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Balance and Falls Balance and Falls Nancy V. Karp, Ed.D., P.T. [email protected]

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Balance and FallsBalance and Falls

Nancy V. Karp, Ed.D., P.T.

[email protected]

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Normal Postural ControlNormal Postural Control

Postural control involves controlling the

body’s position in space for:

Stability 

Orientation

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FallsFalls

Falls in the elderly are a major cause of: morbidity 

Mortality 

The underlying causes of falls is a complex interaction of:

Biomedical factors Physiological factors Psychosocial factors Environmental factors

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Incidence and Cost of Falls in the

Elderly 

Incidence and Cost of Falls in the

Elderly  Falls of people 65+

One third of people 65+ fall each year.

Elders > 75 account for 60% of fall-related deaths. 25% of elders who fracture their hip in a fall will diewithin a year.

Costs Falls account for 70% of all injury-related costs for the elderly,

The average cost for a fall injury is $20,000.

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Falls in the Elderly Falls in the Elderly 

Most falls result in minor or no injury.

Repeat fallers tend to fall in the same manner as they did in the previous fall.

 A single fall results in: Fear of falling and loss of confidence Restriction in activities Social isolation Dependence on others

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Identification of Fall Risk Factors 

Identification of Fall Risk Factors 

Risk factors for falls are divided into two categories:

Intrinsic Risk FactorsDizziness, weakness, gait abnormalities, poor balance,confusion, poor coordination, ROM, cognitive impairment 

Extrinsic Risk Factors

Floor surface, poor lighting, cluttered furniture, obstacles,non-level surface, poor shoes

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Falls are a result of loss of 

 postural control.

Falls are a result of loss of 

 postural control.

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Normal Postural Control

(Balance)

Normal Postural Control(Balance)

Balance requires keeping the “Center of Mass” (COM) over the “Base of Support” (BOS) during static and dynamic situations.

Neural components of postural control: Sensory processes

visual, vestibular, somatosensory 

Central processing a higher-level integrative process

Effector component  sometimes referred to as the neuromuscular component  postural alignment, ROM, muscle force, power &

endurance

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Normal Postural ControlNormal Postural Control

 Adaptive postural control requires

modifying sensory and motor systemsto changing tasks and environmental demands.

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Postural Control During Quiet 

Stance

Postural Control During Quiet 

Stance

Body aligned to minimize the effect of 

gravitational forces.

Muscle tone

Postural tone

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Quiet StanceQuiet Stance

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Limits of Stability (LOS)Limits of Stability (LOS)

The maximum angle (from vertical) that can be tolerated.

How far you can shit from front toback and side to side without loosing balance? This is often called your 

“Cone of Stability.”  “Postural Sway” refers to small postural 

shifts from front to back and side to

side, during quiet stance.

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Limits of Stability Limits of Stability 

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Cone of 

Stability 

Cone of 

Stability 

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Cone of 

Stability with Assistive

Device

Cone of 

Stability with Assistive

Device

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Postural Sway Postural Sway 

The larger the sway path, the greater the postural unsteadiness.

Romberg Test- Closing eyes will decrease visual input. “Standing 

Postural Sway” may increase,decreasing balance.

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Postural Control During

Perturbed Balance

Postural Control During

Perturbed Balance

The recovery of stability requires

movement strategies that control theCOM over the BOS.

“Limits of Stability” is defined as thedistance a person can move, without losing balance or taking a step.

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Perturbed BalanceMovement Strategies

Perturbed BalanceMovement Strategies

The “ankle strategy” occurs

with minimal perturbance of balance.

Control is distal- to-proximal 

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Perturbed BalanceMovement Strategies

Perturbed BalanceMovement Strategies

Moderate instability leads tothe “hip strategy”.

Control is proximal-to-distal 

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Perturbed BalanceMovement Strategies

Perturbed BalanceMovement Strategies

The “stepping strategy” is

used with greater  perturbance.

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Perturbed BalanceCentral Nervous System

Perturbed BalanceCentral Nervous System

The response can either be protectiveor corrective.

“Anticipatory Postural Control” refers to postural adjustments that are made

before voluntary movements tominimize disturbances in balance (feed forward).

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Perturbed Balance

Central Nervous System

Perturbed BalanceCentral Nervous System

“Reactive control” is the response to adisturbance in balance (feedback).

Corrective Strategy, such as the “ ankle strategy” 

Protective Strategy, such as covering your head 

when you fall This does not correct the fall, but controls the effects of the fall.

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Perturbed Balance

Movement Strategies

Perturbed Balance

Movement Strategies The CNS activates muscle synergies in

related joints.

Force in one part of the body does not causeinstability in another part of the body.

Leaning over in a chair to pick up a pen, you do not fall 

out of the chair. Neck extension during the “hip strategy” prevents the

body from falling forward.

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Central Processing TestsCentral Processing Tests

Manual Test of Postural Perturbance

Therapist pulls patient, at waist level,several times with varying degrees of 

force. See Guccione, p. 287 

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Normal Postural Control

Sensory System

Normal Postural Control

Sensory System

During perturbance of balance:

 Adults rely on somatosensory inputs. Children rely more on visual input.

The interaction of the senses allows themodification needed to maintain stability in a variety of environments.

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Normal Postural Control

Sensory System

Normal Postural Control

Sensory System

The three different parts of the sensory 

system provide different sources of information about the body’s positionand movement in space.

Each sense provides a different frameof reference for postural control.

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Normal Postural Control

Sensory System

Normal Postural Control

Sensory System

The “Postural Dyscontrol” Test will be

 performed in class.

“Foam and Dome Test” 

O’Sullivan, p. 193

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Normal Postural Control

Sensory System

Normal Postural Control

Sensory SystemVision provides information about the positionand motion of the head in the environment.

 Acuity- detects subtle differences in shapesSnellen Eye Chart (min 20/200)

Depth perception

Finger Test, Guccione p. 286  Peripheral vision

Finger Test, Guccione p. 286 

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Normal Postural Control

Sensory System

Normal Postural Control

Sensory System T he somatosensory system

 provides information about the

body with reference to supporting surfaces.

The somatosensory system

receives information from musclespindles, joint receptors, tendonorgans, and mechanoreceptors.

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T he Somatosensory systemT he Somatosensory system

Gross Tests of Proprioception Detecting the subtle movement of the big 

toe (< 5mm).

Vibration- Placing a tuning fork at the first 

metatarsal head.

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Normal Postural Control

Sensory System

Normal Postural Control

Sensory SystemThe Vestibular System Provides information about the position and 

movement of the head, in reference to gravity and inertial forces.

Information is received from the vestibuleresponsible for position and linear acceleration.

Information is received from the semi-circular canal responsible for rotational movement.

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The Vestibular SystemThe Vestibular System

Gross Functional Tests

Guccione, p. 286  Looking at a object while turning head 

Reading a book while walking 

Marching in place with eyes closed 

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Postural ControlPostural Control

Controlling the body’s position in space

is an essential part of functional skills.

Postural control requires all three:

Sensory system Central processing  Effector components

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Postural ControlPostural Control

The three systems in postural control 

are complex and multifaceted. A problem or impairment in one area may affect several other areas, resulting in a

greater affect than the loss of the singleimpairment.

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The Effect of Aging on

Postural Control

The Effect of Aging onPostural Control

The Sensory System

With aging, vision may decrease in acuity,contrast sensitivity, and depth perception

With aging, the vestibular system may undergo age-related changes, resulting in

dizziness and unsteadiness. With aging, there may be a decrease in proprioception and vibration.

 

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 Aging Effects on Postural

Control

 Aging Effects on PosturalControl

The Central Processing System

 Aging may result in a slowing of sensory information. Aging may result in a slowing of nerve conduction

velocity. Aging may result in increased postural sway. Aging may result in an increased incidence of co-

contractions Aging may result in an increased use of proximal-

to-distal control for balance.

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 Aging Effects on Postural

Control

 Aging Effects on Postural

ControlThe Effector System

 Aging may result in decreased muscle

strength. Aging may result in decreased ROM and 

flexibility. Aging may result in increased “stiffness” of 

connective tissue Aging may result in cardiovascular 

changes

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Functional TestsFunctional Tests

Progressive Mobility Skills Assessment Task 

Guccione, p. 288 

Berg Balance Scale (note that the “Functional Reach Test” is part of this test)

O’Sullivan, p. 208 

Performance-Oriented Assessment of 

Mobility I (Tinetti)

O’Sullivan, p. 210 

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Other AssessmentsOther Assessments

Environmental Assessments

Chapter 12, O’Sullivan

Psychosocial Assessment  Cognitive assessments

Social work assessments

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InterventionsInterventions

Interventions should be based on assessment results.

The ultimate goal will is to maximize independence inmobility and function.

The therapist needs to identify and treat modifiable

deficits.

The therapist needs to identify and help the patient compensate for deficits that cannot be modified.

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Some balance exercises for 

older people.

Some balance exercises for older people.

Exercises - National Institute on Agingl 

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TandemWalking 

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Fall PreventionFall Prevention

The purpose of assessment and intervention is to prevent the next fall.

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Balance and FallsBalance and Falls

The End