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Biocatalysis & Multicomponent Reactions: The Ideal Synergy
Asymmetric Synthesis of Substituted Proline Derivatives
Anass Znabet
2012
This Research was supported by the Netherlands Organisation for Scientific Research (NWO)
under project number: 017.004.008
Printed by: Ridderprint BV, Ridderkerk, the Netherlands
Lay out: Simone Vinke, Ridderprint BV, Ridderkerk, the Netherlands
Cover Design: Nikki Vermeulen, Ridderprint BV, Ridderkerk, the Netherlands
ISBN: 978-90-5335-497-1
VRIJE UNIVERSITEIT
Biocatalysis & Multicomponent Reactions: The Ideal Synergy
Asymmetric Synthesis of Substituted Proline Derivatives
ACADEMISCH PROEFSCHRIFT
ter verkrijging van de graad Doctor aan
de Vrije Universiteit Amsterdam,
op gezag van de rector magnificus
prof.dr. L.M. Bouter,
in het openbaar te verdedigen
ten overstaan van de promotiecommissie
van de faculteit der Exacte Wetenschappen
op donderdag 26 januari 2012 om 13.45 uur
in de aula van de universiteit,
De Boelelaan 1105
door
Anass Znabet
geboren te Amsterdam
promotoren: prof.dr. ir. R.V.A. Orru
prof.dr. M.B. Groen
copromotor: dr. E. Ruijter
إ وادي
Table of Contents
Chapter 1 General Introduction: 9
Biocatalysis & Multicomponent Reactions
Chapter 2 Monoamine Oxidase N: 41
A Promising Biocatalyst for Asymmetric Synthesis
Chapter 3 Highly Stereoselective Synthesis of Substituted Prolyl Peptides 53
Using a Combination of Biocatalytic Desymmetrization and
Multicomponent Reactions
Chapter 4 Asymmetric Synthesis of Synthetic Alkaloids by a Tandem 77
Biocatalysis/Ugi/Pictet–Spengler-Type Cyclization Sequence
Chapter 5 A Highly Efficient Synthesis of Telaprevir® by Strategic use of 99
Biocatalysis and Multicomponent Reactions
Chapter 6 Stereoselective Synthesis of Substituted N-Aryl Proline Amides 125
by Biotransformation/Ugi-Smiles Sequence
Chapter 7 Reflections & Outlook 145
Summary 159
Samenvatting (Summary in Dutch) 165
Dankwoord 173
List of Publications/Patents 179
General Introduction: Biocatalysis & Multicomponent Reactions
Chapter 1
General Introduction
11
1.1 Introduction
The chemical and pharmaceutical industry provides us with a myriad of useful products
without which our standard of living would not be what it is now. However, the industry is
also one of the major contributors to environmental pollution, due to the use of hazardous
chemicals and in particular large amounts of flammable, volatile and often toxic organic
solvents and reagents. For the production of fine chemicals, the waste/product ratio ranges
between 5 and 50, while for pharmaceuticals this ratio may even be as high as 100.[1] The
problems posed by this, including the inefficient use of resources, energy and capital,
together with the risk to welfare and the environment are widely recognized throughout
society.
Although we have reaped many benefits from our fossil fuel-based economies, man faces an
urgent environmental crisis.
In recent decades, a growing consensus has risen about the negative influences of the
increase of various gases on the global climate, such as CO2 and CH4. For example, since
the start of the industrial revolution in the 18th century, the CO2-concentration in the air
has increased from roughly 100 ppm to more or less 400 ppm.[2-3] These gases, also called
greenhouse gases, share a common feature that they tend to absorb heat and keep earth’s
atmosphere at a comfortable average temperature of 15 °C. Without these greenhouse
gases, the earth would lose too much heat to space and would be too cold to be habitable.
But the increasing amount of these gases in the atmosphere will isolate the earth too much,
resulting in elevated temperatures and the melting of vast amounts of ice on both poles
and various high mountain ranges. Beside ecological destruction of these areas, the oceans
will also rise and flood low-lying areas around the globe. Since many large cities, such as
Amsterdam, New York City, harbors, such as Rotterdam, Singapore, and historical treasures,
such as Venice, are situated at sea level, these will be lost if the sea level rises substantial due
to melt water.
These issues were emphasized when Al Gore’s documentary film “An inconvenient truth” was
aired drawing the attention of politicians as well as that of the general public, which has put
global warming and environmental issues high on the political and socio-economic agenda.
In order to fight environmental decay, rising sea levels and increasing toxic waste piles
development of new technologies for the production of energy, chemicals and products
is vital.
Among others, synthetic chemists are challenged to find solutions that maintain our
standard of living but spare earth’s resources. The focus is set on developing novel, clean,
atom-and step-efficient procedures for sustainable production for valuable fine chemicals
and pharmaceuticals. The “ideal synthesis” should lead to the desired product from readily
available starting materials in one or two reaction steps, in good overall yield and using
environmentally benign reagents.[4] This minimizes energy consumption and waste
Chapter 1
12
production. A powerful strategy would be combining two methodologies which have
proven to be efficient and environmentally benign: (i) biocatalysis and (ii) multicomponent
reaction (MCR) methodology.
1.2 Biocatalysis
1.2.1 Enzymes as Catalysts
In chemistry, a catalyst is a substance that decreases the activation energy of a chemical
reaction without itself being changed at the end of the reaction. Catalysts participate in
reactions but are neither reactants nor products of the reaction they catalyze (a strange
‘exception’ is the process of autocatalysis). They work by providing an alternative pathway
for the reaction to occur, thus reducing the activation energy and increasing the reaction
rate (Figure 1).
Figure 1: Generic graph showing the effect of a catalyst in a hypothetical exothermic chemical reaction.
The catalyzed pathway, despite having a lower activation energy, produces the same final result.
In biocatalysis, natural catalysts, mostly enzymes, are used to perform chemical transformation
of organic compounds. Biocatalysis is one of the oldest chemical transformations known to
man; 6000 years ago it was already used for e.g. brewing beverages or cheese making. A
brief historical background is depicted in Table 1.
General Introduction
13
Table 1: Brief history of enzyme engineering and their application.
Year Milestones Discoverer
6000 B. C. Chymosin from the stomach of cattle employed for the
production of cheese
1783 Hydrolysis of meat by gastric juice (digestion) demonstrated Spallazani
1846 Invertase activity observed Dubonfout
1893 Definition of a catalyst including enzymes is postulated Ostwald
1894 Discovery of enzyme stereospecificity. “Lock-and-key”
model was proposed E. Fischer[5]
1897 Cell free extract form yeast was employed for the
conversion of glucose to ethanol Büchner[6]
1908 Application of pancreatic enzymes in the leather industry Röhm
1913-1915 Application of pancreatic enzymes to clean laundry.
Commercialized as “Burnus” Röhm
1926 Enzymes are proven to be proteins Sumner[7]
1953 The first amino acid sequence of a protein (Insulin)
established, proving the chemical identity of proteins Sanger[8]
1965 “Allosteric model” of enzyme was proposed Monod[9]
After 1980 Protein engineering developed for the improvement of
enzyme production and properties Many
Since the pioneering work of Büchner[6] (Table 1), it has been demonstrated that enzymes
do not require the environment of a living cell to perform catalysis. From those findings, the
use of enzymes has been increasing in importance and has been employed by the industry
in several applications in food technology, for example in bread, beer, wine, cheese, yoghurt.
Last but not least, also in the production of