ โฒ and ๐ฆโฒ axes parallel to the bond directions byrotating ๐ฅ and ๐ฆ axes by 45โฆ, and take ๐๐ฅโฒ and ๐๐ฆโฒ as thebasis of in-plane ๐ orbitals [Fig. 3(c)]. In this basis, hop-ping between different ๐-orbitals (๐๐ฅโฒ , ๐๐ฆโฒ , ๐๐ง) becomes
exactly zero, due to the orthogonality of the ๐ orbitalorientations. We also neglect the hopping between ๐ and๐ orbitals, because the energy bands originating from ๐ -orbitals are located far below in energy and the couplinghardly affect the states at the Fermi energy.Then the Hamiltonian matrix (16 ร 16) is written in a
block diagonal form,
๐ป90โฆ (๐) = diag[๐ป๐ (๐), ๐ป๐ฅโฒ (๐), ๐ป๐ฆโฒ (๐), ๐ป๐ง (๐)], (1)
where the subscripts ๐ , ๐ฅ โฒ, ๐ฆโฒ, ๐ง stand for ๐ , ๐๐ฅโฒ , ๐๐ฆโฒ , ๐๐ง-orbitals, respectively. The 4 ร 4 block matrix ๐ป๐ (๐) (๐ =๐ , ๐ฅ โฒ, ๐ฆโฒ, ๐ง) is written in the basis of ๐ด, ๐ต, ๐ดโฒ, and ๐ตโฒ as
๐ป๐ (๐) =ยฉยญยญยญยซ
0 โ๐ (๐) 0 ๐ก๐,๐งโโ๐(๐) 0 ๐ก๐,๐ง 00 ๐ก๐,๐ง 0 โ๐ (๐)๐ก๐,๐ง 0 โโ
๐(๐) 0
ยชยฎยฎยฎยฌ + Y๐ , (2)
with
โ๐ (๐) = ๐ก๐๐ฅโฒ๐ik ยทฮr๐ฅโฒ + ๐ก๐๐ฆโฒ๐
ik ยทฮr๐ฆโฒ , (3)
๐ก๐ ๐ =
{๐ก๐ (๐ = ๐ )๐ฟ๐ ๐ ๐ก๐ + (1 โ ๐ฟ๐ ๐ )๐ก๐ (๐ = ๐ฅ โฒ, ๐ฆโฒ, ๐ง).
(4)
Here ๐ก๐ = 1.5 eV is the hopping parameter for ๐ -orbital,๐ก๐ = 3 and ๐ก๐ = 1 are those for ๐ and ๐ bonds of ๐-orbitals, respectively, and ฮ๐๐ฅโฒ = ๐โฒ๐๐ฅโฒ , ฮ๐๐ฆโฒ = ๐โฒ๐๐ฆโฒ , with๐โฒ being the interatomic distance between ๐ด and ๐ต sites.In the second term of Eq. (2), Y๐ = โ11 eV and Y๐ (=Y๐ฅโฒ = Y๐ฆโฒ = Y๐ง) = 0 are the relative onsite potentials for ๐
and ๐ orbitals, respectively. The band parameters ๐ก๐ , Y๐are determined so as to reproduce the approximate bandstructure of phosphorene.The effective Hamiltonian (2) is analytically solvable
with the help of the glide symmetry
๐บ๐๐ป๐ (k)๐บโ ๐= ๐ป๐ (k), (5)
with the glide operator
๐บ๐ = [๐
ยฉยญยญยญยซ0 0 1 00 0 0 11 0 0 00 1 0 0
ยชยฎยฎยฎยฌ , (6)
where [๐ = [๐ฅโฒ = [๐ฆโฒ = 1 and [๐ง = โ1 stand for the mirroreigenvalues of the corresponding orbitals, with respectto the ๐ฅ โฒ๐ฆโฒ plane. The symmetry Eq. (5) decouples theHamiltonian into two sectors with different eigenvaluesof glide operator as ๐๐๐ป๐ (k)๐โ
๐= diag(๐ป๐,+, ๐ป๐,โ), where
๐๐ is unitary matrix diagonalizing ๐บ๐. The Hamiltonianfor each sector is given by
๐ป๐,ยฑ (k) =(
0 โ๐ (k) ยฑ [๐๐ก๐,๐งโโ๐(k) ยฑ [๐๐ก๐,๐ง 0
)+ Y๐ , (7)
where ยฑ is the eigenvalue of glide operator. The eigenenergies are given by
๐ธ๐,ยฑ,๐ = ๐ |โ๐ (k) ยฑ [๐๐ก๐,๐ง | + Y๐ , (8)
4
๐!
๐"
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(a)
(b)
(c)
๐ฅ
๐ฆ
๐ฅโ
๐ฆโฒ
๐ฅ๐ฆ๐ง
๐ฅโฒ๐ฆโฒ๐ง
(d)
๐๐ ๐๐# ๐๐#
FIG. 3: Atomic structure of (a) the original phosphorene and(b) 90โฆ model. The three-dimensional angle between bonds,\1 โ 103โฆ and \2 โ 98โฆ in (a) are deformed to 90โฆ in (b). (c)Orbital bases of ๐๐ง , ๐๐ฅโฒ , and ๐๐ฆโฒ in the 90โฆ model, and the cor-responding anisotropic honeycomb lattices where thick bondsindicate stronger hopping. (d)The Wanier orbitals associatedwith ๐๐ง , ๐๐ฅโฒ , and ๐๐ฆโฒ .
where ๐ = ยฑ are the electron and hole branches, respec-tively. The band structure of Eq. (8) is shown in Fig. 2(c),where the red curves are the energy bands from ๐๐ฅโฒ and๐๐ฆโฒ orbitals, and the black and blue curves are from ๐ and๐๐ง , respectively. Here all the bands on the zone boundary๐๐๐ are doubly degenerate due to the glide mirror sym-metry just as in the original phosphorene. In Fig. 2(c),we see that the red lines (๐๐ฅโฒ , ๐๐ฆโฒ) are degenerate also inฮ๐ and ๐ฮ, but it is an artifact of the 90โฆ model whichlacks mixing of ๐๐ฅโฒ and ๐๐ฆโฒ orbitals. It is understood byconsidering that ๐ป๐ฅโฒ and ๐ป๐ฆโฒ have the same eigen ener-gies because ๐๐ฅโฒ and ๐๐ฆโฒ are interchanged by the twofoldrotation around the ๐ฆ axis and mirror reflection with re-spect to the ๐ง๐ฅ plane.
The 90โฆ model [Fig. 2(c)] and of phosphorene[Fig. 2(b)] are topologically equivalent, in that the Hamil-tonian can be continuously deformed from one to another
without closing the energy gap at the Fermi energy. Todemonstrate it, we define the deformation of Hamiltonianas,
๐ป_ (๐) = (1 โ _)๐ป90โฆ (๐) + _๐ปblack (๐), (9)
where ๐ป90โฆ and ๐ปblack represent 90โฆ model and the DFT-based model, respectively, and 0 โค _ โค 1 is the tuningparameter. Figure 2(d) presents the band structure inchanging _, where we see that energy gap does not closebetween _ = 0 (90โฆ model) and _ = 1 (DFT-based model),i.e., there are no topological phase transition.A topological invariant which is relevant in the current
problem is the center position of the Wannier orbitals,which is rigorously fixed in a continuous deformation ofthe system [43, 62โ65]. The Wannier orbital center ofthe 90โฆ model can be easily identified by the followingargument. The decoupled ๐๐ฅโฒ , ๐๐ฆโฒ , and ๐๐ง blocks inEq. (2) can be mapped to anisotropic honeycomb lat-tices as shown in Fig. 3(c). For instance, the ๐๐ง orbital[the leftmost panel] forms ๐ bonds along the ๐ง directionwhile ๐ bonds on the ๐ฅ๐ฆ plane. As the hopping integralis larger for ๐ bonds than for ๐ bonds (๐ก๐ > ๐ก๐), thesystem is mathematically equivalent to a single-orbitaltight-binding model on a flat honeycomb lattice, wherethe hopping is stronger in one direction (๐ก๐) than theother two directions (๐ก๐), as indicated as thick and thinbonds in the lower-left panel of Fig. 3(c). Likewise, the๐๐ฅโฒ and ๐๐ฆโฒ blocks can also be mapped to anisotropichoneycomb models, where the strongest bonds appear indifferent directions.
As a whole, the strong bonds from three different ๐ or-bitals cover all the three inequivalent bonds in the hon-eycomb lattice. For an anisotropic honeycomb model,generally, the energy spectrum is gapped when ๐ก๐ > 2๐ก๐(which is true in our case), and then the Wannier centerof the valence and conduction bands are located at thecenter of the strongest bond [66]. In the 90โฆ model asa whole, therefore, a Wannier orbital center is locatedat the midpoint of every single bond, and different or-bitals characters correspond to different bond directionsas shown in Fig. 3(d). Because the 90โฆ model and phos-phorene are topologically equivalent, we conclude thatthe phosphorene also has the Wannier centers in the mid-dle of all the bonds. Alternatively, we can also uniquelyidentify the Wannier center positions from the irreduciblerepresentations at the symmetric points in the Brillouinzone, leading to the same result (see, Appendix B).
A class of materials where the Wannier orbital centersare not located at atomic sites (but at the bond center,for example) is referred to the obstructed atomic insula-tor (OAI) [63โ65]. In OAI, edge-localized modes emergewhen the system is terminated at a boundary cuttingthough the Wannier orbital center. If the Wannier or-bital localizes at the corner of the system, particularly,the system has a zero-dimensional corner state, which isregarded as a higher-order topological state in a 2D sys-tem [39, 45โ48, 51โ57]. According to the above discus-sion, the phosphorene is an OAI where the three orbital
5
(a) zigzag-1 (b) zigzag-2
(c) armchair-1 (d) armchair-2
FIG. 4: Four types of nanoribbons considered in this work.The yellow region represents the ribbon, and the blue paral-lelogram is the super unit cell of the ribbon.
sectors have Wannier centers at all different bond centers.In the following sections, we will show that various edgeand corner states emerge in the phosphorene dependingon the boundary configuration, where the multi-orbitalnature plays a crucial role.
III. EDGE STATES
In this section, we calculate the energy band struc-tures of phosphorene nanoribbons with various edge ter-minations. We consider four different edge structures,zigzag-1, zigzag-2, armchair-1, armchair-2 illustrated inFigs. 4(a) - 4(d), respectively, which are parallel to a2,a1 +a2, a2, and a1 + 3a2, respectively. In the figure, theyellow region represents the ribbon, and the blue paral-lelogram is the super unit cell for the ribbon. These fourcases were previously studied in a minimal model onlyincluding ๐๐ง orbital [27, 32], where the edge states arefound only in the zigzag-1 and armchair-2 edges. In thefirst principles study, on the other hand, the edge statewas also found in the armchair-1 edges [25โ31], while itsorigin is not well understood. Below we systematicallystudy all the types of edges, and relate the emergence ofthe edge states to the Wannier orbital position argued inthe previous section. We will see that the multi-orbitalnature of the band structure gives rise to extra edge statesmissing in the ๐๐ง-only model.We numerically calculate the band structures of
the phosphorene nanoribbons using DFT-based tight-
binding model introduced in Sec. II. Note that the sys-tems actually considered are much wider than the illus-tration in Fig. 4, including 960 atomic sites per super unitcell for Figs. 4 (a) - 4(c) and 1920 sites for (d). The bandstructures of the four types of nanoribbons are displayedin the left columns of Figs. 5(a)-(d). The black and redcurves represent bulk states and edge states, respectively.Here the edge states are identified by the condition thatmore than 80% of the total amplitude is concentratedwithin the width of a single bulk unit cell from the edge.We see that the edge states are not generally isolatedfrom the bulk bands in energy but partially overlap withthe bulk bands.The edge states are more clearly distinguished in the
90โฆ model introduced in Sec. II B. The right panels inFig. 5(a)-(d) plot the energy bands of the 90โฆ model coun-terparts of the same nanoribbons, and the middle pan-els show a continuous deformation from the 90โฆ model(_ = 0) to the original DFT-based model (_ = 1). In the90โฆ limit, we see that the edge state bands around thecentral gap all converge to ๐ธ = 0. This is caused by thechiral symmetry of the 90โฆ Hamiltonian,
๐3 [๐ป๐ (k) โ Y๐]๐3 = โ[๐ป๐ (k) โ Y๐], (10)
where ๐3 = diag(1,โ1, 1,โ1). Under the chiral symmetry,the energy spectrum for ๐ = ๐ , ๐ฅ โฒ, ๐ฆโฒ, and ๐ง sectors aresymmetric with respect to ๐ธ = Y๐ as observed in theright columns of Fig. 5(a)-(d). The edge states at zeroenergy are the chiral zero modes (eigenstates of ๐3) [38]of the ๐-orbital sectors, and therefore they are fixed toY๐ (= 0), and necessarily isolated from the bulk bands.The number of edge state bands, ๐e, does not changeduring the deformation 0 โค _ โค 1, and it can be easilyobtained by counting the number of zero energy levelsat the 90โฆ model. We find ๐e = 1, 2, 2, 4 for zigzag-1,zigzag-2, armchair-1, and armchair-2 edges, respectively.The emergence of the edge states can be intuitively un-
derstood from the fractionalization of the localized Wan-nier orbital, in an analogous manner to the Su-Schrieffer-Heeger (SSH) model in one-dimension [67]. As discussedin Sec. II B, every single bond in the phosphorene lat-tice is associated with the center of a single Wannier or-bital. In the zigzag-1 edge, for instance, the edge linecuts the Wannier orbitals of the ๐๐ง sector as illustratedin Fig. 6. Then the remaining uncoupled orbitals, in-dicated by dashed circles in Fig. 6, form edge-localizedstates in the energy region outside the bulk bands. Thisis actually the origin of the edge states of the zigzag-1,and the number of the uncoupled orbital per super unitcell coincides with the number of the edge states, ๐e = 1.The Wannier orbital located at an interatomic bond cor-responds to a covalent bond in chemistry, and its brokenhalf is nothing but a dangling bond.The same analysis is applicable to the other edge struc-
tures as summarized in Fig. 7. For the zigzag-2 nanorib-bon [Fig. 7(b)], we expect the two edge states since theedge line cuts the two Wannier functions of ๐๐ฅโฒ orbitalper super unit cell. In the same manner, the armchair-1
6
(a) zigzag-1 (b) zigzag-2
(c) armchair-1 (d) armchair-2
FIG. 5: Band structures of four types of nanoribbons. In each figure, the left and right panels are the band structures of theDFT-based tight-binding model (_ = 1) and the 90โฆ model (_ = 0) , respectively. The middle row shows the evolution of thelow-energy part in a continuous deformation from _ = 0 to 1. The edge states are connected to the chiral zero states in the 90โฆ
model.
[Fig. 7(c)] yields two edge states from ๐๐ฅโฒ and ๐๐ฆโฒ orbital,and the armchair-2 [Fig. 7(d)] yields four edge states from๐๐ฅโฒ and ๐๐ง orbitals. The results are all consistent withthe number of edge state bands ๐e in Fig. 5(a)-(d), andalso with the actual orbital character of the edge statewavefunctions.
In systems with time-reversal and space-inversion sym-metries, the edge states originating from half-brokenWannier orbitals can also be characterized by non-trivialZak phase, which represents the charge polarization inthe unit cell [38, 52, 68โ75]. Note that, however, the
Zak phase only gives the parity of the number of edgestates as it is Z2 valued, so that the zigzag-2, armchair-1and armchair-2 cases in our problem are all classified toZ2-trivial. On the other hand, the complete informationof the Wannier orbital center unambiguously specifies thenumber of the edge states as well as their orbital charac-ters as shown above.
It is also worth noting that, in Fig. 5, the edge-statebands in the zigzag-2 and armchair-2 cases always sticktogether at the Brillouin zone boundary (๐ = ยฑ๐). Thisproperty is characteristic to the Mobius twisted edge
7
FIG. 6: The Wannier states associated with ๐๐ง in zigzag-1termination (vertical dashed line). Paired (Unpaired) orbitalsare indicated by blue ellipse (red dashed circles).
states protected by Z2 invariant, which emerge in anedge-terminated system with glide symmetry [76, 77].Note that the zigzag-2 and armchair-2 ribbons are glidesymmetric because the edge direction is parallel to thehalf-integer translation in the bulk glide operation. Onthe other hand, the glide symmetry is lost in the zigzag-1 and armchair-1 termination, and the band sticking isabsent accordingly.
In the zigzag-1 and zigzag-2 ribbons [Fig. 5(a) and (b)],we also notice some edge states in ๐ธ < โ10 eV far belowthe Fermi energy, which are originating from ๐ -orbitalbands. Similarly to the ๐๐ง orbital of the graphene, the๐ -orbitals in the puckered honeycomb lattice form theDirac cones as seen in Fig. 2(b) (at ๐ธ โผ โ11.48 eV onthe ฮ๐ line) and the zigzag edge states emerge betweenthe two Dirac points just like in graphene [24].
We expect that our tight-binding model captures thequalitative features such as the existence of the edgemodes and its orbital character, which are the mainscope of the paper. We note that the band dispersion ofthe edge-state band of zigzag-1 [Fig. 5(a)] in our modelqualitatively agrees with the results of full DFT calcula-tions [25, 26, 28]. In particular, if we calculate the energybands of a narrower ribbon (. 30 nm), we reproduce asmall split of the edge-state bands at ๐ = 0 caused by thecoupling of the two edges, which is also present in theDFT calculation. For the armchair-1 ribbon [Fig. 5(b)],our model is good enough to see the existence of the edgestates, while we see some difference in the detailed bandstructure from the DFT results. We presume that thedifference originates from a significant lattice relaxationat the armchair edge, which flattens the edge atoms inthe puckered structure [25, 26, 28]. We leave furtherdiscussion on these effects to future study.
IV. CORNER STATES
Now we consider a finite-sized phosphorene nanoflaketo study the emergent corner states. We employ the samestrategy as for the edge states in the previous sections.
(a) zigzag-1 (๐ต๐ = ๐)
(c) armchair-1 (๐ต๐ = ๐) (d) armchair-2 (๐ต๐ = ๐)
(b) zigzag-2 (๐ต๐ = ๐)
FIG. 7: Schematic illustration of the broken Wannier statefor the four types of edge termination. Orange, red and blueovals represent the broken Wannier states of ๐๐ฅโฒ , ๐๐ฆโฒ and ๐๐งsectors, respectively. The number of edge levels in the bandcalculation, ๐e, coincides with the number of the broken Wan-nier states per a unit period of the ribbon.
We calculate the energy spectrum and the eigenstates ofa nanoflake under the continuous deformation from the90โฆ model (_ = 0) to the DFT-based model (_ = 1), andclarify the physical origin of the obtained corner states.To be specific, we consider a phosphorene nanoflake as
shown in Fig. 8(a), which includes 880 atoms. Each cor-ner is regarded as an intersection of two zigzag-2 edges,and the left/right corners and the top/bottom cornershave inequivalent structures with different intersectingangles. Figure 8(b) plots the energy spectrum of the flakeas a function of _, where the right panel is the enlargedplot around the zero energy. Here the blue (green) pointsindicate the left/right (top/bottom) corner states, whichhave more than 60% of the total amplitude within threeunit cells from the corner site. The red dots representthe edge states, which have more than 60% amplitudewithin a unit cell from the boundary (and which are notcorner states). The rest gray dots are the bulk states.For the 90โฆ model (_ = 0), all the edge and corner statesare degenerate at ๐ธ = 0 because of the chiral symmetry,Eq. (10). With increasing _, the degeneracy is lifted bybreaking the chiral symmetry, and the corner states andedge states are resolved.We first focus on the left/right corner states (blue dots)
at _ = 0.4. As seen in Fig. 8(b), there are three branchesof left/right corner levels, which are labeled as A, B, and
8
0.0 0.2 0.4 0.6 0.8 1.0
-1.0
-0.5
0.0
0.5
1.0
rightcorner
leftcorner
bottom corner
top corner
edge
edge
edge
edge
A
B
C
D E
FG
(a)
(b)
Ener
gy (e
V)
๐
edgeright/left cornertop/bottom corner
bulk
๐
FIG. 8: (a) Atomic structure of a phosphorene flake consid-ered in this work. (b) The evolution of the energy spectrumfrom the 90โฆ model (_ = 0) to the DFT-based tight-bindingmodel (_ = 1) with the right panel showing the enlargedplot around the zero energy. Blue (green) points indicatethe left/right (top/bottom) corner states, red points are theedge states, and gray dots are the bulk states.
C. In increasing _, the level C eventually hybridizes withthe bulk states, while the level A and B survive up to_ = 1. Here we consider _ = 0.4, because the origin ofthe corner states can be argued without suffering fromthe complexity due to the hybridization with the bulkstates.
The presence of multiple corner states can only be ex-plained by the multi-orbital picture. Figure 9(a) illus-trates the schematic picture for the Wannier orbitals of๐๐ฅโฒ , ๐๐ฆโฒ and ๐๐ง sectors in the 90โฆ model (_ = 0). Thedashed circles represent uncoupled orbitals which givethe zero energy levels. Here we notice that the ๐๐ง sectorhas only a single uncoupled orbital at the corner, whilethe ๐๐ฅโฒ and ๐๐ฆโฒ sectors have ones at all the outermostsites (hereafter referred to as edge sites) along the twoedge lines. In the minimal model only considering ๐๐ง , asingle corner orbital leads to a single corner state [39].It is regarded as a higher-order topological insulator inthat it has obstructed corner orbitals while not edge or-bitals [39โ41, 44โ57]. In the present multi-orbital phos-phorene model, on the other hand, the ๐๐ง corner state
๐ก
๐กโฒ
๐ก
๐กโฒ๐ก!!
๐ = โ3
๐ = โ2
๐ = โ1
๐ = 3
๐ = 2
๐ = 1
๐ = 0
(b) (a)
๐!!
๐"!
p#
FIG. 9: (a) Schematic illustration of Wannier orbital origi-nating from the ๐๐ฅ , ๐๐ฆ , and ๐๐ง orbitals near the right cornerof the phosphorene flake. The unpaired orbitals are markedby the red dashed circles. (b) Edge-corner composite modelnear the right corner, which is composed of the unpaired or-bitals in (a).
is hybridized with the edge zero modes of ๐๐ฅโฒ and ๐๐ฆโฒ
when _ is switched on, resulting in three corner states intotal. Figure 10(a) shows the wavefunctions of these cor-ner states at _ = 0.4, where we actually see that the waveamplitudes are mainly concentrated on those uncoupledorbitals.To qualitatively understand the emergence of the mul-
tiple corner states, we introduce an effective edge-cornercomposite model which takes account of only the un-coupled orbitals. We label the edge and corner sites by๐ = 0,ยฑ1,ยฑ2 ยท ยท ยท as in Fig. 9(b), where ๐ = 0 represents the๐๐ง orbital at the corner site, and the positive (negative)๐ โs correspond to ๐๐ฅโฒ (๐๐ฆโฒ) orbitals at the lower (upper)edge. We consider a one dimensional tight-binding modelof these boundary orbitals to describe the in-gap states.The Hamiltonian is explicitly written as
๐ปEC =
( โโ๐=โโ
โ๐ก ๐+1, ๐๐โ ๐+1๐ ๐ +H.c
)โ ๐ก โฒโฒ(๐โ 1๐โ1 +H.c)
(11)
with
๐ก ๐+1, ๐ =
{๐ก ( ๐ โค โ2, ๐ โฅ 1),๐ก โฒ ( ๐ = โ1, 0),
where ๐โ ๐and ๐ ๐ are the electron creation and annihilation
operators at site ๐ , respectively, ๐ก is the hopping betweenthe neighboring edge sites, ๐ก โฒ is that between the edge siteand the corner site, and ๐ก โฒโฒ is the second-nearest neighborhopping between the edge site ๐ = ยฑ1. Here the cornersite ๐ = 0 works as an impurity in a one-dimensionaltight-binding chain of the edge sites.
9
0.00.20.40.60.81.0-1.0
-0.5
0.0
0.5
1.0
๐ด
๐ถ
๐ต
๐!!๐"! ๐#
(b) (a)
Ener
gy (e
V)
0.00.20.40.60.81.0-1.0
-0.5
0.0
0.5
1.0
๐ด
๐ถ
๐ต
Level ๐ด
Level ๐ต
Level ๐ถ
Level ๐ด
Level ๐ต
Level ๐ถ
Ener
gy (e
V)
FIG. 10: Energy levels and wavefunctions of the right-corner states ๐ด, ๐ต, and ๐ถ [Fig. 8(b)] in the phosphorene flake with_ = 0.4, obtained from (a) the original tight-binding model ๐ปflake
_[Eq. 12] and (b) the corresponding edge-corner composite
model ๐ปEC [Eq. 11]. The radius and color of circles (red/blue) in the wavefunction indicate the amplitudes and phase (red /blue for plus / minus) of the wavefunction.
The three hopping parameters ๐ก, ๐ก โฒ, and ๐ก โฒโฒ in ๐ปEC isdetermined by the second-order perturbation theory asfollows. First, we write the Hamiltonian of the phospho-rene nanoflake (parameterized by _) in a block form,
๐ปflake_ =
(๐ป0 ๐
๐โ ๐ปbulk
)(12)
where ๐ป0 is the Hamiltonian projected on the edge andcorner orbitals, ๐ปbulk is that on the remaining orbitals,and ๐ is the coupling between them. In the projection to๐ป0, we take ๐๐ฅโฒ and ๐๐ฆโฒ on the edge sites to be parallelto the in-plane bonds of the real phosphorene, where therelative angle of ๐๐ฅโฒ and ๐๐ฆโฒ is \2 = 98โฆ. By treating ๐
as a perturbation, the effective Hamiltonian for the edgeand corner orbitals is obtained by
๐ปeff = ๐ป0 +๐โ 1
๐ธ โ ๐ปbulk๐, (13)
where we take ๐ธ to be the average of eigenvalues of ๐ป0.Finally, ๐ก, ๐ก โฒ, and ๐ก โฒโฒ can be extracted from the corre-sponding matrix elements of ๐ปeff . For example, the pa-rameters for _ = 0.4 are ๐ก = 0.060 eV, ๐ก โฒ = 0.15 eV, and๐ก โฒโฒ = 0.24 eV.
Figure 10(b) presents the energy spectrum and thewavefunctions of the corner states in the edge-cornercomposite model at _ = 0.4. In the calculation, we as-sumed a closed ring geometry by connecting the upper
and lower edge sites in a far away point, where the num-ber of the total sites is 82. We see that this simple modelqualitatively reproduces the energy spectrum and wavefunction of the DFT-based model in Fig. 10(a). The threeeigenstates of ๐ปEC marked as ๐ด, ๐ต, and ๐ถ are localizednear the corner, and the wavefunctions and their spa-tial symmetry agree with the corresponding states of theoriginal model. Therefore, the multiple corner states ofphosphorene can be understood as a result of hybridiza-tion of the uncoupled edge and corner orbitals, where themulti-orbital property is essential.The interpretation using the effective edge-corner
๐ = 1
๐ = 2
๐ = 3
๐ = โ1
๐ = โ2
๐ = โ3
๐ก๐ก
๐กโฒ
๐ก!!
FIG. 11: Edge-corner composite model near the top cornerof the flake. Uncoupled ๐๐ฅโฒ , ๐๐ฆโฒ orbitals at the boundary areshown in yellow, and red respectively, and are labeled by ๐.
10
0.00.20.40.60.81.0-1.0
-0.5
0.0
0.5
1.0
๐!!๐"!En
ergy
(eV)
0.00.20.40.60.81.0-1.0
-0.5
0.0
0.5
1.0Level ๐ท
Level ๐ธ
Level ๐ท
Level ๐ธ
Level ๐บ
Level ๐น
Level ๐บ
Level ๐น๐ท
๐น
๐ธ
๐บ
Ener
gy (e
V)
(b) (a)
๐ท
๐น๐ธ
๐บ
FIG. 12: Plots similar to Fig. 10 for the top-corner states ๐ท, ๐ธ, ๐น and ๐บ [Fig. 8(b)].
model is applicable also to the top/bottom corner states.In the energy spectrum of Fig. 8(b), there are fourbranches of top/bottom corner states (green dots) at_ = 0.4, which we label ๐ท, ๐ธ , ๐น, and ๐บ in descendingorder of energy. Figure 11 illustrates the uncoupled or-bitals around the top corner. Now we have ๐๐ฅโฒ and ๐๐ฆโฒ
orbitals along the two edges, while the corner-isolated or-bital, like ๐๐ง for the right corner, is absent in this case.We label the ๐๐ฅโฒ orbitals as ๐ = โ1,โ2,โ3, ยท ยท ยท and the ๐๐ฆโฒ
orbitals as ๐ = 1, 2, 3, ยท ยท ยท , where the site ๐ = 0 is missing.The effective edge-site model is written as,
๐ป โฒEC =
[ โโ๐=1
โ๐ก (๐โ ๐+1๐๐ + ๐
โ โ(๐+1)๐โ๐) +H.c
]โ ๐ก โฒ(๐โ 1๐โ1 +H.c.) โ ๐ก โฒโฒ(๐โ 1๐โ2 + ๐
โ โ1๐2 +H.c) (14)
where ๐โ ๐and ๐๐ are the electron creation and annihilation
operators at site ๐, respectively, ๐ก is the hopping betweenthe neighboring edge sites, ๐ก โฒ is that between the twoneighboring sites at the corner, ๐ = ยฑ1, and ๐ก โฒโฒ is thesecond-nearest neighbor hopping between (๐, ๐ โฒ) = (2,โ1)and (1,โ2). By using a similar procedure to Eqs. (12)and (13), we obtain the hopping parameters, ๐ก = 0.060eV, ๐ก โฒ = 0.074 eV, and ๐ก โฒโฒ = 0.114 eV.
Figure 12 shows the energy spectrum and the wave-functions of the corner states obtained from (a) the DFT-based full tight binding model, and from (b) the effectiveedge-site model. We can see that the corner states arewell reproduced by the effective model. Here it should benoted that the corner states emerge just by connecting๐๐ฅโฒ and ๐๐ฆโฒ edge modes, without the aid of the corner-isolated orbitals (๐๐ง for the right corner).
V. CONCLUSION
In this paper, we have investigated edge and cor-ner states in monolayer black phosphorene, and shownthat the multi-orbital band structure under a non-planerpuckered structure forces the emergence of the edgestates at a boundary along an arbitary crystallographicdirections. There the presence of three ๐ orbitals causesformation of a Wannier orbital at every bond center, andhence cutting any bonds always results in in-gap statesthrough a half breaking of the Wannier orbital. At a cor-ner where two edges intersect, we find that unexpectedmultiple corner states appear due to unavoidable hy-bridization of the higher-order topological corner stateand the edge states. These characteristic properties areintuitively understood using a topologically-equivalent,analytically-solvable model where all the bond angles inthe phosphorene are deformed to 90โฆ. We expect thatthe analysis also applies to different materials having asimilar puckered honeycomb lattice, such as GaSe, GaS,SnSe, and PbS [78].
Acknowledgments
This work was supported by JSPS KAKENHIGrant numbers JP21J20403, JP20K14415, JP20H01840,JP20H00127, and by JST CREST Grant Number JP-MJCR20T3, Japan. T.K. is partially supported by JSPSCore-to-Core program.
11
Appendix A: Details of DFT-based tight-bindingmodel
In this appendix, we present the details of the DFT-based tight binding model obtained from the Wannier90package [60]. In the calculation demonstrated in the maintext, we take into account the hopping within the rangeof distance 6๐1 (โผ 180 nm), which strongly decay withthe relative distance between the atoms. Complete setsof the hopping parameters are given in the supplementaldata [61]. In the Table I, we provide the representa-tive parameters for onsite potential and hopping for theA site and hopping between nearest AโฒB, AB, AA, andAAโฒ sites [Fig. 13]. For each pair of the atomic sites, 16components of hopping parameters describing hoppingbetween the four orbitals are assigned. Every hoppingintegral is real valued, due to the time-reversal symme-try. These values are consistent with the orbital propertyand geometrical locations. For instance, for a pair of sitesAโฒ and B shown in Fig.1(b), the hopping integral between๐๐ง orbitals is strongest with ๐ก โผ 2.5 eV, since these sitesare almost vertically aligned in ๐ง direction and ๐๐ง or-bitals form the ๐ bonds. The hopping integrals for ABโฒ,AโฒBโฒ, AโฒAโฒ, BB, BโฒBโฒ and BBโฒ and onsite potential andhopping for Bโฒ, Aโฒ, and B sites are generated from theTable I by symmetry operations.
Appendix B: Symmetry representation and Wanniercenter for black phosphorene
As discussed in the main text, the central position ofthe Wannier orbital plays a key role in the emergenceof the edge and corner states of black phosphorene. InSec. II B, we identified these positions by using an ef-fective 90โฆ model which is topologically equivalent tophosphorene. On the other hand, there is an alterna-tive generic scheme to obtain the Wannier center by us-ing the spacial symmetry and the irreducible representa-tion [43, 62โ64, 79]. In this appendix, we apply the lat-ter scheme to black phosphorene with space group ๐๐๐๐,and obtain the consistent result with the main text.
In general, a set of bands is characterized by the ir-reducible representations (irreps) at high symmetry mo-menta. In the space group ๐๐๐๐, specifically, we have
๐ก!!" ๐ก!!
๐ก!!!๐ก!"
๐ด
๐ต๐ดโฒ
๐ตโฒ
๐#
๐$
FIG. 13: Typical nearest hopping between AโฒA, BA, AA,and AAโฒ sites.
irreps at ฮ, ๐, ๐ , and ๐ points summarized in Table II.By using these irreps, we can describe character of theoccupied bands below the gap by a single vector
b = (๐พ1๐, ยท ยท ยท , ๐พ4๐; ๐พ1๐ข , ยท ยท ยท , ๐พ4๐ข; b1, b2; [1, [2; `๐, `๐ข),(B1)
where ๐พ ๐๐ , b ๐ , [ ๐ , and `๐ ( ๐ = 1, 2, ยท ยท ยท and ๐ = ๐ข, ๐)is the number of irreps ฮ ๐๐ , ๐๐, ๐๐, and ๐๐ , respec-
TABLE I: Typical onsite potential and hopping integralใR, ๐2, ๐2 |๐ป |0, ๐1, ๐1ใ in the unit of eV, where |R, ๐, ๐ใ indi-cates the basis of the orbital ๐ = ๐ , ๐๐ฅ , ๐๐ฆ , ๐๐ง at the sublattice๐ = ๐ด, ๐ตโฒ, ๐ดโฒ, ๐ต in the unit cell located at R. The unit cell isdefined as in Fig. 13. Labels of column (row) in the tablestand for the orbital ๐1 (๐2). Onsite potential and hoppingis for the ๐ด-site. The hopping parameter between nearest Aโฒ
and B, A and B, A and Aโฒ with R = 0, and between A andA with R = โa2 are presented.
Onsite ๐ ๐๐ฅ ๐๐ฆ ๐๐ง
๐ โ11.687197 โ0.040782 0 0.036646
๐๐ฅ โ0.040782 โ4.225991 0 โ0.125509๐๐ฆ 0 0 โ4.140375 0
๐๐ง 0.036646 โ0.125509 0 โ4.256935
๐กAโฒB ๐ ๐๐ฅ ๐๐ฆ ๐๐ง
๐ โ1.690771 โ0.816721 0 โ2.437822๐๐ฅ 0.816721 โ0.536829 0 1.325923
๐๐ฆ 0 0 โ1.10449 0
๐๐ง 2.437822 1.325923 0 2.507026
๐กAB ๐ ๐๐ฅ ๐๐ฆ ๐๐ง
๐ โ1.778623 1.827083 1.953456 โ0.008235๐๐ฅ โ1.827083 0.683126 1.977488 0.000059
๐๐ฆ โ1.953456 1.977488 1.344737 0.016749
๐๐ง โ0.008235 โ0.000059 โ0.016749 โ1.179879
๐กAA ๐ ๐๐ฅ ๐๐ฆ ๐๐ง
๐ 0.030988 โ0.078703 0.116371 โ0.01095๐๐ฅ โ0.078703 โ0.319182 0.306764 โ0.019294๐๐ฆ โ0.116371 โ0.306764 0.598276 0.006828
๐๐ง โ0.01095 โ0.019294 โ0.006828 โ0.006613
๐กAAโฒ ๐ ๐๐ฅ ๐๐ฆ ๐๐ง
๐ 0.008801 0.021139 0.004026 โ0.072713๐๐ฅ 0.060405 0.165221 0.061229 0.107306
๐๐ฆ โ0.039265 โ0.096533 โ0.03637 โ0.318646๐๐ง โ0.046967 0.074745 โ0.092788 โ0.091795
12
(a) 3๐ + 3๐
(b) 3๐ only
ฮ!"
ฮ!#
ฮ$"
ฮ!"ฮ$#ฮ!#
ฮ%#ฮ%"
ฮ!"
ฮ!"
ฮ!#
ฮ$"
ฮ$#
๐!
๐&
๐!
๐&
๐!
๐!
๐&
๐"
๐#
๐"
๐#
๐"
๐"
๐#
๐!
๐!
๐!๐&
๐!
๐!
๐!
Ener
gy (e
V)En
ergy
(eV)
0
-5
-10
-15
-5
-10
-15
ฮ Y M X
ฮ Y M X
ฮ$"
FIG. 14: (a) Irreducible representation of occupied bandsin the DFT-based tight-binding model of phosphorene, whichinclude 3๐ and 3๐ orbital [corresponding to the ๐ธ < 0 regionof Fig. 2(b)]. ๐ธ = 0 is the Fermi energy. (b) Irreduciblerepresentation of the 3๐ -orbital-only model [๐ธ < โ5 eV regionof Fig. 2(c)].
tively, in the occupied bands. Considering the symme-try of the wavefunctions obtained from the DFT-basedtight-binding model in Sec. II A, we identify the irreps ofthe occupied bands as shown in Fig. 14(a). The vectorEq. (B1) for the occupied bands in the cluster of 3๐ +3๐orbital is
b3๐ +3๐ = (3, 0, 2, 1; 2, 0, 1, 1; 8, 2; 6, 4; 6, 4). (B2)
It is clear that 3๐ bands are located far below the Fermienergy, and hence we can separate 3๐ bands from 3๐bands by continuously shifting the 3๐ cluster to lowerenergy without topological change (gap closing) at theFermi energy. The band representation of 3๐ bands,which of our interest, can be obtained just by subtractingthe irreps of 3๐ bands from 3๐ +3๐. The irreps of 3๐ can beobtained by an arbitrary tight-binding model having only๐ -orbitals at phosphorus sites. For example, Figure 14(b)shows the irreps of ๐ -orbital sector of 90โฆ model [Eq. (1)],giving b3๐ = (1, 0, 1, 0; 1, 0, 1, 0; 4, 0; 2, 2; 2, 2). Therefore,the band representation of remaining 3๐ bands is
b3๐ = b3๐ +3๐ โ b3๐ = (2, 0, 1, 1; 1, 0, 0, 1; 4, 2; 4, 2; 4, 2).(B3)
The numbers ๐พ ๐๐ , b ๐ , [ ๐ , and `๐ in Eq. (B1) are notindependent but related by the following compatibility
TABLE II: Irreducible representation of space group ๐๐๐๐.ฮ ๐๐ , ๐๐ , ๐๐ , and ๐๐ are irreps at ฮ, ๐, ๐ , ๐ points in theBrillouin zone, respectively. Symmetry index is listed from2nd to 5th columns. ๐ถ2๐ฆ is the 180โฆ rotation along the ๐ฆ
axis, ๐๐ฆ is the mirror reflection with respect to the ๐ฅ๐ง plane,
{๐๐ง | 1212 } is the glide mirror reflection, i.e., the combination
of half translation t = (a1 + a2)/2 and mirror reflection withrespect to ๐ฅ๐ฆ plane, and ๐ is inversion.
Irrep ๐ถ2๐ฆ ๐๐ฆ {๐๐ง | 1212 } ๐
ฮ1๐ +1 +1 +1 +1ฮ2๐ โ1 โ1 โ1 +1ฮ3๐ +1 +1 โ1 +1ฮ4๐ โ1 โ1 +1 +1ฮ1๐ข โ1 +1 โ1 โ1ฮ2๐ข +1 โ1 +1 โ1ฮ3๐ข โ1 +1 +1 โ1ฮ4๐ข +1 โ1 โ1 โ1
๐1 0 +2 0 0
๐2 0 โ2 0 0
๐1 +2 0 0 0
๐2 โ2 0 0 0
๐๐ 0 0 0 +2๐๐ข 0 0 0 โ2
conditions,
๐พ1๐+๐พ2๐ข+๐พ3๐ข+๐พ4๐=๐พ1๐ข+๐พ2๐+๐พ3๐+๐พ4๐ขโก๐, (B4)
b1 = ๐พ1๐ + ๐พ3๐ + ๐พ1๐ข + ๐พ3๐ข , (B5)
[1 = ๐พ1๐ + ๐พ2๐ข + ๐พ3๐ + ๐พ4๐ข , (B6)
b1 + b2 = 2๐, (B7)
[1 + [2 = 2๐, (B8)
`๐ + `๐ข = 2๐, (B9)
which guarantee the existence of the band gap betweenthe occupied and unoccupied bands. In fact, conditionsEq. (B4)-(B6) forbid the band crossing of opposite-paritystates under the glide mirror reflection {๐๐ง | 12
12 }, mirror
reflection ๐๐ฆ, and twofold rotation ๐ถ2๐ฆ, respectively. Inaddition, the conditions Eqs. (B7)-(B9) make the totalnumber of occupied bands constant 2๐ for each k points.The conditions Eq. (B4)-(B9) reduce the 14 componentdegrees of freedom for the vector in Eq. (B1) to 8 com-ponent,
b = (๐พ1๐, ๐พ2๐, ๐พ3๐, ๐พ4๐; ๐พ1๐ข , ๐พ2๐ข , ๐พ3๐ข; `๐) (B10)
The specific value for the black phosphorene is
b3๐ = (2, 0, 1, 1; 1, 0, 0; 4). (B11)
As a next step, we list the band character Eq. (B10) forall possible elementary bands allowed in the space group
13
FIG. 15: Wyckoff position (red dots) of space group ๐๐๐๐.Position 4 ๐ and 4โ can move on red thick lines, and 8๐ isgeneral position. Large and small dots (in 4๐, 4โ, 8๐) indicatethe height of +๐ง and โ๐ง, respectively, and the middle dots (in2๐, 2๐, 4 ๐ ) are at ๐ง = 0. Gray rectangle is a unit cell, and graylines represent the atomic bonds of phosphorene.
๐๐๐๐. The elementary band is the band structure ob-tained from a possible arrangement of atomic orbitals lo-cated at a Wyckoff position (WP). Figure 15 summarizesall the possible WPs for ๐๐๐๐. The WPs are classifiedby site symmetry group (SSG), or the symmetry groupwhich keeps the WP invariant. For example, the char-acterisitic SSG for the WP 2a is ๐ถ2โ, which is generatedby inversion about the unit cell center (the center of thegray rectangle in Fig. 15) and two fold rotation around ๐ฆ
axis. The SSG for each WP are presented in the secondcolumn of the Table III.
An array of atomic orbitals at WP should be an irrep ofthe corresponding SSG, where different symmetries of theatomic orbital (e.g., ๐ -like, ๐๐ฅ-like) give different irreps.In Table III, we list all the possible irreps for each WP,and label them with a serial number ๐ = 1 to 15. In thesame manner as Eq. (B10), elementary bands of ๐ aredescribed as
b๐ = (๐พ (๐)1๐ , ๐พ
(๐)2๐ , ๐พ
(๐)3๐ , ๐พ
(๐)4๐ ; ๐พ
(๐)1๐ข , ๐พ
(๐)2๐ข , ๐พ
(๐)3๐ข ; `
(๐)๐ ), (B12)
which are listed in the Table III. Actually, the vectorb in Eq. (B10) for any atomic insulator are always de-composed to a linear combination of b๐. The Wannierorbitals and their center position of the system can beobtained by such a decomposition.
In phosphorene, the decomposition into the elementarybands is written as
b3๐ =โ๐
๐๐b๐, (B13)
where b3p is given by Eq. (B11), and ๐๐ must be 0 or apositive integer. Here we have a unique solution,
๐๐ =
{1 (๐ = 1, 11),0 (otherwise). (B14)
Because b1 and b11 are ๐ -like orbitals at the Wyckoffpositions 1๐ and 4๐ respectively, we conclude that the
TABLE III: Elementary band representations for the spacegroup ๐๐๐๐. The low with ๐ is the label of representations.The index of Eq. (B12) are listed from 5th-12th column.
WP SSG irreps ๐ ๐พ1๐ ๐พ2๐ ๐พ3๐ ๐พ4๐ ๐พ1๐ข ๐พ2๐ข ๐พ3๐ข `๐
2a ๐ถ2โ ๐ด๐ 1 1 0 1 0 0 0 0 2
๐ด๐ข 2 0 0 0 0 1 0 1 0
๐ต๐ 3 0 1 0 1 0 0 0 2
๐ต๐ข 4 0 0 0 0 0 1 0 0
2b ๐ถ2โ ๐ด๐ 5 1 0 1 0 0 0 0 0
๐ด๐ข 6 0 0 0 0 1 0 1 2
๐ต๐ 7 0 1 0 1 0 0 0 0
๐ต๐ 8 0 0 0 0 0 1 0 2
4e ๐ถ1โ ๐ด 9 1 0 1 0 0 1 0 2
๐ต 10 0 1 0 1 1 0 1 2
4g ๐ถ2๐ง ๐ด 11 1 0 0 1 1 0 0 2
๐ต 12 0 1 1 0 0 1 1 2
4h ๐ถ2๐ฆ ๐ด 13 1 0 1 0 1 0 1 2
๐ต 14 0 1 0 1 0 1 0 2
8i ๐ถ1 ๐ด 15 1 1 1 1 1 1 1 4
Wannier centers for the phosphorene are located at theevery midpoint of the nearest neighboring atoms. This isconsistent with the results from the 90โฆ in the main text.
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