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TREATIES AND OTHER INTERNATIONAL ACTS SERIES 12950

ATOMIC ENERGY

Peaceful Uses of Nuclear Energy

Agreement Between the

UNITED STATES OF AMERICA

and UKRAINE

Signed at Kiev May 6, 1998

with

Annex and Agreed Minute

NOTE BY THE DEPARTMENT OF STATE

Pursuant to Public Law 89—497, approved July 8, 1966 (80 Stat. 271; 1 U.S.C. 113)—

“. . .the Treaties and Other International Acts Series issued under the authority of the Secretary of State shall be competent evidence . . . of the treaties, international agreements other than treaties, and proclamations by the President of such treaties and international agreements other than treaties, as the case may be, therein contained, in all the courts of law and equity and of maritime jurisdiction, and in all the tribunals and public offices of the United States, and of the several States, without any further proof or authentication thereof.”

UKRAINE

Atomic Energy: Peaceful Uses of Nuclear Energy

Agreement signed at Kiev May 6, 1998; Entered into force May 28, 1999. With annex and agreed minute.

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AGREEMENT FOR COOPERATION BETWEEN

THE UNITED STATES OF AMERICA

AND UKRAINE

CONCERNING PEACEFUL USES OF NUCLEAR ENERGY

The Government of the United States of America and the

Government of Ukraine;

Reaffirming their support for strengthening nuclear non

proliferation measures worldwide;

Mindful of their respective obligations under the Treaty on

the Non-Proliferation of Nuclear Weapons ("NPT") to which

both the United States of America and Ukraine are parties;

Reaffirming their intention to work closely together and

with other states to urge universal adherence to the NPT

and full realization of the purposes of the preamble and of

all the provisions of the Treaty;

Reaffirming their commitment to ensuring that the

international development and use of nuclear energy for

peaceful purposes are carriea O'.lt under arrangements that

will to the maximum possible extent further the objectives

of.the NPT;

Affirming their support of the objectives of the

International Atomic Energy Agency ("IAEAh);

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Recognizing the indispensable role of the safeguards system

of the IAEA in the maintenance of an effective non

proliferation regime;

Confirming their commitment to the strengthening of IAEA

safeguards, including their readiness to take such steps as

are necessary to allow the Agency to apply safeguards

effectively and efficiently and to attain its inspection

goal at facilities in their respective jurisdictions;

Recognizing that they have decided to act in accordance

with the principles contained in the Guidelines for Nuclear

Transfers of the Nuclear Suppliers Group;

Stressing the importance of Nuclear Suppliers Group

principles on full-scope IAEA safeguards as a condition of

transfer to non-nuclear weapon states; on the control of

dual-use items; and on the exercise of restraint in the

export of sensitive items;

Recognizing the importance of maintaining effective nuclear

material control and accountancy and physical protection in

accordance with international standards;

Desiring to cooperate in the development, use and control

of peaceful uses of nuclear energy; and

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Mindful that peaceful nuclear activities must be undertaken

with a view to protecting the international environment

from radioactive, chemical and thermal contamination;

Have agreed as follows:

ARTICLE 1 - OEFINITIONS

For the purposes of this agreement:

(A) "Byproduct material" means any radioactive material

(except special nuclear material) yielded in or made

radioactive by exposure to the radiation incident to the

process of producing or utilizing special nuclear material;

(B) "Component" means a component part of equipment or

other item, so designated by agreement of the parties;

(C) "Conversion" means any of the normal operations in the

nuclear fuel cycle, preceding fuel fabrication and

excluding enrichment, by which uranium is transformed from

one chemical form to another -~ for example, from UF6 to

U02 or from uranium oxide to metal;

(D) "Decommissioning" means the actions taken at the end of

a facility's useful life to retire the facility from

service in a manner that provides adequate protection for

the health and safety of the decommissioning workers and

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the general public, and for the environment. These actions

can range from closing down the facility and a minimal

removal of nuclear material coupled with continuing

maintenance and surveillance, to a complete removal of

residual radioactivity in excess of levels acceptable for

unrestricted use of the facility and its site;

(E) "Equipment" means any reactor, other than one designed

or used primarily for the formation of plutonium or uranium

233, or any other item so designated by agreement of the

parties;

(F) "High enriched uranium" means uranium enriched to

twenty percent or greater in the isotope 235;

(G) "Low enriched uranium" means uranium enriched to less

than twenty percent in the isotope 235;

(H) "Major critical component" means any part or group of

parts essential to the operation of a sensitive nuclear

facility;

(I) "Material" means source material, special nuclear

material, byproduct material, radioisotopes other than

byproduct material. moderdtor material, or any other such

substance so designated by agreement of the parties;

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(J) "Moderator material" means heavy water or graphice or

beryllium of a purity suitable for use in a reactor to slow

down high velocity neutrons and increase the likelihood of

further fission, or any other such material so designated

by agreement of the parties;

(K) "Parties" means the Government of the United States of

America and the Government of Ukraine;

(L! "Peaceful purposes" include the use of information,

material, equipment and components in such fields as

research, power generation, medicine, agriculture and

industry but do not include use in, research on, or

development of any nuclear explosive device, or any

military purpose;

(M) "Person" means any individual or any entity subject to

the jurisdiction of either party but does not include the

parties to this agreement;

(N) "Reactor" means any apparatus, other than a nuclear

weapon or other nuclear expl0sive device, in which a self

sustaining fission chain reaction is maintained by

utilizing uranium, plutonium or thorium or any combination

thereof;

(0) "Restricted data" means all data concerning (1) design,

manufacture or utilization of nuclear weapons, (2) the

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production of special nuclear material, or (3) the use of

special nuclear material in the production of energy, but

shall not include data of a party which it has declassified

or removed from the category of restricted data;

(P) "Sensitive nuclear facility" means any facility

designed or used primarily for uranium enrichment,

reprocessing of nuclear fuel, heavy water production, or

fabrication of nuclear fuel containing plutonium;

(Q) "Sensitive z:uclear technology" means any information

(including information incorporated in equipment or an

important component) which is not in the public domain and

which is important to the design, construction,

fabrication, operation or maintenance of any sensitive

nuclear facility, or other such information which may be so

designated by agreement of the parties;

(R) "Source material" means (1) natural uranium, depleted

uranium, thorium, or any other material so designated by

agreement of the parties, or (2) ores containing one or

more of the foregoing materials in such concentration as

the parties may agree from time to time;

(S) "Special nuclear material" means (1) plutonium, uranium

233, or uranium enriched in the isotope 235, or (2) any

other material so designated by agreement of the parties.

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ARTICLE 2 - SCOPE OF COOPERATION

1. The parties shall cooperate in the use of nuclear

energy for peaceful purposes in accordance with the

provisions of this agreement and their applicable treaties,

national laws, regulations and license requirements.

2. Transfer of information, material, equipment and

components under this agreement may be ur.dertaken directly

between the parties or through authorized persons. Such

~ransfers shall be subject to this agreement and to such

additional terms and conditions as may be agreed by the

parties.

ARTICLE 3 - TRANSFER OF INFORMATION

1. Information concerning the use of nuclear energy for

peaceful purposes may be transferred. Transfers of

information may be accomplished through various means,

including reports, data banks, computer programs,

conferences, visits, and a$signments of staff to

facilities. Fields which I!lay be covered include, but shall

not be limited to, the following:

(A) Development, design, construction, operation,

maintenance and use of reactors, reactor experiments, and

decommissioning;

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(B) The use of material in physical and biological

research, medicine, agriculture and ind~stry;

(C) Fuel cycle studies of ways to meet future world-wide

civil nuclear needs, including multilateral approaches to

guaranteeing nuclear fuel supply and appropriate techniques

for management of nuclear wastes;

(D) Safeguards and physical protection of materials,

equipment, and components;

(El Health, safety and environmental considerations related

to the foregoing; and

(F) Assessing the role nuclear power may play in national

energy plans.

2. This agreement does not require the transfer of any

information which the parties are not permitted under their

respective treaties, national laws, and regulations to

transfer.

3. Restricted data shall net be transferred under this

agreement.

4. Sensitive nuclear technology shall not be transferred

under this agreement unless provided for by an amendment to

this agreement.

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ARTICLE 4 - TRANSFER OF MATERIAL, EQUIPMENT AND COMPONENTS

1. Material, equipment and components may be transferred

for applications consistent with this agreement. Any

special nuclear material traosferred to Ukraine under this

agreement shall be low enriched uranium, except as provided

in paragraph 4. Sensitive nuclear facilities and major

critical components thereof shall not be transferred under

this agreement, unless provided for by an amendment to this

agreement.

2. Low enriched uranium may be transferred for use as fuel

in reactor experiments and in reactors, for conversion or

fabrication, or for such other purposes as may be agreed by

the parties.

3. The quantity of special nuclear material transferred

under this agreement shall not at any time be in excess of

that quantity the parties ag~ee is necessary for any of the

following purposes: use in reactor experiments or the

loading of reactors, the efficient and continuous conduct

of such reactor experiments or operation of reactors, and

the accomplishment of other purposes as may be agreed by

the parties.

4. Small quantities of special nuclear material may be

transferred for use as samples, standards, detectors,

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targets and for such other purposes as the parties may

agree. Transfers pursuant to this paragraph shall not be

subject to the quantity limitations in paragraph 3.

5. The United States of America shall endeavor to take

such actions as are necessary and feasible to ensure a

reliable supply of nuclear fuel to Ukraine, including the

export of nuclear material on a timely basis and the

availability of the capacity to carry out this undertaking

during the period of this agreement.

ARTICLE 5 - STORAGE AND RETRANSFERS

1. Plutonium and uranium 233 (except as contained in

irradiated fuel elements), and high enriched uranium,

transferred pursuant to this agreement or used in or

produced through the use of material or equipment so

transferred shall only be stored in a facility to which the

parties agree.

2. Material, equipment and components transferred pursuant

to this agreement and any special nuclear material produced

through the use of any such material or equipment shall not

be transferred to unauthorized persons or, unless the

parties agree, beyond the recipient party's territorial

jurisdiction.

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ARTICLE 6 - REPROCESSING AND ENRICHMENT

1. Material transferred pursuant to this agreement and

material used in or produced through the use of material or

equipment so transferred shall not be reprocessed unless

the parties agree.

2. Plutonium, uranium 233, high enriched uranium and

irradiated source or special nuclear material, transferred

pursuant to this agreement or used in or produced through

the use of material or equipment so transferred, shall not

be altered in form or content, except by irradiation or

further irradiation, unless the parties agree.

3. Uranium transferred pursuant to this agreement or used

in any equipment so transferred shall not be enriched after

transfer unless the parties agree.

ARTICLE 7 - PHYSICAL PROTECTION

1. Adequate physical protection shall be maintained with

respect to source or special nuclear material and equipment

transferred pursuant to this agreement and special nuclear

material used in or produced through the use of material or

equipment so transferred.

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2. The parties agree to the levels for the application of

physical protection set forth in the Annex to this

agreement, which may be modified by mutual consent of the

parties without amending this agreement. The parties shall

maintain adequate physical protection measures in

accordance with these levels. These measures shall as a

minimum provide protection comparable to the

recommendations set forth in the current version, as agreed

to by the parties, of IAEA Document INFCIRC/225.

3. The adequacy of physical protection measures maintained

pursuant to this article shall be subject to review and

consultations by the parties from time to time and whenever

either party is of the view that revised measures may be

required to maintain adequate physical protection.

4. The parties will keep each other informed through

diplomatic channels of those agencies or authorities having

responsibility for ensuring that levels of physical

protection for nuclear material in their territory or under

their jurisdiction or control are adequately met and having

responsibility for coordinating response and recovery

operations .in the event of unauthorized use or handling of

material subject to this article. The.parties will inform

each other through diplomatic channels, as well, of the

designated points of contact within their national

authorities to cooperate on matters of out-of-country

transportation and other matters of mutual concern.

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5. The provisions of this article shall be implemented in

such a manner as to avoid undue interference in the

parties' nuclear activities and so as to be consistent with

prudent management practices required for the economic and

safe conduct of their nuclear programs.

ARTICLE 8 - NO EXPLOSIVE OR MILITARY APPLICATION

Material, equipment and components transferred pursuant to

this agreement and material used in or produced through the

use of any material,, equipment or components so transferred

shall not be used for any nuclear explosive device, for

research on or development of any nuclear explosive device,

or for any military purpose.

ARTICLE 3 - SAFEGUARDS

1. Cooperation under· this agreement shall require the

application of IAEA safeguards with respect to all nuclear

activities within the territory of Ukraine, under its

jurisdiction or carried out under its control anywhere.

Implementation of a Safeguards Agreement pursuant to

Article III (4) of the NPT shall be considered to fulfill

this requirement.

2. Source or special nuclear material transferred to

Ukraine pursuant to this agreement and any source or

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special nuclear material used in or produced through the

use of material, equipment or components so transferred

shall be subject to safeguards in accordance with the

agreement between Ukraine and the· IAEA for the

application of safeguards in connection with the NPT,

signed on September 21, 1995 and entered into force on

January 22, 1998.

3. Source or special nuclear material transferred to the

United States of America p~rsuant to this agreement and any

source or special nuclear material used in or produced

through the use of any materia:, equipment or components so

transferred shall be subject to the agreement between the

United States of America and the lAEA for the

application of safeguards in the United States of America,

done at Vienna November 18, 1977, entered into force on

December 9, 1980.

4. If either party becomes aware of circumstances which

demonstrate that the IAE.P. for any reason is not or will not

be applying safeguards in accordarice with the agreement as

provided for in paragraph 2 or paragraph 3, to ensure

effective continuity of safeguards the parties shall

consult and immediately enter into arrangements with the

IAEA or between themselves which conform with IAEA

safeguards principles and procedures, which provide

assurance equivalent to that intended to be secured by the

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system they replace, and which conform with the coverage

required by paragraph 2 or paragraph 3.

5. Each party shall take such measures as are necessary to

maintain and facilitate the application of safeguards

provided for under this article.

6. Each party shall establish and maintain a system of

accounting for and control of source and special nuclear

material transferred pursuant to this agreement and source

and special nuclear material used in or produced through

the use of any material, equipment or components so

transferred. The procedures for this system shall be

comparable to those set forth in IAEA document INFCIRC/153

(corrected), or in any revision of that document agreed to

by the parties.

7. Upon the request of either party, the other party shall

report or permit the IAEA to report to the requesting party

on the status of all inventories of material subject to

this agreement.

8. The provisions of this article shall be implemented in

such a manner as to avoid hampering, delay or undue

interference in the parties' nuclear activities and so as

to be consistent with prudent management practices required

for the economic and safe conduct of their nuclear

programs.

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~

ARTICLE ~O - MULTIPLE SUPPLIER CONTROLS

If any agreement between either· party and another nation or

group of nations provides such other nation or group of

nations rights equivalent to any or all of those set forth

under Article 5 or 6 with respect to material, equipment or

components subject to this agreement, the parties may, upon

request of either of them, agree that the implementation of

any such rights will be accomplisr.ed by such other nation

or group of nations.

ARTICLE 11 - CESSATION OF COOPERATION

1. If either party at any time following entry into force

of this agreement:

(A) does not comply with the provisions of Article 5, 6, 7,

8, or 9; or

(B) terminates, abrogates or materially violates a

safeguards agreement with the IAEA;

the other party shall have the ri~hts to cease further

cooperation under this agreement and to require the return

of any material, equipment and components transferred under

http:accomplisr.ed

17

this agreement and any special nuclear material produced

through their use.

2. If Ukraine at any time following entry into force of

this agreement detonates a nuclear explosive device, the

United States of America shall have the same rights as

specified in paragraph 1.

3. If either party exercises its rights under this Article

to require the return of any material, equipment or

components, it shall, after re~oval from the territory of

the other party, reimburse che other party for the fair

market value of such material, equipment or components.

ARTICLE 12 - CONSULTATIONS AN::> El~VIRONMENTAL PROTECTION

1. The parties undertake to consult at the request of

either party regarding the implementation of this agreement

and the development of further cooperation in the field of

peaceful uses of nuclear energy.

2. The parties shall consult, with regard to activities

unde:t this agreement, to identify the international

environmental implications arising from such activities and

shall cooperate in protecting the international environment

from radioactive, chemical or thermal contamination arising

from peaceful nuclear activities under this agreement and

in related matters of healch ~nd safety.

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ARTICLE 13 - SETTLEMENT OF DISPUTES

Any dispute concerning the interpretation or implementation

of the provisions of this agreement shall be promptly

negotiated by the parties with a view to resolving that

dispute.

ARTICLE 14 - ENTRY INTO FORCE AND DURATION

1. This agreement shall enter into force on the date on

which the parties exchange diplomatic notes informing each

other that they have completed all applicable requirements

for its entry into force.

2. This agreement shall remain in force for a period of 30

years. This term may be extended for such additional

periods as may be agreed between the parties in accordance

with their applicable requirements. The agreement may be

terminated at any time by either party on one year's

written notice to the other party.

3. Notwithstanding the termination or expiration of this

agreement or any cessation of cooperation hereunder for any

reason, Articles 5, 6, 7, 8, 9, and 11 shall continue in

effect so long as any material, equipment or components

subject to these articles remains in the territory of the

party concerned or under its jurisdiction or control

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anywhere, or until such time as the parties agree that such

material, equipment or components are no longer usable for

any nuclear activity relevant from the point of view of

safeguards.

IN WITNESS WHEREOF the undersigned, being duly authorized,

have signed this Agreement.

DONE at , this day of ~ 19'ff, in duplicate, in the English and Ukrainian languages, both

texts being equally authentic.

FOR THE GOVERNMENT OF THE FOR THE GOVERNMENT OF UNITED STATES OF AMERICA: UKRAINE:

~Jadr

ANNEX

Pursuant to paragraph 2 of Article 7, the agreed levels of

physical protection to be ensured by the competent national

authorities in the use, storage and transportation of the

materials listed in the attached table shall as a minimum

include protection characteristics as below:

Category III

Use and storage within an area to which access is

controlled.

Transportation under special precautions including prior

arrangements among sender, recipient and carrier, and prior

agreement between entities subject to the jurisdiction and

regulation of supplier and =ecipient states, respectively,

in case of international tr~nsport specifying tiroe, place

acd procedures for transferring transport responsibility.

Category II

Use and storage within a protected area to which access is

controlled, i.e., an area under c~nstant surveillance by

guards or electronic devices, surrounded by a physical

barrier with a limited number of points of entry under

appropriate control, or any area with an equivalent level

of physical protection.

2

Transportation under special precautions including prior

arrangements among sender, recipient and carrier, and prior

agreement between entities subject to the jurisdiction and

regulation of supplier and recipient states, respectively,

in case of international transport, specifying time, place

and procedures for tran3ferring transport responsibility.

Category I

Material in this category shall be protected with highly

reliable systems against unauthcrized use as follows:

Use and storage within a ~igtly protected area, i.e., a

protected area as defined fer category II above, to which,

in addition, access is restricted to persons whose

trustworthiness has been' jetermined, and which is under surveillance by guards who 3re in close communication with

appropriate response !orces. Specific measur~s taken in

this context should have as their objective the detection

and prevention of any assault, unauthorized access or

unauthorized removal of material.

Transportation under special precautions as identified

above for transportation of categories II and III materials

and, in addition, under constant surveillance by escorts

and under conditions which assure close communication with

appropriate response forces.

}

TABLE: CA'l'EGORIZATION OF NUCLEAR MATElUAL

Material l!'ora Cat.gory I Cateqory II Cateqory III0

1. Plutoniua• Unirradiauc:r 2 kg or mor• IAH than 2 kq but more than 500 q or l••• but more than 500 q 15 q

2. Urani--235 Unirradiauc:r - uraniua enriched to 20, 5 kq or more !AH than 5 kq but more than 1 kq or l••• but 11ra than 23"u or more 1 kq 15 q

- uraniua enriched to 10' 10 kq or more IAH than 10 kq but more 23"u but laH than 20, ""u than 1 kq

- uranium. enriched above 10 kq or more natural, but l••• than 10' .."u

3. Urani--233 Unirradiai:aa 2 kq or more IAH than 2 kq but more than 500 q or l••• but more than 500 q 15 q

4. Irradiated l!'Ual Depl.ated or natural uranium, (The categorization of thoriwa or low anrichad fuel irr.lcliated fuel in the tabla {laH than 10, fiHila ia based on international content) d/• transport conaiderationa. The state may aHi!Jll a differant cateqory for domestic use, storage, and tranaport takinq all relevant factors into account.)

•All plutoniwa except that with isotopic concentration -caadinq 80' in pl.utoni--238.

b Material not irradiated in a reactor or material irradiated in a reactor but with a radiation 1.,,..1 equal to or le•• than 1 Gy/hr (100 rada/hr) at one -tar unshielded.

0 Quantitie• not falling in Cateqory III and natural uraniwa, dapl•ted urani'Ull and thori'Ull •hculd be protected at laaat in accordance with prudent ~nt practice.

d Although thia level of protection i• racom.andecl, it would be open to Stat.a, upon evaluation of the specific circuaatancea, to aaai911 a different category ~f physical protection.

•other fuel which by virtue of ita original fiaail• material content i• claaaified aa Category I or II before irradiation aay be reduced one category level while the radiation level froa the fuel •xceada 1 Gy/hr (100 rads/hr) at one -ter unahialded.

AGREED MINUTE

During the negotiation of the Agreement for Cooperation

Between the United States of America and Ukraine Concerning

Peaceful Uses of Nuclear Energy ("the Agreement") signed

today, the following understandings, which shall be an

integral part of the Agreement, were reached.

Coverage of Agreement

Material, equipment and components transferred from the

territory of one party to the territory of the other party,

whether directly or through a third country, will be

regarded as having been transferred pursuant to the

Agreement only upon confirmation, by the appropriate

government authority of the recipient party to the

appropriate government authority of the supplier party,

that such material, equipment or components will be subject

to the Agreement.

For the purposes of implementing the rights specified in

Articles 5 and 6 with respect to special nuclear material

produced through the use of nuclear material transferred

pursuant to the Agreement and not used in or produced

through the use of equipment transferred pursuant to the

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Agreement, such rights shall in practice be applied to that

proportion of special nuclear material produced which

represents the ratio of transferred material used in the

production of the special nuclear material to the total

amount of material so used, and similarly for subsequent

generations.

Safeguards

If either party becomes aware of circumstances referred to

in paragraph 4 of Article 9, either party shall have the

rights listed below, which rights shall be suspended if

both parties agree that the need to exercise such rights is

being satisfied by the application of IAEA safeguards under

arrangements pursuant to paragraph 4 of Article 9:

(1) To review in a timely fashion the design of any

equipment transferred pursuant to the Agreement, or of any

facility which is to use, fabricate, process, or store any

material so transferred or any special nuclear material

used in or produced through the use of such material or

equipment;

(2) To require the maintenance and production of records

and of relevant reports for the purpose of assisting in

ensuring accountability for material transferred pursuant

to the Agreement and any source material or special nuclear

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material used in or produced through the use of any

material, equipment or components so transferred; and

(3) To designate personnel, in consultation with the other

party, who shall have access to all places and data

necessary to account for the material in paragraph 2, to

inspect any equipment or facility referred to in

paragraph 1, and to install any devices and make such

independent measurements as may be deemed necessary to

account for such material. Such personnel shall, if either

party so requests, be accompanied by personnel designated

by the other party.

FOR THE GOVERNMENT OF THE FOR THE GOVERNMENT OF UNITED STATES OF AMERICA: UKRAINE:

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BHpOOHHUTBa qu BHKOpHCTaHHH crreuia.nbHOro H]lepuoro MaTepiany;

(B) TepMiH "KOMIIOHeHT" 03uaqa€ CKJia]lOBY 11acTuny OOJia]lffaHHH a6o iHllle,

BH3uaqeue HK TaKe 3a 3fOJlOIO CTopin;

(C) TepMiH " KOHBepci»" 03Haqa€ 6y1lb-HKi uopMaJihHi orrepau;ii y HJleptto

na.nuBHOMY UHKJii, HKi nepeeylOTb BHrOTOBJieHHIO IIaJIHBa, 3a BHWITKOM

36araqeHHH, y pe3yJibTaTi HKHX ypau nepeTBOpi0€TbCH 3 O]lHi€i xiMiquoi cpopMH

y Jlpyry - nanpHKJia]l, 3 cpopMH UF6 y U02 a6o 3 oKucy ypatty y MeTaJI;

(D) TepMiH "3HHTTH 3 eKcnnyarnu;ii" 03uaqa€ B)KHBaHHH ttanpmduu;i TepMitty

npH]laTHOCTi ycTaHOBKH 3axo]liB 3a]l.'UI BHBe]leHHH Ii 3 eKcnnyaTau;ii y cnoci6,

mo 3a6e3neqy€ JlOCTaTHiii 3axHCT 3JlOpoB"H Ta 6e3rreKy rrpau;iBHHICiB, 3aHHHTHX y

3HHTTi 3 eKcnnyaTau;ii, uaceJieHHH, a TaKO)K JlOBKiJIJIH. lli 3axo.a;u MO)KYTb

CHrarn Bill 3aKpHTTH ycTaHOBKH i MiHiMaJibHOro BlfJIYqeffHH HJlepHHX MaTepia.'liB

y IIO€]lHaHHi 3 npo]lOB)KeHHHM Texuiquoro o6cnyroByBaHHH i HarJUIJlY, JlO

IIOBHOfO BHnyqeHHH 3aJIHIIIKOBOI paJliOaKTHBHOCTi, mo nepeBHill)'€ piBHi, HKi

npunycTHMi JlJIH ueo6Me)Kettoro BHKOpHCTaHHH o6"€KTY i iforo McUmattqHKa;

(E) TepMiH "o6Jia]lffaHH»" 03uaqa€ 6y1lb-HKHH peaKTop, KpiM TOro, mo 6yB

rrpu3uaqeuuu a6o BHKOpHCTOBYBaBCH roJIOBHHM qunoM JlJIH YTBOpeHHH IIJIYTOtti10

a6o ypauy 233, a6o 6yJlh-»Ki iHiui 3aco6u, TaK BH3Haqeuoro 3a 3ro]lo10 CTopiH;

(F) TepMiH "BHCOK036araqeuHU ypaH" 03Haqa€ ypau, 36araqeHHH 3a

i30TOIIOM 235 Ha 20 % qu 6iJibllle;

(G) TepMiH "HH3bK036araqeHHH ypau" 03uaqa€ ypau, 36araqettuu 3a

i30TOIIOM 235 MeHllle, Hi)K Ha 20%;

4

(H) TepMiH "roJioBHHH KpHTWIHHH KOMnoHeHT" 03Haqae, 6y.1UrHKY qacnrny

a6o rpyny qacTHH, Heo6ximrnx .llJIH po6on1 qyTJIHBOi H.llepttoi ycrnttoBKH;

(I) TepMiH "MaTepiaJI" o3ttaqae noqaTKOBHH MaTepiaJI, cneuiaJihHHH H.llepttttii

MaTepiaJI, no6iqHHu MaTepiaJI, imni Bi.ll no6iqttoro MaTepiaJIY pa,llioi3oTonH,

ynoBiJihHIOioqi MaTepiaJIH, a6o 6y.llh-HKi iHIIIi peqoBHHH, TaK BH3Haqetti 3a

3fO.llOIO CTopiH;

(J) TepMiH "ynosiJihH1010qHu MaTepiaJI" o3Haqae Ba)l(Ky BO.llY a6o rpaiT,

a6o 6epHJiiH ql{CTOTH, mo ./l03BOJIH€ BHKOpHCTOBysaTH H:oro B peaKTopax .llJl.H

ynoBiJibHeHHH BHCOKOIIIBH.llKiCHHX HeHTpOHiB i 36iJihllleHHH HMOBipHOCTi

IlO,llaJihIIIOfO p03menJieHHH, a6o 6y,llh-HKi ittrni aHaJioriqHi MaTepiaJIH, mo

BH3HaqeHi HK TaKi 3a 3fO.llOIO CropiH;

(K) TepMiH "CropoHH" 03Haqae YpH.ll Cno~eHHX lllTaTiB AMepHKH i YpH.ll

YKpaittH;

(L) TepMiH "MHptti UiJii" BKJI10qa€ B ce6e sHKopHCTaHHH ittopMaui"i,

MaTepiaJiiB, o6JiamtaHHH i KoMnottettTiB y TaKHX faJIY3HX HK: .llOCJii.ll)l(eHHH,

BHpOOHHUTBO etteprii, Me,llHUHHa, ciJibCbKe rocno,llapcTBO i npoMHCJIOBicTh, aJie

He oxonJIIO€ BHKOpHCTaHml, ,llOCJii,ll)l(eHHH a6o po3po6Ka 6y.llh-HKHX H,llepHHX

BH6yxoBHX npHCTpoiB qff 6y,llh-HKi BiH:ChKOBi uiJii;

(M) TepMiH "oco6a" 03Haqae 6y,llh-HKY i3Hqtty a6o 10ptt~tty oco6y,

Bi,llHecetty .llO IOpHC.llHKUii 6y,llh-HKoi" CropoHH, aJie He 3~eHy .llO yqacHHKiB

Ui€i Yro.llH;

(N) TepMiH "peaKrop" o3Haqa€ 6y.llh-HKe ycTaTKyBaHHH, ittrne Hi)l( H.lleptta

36poH qH iHIIIHH H,llepHHH stt6yxoBHil: npttcTpiil:, y HKOMY caMoni.llTpHMYBaHa

JiaHUIOfOBa peaKUiH po3menJieHHH 3a6e3neqy€.ThCH 3 BHKOpHCTaHHHM ypaHy'

IlJIYTOHiIO qff Topi10 a6o 6y,llh-HKHX cno~eHb llHX ~qOBHH;

5

( 0) TepMiH ",llatti o6Me)l(ettoro po3IIOBCJO.ll)l(ettu.11" o3uaqa€. yci ,llaHi, mo

CTOCYIOTbC.11 ( 1) KOHCTPYKllii' ( IIpoeKry)' BHpo6mi:uTBa a6o BHKOpHCTaHH.H

.H,llepuoj" 36poi, (2) BHpo6HHllTBa cneuia.n:bHHX .H,llepHHX MaTepia.n:iB, a6o (3)

BHKOpHCTaHH.H c11euia.n:hHHX .H,llepHHX MaTepia.n:iB y BHpOOHHllTBi eueprii' a.JI!:' ue

BMimyE ,llaHi CTopoHH' .llKi BOHa ,lleKJiacucf>iKyBa.n:a a6o BH~HJia 3 po3p.HLlY

",llaHi o6Me)l(ettoro po3IIOBCIO,ll)l(eHH.H";

(P) TepMiH " qyTJIHBa .H,llepua ycTauosKa" 03HaqaE 6y.llb-.11Ki o6"EKTH, mo

IIpH3Haqeui a6o BHKOpHCTOBYIOTbC.H fOJIOBHHM qffffOM ,llJI.11 36araqeuu.H ypauy'

11epepo6KH .H,llepuoro IlaJIHBa, BHpOOHHl.lTBa BCUKKOJ BO,llH, a6o BHpo6HHl.lTBa

.11,llepuoro IlaJIHBa 3 BMiCTOM IIJIYTOHiIO;

( Q) TepMiH " qyTJIBHBa .11,llepua TexuoJiori.H o6Me)l(ettoro po3IIOBCIO,ll)l(eHH.H"

03Haqa€ 6y.llb-.llKY iucf>opMauiIO (BKJIIOqaJOqH iucf>opMauiIO, 3aKJia,lletty B

OOJia,llHattHi qff iforo Ba)l(JIHBiH cKJia,llOBiH qacTHHi), .llKa ue € cyc11iJihHHM

Ha,ll6atttt.11M i € Ba)l(JIHBOIO ,llJl.R IIpoeKryBaHH.11, 6y.lliBHHl.lTBa, BHpOOHHUTBa,

eKCIIJIYaTauii qff Texuiquoro o6cwosyBaHH.R 6y.llh-.RKoro qyTJIHBOro .R,llepuoro

o6"E.Kry, a6o 03Haqa€ iurny IIO,lli6uy iucf>opMauiIO, KOTµa MO)l(e 6yTH BH3Haqeua

.RK TaKa 3a 3fOLlOIO CTopiu;

(R) TepMiH "11oqaTKOBHH Marepia.n:" 03uaqa€: ( 1) npHpoLlffHH ypau,

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3a 3ro,lloIO Cmpiu, a6o (2) pyM, .llKi MicT.llTb y co6i OLllfH a6o 6iJibIIIe i3

3fa,llaHHX MaTepia.n:iB y KOHl.leHTµauii, mo BH3Haqa€TbC.H CTopOHaMH qac Bill

qacy;

(S) TepMiH "cneuia.n:hHHH .H,llepHHH MaTepia.n:" 03uaqae: ( 1) IIJIYTOHiH, ypau

233 qH ypau, 36araqeHHH i30TOIIOM 235, a6o (2) 6y,llb-.RKHH iHIIIHH MaTepiaJI,

BH3HaqeuHH .HK TaKHH 3a 3fO,llOIO CTopiu.

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CTATT.H 2 - OfiC.Hf CI1IBPOfiITHl1UTBA

1. Cmpottu cnispo6irnlf'JaTUMYfb y BUKopucrntttti Hllepttoi etteprii B MUpHHX

lliJIHX Bil{UOBillHO llO noJIO)f(eHb lliEi YrollU, a TaKO)f{ BillUOBillHUX l{orosopiB,

l{ep)f{aBHUX 3aKOHiB, perymmoqux llOKyMeHTiB, BUMOr Jiil{eH3YBaHHJI.

2. Ilepellaqa impopMaQii, MaTepiaJiiB, OOJial{HattHH i KOMUOHeHTiB Mi){{ CTopoHaMU 3a lli€IO Yrol{oro MO)f{e 3lliikHroBaTUCH ()e3uocepellffbO a6o qepe:i

ynoBHOBa)f{eHux oci6. TaKi nepel{aqi nillJIHraIOTb yMoBaM lliE.i YrollU i

llOllaTKOBHM yMoBaM, mo MO)f{YTb 6YTU y3rol{)f{eHi CTopoHaMU.

CTATT.H 3 - IlEPE.llAqA IHOPMAUII

1. )l03BOJIH€TbCH nepel{aBaTU iH

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(D) fapaHTii i cpi3H'IHHU 3axHCT MaTepia.TiiB, o6Jia,nttaHH.ll i KoMnoHeHTis;

(E) AcneKTH oxopoHH 3L10pos".11, 6e3neKH Ta LIOBKiJIJI.11 CTOCOBHO

smu:e3ra,nattoro; a TaKO)f(

(F) Ou:iHKa Ti€i poJii, .llKY .!IL1epHa ettepreTHKa MO)f(e BiL1irpasaTH y

Hau:ioHaJibHOMJ ettepreTH'IHOMJ nJiattyBaHHi.

2. QJ1 yroL1a He BHMara€ nepeL1aqj 6yLlb-.!IKOI iHcpopMau;ii, .!!Ka He Ll03BOJieHa tl,.1.11

nepeL1aqi CTopoHaMH 3riLtHO 3 oKpeMo yKJia,neHHMH yroL1aMH, Hau;ioHaJihHHM

3aKOHOLlaBCTBOM Ta LIOKyMeHTaMH, JIKHMH peryJIIOBaJIHC.11 6 nepeL1a'li.

3 . .llatti o6Me)f(ettoro po3noBCIOL1)f(eHH.11 He MO)f(YTh nepeL1aBaTHCJ1 3a U:i€IO

YroL10IO.

4. qYTJIHBi .llL1eptti TeXHOJiorii He Mo)f(yTh nepeL1asaTHc.11 y Me)f(aX U:i€i YroL1H,

KpiM BHH.llTKiB, nepeL16a'1eHHX y nonpasKax LIO u:i€i YrolUf.

CTAIT.H 4 - IIEPE,llAqA MATEPIAJIY, OliJIA,llHAHH.H I

KOMIIOHEHTIB

1. MaTepia.TI, o6Jiai:tttattH.!1 i KoMnoHeHTH MO)f(JTh nepeL1aBaTHc.11 LIJI.11

BHKOpHCTaHH.11 BiLtUOBiLtHO LIO u:id YroL1H. liyLlb-.llKHU cneu:iaJibHHU .llL1epHHU

MaTepia.TI, nepeL1aHHU YKpaiHi 3a u:iEIO YroL10IO, noBHHeH CKJia,naTHcJI 3

HH3bK036ara'leHoro ypatty' 3a BHH.llTKOM BHilai:tKiB, BH3HaqeHHX y n.4. 3riL1HO :J

U:i€IO YroL10IO He noBHHHi nepeL1aBaTHc.11 'IJTJIHBi .11L1epHi ycTattOBKH Ta ix

fOJIOBHi KpHTffqffi KOMilOHeHTH, .llKI.nO u:e He nepeL16aqeHO cneu:iaJihHOIO

nonpaBKOIO LIO U:i€i YroLtH.

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2. HH3bK036araqeHHH ypaH Mo)l(e nepeaaBaTHCH AJJH BHKOpHcTaHHH HK mvmso npH npoBeaeHHi peaKTOpHHX eKcnepHMeHTiB i B peaKTopax, AJJH KOHBepci'i '{}I

BHpo6HHUTBa, a6o 3 imumo MeToK>, HKa MO)l(e 6YTH y3roa)l(etta CTopoHaMH.

3. KiJihKicTh cneuiaJibHHX HaepHHX MarepiaJiiB, nepeaattHx 3a ui€K> Yroamo,

HiKOJIH He IlOBHHHa nepesmuysaTH KiJibKOCTi' HKa 6yJia BH3HaqeHa CTopoHaMH

HK Heo6xiaHa AJIH BHKOHaHHH 6yah-HKOI 3 TaKHX uiJJeii: BHKOpHCTaHHH B

peaKTopHHX eKcnepHMeHTax a6o npH 3aBaHTa)l(eHHi B peaKTOpH, AJIH AOCHrtteHHH

e 3f0AOIO.

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2. Man~pia.n, OOJiaJUiaHHH i KOMTIOHeHTH, rrepeAatti BiATIOBi.llffO AO uiE.i YroAH,

BCi cneuia.nbHi HAepHi MaTepia.nH, OTpHMaHi 3a AOTIOMOfOIO BHKOpHCTaHHH TaKHX

MaTepia.niB q11 OOJiaJUfaHHH, He rrepeAaBaTHMyfbCH oco6aM, HKi He MaIOTb

ITOBHOBruKeHb AJIH ix rrociAaHHH qff BHKOpHCTaHHH, Ta rrepeAaBaTHM)'TbCH .1a

Me:lKy TepHTopia.nbHoi IOpHC.l\HKUii CTopoHH-OAep:lKysaqa JIHllle 3a 3fOAOIO

CmpiH.

CTATI.H 6 - IIEPEPOiiKA I 3IiAfAlJEHH.H

1. MaTepia.n, mo nepeAa€TbCH BiATioBiAHO AO Ui€i YroAH, i MaTepia.n, mo

BHKOpHCTaHHH qff BHpo6JieHHH llIJIHXOM 3aCTocysaHHH M:aTepiany a6o

OOJiaJU{aHHH, TaKHM qHffoM rrepeAaHHX, He MO:lKe 6yTH rrepepo6JieHHM 6e3

Y3fOA:lKeHHH CTopiH.

2. IlJIYTOHiH, ypatt 233, BHCOK036araqeHHH ypatt Ta orrpoMiHeHHH noqaTKOBHH

a6o cneuia.nbHHH HAepHHH MaTepia.n, HKHH 6ys rrepeAaHHH BiATIOBi,l\HO AO Ui€I

Yro,l\H a6o BHKOpHCTaHHH qff BHpOOJieHHH UIJIHXOM 3aCTocysattHH Marepiany qff

OOJia,l\HaHHH, nepeAattHX TaKHM qHHOM, He 6yAe 3MiHIOBaTHCH 3a PMOIO q11

BMiCTOM, 3a BHHHTKOM nepeTBOpeHb UIJIHXOM orrpoMiHeHHH a6o IIOAa.JlbllIOfO

onpoMiHeHHH, 6e3 Y3fOA:lKeHHH CTopoHaMH.

3. Ypatt, HKHH rrepeAa€TbCH BiATIOBi.llffo AO uid YroAH a6o BHKOpHcTaHHH B

OOJiaJUiattHi, nepeAattOM)' TaKHM qHHOM, He rroBHHeH 6Y™ 36araqeHHii rricJIH

aKry nepeAaqi 6e3 noroA:lKeHHH CTopiH.

CTATI.H 7 -

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s1tpo6Jiettoro rrp1t B1tKop1tcTattHi MaTepia.rry a6o o6na.n;HaHH.!I, rrepe.n;att1tx TaKHM

"IHHOM.

2. CTopoHH rrorotVKyIOTh piBHi 3acTocysaHH.!I i3wrnoro 3ax1tcry, BH3Ha"lettoro

B ,llo.n;aTKY .n;o uiei Yro.n;H i KOTpi MO)f{YTb 6yTH 3MiHeHi 3a B3a€MHOIO 3ro.n;rno

CTopiH 6e3 BHeceHH.!I rrorrpasoK .n;o uiei Yro.n;1t. 3ri.n;Ho 3 UHMH piBH.!IMH

CTOpOHH 3a ,ll;OMOBJieHiCTIO, ITOBHHHi B)f{HBaTH Bi.n;rrosi.n;Hi 3axo.n;1t ITO i3JtqH0My

.laXHCTY' KOTpi HK MiHiMyM' MaIOTb 3a6e3rreqJtTJt 3aXHCT' rropiBH.!IHHHH 3

peKoMett.n;au;i.RMH, 3a3HaqeHHMH B HHHinIHiH pe.n;aKuii .n;oKyMeHTa MAfATE ni.n;

Ha3BOIO INFCIRC/225.

3. A.n;eKBaTHicTb 3axo.n;is 3 i31t"1Horo 3ax1tcry, mo rrpoBO.n;.RThC.!I si.n;rrosi.n;o .n;o

uiei CTaTTi, rri.n;JI.Rrae rrepio.n;lt"IHOMy p03rn.Ry i KOCYJihTau;i.RM CTopiH i To.n;i,

KOJIH o.n;tta 3 CTopiH BBa)f{aT1tMe, mo .n;JI.R rri.n;Tp1tMaHH.!I si.n;rrosi.n;ttoro i31t"fttoro

3ax1tcry Mo)f{e 3Ha.n;o6HT1tc.R rreperJI.!lll 3axo.n;iB.

4. CmpoH:lt 6y.n;yTh ittopMyBaTH o.n;Ha o.n;tty qepe3 .n;HTIJioMaTH"IHi KattaJIH rrpo Ti

areHTCTBa qJt opraHH BJia.n;H, .!IKi HeCYTh Bi.n;IIOBi,ll;aJibHicTb 3a 3a6e3neqeHH.SI

HaJie)f{HHX piBHiB i31t"1Horo 3ax1tcry .SI.n;epttoro MaTepia.rry Ha ix TepHTopi.Six a6o

ni.n; ix 10p1tc.n;HKuie10 qJt KoHTpoJieM i HecyTh Bi.n;rrosi.n;aJibHicTb 3a Koop.n;1tttaui10

.n;i.SIJibHOCTi mo.no pearyBaHH.SI Ta JiiKBi.n;auii HaCJii.n;KiB qJt nosepHeHH.SI MaTepianiB

y BHTia.n;Kax HeCaHKuiOHOBaHOro BHKOpHCTaHH.!I qJt IIOBO,ll;)f{eHH.!I 3 MaTepiaJIOM,

mo rri.n;JI.Rrae uiil: cTarri. KpiM uhoro, CTopoHH BH3HaqaTHMyTh qepe3

.n;HTIJIOMaT:lt"IHi KaHaJI:lt KOHTaKTHHX oci6 B ix .n;ep)f{aBHHX oprattax .n;JI.SI

cnispo6iTHHUTBa y crrpasax TpaHcrropryBaHH.SI 3a Me)f{i KpaiHH Ta iHWHX

IIHTaHHJIX, mo CTaHOBJl.!ITb B3a€MHHH iHTepec.

5. IIoJIO)f{eHH.!I uiei CTaTTi IIOBHHHi 3,ll;iUCHIOBaTHC.SI TaKHM qHHOM, mo6 YHHKttyTH

HeHaJie)f{HOfO BTpyqattH.SI B .n;i.SIJibHicTb CTopiH mo.no .SI.n;epHHX ITHTaHb, a TaKO)f{

,ll;.ll.SI Toro, moo Bi.n;IIOBi.n;aTH pau;iOHaJibHiH rrpaKTHUi yrrpasJiiHH.!I, .S!Ka Heooxi.n;Ha

,ll;JI.SI eKOHOMHOro Ta 6e3rreqttoro Be,ll;eHH.!1 ix .SI.n;epHHX rrporpaM.

http:ll;JI.SIhttp:ll;.ll.SIhttp:BTpyqattH.SIhttp:3,ll;iUCHIOBaTHC.SIhttp:TpaHcrropryBaHH.SIhttp:nosepHeHH.SIhttp:pearyBaHH.SIhttp:3a6e3neqeHH.SIhttp:KOCYJihTau;i.RMhttp:p03rn.Ry

ll I CTATI}{ 8 - HE3ACTOCYBAHH51 y BiilChKOBMX uvrnx q11 I.zvrn CIIPJ1ql1HEHH51 Bl15YXIB

MaTepia.JI, o6Jia,zu1attH.11 i KoMnotteHTH, .11Ki nepe,l\aJOTbC.11 Bi.l\IlOBi.l\HO .l\O uiel

Yro,l\H, i MaTepia.JIH, mo BHKOpHCTOBYIOTbC.11 a6o BHpOOJI.llIOTbC.11 B npoueci

3acTocysattH.11 6y.l\b-.11Koro MaTepiaJIY, o6Jia,zu1aHH.ll 'IH KOMilOHeHTiB, nepe,l\attHX

TaKHM 'IHHOM, He IlOBHHHi BHKOpHCTOByBaTHCb ,l\JI.11 BHpOOHHI{TBa 6y.llb-.llKHX

.11,1\epHHX BH6yxoBHX npHCTpoi"B, 3 MeTOIO ,l\OCJii,l\)l(eHH.11 'IH po3po6KH .11,1\epHHX

BH6yxoBHX npHcTpoi"B 6y,l\b-.11Koro THny, a TaKO)I( 3 siiicbKOBOIO MeToIO.

CTA TI51 9 - rAPAHTII

1. Cnispo6iTHHUTBO 3a ui€io Yro,l\OIO BHMarae 3acTOCyBaHH.ll rapaHTiii,

nepe,l\6a'leHHX MAfATE mo.llo ycix 3axo,l\iB Bi.l\HOCHO .11.1\epttol .lli.llJibHocTi Ha

TepHTopii YKpaiHH, ni.ll ii iopHC.l\HKlli€IO 'IH 3.lliiicHIOBaHHx 6y.l\b-.lle ni.ll ii

HarJI.11.1\0M. 3anpoBa,l\)l(eHH.ll Yro,l\H npo fapaHTii y Bi.l\IlOBi.l\HOCTi .l\O CTaTTi III

(4) ,llff}{3 IlOBHHHO 3a,l\OBOJibH.llTH Ui BHMOrH.

2. JJoqaTKoBHii a6o cneuia.JihHHH .11,1\epHHii MaTepia.JI, nepe,l\attHii B YKpaltty

Bi.l\IlOBi.llHO .l\O Ui€i Yro.llH, i 6y.l\b-.llKHii no'!aTKOBHii a6o cneuia.JibHHH .11,1\epHHH

MaTepia.JI' BHKOpHCTaHHH 'IH BHpo6JieHHH qepe3 3aCTOCYBaHH.ll MaTepiaJIY'

o6Jia,zu1attH.11, a6o KoMOoHeHTiB, nepe,l\attHx TaKHM 'IHHOM, 6yeyTh npe,l\MeToM

rapaHTiii y Bi.l\IlOBi.l\HOCTi .l\O yro,l\H Mi)!( Yp.11.1\0M YKpai"HH i MAfATE npo

3acTOC)'BaHH.11 rapaHTiii y 3s".113KY 3 npH€.l\HaHH.llM YKpai"HH .l\O ,llH513 Bi.I\ 21

sepectt.11 1995 poKy, .llKa tta6yJia 'IHHHOCTi B YKpai"Hi 22 ci'IH.11 1998 poKy.

3. llo'laTKOBHii a6o cneuia.JihHHH .11,1\epHHii MaTepia.JI, nepe,l\attHH y CnoJIY'leHi

llhaTH AMepHKH Bi.l\IlOBi.l\HO ao uie"i YroaH i 6y.l\b-.llKHii no'!aTKOBHii a6o

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12

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