attachment 3 asce 41-17 tier 1 seismic evaluation minimum

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Page 1 Attachment 3 ASCE 41-17 Tier 1 Seismic Evaluation Minimum Building Report Information Version: December 10, 2018 Description: This Attachment 3 describes the minimum reporting requirements for ASCE 41-17 Tier 1 seismic evaluation building reports. Please note, items (1) through (15) should appear on the first page of building reports.

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Page 1: Attachment 3 ASCE 41-17 Tier 1 Seismic Evaluation Minimum

Page 1

Attachment 3 ASCE 41-17 Tier 1 Seismic Evaluation Minimum Building Report Information Version: December 10, 2018 Description: This Attachment 3 describes the minimum reporting requirements for ASCE 41-17 Tier 1 seismic evaluation building reports. Please note, items (1) through (15) should appear on the first page of building reports.

Page 2: Attachment 3 ASCE 41-17 Tier 1 Seismic Evaluation Minimum

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BUILDING REPORT

1) UC Campus: UCLA 2) Building Name: Murphy Hall 3) Building CAAN ID: 4200 4) Auxiliary Building ID1: 4200.3

5) Date of Evaluation: 04/09/2019 6) Evaluation by: Englekirk Institutional, TS 7) Seismic Performance Level (SPL)2 Rating and

Basis of Rating: V; ASCE41-17 Tier 1&2 Check. Discontinuous shear walls occur and beams/columns supporting these walls may lack sufficient transverse reinforcing. The shear demand-capacity ratio of the shear walls is greater than 1, especially in the N-S direction. The diaphragm may fail.

8) Plan Image or Aerial Photo

9) Exterior Elevation Photo

10) Site Location

a. Latitude Decimal Coordinates: 34.071621 b. Longitude Decimal Coordinates: -188.438710

11) ASCE 41-17 Model Building Type and Description3 a. Longitudinal Direction: Concrete shear wall building C2 consisting of concrete slab supported

by concrete joists spanning between concrete beams or bearing walls. The concrete beams are supported by concrete columns. The foundation consists of spread footings and some caissons.

b. Transverse Direction: Same configuration as longitudinal direction. 12) Number of Stories

a. Above grade: 4 b. Below grade: 1

13) Original Building Design Code & Year: 1964 (based on the record drawing provided). 14) Retrofit Building Design Code & Year (if applicable): No retrofit record is provided. 15) Cost Range to Retrofit (if applicable)4 (Low, Medium, High or Very High): Low. 1 Applicable only for individual buildings that are structurally separate units within a building complex. Each auxiliary building shall be designated with the main building CAAN ID with a decimal number suffix (i.e. main building CAAN ID 123; auxiliary building CAAN ID 123.1) 2 The designated Seismic Performance Level shall be a Roman numeral associated with the most applicable performance description from Table A.1 in Appendix A of the UC Seismic Safety Policy. 3 If a building has multiple building types in one story, the model building type should be designated based on engineering judgement as the lateral system that would have the most predominantly negative effect on the seismic behavior of the building in that respective direction. 4 Assume a complete retrofit conforming to the current UC Seismic Safety Policy. Note this range includes all construction costs, including code upgrades (e.g., ADA, fire and life safety, mechanical, electrical, plumbing) triggered by the seismic retrofit. No specific estimate is required to be

JQ/TS

Page 3: Attachment 3 ASCE 41-17 Tier 1 Seismic Evaluation Minimum

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Please assume a “Low” cost-range corresponds to a complete retrofit cost less than $50 per square foot (sf), a “Medium” cost-range corresponds to a complete retrofit cost greater than $50 per sf and less than $200 per sf, a “High” cost-range corresponds to a complete retrofit cost greater than $200 per sf and less than $400 per sf, and a “Very High” cost-range corresponds to a complete retrofit cost greater than $400 per sf.

supplied at this time (i.e., provide an approximate cost to retrofit using Low, Medium, High or Very High cost-range categories). It is acknowledged that such a cost range is assumed to be based only on the engineer’s rough estimate and is not intended to require input from a professional cost estimator. For estimation purposes, CSEs may judgmentally determine an approximate cost range for seismic retrofits based on recent relevant experience, and then apply a multiplier to approximate total construction costs.

Page 4: Attachment 3 ASCE 41-17 Tier 1 Seismic Evaluation Minimum

Page 4

BACKGROUND INFORMATION Site Information 16) Site Class (A – F) and Basis of Assessment: D; Default value assumed. 17) Geologic Hazards

a. Fault Rupture (Yes, No or Unknown) and Basis of Assessment No, based on CGS for Beverly Hills Quadrangle.

b. Liquefaction (Low, Moderate or High) and Basis of Assessment Low, based on CGS for Beverly Hills Quadrangle.

c. Landslide (Low, Moderate or High) and Basis of Assessment Low, based on CGS for Beverly Hills Quadrangle.

18) Site-specific Ground Motion Study? (Yes or No) No The seismic design acceleration parameters of interest are SXS = 1.556 and SX1 = 0.91 for BSE-2E based on US Seismic Design Maps. 19) Estimated Fundamental Period (seconds)

a. Longitudinal(N-S): 0.157 b. Transverse(E-W): 0.178

20) Falling Hazards Assessment Summary To comply with Seismic Safety Policy Section III.B.3, all building evaluations must include a survey of potential falling hazards that pose a significant life or safety hazard to occupants. Scope of falling hazard evaluations shall include representative building walk-through observations (including public access areas such as walkways, building perimeters, assembly areas, as well as ingress and egress pathways of travel) and reporting of features presenting a high potential life or safety hazard to occupants or hazardous materials that pose a safety hazard. Risk assessment should be based on engineering judgment, guided by observed past seismic performance of similar features and does not require completion of an ASCE 41 “Nonstructural Checklist”. Such hazards may include, but shall not be limited to:

a. Heavy ceilings, features or ornamentation above large lecture halls, auditoriums, lobbies or other areas where large numbers of people congregate; No

b. Heavy masonry or stone veneer above exit ways and public access areas; Yes c. Unbraced masonry parapets, cornices or other ornamentation above exit ways and public access

areas; No d. Unrestrained hazardous materials storage; No e. Masonry chimneys; and No f. Unrestrained natural gas-fueled equipment such as water heaters, boilers, emergency

generators, etc. No 21) Structural Non-Compliances/Findings Significantly Affecting Rating Determination Summary

Page 5: Attachment 3 ASCE 41-17 Tier 1 Seismic Evaluation Minimum

Page 5

Significant Structural Deficiencies, Potentially Affecting Seismic Performance Level Designation: a. Lateral System Stress Check (wall shear, column shear or flexure, or brace axial as applicable):

Yes, a few shear walls fail the shear check. b. Load Path: No c. Adjacent Buildings: No d. Weak Story: No e. Soft Story: No f. Geometry (vertical irregularities): No g. Torsion: No h. Mass – Vertical Irregularity: No i. Cripple Walls: N/A j. Wood Sills (bolting): N/A k. Diaphragm Continuity: No l. Openings at Shear Walls (concrete or masonry): No m. Liquefaction: No n. Slope Failure: No o. Surface Fault Rupture: No p. Masonry or Concrete Wall Anchorage at Flexible Diaphragm: N/A q. URM wall height to thickness ratio: N/A r. URM Parapets or Cornices: N/A s. URM Chimney: N/A t. Heavy Partitions Braced by Ceilings: N/A u. Appendages: N/A

22) Brief Description of Anticipated Failure Mechanism

Shear failure occurs at a few shear walls. 23) Seismic Retrofit Concept Sketches/Description (only required for buildings rated SPL V or worse) This sketch or description is intended to communicate the basic concept of a proposed retrofit. Sketches are not mandatory if a description suffices; however, if a sketch is used, it may be a simple manual sketch, electronic image, or other form of graphic representation with simple notations. The choice of either a sketch or a written description may be based on whichever method most efficiently communicates the retrofit concept. Use fiberwrap to strengthen the shear walls Attachment 3 Appendices

A. ASCE 41-17 Tier 1 Checklists (Structural only) B. Quick Check Calculations

Page 6: Attachment 3 ASCE 41-17 Tier 1 Seismic Evaluation Minimum

UC Campus: Date:

Building CAAN: Auxiliary CAAN: By Firm:

Building Name: Initials: Checked:

Building Address: Page: 1 of 3

ASCE 41-17 Collapse Prevention Basic Configuration Checklist

Note: C = Compliant NC = Noncompliant N/A = Not Applicable U = Unknown

LOW SEISMICITY

BUILDING SYSTEMS - GENERALDescription

C NC N/A U

LOAD PATH: The structure contains a complete, well-defined load path, including structural elements and connections, that serves to transfer the inertial forces associated with the mass of all elements of the building to the foundation. (Commentary: Sec. A.2.1.1. Tier 2: Sec. 5.4.1.1)

Comments:

C NC N/A U

ADJACENT BUILDINGS: The clear distance between the building being evaluated and any adjacent building is greater than 0.25% of the height of the shorter building in low seismicity, 0.5% in moderate seismicity, and 1.5% in high seismicity.(Commentary: Sec. A.2.1.2. Tier 2: Sec. 5.4.1.2)

Comments:

C NC N/A U

MEZZANINES: Interior mezzanine levels are braced independently from the main structure or are anchored to the seismic-force-resisting elements of the main structure. (Commentary: Sec. A.2.1.3. Tier 2: Sec. 5.4.1.3)

Comments:

BUILDING SYSTEMS - BUILDING CONFIGURATIONDescription

C NC N/A U

WEAK STORY: The sum of the shear strengths of the seismic-force-resisting system in any story in each direction is not less than 80% of the strength in the adjacent story above. (Commentary: Sec. A2.2.2. Tier 2: Sec. 5.4.2.1)

Comments:

C NC N/A U

SOFT STORY: The stiffness of the seismic-force-resisting system in any story is not less than 70% of the seismic-force-resisting system stiffness in an adjacent story above or less than 80% of the average seismic-force-resisting system stiffness of the three stories above. (Commentary: Sec. A.2.2.3. Tier 2: Sec. 5.4.2.2)

Comments:

C NC N/A U

VERTICAL IRREGULARITIES: All vertical elements in the seismic-force-resisting system are continuous to the foundation. (Commentary: Sec. A.2.2.4. Tier 2: Sec. 5.4.2.3) Comments:

The clear distance doesn't meet the requirement of Tier 1 checklist but Tier 2 analysis shows theseismic joints between the building and the adjacent building is sufficient.

APPENDIX A

Murphy Hall

Page 7: Attachment 3 ASCE 41-17 Tier 1 Seismic Evaluation Minimum

UC Campus: Date:

Building CAAN: Auxiliary CAAN: By Firm:

Building Name: Initials: Checked:

Building Address: Page: 2 of 3

ASCE 41-17 Collapse Prevention Basic Configuration Checklist

Note: C = Compliant NC = Noncompliant N/A = Not Applicable U = Unknown

C NC N/A U

GEOMETRY: There are no changes in the net horizontal dimension of the seismic-force-resisting system of more than 30% in a story relative to adjacent stories, excluding one-story penthouses and mezzanines. (Commentary: Sec. A.2.2.5. Tier 2: Sec. 5.4.2.4)

Comments:

C NC N/A U

MASS: There is no change in effective mass of more than 50% from one story to the next. Light roofs, penthouses, and mezzanines need not be considered. (Commentary: Sec. A.2.2.6. Tier 2: Sec. 5.4.2.5)

Comments:

C NC N/A U

TORSION: The estimated distance between the story center of mass and the story center of rigidity is less than 20% of the building width in either plan dimension. (Commentary: Sec. A.2.2.7. Tier 2: Sec. 5.4.2.6)

Comments:

MODERATE SEISMICITY (COMPLETE THE FOLLOWING ITEMS IN ADDITION TO THE ITEMS FOR LOW SEISMICITY) GEOLOGIC SITE HAZARD

Description

C NC N/A U

LIQUEFACTION: Liquefaction-susceptible, saturated, loose granular soils that could jeopardize the building’s seismic performance do not exist in the foundation soils at depths within 50 ft (15.2m) under the building. (Commentary: Sec. A.6.1.1. Tier 2: 5.4.3.1)

Comments:

C NC N/A U

SLOPE FAILURE: The building site is located away from potential earthquake-induced slope failures or rockfalls so that it is unaffected by such failures or is capable of accommodating any predicted movements without failure. (Commentary: Sec. A.6.1.2. Tier 2: 5.4.3.1)

Comments:

C NC N/A U

SURFACE FAULT RUPTURE: Surface fault rupture and surface displacement at the building site are not anticipated. (Commentary: Sec. A.6.1.3. Tier 2: 5.4.3.1)

Comments:

APPENDIX A

Murphy Hall

Page 8: Attachment 3 ASCE 41-17 Tier 1 Seismic Evaluation Minimum

UC Campus: Date:

Building CAAN: Auxiliary CAAN: By Firm:

Building Name: Initials: Checked:

Building Address: Page: 3 of 3

ASCE 41-17 Collapse Prevention Basic Configuration Checklist

Note: C = Compliant NC = Noncompliant N/A = Not Applicable U = Unknown

HIGH SEISMICITY (COMPLETE THE FOLLOWING ITEMS IN ADDITION TO THE ITEMS FOR MODERATE SEISMICITY) FOUNDATION CONFIGURATION

Description

C NC N/A U

OVERTURNING: The ratio of the least horizontal dimension of the seismic-force-resisting system at the foundation level to the building height (base/height) is greater than 0.6Sa. (Commentary: Sec. A.6.2.1. Tier 2: Sec. 5.4.3.3)

Comments:

C NC N/A U

TIES BETWEEN FOUNDATION ELEMENTS: The foundation has ties adequate to resist seismic forces where footings, piles, and piers are not restrained by beams, slabs, or soils classified as Site Class A, B, or C. (Commentary: Sec. A.6.2.2. Tier 2: Sec. 5.4.3.4)

Comments:

APPENDIX A

Murphy Hall

Page 9: Attachment 3 ASCE 41-17 Tier 1 Seismic Evaluation Minimum

UC Campus: Date:

Building CAAN: Auxiliary CAAN: By Firm:

Building Name: Initials: Checked:

Building Address: Page: 1 of 3

ASCE 41-17 Collapse Prevention Structural Checklist For Building Type C2-C2A

Note: C = Compliant NC = Noncompliant N/A = Not Applicable U = Unknown

Low And Moderate Seismicity

Seismic-Force-Resisting System Description

C NC N/A U

COMPLETE FRAMES: Steel or concrete frames classified as secondary components form a complete vertical-load-carrying system. (Commentary: Sec. A.3.1.6.1. Tier 2: Sec. 5.5.2.5.1)

Comments:

C NC N/A U

REDUNDANCY: The number of lines of shear walls in each principal direction is greater than or equal to 2. (Commentary: Sec. A.3.2.1.1. Tier 2: Sec. 5.5.1.1)

Comments:

C NC N/A U

SHEAR STRESS CHECK: The shear stress in the concrete shear walls, calculated using the Quick Check procedure of Section 4.4.3.3, is less than the greater of 100 lb/in.2 f’c. (Commentary: Sec. A.3.2.2.1. Tier 2: Sec. 5.5.3.1.1)

Comments:

C NC N/A U

REINFORCING STEEL: The ratio of reinforcing steel area to gross concrete area is not less than 0.0012 in the vertical direction and 0.0020 in the horizontal direction. (Commentary: Sec. A.3.2.2.2. Tier 2: Sec. 5.5.3.1.3)

Comments:

Connections Description

C NC N/A U

WALL ANCHORAGE AT FLEXIBLE DIAPHRAGMS: Exterior concrete or masonry walls that are dependent on flexible diaphragms for lateral support are anchored for out-of-plane forces at each diaphragm level with steel anchors, reinforcing dowels, or straps that are developed into the diaphragm. Connections have strength to resist the connection force calculated in the Quick Check procedure of Section 4.4.3.7. (Commentary: Sec. A.5.1.1. Tier 2: Sec. 5.7.1.1)

Comments:

C NC N/A U

TRANSFER TO SHEAR WALLS: Diaphragms are connected for transfer of seismic forces to the shear walls. (Commentary: Sec. A.5.2.1. Tier 2: Sec. 5.7.2)

Comments:

Tier 2 analysis was performed and the demand-capacity ratios of a fewshear walls are greater than 1.

APPENDIX A

Murphy Hall

Page 10: Attachment 3 ASCE 41-17 Tier 1 Seismic Evaluation Minimum

UC Campus: Date:

Building CAAN: Auxiliary CAAN: By Firm:

Building Name: Initials: Checked:

Building Address: Page: 2 of 3

ASCE 41-17 Collapse Prevention Structural Checklist For Building Type C2-C2A

Note: C = Compliant NC = Noncompliant N/A = Not Applicable U = Unknown

C NC N/A U

FOUNDATION DOWELS: Wall reinforcement is doweled into the foundation with vertical bars equal in size and spacing to the vertical wall reinforcing directly above the foundation. (Commentary: Sec. A.5.3.5. Tier 2: Sec. 5.7.3.4)

Comments:

High Seismicity (Complete The Following Items In Addition To The Items For Low And Moderate Seismicity)

Seismic-Force-Resisting System Description

C NC N/A U DEFLECTION COMPATIBILITY: Secondary components have the shear capacity to develop the flexural strength of the components. (Commentary: Sec. A.3.1.6.2. Tier 2: Sec. 5.5.2.5.2)

Comments:

C NC N/A U

FLAT SLABS: Flat slabs or plates not part of the seismic-force-resisting system have continuous bottom steel through the column joints. (Commentary: Sec. A.3.1.6.3. Tier 2: Sec. 5.5.2.5.3)

Comments:

C NC N/A U

COUPLING BEAMS: The ends of both walls to which the coupling beam is attached are supported at each end to resist vertical loads caused by overturning. (Commentary: Sec. A.3.2.2.3. Tier 2: Sec. 5.5.3.2.1)

Comments:

Diaphragms (Stiff Or Flexible) Description

C NC N/A U

DIAPHRAGM CONTINUITY: The diaphragms are not composed of split-level floors and do not have expansion joints. (Commentary: Sec. A.4.1.1. Tier 2: Sec. 5.6.1.1)

Comments:

C NC N/A U

OPENINGS AT SHEAR WALLS: Diaphragm openings immediately adjacent to the shear walls are less than 25% of the wall length. (Commentary: Sec. A.4.1.4. Tier 2: Sec. 5.6.1.3)

Comments:

Column tie spacings are large. Further analysis is needed to verifythe adequacy of column transverse reinforcing.

APPENDIX A

Murphy Hall

Page 11: Attachment 3 ASCE 41-17 Tier 1 Seismic Evaluation Minimum

UC Campus: Date:

Building CAAN: Auxiliary CAAN: By Firm:

Building Name: Initials: Checked:

Building Address: Page: 3 of 3

ASCE 41-17 Collapse Prevention Structural Checklist For Building Type C2-C2A

Note: C = Compliant NC = Noncompliant N/A = Not Applicable U = Unknown

Flexible Diaphragms Description

C NC N/A U

CROSS TIES: There are continuous cross ties between diaphragm chords. (Commentary: Sec. A.4.1.2. Tier 2: Sec. 5.6.1.2)

Comments:

C NC N/A U

STRAIGHT SHEATHING: All straight-sheathed diaphragms have aspect ratios less than 2-to-1 in the direction being considered. (Commentary: Sec. A.4.2.1. Tier 2: Sec. 5.6.2)

Comments:

C NC N/A U

SPANS: All wood diaphragms with spans greater than 24 ft (7.3 m) consist of wood structural panels or diagonal sheathing. (Commentary: Sec. A.4.2.2. Tier 2: Sec. 5.6.2)

Comments:

C NC N/A U

DIAGONALLY SHEATHED AND UNBLOCKED DIAPHRAGMS: All diagonally sheathed or unblocked wood structural panel diaphragms have horizontal spans less than 40 ft (12.2 m) and aspect ratios less than or equal to 4-to-1. (Commentary: Sec. A.4.2.3. Tier 2: Sec. 5.6.2)

Comments:

C NC N/A U

OTHER DIAPHRAGMS: Diaphragms do not consist of a system other than wood, metal deck, concrete, or horizontal bracing. (Commentary: Sec. A.4.7.1. Tier 2: Sec. 5.6.5)

Comments:

Connections Description

C NC N/A U UPLIFT AT PILE CAPS: Pile caps have top reinforcement, and piles are anchored to the pile caps. (Commentary: Sec. A.5.3.8. Tier 2: Sec. 5.7.3.5)

Comments:

APPENDIX A

Murphy Hall

Page 12: Attachment 3 ASCE 41-17 Tier 1 Seismic Evaluation Minimum

APPENDIX B

Page 13: Attachment 3 ASCE 41-17 Tier 1 Seismic Evaluation Minimum

APPENDIX B