beyond the town hall - engaging broad audiences of citizens

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B EYOND THE T OWN HALL : E NGAGING B ROAD A UDIENCES OF C ITIZENS Matt Leighninger Deliberative Democracy Consortium Chicago, IL March 8, 2015

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FEDERAL AGENCIES AND PUBLIC PARTICIPATION

Research conducted with Larkin Dudley, emerita, Virginia Tech, and Noel Gniady, PhD student, Virginia Tech

Supported by the Kettering

Foundation

Interviews with 17 officials,

4 federal agencies

THE CONTEXT FOR ENGAGEMENT: HOW HAVE CITIZENS* CHANGED?

More educated

More skeptical – different

attitudes toward authority

Have less time to spare

Better able to find resources,

allies, information (Internet)

* citizens = residents, people

THE CONTEXT: CIVIC TECHNOLOGY

Available free for download at BIT.LY/IWJGQN

MAP 2

THREE MINUTES AT THE MICROPHONE

Retrieved from Cincinnati.com, July 27, 2012

The status quo and default structure

No discussion outside the agenda

Oriented to getting comments in the record

Easy to disrupt

Even the physical layout makes people angry

THREE MINUTES AT THE MICROPHONE

THE “POTENTIALLY CONCERNED PUBLIC”

THE “POTENTIALLY CONCERNED PUBLIC”

THE “POTENTIALLY CONCERNED PUBLIC”

“Just being responsive to comments and criticism is Old School.”

- Stan Buch, Dept. of Housing and Urban Development

THE “BEST BRAINS AVAILABLE”

FACA: “A means by which the best brains and experience available in all fields of business, society, government and the professions can be made available to the Federal Government at little cost.”

- House Committee on Government Operations, 1970

THE FEDERAL ADVISORY COMMITTEE ACT

(FACA)

“The necessity of formally chartering a committee, announcing its meetings, receiving public input, and then holding a public meeting has led many agencies to avoid the formal advisory committee process whenever possible.”

- Report of the Administrative Conference of the United States

THE BEST BRAINS ONLINE

“Peer-to-Patent” program of OSTP

www.challenge.gov (GSA)

Online National Dialogue on Reforming Government Websites

“We the People” online petition site

WHO IS MY PUBLIC?

“I’m always being told, by people inside and outside my agency, that I need to interact with the public…But I’m not sure who my public really is.”

- Current DoT employee

TALK WITH YOUR NEIGHBOR

“Yes, that part is interesting because _______”

“Huh. I’m not buying _______”

“Hmm. I wish we

knew more

about _______”

THE NEED FOR “OUTSIDE PRESSURE”

“It is almost impossible for a federal agency to push real participatory work on its own…There just has to be demand for participation from below.”

- Hank Topper, EPA (retired)

TREATING CITIZENS LIKE ADULTS

Give them:

Information

Chance to tell

their story

Choices

Legitimacy

Chances to

take action

Good process

Food and fun!

THICK PARTICIPATION: Informed, deliberative, emotional, full of choices for groups to make

THIN PARTICIPATION: Fast, easy, full of choices for individuals to make

THICK ENGAGEMENT: SMALL-GROUP PROCESSES

No more than 12 people per group;

Facilitator who is impartial (doesn’t give

opinions);

Start with people

describing their

experiences;

Lay out options;

Help people plan

for action.

Give people the

information they need, in

ways they can use it

Lays out several options

or views (including ones

you don’t agree with!)

Trust them to make good

decisions

THICK ENGAGEMENT: FRAMING AN ISSUE

THICK ENGAGEMENT: ENCOURAGING CITIZEN ACTION

“The National Conversation went above and beyond any other engagement effort the agency had done before – or, to the best of my knowledge, has done since.”

- Julie Fishman, CDC

“Horizons” Rural communities in seven Northwestern states

Initiated by Northwest Area Foundation

284 towns, poverty rates between 10% and 78%

Issues: poverty

reduction and

economic

development

3,000+ participants

THICK PARTICIPATION: Informed, deliberative, emotional, full of choices for groups to make

THIN PARTICIPATION: Fast, easy, full of choices for individuals to make

THIN ENGAGEMENT: CITIZENS GATHERING DATA

THIN ENGAGEMENT: CITIZENS GENERATING, RANKING IDEAS

WE THE PEOPLE: A DIGITAL PUBLIC SQUARE?

THICK AND THIN REQUIRE PROACTIVE RECRUITMENT

Map community networks;

Involve leaders of those networks;

‘Who is least

likely to

participate?’

Use online as

well as f2f

connections;

Follow up!

THIN + THICK

ENGAGEMENT:

SUSTAINING

COMMUNITY

CONNECTIONS

THIN + THICK: OREGON CITIZEN’S INITIATIVE REVIEW

Text, Talk, and Act

part of the National Dialogue on Mental Health

TALK WITH YOUR NEIGHBOR

“Yes, I’d like to be more involved in _______”

“Yikes! None of

this looks

appealing.”

“Hmm. Is any

of this realistic?”

THE OPEN GOVERNMENT DIRECTIVE

THE OPEN GOVERNMENT DIRECTIVE

“Executive departments and agencies should offer Americans increased opportunities to participate in policymaking and to provide their Government with the benefits of their collective expertise and information. ”

- President Obama, Open Government Memo

“What we hear coming down from White House is more about data and transparency than about participation.”

- Fishman and Van Skiver, Centers for Disease Control

OPEN GOVERNMENT: PARTICIPATION OR JUST DATA?

OPEN GOVERNMENT: PARTICIPATION OR JUST SOCIAL MEDIA?

To belong

To have an impact

To have a legitimate voice

Those desires show up in thick and thin engagement…and sometimes thick and or thin helps people achieve them

WHAT DO PEOPLE WANT?

WHY SUSTAINED ENGAGEMENT?

Increases in:

Trust

Efficiency

Equity

Connectedness

…which increases:

Economic growth

Public health

Lower corruption

Lower inequality

Lower infant mortality

Higher trust in gov’t

Higher tax compliance

Higher completion rates for gov’t projects

Officials more likely to be reelected

LONG-TERM IMPACTS OF PARTICIPATION

Wampler and Touchton 2014, Peixoto 2014, Spada 2012

HOW COULD STATE AND FEDERAL GOVERNMENTS

SUPPORT BETTER PARTICIPATION?

“There’s not a consistent approach to participation within ATSDR…there is no formal mechanism we use regularly to involve people in our processes. Big initiatives are fine, but it is the regular ongoing processes that need to change.”

- Ben Gerhardstein, Agency for Toxic Substances and Disease Registry

MEANINGFUL AGENCY-WIDE PARTICIPATION PLANS

PARTICIPATION METRICS AND CIVIC INDICATORS

LEGAL FRAMEWORKS FOR PARTICIPATION

Stronger networks, online and off, for recruitment and dissemination of information

Better use of social media to raise interest, discussion before and between meetings

Clear avenues for public to present ideas for the agenda

At the meeting (or as a pre-meeting), a format featuring small-group discussions

Proposed guideline: Electeds cannot vote, act, or make decisions until information from meeting is made public

GUIDELINES FOR BETTER PARTICIPATION