bernard a friedman financial disclosure report for 2010

8/3/2019 Bernard A Friedman Financial Disclosure Report for 2010

http://slidepdf.com/reader/full/bernard-a-friedman-financial-disclosure-report-for-2010 1/15

AOIORev. 1/2011

FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 20 10

Report Required by the Ethicsin Government Act of 1978(5 U.S.C app..~¢.~¢ 101-111)

I . P e r s o n R e p o r t i n g ( l a s t n a m e , f i r s t, m i d d l e i n i t i a l )

FRIEDMAN, BERNARD A.

4 . Ti t l e ( A r t i c l e i l l j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ;magistrate judges indicate full- or p art-time)

SENIOR U. S. DISTRICT JUDGE

7. C h a m b e r s o r O f f ic eAddress

100 UNITED STATES COURTHO USE231 W EST LAFAYE’I-I’E BOULEVARDDETROIT, MICHIGAN 48226

2. Courto r Organ iza t i on

EASTERN DISTRICT OF MICHIGAN

3. Date of Report

05/06/201 I

5a. Report Type (check appropriate type)

] Nomination, D a t e

[] Initial [] Annual [] Final

5b. [] Amended Report

8. O n t h e b a s i s o f t h e i n fo r m a t i o n c o n t a i n e d i n t h i s R e p o r t a n d a n ym o d i f i c a t io n s p e r t a i n i n g t h e r e t o , i t i s , i n m y o p i n i o n , i n c o m p l i a n c ew i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .

6. Reporting Perio d

01/01/2010to

12/31/2010

Reviewing Off icer D a t e

I M P O R TA N T N O T E S :The instructions accompanying this form must be followe d Complete all pa rts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T IO N S .m , ~ , o , l n gindividual only; seepp. 9-13 of f i l ing instruct ions.)

~ (No re portable positions.)ONE

POSITION NAME OF ORGANIZATION/ENTITY

2.

3.

4.

5.

I I . A G R E E M E N T S .~ R e p o ~ i . gindividual only; see pp. 14-16 of filing instructions.)

~ N O N E(No reportable agreements.)

DATE PARTIES AND TERMS

1. 1982-pre State of Michigan 48th District Court Pension Fun d

2.

3.



FINANCIAL DISCLOSURE REPORT

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N a m e o f P e r s o n R e p o r t i n g


D a l e o f R e p o r t

05/06/2011

I II . N O N - IN V E S T M E N T I N CO M E .tnepo,~i.g~.,ti,’id.ala.,tspouse:seepp.I7-24offillnginstructions.)

A. Filer’s Non-Investment Income

~ (No reportable income.)ONE non-investment

DATE SOURCE AND TYPE

2.

3.

4.

INCOME(yours , not spouse’s)

B . Spouse’s Non-Inves tment Income- If you were ma rrled during any portion of the reporting year, complete this section.

(Dollar a mount not required except for honoraria.)

~3 (No reportable non-investment income.)ONE

1.2010

2.

3.

4.

DATE SOURCE AND TYPE

Self-Employed Psychological Practice

I V . R E I M B U R S E M E N T S -t.a.spor,.,io., lodgi.g, /oo~, entertainm ent(Includes those to spouse and dependent children," see pp. 25- 27 offifing instructions.)

~ (No reportable reimbursements.)ONE

2.

3.

4.

5.

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED



FINANCIAL DISCLOSURE REPORT of 15

N a m e o f P e r so n R e p o r t i n g


D a t e o f R e p o r t

05/06/2011

V. G I F T S .( I n c l u d e s t h o s e t o x p o u s e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 2 8 - 3 1 o f f i li n g i n s t r u c t io n s . )

N O N E(No reportable girls.)

SOURCE DESCRIPTION

1.

2.

3.

4.

5.

VALUE

V I . L I A B I L I T I E S .a . c l .d e s t h o s e o y ~ p o . ~ e a . d d e p e . d e . ,children; seep p .3 2 - 3 3of filinginst ruct iong)

N O N E(No reportable liabilities.)

CREDITOR DESCRIPTION

I.

2.

3.

4.

5.

VALUECODE




of 15


FRIEDMAN, B ERNARD A.


05/06/201 I

V I I. I N V E S T M E N T S a n d T R U S T S-income, value, transactions (Includesthose of spouse and dependent children; see pp. 34-60 of filing instructions.)

N O N E(No reportable income, assets, or transactions.)

Descr ip t ion of Asse ts I n c o m e d u r i n g

( includingt rus t asse ts ) repor t ing per iod

O) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure Code I div. , ren t ,(A-H) or int .)

G r o s s v a l u ea t endo f r e p o r t i n g p e r i o d

O) (2)Va l u e Va l u e

C o d e 2 Method

(J-P) C o d e 3

(i )Type (e.g.,

buy, sell ,

r e d e m p t i o n )

Tr a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4)

Dale Value G a i nm m/dd/yy Code 2 Code I

( J - P ) ( A - H )

O)Iden t i tyof

buyer /se l le r( i f pr iva te

n’ansac t ion)

I. IRA AND PENSION ACCOUNT: 48TH NoneDISTRICT COURT

2. Large Cap Blend/Victor Fund A Dividend M

3. AIM Fund A Dividend J

4. Investco Dynamic A Dividend J

5. Templeton Foreign Fund A Dividend K

6. STATE OF MICHIGAN 401 K None

7. Dodge & Cox Stock Fund A Dividend K

8. Am Fund Euro -Pacific A Dividend J

(Head ing )

T

T

T

T

(Head ing )

T

T

01110/10 D Changed -Investco

Dynamic

10 .

14 .

17 .

Rainier Lg. Cap. (form erly Legg Mason) A Dividend J T

Fidelily FundManager Program P ortfolioAdvisory (IRA)

Lloyd’s Mobile Home Ltd. P’shipInt .

C Div. N T

B Distribution K W

Archwo od Apt. Assoc. Ltd, Partnersh ip A Distribution K WI n t e r e s t

Lighth ouse Pte. Apt. Project Limited None K WP a r t n e r s

Wea thervane Apt. Assoc., a Ltd. Partnership None K W

Bellridge Apartm ent Assoc., LimitedP a r t n e r s h i p

KingsboroughLtd. P/S in Mobile HomePark

High Cou ntry, Ltd. A

None K W

None K W

D i s t r i b u t i o n K W

I . Income Gain Cod es: A =$1,000 or le~s B =$1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000

(See Columns BIand D4) F =$50.001 - $100.000 G =$100,001 - $1,000.000 H I = $ 1,0 00 ,0 01 - $5 ,0 00 ,0 00 H 2 =M or e th an $ 5.0 00 .0 00

2. Value Code~ J =$15.000 or less K =$15.001 - $50,1)00 L =$50.001 - $ I00,000 M =$100.001 - $250,000

(See Columns CI and D3) N =$250.001 - $500,000 O = $5 00 .0 01 - $ 1,0 00 ,0 00 P I = $1 .0 00 ,0 01 - $ 5.0 00 ,0 00P2 =$5,000,001 - $25,000,000

P3 =$25,000.001 - $50.090,000 P4 =More than $50,000,0003. Value Method Codes Q =Apprai~l R =Cost (Real Estate Only) S =Assessment T =Cash Market

[Sce Column C2) U =Book Value V -O~her W =Estimated

E =$15,001 -




of 15



Date of Report

05/06/201 I

V I I. IN V E S T M E N T S a nd T R U S T S- i n c ~ m e ~ v a ~ u e ~ t r a n S a c t i ~ n s ( ~ n c ~ u d e s t h ~ $ e ~ f s p ~ u s e a n d d e p e n d e n t c h i ~ d r e n



( includingt rus t asse~s) repor t ing per iod

(i) (2)Place "(X)" after each asset A m o u n t Typ~ (e.g.,

exempt from prior disclosure Code I div. , ren t ,( A - H ) or int .)

Gross value at en d

of repor t ing per iod

(1) (2)

V a lu e V a lu eC o d e 2 Method

(J-P) C o d e 3

( Q - W )

(I)Type (e .g . ,buy, sell,

redemption)

Transac t ions dur ing repota ing per iod

(2) (3) (4)Date Va l u e Gain

m m / d d / y y C o d e 2 Code I(J-P ) (A-H )

(5 )Identity of

buyer/seller(if private

transaction)

1 8 . OLTC, Ltd. None K W

1 9 . JPMorgan Chase B Dividend J T

20 . Certificates of Deposit/Regular Savings - JP A I n t e r e s t M T

Morgan Chase

2 1. N at io n w is e In s. C o. A I n t e r e s t K T

Name Changed- BankO ne

22 . U.S. Savings Bonds B I n t e r e s t K T

23 . (CAPTION) COMMON STOCKS None (Heading)

24 . Pepsico C Dividend N T

25. Disney A Dividend J T

26. K ello gg A Dividend K T

27 . Lockheed Martin A Dividend J T

28 . CMS Energy A Dividend

29. NCR A Dividend

J

J

T

T

30 . Terada ta Corp ora tion None

3 I. Target A Dividend

32 . WaI-Mart A Dividend

J

J

J

T

T

T

33 . Glimcher Rea lty Trust A Dividend

34. U.S. Banco rp A Dividend

J

J

T

T

I . Income Gain Codes: A =$1,000 o r less B =$1.001 - $2,500 C =$2,501 - $5,000 D =$5,0~1 - $15,000

( Se e C ol um n s B I a nd D- l) F = $5 0.0 01 - $ 10 0,0 00 G =$ 10 0,0 01 - $ 1,0 00 ,0 00 H I = $1 ,0 00 .0 01 - $ 5,0 00 .0 00H2 =More than S5.000,000

2. Value Codes J =$15.0(~ o r le ss K =$15,001 - $50.000 L =$50.001 - $10~.00~ M =$10~.0~1 - $250,000

(See Columns CIand D3) N =$250,001 - $500.000 O =$500,001 - $1,000.000 PI =$1.000,001 - $5,000.000 P2 =$5,000.001 - $25,000.000

P3 =$25 .000.001 - $50.000.000 P4 =More than $50,000,0003. Value Method Codes Q =Appraisal g =Co st (Real Estate Only) S :Assessment T :Cash Markc!

{See Column C2) U =Book Value V Other W =Estimalcd

E =$15.0~1 - $50.0~0



FINANCIAL DISCLOSURE REPO RT of 15

N a m e o f P e r s o n R e p o r t i n g


Date ofR e p o r t

05/06/201 I

V I I . I N V E S T M E N T S a n d T R U S T S- income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

D NONE income, or transactions.)V oreportable assets,

A. ILC.

Description of Assets Incom e during Gross value at end(including trust assets) reporting period of reporting period

(I) (2) (I) (2)Place "(X )" after each asset Am ountType (e.g., Value Value

exempt from prior disclosure Code I div., rent, Code 2 Method(A-H) or in t . ) (J-P) Code 3

(Q-W)

Transactions during reporting pedod

(3) (4)Value : , Gain

Code2 I Code l(J-P) i (A-H)

( 1 ) ( 2 )Ty p e ( e . g . , Date

b u y, s e l l , mm/ddJyy

redemption)

(5 )Iden t i~y o f

buyer/seller( i f p r iva te

t ransac t ion)

35 . Magellan Fund- Fidelity A Interest J T

36 . (CAPTION) MUNICIPAL BONDS None (Head ing )

37. MI Mun Bd. Auth Rev A Interest Redeemed 10/01/10 K A Merril l Lynch

38 . Milan MI Schools A Interest Redeemed 05/03/10 L A Merril l Lynch

39 . University of Cincinnati Ohio A Interest K T Bu y 05/24/10 K Menil l Lynch

40 . WhiteCIoud Michigan Publ ic Schools A Interest K T

41 . A’I’I" A Dividend K T

4 2. Am . Ba l. Fu nd A Dividend K T

43 . Waste Mgt. A Dividend J T

44 . CD Banco Pue rto Rico A Interest L T Redeemed 01/19/10 L Merril l Lynch(part)

45 . CD Discovery Bank A Interest L T

46 . MI St. Hosp. Authority *X A Interest Redeemed 09/02/10 J Men ill Lynch

47 . Taylor Coun ty FL Sales Tax *X A Interest Redeemed 10/01/10 K Menill Lynch

48 . DC Ren*X A Interest M T

49 . WhiteCloud Pub Sch *X A Interest K T

50 . Baltimore County M/T*X A Interest K T

51 . Jasper Wtr Wks/Wts *X A Interest K T

I . Incom e Gain Codes: A =$ 1.000 or less B =$1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000

(See Column s BI and D4) F = $50,001 - $100.000 G = $100.001 - $1,000,000 H I =$ 1,0 O0 .~ OI - $ 5. 00 0. 00 0 H 2 =M or e th an $ 5 .0 00 .0 00

2. Value Codes J =$15.000 or less K =$15.001 - $50.000 L =$50.001 - $100.000 M =$100,0~1 - $250.000

(Sc¢ Columns CI and D3) N =$250,001 - $500.000 O =$500,001 - $1.000,000 PI =$1.000.001 - $5.000.000 P2 =$5.000,001 . $ 25.000.000

P3 =$25.000.001 - $50.0~0.000 P4 =More than $50.000.000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Markct

(S~e Column C2) U =Book Value V =Other W =Estimated

E =$15.001 -$ 5 0 , 0 0 0




N a m e o f P e r s o n R e p o r t in g



05/06/2011

V I I. I N V E S T M E N T San dT R U S T S- income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)


A. B. C.Description of Assets Incom e during Gross value at end

(including trust assets) reporting perio d of reporting period

0) (2) (I) (2)

Transac t ions dur ing repor t ing per iod

(2) (3) (4)

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o un t T yp e (e .g .,Value Valuee x e m p t f ro m p r i o r d is c l o s u r e Code I d iv. , r en t , C o d e 2 M e t ho d

( A - H ) or in t . ) ( J - P ) C o d e 3( Q - W )

52 . Metro Pea IL Ded Tax St *X A Interest K T

53 . Rich LD - Dean Bissm In *X A Interest K T

54 . Grand Rapids- Kent County *X A Interest K T

55 . ND St Mun Bd *X A Interest K T

56 . Utah Trans Aut Sales Tx *X A Interest J T

57. Galveston Tx *X A Interest K T

58 . Pennyslvania State U A Interest K T

59 . Morgan Stanley A Interest K T

60 . Washington State Motor A Interest K T

61 . Ohio State Higher Ed. A Interest K T

62 . Raleigh NC Pub A Interest K T

63 . Il l Financ ial Aut Rev A Interest K T

64 . Tortoise Energy A Interest J T

65 . Merril l Lynch Managed Account A Interest N T

66 . (CAPTION) IRAs and SEPs None

67. (CAPTION) FIDELITY CORP. IRA None

68 . Diversified International A Dividend J T

T y p e ( e . g . , Date Va lue ! Ga inb u y , s e ll , m m /d d /y yCode 2 ] Code I

r e d e m p t i o n ) (J-P) I (A-H)

Bu y 09/03/10 K

Bu y 09/03/10 K

Bu y 09/22/10 K

Buy 09/10/10 K

Bu y 10/09/10 K

Bu y 11/03/10 K

(Head ing )

(Heading)

Ident i ty ofbuyer/seller( i f p r iva te

t ransac t ion)

Merril l Lynch

Memll Lynch

Merril l Lynch

Merril l Lynch

Merril l Lynch

Merril l Lynch

I . Income Gain Cod es: A =$1,000 or less 8 =51.001 - 52,500 C =$2,501 - $5,000 D =$5,001 - $15,000

(See Column s BI and I)4) F =$50.001 - $10~.000 G =$10~.001 - $1,0~O,0~9 HI =$1,0~,001- $5,0~0,00~ H2 =More than $5.000.0~O

2. Value Codes J =$15,000 or le ss K =$15.0~1 - $50.0~O L =$50.001 - $100.000 M =$100,0OI - $250,0~O

(See Columns CI and D3) N $250.0OI - $500.000 O 550~.001 - $1.000.(~O PI =51.00~.0~1 - 55,000,000 P2 =$5,09~,0OI - $25,0OO.0~0

P3 -$25.0~0.001 - 550.000.000 P4 =More than $50,0~1,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estale Only) S -As~ssmcnt T =Cash Market

( see Colunm C2) U ~Book Value V O t h e r W =Estimated

E =515.0~1 - 550.0OO




N a m e o f P e r s onReporting


Date of Report

05/06/201 I

V I I. I N V E S T M E N T S a n d T R U S T S -i .c o m . , , ,a t . e , t r a n s a c t io n s(Includes those of spouse an d dependent children; set p p. 34-60 of f!ling instraction~.)


D e s c r i p t io n o f A s s e t s Income during( i n c l u d i n g t r u s t a s s e t s ) repor t ing per iod

O) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T yp e ( e .g .,

exempt from p rior disclosure C o d e 1 div. , r en t ,( A - H ) or int . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d

(1) (2)Value Value

C o d e 2 M e th o d(J-P) C o d e 3

( Q - W )

Type (e.g.,

buy, sell ,r e d e m p t i o n )

Transactions during reporling period

(2) (3) (4)

D a t e Value Gainmm/dd/yy Code 2 Code I

(J-P) (A-H)

(5 )Ident i ty of


t ransac t ion)

69 . Appreciation Fund A Dividend

70 . S tock Se lec to r Fund A Dividend

J T

71 . Magellan A Dividend

72. (CAPTION) FIDELITY SEP/IRA None

73. Fidelity Canad a A Dividend

74. Contrafund A Dividend

J

K

T

(Head ing )

T

T

75. Fidelity Bal A Dividend

76. Fidelity Growth & Incom e A Dividend

77. Alpine Realty Incom e A Dividend

78 . Fidelity International Disc. A Dividend

79 . Newberger Brennan P/S A Dividend

80 . Janus Fund A Dividend

J

K

J

J

J

J

T

T

T

T

T

T

81 . American C entury IRA/S & F A Dividend

82 . (CAPTION) T. ROWE P RICE SEP/IRA None

83 . Capital Appreciation A Dividend

84 . (CAPTION) COMMON STOCK HELD BY NoneWELLS FARGO

85 . Air Products & Chem . A Dividend

T

(Head ing )

T

(Head ing )

T

WFargo boughtWachov ia

I . Incom e Gain Codes: A =$1.000 o r Icss B =$1,001 - $2,500 C ~$2,501 - $5,000

(See Columns BI and 134) F =$50.001 - $100,000 G =$100,001 - $1,000,000 HI =$1,0~0.001 - $5,000,000

2. Value Codes J = $15,000 or less K =$15,001 - $50,000 L =$50.0~ I - $ 100,000

(See Columns C I and D3) N =$250.001 - $500.000 O =$ 50 0.0 01 - $ 1,0 00 ,0 00 P I = $1 ,0 00 ,0 01 - $ 5,0 00 .0 00

P3 =$25,000.001 - $50.000.000 P4 =More than $50,000.0003. Value Method Codes Q =Apprai~l R =Cost (Real Estate Only) S =Assessment

Isee Column C2) U =Book Value V =Other W =Estimaled

D =$5,001 - $15,000H2 -More than $5,000,000M =$100,001 - $250,000

P2 =$5,000,001 - $25,000,000

T =Cash Market

E =$15,001 - $50,000






Date of Report

05/06/201 I

V I I. IN V E S T M E N T S a n d T R U S T S- i.e o m o , v a ~ u ~ t r a n s a c ~ i~ n s a n c ~ u d e s th ~ S e ~ f s p ~ u s e a n d d e p e n d e n ~ c h i ~ d r en


De sc rip tio n o f Ass e ts In c o m e d u rin g

( inc lud ing t rus t asse t s ) repor t ing per iod

(1) (2)Place "(X)" after eachasset A m o u n t Type (e.g.,

exempt from prior disclosure Code I div. , ren t ,( A - H ) or int.)

Gross va lue a t endof repor t ing per iod

(I) (2)V a lu e V a lu e

C o d e 2 Method

(J-P) C o d e 3( Q - W )

Type (e.g.,

buy, sell ,r e d e m p t i o n )


(2) (3) (4)

D a t e Value Gainm m /d d/yy Cod e 2Code 1

( J - p ) (A-H)

Identity of

buyer / se l le r( i f pr iva te

t ransac t ion)

86 . Alcatel- Lucent A Dividend J T

87 . American Internat ional Group A Dividend J T

8 8 . A rc h er D a ni els M id la n d A Dividend J T

8 9 . Ar k e m a A Dividend J T

90. AT&T A Dividend K T

91 . Autoliv, Inc.

9 2. B ris to l Mye r s Sq u ib b

93 . CISCO Systems

94 . Citadel Broadcasting

95. Co ca -Co la

A Dividend J T

A Dividend K T

A Dividend K T

A Dividend J T

A Dividend K T

9 6. C ov id ie n, Lt d.

97 . Fifth Third Bank

A Dividend J T

A Dividend J T

98 . Gar tne r Group-B

99 . Gen eral Electric

A Dividend J T

A Dividend K T

100. Gener al Mills A Dividend K T

I01. Hall iburton A Dividend Donated

102. Home Depot A Dividend J T

I. Income Gain Codes:(See Columns B I and D4)

2. Value Codes(See Columns CI and D3)

3. Value Method Codes[see Column C2)

A =$1,000 or less

F =$50.001 -J =$15.000 or lessN =$250.0OI - $500,000P3 -$25,000,001 - $50,000.000Q =Appraisal

U ~Book Value

B -$1,001 - $2.500

G =$100.001 - $1,0~0,0~0K $15,001 - $50.0~)

O =$500,001 - $1,090.000

R Cost (Real Estate Only)V =Other

C =$2.501 - $5,000H I = $ 1 ,000,001 - $5.000.000L =$50,001 - $100.000

P 1 =$ 1 ,000,001 - $ 5 ,000,000

P4 =More than $50,000.000

S = A s s e s s m e n t

W = E s t im a t e d

=$ 5,001 - $15,000H2 =More than

M =$100,001 - $250,000P2 =$5,090,001 - $25,0~0,00~

=Cash Market

E =$15.001 - $50,000




o f 15




0.5/06/201 I

V I I. I N V E S T M E N T S a n d T R U S T S- income, value,t r a n s a c t io n s a .c t .d e s t h o s e q s p o . s e ~ n d d e p e n d e n tchildren; s e e p p . 3 4 - 6 0of filing instructions.)



( inc lud ingtrus~a sse ts) rep o rtin g p e rio d

(i) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure Code I div., r~nt,( A - H ) or int.)

Gross va lue a t end

of repor t ing per iod

(1) (2)V a lu e V a lu e

C o d e 2 Method

(J-P) C o d e 3( Q - W )

0)Ty p e(e.g.,buy, sell ,

r ~ d e m p t i o n )


(2) O) (4)Date Va l u e Gain

m m /d d/y y C o d e 2 C o d e I

(J-P) (A-H)

(5 )Ident i ty of

buyer / se l le r

( i f pr iva te

t ransac t ion)

103. Hospira Inc.

104. Intel Corp .

A Dividend

A Dividend

Donated

105. Janus Cap Group, lnc .

106 . Johnson&Johnson

A

A

Dividend

Dividend

J

M

T

T

107. J .P. Mor gan Chase

108. Kim berly Clark

109. Limited

A

A

A

Dividend

Dividend

Dividend

J

K

J

T

T

T

II0. LSI Corp .

11 I. Masco Corp.

112. McDonald’s Corp.

11 3 .Medco Heal th Solut ions

A Dividend

A Dividend

A Dividend

A Dividend

J

J

L

T

T

T

Donated

114. Merck & Co. B Dividend L

115. Motorola A Dividend J

116. Pitney Bowe s

117. Proassurance

A

A

Dividend J

Dividend K

T

T Missed last year

118. Prudential Financial A Dividend J

119. Royal Dutch Petroleum A Dividend K

I. Income Gain Codes:(See Column s B I andD 4 )

2. Value Codes(See Columns CI and D3)

3. Value Method Codes(See Column C2)

A =$1,000 or less

F $50,0OI - $10~,00~

J $ 1 5 . 0 0 0 or less

N =$250.0OI - $500,000

P3 =$25 ,0~0,0OI - $50.000.000

Q = A p p r a i s alU ~Book Value

B =$1,001 - $2,500

G = $ I 0 0 . 0 ~ I - $1,000.000K =$15.001 - $50,0000 = $ 5 0 0 , 0 0 1 - $ 1 . 0 0 ~ . 0 0 0

R =Cost (Real Estate Only)V Other

C =$2.501 - $5,000H 1 = $ 1 , 0 0 O . 0 0 1 - $ 5 , 0 0 0 . 0 0 0L =$50.001 - $100.000PI =$1,000.001 - $5,000,000P4 =More than $50,000,CO0

S =AssessmcntW =Estimated

D =$5.001 - $15,000H2 =More Ihan

M =$100,001 - $250,000P2 ~$5,000,001 - $25.000.000

T =Cash Market

E =$15,0OI- $50,000




Page ! ! of 1 5




05/06/2011

V I I . I N V E S T M E N T S a n d T R U S T S -i n c o m e , v a l u e , tr a n s a c t io n srlncludes those of spousea n ddependent children;s e e p p . 3 4 - 6 0of filing instructio.~.)


A. B. C. D.Description of Assets Income during Gross value at end Transactions during reporting period

( inc lud ingtrust assets) reporting period of reporting period

(I) (2) (I) (2 ) (I) (2) (3) i (4) (5 )

Place "(X)" after each asset AmountType (e.g., Value Value Type (e.g., D a t e Value : Gain Identity of

exempt from prior disclosure Code I div.,rent, Code2 M e th o d buy, sell, mm/dd/yy Code2 i Code I buyer/seller(A-H) orint.) (J-P) Code 3 redemption) (J-P) ! (A-H) (if private

(Q-W) i t r a n s a c t i o n )

120. Sysco Corp. A Dividend L T

12 I. TE Connectivity A Dividend J T

122. Tyco Internationa l A Dividend K T

123. W ells Fargo A Dividend L T

124. Walgreen A Dividend J T

125. Wa lt Disney A Dividend J T

126. Whole Foods A Dividend J T

Part of Tyco Spinoff3/10

127. Zimm er Holdings A Dividend

128. COLUMBIASPECIAL FUND A Dividend T

Donated

129. JANUS OVERSEAS FUND A Dividend Donated

130. American Inv FDS Europe an Gr owth A Dividend

131. Federated Kaufm an A Dividend

K

J

T

T

132. R S Value Fund A Dividend J

133. Janus Contrarian *X A Dividend

134. Neuberger & Be rman Equity FD *X A Dividend

135. Select Am Shar es *X A Dividend

136. W ells Fargo Bank CD A Dividend

J

J

J

0

T

T

T

T Bu y 12/12/10 M Wells Fargo

I . Income Gain Cod es: A =$1,000 o r less B =$1,001 - 52,500 C =52,501 - $5,1)00 D =55,0OI - $15,00~

(See Column s BI and IM) F =$50,0QI - 510O,0O0 G =$10O.001 - $1,0~O,CO) H I =5|,000,001 - 55,000,000 H2 =More than $5.0~O.0~0

2. V aluc Codes J = 515,000 or less K =515,001 - $50,000 L =550,001 - 5100,000 M= $ 100.001 - $ 25 0,000

(See Columns CIand D3) N =$250,001 - $500,000 O =$500,001 - $1,000,000 PI =$1,000,001 - 55,000,000 P2 =$5,000,001 - $25,000,000

P3 -525,000,COI - 55 0,000,000 P4 =More than $50,000,0003. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Asscssmcnl T =Cash Market

( see Column C2) U =Book Value V =Other W =Estimated

E =$15,001 - $50,000




o f 15

N a m e o f P e r s o n R e p o r l i n g



05/06/201 I

V I I . I N V E S T M E N T S a n d T R U S T S- income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

----] NONE (Noreportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s Income during( in c lu d in g tru s t a s s e ts ) re p o rtin g p e rio d

O) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o un t T y pe (e .g .,

exempt from p rior disclosure Code I d iv. , r en t ,( A - H ) or in t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d

O) (2)Value Value

C o d e 2 M e th o d(J-P) C o d e 3

( Q - W )

Type (e.g.,buy, sell,

redemption)

Tr a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4)

D a t e Value Gainmm/dd/yy Code 2 Code I

(J-P) (A-H)

(s )Iden t i ty o f


t ransac t ion)

137. (CAPTION) J. P. MORGAN

138. J.P. Morgan Mid-Cap Value Fund

139. J.P. Morgan Intrep. Mid-Cap

140. J.P. Morgan Sm al l Cap Value Fun d

141. J.P. Morgan Interna tional Fund

142. (CAPTION) VANGUARD

143. Growth Index Fund

None

A Dividend

A Dividend

A Dividend

A Dividend

None

A Dividend

K

K

K

J

(Heading)

T

T

T

T

(Heading)

T

144. FIDELITY PORTFOLIO FND. MGRACCT. (NO CTRL/ASSET SELEC. 1)

145. FIDELITY PORTFOLIO FND. MGRACCT. (NO CTRL/ASSET SELEC . 2)

146. Manul i fe Financia l *X

C

A

A

Dividend O T

Dividend N T

Dividend K T

147. DFCU CD A Interest M T

148. WELLS FARGO IRA (heading)

149. Janus Contrar ian *X Interest J T

Head ing

150. Rowe T Pr ice *X A Interest J T

151. Selec t Am. Shares *X A Interest J T

152. Vanguard Equi ty Incom e *X

153 . Vangua rd P r ime Cap *X

A

A

Interest K T

Interest J T

I. Income Gain Codes:(See Colurrm s B I and D-I)

2. Value Codes(See Colurrms CI and D3)

3. Value Method Codes(See Column C2)

A =$1.000 or lessF =$50.001 - $100.000J =$15.000 or lessN =$250.001 - $500,0~0P3 =$25 .000.001 - $50.000.090Q = Appraisal

U =Book Value

B =$1,001 - $2.500G =$100.001 - $ 1.000.000

K :$15.001 -O =$500,001 - $1,000.000

R =Cosl (Real Eslale Only)V O l h e r

C =$2,501 - $5,000HI =$1,000.001 - $5.000,000

L -$50,001 - $100,000PI =$1.000.001 - $5,000,000P4 -More t han $50 .000 .000

S = A s : ~ s s m c n lW =Est imalcd

D’=$5.001 - $15,000

H 2 = M o r e t h a n $ 5 . 0 0 0. 0 0 0M $100,001 - $250.000

P2 =$5 ,000,001 - $25,000.000

T = C a s h M a r k c l

E =$15,001- $50,000




o f 15

N a m e o f P e r s o n R e p o r li n g


Dale of Report

05/06/201 I

V I I. I N V E S T M E N T S a n d T R U S T S- incom e, value, transactions (Includes those of spouse an d depende nt children; seepp. 34-60 of filing instructions.)


A. B.C. D.

Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) reporting period of reporting period

(I) (2) (I) (2) (I) (2) (3) (4) (5 )

Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., D a t e Va l u e G a i n Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mrn!dd/yy Code 2 i Code 1 buyer/seller(A-H) orint.) (J-P) Code 3 redemption) O-P) i (A-H) (if private

(Q-W) [ t r a n s a c t i o n )

154. Vanguard W ell ington *X A I n t e r e s t K

155. Va nguard W indsor *X A I n t e r e s t J

156.

157.

158.

159.

160.

I . Income Gain Codes: A = $ 1 , 0 0 0or less B =$1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000

(See Columns B I and D-I) F =$50.001 - $ I00.000 G =$100.001 - $1.000,000 HI =$1.000,001 - $5,0~0,000H2 =More 1ban $ 5,000,000

2. Value Codes J -$15,0OO or less K =$15,001 - $50.000 L -$50.001 - $100,000 M =$100,001 - $ 250,0~)

(See Columns CI and D3) N =$250.001 - $500.0~0 O =$500,001 - $1.0~0,00~ PI =$1,0~0,001- $5,000,000 P2 =$5,000,001 - $25.00~.000

P3 =$25.00~.0~1 - $ 50.00’0.000 P4 =More than $50,000,00~

3. Value Melhod Codes Q = Appraisal R :Co~l (Real Estate Only) S -Assessment T =Cash Market

(See Colum n C2) U =Book Value V O t h e r W =Eslimated

E =$15.001 - $50,000




of 15

Name of PersonReport ing

FRIEDMAN, BERNARDA.

Date of Report

05/06/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

All errors appea ring on the Audit Report are heading lines (not investm ents).




Name of Person Reporting


Date of Report

05/06/2011

IX. CERTIFICATION.

I ce r t ify tha t a l l in forma t ion g iven above ( inc lud ing in format ion p er ta in ing to my spo use and m inor o r depend ent ch i ld ren , if any) i s

accura te , true , and com ple te to the bes t o f my kn owiedg e and be l ie f , and tha t any in form at ion no t repor ted wa s wi thhe ld because i t met app l icabprov is ions permi t t ing non-d isc losure .

I fu r ther ce r t ify tha t ea rned incom e f rom ou ts ide employm ent and honorar ia and the accep tance of g i f t s which have been repor ted a re incom pl iance wi th the p rov is ions o f 5 U.S .C. app . § 501 e t . seq . , 5 U.S .C. § 7353 , and Jud ic ia l Conference reg u la t ions .

Signa tu re : S/BERNARD A. FRIEDMAN

NOTE: ANY INDIVIDUAL WH O KNOW INGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT M AY BE SUBJECTAND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Com m ittee on F inanc ia l Disc losureAdm inis tra t ive Off ice of the Un ited States Cou rtsSuite 2-301One Colum bus Circle , N.E.Wa shington, D.C. 20544

bernard a friedman financial disclosure report for 2010

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