australia / new zealand capital markets · 2019-04-01 · bloomberg australia/new zealand capital...

AUSTRALIA / NEW ZEALANDCAPITALMARKETSLEAGUE TABLESQ1 2019

The Bloomberg Capital Markets Tables represent the top arrangers, bookrunners and advisors across a broad array of deal types including loans, bonds, equity and M&A transactions; according to Bloomberg standards.

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MANAGER RANKINGS

AUSTRALIA / NZ CAPITAL MARKETS

DATA SUBMISSIONS AND QUERIES

Equities

Fixed Income

Loans

Contact EmailPhone

Q1 2019

© 2019 Bloomberg Finance L.P. All rights reserved.

Zhen Hao Toh

Jennifer Passos/ William Hau

Dave Lin

+65 6499 2931

+65 6231 9677 / +852 2977 4617

+852 2974 3196

[email protected]

[email protected]

[email protected]

http://www.bloomberg.com/

Bloomberg Australia/NewZealandCapitalMarkets|Q12019

BloombergLeagueTableReports Page1

AustraliaBonds

Q12019 Q12018

Firm RankMkt

Share(%)Volume(AUD

Mln)DealCount

PrevRank

PrevMktShare(%)

MktShareChg(%)

ANZBankingGroup 1 20.217 7,519 23 1 15.389 4.828

WestpacBanking 2 15.566 5,789 22 4 10.526 5.040

NationalAustraliaBank 3 15.213 5,658 15 3 10.915 4.298

CommonwealthBankAustralia 4 13.561 5,043 12 2 13.327 0.234

UBS 5 6.651 2,474 9 5 9.538 -2.887

TDSecurities 6 5.275 1,962 16 8 5.875 -0.600

DeutscheBank 7 4.991 1,856 10 6 8.421 -3.430

Nomura 8 4.431 1,648 15 11 3.103 1.328

JPMorgan 9 2.510 933 7 9 3.918 -1.408

RBCCapitalMarkets 10 2.258 840 8 10 3.912 -1.654

MizuhoFinancial 11 1.860 692 7 12 1.783 0.077

MorganStanley 12 1.512 562 2 17 0.830 0.682

HSBC 13 1.170 435 6 15 1.184 -0.014

DaiwaSecurities 14 0.847 315 9 13 1.490 -0.643

Morgans 15 0.840 312 1 16 1.060 -0.220

Shaw&PartnersLtd 15 0.840 312 1 - - 0.840

BankofAmericaMerrillLynch 17 0.672 250 1 14 1.442 -0.770

MitsubishiUFJFinancialGroupInc

17 0.672 250 1 19 0.268 0.404

Industrial&CommBankofChina

19 0.336 125 1 - - 0.336

SuncorpMetwayLtd 20 0.269 100 1 - - 0.269

TOTAL 100% 37,190 94 100%

ThistableconsistsofdebtsecuritiesdenominatedinAustralianDollars,withmarkettype"Australian","Domestic"or"DomesticMTN".Thisexcludesasset-backedsecurities,bondswithwarrants,convertiblesecurities,andcredit-linkednotes.Thereisaminimumthresholdof12monthsformaturities,callorputperiodsandUSD50MMminimumamountforself-ledsecurities.PleaseseeLeagueTableStandardsandGuidelinesforfurtherdetails.

Financials53%

Government40%

ConsumerDiscretionary5%

Others2%

AustraliaBonds:ManagerRankingsHistory

AustraliaBonds:IndustryBreakdown

53%40%

5%

ANZBankingGroup

WestpacBanking

NationalAustraliaBank

Comm

onwealthBankAustralia

UBS

TDSecurities

5

10

15

20

Marke

tSha

re(%

)

0

25

2019 2018 2017



AustraliaKangarooBonds

Q12019 Q12018

Firm RankMkt

Share(%)Volume(AUD

Mln)DealCount

PrevRank

PrevMktShare(%)

MktShareChg(%)

TDSecurities 1 19.473 1,787 15 1 17.832 1.641

Nomura 2 17.961 1,648 15 3 10.942 7.019

DeutscheBank 3 13.420 1,231 9 5 9.337 4.083

ANZBankingGroup 4 10.354 950 6 6 7.980 2.374

JPMorgan 5 10.173 933 7 4 9.613 0.560

RBCCapitalMarkets 6 9.151 840 8 2 12.439 -3.288

WestpacBanking 7 6.540 600 5 15 1.458 5.082

MizuhoFinancial 8 5.631 517 6 7 6.152 -0.521

DaiwaSecurities 9 3.433 315 9 8 5.627 -2.194

CommonwealthBankAustralia

10 2.884 265 3 13 2.301 0.583

HSBC 11 0.654 60 3 9 4.473 -3.819

BNPParibas 12 0.327 30 1 17 0.392 -0.065

- - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

TOTAL 100% 9,174 55 100%

ThistableconsistsofAustralianKangaroobonds.Thisexcludesbondswithwarrantsandcredit-linkednotes.Thereisaminimumthresholdof12monthsformaturities,callorputperiods,andAUD65MMminimumforself-ledsecurities.PleaseseeLeagueTableStandardsandGuidelinesforfurtherdetails.

Government80%


AustraliaKangarooBonds:ManagerRankingsHistory

AustraliaKangarooBonds:IndustryBreakdown

80%

20%

TDSecurities

Nomura

DeutscheBank

ANZBankingGroup

JPMorgan

RBCCapitalMarkets

5

10

15

20

Marke

tSha

re(%

)

0

25

2019 2018 2017



AustraliaDomesticnon-KangarooBonds

Q12019 Q12018

Firm RankMkt

Share(%)Volume(AUD

Mln)DealCount

PrevRank

PrevMktShare(%)

MktShareChg(%)



WestpacBanking 3 18.656 4,877 16 4 13.506 5.150


UBS 5 8.268 2,161 8 5 12.528 -4.260

DeutscheBank 6 2.391 625 1 6 8.849 -6.458

HSBC 7 1.435 375 3 - - 1.435

BankofAmericaMerrillLynch 8 0.956 250 1 10 0.996 -0.040


8 0.956 250 1 12 0.398 0.558

MorganStanley 8 0.956 250 1 12 0.398 0.558


TDSecurities 11 0.669 175 1 8 1.716 -1.047


13 0.478 125 1 - - 0.478

SuncorpMetwayLtd 14 0.383 100 1 - - 0.383

FIIGSecuritiesLtd 15 0.210 55 1 - - 0.210

LaminarGroupPtyLtd 16 0.115 30 1 17 0.199 -0.084

- - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

TOTAL 100% 26,140 38 100%

ThistableconsistsofAustraliannon-Kangaroobonds.Thisexcludesbondswithwarrants,credit-linkednotesandKangaroobonds.Thereisaminimumthresholdof12monthsformaturities,callorputperiods,andAUD65MMminimumforself-ledsecurities.PleaseseeLeagueTableStandardsandGuidelinesforfurtherdetails.

Financials67%

Government29%

Others4%

AustraliaDomesticnon-KangarooBonds:ManagerRankingsHistory

AustraliaDomesticnon-KangarooBonds:IndustryBreakdown

67%

29%

4%

ANZBankingGroup


WestpacBanking

Comm


UBS

DeutscheBank

10

20

Marke

tSha

re(%

)

0

30

2019 2018 2017



NewZealandBonds

Q12019 Q12018

Firm RankMkt

Share(%)Volume(NZD

Mln)DealCount

PrevRank

PrevMktShare(%)

MktShareChg(%)



CommonwealthBankAustralia 3 15.722 887 4 3 13.618 2.104

WestpacBanking 4 8.341 471 3 5 9.596 -1.255

DaiwaSecurities 5 2.657 150 1 - - 2.657

TDSecurities 6 1.151 65 1 6 7.228 -6.077


7 0.886 50 1 - - 0.886

MorganStanley 7 0.886 50 1 - - 0.886

DeutscheBank 9 0.590 33 1 4 13.304 -12.714

ForsythBarrLtd 9 0.590 33 1 11 0.314 0.276

- - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

TOTAL 100% 5,644 20 100%

Thistableconsistsofdebtsecurities,denominatedinNewZealandDollar,withmarkettype"Domestic"or"DomesticMTN".Thisexcludesbondswithwarrants,convertiblesecurities,andcredit-linkednotes.Thereisaminimumthresholdof12monthsformaturities,callorputperiods,andUSD50MMminimumamountforself-ledsecurities.PleaseseeLeagueTableStandardsandGuidelinesforfurtherdetails.

Government57%

Financials32%

Utilities6%

Others5%

NewZealandBonds:ManagerRankingsHistory

NewZealandBonds:IndustryBreakdown

57%32%

6%

5%

ANZBankingGroup


Comm


WestpacBanking

DaiwaSecurities

TDSecurities

10

20

30

Marke

tSha

re(%

)

0

40

2019 2018 2017



Australia/NewZealandInternationalBonds

Q12019 Q12018

Firm RankMkt

Share(%)Volume(USD

Mln)DealCount

PrevRank

PrevMktShare(%)

MktShareChg(%)

Citi 1 12.398 2,595 13 2 8.595 3.803

HSBC 2 9.443 1,976 11 10 5.204 4.239

JPMorgan 3 7.094 1,485 7 3 8.503 -1.409


BankofAmericaMerrillLynch 5 5.563 1,164 4 5 5.845 -0.282

RBCCapitalMarkets 6 5.497 1,150 5 17 1.657 3.840

WestpacBanking 7 5.396 1,129 4 7 5.587 -0.191

MorganStanley 8 5.044 1,055 6 8 5.580 -0.536

UBS 9 4.895 1,024 5 11 4.974 -0.079

BNPParibas 10 4.789 1,002 8 9 5.244 -0.455

CommonwealthBankAustralia 11 4.471 936 5 6 5.734 -1.263

Barclays 12 3.970 831 4 16 1.866 2.104

CreditSuisse 13 3.617 757 4 4 6.300 -2.683

NationalAustraliaBank 14 3.275 685 3 15 2.470 0.805

DeutscheBank 15 3.233 676 3 12 4.329 -1.096

TDSecurities 16 2.389 500 1 21 0.786 1.603

GoldmanSachs 17 2.090 437 3 1 13.254 -11.164

DaiwaSecurities 18 1.758 368 2 - - 1.758

SumitomoMitsuiFinancial 18 1.758 368 2 28 0.426 1.332


20 1.535 321 2 - - 1.535

TOTAL 100% 20,926 43 100%

ThistableconsistsofdebtsecuritieswithcountryofrisklocatedinAustraliaorNewZealand,andexcludesmarkettypesof"Australian","Domestic"and"DomesticMTN".Thisexcludesbondswithwarrants,credit-linkednotesandKangaroobonds.Thereisaminimumthresholdof18monthsformaturitiesandUSD100MMminimumissueamount.PleaseseeLeagueTableStandardsandGuidelinesforfurtherdetails.

Financials82%

Energy13%

Others5%

Australia/NewZealandInternationalBonds:ManagerRankingsHistory

Australia/NewZealandInternationalBonds:IndustryBreakdown

82%

13%

5%

Citi

HSBC

JPMorgan

ANZBankingGroup

BankofAmericaM

errillLynch

RBCCapitalMarkets

5

10

15

Marke

tSha

re(%

)

0

20

2019 2018 2017



Australia/NewZealandEquity&RightsOfferings

Q12019 Q12018

Firm RankMkt

Share(%)Volume(USD

Mln)DealCount

PrevRank

PrevMktShare(%)

MktShareChg(%)

UBS 1 40.256 836 4 1 36.395 3.861

Citi 2 14.731 306 3 4 4.476 10.255

GoldmanSachs 3 5.137 107 1 19 0.632 4.505

MorganStanley 3 5.137 107 1 2 21.449 -16.312

ForsythBarrLtd 5 4.475 93 1 38 0.120 4.355

Macquarie 6 3.921 81 2 3 4.946 -1.025

JPMorgan 7 3.125 65 2 5 4.266 -1.141

Morgans 8 2.601 54 5 7 2.536 0.065

BellPotterSecuritiesLtd 9 2.600 54 5 8 2.203 0.397

CanaccordGenuity 10 2.181 45 5 22 0.566 1.615

RBCCapitalMarkets 11 2.051 43 2 20 0.628 1.423

EurozSecurities 12 1.863 39 2 23 0.409 1.454

DeutscheBank 13 1.718 36 1 5 4.266 -2.548

Shaw&PartnersLtd 14 1.461 30 1 12 1.340 0.121

CenkosSecurities 15 0.743 15 1 24 0.342 0.401

ArgonautLtd 16 0.720 15 2 30 0.220 0.500

Moelis&Co 17 0.576 12 2 10 1.600 -1.024

BridgeStreetCapitalPartnersPtyLtd

18 0.573 12 4 56 0.039 0.534

TaylorCollisonLtd 19 0.517 11 7 18 0.637 -0.120

BlueOceanEquitiesPtyLtd 20 0.423 9 3 31 0.210 0.213

TOTAL 100% 2,076 89 100%

Thistableconsistsofequity&rightsofferingsissuedbyAustralianorNewZealandissuers.Thisexcludeslocalmarketsharesalesandself-ledofferings.PleaseseeLeagueTableStandardsandGuidelinesforfurtherdetails.

Technology38%

Financials33%

Utilities9%

Materials7%

Others14%

Australia/NewZealandEquity&RightsOfferings:ManagerRankingsHistory

Australia/NewZealandEquity&RightsOfferings:IndustryBreakdown

38%

33%

9%

7%

14%

UBS Ci

ti

MorganStanley

Goldm

anSachs

ForsythBarrLtd

Macquarie

10

20

30

40

Marke

tSha

re(%

)

0

45

2019 2018 2017



Australia/NewZealandEquity&RightsOfferings(LegalAdviser-Issuer)

Q12019 Q12018

Firm RankMkt

Share(%)Volume(USD

Mln)DealCount

PrevRank

PrevMktShare(%)

MktShareChg(%)

BakerMcKenzie 1 23.333 133 3 - - 23.333

Gilbert+Tobin 2 19.896 114 3 3 2.011 17.885

MillsOakleyLawyers 3 17.679 101 1 - - 17.679

Sullivan&Cromwell 3 17.679 101 1 - - 17.679

ArnoldBlochLeibler 5 5.308 30 1 - - 5.308

HWLEbsworthLawyers 6 3.442 20 1 6 1.897 1.545

King&WoodMallesons 7 3.109 18 1 2 15.430 -12.321

BellanhouseLegal 8 2.412 14 2 14 0.316 2.096

ThomsonGeer 9 1.666 10 2 12 0.453 1.213

ColinBiggers&PaisleyLawyers

10 1.238 7 1 - - 1.238

FrostBrownToddLLC 10 1.238 7 1 15 0.269 0.969

Dentons 12 0.756 4 1 - - 0.756

AmitPollakMatalon&Co 13 0.751 4 1 - - 0.751

DLAPiperLLP 13 0.751 4 1 29 0.061 0.690

DuBoisBryant&CampbellLLP

15 0.315 2 1 - - 0.315

Moray&Agnew 15 0.315 2 1 - - 0.315

ClarkeKannLawyers 17 0.051 0.29 1 - - 0.051

Addisons 18 0.037 0.21 1 - - 0.037

NovaLegal 19 0.023 0.13 1 - - 0.023

- - - - - - - -

TOTAL 100% 571 19 100%


Technology38%

Financials33%

Utilities9%

Materials7%

Others14%

Australia/NewZealandEquity&RightsOfferings:LegalAdviser-IssuerRankingsHistory

Australia/NewZealandEquity&RightsOfferings(LegalAdviser-Issuer):IndustryBreakdown

38%

33%

9%

7%

14%

BakerMcKenzie

Gilbert+Tobin

MillsOakleyLawyers

Sullivan&Crom

well

ArnoldBlochLeibler

HWLEbsworthLawyers

10

20

Marke

tSha

re(%

)

0

30

2019 2018 2017



Australia/NewZealandEquity&RightsOfferings(LegalAdviser-Manager)

Q12019 Q12018

Firm RankMkt

Share(%)Volume(USD

Mln)DealCount PrevRank PrevMktShare(%) MktShareChg(%)

HerbertSmithFreehills 1 37.343 213 1 6 0.583 36.760

Gilbert+Tobin 2 35.648 204 5 - - 35.648

SidleyAustinLLP 3 17.693 101 1 1 73.568 -55.875

BakerMcKenzie 4 8.695 50 1 3 4.536 4.159

CorrsChambersWestgarth

5 0.621 4 1 5 0.601 0.020

- - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

TOTAL 100% 571 8 100%


Technology38%

Financials33%

Utilities9%

Materials7%

Others14%

Australia/NewZealandEquity&RightsOfferings:LegalAdviser-ManagerRankingsHistory

Australia/NewZealandEquity&RightsOfferings(LegalAdviser-Manager):IndustryBreakdown

38%

33%

9%

7%

14%

HerbertSmithFreehills

Gilbert+Tobin

SidleyAustinLLP

BakerMcKenzie

CorrsChambersWestgarth

20

40

60

Marke

tSha

re(%

)

0

75

2019 2018 2017



Australia/NewZealandMid-MarketEquity&Rights

Q12019 Q12018

Firm RankMkt

Share(%)Volume(USD

Mln)DealCount

PrevRank

PrevMktShare(%)

MktShareChg(%)



Macquarie 3 10.108 36 1 - - 10.108

Morgans 4 8.294 29 4 4 7.299 0.995



ArgonautLtd 7 4.253 15 2 20 1.256 2.997


8 3.381 12 4 45 0.225 3.156

Citi 9 3.072 11 1 - - 3.072



ArmadaCapitalLtd 12 2.441 9 1 - - 2.441

HartleysLtd 13 2.263 8 5 14 2.152 0.111

Curran&Co 14 2.140 8 1 - - 2.140

PatersonsSecuritiesLtd 15 2.066 7 5 2 7.680 -5.614

AshantiCapitalLtd 16 2.046 7 1 - - 2.046

PetraCapitalPtyLtd 17 1.906 7 1 6 5.732 -3.826

JettCapitalAdvisorsLLC 18 1.826 6 1 - - 1.826

WilsonsCorporateFinanceLtd 18 1.825 6 1 18 1.509 0.316

PeakAssetManagement 20 1.160 4 2 52 0.147 1.013

TOTAL 100% 351 73 100%

Thistableconsistsofequity&rightsofferingsissuedbyAustralianorNewZealandissuerswithamarketcapoflessthanAUD500million.Thisexcludeslocalmarketsharesalesandself-ledofferings.PleaseseeLeagueTableStandardsandGuidelinesforfurtherdetails.

Materials31%

Technology15%

Communications14%

Energy12%

Industrials11%


Others10%

Australia/NewZealandMid-MarketEquity&Rights:ManagerRankingsHistory

Australia/NZMid-MarketEquity&Rights:IndustryBreakdown

31%

15%

14%

12%

11%

6%

10%

BellPotterSecuritiesLtd

CanaccordGenuity

Macquarie

Morgans

EurozSecurities

CenkosSecurities

5

10

15

Marke

tSha

re(%

)

0

20

2019 2018 2017



Australia/NewZealandEquity,EQL&Preferred

Q12019 Q12018

Firm RankMkt

Share(%)Volume(USD

Mln)DealCount

PrevRank

PrevMktShare(%)

MktShareChg(%)

UBS 1 30.339 1,058 5 1 26.149 4.190

Citi 2 11.655 406 4 9 2.889 8.766

MorganStanley 3 9.418 328 2 2 16.773 -7.355

Morgans 4 7.907 276 6 3 7.225 0.682


WestpacBanking 6 6.358 222 1 8 2.930 3.428

JPMorgan 7 4.741 165 3 6 5.412 -0.671

GoldmanSachs 8 3.060 107 1 12 2.383 0.677

BankofAmericaMerrillLynch 9 2.879 100 1 - - 2.879

ForsythBarrLtd 10 2.666 93 1 43 0.078 2.588

Macquarie 11 2.336 81 2 7 3.192 -0.856





DeutscheBank 16 1.023 36 1 4 6.591 -5.568


ArgonautLtd 18 0.429 15 2 35 0.142 0.287

Moelis&Co 19 0.343 12 2 16 1.032 -0.689


20 0.341 12 4 61 0.025 0.316

TOTAL 100% 3,486 91 100%

Thistableconsistsofequity,equity-linked&preferredsecuritiesissuedbyAustralianorNewZealandissuers.Thisexcludesbondswithwarrants,creditlinkednotes,localmarketsharesalesandself-ledofferings.Thereisaminimumthresholdof12monthminimumcall,put&maturityperiods.PleaseseeLeagueTableStandardsandGuidelinesforfurtherdetails.

Financials67%

Technology18%

Others14%

Australia/NewZealandEquity,EQL&Preferred:ManagerRankingsHistory

Australia/NewZealandEquity,EQL&Preferred:IndustryBreakdown

67%

18%

14%

UBS Ci

ti

MorganStanley

Morgans

Shaw&PartnersLtd

WestpacBanking

10

20

30

Marke

tSha

re(%

)

0

35

2019 2018 2017



Australia/NewZealandEquity,EQL&Rights

Q12019 Q12018

Firm RankMkt

Share(%)Volume(USD

Mln)DealCount

PrevRank

PrevMktShare(%)

MktShareChg(%)

UBS 1 35.158 836 4 1 32.477 2.681

Citi 2 17.087 406 4 5 3.994 13.093

JPMorgan 3 6.951 165 3 6 3.807 3.144

GoldmanSachs 4 4.486 107 1 7 3.295 1.191

MorganStanley 4 4.486 107 1 2 19.140 -14.654

BankofAmericaMerrillLynch 6 4.221 100 1 - - 4.221

ForsythBarrLtd 7 3.909 93 1 39 0.107 3.802

Macquarie 8 3.425 81 2 4 4.413 -0.988

Morgans 9 2.271 54 5 9 2.263 0.008





DeutscheBank 14 1.500 36 1 3 9.112 -7.612



ArgonautLtd 17 0.629 15 2 31 0.196 0.433

Moelis&Co 18 0.503 12 2 12 1.427 -0.924


19 0.500 12 4 57 0.035 0.465


TOTAL 100% 2,377 90 100%

Thistableconsistsofequity,equity-linked&rightssecuritiesissuedbyAustralianorNewZealandissuers.Thisexcludesbondswithwarrants,creditlinkednotes,localmarketsharesalesandself-ledofferings.Thereisaminimumthresholdsof12monthminimumcall,put&maturityperiods.PleaseseeLeagueTableStandardsandGuidelinesforfurtherdetails.

Financials41%

Technology33%

Utilities8%

Materials6%

Others12%

Australia/NewZealandEquity,EQL&Rights:ManagerRankingsHistory

Australia/NewZealandEquity,EQL&Rights:IndustryBreakdown

41%

33%

8%

6%

12%

UBS Ci

ti

JPMorgan

MorganStanley

Goldm

anSachs

BankofAmericaM

errillLynch

10

20

30

Marke

tSha

re(%

)

0

40

2019 2018 2017




Q12019 Q12018

Firm RankMkt

Share(%)Volume(USD

Mln)DealCount

PrevRank

PrevMktShare(%)

MktShareChg(%)



Macquarie 3 10.108 36 1 - - 10.108

Morgans 4 8.294 29 4 4 7.299 0.995



ArgonautLtd 7 4.253 15 2 20 1.256 2.997


8 3.381 12 4 45 0.225 3.156

Citi 9 3.072 11 1 - - 3.072



ArmadaCapitalLtd 12 2.441 9 1 - - 2.441

HartleysLtd 13 2.263 8 5 14 2.152 0.111

Curran&Co 14 2.140 8 1 - - 2.140

PatersonsSecuritiesLtd 15 2.066 7 5 2 7.680 -5.614

AshantiCapitalLtd 16 2.046 7 1 - - 2.046

PetraCapitalPtyLtd 17 1.906 7 1 6 5.732 -3.826

JettCapitalAdvisorsLLC 18 1.826 6 1 - - 1.826

WilsonsCorporateFinanceLtd 18 1.825 6 1 18 1.509 0.316

PeakAssetManagement 20 1.160 4 2 52 0.147 1.013

TOTAL 100% 351 73 100%

Thistableconsistsofequity&rightsofferingsissuedbyAustralianorNewZealandissuerswithamarketcapoflessthanAUD500million.Thisexcludeslocalmarketsharesalesandself-ledofferings.PleaseseeLeagueTableStandardsandGuidelinesforfurtherdetails.

Materials31%

Technology15%

Communications14%

Energy12%

Industrials11%


Others10%

Australia/NewZealandMid-MarketEquity&Rights:ManagerRankingsHistory


31%

15%

14%

12%

11%

6%

10%

BellPotterSecuritiesLtd

CanaccordGenuity

Macquarie

Morgans

EurozSecurities

CenkosSecurities

5

10

15

Marke

tSha

re(%

)

0

20

2019 2018 2017



Australia/NewZealandLoans(Bookrunner)

Q12019 Q12018

Firm RankMkt

Share(%)Volume(USD

Mln)DealCount

PrevRank

PrevMktShare(%)

MktShareChg(%)

ANZBankingGroup 1 20.603 2,518 8 1 33.427 -12.824

HSBC 2 13.049 1,595 4 13 0.820 12.229


BankofChina 4 8.521 1,041 2 12 0.993 7.528

WestpacBanking 5 7.457 911 7 4 9.505 -2.048

NationalAustraliaBank 6 5.284 646 5 2 12.630 -7.346


7 4.203 514 2 8 4.705 -0.502


UnitedOverseasBank 9 3.577 437 3 9 3.633 -0.056

BNPParibas 10 3.276 400 2 19 0.146 3.130

INGGroep 11 3.249 397 1 15 0.229 3.020

MorganStanley 11 3.249 397 1 - - 3.249

SumitomoMitsuiFinancial 13 3.068 375 2 - - 3.068

Citi 14 3.056 373 1 17 0.147 2.909

ChinaConstructionBank 15 2.608 319 1 - - 2.608

Oversea-ChineseBankingCorp 15 2.608 319 1 - - 2.608

Rabobank 17 0.652 80 1 - - 0.652

GoldmanSachs 18 0.642 78 1 - - 0.642

Natixis 19 0.520 64 1 15 0.229 0.291

CreditAgricoleCIB 20 0.460 56 1 6 5.615 -5.155

TOTAL 100% 12,219 22 100%

ThistableconsistsofloanswithamarketofsyndicationasAustraliaorNewZealand.Thisexcludesbilateralloans.Thereisaminimumthresholdof3monthsformaturities.PleaseseeLeagueTableStandardsandGuidelinesforfurtherdetails.

Financials30%

Energy24%

Utilities12%


HealthCare9%

Others14%

Australia/NewZealandLoans:BookrunnerRankingsHistory

Australia/NewZealandLoans(Bookrunner):IndustryBreakdown

30%

24%12%

11%

9%

14%

ANZBankingGroup

HSBC

Comm


BankofChina

WestpacBanking


10

20

30

Marke

tSha

re(%

)

0

35

2019 2018 2017



Australia/NewZealandLoans(MandatedLeadArranger)

Q12019 Q12018

Firm RankMkt

Share(%)Volume(USD

Mln)DealCount

PrevRank

PrevMktShare(%)

MktShareChg(%)


HSBC 2 8.588 1,286 7 14 1.778 6.810

CommonwealthBankAustralia 3 7.239 1,084 12 3 7.924 -0.685

BankofChina 4 7.199 1,078 9 6 5.243 1.956

WestpacBanking 5 5.941 890 13 4 7.892 -1.951



7 4.766 714 8 5 5.478 -0.712

BankofCommunications 8 4.091 613 3 - - 4.091

AgriculturalBankofChina 9 3.178 476 3 46 0.162 3.016

INGGroep 10 2.530 379 5 15 1.746 0.784

Citi 11 2.494 373 1 19 1.317 1.177


12 2.426 363 3 8 2.940 -0.514



Scotiabank 15 2.103 315 3 42 0.271 1.832

UnitedOverseasBank 16 2.047 307 4 11 2.735 -0.688

SumitomoMitsuiFinancial 17 2.034 305 4 7 3.754 -1.720

SocieteGenerale 18 2.011 301 2 13 2.295 -0.284

ChinaConstructionBank 19 1.927 289 2 20 1.283 0.644


TOTAL 100% 14,973 30 100%

ThistableconsistsofloanswithamarketofsyndicationasAustraliaorNewZealand.Thisexcludesbilateralloans.Thereisaminimumthresholdof3monthsformaturities.PleaseseeLeagueTableStandardsandGuidelinesforfurtherdetails.

Financials30%

Energy24%

Utilities12%


HealthCare9%

Others14%

Australia/NewZealandLoans:MandatedLeadArrangerRankingsHistory

Australia/NewZealandLoans(MandatedLeadArranger):IndustryBreakdown

30%

24%12%

11%

9%

14%

ANZBankingGroup

HSBC

Comm


BankofChina

WestpacBanking


5

10

15

Marke

tSha

re(%

)

0

20

2019 2018 2017



AustraliaBorrowerLoans(Bookrunner)

Q12019 Q12018

Firm RankMkt

Share(%)Volume(AUD

Mln)DealCount

PrevRank

PrevMktShare(%)

MktShareChg(%)

HSBC 1 14.912 2,246 4 - - 14.912



BankofChina 4 9.738 1,466 2 12 0.991 8.747

WestpacBanking 5 7.721 1,163 6 4 11.308 -3.587



7 4.993 752 2 8 5.611 -0.618

UnitedOverseasBank 8 4.094 616 3 9 4.093 0.001

BNPParibas 9 3.728 561 2 - - 3.728

INGGroep 10 3.669 553 1 13 0.270 3.399

MorganStanley 10 3.669 553 1 - - 3.669

SumitomoMitsuiFinancial 12 3.484 525 2 - - 3.484


ChinaConstructionBank 14 2.964 446 1 - - 2.964


Barclays 16 0.996 150 1 - - 0.996

CTBCBank 16 0.996 150 1 - - 0.996

Rabobank 18 0.747 113 1 - - 0.747

GoldmanSachs 19 0.726 109 1 - - 0.726

Natixis 20 0.598 90 1 13 0.270 0.328

TOTAL 100% 15,059 18 100%

ThistableconsistsofloanswithborrowersthathaveacountryofriskasAustraliaandwithamarketofsyndicationintheAPACregion.Thisexcludesbilateralloans.Thereisaminimumthresholdof3monthsformaturities.PleaseseeLeagueTableStandardsandGuidelinesforfurtherdetails.

Financials32%

Energy26%

Utilities13%


Materials7%

Industrials5%

Others5%

AustraliaBorrowerLoans:BookrunnerRankingsHistory

AustraliaBorrowerLoans(Bookrunner):IndustryBreakdown

32%

26%

13%

12%

7%

5%

5%

HSBC

ANZBankingGroup

Comm


BankofChina

WestpacBanking

MizuhoFinancial

10

20

Marke

tSha

re(%

)

0

30

2019 2018 2017



AustraliaBorrowerLoans(MandatedLeadArranger)

Q12019 Q12018

Firm RankMkt

Share(%)Volume(AUD

Mln)DealCount

PrevRank

PrevMktShare(%)

MktShareChg(%)


HSBC 2 9.255 1,811 7 18 1.447 7.808

BankofChina 3 7.771 1,521 9 6 5.417 2.354


WestpacBanking 5 5.587 1,093 11 4 8.734 -3.147


6 5.145 1,007 8 5 6.104 -0.959

BankofCommunications 7 4.396 860 3 - - 4.396

UnitedOverseasBank 8 4.189 820 5 11 2.949 1.240


DBSGroup 10 3.766 737 4 24 1.024 2.742

AgriculturalBankofChina 11 3.461 677 3 45 0.126 3.335


INGGroep 13 2.702 529 5 14 1.897 0.805


14 2.627 514 3 10 2.968 -0.341


Scotiabank 16 2.249 440 3 39 0.302 1.947

SumitomoMitsuiFinancial 17 2.185 427 4 7 4.165 -1.980

SocieteGenerale 18 2.163 423 2 13 2.539 -0.376

ChinaConstructionBank 19 2.061 403 2 19 1.405 0.656


TOTAL 100% 19,565 26 100%

ThistableconsistsofloanswithborrowersthathaveacountryofriskasAustraliaandwithamarketofsyndicationintheAPACregion.Thisexcludesbilateralloans.Thereisaminimumthresholdof3monthsformaturities.PleaseseeLeagueTableStandardsandGuidelinesforfurtherdetails.

Financials32%

Energy26%

Utilities13%


Materials7%

Industrials5%

Others5%

AustraliaBorrowerLoans:MandatedLeadArrangerRankingsHistory

AustraliaBorrowerLoans(MandatedLeadArranger):IndustryBreakdown

32%

26%

13%

12%

7%

5%

5%

ANZBankingGroup

HSBC

BankofChina

Comm


WestpacBanking


5

10

Marke

tSha

re(%

)

0

15

2019 2018 2017



NewZealandBorrowerLoans(Bookrunner)

Q12019 Q12018

Firm RankMkt

Share(%)Volume(USD

Mln)DealCount

PrevRank

PrevMktShare(%)

MktShareChg(%)


Citi 2 22.867 373 1 - - 22.867

WestpacBanking 3 4.898 80 1 - - 4.898


4 2.093 34 1 - - 2.093

- - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

TOTAL 100% 1,633 4 100%

ThistableconsistsofloanswithborrowersthathaveacountryofriskasNewZealandandwithamarketofsyndicationintheAPACregion.Thisexcludesbilateralloans.Thereisaminimumthresholdof3monthsformaturities.PleaseseeLeagueTableStandardsandGuidelinesforfurtherdetails.

HealthCare65%

Communications21%

ConsumerStaples7%

Others7%

NewZealandBorrowerLoans:BookrunnerRankingsHistory

NewZealandBorrowerLoans(Bookrunner):IndustryBreakdown

65%

21%

7%

7%

ANZBankingGroup

Citi

WestpacBanking

Comm


50

Marke

tSha

re(%

)

0

100

2019 2018 2017



NewZealandBorrowerLoans(MandatedLeadArranger)

Q12019 Q12018

Firm RankMkt

Share(%)Volume(USD

Mln)DealCount

PrevRank

PrevMktShare(%)

MktShareChg(%)


Citi 2 21.312 373 1 - - 21.312

WestpacBanking 3 6.245 109 2 - - 6.245


4 3.631 64 2 - - 3.631


- - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

- - - - - - - -

TOTAL 100% 1,752 6 100%

ThistableconsistsofloanswithborrowersthathaveacountryofriskasNewZealandandwithamarketofsyndicationintheAPACregion.Thisexcludesbilateralloans.Thereisaminimumthresholdof3monthsformaturities.PleaseseeLeagueTableStandardsandGuidelinesforfurtherdetails.

HealthCare65%

Communications21%

ConsumerStaples7%

Others7%

NewZealandBorrowerLoans:MandatedLeadArrangerRankingsHistory

NewZealandBorrowerLoans(MandatedLeadArranger):IndustryBreakdown

65%

21%

7%

7%

ANZBankingGroup

Citi

WestpacBanking

Comm



20

40

60

80

Marke

tSha

re(%

)

0

90

2019 2018 2017

Bloomberg – League Tables Criteria

Bloomberg L.P. reserves the right of final decision concerning league eligibility and requires adequate documentation for the same. Bloomberg L.P. and its suppliers believe the information herein was obtained from reliable sources, but they do not guarantee its accuracy. Neither the information nor the opinion expressed constitutes a solicitation of the purchase or sale of securities or commodities. Due to the dynamic nature of the Professional Service product, League Table rankings may vary between the quarterly/year-end publications and data found on the Bloomberg Professional Service.

General Guidelines

Credit is based on the total amount of the offering sold to the public. Full credit is awarded to the sole bookrunning manager or split equally among joint bookrunning managers; unless full, explicit breakdown of bookrunning is provided by an involved party. Regional and local tables are identified based on factors such as currency, market of issuer and/or country of risk/incorporation.

Fixed Income

All transactions must have a maturity/call/put option of minimum 18 months. Make-whole call and provisional call/put are exempted from this rule. Note: Criteria may vary for some local and/or regional tables. USD denominated 144A/REG S issues are credited 100% to the 144A tranche and 0% to the REG S tranche. Non-USD denominated 144A/REG S issues are credited 100% to the REG S tranche and 0% to the 144A tranche. Self-led transactions are included. New money portions of exchange offers are eligible for credit.

Exclusions: Accredited investor tranches, asset-backed issues, auction note agencies, collateralized bond obligations, collateralized loan obligations, commercial paper, municipal bonds, mortgage-backed issues, remarketed issues, repackaged bonds, government borrowing scheme retained bonds, variable principal redemption issues, variable interest equity-linked issues, and credit linked notes, selling group agency issues, strips, units, warrants, self-led under USD 50 million. Note: Criteria may vary for some local and/or regional tables.

Equities-Linked

Equity-linked transactions: Convertible bonds, convertible preferred stock and exchangeable bonds. Only issues that mature and are callable/puttable in 12 months or longer are included. Make-whole call, provisional call and provisional put are exempted from this rule. Convertible bonds with attached warrants are included. These are defined as synthetic convertibles with the combination of a fixed income instrument and warrants which can be converted into shares. The embedded warrant can be detachable or non-detachable but the bond and the warrant must be sold as a unit, i.e. there cannot be separate book building for the warrant and the bond.

Exclusions: Redemption-linked instruments, reverse convertibles or similar instruments, synthetics convertibles, issues convertible into participation in an underlying fund or investment trust, pre-IPO convertible instruments, certain lower hierarchy titles, i.e. Jr Bookrunner.

Equities

Equity market transactions: Initial public offerings, additional offerings of common stocks, units, and depositary receipts (ADRs, GDRs, etc) and rights offerings.

Exclusions: Non-underwritten/best efforts, privately placed transactions, funds, self-led, preferred offerings, pre-negotiated offerings, certain lower hierarchy titles, i.e. Jr Bookrunner. Note: Criteria may vary for some local and/or regional tables.

Bloomberg – League Tables Criteria

Bloomberg L.P. reserves the right of final decision concerning league eligibility and requires adequate documentation for the same. Bloomberg L.P. and its suppliers believe the information herein was obtained from reliable sources, but they do not guarantee its accuracy. Neither the information nor the opinion expressed constitutes a solicitation of the purchase or sale of securities or commodities. Due to the dynamic nature of the Professional Service product, League Table rankings may vary between the quarterly/year-end publications and data found on the Bloomberg Professional Service.

Loans

Includes executed syndicated loans transactions. Full credit is awarded to the banks satisfying the highest of the titles. Full credit is awarded to the sole bookrunning manager or split equally among joint bookrunning managers. Credit is allocated to amended or amended and restated transactions, where each modification is 100% at the lender’s option and not as a result of events already built into the original credit agreement. Credit is awarded for the following structural changes only: maturity extensions of three months or more, incremental basis for increased in deal size, reduction in pricing, full release of security.

Exclusions: Bilateral transactions, transactions with a maturity of less than three months, loans withdrawn prior to signing, amended or restated securitizations, receivable and guarantee facilities.

US Municipals

Standard published tables will award deal credit based on true economic credit as reported by the issuer or the bookrunner. In absence of reported economic credit, 100% will be assigned to the bookrunner.

Dollar value of credit will be assigned based on the percentage allocation reported for economic credit (or designated by the user in a custom table) and applied against the total par value of the bonds issued. Zero coupon bonds (CABS) or intermediate appreciation bonds (convertible CABs) will be included at the market value (accreted value) on the interest accrual date.

All debt issued by municipal issuers will be eligible for league credit. Taxable and tax-exempt debt is eligible for league credit unless a table includes specific tax type criteria. “Tax-exempt” is defined as federally tax-exempt and includes bonds subject to AMT and bonds designated as Bank Qualified.

Each table is provided in three formats. “Economic Credit” displays rankings based on true economic credit allocations of applicable deals. “Left Lead” assigns 100% credit to the bookrunner and 0% to all other syndicate participants. “Deal Count” displays rankings based on deal quantity rather than aggregate economic credit amounts. A “deal” refers to the aggregate series within an issuance led by a particular underwriter or syndicate. For example: a $50 million issuance is split into three series- a $10 million Series A, a $20 million Series B, and a $20 million Series C. Bank 1 is the underwriter of Series A & B, while Bank 2 is the underwriter of Series C. Bank 1 would have one “deal” worth $30 million, and Bank 2 would have one “deal” worth $20 million.

Exclusions: Derivatives, private placements, variable rate preferred securities, municipal commercial paper, and remarketings are excluded from municipal league table eligibility.

The full version of Bloomberg’s League table Standards & Guidelines can be accessed and subscribed to on the Reports tab on

LEAG<GO>.

australia / new zealand capital markets · 2019-04-01 · bloomberg australia/new zealand capital...

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