authors: lydia teh1,2,* 1,3 1,2 4 1,5 1 2 3 usa · operators, while income from fisheries is...
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Title: Are fishers poor? getting to the muddy bottom of marine fisheries income statistics
Running title: Marine fisheries income
Authors: Lydia Teh1,2,*, Yoshitaka Ota1,3, Andrés M. Cisneros-Montemayor1,2, Lucy Harrington4,
Wilf Swartz1,5
1 Nippon Foundation Nereus Program 2 Institute for the Oceans and Fisheries, University of British Columbia, Vancouver, British
Columbia, Canada 3 School of Marine and Environmental Affairs, University of Washington, Seattle, Washington,
USA 4 Northeastern University, Boston, Massachusetts, USA 5 Marine Affairs Program, Dalhousie University, Halifax, Nova Scotia, Canada
* Corresponding author. Mailing address: 2202 Main Mall, Vancouver V6T 1Z4, British
Columbia, Canada. Email: [email protected]
Keywords: Fishing labour statistics, income and poverty; socio-economic indicator; small-scale
fisheries
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Abstract
Fishers’ economic status is hard to assess because fisheries socio-economic data, including
earnings, are often not centrally available, standardized, or accessible in a form that allows
scaled up or comparative analyses. The lack of fishing income data impedes sound management
and allows biased perceptions about fishers’ status to persist. We compile data from
intergovernmental and regional datasets, as well as cases studies, on income earned from marine
wild capture fisheries. We explore the level and distribution of fishers’ income across fisheries
sectors and geographical regions, and highlight challenges in data collection and reporting. We
find that fishers generally are not the poorest of the poor based on average fishing income from
89 countries, but income levels vary widely. Fishing income in the large-scale sector is higher
than the small-scale sector by about 2.2 times, and in high-income versus low-income countries
by almost 9 times. Boat owners and captains earned more than double that of crew and owner-
operators, while income from fisheries is greater than that from agricultural work in 63% of
countries in this study. Nonetheless, incomes are below national poverty lines in 34% of the
countries with data. More detailed fishing income statistics is needed for quantitative scientific
research and for supporting socio-economic policies. Key gaps to address include the lack of a
centralized database for fisheries income statistics and the coarse resolution at which economic
statistics are reported internationally. A first step to close the gap is to integrate socio-economic
monitoring and reporting in fisheries management.
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Table of Contents
Introduction
Methods
Data collection
Data analysis
Results
Data description
Fishing income trends
Discussion
Conclusion
Acknowledgement
Data Availability Statement
References
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Introduction
Fisheries sustainability has to address not only the health of fish stocks but also the socio-
economic needs of fishers. The latter is increasingly recognised as being equally important to
ecological health and has fueled interest in tackling economic equity and social justice issues in
fisheries and ocean management (Carr, 2016; Quimby & Levine, 2018). Policy focus on fishers’
socio-economic condition has tended to revolve around questions of the environmental
consequences of being poor (Cinner, 2009; Silva, 2006) such as whether poverty drives the use
of destructive fishing practices. This approach reflects an underlying assumption that fishers are
poor, if not the “poorest of the poor”(Bailey, 1988; Béné, 2003; Nayak, Oliveira, & Berkes,
2014). Yet, there is inconclusive evidence to substantiate this assumption. In a paper exploring
poverty and fisheries, Béné and Friend (2011) conclude that there is “no firm causal
relationshipetween fishing and being poor.” Taking narratives for granted inhibits efforts for
more in-depth understanding of the reality at fishing communities. For example, many agencies
view the provision of alternative employment as a desirable livelihood option for fishers under
the assumption that fishing is an occupation of last resort, when in fact many poor fishers would
resist changing occupation for income reasons alone (Pollnac, Pomeroy, & Harkes, 2001).
Adopting a ‘one size fits all’ approach may be unsuitable when in fact fishers’ socio-economic
conditions may be diverse and influence their susceptibility and response to different drivers of
change and interventions (Pollnac et al., 2001).
Adequately determining fishers’ economic status can be challenging because fisheries socio-
economic data, including earnings (revenue, wages, income), assets and expenditures, are often
not centrally available or accessible in a form that is amenable for scaled up or comparative
analyses. Where they are available, the metrics and definitions of fishing income vary widely and
often are not standardized, making it difficult to apply data to analyses across geographical and
temporal scales. The lack of standardization is a drawback given how fisheries issues are
increasingly raised in international policy frameworks and economic dialogues that recognise a
need to address systemic challenges faced by fishing communities. At these platforms,
standardised indicators are essential to enable countries worldwide to measure and compare
progress towards agreed targets. For instance, Sustainable Development Goal 14.B on healthy
oceans aims to provide benefits to artisanal fisheries in every country; yet practical attainment of
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this hinges on having standardised indicators such as fishing income to assess countries’
performance. Likewise, standardised fishing income statistics provide critical benchmarks that
countries need to argue their positions at international negotiations. For instance, at ongoing
debates on fisheries subsidies at the World Trade Organization (World Trade Organization,
2019), countries that maintain their fishers need subsidies to alleviate poverty need to have
comparative fishing income data to give credence to their argument.
The relative obscurity of fishing income statistics is surprising considering the wide applicability
of these data. Income is usually a primary input to poverty measurements, which typically
involve using a money metric (i.e., income) to establish a poverty line to distinguish poor from
non-poor households (Carter & Barrett, 2006). Income data are also important in integrated
ecological models to solve the ‘poverty trap’ problem (Ngonghala et al., 2017), as well as in
bioeconomic models to assess impacts of potential policies that affect fishers’ compensation or
access to resources. Fisheries rebuilding (Sumaila et al., 2012), marine spatial planning(Janßen et
al., 2018), and climate change adaptation (Lam, Cheung, & Sumaila, 2016) are examples of
issues that benefit from insight provided by fishing income. The absence of these data is a barrier
to identifying trends and making projections about the future, while also allowing biased
perceptions about fishers’ status to abound.
That said, fishing income data do exist – notably the income of workers in major economic
sectors, including fishing, are reported by the International Labour Organisation’s (ILO) labour
statistics, although the application of ‘Fishing’ as a statistical category based on the International
Standard Industrial Classification of All Economic Activities (ISIC) is limited both temporally
and regionally. Some countries capture economic indicators including income in primary
industry surveys (e.g., China Bureau of Fisheries, Ministry of Agriculture; Japan Ministry of
Agriculture, Forestry and Fisheries), while fishing income data may also be collected by
statistics departments at the federal or provincial level (e.g. Canada (BC Stats, 2018)). Aside
from these relatively standardized information sources, finding data on fishing incomes requires
searching through case studies from muliple disciplines. Provision of baseline fishing incomes
will not only supply quantitative data for scientific research, but also serve as an entry point for
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influencing policies aimed at improving the socio-economic status of fishing communities
(Pascoe, 2006).
We compile data on income earned from marine wild capture fisheries around the world. The
goals of this are twofold: First, to explore the level and distribution of fishers’ income across
fisheries sectors and geographical regions. Second, to highlight the challenges in data collection,
standardization, and reporting of fishing income, and provide recommendations for its
improvement to best aid policy development.
Methods
Data collection
Income in this paper is inclusive of the wages earned by salaried fisheries workers and revenue
received by individuals and/or owner-operators from the sale of fish. In the specific case of boat
owners, income also includes a portion generated from capital investment, that is, boat owners’
income include a share of the revenue from the sale of fish and a share for the use of the boat.
Data were collected in intervals from February to May 2017 and updated until October 2019.
Fishing income data were obtained through the web based research data repository Mendeley,
and an online search of international and regional institutional databases, public websites, and
the primary and grey literature. We began by searching for existing compilations or databases of
fishing income. The primary term entered in the internet search engine ‘Google’ was ‘fishing
income’, and additional searches were done using the words ‘wage’, ‘salary’, ‘earning’, and
‘revenue’ sequentially in place of ‘income’. We also used the terms ‘fish production’, ‘fish
harvesting’, ‘fish farming’, and ‘fisheries’ in place of ‘fishing’ to cover the range of potential
terminology that relate to ‘fishing’.
At this stage we encountered only one database - ILOSTAT, ILO’s comprehensive database of
international labour statistics - containing income from fishing. We extracted this dataset, from
here on referred to as ‘ILO dataset’, excluding records labelled as ‘unreliable’ or ‘not
significant’, as well as two obvious outliers (Ghana and Estonia). The retained ILO dataset
contained fishing income by gender for 53 countries. After exhausting all search terms and
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relatively confident that there was no other publicly available database of fishing incomes we
moved on to the second stage of the search.
The second stage was a targeted search of country specific fishing income data. We concentrated
first on the countries that were in the ILO dataset. This was not to duplicate effort, but to enable
cross scale comparisons of national level statistics in the ILO dataset with local empirical data, in
order to gauge the degree to which higher-level indicators of fishers’ socio-economic status
reflect their actual conditions. Individual country searches were not exhaustive of the literature,
relying only on the most relevant items returned by Google Scholar search engine. The search
terms that were used were ‘[country] fishing income’ and ‘[country] fisheries income’. When a
case study was encountered it was recorded, then we moved on to search for the next country.
Where available we documented all types of fishing incomes from wild capture marine fisheries,
regardless of the type of fishery, fishing sector, gear type, study year, job position, or unit of
measure (individual, group). Aquaculture and freshwater fisheries were not included, although
for comprehensiveness ‘fish farming’ was initially searched. All publications, including reports,
working papers, and newsletters, were considered for inclusion in the study as long as the data
source provided clear units of reporting for the fishing income, a description of the nature of
fishing activity, the basis of the reported income, and an indication of time. Studies older than
1990 were excluded. We also excluded studies that estimated fishers’ income using methods that
were not fully explained (see for e.g. (Belhabib, Sumaila, & Pauly, 2015). For each income case
we recorded the source country, geographical region and national income group (high, upper-
middle, lower-middle, or low income)[1], as defined in the World Bank List of Economies (World
Bank Group, 2019c), to which the country belonged, fishing sector, and job position of the
fisher.
When the search for countries covered by the ILO dataset was completed, we then followed up
on case studies that had been returned by the search engine during the course of the search (but
had no associated data from the ILO dataset), and searched opportunistically for other case
studies based on the authors’ knowledge of socio-economic research in fisheries.
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Data analysis
Fishing incomes came from four main data source groups (SI 1). Two regional sources, one of
the European Union (EU) and the other of Caribbean Regional Fisheries Mechanism (CRFM)
member states, supplemented the national level dataset from ILO. CRFM data consisted of
fishing operations data in the small-scale and large-scale sector that were collected from field
surveys (Beltrán, 2017), while EU data consisted of fishing fleet economics statistics that are
collected from member states and reported annually (STECF, 2017). The final source was case
studies that were primarily of the small-scale sector with varied geographical coverage. We
conducted an analysis of variance (ANOVA) to evaluate if fishing incomes from the ILO dataset
differed from other data sources.
Fishing income in this study is expressed as a per capita monthly rate as this was the most
frequently used data reporting unit we encountered in the literature search. All fishing incomes
that were reported in different units such as daily or annual rates were pro-rated to the monthly
rate. Fishing income statistics sourced from the ILO were inclusive of aquaculture and used as
reported, as we did not have sufficient information to determine the relative weight of
aquaculture in total reported fishing income.
Fishing incomes were standardized for analysis to account for differences in time and foreign
exchange. Compiled data were standardized to 2016 prices in US dollars (USD). Raw data were
adjusted for inflation using the Consumer Price Index (World Bank Group, 2019a), then
converted to USD equivalent (if reported in other currencies) using the Purchasing Power Parity
conversion factor (World Bank Group, 2019b) that also provides a relative measure of the
standard of living in each country. We searched for and assigned national poverty line income to
each country (SI 2). If national poverty lines were not available, we assigned a poverty line
income that corresponds to the national income group that each country belongs to as defined by
the World Bank. These national income group-specific poverty lines account for differences in
the cost of living among countries that is not reflected in the International Poverty line of USD
1.90 per day (Ferreira & Sánchez-Páramo, 2017). The median poverty line for high-income
countries is USD 21.70; upper-middle income USD 5.48; lower-middle income USD 3.21; and
low-income countries USD 1.91 (Ferreira & Sánchez-Páramo, 2017; Jolliffe & Prydz, 2016).
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The analysis consisted of three parts. First, we examined income distribution within fisheries by
looking at disparities in standardized fishing incomes across national income groups, job
positions, gender, geographical regions, and fishing sector. Second, we assessed the opportunity
cost of fisheries by comparing fishing income with income from agriculture, another primary
sector that fishers may turn to as an alternative income source (Martin, Lorenzen, & Bunnefeld,
2013; Rahman, Tazim, Dey, Azam, & Islam, 2012). We extracted gross income from the data
series ‘mean nominal monthly earnings of employees’ in the sectors of ‘Fishing’ and
‘Agriculture, hunting and forestry’ from ILOSTAT (International Labour Organization, 2019)
(Agriculture was not available alone as an economic sector). In total, 51 countries had earnings
data in both economic sectors, from which we calculated a fishing to agriculture income ratio.
Third, we evaluated fishing income sufficiency in all countries by computing the ratio of
monthly fishing income to national average incomes (gross values) and poverty lines, all in
adjusted 2016 values.
Results
Data description
We collected fishing incomes from 89 maritime countries (Table 1). About 48% of income
records pertain to the small-scale fishing sector, 11% to the large-scale sector, while the distant
water sector receives least coverage at 1.8% (Table 2). Sector breakdown was most
comprehensive in the EU dataset, whereas CRFM data were on the small-scale sector only and
not specified in the ILO dataset. Cases which lacked sufficient data to discern their appropriate
fishing sector were classified broadly as belonging to the ‘commercial’ sector (40%) (Table 2).
‘Owner-operator’ was the most common job description of fishers in the dataset, with least
income coverage of captains and boat owners. ‘Production workers’ referred to workers involved
in the capture of marine organisms (excluding processing) but for which we were unable to
attribute a job position (Table 2). Fisheries employees in the ILO dataset fell under this category.
The majority of income data referred to ‘gross’ values, i.e., the value before cost deductions,
with about 19% of records indicating ‘net’ income. All fishing income data from the ILO, EU
and CRFM sources were reported in gross values. The CRFM study provides fishery cost
structure information that would enable users to estimate net fishing income, but we report gross
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values as documented in the source mterial (Beltrán, 2017). Gender breakdown came from the
ILO dataset only, with females receiving 45% coverage of total records (23 out of 51 countries)
and males 82% (42 out of 51 countries).
The definition and derivation of fishing income varied across different sources. National level
statistics from the ILO dataset referred to mean nominal monthly earnings of workers employed
in fishing, which includes commercial fishing in marine, coastal or inland waters, as well as fish
farming and aquaculture. Earnings are “gross remuneration in cash and in kind paid to
employees”, and are collected through various instruments including labour force, income, or
employment surveys, household surveys, population and housing census, and social insurance
organisation records. Fishing income from EU countries were the monthly average crew wage
per full time equivalent (FTE)(STECF, 2017) unit (1920 hours per year, from 48 weeks of 40
hours a week working time), while those from CRFM countries were values based on daily
fishing effort and the market price of fish. Fishing income from case studies fall into two general
categories – i) values calculated from fish catch and the price of fish (52%); and ii) direct
responses from fishers either verbally or recorded on paper (48%). The majority of fishing
incomes reported in case studies were obtained through primary data collection (83%), but in a
small number of cases (17%) income values or calculation parameters were extracted from
secondary materials.
Fishing income trends
Gross fishing income, inclusive of all fishing sectors and positions, and adjusted for inflation and
standard of living averaged USD 1,580·fisher-1·month-1, while average net fishing income came to
USD 800·fisher-1·month-1. There was no significant difference in fishing income between the ILO
dataset and other sources, in which the median difference in 29 country pairs was 25%.
However, there was considerable variation in between dataset differences in some countries, with
ILO incomes ranging from being about 5.5 times less (e.g. Colombia) to almost 15 times more
(e.g. Croatia) than data from other sources in this study. Nominal gross fishing incomes, i.e.,
absolute non-PPP adjusted amounts were highest in countries classified as ‘High income’ (HI)
by the World Bank and lowest in ‘Low income’ (LO) countries. This trend also held true when
fishing incomes were adjusted by a PPP conversion factor that accounts for differences in
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worldwide standard of living, with the difference between HI and LO countries being 23 times
and 8.8 times in nominal and PPP adjusted values respectively (Fig. 1). There was uneven and
limited coverage of fishing incomes by job position, with comparable within country data
covering boat owners, captain, and crew being most comprehensive for CRFM member states.
Fishing cost surveys of CRFM members showed that boat owners grossed on average USD
7,600·person-1, double the monthly income of captains (USD 3,700·person-1) and 5.8 times that of
crew (USD 1,300·person-1). Data from the ILO dataset showed that female fisheries employees
on average earned USD 480·person-1 compared to USD 951·person-1 earned by males (Fig. 2).
When compared across geographical regions, average monthly gross fishing income was highest
in North America and Europe at USD 2,520∙person-1 and USD 2,170∙person-1 respectively.and
lowest in Sub-Sahara Africa (Fig. 3). Gross monthly fishing income in Latin America and
Caribbean decreased by about 36% when the income of boat owners was excluded. There was an
income gap between sectors, whereby the gross income of workers in the distant water and large-
scale sectors was about twice that of small-scale fishers. At USD 1,250∙person-1, the gross
income of commercial workers was comparable to those in the small-scale sector, while across
all sectors net fishing income was lower than gross income by at least 75%. When compared
with earnings from ‘agriculture, hunting, and forestry’, fishing provided higher returns in all
geographical regions except North America, and was highest in Africa followed by South Asia
and East Asia and the Pacific (Table 3).
Gross fishing income appeared to be sufficient in most regions of the world, whereby the average
ratio of fishing to national income was more than 1 in all regions except North America (Fig. 4).
At the same time, the spread in fishers’ income is wide and there were fishers who earn less than
the poverty line income in all regions covered by the study (Table 3). When broken down by job
positions, captains and boat owners did not fall below the poverty line until cost increased to
55% and 85% of total income respectively, whereas about a quarter of crew and owner-operators
were at the poverty line before costs are considered.
Discussion
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The widespread understanding of fishing as a last resort occupation often equates fishers with
poverty (Béné, 2003; Islam, 2011; Macfadyen & Corcoran, 2002), particularly fishers in
developing countries or those engaged in small-scale fisheries (Bailey, 1988; Béné et al., 2003;
Townsley, 1998). To date, it has been difficult to verify or refute this because socio-economic
data, in particular fishing income, is usually location specific and there is limited scope for
broader comparisons across geographical scales.
To our knowledge this study is the first compilation of standardised fishing incomes across
geographical regions, containing data for more than half of all maritime countries and territories
in the world. The analysis is intended to be illustrative rather than exhaustive of the level of
fishers’ income and of fishing income reporting. More fishing income data lie outside the public
domain with researchers or institutions, and are not always in the economics or social science
field. For instance, coral reef scientists in Kenya who have monitored how much fishers earn for
more than 20 years are likely the best source of fishing income data in that country (Mcclanahan
& Abunge, 2014).
Data coverage and issues
Regionally, the European Union is well represented with coverage of fisheries transversal and
economic data that are also reported by fishing fleet segments (STECF, 2017). Although fishing
incomes within countries can vary considerably, data from the ILO dataset did not differ
significantly from case studies and regional datasets, suggesting that data reported at the national
level can reflect conditions at different scales. However, as only about half of the countries in the
ILO dataset had complementary data from other sources, this requires further investigation. The
ILO reports employee earnings sourced from national population census, labour force surveys,
and household surveys in a range of economic activities, including capture fisheries. However,
the ILO dataset omits the earnings of self-employed owner-operators, which is the category that
most small-scale fishers fall under, and for our purpose, does not disaggregate marine fisheries
from aquaculture and freshwater fisheries. Depending on the fishery, aquaculture may carry a
heavier weighting on the aggregated income value, as in the case of Canada where aquaculture
workers earned about 11% more than wage earning fish harvesters and up to 60% more than self-
employed fish harvesters (Fisheries and Oceans Canada, 2011). Even where fishing income data
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are available, they are from different yers and in local currencies which makes comparisons
across time and space challenging. We address this issue by adjusting for the effects of inflation
and foreign exchange.
The distinction between gross and net values is not always made clear in source materials, but
the difference between the two can be substantial, with the former being the value before fishing
costs (or income tax in the case of employee earnings) are deducted, and the latter the actual take
home amount. This is evident by the increase in records that fall below the poverty line across all
regions, with the exception of Sub-Sahara Africa, when net income rather than gross income is
considered (Table 3). It implies that fishing income may not provide sufficient buffer against
unexpected events such as illness or natural disasters that can potentially push fishers into
financial hardship (Islam & Chuenpagdee, 2013). The opposite trend observed in Sub-Sahara
Africa is likely driven by relatively high extrapolated net income from one case study
(Grandcourt & Cesar, 2003).The exception may be boat owners and captains, who, according to
our results, are able to absorb cost increases of up to 85% and 55% respectively before their
incomes fall to the poverty level.
Omitting to account for the discrepancy between gross and net values can make fishers’ incomes
appear higher than they actually are, and this should be kept in mind when interpreting results
presented herein, which are in gross rather than net values as the former is the metric most data
are reported in. A distorted perception of fishers’ well-being can be misleading and have serious
repercussions if for example it withholds needed social assistance to fishing communities. In
Bahrain, fishers’ total earnings turned out to be 76%-442% lower once costs such as fuel, bait,
and depreciation were deducted (Abdulqader, 2007). The impact of cost accounting means that
complementary data such as local scale fishing costs data are also crucial to produce more
accurate estimates of fishers’ actual financial status (Beltrán, 2017; Lam, Sumaila, Dyck, Pauly,
& Watson, 2011).
Fishing income in context
Our results show that fishing incomes fall in line with the economic status of their respective
countries in absolute terms, whereby the gap between high income (HI) and low income (LO)
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countries is about 8.8 times. Small-scale fishers’ incomes fall behind those in the distant water
and large-scale sectors, lending support to concerns about the socio-economic plight of, and
equality in small-scale fisheries (Béné & Friend, 2011; Islam, 2012; Jentoft & Midré, 2011).
That the majority of small-scale fishers live in developing countries, often with limited access to
government welfare services and below the poverty threshold (Ardales & David, 1985; Smith,
Pauly, & Mines, 1983) compounds the challenge of improving this group’s socio-economic
status. Even as recently as 2015, 34% of fishermen in the Philippines were poor, and fishermen
had higher poverty incidence than the general population (Philippines Statistics Authority, 2016).
High income countries are not exempt from financial pressures and the effects of poverty in
fisheries. When fishing incomes were compared to national poverty lines, 28 out of 60 records in
which fishers earned below the poverty line income were from HI countries. At 22%, HI
countries had the second highest proportion of records in which fishing income fell below the
poverty line after LO countries (27%), followed by 17% and 15% for LM and UM countries
respectively. Therefore, although fishers in HI countries earn more than those from lower income
country groups, the higher cost of living negates the actual purchasing power of that income.
Nonetheless, it would be inaccurate to generalize fishers as being the ‘poorest of the poor’. When
compared to agriculture, another primary sector that also has high participation of poor people
who rely on farming for food security and livelihood (Adato & Meinzen-Dick, 2002), our study
showed that fishing provided higher income across all regions except North America. This
outcome is consistent with literature that finds fishers’ earnings are comparable to crop farmers,
minimum wage labourers, and rural occupations in low to upper-medium income countries
(Macedo Lopes, Francisco, & Begossi, 2009; Mkama et al., 2010; Smith et a., 1983; Wijayaratne
& Maldeniya, 2003). The higher income attainable in fishing compared to the next best
alternative may be a contributing factor to why poorer fishers tend to be reluctant to exit
declining fisheries (Cinner, Daw, & McClanahan, 2009; Muallil et al., 2011). Furthermore,
contrary to common views of fishing as an occupation of last resort, in places like Timor-Leste
fishing was in fact associated with more secure livelihoods (Mills et al., 2017).
Drivers of fishing income differences
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While fishing income statistics supplied by intergovernmental agencies such as the ILO tend to
reveal little beyond a quantitative measure of fishers’ financial status, case studies can offer more
insight on what factors belie the incomes that fishers earn. The income gap between HI and LO
countries can be attributed to differences in standard of living, whereby an absolute (nominal)
amount of money is able to purchase more local goods in LO countries relative to HI countries.
Nonetheless, a number of other social, economic and market factors are also likely driving the
difference in fishing incomes observed between sectors, geographical regions, and position.
Drawing from the case studies, fisheries that target high value species for export tend to gross
higher earnings than others (Gill, Oxenford, & Schuhmann, 2019; L. Teh, Cabanban, & Sumaila,
2005). Part of the additional income that boat owners earn can be attributed to compensation for
exposure to financial risk boat owners assume in capital investment and operating cost
fluctuations (Beltrán, 2017). Social marginalization also impacts fishing income. The lower
income earned by females compared to males at the national level supports observations at local
fisheries (Ardales & David, 1985; Islam & Chuenpagdee, 2013; Kraan, 2011; Purcell,
Lalavanua, Cullis, & Cocks, 2018). While ethnic diversity was not addressed in the fishing
income dataset, studies suggest that social exclusion based on ethnicity or caste can lead to
poverty (Jentoft & Eide, 2011; Nayak et al., 2014).
Fishing incomes can also be subject to imbalanced power dynamics, a situation not uncommon
in fisheries client-patron relationships that is often to the disadvantage of fishers who obtain low
prices for their fish catch and become indebted to the fish buyers (Islam, 2012; Miñarro,
Navarrete Forero, Reuter, & van Putten, 2016; Muldoon & Johnston, 2006). On the other hand,
profit-sharing systems in some small-scale fisheries demonstrate fairness. This is the case in
traditional motorized boats in Sri Lanka where the crew obtain half and up to one-third of the
share of income from a fishing trip (Wijayaratne & Maldeniya, 2003), or in Tanzania where local
custom dictates that all crew obtain an equal share of the revenue earned from the catch of fish
(Mkama et al., 2010).
Even within the same fishing community, there are fishers who are poor and those who are not
poor (Béné et al., 2003; Jani & Aziz, 2014). A range of ecological, socio-cultural and governance
factors can affect fish catch and hence fishing income derived from the sale of fish. Factors
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include what gear fishers use, their fishing knowledge, access to fishing grounds and markets, as
well as the type of species they target and fishing ground habitat (Busilacchi et al., 2015; Dacks,
Ticktin, Jupiter, & Friedlander, 2018; Gill et al., 2019; Purcell et al., 2018; L. C. L. Teh, Teh, &
Meitner, 2012; L. Teh et al., 2005). Although the data used in this study are not stratified to
reveal such finer resolution insights, making the data points available is valuable in itself as it
can draw out the contextual nuances behind the numbers, which would otherwise remain
obscured in qualitative studies, to a larger policy oriented audience.
Attempting to classify fishers as poor or not based on income alone overlooks several key
elements that affect fishers’ “poorness”, that is, their ability to meet short and long-term
livelihood needs. First, the subsistence component of fishing mitigates low income by offsetting
the need for cash to buy protein food. Catch that is kept by fishers to eat at home or to share with
neighbours and relatives also contributes directly to local food security (Bell et al., 2009; Cruz-
Trinidad, Aliño, Geronimo, & Cabral, 2014; Gillett, 2016; Kraan, 2011), and has monetary value
equivalent to the market price of the take-home fish catch (Cruz-Trinidad et al., 2014; Gill et al.,
2019; Smith et al., 1983). These ‘shadow’ values can be highly significant in the national
economy even if they are not officially recorded. In Tanzania, about 30% of the catch- not an
insignificant amount- is shared among the crew to provide for their families’ consumption
(Mkama et al., 2010). Second, social networks support fishermen financially through functions
such as provision of food and shelter during crisis/span> (Béné et al., 2003; Grant, Berkes, &
Brierley, 2007), sharing boat use and fishing knowledge, and family support (child care,
sickness). These intangible elements compensate for services that fishers would otherwise have
to pay or assume risk for, thus help to ameliorate the level of poorness in fishing communities.
Third, income from other activities such as farming or formal employment often supplement
fishing income at the household level (Mills et al., 2017) and help to fill the financial gap left by
relying on fishing only.
Although this paper focusses on fishing income, it is important to acknowledge that income
alone does not capture the multi-dimensions of poverty. Fishing households that earn above the
poverty line may be lacking in other assets or property, or have difficulty meeting basic health
and nutrition needs (Béné et al., 2003; Gabrielsson, 2017; Islam, 2012; Nayak et al., 2014).
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Focussing on income alone without simultaneously addressing the other dimensions of poverty
may not be enough to make a significant improvement in fishers’ socio-economic condition. In
addition, there is a transitory nature to poverty that is not captured by the data. For instance, we
cannot tell if the fishing income is earned by a fisher who is and remains chronically poor, or by
one who is temporarily poor while accumulating assets to transition out of being poor (Carter &
Barrett, 2006). Finally, being ‘poor’ is in itself a subjective judgement that is liable to change as
conditions demand (Jani & Aziz, 2014). It is essential to consider these complexities in any
application of fishing income to policy decisions so that interventions deliver their intended
outcomes.
Data limitations
Even though standardised national-level datasets are important for comparative analyses such as
the one carried out here, there is an associated loss of context that can make it difficult to
interpret trends or draw nation-specific insights. For example, the available data analysed in this
study did not allow us to control for the effects of fishing gears, targeted fishery, and fishing
effort, which are among variables that influence fishers’ incomes (Al Jabri, Collins, Sun,
Omezzine, & Belwal, 2013; Sherif & Gheblawi, 2009). Additionally, fishing income data are at
the scale of individuals not of vessels or fishery sector, and keeping to this unit of reporting rules
out data from countries and studies that do report statistics at the latter scales (ABARES, 2019;
Kasperski & Holland, 2013). Income at the level of fishing households were not included in this
study when the income had a non-fishing component (Branch, May, Roberts, Russell, & Clark,
2002; Sowman, 2006). Fishing incomes are derived in different ways and and different studies
have their own definitions of income that may not overlap. The quality of income data across
studies may be subject to varying methodological rigour, with some studies relying on recall
surveys and self-reporting while others adopt independent data based calculations. On the other
hand, ILO labour statistics are flagged if they appear unreliable, thus fishing incomes in the ILO
dataset are expected to have some degree of quality control. Lastly, fishing is a seasonal activity
and fishing incomes are liable to fluctuate throughout the year. For this reason, extrapolation of
monthly incomes should be guided by the seasonality of local fisheries. Any income
comparisons should be made with these data limitations in mind.
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Improvements to fishing income data collection
Improvements are required to make fisheries socio-economic statistics more accessible and
amenable for scientific and policy use. Although dispersed, fishing income data do exist, and the
first step is to assemble these disparate sources which we have initiated with this study. National
statistics are often reported at aggregated industrial levels, as is the case for fisheries which tends
to be aggregated with other primary industries, and this can prevent clear discernment of
individual sectors’ performance. Changing the reporting resolution to provide data at
disaggregated levels can increase the number of fishing income data points from existing
sources. However, confidentiality concerns may inhibit some national agencies from doing so.
Data on fishing income can be increased by incorporating simple socio-economic questions in
fisheries surveys that are conducted at landing sites. We thus recommend national fisheries
and/or environmental management agencies to become more active in monitoring socio-
economic indicators rather than relying on social or economic agencies to do so. This will
augment income statistics that are typically collected and reported in periodical national
household or labour force surveys. Finally, generating awareness of the need to track and report
socio-economic data among fisheries managers and researchers can broaden the pool of data
contributors.
Conclusion
We found that the perception of fishers as the ‘poorest of the poor’ is not accurate based on
average fishing incomes from 89 countries. However, income disparities, sometimes large, exist
among fishers. The disparities highlight areas such as small-scale fisheries that require special
attention to ensure socio-economic needs are being met. At the same time, income data on small-
scale fisheries warrant further research as this sector is under-represented in international labour
statistics that are reported by the ILO. Providing a centralized database for fishing income,
increasing the resolution at which economic statistics are reported at country level, and
integrating socio-economic questions in fisheries surveys can leader to greater availability and
accessibility of fisheries socio-economic data. We caution that fishing income provides only a
simplistic view of fishers’ overall socio-economic status and should not be taken at face value
without being complemented by understanding of the multi-dimensional facets of poverty.
Nonetheless, investigating fishing income data can help to identify areas of high inequality or
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extreme poverty, or opportunities to transition communities out of poverty. These insights have
wide policy application in the areas of artisanal fisheries management, fisheries benefits
allocation, climate change adaptation and social development in coastal communities, and
ultimately will contribute to meeting countries’ sustainable development goal targets.
Acknowledgement
This research is supported by the Nippon Foundation Nereus Program. We thank S. Jardin and C.
Anderson for their input on earlier versions of this paper. The authors confirm that there is no
conflict of interest to declare in this paper.
Data Availability Statement
The data that support the findings of this study are available upon request from the
corresponding author.
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Table 1. The number of fishing income records grouped by region and country
income status according to data source. Brackets indicate number of records
reported in net value, all others are gross value.
National Regional Local
ILO CRFM STECF Case studies
East Asia & Pacific
High income 6 3
Lower middle income 7 15
Upper middle income 3 9 (2)
Europe & Central Asia
High income 19 37 1
Lower middle income 6
Upper middle income 11 6
Latin America &
Caribbean
High income 9 6 5 (5)
Lower middle income 9 (1)
Upper middle income 26 19 8 (10)
Middle East & North
Africa
High income 5 2 12 (7)
Lower middle income 5 3
North America
High income 6 2
South Asia
Lower middle income 5 8 (13)
Upper middle income (1)
Sub-Saharan Africa
High income 1 (4)
Low income 8 4 (3)
Lower middle income 1 4 (2)
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Upper middle income 5
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Table 2. Composition of income records (%) by sector and job
position from different data sources.
National
ILO
Regional Local
Case studies CRFM STECF
Sector
Distant water - - 11.1 0.8
Large scale - 28.0 46.7 4.2
Small-scale - 72.0 42.2 90.4
Commercial 100 - - 4.2
Job position
Boat owner - 32.0 - 8.3
Captain - 28.0 - -
Crew - 32.0 100 10.8
Owner-operator - 8.0 - 78.3
Production worker 100 - - 2.5
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Table 3. Benchmark comparisons of fishing income by region: 1) fishing to agriculture
income ratio, where values >1 indicate fishing income is higher relative to agriculture
income; 2) fishing income to poverty line, where values >1 indicate fishing income is lower
than the poverty line; and 3) the percentage of records in which fishers' gross and net incomes
are less than poverty line income.
Region
Fish:Agri
ratio
Poverty
ratio
% below poverty
Gross
income Net income
East Asia & Pacific 1.64 0.53 18 53
Europe & Central Asia 1.08 0.61 17 -
Latin America & Caribbean 1.49 0.33 5 13
Middle East & North Africa 1.08 1.45 40 50
North America 0.82 0.60 29 -
South Asia 1.74 0.34 15 18
Sub-Saharan Africa 2.28 0.73 22 11
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Figure legends
Figure 1. Gross fishing incomes by countries grouped according to the World Bank’s income
group classification. The ‘nominal’ series shows non-adjusted absolute amounts. The ‘PPP’
series is adjusted for differences in standard of living among countries. HI=High income
(n=124); UM=Upper middle income (n=96); LM=Lower middle income (n=89); LO=Low
income (n=11).
Figure 2. Percentage contribution to total fishing income by gender and (a) country income
status: HI=High income (n=28); UM=Upper middle income (n=28); LM=Lower middle income
(n=20); LO=Low income (n=5); and (b) geographical region: NA= North America (n=4); EU=
Europe (n=21); CARIB= Latin America & Caribbean (n=29); SA= South Asia (n=3); MENA=
Middle East and North Africa (n=6); EAP= East Asia and Pacific (n=10); AFR= Sub Sahara
Africa (n=8).
Figure 3. Gross fishing incomes by geographical region. ‘X’ marks the mean income value. The
top and bottom box lines show the first and third quartiles, the middle line is the median, and
whiskers are minimum and maximum values. Outliers are not shown. Abbreviations: NA= North
America (n=7); EU= Europe (n=76); CARIB= Latin America & Caribbean (n=76); SA= South
Asia (n=13); MENA= Middle East and North Africa (n=26); EAP= East Asia and Pacific
(n=40); AFR= Sub Sahara Africa (n=18).
Figure 4. Gross fishing income relative to average national income in different regions of the
world. X’ marks the mean income value. The top and bottom box lines show the first and third
quartiles, the middle line is the median, and whiskers are minimum and maximum values.
Outliers are not shown.Abbreviations: NA= North America (n=7); EU= Europe (n=76); CARIB=
Latin America & Caribbean (n=76); SA= South Asia (n=13); MENA= Middle East and North
Africa (n=26); EAP= East Asia and Pacific (n=40); AFR= Sub Sahara Africa (n=18).