batch-to-batch strategies for cooling...

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Batch-to-batch strategies for cooling crystallization Marco Forgione 1 , Ali Mesbah 1 , Xavier Bombois 1 , Paul Van den Hof 2 1 Delft University of Technology Delft Center for Systems and Control 2 Eindhoven University of Technology Delft Center for Systems and Control 51 th IEEE Conference on Decision and Control Grand Wailea, Maui, Hawaii Marco Forgione (TU Delft) B2B strategies CDC 2012 1 / 19

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Batch-to-batch strategies for coolingcrystallization

Marco Forgione1, Ali Mesbah1, Xavier Bombois1, Paul Van den Hof2

1Delft University of TechnologyDelft Center for Systems and Control

2Eindhoven University of TechnologyDelft Center for Systems and Control

51th IEEE Conference on Decision and Control

Grand Wailea, Maui, Hawaii

Marco Forgione (TU Delft) B2B strategies CDC 2012 1 / 19

Motivation

Many operations are performed in batch mode.Batch processes bring both challenges and opportunities for control.

Challenges

Wide dynamical range

Limited measurements*

Opportunities

Slow dynamics

Repetitive nature*

In this presentation: batch-to-batch learning control for coolingcrytallization which exploit the repetitive nature.

Iterative Learning Control (ILC)

Iterative Identification Control (IIC).

Marco Forgione (TU Delft) B2B strategies CDC 2012 2 / 19

Motivation

Many operations are performed in batch mode.Batch processes bring both challenges and opportunities for control.

Challenges

Wide dynamical range

Limited measurements*

Opportunities

Slow dynamics

Repetitive nature*

In this presentation: batch-to-batch learning control for coolingcrytallization which exploit the repetitive nature.

Iterative Learning Control (ILC)

Iterative Identification Control (IIC).

Marco Forgione (TU Delft) B2B strategies CDC 2012 2 / 19

Outline

1 Batch crystallization

2 Batch-to-batch Strategies: ILC and IIC

3 Simulation Results

Marco Forgione (TU Delft) B2B strategies CDC 2012 3 / 19

Batch CrystallizationProcess Description

Separation and purification process of industrial interest.A solution is cooled down, solid crystals are produced.

1 Hot solution fed into the vessel.

2 Start cooling.

3 Introduce “seeds”.

4 Cool to final temperature. Seedsgrow, new crystal are generated.

5 Remove final product.

Marco Forgione (TU Delft) B2B strategies CDC 2012 4 / 19

Batch CrystallizationProcess Description

Separation and purification process of industrial interest.A solution is cooled down, solid crystals are produced.

1 Hot solution fed into the vessel.

2 Start cooling.

3 Introduce “seeds”.

4 Cool to final temperature. Seedsgrow, new crystal are generated.

5 Remove final product.

Marco Forgione (TU Delft) B2B strategies CDC 2012 4 / 19

Batch CrystallizationProcess Description

Separation and purification process of industrial interest.A solution is cooled down, solid crystals are produced.

1 Hot solution fed into the vessel.

2 Start cooling.

3 Introduce “seeds”.

4 Cool to final temperature. Seedsgrow, new crystal are generated.

5 Remove final product.

Marco Forgione (TU Delft) B2B strategies CDC 2012 4 / 19

Batch CrystallizationProcess Description

Separation and purification process of industrial interest.A solution is cooled down, solid crystals are produced.

1 Hot solution fed into the vessel.

2 Start cooling.

3 Introduce “seeds”.

4 Cool to final temperature. Seedsgrow, new crystal are generated.

5 Remove final product.

Marco Forgione (TU Delft) B2B strategies CDC 2012 4 / 19

Batch CrystallizationProcess Description

Separation and purification process of industrial interest.A solution is cooled down, solid crystals are produced.

1 Hot solution fed into the vessel.

2 Start cooling.

3 Introduce “seeds”.

4 Cool to final temperature. Seedsgrow, new crystal are generated.

5 Remove final product.

Marco Forgione (TU Delft) B2B strategies CDC 2012 4 / 19

Batch CrystallizationModeling

Process described by:

Thermal Dynamics from the actuator to the vessel temperature.Linear, known or easy to derive/estimate.

Crystallization Dynamics from the reactor temperature to thecrystallization properties.Nonlinear PDE, parametric + structural uncertainties possible.

TemperatureDynamics

Crystallization Dynamics

TJ T Y Y

eYT

Batch crystallizer

Marco Forgione (TU Delft) B2B strategies CDC 2012 5 / 19

Batch CrystallizationControl Strategies: industrial practice

Only the crystallizer temperature is measured and controlled on-line.

TemperatureController

ThermalDynamics

Crystallization Dynamics

TJ T

T

Y Y

eY

eT

T

rT

Batch crystallizer

Control strategies such as MPC proposed in the literature.They rely on reliable on-line measurements, not always available.

Alternative approach based on Batch-to-batch Control.

Marco Forgione (TU Delft) B2B strategies CDC 2012 6 / 19

Batch CrystallizationControl Strategies: industrial practice

Only the crystallizer temperature is measured and controlled on-line.

TemperatureController

ThermalDynamics

Crystallization Dynamics

TJ T

T

Y Y

eY

eT

T

rT

Batch crystallizer

Control strategies such as MPC proposed in the literature.They rely on reliable on-line measurements, not always available.

Alternative approach based on Batch-to-batch Control.

Marco Forgione (TU Delft) B2B strategies CDC 2012 6 / 19

Batch CrystallizationControl Strategies: industrial practice

Only the crystallizer temperature is measured and controlled on-line.

TemperatureController

ThermalDynamics

Crystallization Dynamics

TJ T

T

Y Y

eY

eT

T

rT

Batch crystallizer

Control strategies such as MPC proposed in the literature.They rely on reliable on-line measurements, not always available.

Alternative approach based on Batch-to-batch Control.

Marco Forgione (TU Delft) B2B strategies CDC 2012 6 / 19

Batch-to-batch ControlArchitecture

A framework for batch-to-batch control. Trk updated from batch to batch.

Built on top of the standard industrial T control.

Can use measurements available at the end of the batch.

Temperature Controller

ThermalDynamics

B2B(ILC or IIC)

TJ T

T

Y YrT

Batch crystallizer

Te

YeT

CrystallizationDynamics(θ)

Objective for batch k: tracking of supersaturation profile Sk .

Marco Forgione (TU Delft) B2B strategies CDC 2012 7 / 19

Batch-to-batch ControlArchitecture

A framework for batch-to-batch control. Trk updated from batch to batch.

Built on top of the standard industrial T control.

Can use measurements available at the end of the batch.

TemperatureController

ThermalDynamics

B2B(ILC or IIC)

TJ T

T

C CrT

Batch crystallizer

Te

Ce

T

CrystallizationDynamics(θ)

S( , )S T C

Objective for batch k: tracking of supersaturation profile Sk .

Marco Forgione (TU Delft) B2B strategies CDC 2012 7 / 19

Batch-to-batch StrategiesIterative Learning Control

ILC based on an additive correction of a nominal model from Tr to S.

S(Tr ) nominal model

Sk(Tr ) , S(Tr ) + αk corrected model

Note: Tr ,αk vectors of samples ∈ RN (N = batch length).We describe the system in discrete, finite time (static mapping).

A nonparametric model correction. αk can compensate for

model mismatch (along a particular trajectory)

effect of repetitive disturbances

Marco Forgione (TU Delft) B2B strategies CDC 2012 8 / 19

Batch-to-batch StrategiesIterative Learning Control

ILC based on an additive correction of a nominal model from Tr to S.

S(Tr ) nominal model

Sk(Tr ) , S(Tr ) + αk corrected model

Note: Tr ,αk vectors of samples ∈ RN (N = batch length).We describe the system in discrete, finite time (static mapping).

A nonparametric model correction. αk can compensate for

model mismatch (along a particular trajectory)

effect of repetitive disturbances

Marco Forgione (TU Delft) B2B strategies CDC 2012 8 / 19

Iterative Learning ControlCorrection vector

How to obtain the correction vector α?

In principle, “match” the measurement from the previous batch.

αk+1 = Sk − S(Trk) = model errork

Due to nonrepetitive disturbances on Sk , this is not a good solution.

Take into account the deviation from αk .

αk+1 = arg minα∈RN

‖Sk − (S(Tr ) + α)‖2Qα

+ ‖α−αk‖2Sα

Careful tuning of Qα, Sα is delicate.

Marco Forgione (TU Delft) B2B strategies CDC 2012 9 / 19

Iterative Learning ControlCorrection vector

How to obtain the correction vector α?

In principle, “match” the measurement from the previous batch.

αk+1 = Sk − S(Trk) = model errork

Due to nonrepetitive disturbances on Sk , this is not a good solution.

Take into account the deviation from αk .

αk+1 = arg minα∈RN

‖Sk − (S(Tr ) + α)‖2Qα

+ ‖α−αk‖2Sα

Careful tuning of Qα, Sα is delicate.

Marco Forgione (TU Delft) B2B strategies CDC 2012 9 / 19

Iterative Learning ControlCorrection vector

How to obtain the correction vector α?

In principle, “match” the measurement from the previous batch.

αk+1 = Sk − S(Trk) = model errork

Due to nonrepetitive disturbances on Sk , this is not a good solution.

Take into account the deviation from αk .

αk+1 = arg minα∈RN

‖Sk − (S(Tr ) + α)‖2Qα

+ ‖α−αk‖2Sα

Careful tuning of Qα, Sα is delicate.

Marco Forgione (TU Delft) B2B strategies CDC 2012 9 / 19

Iterative Learning ControlAlgorithm

Steps of the ILC algorithm. At each batch k:

1 Trk is set as the input to the T controller, the batch is executed.

Sk is estimated from measurements.2 An additive correction of the nominal model is performed:

Sk(Tr ) , S(Tr ) + αk .3 The corrected model is used to design Tr

k+1 for the next batch:

Trk+1 = arg min

Tr∈RN‖Sk+1 − Sk(Tr )‖2

TemperatureController

ThermalDynamics

B2B(ILC or IIC)

TJ T

T

C CrT

Batch crystallizer

Te

Ce

T

CrystallizationDynamics(θ)

S( , )S T C

Marco Forgione (TU Delft) B2B strategies CDC 2012 10 / 19

Iterative Learning ControlAlgorithm

Steps of the ILC algorithm. At each batch k:

1 Trk is set as the input to the T controller, the batch is executed.

Sk is estimated from measurements.2 An additive correction of the nominal model is performed:

Sk(Tr ) , S(Tr ) + αk .3 The corrected model is used to design Tr

k+1 for the next batch:

Trk+1 = arg min

Tr∈RN‖Sk+1 − Sk(Tr )‖2

TemperatureController

ThermalDynamics

B2B(ILC or IIC)

TJ T

T

C CrT

Batch crystallizer

Te

Ce

T

CrystallizationDynamics(θ)

S( , )S T C

Marco Forgione (TU Delft) B2B strategies CDC 2012 10 / 19

Iterative Learning ControlAlgorithm

Steps of the ILC algorithm. At each batch k:

1 Trk is set as the input to the T controller, the batch is executed.

Sk is estimated from measurements.2 An additive correction of the nominal model is performed:

Sk(Tr ) , S(Tr ) + αk .3 The corrected model is used to design Tr

k+1 for the next batch:

Trk+1 = arg min

Tr∈RN‖Sk+1 − Sk(Tr )‖2

TemperatureController

ThermalDynamics

B2B(ILC or IIC)

TJ T

T

C CrT

Batch crystallizer

Te

Ce

T

CrystallizationDynamics(θ)

S( , )S T C

Marco Forgione (TU Delft) B2B strategies CDC 2012 10 / 19

Iterative Identification ControlImplementation

IIC is based on a parametric correction assuming a certain model structure.

S(Tr , θ) model structure

Sk(Tr , θk) IIC corrected model

Iterative estimation of θk combining information from previousmeasurement.Given a new measurement Yk = (Tk Ck):

The a posteriori probability of θ is computed (Bayes rules):

θk+1 is taken as arg max over θ of the distribution (MAP estimate)

In our case (under simplifying assumptions)

θk+1 = arg minθ

(‖Ck − C (Tk , θ)‖2

Σ−1e

+ ‖θ − θk‖2Σ−1

θk

)A Nonlinear Least Squares problem with a regularization term.

Marco Forgione (TU Delft) B2B strategies CDC 2012 11 / 19

Iterative Identification ControlImplementation

IIC is based on a parametric correction assuming a certain model structure.

S(Tr , θ) model structure

Sk(Tr , θk) IIC corrected model

Iterative estimation of θk combining information from previousmeasurement.Given a new measurement Yk = (Tk Ck):

The a posteriori probability of θ is computed (Bayes rules):

θk+1 is taken as arg max over θ of the distribution (MAP estimate)

In our case (under simplifying assumptions)

θk+1 = arg minθ

(‖Ck − C (Tk , θ)‖2

Σ−1e

+ ‖θ − θk‖2Σ−1

θk

)A Nonlinear Least Squares problem with a regularization term.

Marco Forgione (TU Delft) B2B strategies CDC 2012 11 / 19

Iterative Identification ControlImplementation

IIC is based on a parametric correction assuming a certain model structure.

S(Tr , θ) model structure

Sk(Tr , θk) IIC corrected model

Iterative estimation of θk combining information from previousmeasurement.Given a new measurement Yk = (Tk Ck):

The a posteriori probability of θ is computed (Bayes rules):

θk+1 is taken as arg max over θ of the distribution (MAP estimate)

In our case (under simplifying assumptions)

θk+1 = arg minθ

(‖Ck − C (Tk , θ)‖2

Σ−1e

+ ‖θ − θk‖2Σ−1

θk

)A Nonlinear Least Squares problem with a regularization term.

Marco Forgione (TU Delft) B2B strategies CDC 2012 11 / 19

Iterative Identification ControlAlgorithm

Steps of the IIC algorithm. At each k :

1 Trk is set as the input to the T controller, the batch is executed.

(Ck , Tk)> are measured.

2 The updated parameter θk is computed and the corrected model isdefined as Sk(Tr ) , S(Tr , θk).

3 The corrected model is used to design Trk+1 for the next batch to

track a set-point Sk+1

Trk+1 = arg min

Tr∈RN‖Sk+1 − Sk(Tr )‖2

Marco Forgione (TU Delft) B2B strategies CDC 2012 12 / 19

Simulation ResultsScenario

Nit = 30 iterations (batches)

Objective: tracking of a set-point Sk

Set-point change in batch 11

Tr updated from batch to batch using ILC and IIC

TemperatureController

ThermalDynamics

B2B(ILC or IIC)

TJ T

T

C CrT

Batch crystallizer

Te

Ce

T

CrystallizationDynamics(θ)

S( , )S T C

Marco Forgione (TU Delft) B2B strategies CDC 2012 13 / 19

Simulation ResultsCases

Simulation study in two different scenariosCase 1: Disturbances + parametric model mismatch

Temperature Controller

ThermalDynamics

B2B(ILC or IIC)

TJ T

T

C CrT

Batch crystallizer

Te

Ce

T

CrystallizationDynamics(θ)

Marco Forgione (TU Delft) B2B strategies CDC 2012 14 / 19

Simulation ResultsCases

Simulation study in two different scenariosCase 2: Disturbances + structural model mismatch

Temperature Controller

ThermalDynamics

B2B(ILC or IIC)

TJ T

T

C CrT

Batch crystallizer

Te

Ce

T

CrystallizationDynamics(θ)

Marco Forgione (TU Delft) B2B strategies CDC 2012 14 / 19

Simulation ResultsCase 1

Results for Case 1

Iterative Learning Control

0 50 100 15010

20

30

40Batch 2

Time (min)

Te

mp

era

ture

(C

)

0 50 100 15010

20

30

40Batch 10

0 50 100 15010

20

30

40Batch 11

0 50 100 15010

20

30

40Batch 30

0 50 100 150

1.0

3.0

5.0

Time (min)Su

pe

rsa

tura

tio

n (

g/L

)

0 50 100 150

1.0

3.0

5.0

0 50 100 150

1.0

3.0

5.0

0 50 100 150

1.0

3.0

5.0

0 50 100 150 0

−1

−2

Time (min)

α (

g/L

)

0 50 100 150−2

−1

0

0 50 100 150−2

−1

0

0 50 100 150−2

−1

0

Iterative Identification Control

0 50 100 15010

20

30

40Batch 2

Time (min)

Te

mp

era

ture

(C

)

0 50 100 15010

20

30

40Batch 10

0 50 100 15010

20

30

40Batch 11

0 50 100 15010

20

30

40Batch 30

0 50 100 150

1.0

3.0

5.0

Time (min)Su

pe

rsa

tura

tio

n (

g/L

)

0 50 100 150

1.0

3.0

5.0

0 50 100 150

1.0

3.0

5.0

0 50 100 150

1.0

3.0

5.0

IIC: faster convergence

Marco Forgione (TU Delft) B2B strategies CDC 2012 15 / 19

Simulation ResultsCase 2

Results for Case 2

Iterative Learning Control

0 50 100 15010

20

30

40Batch 2

Time (min)

Te

mp

era

ture

(C

)

0 50 100 15010

20

30

40Batch 10

0 50 100 15010

20

30

40Batch 11

0 50 100 15010

20

30

40Batch 30

0 50 100 150

1.0

3.0

5.0

Time (min)Su

pe

rsa

tura

tio

n (

g/L

)

0 50 100 150

1.0

3.0

5.0

0 50 100 150

1.0

3.0

5.0

0 50 100 150

1.0

3.0

5.0

0 50 100 150 0

−1

−2

Time (min)

α (

g/L

)

0 50 100 150−2

−1

0

0 50 100 150−2

−1

0

0 50 100 150−2

−1

0

Iterative Identification Control

0 50 100 15010

20

30

40Batch 2

Time (min)

Te

mp

era

ture

(C

)

0 50 100 15010

20

30

40Batch 10

0 50 100 15010

20

30

40Batch 11

0 50 100 15010

20

30

40Batch 30

0 50 100 150

1.0

3.0

5.0

Time (min)Su

pe

rsa

tura

tio

n (

g/L

)0 50 100 150

1.0

3.0

5.0

0 50 100 150

1.0

3.0

5.0

0 50 100 150

1.0

3.0

5.0

ILC: convergence despitemismatch

Marco Forgione (TU Delft) B2B strategies CDC 2012 16 / 19

Simulation ResultsSummary

Iterative Learning

Tracking in presence ofstructure mismatch

Close-form algorithm

Slower convergence of thealgorithm

Learning of a trajectory:degradation if we change theset-point

Iterative Identification

Faster convergence withright model structure

Learning of the fulldynamics: easy to followdifferent setpoint

Performance degradationwith mismatches

Numerical solution NLSQrequired

Marco Forgione (TU Delft) B2B strategies CDC 2012 17 / 19

Conclusions

A batch-to-batch architecture for cooling crystallization.

Uses measurements available at the endof a batch.

Built on top of standard T control.

Can cope with model mismatches anddisturbances.

Experiments going on.

Future work

Introduce excitation signals

Combine ILC and IIC strategies.

Marco Forgione (TU Delft) B2B strategies CDC 2012 18 / 19

Thank you.Questions?

Marco Forgione (TU Delft) B2B strategies CDC 2012 19 / 19