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Available Watch lists from SIDE

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Available Black Lists

March 2007

Available Black Lists

2

Copyrights Copyright © SIDE International s.a., Route des Trois Cantons, 9, L-8399 Windhof, Luxembourg, 2004. All

rights reserved.

No parts of this document may be copied or reproduced, even temporarily, in whole or in part, in

any manner or form, or on any media, nor sold, licensed, distributed or transferred to any person, or

used, adapted, translated, without the prior written permission of SIDE International s.a.

The recipient is, however, authorized to copy or reproduce this publication within its own

organization if necessary for the purpose for which it is supplied. Any such copy or reproduction will

include the following: acknowledgement of the source, reference and date of publication, and all

notices set out on this page.

Disclaimer Although SIDE has made every effort to make this document accurate, up-to-date, and complete,

SIDE offers no warrants, express or implied, related to this document. In no event shall SIDE be liable

for any loss of profits, loss of business, loss of use or data, interruption of business, or for indirect,

special, incidental, or consequential damages of any kind arising from any error in this document.

Send us comments SIDE welcomes your comments and suggestions on the quality and usefulness of this document.

Your input is an important part of the revision process.

If you find any errors or have any other suggestions to improve the document quality and clarity,

please indicate the chapter and page number (if available).

Please send comments to:

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Email: [email protected]

Available Watch lists from SIDE

3

(1) Delay in Business days.

For monthly updates: When a list is modified, the update will be available at the latest on the first

business day of the following month.

For weekly updates: When a list is modified, the update will be available at the latest on the first

business days of the following week.

(2) This list is linked to the UN resolution 1737 and is therefore not updated directly. If a new resolution

were to modify resolution 1737, the list will be replaced by this new resolution.

Note: Sudden changes in the publisher’s list format may result in an additional delay.

Note: SIDE does not support usage in SafeWatch of publicly available lists not provided by SIDE.

Package List Name List Details Update

Delay(1) OFAC Specially Designated

Nationals

Page 4 -5 1-2 Days

OFAC Palestinian Legislative Council Page 6-7 Monthly

OFAC Blocked Countries Page 8-9 Monthly

US

OFAC Weapons of Mass Destruction Page 10-11 Monthly

Chief of States CIA Chief of States Page 12 Monthly

BOE Bank of England Page 13 1-2 Days

EU Regulations (e-CTFSL) Page 14-17 Weekly

EU Financial Sanctions Page 18-19 Weekly

EU

FATF/GAFI non cooperative

countries & territories

Page 20-21 Monthly

CSSF CSSF – Luxembourg Page 22-24 Weekly

SECO SECO – Switzerland Page 25-27 Weekly

UN Al-Qaida & Taliban Page 28 Weekly

UN Iraq Page 29 Monthly

UN Liberia 0 Monthly

UN Ivory Coast Page 31 Monthly

UN Sudan Page 32 Monthly

UN Democratic Republic of Congo Page 33 Monthly

UN

UN Iran – Resolution 1737 Page 34 (2)

OSFI Canada Sanctions List Page 35-36 1-2 Days

BIS Bureau of Industry and Security

Denied Persons List

Page 37 1-2 Days

Specially Designated Nationals (1/2)

4

Publisher Details

Publisher:

Office of Foreign Assets Control (OFAC)

Description:

The Office of Foreign Assets Control ("OFAC") of the US Department of the Treasury

administers and enforces economic and trade sanctions based on US foreign policy and

national security goals against targeted foreign countries, terrorists, international narcotics

traffickers, and those engaged in activities related to the proliferation of weapons of mass

destruction. OFAC acts under Presidential wartime and national emergency powers, as

well as authority granted by specific legislation, to impose controls on transactions and

freeze foreign assets under US jurisdiction.

Link:

http://www.treas.gov/offices/enforcement/ofac/

List Details

Description:

The US Office of Foreign Assets Control (OFAC) publishes the SDN list that contains the

name and the description of the persons and organizations identified to be a threat to the

security of the United States, or that are hostile to the national security objectives (mainly

narcotic traffickers and terrorists). As US laws are imposing economic sanctions to those

listed entities, any payment in USD should be checked against that list.

Source Link:

http://www.treas.gov/offices/enforcement/ofac/sdn/index.shtml

Update Delay:

1-2 Business Days

Number of Listed Entities:

+ 1000

Specially Designated Nationals (2/2)

5

Source Sample:

This list is created in function of the following 3 files: SDN.DEL, ALT.DEL, ADD.DEL.

SDN.DEL 137@"ALEGRIA DE PIO"@"vessel"@"CUBA"@-0- @-0- @"Unknown vessel type"@-0- @-0- @-0- @"Naviera Maritima de Arosa, Spain"@-0- 150@"ALOARDI, Carlo Giovanni"@"individual"@"CUBA"@-0- @-0- @-0- @-0- @-0- @-0- @-0- @-0- 158@"ALVAREZ AGUIRRE, Manuel"@"individual"@"CUBA"@-0- @-0- @-0- @-0- @-0- @-0- @-0- @-0- 166@"AMERICAN AIR WAYS CHARTERS, INC."@-0- @"CUBA"@-0- @-0- @-0- @-0- @-0- @-0- @-0- @-0-

ALT.DEL

173@57@"aka"@"AVIA IMPORT"@-0- 306@219@"aka"@"BNC"@-0- 306@220@"aka"@"NATIONAL BANK OF CUBA"@-0- 307@221@"aka"@"BNC"@-0-

ADD.DEL

137@102@-0- @-0- @-0- @-0- 150@111@-0- @"Milan"@"Italy"@-0- 158@117@-0- @-0- @"Panama"@-0- 166@125@"1840 West 49th Street"@"Hialeah, FL"@"United States"@-0-

Palestinian Legislative Council (1/2)

6

Publisher Details

Publisher:


Description:








Link:


List Details

Description:

The US Office of Foreign Assets Control (OFAC) publishes the Non SDN - PLC list of

individuals contains PLC members who were elected on the party slate of an FTO, SDT, or

SDGT. They do not, however, appear on the SDN List. Section (b) of General License 4

issued pursuant to the Global Terrorism Sanctions Regulations (31 C.F.R. Part 594), the

Terrorism Sanctions Regulations (31 C.F.R. Part 595), and the Foreign Terrorist Organizations

Sanctions Regulations (31 C.F.R. Part 597) authorizes U.S. financial institutions to reject

transactions involving these individuals.

Source Link:

http://www.treas.gov/offices/enforcement/ofac/programs/terror/ns/index.shtml

Update Delay:

Monthly


+ 10

Palestinian Legislative Council (2/2)

7

Source Sample:

This list is created in function of the following 3 files: plc_prim.csv, plc_aka.csv, plc_add.csv.

plc_prim.csv 9639,"HANIYA, Ismail Abdul Salah","individual","NS-PLC",-0- ,-0- ,-0- ,-0- ,-0- ,-0- ,-0- ,"DOB 1962; POB Shati." 9640,"ABU TEIR, Mohammed","individual","NS-PLC",-0- ,-0- ,-0- ,-0- ,-0- ,-0- ,-0- ,"DOB 1951; POB Umm Tuba." 9641,"AL-SHANTI, Jamileh Abdullah","individual","NS-PLC",-0- ,-0- ,-0- ,-0- ,-0- ,-0- ,-0- ,"DOB 1955; POB Jabalia Camp." 9642,"NU'MAN ALAEDDIN, Mohammed Jamal","individual","NS-PLC",-0- ,-0- ,-0- ,-0- ,-0- ,-0- ,-0- ,"DOB 1959."

plc_aka.csv

9639,9150,"aka","HANIYA, Ismail",-0- 9639,9151,"aka","HANIYYA, Ismaeel",-0- 9640,9152,"aka","ABU TAIR, Mohammed Mahmud",-0- 9640,9153,"aka","ABOU TAYR, Mohammad Mahmoud",-0-

plc_add.csv

9641,12128,-0- ,"Gaza","Palestinian",-0- 9642,12129,-0- ,"Hebron, West Bank","Palestinian",-0- 9645,12130,-0- ,"Gaza","Palestinian",-0- 9646,12131,"Ramallah","West Bank","Palestinian",-0-

Blocked Countries (1/2)

8

Publisher Details

Publisher:


Description:








Link:


List Details

Description:

Some countries are under US economic embargo because they are threatening the

security, the economy or the safety of the United States. The financial restrictions on those

countries impose that no payments, transfers, withdrawals, or other dealings may take

place with regard to blocked country unless authorized by the US Treasury Department.

SIDE provides two lists of blocked countries: One with the countries for which a complete

embargo exists (“OFAC Completely Blocked Countries”), and one with the countries for

which a partial or a complete embargo exists (“OFAC Partially or Completely Blocked

Countries”). It is up to the customer’s Compliance Department to decide which list needs

to be loaded as “OFAC Blocked Countries” in the system. Furthermore, a procedure

described below enables the customer to create a custom list in order to retain only a

subset of the partially blocked countries to best suit the instructions of its Compliance

Department.

List Source Link:

http://www.treas.gov/offices/enforcement/ofac/programs/index.shtml

Update Delay:

Monthly


+ 10

Blocked Countries (2/2)

9

Additional Information:

The information presented on the web site of the Office of Foreign Assets Control of the US

Treasury Department describes the sanctions programs for a number of countries. SIDE

provides two lists of blocked countries: One with the countries for which a complete

embargo exists and one with the countries for which a partial or a complete embargo

exists. SIDE is not qualified to analyze all legal implications of conducting business with the

countries (other than those for which clearly a complete embargo exits) listed on the web

site of the Office of Foreign Assets Control of the US Treasury Department. The Compliance

Department of each financial institution should define what level of interaction with the

other countries listed on the above mentioned web site is acceptable to their institution

and select the relevant list provided by SIDE or even use a custom list of blocked countries,

as per the procedure described below.

How to create a custom blocked countries list:

- Create the list:

In the "List management" application, click the New Empty List button. Type the name of

the list, example: "MyBlockedCountries". A new version is automatically created as of

today.

- Fill in the list:

In the "List explorer" application, select the list in the Search panel. (You might need to

choose: List Set : <any>). Click the Search button. The result list should show no records.

Click the New button and type the country name. In the Type combobox, choose

"Country". Enter any other information as needed. If you want to enter some city names or

alternative spellings, you can click the Add aka button and enter the alternate name.

Click the Save button to validate the entry, and repeat as needed.

When your list is ready, you can add it to your list sets and start using it for filtering.

Weapons of Mass Destruction (1/2)

10

Publisher Details

Publisher:


Description:








Link:


List Details

Description:

The US authorities impose, among other measures, an import ban on foreign persons

determined by the Secretary of State to have engaged in activities related to the

proliferation of weapons of mass destruction on or after November 16, 1990. The new

import ban has been implemented by the Weapons of Mass Destruction Trade Control

Regulations. The Regulations prohibit the direct or indirect importation into the United

States, including for transshipment or transit, of any goods, technology, or services

produced or provided by the foreign persons designated by the Secretary of State.

List Source Link:

http://www.treas.gov/offices/enforcement/ofac/programs/wmd/wmd.shtml

Update Delay:

Monthly


< 10

Weapons of Mass Destruction (2/2)

11

Source sample:

Additional info

The list provided by SIDE and called WMD is related to a list holding entities for which an

"Import Ban" applies in a WMD context. This list isn't often updated because there are no

financial sanctions in a strict meaning to apply to entities part of the WMD, and is provided

free of charges to customers who want to perform deeper investigations.

The entities for which an "Assest Freeze" is to be applied in the same context are listed in the

SDN List with the special tag [NPWMD].

Chief of States (1/1)

12

Publisher Details

Publisher:

The Central Intelligence Agency

Description:

The Central Intelligence Agency was created in 1947 with the signing of the National

Security Act by President Harry S. Truman. The act also created a Director of Central

Intelligence (DCI) to serve as head of the United States intelligence community; act as the

principal adviser to the President for intelligence matters related to the national security;

and serve as head of the Central Intelligence Agency.

Link:

https://www.cia.gov/

List Details

Description:

The Central Intelligence Agency publishes and updates the online directory of Chiefs of

State and Cabinet Members of Foreign Governments weekly. The directory is intended to

be used primarily as a reference aid and includes as many governments of the world as is

considered practical, some of them not officially recognized by the United States.

List Source Link:

https://www.cia.gov/cia/publications/chiefs/pdf_version.html

Update Delay:

Monthly


+ 1000

Source sample:

Bank of England (1/1)

13

Publisher Details

Publisher:

The Bank of England

Description:

The Bank of England is the central bank of the United Kingdom. The Financial Sanctions

Unit of the Bank of England acts as HM Treasury’s agent for the purpose of administering

financial sanctions in the United Kingdom.

Link:

http://www.bankofengland.co.uk/

List Details

Description:

The Bank of England provides a consolidated list of targets listed by the United Nations, the

European Council and the UK economic institutions. Those listed entities related to Al-

Qa'ida & Taliban, Burma/Myanmar, Federal Republic of Yugoslavia & Serbia, Iraq, Terrorism

and Zimbabwe.

List Source Link:

http://www.bankofengland.co.uk/publications/financialsanctions/index.htm

Update Delay:

1-2 Business Days


+ 1000

Source Sample:

A RAHMAN;Mohamad;Iqbal;;;;;17/08/1958;Tirpas-Selong Village, East Lombok;Indonesia;Indonesian;;;;;;;;;;;;UN Ref QI.A.86.03. Reportedly detained in Malaysia as at December 2003. Al-Qa'ida and Terrorist Financing;Individual;AKA;Terrorist Financing;24/01/2003;10/12/2004;6894 AANAFI;Nazirullah;;;;;Maulavi;00/00/1962;Kandahar;Afghanistan;Afghan;D 000912 (Afghan). Issued on 30 June 1998;;Commercial Attache, Taliban 'Embassy', Islamabad;;;;;;;;;UN Ref TI.A.129.01. Taliban;Individual;Prime Alias;Al-Qa'ida & Taliban;23/02/2001;26/07/2006;7019

Additional information:

Although the list provided by the bank of England appears to have a format close to the

one provided by SIDE, its structure contains a lot of similar entries that could result into more

than 100 violations for one single scan.

SIDE reminds its customers that it does not support usage in SafeWatch of publicly available

lists not provided by SIDE.

EU Regulations (e-CTFSL) (1/4)

14

Publisher Details

Publisher:

The European Commission - Common Foreign & Security Policy

Description:

Within the framework of the Common Foreign and Security Policy (CFSP), the EU applies

restrictive measures in pursuit of the specific CFSP objectives set out in the Treaty on

European Union. Restrictive measures imposed by the EU may target governments of third

countries, or non-state entities and individuals (such as terrorist groups and terrorists). They

may comprise arms embargoes, other specific or general trade restrictions (import and

export bans), financial restrictions, restrictions on admission (visa or travel bans), or other

measures, as appropriate.

Link:

http://ec.europa.eu/comm/external_relations/cfsp/sanctions/index.htm

List Details

Description:

The European Commission publishes regulations stating that financial sanctions and

exceptions to the freedom of capital movement shall be applied to the Al-Qaida network

and the Taliban, the members of the Burma/Myanmar government and related, Mr.

Milosevic and those persons associated with him, former members of the Iraqi governments

and related, persons and entities related to terrorism, the members of the Zimbabwe

government, imposing certain restrictive measures in support of effective implementation

of the mandate of the International Criminal Tribunal for the former Yugoslavia (ICTY),

against President Lukashenko and certain officials of Belarus, the Democratic Republic of

Congo, the Ivory Coast, Liberia, Sudan and certain persons impeding the peace process

and breaking international law in the conflict in Darfur. Different regulations are published

for each of those categories, including lists of individuals and groups, or stating

modification that should be applied to them.

List Source Link:

http://ec.europa.eu/comm/external_relations/cfsp/sanctions/measures.htm

Update Delay:

Weelky


+ 1000


15

Source Sample:

This list is created from multiple PDF files

PDF with entities related to the Taliban

PDF with entities related to Mr. Milosevic

PDF with entities related to Iraq

PDF with entities related to Liberia


16

PDF with entities related to Myanmar

PDF with entities related to Zimbabwe

PDF with entities related to the Ivory Coast

PDF with entities related to Sudan

PDF with entities related to the Democratic Republic of Congo


17

PDF with entities related to Belarus


The European Commission has recently published an alternate list source in an xml format.

This new format makes it possible for us to create a list that is more accurate regarding the

split between First Name and Last Name for many entities. We are now making this list

available under the name “EU Financial Sanctions” .

SIDE will continue to provide both lists until March 2007. Afterwards, only the list “EU

Financial Sanctions” will remain.

EU Financial Sanctions (1/2)

18

Publisher Details

Publisher:

The European Commission - Common Foreign & Security Policy

Description:

Within the framework of the Common Foreign and Security Policy (CFSP), the EU applies

restrictive measures in pursuit of the specific CFSP objectives set out in the Treaty on

European Union. Restrictive measures imposed by the EU may target governments of third

countries, or non-state entities and individuals (such as terrorist groups and terrorists). They

may comprise arms embargoes, other specific or general trade restrictions (import and

export bans), financial restrictions, restrictions on admission (visa or travel bans), or other

measures, as appropriate.

Link:

http://ec.europa.eu/comm/external_relations/cfsp/sanctions/index.htm

List Details

Description:

The European Commission publishes regulations stating that financial sanctions and

exceptions to the freedom of capital movement shall be applied to the Al-Qaida network

and the Taliban, the members of the Burma/Myanmar government and related, Mr.

Milosevic and those persons associated with him, former members of the Iraqi governments

and related, persons and entities related to terrorism, the members of the Zimbabwe

government, imposing certain restrictive measures in support of effective implementation

of the mandate of the International Criminal Tribunal for the former Yugoslavia (ICTY),

against President Lukashenko and certain officials of Belarus, the Democratic Republic of

Congo, the Ivory Coast, Liberia, Sudan and certain persons impeding the peace process

and breaking international law in the conflict in Darfur. Different regulations are published

for each of those categories, including lists of individuals and groups, or stating

modification that should be applied to them.

List Source Link:

http://ec.europa.eu/comm/external_relations/cfsp/sanctions/list/consol-list.htm

Update Delay:

Weelky


+ 100

EU Financial Sanctions (2/2)

19

Source Sample:

- <ENTITY Id="1" Type="P" legal_basis="898/2005 (OJ L 153)"

reg_date="2005.06.15" pdf_link="http://europa.eu.int/eur-

lex/lex/LexUriServ/site/en/oj/2005/l_153/l_15320050616en00090014.pdf" remark="">

- <NAME Id="1" Entity_id="1" legal_basis="898/2005 (OJ L 153)"

reg_date="2005.06.15" pdf_link="http://europa.eu.int/eur-

lex/lex/LexUriServ/site/en/oj/2005/l_153/l_15320050616en00090014.pdf">

<LASTNAME>Mugabe</LASTNAME>

<FIRSTNAME>Robert</FIRSTNAME>

<MIDDLENAME>Gabriel</MIDDLENAME>

<WHOLENAME />

<GENDER>M</GENDER>

<TITLE />

<FUNCTION>President</FUNCTION>

<LANGUAGE />

</NAME>

- <BIRTH Id="1" Entity_id="1" legal_basis="898/2005 (OJ L 153)"

reg_date="2005.06.15" pdf_link="http://europa.eu.int/eur-lex/lex/LexUriServ/site/en/oj/2005/l_153/l_15320050616en00090014.pdf">

<DATE>1924-02-21</DATE>

<PLACE />

<COUNTRY />

</BIRTH>

</ENTITY>


This list will replace the “EU Regulations (e-CTFSL)” list, because the European Commission

has recently published an alternate list source in an xml format. This new format makes it

possible for us to create a list that is more accurate regarding the split between First Name

and Last Name for many entries.

FATF / GAFI (1/2)

20

Publisher Details

Publisher:

Financial Action Task Force (FATF)

Description:

The FATF/GAFI is engaged in a major initiative to identify non-cooperative countries and

territories (NCCTs) in the fight against money laundering. Specifically, this has meant the

development of a process to seek out critical weaknesses in anti-money laundering

systems which serve as obstacles to international co-operation in this area. The goal of this

process is to reduce the vulnerability of the financial system to money laundering by

ensuring that all financial centers adopt and implement measures for the prevention,

detection and punishment of money laundering according to internationally recognized

standards.

Link:

http://www.fatf-gafi.org/

List Details

Description:

Countries were selected for review based on FATF members’ experience on a priority

basis. The jurisdictions to be reviewed were informed of the work to be carried out by the

FATF. The review groups gathered relevant laws, regulations and other relevant

information, analysed this information against the 25 criteria, and drafted a report that was

sent to the jurisdictions for comment. Each reviewed jurisdiction provided their comments

on their respective draft reports. These comments and the draft reports themselves were

discussed between the FATF and the jurisdictions concerned during a series of face-to-face

meetings. Subsequently, the draft reports were discussed and adopted by the FATF

Plenaries.

List Source Link:

http://www.fatf-

gafi.org/pages/0,2966,en_32250379_32236992_1_1_1_1_1,00.htmlhttp://www.fatf-gafi.org/document/4/0,2340,en_32250379_32236992_33916420_1_1_1_1,00.html

Update Delay:

Monthly


< 10

FATF / GAFI (2/2)

21

Source Sample:

The source for this list is just a PDF file that describes which countries should be included.

CSSF - Luxembourg (1/3)

22

Publisher Details

Publisher:

Commission de Surveillance du Secteur Financier

Description:

The CSSF ensures that the laws and regulations governing the various areas of the financial

sector are enforced and observed. The Circulars issued by the CSSF complement the

regulatory framework. Through these Circulars, the CSSF clarifies the implementation

modes of different legal provisions governing the supervised entities, publishes prudential

rules relating to specific activities and gives recommendations regarding financial

activities. The regulatory framework of the Luxembourg financial sector has been

developed under the co-ordination works of the European Union and the Group of Ten. It

complies with international standards on high-quality prudential processes.

Link:

http://www.cssf.lu/

List Details

Description:

The CSSF follows the European Commission regulations on the lists of groups and individuals

subject to specific restrictive measures (including funds freezing). Those lists cover the fight

against terrorism, the Al-Qaida and Taliban network, the Iraqi former government members

and related persons, the persons related to important governmental functions in

Burma/Myanmar, Mr. Milosevic and those persons associated with him, members of the

government of Zimbabwe and natural or legal persons associated with them, persons

indicated by the International Criminal Tribunal for the former Yugoslavia (ICTY), President

Lukashenko and certain officials of Belarus, the Democratic Republic of Congo, the Ivory

Coast, Liberia, Sudan and certain persons impeding the peace process and breaking

international law in the conflict in Darfur. The CSSF also follows the FATF/GAFI publications

on the Non-Cooperative Countries and Territories.

List Source Link:

http://www.cssf.lu/index.php?id=23&L=1

Update Delay:

Weelky


+ 1000


23

Source Sample:

The CSSF frequently publishes a circular referring to the regulations of the EU to add,

remove and modify entities from their list. Here is an example of such circular.


24

These circulars refer to a PDF file with the entities to be added, removed and modified.

Example of entities to be added:

Example of entities to be removed:

Example of entities to be modified:

SECO - Switzerland (1/3)

25

Publisher Details

Publisher:

The SECO - State Secretariat for Economic Affairs

Description:

The SECO is the Confederation's competence centre for all core issues relating to

economic policy. SECO's aim is to create the basic regulatory and economic policy

conditions to enable business to flourish for the benefit of all.

Link:

http://www.seco-admin.ch/

List Details

Description:

The Confederation has published particular measures to apply sanctions issued by the

United Nations, the Organization for co-operation and safety in Europe and by the

Switzerland's principal trading partners. These sanctions main purpose is to strengthen the

respect of the human rights.

Current financial sanctions (including funds freezing) apply to the following

countries/persons: the Al-Qaida network and the Taliban, the members of the

Burma/Myanmar government and related, Mr. Milosevic and those persons associated

with him, former members of the Iraqi governments and related, the members of the

government of Zimbabwe, President Lukashenko and certain officials of Belarus, the

Democratic Republic of Congo, the Ivory Coast, Liberia and Sudan.

List Source Link:

http://www.seco-admin.ch/themen/aussenwirtschaft/sanktionen/massnahmen/

Update Delay:

Weelky


+ 1000


26

Source Sample:

This list is created from multiple PDF files

PDF with entities related to the Taliban

PDF with entities related to Iraq

PDF with entities related to Liberia

PDF with entities related to Myanmar


27

PDF with entities related to Zimbabwe

PDF with entities related to the Ivory Coast

PDF with entities related to Sudan

PDF with entities related to the Democratic Republic of Congo

PDF with entities related to Belarus

UN Al-Qaida & Taliban List (1/1)

28

Publisher Details

Publisher:

The United Nations Security Council

Description:

Under Chapter VII of the Charter, the Security Council can take enforcement measures to

maintain or restore international peace and security. Such measures range from economic

and/or other sanctions not involving the use of armed force to international military action.

Link:

http://www.un.org/Docs/sc/

List Details

Description:

The Security Council Committee oversees the implementation by States of the sanctions

imposed by the Security Council on individuals and entities belonging or related to the

Taliban, Usama Bin Laden and the Al-Qaida organization and maintains a list of individuals

and entities for this purpose. The Security Council obliged all States to freeze the assets,

prevent the entry into or the transit through their territories, and prevent the direct or

indirect supply, sale and transfer of arms and military equipment with regard to the

individuals/entities included on the list.

List Source Link:

http://www.un.org/Docs/sc/committees/1267Template.htm

Update Delay:

Weekly


100 -> 1000

Source Sample:

TI.A.129.01. *Name: 1: NAZIRULLAH 2: AANAFI 3: na 4: na Title: Maulavi Designation: Commercial Attache, Taliban "Embassy", Islamabad DOB: 1962 POB: Kandahar, Afghanistan *Good quality a.k.a.: na Low quality a.k.a.: na *Nationality: Afghan Passport no.: Afghan passport number D 000912 issued on 30 Jun. 1998 National identification no.: na Address: na *Listed on: 25 Jan. 2001 (amended on 25 Jul. 2006) *Other information: na TI.A.38.01. *Name: 1: ABDUL BAQI 2: na 3: na 4: na Title: Maulavi Designation: Consulate Dept., Ministry of Foreign Affairs DOB: na POB: na *Good quality a.k.a.: na Low quality a.k.a.: na *Nationality: Afghan Passport no.: na National identification no.: na Address: na *Listed on: 23 Feb. 2001 *Other information: na

UN Iraq List (1/1)

29

Publisher Details

Publisher:


Description:




Link:


List Details

Description:

The Security Council Committee established pursuant to resolution 661 (1990) concerning

the situation between Iraq and Kuwait has designated the list of members of the previous

Government of Iraq or its State bodies, corporations or agencies for which all Member

States shall freeze without delay any funds or other financial assets or economic resources

that have been removed from Iraq, or acquired, by them and their immediate family

members, including entities owned or controlled, directly or indirectly, by them or by

persons acting on their behalf or at their direction.

List Source Link:

http://www.un.org/Docs/sc/committees/1518/1518SanctionsCommEng.htm

Update Delay:

Monthly


100 -> 1000

Source Sample:

UN Liberia List (1/1)

30

Publisher Details

Publisher:


Description:




Link:


List Details

Description:

On 14 June 2004, the Security Council Committee established pursuant to resolution 1521

(2003) concerning Liberia approved the assets freeze list of individuals and entities subject

to the measures contained in paragraph 1 of Security Council resolution 1532 (2004).

List Source Link:

http://www.un.org/Docs/sc/committees/Liberia3Template.htm

Update Delay:

Monthly


10 -> 100

Source Sample:

UN Ivory Coast (1/1)

31

Publisher Details

Publisher:


Description:




Link:


List Details

Description:

On 7 February 2006, the Security Council Committee established pursuant to resolution

1572 (2004) concerning Côte d’Ivoire approved the following list of individuals subject to

the measures imposed by paragraphs 9 and 11 of resolution 1572 (2004), as renewed by

paragraph 1 and amended by paragraph 4 of resolution 1643 (2005).

List Source Link:

http://www.un.org/Docs/sc/committees/CITemplate.htm

Update Delay:

Monthly


< 10

Source sample:

UN Sudan (1/1)

32

Publisher Details

Publisher:


Description:




Link:


List Details

Description:

The Security Council Committee established pursuant to resolution 1591 (2005) concerning

the Sudan will maintain and update the list of individuals, as appropriate, and will consider

requests for the exemptions provided for in subparagraphs (f) and (g), in accordance with

the role assigned to the Committee in subparagraph 3 (a) ii of resolution 1591 (2005).

List Source Link:

http://www.un.org/Docs/sc/committees/SudanTemplate.htm

Update Delay:

Monthly


< 10

Source Sample:

UN Democratic Republic of Congo (1/1)

33

Publisher Details

Publisher:


Description:




Link:


List Details

Description:

On 1 November 2005, the Security Council Committee established pursuant to resolution

1533 (2004) concerning the Democratic Republic of the Congo approved the following list

of individuals and entities subject to the measures imposed by paragraphs 13 and 15 of

resolution 1596 (2005).

List Source Link:

http://www.un.org/Docs/sc/committees/DRCTemplate.htm

Update Delay:

Monthly


10 -> 100

Source Sample:

UN Iran – Resolution 1737 (1/1)

34

Publisher Details

Publisher:


Description:




Link:


List Details

Description:

The Security Council Committee approved the following list of individuals and entities

subject to the measures imposed by paragraphs 12 of resolution 1737 (2006) pursuant to

Iran’s continuing failure to meet the requirements of the IAEA Board of Governors and to

comply with the provisions of Security Council resolution 1696 (2006).

List Source Link:

http://www.un.org/Docs/sc/unsc_resolutions06.htm

select S/RES/1737 (2006)


10 -> 100

Source Sample:

Canada Sanctions List (1/2)

35

Publisher Details

Publisher:

OSFI

Description:

OSFI works closely with the Financial Transactions and Reports Analysis Centre of Canada

(FINTRAC), and shares information concerning the policies and procedures that Canadian

financial institutions have in place for complying with Part I of the Proceeds of Crime

(Money Laundering) and Terrorist Financing Act (PCMLTFA). Recently adopted provisions of

the PCMLTFA and the Criminal Code give FINTRAC and OSFI the responsibility for dealing

with issues related to the financing of terrorist activities.

Link:

http://www.osfi-bsif.gc.ca/

List Details

Description:

OSFI provides Canadian financial institutions and foreign branches operating in Canada a

list of terrorist entities. The source list is separated in two files, one containing entities, and

the other one containing individuals. SIDE converts these two files in a single list. This list

contains names subject to the Regulations Establishing a List of Entities made under

subsection 83.05(1) of the Criminal Code, and/or the Regulations Implementing the United

Nations Resolutions on the Suppression of Terrorism (RIUNRST) and/or United Nations Al-

Qaida and Taliban Regulations (UNAQTR).

List Source Link:

http://www.osfi-bsif.gc.ca/osfi/index_e.aspx?DetailID=525

Update Delay:

1-2 Business Days


100 -> 1000

Canada Sanctions List (2/2)

36

Source Sample:

The source list is separated in 2 files, a list of individuals and a list of entities.

Individual:

ID #3 Last Name 2 First Name2 Second Name2 Third Name2 Fourth Name2

POB ALT POB DOB4 Alt. DOB Alt. DOB Alt. DOB Nationality Alt.

Nationality Alt. Nationality "Other Info (Title, Passport No., Address, Fiscal Code)"

Basis5

1.00 Hazem Abdul Hai Ghazni 1971

Afghan "Title: Maulavi; First Secretary, Taliban ""Consulate

General"", Quetta; Afghan passport number D 0001203" "1267 1333 (July 20, 2006)"

Entities:

ID #2 Entity Address Basis3

7.00 Al-Aqsa Islamic Bank "PO Box 3753 al-Beireh, West Bank; Ramallah II 970, West

Bank" Dec 4

BIS Denied Persons List (1/1)

37

Publisher Details

Publisher:

The US Bureau of Industry and Security (BIS)

Description:

The mission of the Bureau of Industry and Security (BIS) is to advance U.S. national security,

foreign policy, and economic interests. BIS's activities include regulating the export of

sensitive goods and technologies in an effective and efficient manner; enforcing export

control, antiboycott, and public safety laws; cooperating with and assisting other countries

on export control and strategic trade issues; assisting U.S. industry to comply with

international arms control agreements; and monitoring the viability of the U.S. defense

industrial base and seeking to ensure that it is capable of satisfying U.S. national and

homeland security needs.

Link:

http://www.bis.doc.gov/

List Details

Description:

Export Privileges are denied by written order of the Department of Commerce. Each order

affecting export privileges is published in the Federal Register. These orders are the official

source of information about denied persons and are controlling if there is an inconsistency

with anything on this list or elsewhere on this Web site. The Federal Register from 1995 to the

present is available on the Government Printing Office Access Web site. Prior to 1995, you

may need to consult the printed version or other on-line source of the Federal Register.

List Source Link:

http://www.bis.doc.gov/dpl/default.shtm

Update Delay:

1-2 Business Days


100 -> 1000

Source Sample:

"A. ROSENTHAL (PTY) LTD." "P.O. BOX 97 292 INDEPENDENCE AVENUE" "WINDHOEK" "NA" "05/20/1997" "05/29/2017" "Y" "ABRISHAMI, ELHAM" "271 MONSARRAT DRIVE" "DUBLIN" "OH" "US" "43017" "08/03/1998" "08/29/2007" "Y"

Other supported Watch lists by SIDE

38

The following watch list are supported by SIDE, but should be acquired directly from their

publishers as SIDE cannot legally distribute those lists.

These lists can be imported into SafeWatch using a specific tool provided by SIDE.

World Check

World-Check is the global leader and industry pioneer in the provision of structured

intelligence to the financial industry. World-Check provides comprehensive profiles of high

risk and potential high risk persons and entities and those associated with them in more

then 220 countries and territories. Politicians and people of political influence; terrorists and

organized crime; money launderers and fraudsters - are all profiled and linked to offer a

complex network of public information.

Link:

http://www.world-check.com/

Factiva Public Figures & Associates

Factiva Public Figures & Associates XML Feed is a detailed XML list that is designed to assist

financial institutions with due diligence and statutory duties and aid in the fight against

money laundering, illicit payments, and other illegal activity.

It contains hundreds of thousands of up-to-date profiles and provides additional measures

against those who may require enhanced scrutiny due to their political connections. It also

includes an archive with searchable data on the relatives and close associates of PEPs and

public figures.

Link:

http://www.factiva.com/

Accuity List

Accuity follows regulations and recommendations of USA PATRIOT Act, Bank Secrecy Act,

Financial Crimes Enforcement Network, Office of Foreign Assets Control, Canada's Office of

Superintendent of Financial Institutions, European Union, Bank Secrecy Act and Financial

Action Task Force to populate their list, which would protect your business from unwittingly

participating in money laundering, terrorist financing and other illegal financial activities.

Link:

Under Development

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