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Page 1: Author's personal copymy.fit.edu/~lindeman/2009 Cuban reef fisheries 60-05.pdf · Author's personal copy 8 R. Claro et al. / Fisheries Research 99 (2009) 7 16 in most key commercial

This article appeared in a journal published by Elsevier. The attachedcopy is furnished to the author for internal non-commercial researchand education use, including for instruction at the authors institution

and sharing with colleagues.

Other uses, including reproduction and distribution, or selling orlicensing copies, or posting to personal, institutional or third party

websites are prohibited.

In most cases authors are permitted to post their version of thearticle (e.g. in Word or Tex form) to their personal website orinstitutional repository. Authors requiring further information

regarding Elsevier’s archiving and manuscript policies areencouraged to visit:

http://www.elsevier.com/copyright

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Fisheries Research 99 (2009) 7–16

Contents lists available at ScienceDirect

Fisheries Research

journa l homepage: www.e lsev ier .com/ locate / f i shres

Historical analysis of Cuban commercial fishing effort and the effects ofmanagement interventions on important reef fishes from 1960–2005

Rodolfo Claroa, Yvonne Sadovy de Mitchesonb,∗, Kenyon C. Lindemanc, Alida R. García-Cagidea

a Instituto de Oceanología, Cubab University of Hong Kong, Hong Kong and Society for the Conservation of Reef Fish Aggregations, Hong Kongc Florida Institute of Technology, United States

a r t i c l e i n f o

Article history:Received 29 September 2008Received in revised form 10 April 2009Accepted 14 April 2009

Keywords:Spawning aggregationReef fishSnappersGroupersManagementCuba

a b s t r a c t

Long-term fishery datasets can provide valuable insights into fishing histories, and represent a base-line against which to examine current status and plan for future management. For coral reef-associatedfisheries, however, such datasets are extremely rare. We analyse a unique 45-year set of landings dataon six reef fishes of commercial importance in Cuba’s coastal fisheries, together with information onmanagement interventions, and examine the likely implications of over-fishing and management on thelong-term condition of one grouper (Serranidae) and five snapper (Lutjanidae) species. The data clearlydemonstrate differential responses to fishing and management according to the biology of the differentspecies examined. In particular, those species that aggregate most predictably, and at a small numberof spawning sites, are more prone to uncontrolled fishing and in need of effective management. Theincrease in the number and severity of management measures over the last 20 years reflects attempts toaddress declines in the fishery following its development prior to the 1980s. The data suggest short-livedsuccesses, and challenges to successful management from changing socio-economic circumstances andenvironmental impacts. The importance of considering, in addition to landings information, social andeconomic factors, management history, the biology of targeted species and the implications of environ-mental factors in relation to resource use, trends, and management is clearly illustrated in this study.Managers should strive to document species-specific data over the long-term and aim for robust andadaptive fishery management that constantly adjusts to the range of factors that affect fishing activity,exploited species, and responses to management.

© 2009 Elsevier B.V. All rights reserved.

1. Introduction

Within the tropics, our understanding of the history of coastalfisheries and the impacts of management interventions is seri-ously undermined by an almost complete absence of the type oflong-term species-specific data available for many temperate fish-eries. One of the very few exceptions is the detailed multi-decadaldatabase on the coastal fishery of Cuba, a government-owned andmanaged fishing industry. Because of natural variability in fish pop-ulations over time and how this might interact with managementactions, especially in the case of multi-species fisheries, long-termfishery data are particularly for providing important insights intothe actual or probable effects of management and other biotic andabiotic factors on landings. The lessons learned from such informa-tion provide valuable guidance for future action that can be framedin more precautionary and practical terms than is possible in theabsence of such a fishery history. The coastal fishery of Cuba repre-

∗ Corresponding author. Tel.: +852 2299 0603; fax: +852 2517 6082.E-mail address: [email protected] (Y.S.d. Mitcheson).

sents a unique long-term record of a tropical, multi-species, fisherythat promises to teach much about the interplay between fish-ery management and other social factors, and the biology of keyexploited species.

Traditionally, the catches of reef-associated finfishes in Cubahave shown strong seasonal trends, mainly associated with thereproductive periods of the most economically important species,among them snappers (Lutjanidae) and groupers (Serranidae). Thisseasonality in catch trends is determined by the increased vulner-ability of aggregating species to fishing during the reproductiveperiod and the resulting focus of fishing activity on spawningindividuals which yield a large proportion of annual catches ofsuch species (Baisre, 1985, 2000, 2004; Claro et al., 2001). Sincethe responses of aggregating species to fishing vary according tothe biology of different targeted species, an understanding of theimpacts of fishing and the consequences of management can onlybe understood by species-specific analyses in the context of thecoastal fishery and its management history as a whole.

The history of the coastal, reef-associated, fishery of Cuba is oneof increasing and decreasing fishing pressure and variable man-agement effectiveness that ultimately led to substantial declines

0165-7836/$ – see front matter © 2009 Elsevier B.V. All rights reserved.doi:10.1016/j.fishres.2009.04.004

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in most key commercial species. Until 1955, commercial catchesof fishes and invertebrates on the Cuban coastal platform did notexceed 10,000 tonnes annually, but, by the 1970s several specieswere over-fished, despite the introduction of management mea-sures (Baisre, 1985; Baisre and Páez, 1981; Claro et al., 2001). Upuntil the 1960s, catches increased to 21,000 tonnes (18,000 tonnesfrom national waters, the remainder from the Gulf of Mexico) anddemand for fish was relatively low with a focus on high ‘quality’species and larger sizes of fish (Baisre, 2004).

Subsequently, demand for seafood increased due to shortages inother food products as a result of trade embargoes, resulting in theintroduction of large-scale fishing gears, such as bottom trawls, longset nets and small-meshed fish traps. Until the mid 1960s the coastalfisheries in Cuba were considered under-exploited, but an increasein fishing effort, fueled by the introduction of motorized boats andlarge-scale fishing gears and a relaxation of fishing regulations ledto over-fishing of several species by the 1970s. Particularly affectedwere the lane snapper (Lutjanus synagris) in the main fishing areafor this species, the Gulf of Batabano, mullets (Mugilidae) in thecoastal lagoons of the southeast, the Nassau grouper (Epinephelusstriatus) in almost all areas, the queen conch (Strombus gigas) in sev-eral regions, and shrimp in Ensenada of the Broa and the southeastregion (Claro et al., 2001).

To address over-fishing an administrative process was initi-ated in the 1980s to reduce commercial fishing effort on themost intensively exploited resources, although overall fishingpressure was not reduced until 2000. To reduce commercialfishing effort in the 1980s, some of the effort was redirectedtowards hitherto under-fished resources, generally of smaller valueand quality, such as stingrays, mojarras, porgies, Atlantic threadherring (Opisthonema oglinum), blackedge cusk-eel (Lepophidiumbrevibarbe), clams, swimming crabs and others (Baisre, 2000; Claroet al., 2001). Regulations were introduced to protect some fish pop-ulations, including closures, limits to fishing effort and quotas, andthese are likely to have favoured the persistence of the spawningaggregations of the most important species (snappers). Althoughoverall fishing effort decreased in terms of number of fishing boatsand fishing gears, the organization and efficiency of the fisheryincreased due to several factors: (1) catch reception points wereestablished at sea, close to fishing grounds, to reduce navigationtime (and fuel), so that fishermen could spend more time fishing;(2) administrative measures were established to encourage fisher-men to work 20 days every month (some fishermen do not workif they have sufficient money); and (3) economic incentives wereavailable for boats to develop annual catch plans.

While the combined effects of these and other changes in thecoastal fishery stabilized overall catch during the 1980s, specieshad evidently reached maximum sustainable yield (Baisre, unpub-lished; Baisre, 1985; Baisre and Páez, 1981). By the early 1990s,despite an overall reduction in commercial fishing effort due to aneconomic crisis that reduced fishing, recovery in landings failed tooccur. In the second half of the 1990s both commercial and sub-sistence fishing increased and only by the end of the 1990s wasfishing effort reduced with the creation of the National Organi-zation for Fishing Inspection. “Subsistence” fishing includes bothpoaching and licensed recreational, or sport, fishing.

Snappers and the Nassau grouper are traditionally considered tobe major finfish resources in Cuba but many of these species havedeclined over the last 4 decades. The existence of extensive seagrassbeds (feeding areas) close to reefs, and mangroves (refuge areas) arefavourable conditions for supporting large populations of mutton(Lutjanus analis), lane, L. synagris, cubera (Lutjanus cyanopterus) grey(L. griseus) and yellowtail snappers (Ocyurus chrysurus). The Nas-sau grouper was an important fishery resource until the 1970s andinhabited coral reefs along the insular shelf. The fishery of snappersand groupers in Cuba typically concentrated on seasonal spawning

aggregations. In addition to fishing activities, habitat degradationhas occurred in many near-shore areas over the last two decades(Claro et al., 2006).

The objectives of this paper are (1) to describe the history andchanges in catches over 45 years in the commercial Cuban fish-ery, with a focus on five species of snapper and a single species ofgrouper, the Nassau grouper, (2) to analyse the various factors thathave likely influenced landings over the same time period, inclu-sive of fishery management, social conditions, fishing practices andecological characteristics of the six species in (1) above, and (3) toevaluate the probable implications of the concentration of fishingeffort on fish spawning aggregations, with a view to improving themanagement of aggregating species.

2. Methods

Total coastal finfish landings for six targeted aggregating speciesand overall fishing effort in the Cuban fishery were compiled froma range of sources. Total finfish catch since 1955, and monthlycatches from the Cuban shelf between 1962 and 2005 for each offive snapper species and for the Nassau grouper, were obtained frommonthly and annual fisheries statistical reports elaborated by theDirectorate of Fisheries Statistics of the Ministry of Cuba and avail-able at regional fisheries agencies of the Ministry. Average monthlycatches for sequential five-year periods were estimated for eachspecies and data recorded by region. From the 1960s onwards, theCuban shelf was divided into four fishing regions for reporting pur-poses; southeast, southwest, northwest and northeast. Data on totalannual fishing effort (boat-days fishing) were also obtained. Due tothe multi-species character of the fisheries, it was not possible toestimate fishing effort at the species level. However, total fishingeffort in the finfish fishery overall was available from 1980 to 2005,and likely affected all species similarly.

For most species studied, commercial catches were recordedat the species level. For cubera and grey snappers, catches wereregistered together until 1982 and later separately, but species iden-tification is not considered to be reliable (RC personal observation),i.e., small fishes (<40 cm) were typically treated as grey snapper,medium or large fishes as cubera snapper. Therefore, data werecombined for these two species and treated as the grey-cuberafishery.

Supplementary information was collected from fishers, fish biol-ogists and the published literature to identify possible biases in thedata and to describe biological characteristics of the species, includ-ing spawning season, spawning and nursery habitats and otherenvironmental factors. Over 30 interviews of fishing boat captainsand crew were conducted in western and northern Cuba between1994 and 1996, and in 2006. In addition to the fishery data andanecdotal information, published and grey literature were summa-rized to construct an overall history of the fishery for each of the sixspecies, inclusive of management interventions. Approximate loca-tions of exploited spawning aggregation sites of the study speciesare shown in Fig. 1.

3. Results

Fishing activity consists of both commercial and subsistencefishing sectors. While these two sectors vary over time in terms oftheir relative importance and in the reliability of associated catchdata, commercial fishing accounts for the majority of the landingsand for the most reliable landings information. It is important tobriefly consider the different fishery sectors for possible biases inthe database examined in this study. Until the mid 1990s, both fish-ery landings and fishing effort data were considered to be reliableindicators of commercial fishing activity because the only autho-

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Fig. 1. Approximate locations of exploited spawning aggregation sites for five snappers and the Nassau grouper on the Cuban shelf, showing the species that aggregate at each one, and the peak months of spawning for eachspecies (modified from Claro and Lindeman, 2003).

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Fig. 2. Total finfish catches from the Cuban shelf between 1959 and 2005, total finfish effort (boat-fishing days) and catch per unit effort (CPUE—measured as catch/boat-fishingdays) since 1980.

rized entity in the country allowed to buy commercial catches fromfishers were government enterprises of the Ministry of the Fish-eries Industry, and most landings were commercial. In the mid1990s, subsistence fishing increased due to an economic crisis. Thisintroduced uncertainty regarding the reliability of catch and effortinformation because subsistence catch was sold on the black mar-ket or used for family consumption and is typically not reflected ingovernment landings. As an indication of the relative importanceof subsistence versus commercial landings, anecdotal and sportlicense information suggest that sport fishing in the ArchipelagoSabana-Camagüey is about 1800 tonnes yearly (Claro et al., 2004)and illegal fishing may reach approximately 500 tonnes. This com-pares with the much higher total commercial finfish catch over thesame period in the same zone at about 6000 tonnes. In other fishingzones, the subsistence fishery is not as important because fishinggrounds are less accessible to subsistence fishers. Hence, the com-mercial fishery is not only the most important by weight, it is alsothat which is most reliably recorded.

Examining the coastal finfish fishery as a whole, the total catches(Fig. 2) show the typical phases of a fishery that is moving froman under- to an over-fished phase, as described by Caddy (1984);under-utilization before 1960, and fast growth from 1961 to 1975followed by marked declines in species of key commercial impor-tance, as determined in the present study (Nassau grouper, lanesnapper, grey/cubera snapper, mullets). This situation provoked theintroduction of management measures from the 1980s onwards(Table 1). Simultaneously, the organization and efficiency of thecommercial fishery increased during the same decade. From 1994to 2000, fishing effort decreased, evidently favouring an increasein catch per unit effort (CPUE). Overall catches and CPUE declinedafter 2000 (Fig. 2). Review of commercial landings between 1978and 1995 for species other than those addressed in the currentstudy reveals very different trends, although there is not the samelevel of species-specific detail as for the six focal species of thisstudy. Among other reef fishes, notable declines occurred in mul-let (several species), fluctuating landings or less marked declineswere noted for grunts (Haemulidae) and jacks (Carangidae), whileincreases were recorded for mojarras (Gerreidae) (Claro et al.,2001).

3.1. E. striatus (Nassau grouper)

Fishing pressure on the Nassau grouper increased notably after1959, reaching 1700 tonnes in 1963, after which time landingsdeclined despite the increase in fishing pressure on the Cuban shelf

(Fig. 3A). Most catches of Nassau grouper (35–50% of the nationalcapture of the species) were historically taken in the ArchipelagoSabana-Camagüey (north-central area, Fig. 1; Claro et al., 2001).Although up until 1969 an important proportion of this catch wasobtained from the Bahamas shelf, the distribution of fishing effortin the different countries was not known because landings infor-mation was not distinguished by fishing area across countries.Particularly notable was the sharp decline in Cuban national catchesafter 1969. Fig. 2 shows a remarkable drop in the national catches

Fig. 3. Annual catches of Nassau grouper, Epinephelus striatus, in Cuba (A) and aver-age monthly catches by five-year periods (B).

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Table 1Some fishery regulations established or planned by the Cuban Ministry of Fisheries relevant to studied fish stocks and/or their spawning aggregations.

Resolution/year Regulation Species affected by the regulation

1980s Many miscellaneous regulations addressed particular species or regions and were oftenintroduced for short periods of time and by particular Fishing Associations, e.g. seasonalspawning closures, gear bans, fishing effort control, etc.

Multiple species

No. 561/1996 Established minimum legal sizes for commercial fishes. For lane snapper—120 g = 18 cm FL,for grey snapper—170 g = 22 cm, for cubera snapper—460 g = 31 cm, for muttonsnapper—230 g = 24 cm, for yellowtail snapper—140 g = 20 cm and for Nassau grouper570 g = 32 cm.

92 finfish and invertebrate species

No. 519/1996 Established bag limits for recreational fishing: All six studied species, as well as otherspecies- 15 kg/trip in areas of high economic importance for commercial fishing

- 30 kg/trip in areas of low economic importanceNo. 74/1997 Established regulations to increase selectivity of several fishing gears: minimum size mesh

of 30 mm for some parts of traps and trawls, obligatory use of selective fishing devices toavoid the catch of juveniles and small fishes; banned the use of solid gears that destroycorals during trawling; set of rules for the use of set nets (net length, height and width,mesh size, cannot close the channels, etc.); limited licences for the use of set nets duringspawning aggregations.

All six studied species as well as other species

No. 31/1999 Banned commercial fishing in 24 tourist diving points near Cienfuegos Bay. All six studied species as well as other speciesNo. 83/1999 Limited the fishery of lane snapper during spawning migrations, from April 22 to June 4:

only nine set nets are licensed, located in specific sites. Established the obligatory use ofbycatch reduction devices attached to set nets, to avoid the capture of lane snapper lessthan 18 cm FL The capture of fishes could only be done inside this selection device, notinside the set nets. The possession of any fishing trawls on board of any fishing boat wasbanned during this period.

Lane snapper spawning aggregations insouthwest Cuba.

No. 45/2000, 165/2001,141/2002, 60/2003

Similar regulation to No. 83/1999 was repeated each year to control the fishery of lanesnapper during spawning migrations in the Gulf of Batabanó. For each year a limitedperiod of fishing and limited number of set nets (fluctuating from 4 to 9) was established,according to fish population assessments.

58/2004 Total prohibition on all kinds of set nets over the whole Cuban shelf during the period fromApril 1, to August 31 (spawning season of most snappers).

All snappers and other spawning aggregations

96/2004 Banned all kinds of fishing in a polygon of about 160 km2 close to the spawningaggregation site of lane snapper in the eastern part of the Gulf of Batabano, during thefollowing 10 days periods: April 28 to May 7, May 28 to June 6 and from June 26 to July 5(from waxing crescent quarter to full moon each month). Outside the polygon the fisherywas permitted with trawls, traps and seine nets, for a limited number of boats. Similarregulations were repeated for 2005 and 2006, and it was announced that this regulationwould be permanent.

Lane snapper in the Gulf of Batabano

354/2001 A total prohibition on any kind of competition event using spear-guns. Limits theauthorization of recreational spear-gun fishing to Saturdays, Sundays and NationalHolidays, except in July–August (peak months of vacations). This kind of fishing is allowedonly in authorized areas and quantities defined in the resolution 519/96 (above).

Mutton, cubera, dog and grey snappers, Nassaugrouper, and many other medium and largespecies.

Since 2002 the total number of recreational licences was limited to 3500 for the wholecountry. The price of annual licences was doubled.

No. 459/96 Marine Reserve Caleta de Avalo. Mutton snapper, cubera snapper, Nassaugrouper and some other speciesNo. 560/96 Marine Reserve Pta. Francés,

No. 215/98 Marine Reserve Cabo Cruz. Coral reef BarrierNo. 167/01 Marine Reserve Cayo La Lena – Jaimanita, Península Guanahacabibes247/2003 Marine Reserve Norte de Matanzas

These MPAs include spawning aggregation sites or migration routes for several species. Atleast nine other spawning aggregation sites are included in the new MPA proposal(submitted to the goverment and pending approval)

partly due to the closure of the fishery in this region (Claro et al.,2001). At the south-central part of the Cuban Archipelago, impor-tant catches were also obtained from spawning aggregations atPuntalón de Cayo Guano and Banco de Jagua (east of the Gulf ofBatabano) (Fig. 1).

The marked seasonality of Nassau grouper catches, mainly fromDecember to February – the peak reproductive months – was clearlyshown in the monthly landings data (Fig. 3B). More than 50% of thetotal annual catch was taken during this three-month period. Tra-ditionally, spawning aggregations of this species were subjectedto an intense fishery in Cuba, carried out by baited traps set at20–40 m at the shelf break. Due to declining fish yields over timeand the resulting reduction in profitability of fishing on aggrega-tions, fishing effort on the spawning aggregations declined. Thepeak catches noted after 1980 occurred mainly during spawningmigrations when the vulnerability of fishes to fishing gears suchas set nets was high. Nevertheless, there persisted an importantrecreational fishery, using both hook and line and spear-gun, onthe spawning aggregation sites in the northern Cuban Archipelago(Fig. 1). The size of this fishery is unknown due to lack of statistical

information and divers have not surveyed spawning aggregationsites to assess the numbers of fish assembling to spawn. The mainaggregation sites in southern Cuba (Puntalón de C. Guano andBanco de Jagua) are no longer regularly fished due to the difficultaccessibility of these sites. Overall, relatively few viable spawningaggregations are thought to persist in Cuba today.

3.2. L. analis (mutton snapper)

Traditionally, the mutton snapper, taken by trawls, traps, handand bottom lines, was one of the top fishery target species in Cuba,and was subjected to a high level of fishing effort by both commer-cial and recreational fishers. In spite of intense fishing effort on thisspecies, catches were maintained at between 900 and 1000 tonnesannually until the 1990s (Fig. 4A). The main fishing area was theArchipelago Sabana-Camagüey, which yielded approximately 50%of the national annual catch until 1975. Later, the catches in this areadeclined gradually, apparently the result of excessive fishing effort.However, in other shelf areas, catches remained relatively stableuntil the early 1990s (Claro et al., 2001) when a drastic reduction in

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Fig. 4. Annual catches of mutton snapper, Lutjanus analis, in Cuba (A) and averagemonthly catches by five-year periods (B).

landings occurred in all regions. Several factors likely contributedto this overall trend: a sharp reduction in commercial fishing effortoccurred due to a national economic crisis that resulted in short-ages of fuel, materials and spare parts for boats and fishing gears.In addition, an intense subsistence fishery developed, mainly inthe Archipelago Sabana-Camagüey. Although this fishery affectedalmost all demersal and shore-pelagic species the mutton snapperreportedly received greater fishing pressure due to high demandfor the species.

The highest catches of mutton snapper were obtained duringthe reproductive period, which extended from April to August,and at spawning aggregations; between May and June 35–40% ofthe national annual catch was taken (Fig. 4B). During this periodthe highest proportion of adult fish was captured, with juveniles(<45 cm FL) prevailing in catches during other months of the year(Pozo, 1979; Claro, 1981a; Claro et al., 2001; Claro and Lindeman,2008). Aggregations were fished with hook and line at the shelfbreak, but also with ‘set’ nets and trawling during spawning migra-tions. Since 2004 a new regulation banned the use of set nets overthe entire Cuban shelf (Table 1). Recreational fishermen also fisheddirectly on spawning aggregations but there are no data on theintensity of this fishery. In most years, a moderate increment incatches was observed in October, known by fishermen as “arrib-azones” (fish shoals); these differ from spawning aggregations,because the fish are not mature, and seem to be associated withfeeding migrations (Claro, 1981a).

Fig. 5. Annual catches of lane snapper, Lutjanus synagris, in Cuba (A) and averagemonthly catches by five-year periods (B).

3.3. L. synagris (lane snapper)

Lane snapper was the most important fishery species in Cubaand has been severely over-fished. Catches grew quickly in the1960s due to the widespread introduction of bottom trawls and thelarge numbers of traps, and because of the intense exploitation ofgroups of fish during their migration towards spawning aggregationareas at the shelf break. From 1960 to 1969, lane snapper was fishedmainly using trawl nets, but, starting in 1968, large set nets wereintroduced. Being highly efficient and productive, this gear blockedthe migration of lane snapper schools moving towards the edge ofthe platform. Other measures also led to higher fishing pressure onthis species after 1965, including reception of the catch in fishingareas by large transporter ships. Due to the combined use of trawlsand set nets, catches surpassed 4200 tonnes in 1969 and stayed atmore than 3000 tonnes up until 1977 (Fig. 5A), when catastrophicover-fishing of the species was identified (Claro et al., 2001).

The main catches of lane snapper were obtained in the Gulf ofBatabano, where from 1969 to 1975 more than 60% of the annuallane snapper catch was taken (Claro et al., 2001). The most spec-tacular reproductive aggregations known in Cuba were found inthe eastern region of the Gulf of Batabano. These groupings wereobserved only in shallow waters in the north-central half of the Gulfand increased in number of fish as they advanced towards the shelfbreak at the Gulf of Cazones. In shallow waters, close to the shelfbreak, the fish schools remained during the day, and at dusk they

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moved towards deeper waters, where mating and spawning of oneportion of the school took place. Immediately after spawning, fishreturned to nearby shallow waters where they remained until thefollowing day, repeating the process over 4–5 days (García Cagideet al., 2001; Claro and Lindeman, 2008). The temporary nature oflane snapper schools at the spawning site may be an adaptation toescape predators such as sharks, great barracuda, and groupers atthe shelf break (Claro, 1982).

Lane snapper spawning aggregations were also intensivelyfished in the Archipelago Sabana-Camagüey and Archipelago Jar-dines de la Reina (Fig. 1). In all known cases, the schools werefished in shallow waters mainly with trawl nets. In the ArchipelagoSabana-Camagüey, catches were highly variable, probably theresult of intensive fishing effort.

Approximately 60–70% of the annual catch of lane snapper wasobtained during 10–12 days of fishing during the month of peakreproductive activity, generally coinciding with the period preced-ing full moon. The reproductive peak usually occurred in May in theGulf of Batabano and the northwest shelf, and in June in the southand northeast zones of the Cuban platform (Claro and Lindeman,2003). The concentration of fishing effort on the spawning aggre-gations was likely a major factor in the dramatic collapse of the lanesnapper fishery in the Gulf of Batabanó during the 1970s (Fig. 5B).A less marked decline was noted in northeast and southeast areasof Cuba (Claro et al., 2001).

Various protective measures were introduced to halt thedeclines in this species but were not successful. After 1978, lanesnapper fishing in the Gulf of Batabano was banned during thereproductive period (three months), and for the remaining (non-spawning) months an annual limited quota was introduced. From1987, a permanent closure was established in shallow waters adja-cent to the spawning site where the schools generally concentratedwhen not spawning. These protective measures were extended formore than 15 years without evident recovery. After 1995, limitedrecovery was observed in the Gulf of Batabanó and fishing of thespawning aggregations was authorized for a limited number ofboats and set nets; this may explain the increase in catches in theperiod 1996–2000. Over the next three years further reductions incatches occurred and a regulation prohibiting the deployment ofset nets over the entire Cuban platform was introduced in 2004.

3.4. L. cyanopterus + L. griseus (cubera snapper + grey snapper)

Since fishery statistics in Cuba do not reliably distinguishbetween captures of cubera and grey snapper, we combined thelandings data of these two species for analysis. Their fishery grewquickly after 1960, peaking in the late 1970s, with highest fishingeffort directed principally towards the grey snapper (Fig. 6A). After1982, a marked reduction of this resource took place while fishingeffort remained constant. After 1990, social and economic factorsresulted in large shifts up and down in fishing effort and somerecovery for the species may have occurred after 2000.

The two snappers are similar in morphology and their spawn-ing aggregations occurred over the same general time period; mostcatches came from spawning aggregations. Cubera snappers weretaken predominantly from its spawning aggregations with hookand line, while grey snappers were taken mainly (85–90%) bytrawls, set nets and traps during spawning migrations in shallowwaters (Claro, 1983b). The landings of both species showed markedseasonal trends with very high catches during the two-monthreproductive period when they aggregated to spawn (July–August;Fig. 6B). Catches for these species also increased in October, prob-ably associated with feeding migrations of non-reproductive fish(Claro, 1983b).

Although both species reproduced at similar places and monthsof the year, they exhibited different reproductive strategies. Cubera

Fig. 6. Annual catches of cubera and grey snappers, Lutjanus griseus, and L.cyanopterus, in Cuba (A) and average monthly catches by five-year periods (B).

snapper spawned during and after the full moon (Claro andLindeman, 2003), while grey snapper spawned just prior to thenew moon (Domeier et al., 1996). Aggregated grey snapper werecaptured mainly in the channels and straits between the islandsthat skirt the Cuban platform close to the shelf break. Most fishescaptured had ripe gonads, as determined by high gonado-somaticindex (a measure that examines gonad weight relative to bodyweight; gonads increase in size in the spawning season) and thepresence of hydrated oocytes (the oocyte stage that occurs veryshortly before egg release at spawning) (Claro, 1983a), and theirdensities in areas close to the shelf edge increased sharply duringthese months. Aggregations of the grey snapper remained in shal-low waters during the day, moved towards the adjacent shelf breakin the evening to spawn, and returned immediately after spawningto nearby reefs and seagrass beds. This process repeated itself forindividual fish 4–5 times during 8–10 days in one lunar phase and,in the following month other individuals underwent similar cycles(Claro, 1983a; Claro and Lindeman, 2008). Large aggregations arenot known for grey snapper which probably forms smaller groupsfor spawning. Large groups of cubera snapper are also captured dur-ing their spawning migrations in the straits among the keys, closeto spawning sites. Contrary to the grey snapper, however, cuberasnapper remained at the shelf break for several days, where itsaggregations are seen together with those of L. jocu, dog snapper(García Cagide et al., 2001; Heyman et al., 2001, 2005; Claro and

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Fig. 7. Annual catches of yellowtail snapper, Ocyurus chrysurus, in Cuba (A) andaverage monthly catches by five-year periods (B).

Lindeman, 2003). In these places, the species is fished intensivelywith hook and line by commercial fishermen.

3.5. O. chrysurus (yellowtail snapper)

Up until 1955–1958 annual catches of yellowtail snapper catchdid not exceed 500 tonnes but subsequently catches increased asfishing pressure grew. Initially a large proportion of fish taken werebig specimens because most fishing was carried out with hookand line at the shelf break, where big fish were more abundant.With the introduction of bottom trawls (in shallow waters) andthe increase in trap number in the early 1960s, catches increasednotably (Fig. 7A) with small size fish prevailing (Claro, 1983d;Carrillo de Albornoz and Ramiro, 1988; Claro et al., 2004). The use ofthese large fishing gears resulted in the abandonment of hook andline fishing and was probably a major factor in the decline in size ofyellowtail taken in catches. After 1969, the fishery underwent sub-stantial changes, apparently due to the adoption of managementactions that indirectly affected the yellowtail fishery. Althoughthese actions were not specifically directed towards the yellowtailsnapper, its target species, such as lane, mutton and grey snap-pers, partly share the same habitat. After 1987 yellowtail snappercatches declined, partly because of high mortality of juveniles takenin trawl fisheries for this species (Bustamante et al., 1982; Claro etal., 2004). The south-central area of Cuba (Archipelago Jardines de

la Reina; Fig. 1) contributed 35–40% of the national catch of yel-lowtail snapper, and the Gulf of Batabano 25–35% of the nationalcatch. Other catches came from shelf areas of northern Cuba.Insufficient information precludes a more detailed analysis of thechanges in catch volumes and patterns observed over time for thisspecies.

The reproductive period of yellowtail snapper in Cuba extendedfrom March to October and spawning aggregations were less welldefined, either spatially or temporally, compared to the otherspecies included in the present study. The spawning peak in the Gulfof Batabano was observed during May and June, while in the north-west region of Cuba it occurred in April and May (Claro, 1983c).Although specific spawning aggregation sites were not recorded,there were clear increases in density of yellowtail snapper at mul-tiple locations of the reef close to the edge of the platform duringthe respective reproductive periods, compared to non-reproductiveperiods, and most landings were greatest when fish were ripe(Fig. 7B). During the reproductive season, most individuals hadswollen abdomens, many had hydrated oocytes, and there was anincrease in the gonado-somatic index (Claro, 1983c).

4. Discussion

The fishery database of Cuba is unique among coral reef fish-eries, both in terms of the long-term nature of the dataset as wellas in its relative reliability and monthly detail for several key com-mercially important species. As such, it is valuable for evaluatingdetails of landings trends, hypothesizing on the major causes ofchanges observed over time, and for developing options for man-agement. The data clearly show that, over the last 4–5 decades,there were marked and often striking changes in the fishery of sev-eral important commercial fish species over the coastal platformof Cuba, with overall trends differing between species according totheir biology and fishery vulnerability. While it is not possible toestablish cause and effect for each study species, some clear trendsfrom the data, and through comparisons between species, emergedthat allow for an in-depth, albeit qualitative, evaluation of Cuba’sfisheries. The following discussion considers a range of factors inrelation to the trends in the six study fish species, inclusive of fishingeffort, management interventions and economic shifts, environ-mental and biological factors, and draws several key conclusionsof fishery significance.

In all studied species there were clear signs of over-fishing, espe-cially among those that aggregate to spawn with high predictability,despite a range of management interventions since the 1980s tocombat over-fishing. While some of the management measuresappear to have resulted in positive outcomes for the fishery inthe short-term, enforcement was evidently variable in effective-ness and the fishery overall declined. As a result, there was a steadyincrease in the number and variety of management measures intro-duced and considered to address the problem of over-fishing overseveral decades. Two factors were strongly implicated as contrib-utors to over-fishing; excessive and largely uncontrolled fishingeffort in terms of both number of vessels and scale and types offishing gears, and intense fishing focused on spawning aggrega-tions and accounting for a large proportion of annual catches for allspecies. The study species are the only ones in the fishery exploitedat, or close to, spawning aggregations, although mullets, whichalso have declined markedly, are taken during spawning aggre-gation and migrations in some areas. In addition, environmentalchanges may have contributed to the trends noted in these reef fishfisheries. For example, the degradation of coral reefs as result ofcoral bleaching and algal overgrowth during several ENSO events,may have negatively affected aspects of the life cycle of these reef-associated species (Alcolado, 2004; Claro et al., 2006). In the case

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of the mullets, fished largely in estuaries and coastal lagoons, rivermodifications may also have affected their abundance.

The differences in responses to similar overall fishing pressuresexperienced by the six study species, which vary biologically inseveral respects, allow for interesting comparisons. Of all studyspecies, the Nassau grouper and lane snapper exhibited the mostmarked declines, almost certainly related to the heavy concentra-tion of fishing effort on their spawning aggregations and lack ofeffective species-specific regulations. Both fisheries were subjectedto heavy subsistence use in addition to the commercial fishery. ForNassau grouper, there was an almost complete absence of species-specific protective management, with the exception of a minimumlegal size that is too small for the species (32 cm TL). Moreover,relative to other study species the Nassau grouper has the short-est reproductive season, is highly vulnerable to traps and hook andline, and there are few spawning sites (Claro and Lindeman, 2003).In addition, this species is long-lived with late maturation, makingit particularly vulnerable to over-fishing and in need of appropriatemanagement action (Claro et al., 1990; Sadovy and Eklund, 1999;Sala et al., 2001; Sadovy de Mitcheson et al., 2008).

For the lane snapper, its collapse in the Gulf of Babatano inthe 1970s was likely the result of several non-sustainable fish-ing actions: intensive fishing throughout the year and high fishingeffort with highly effective fishing gear (set nets and bottom trawls)during spawning migrations. Given the various management inter-ventions introduced in the 1980s for this important commercialspecies, its relatively short life cycle, fast growth rate and earlymaturation (Claro, 1981b, 1982; Claro and Lindeman, 2008) somerecovery was expected. While a slow increase in catches over15 years was noted, and increasingly strict fishing regulationsintroduced (limited fishing effort, a quota and a minimum legalsize), reintroduction of intense fishing activity during the spawn-ing season was probably the major factor that again reduced thepopulation. Although fishing regulations were enforced, they maynot have provided sufficient protection; for example, in someyears catches were permitted during spawning seasons or quo-tas were too high. Over the last decade, lane snapper stockscontinued to decline despite additional regulations (Table 1). Habi-tat degradation may also have influenced this species throughhyper-salinization of inner lagoons, damage to Thalassia beds fromhurricanes, and changes in water circulation in coastal areas (Claroand Lindeman, 2008).

Although mutton snapper catches exhibited clear declines, thesewere less marked than for the Nassau grouper and lane snapper. Themutton snapper was not found in large concentrated aggregationsbut rather in gatherings close to the shelf break over a short periodof time. It is noteworthy that fishing on spawning aggregations wasnot as intense for the mutton snapper as for the Nassau grouper andlane snapper largely due to differences in reproductive behaviour.Mutton snapper did not congregate in shallow waters and wereonly fished by hook and line, which does not have the same nega-tive impact as trawls or set nets. Another factor that might influencethe maintenance of high landings in the mutton snapper is the rel-atively high number of spawning sites compared to other speciesstudied (Fig. 1). Moreover, the existence of extensive seagrass beds(feeding areas), close to the reefs and mangroves (refuge areas)creates favourable conditions for the persistence of an abundantpopulation for mutton snapper in Cuba (Claro and Lindeman, 2008).

Grey snapper have similar reproductive behaviour to thelane snapper, are intermediate in their biological characteristicsbetween the lane and mutton snappers and exhibited declines inlandings. They have a longer life span and later sexual maturationthan lane snapper, and the converse compared to the mutton snap-per (Claro, 1981a, 1983b). Management measures affecting the greysnapper have largely been driven by changes occurring in the eco-nomically more valuable lane snapper stocks. However, due to the

absence of large and highly concentrated spawning aggregations,grey snappers are less vulnerable to intense fishing during theirspawning season. This species is in need of protective regulations,especially during the reproductive season.

Reproductive behaviours and other biological attributes ofcubera snapper resemble those of the mutton snapper, but theirnatural population levels are relatively smaller, possibly due tomore specialized habitat requirements (Starck, 1970; Lindemanand DeMaria, 2005). For the cubera snapper, there is little focusedfishing effort other than during short periods when spawningmigrations form and at the spawning sites, and the species is notas intensively fished as other snappers. Protective measures clearlyare needed, however, particularly on spawning aggregations.

Of all the species studied yellowtail snapper forms the least con-centrated and predictable spawning aggregations but nonethelesshas undergone declines in catches. The species is intensively fishedduring the spawning season and no protective measures wereestablished except for a minimum legal size that is arguably toosmall (Claro et al., 2004). The yellowtail snapper is fished togetherwith lane and grey snappers, all them coincident in time andspace during their respective spawning periods. Yellowtail snapper,however, seem to be less vulnerable to fishing because their aggre-gations are not highly concentrated, which may explain the lesspronounced decline in catches over the last few decades in com-parison with other snappers. On the other hand, the fishery mainlyextracts small size adults since larger adults prefer deeper waters,where trawling is not possible. This means that an important partof the population may continue to spawn in less accessible deeperwaters. Another negative impact on yellowtail snapper is the highproportion of juvenile fishes taken by trawls and traps. For example,in the Archipelago Sabana-Camagüey 85.8% of all yellowtail snap-per in trawl catches, and 40.5% taken in traps, are juveniles (Claroet al., 2004).

There is evidence that other, anthropogenically driven environ-mental factors may have contributed to declines in snapper andNassau grouper populations in Cuba. These include reduction ofseagrass areas in some regions, such as the inner waters of theArchipelago Sabana-Camagüey (Alcolado et al., 1999), increases incoral bleaching and diseases associated with increases in watertemperatures during ENSO events (Claro et al., 2006). Other fac-tors may include damage to coastal marine habitats from variouscauses, such as pollution and other kinds of habitat degradationthat have increased in recent years (Martínez, Montalvo, Miravet,Lugioyo, Loza and Pérez, unpublished report 2004; Claro, 2007).

Considering all six study species, the greatest overall depletionsoccurred in those species that are most intensively exploited dur-ing their spawning aggregations. In this respect is noteworthy thatmarked declines have also been observed in mullet species, whichare often targeted on or moving to spawning aggregations. This is incontrast to other groups of fishes such as jacks, mojarras and gruntsthat are not knowingly targeted in association with aggregations.In the Nassau grouper and lane snapper, spawning aggregationsappear to be particularly distinctive with animals predictably con-centrated in large numbers and readily accessible to fishermen inwell-known months. Even though the mutton snapper is also ahighly aggregative species and is heavily exploited, the use of selec-tive and small-scale fishing gears at the spawning sites and the largenumber of spawning sites relative to Nassau grouper and lane snap-per, appear to allow for persistence of the fishery even under highfishing pressure. Likewise, species such as the grey and yellowtailsnappers seem to be less affected by heavy exploitation during thespawning season, although there are clear signs of stock declines inboth species.

The overall resilience, or response, of different species to fishingultimately depends on the intensity and nature of fishing activ-ity, vulnerability to fishing and other biological features, such as

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reproductive behaviour, longevity, and maturation size, as well asenvironmental factors and management effectiveness (Ault et al.,1998). Although the development of a sustainable fishery needs totake such factors into account, it is clear from a comparison acrossthe six species that one measure likely to benefit all species wouldbe the successful implementation of species-specific conservationmanagement. For some species this needs to focus on spawningtimes and/or sites during the spawning season. The Ministry of theFisheries Industry is working towards the total elimination of allkinds of bottom trawls on the Cuban shelf.

5. Conclusion

The long-term species-specific database and related manage-ment and social information available in Cuba provide a rare andextremely valuable opportunity for understanding fishing historyand for identifying and evaluating management options. Man-agement is so reactive in many countries that data from pastmanagement interventions are often never gathered, much lessanalysed, and, remarkably, the possible effects on the fishery oftennot considered. Many problems with scientific prediction as wellas problems among agency–fisher relations arise because of theabsence of follow-up analyses of how management interventionsimpact various processes over time. In many countries, even if fish-ery data are collected and available for analysis they often involvelumping of species or give no, or little, indication of effort or socialchanges that could have affected landings. The Cuban dataset pro-vides an important lesson on the value of detailed species-specificinformation and illustrates clearly the importance of sustainedmanagement and precautionary approaches. It also demonstrateshow the biology of exploited species, particularly species thatexhibit differences in their spawning behaviour in relation to theirvulnerability to exploitation, can influence their responses to fish-ing practices.

Acknowledgements

We are most grateful to the many fishers who assisted us. Fromthe Ministry of the Fisheries Industry of Cuba, we thank the Provin-cial Fisheries Associations, the Directorate of Coastal Fisheries andServando Valle (Centre of Fisheries Research). Funding for this workwas provided by the Society for the Conservation of Reef FishAggregations, which is partly supported by the Packard Founda-tion. Additional funding was provided by a Doherty Fellowship atthe Department of Marine and Environmental Systems, FIT.

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