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A R E P O R T T O T H E M A R I N E A Q U A C U L T U R E TA S K F O R C E
Biophysical Sustainability andApproAches to Marine Aquaculture
Development Policy in the United States
F E B R U A RY 2 0 0 7
Peter Tyedmers • Nathan Pelletier • Nathan Ayer School for Resource and Environmental Studies, Dalhousie University
Abstract
Over recent decades, aquaculture has been
the single fastest growing food production
sector in the world. As landings from tradi-
tional capture fisheries have effectively
plateaued, growth in aquaculture production
is seen by many as essential to address
increasing demand for seafood in both
developed and developing countries.
Although the United States is currently a
minor contributor to global aquaculture
production, the U.S. Department of
Commerce has adopted a policy to increase
the value of domestic production fivefold by
2025. Against this backdrop, this report was
commissioned by the U.S. Marine
Aquaculture Task Force, convened by the
Woods Hole Oceanographic Institution, to
review existing research regarding the bio-
physical performance of aquaculture produc-
tion systems—essentially their dependence
on flows of matter and energy along with
resulting environmental impacts—and
provide insight regarding how U.S. marine
aquaculture might develop in a more
sustainable manner in this regard.
While the concept of sustainability is
widely debated, this report adopts a “strong”
sustainability approach, which recognizes
that the scale of human activities is ultimate-
ly limited by its impacts on ecosystem
goods and services. Sustainable development
therefore requires that the rate of resource
extraction and waste emissions not exceed
the regenerative capacity of renewable
resources and the ability of ecosystems to
absorb waste and respond to change.
Achieving strong sustainability in the U.S.
aquaculture sector should thus be informed
by comparative analyses of the biophysical
performance of various production scenarios
and technologies.
To date, three broadly related analytical
techniques—energy analysis, ecological foot-
print analysis, and life cycle assessment—
have been used to quantitatively assess bio-
physical performance in aquaculture. This
report introduces each of these methodolo-
gies, describes how they have been applied to
evaluating various aquaculture technologies,
and discusses the implications of existing
research for sustainable aquaculture develop-
ment policy in the United States.
B I O P H Y S I C A L S U S T A I N A B I L I T Y O F A Q U A C U L T U R E1
B I O P H Y S I C A L S U S T A I N A B I L I T Y O F A Q U A C U L T U R E 2
B I O P H Y S I C A L S U S T A I N A B I L I T Y O F A Q U A C U L T U R E3
Glossary
Acidification—The process whereby emis-
sions to the atmosphere are converted into
acid substances, which can damage both ter-
restrial and aquatic ecosystems. Acidification
potential is a commonly used environmental
impact category in life cycle assessment.
Aquaculture—The farming of aquatic
organisms. This involves some level of inter-
vention in the rearing process to enhance
production and individual or corporate own-
ership of the stock being cultivated.
Biophysical—Pertaining to the flux of mat-
ter and energy that collectively underpins
ecosystem structure and function, and ulti-
mately all human activities.
Benthic Impacts—Impacts to the benthic
environment, or the surface of contact
between a body of water and its underlying
strata.
Eco-Efficiency—A measure of the total eco-
logical/environmental burden associated with
the provision of goods and services.
According to the World Business Council for
Sustainable Development, eco-efficiency is
improved through the delivery of “...compet-
itively priced goods and services that satisfy
human needs and bring quality of life while
progressively reducing environmental
impacts of goods and resource intensity
throughout the entire life-cycle to a level at
least in line with the Earth's estimated carry-
ing capacity.”
Ecosphere—The sum of atmosphere,
oceans, biosphere (plant and animal life),
and outermost portion of the earth's crust,
the collective relationships of which consti-
tute a self-regulating environment conducive
to life.
Ecosystem Services—The life support ser-
vices provided by natural ecosystems, includ-
ing the purification of air and water, decom-
position of wastes, regulation of climate,
regeneration of soil fertility, and the produc-
tion and maintenance of biodiversity.
Environmental “Hot Spots”—A term used
frequently in life cycle assessment to describe
product or process life cycle stages that con-
tribute disproportionately to overall environ-
mental impact.
Eutrophication—An increase in the rate of
supply of organic matter to an ecosystem.
Eutrophication potential is a commonly used
environmental impact category in life cycle
assessment.
Extensive Aquaculture—Forms of aquacul-
ture characterized by (i) a low degree of
control (e.g., of environment, nutrition,
predators, competitors, and disease agents);
(ii) low initial costs, low-level technology,
and low production efficiency; (iii) high
dependence on local climate and water
quality; and (iv) use of natural waterbodies
(e.g. lagoons, bays, embayments) and of
natural, often-unspecified food organisms.
Feed Conversion Ratio—Formally defined
as the ratio between the dry weight of feed
fed and the weight of harvestable product
gain. In some instances it is also used to
describe the ratio of dry weight of feed fed to
the weight of organisms harvested.
Global Warming Potential—A common
environmental impact category used in life
cycle assessments in which total greenhouse
gas emissions associated with the provision of
a product or service are typically expressed in
terms of CO2 equivalents.
Intensive Aquaculture—Culture systems
characterized by (i) production rates of up to
200 metric tons/ha/yr; (ii) a high degree of
control; (iii) high initial costs; (iv) tendency
towards increased independence of local cli-
mate and water quality; and (v) use of man-
made culture systems.
Mariculture or Marine Aquaculture—The
cultivation of organisms in which their final
rearing takes place in seawater; earlier stages
of the life cycle of these species may be spent
in fresh or brackish waters.
Net Primary Productivity—The net accu-
mulation of carbon in plants. Essentially the
total amount of carbon fixed by plants
through photosynthesis minus that lost
through respiration.
Semi-Intensive Aquaculture—Aquaculture
systems characterized by: (i) production of
0.5-5 metric tons/ha/yr, possibly augmented
through supplementary feeding with low-
grade feeds; (ii) stocking with wild-caught or
hatchery-reared fry; (iii) regular use of organ-
ic or inorganic fertilizers; (iv) rain or tidal
water supply and/or some water exchange;
(v) simple monitoring of water quality; and
(vi) normally occurring in traditional or
improved ponds, also some cage systems.
Trophic Level—The position that a species
occupies in a food web, typically expressed
relative to the energetic foundation of that
web. By convention the foundation of a food
web, for example plants or detritus, is
assigned a trophic level of 1. Consumers of
this material are defined as a trophic level 2
organism while primary carnivores are
defined as a trophic level 3, etc.
B I O P H Y S I C A L S U S T A I N A B I L I T Y O F A Q U A C U L T U R E 4
Introduction
Introduction
Aquaculture and sustainability: words that
are frequently combined but seldom critical-
ly explored when used in combination. This
report to the U.S. Marine Aquaculture Task
Force attempts such an analysis. Specifically,
this report provides a context within which
the biophysical sustainability of aquaculture,
essentially its dependence on matter and
energy and the implications of this depen-
dence, can be understood, and reviews
insights gained from available research
regarding the biophysical performance of
various aquaculture systems. Reflecting the
marine focus of the Task Force’s work, par-
ticular attention is given to marine-based
culture, or mariculture. However, due to the
relatively limited research undertaken to date
on exclusively marine culture systems, we
review and draw insight from a wide range
of production technologies.
Aquaculture, the farming of aquatic organ-
isms, is a highly diverse activity. More than
220 different species of finfish and shellfish,
along with many species of seaweed, are
farmed globally in freshwater, brackish, and
marine environments. Production systems
are equally varied, ranging from more tradi-
tional, low-intensity subsistence aquaculture
to highly intensive industrial production
facilities. The continuum between these
extremes encompasses a diverse range of
farming technologies. These include mono-
culture and polyculture systems, freshwater
pond and raceway farming, land-based tanks
for both marine and freshwater species, and
open-water culture systems such as cages and
pens for finfish, and poles, rafts, or longlines
for seaweed and mussel culture.
Not surprisingly, the biophysical impacts
of aquaculture range widely, but generally
vary with the intensity of the culture system
(Troell et al. 2004). While not exhaustive or
pervasive across all forms of culture, these
impacts can include localized nutrient
enrichment or depletion (Folke et al. 1992,
Merceron et al. 2002, Homer et al. 2001),
the effects of therapeutants and other
chemicals on receiving waters and associated
organisms (Hastein 1995, Black et al. 1997,
Collier and Pinn 1998, Davies et al. 1998,
Ernst et al. 2001, Haya et al. 2001), the
disturbance or outright replacement of local
ecosystems (Finlay et al. 1995, Pohle et al.
2001, Janowicz and Ross 2001, Alongi
2002), the introduction of exotic species
(Canonico et al. 2005, DeSilva et al. 2006),
gene flow from farmed to wild populations
(Einum and Fleming 1997, Youngson and
Verspoor 1998, Fleming et al. 2000), the
potential amplification and transmission of
disease/parasite loads (Kautsky et al. 2000,
Heusch and Mo 2001, Bjorn et al. 2001,
Bjorn and Finstad 2002, Morton et al. 2005,
Krkosek et al. 2005), high levels of energy
dependence and associated greenhouse gas
emissions (Tyedmers 2000, Troell et al.
2004), and dependence on the products of
capture fisheries (Naylor et al. 2000, Naylor
and Burke 2005).
Sustaining average growth rates exceeding
10 percent per annum in recent decades,
aquaculture has been one of the fastest grow-
ing food production sectors in the world
(FAO 2004) (Figure 1A). As a result, aqua-
culture currently contributes almost 50 per-
cent of seafood consumed globally. Moreover,
B I O P H Y S I C A L S U S T A I N A B I L I T Y O F A Q U A C U L T U R E5
Sustaining average growthrates of 10 percent per
annum, aquaculture hasbeen one of the fastest
growing food productionsectors in the world.
the United Nations Food and Agricultural
Organization (FAO) predicts a further 70
percent increase in aquaculture production
from current levels by the year 2030 (FAO
2004). As landings from capture fisheries,
the historic source of most of the world’s
seafood, have effectively plateaued (Botsford
et al. 1997, Pauly et al. 2002, Christensen et
al. 2003, Myers and Worm 2003, FAO
2004), the growth in aquaculture production
B I O P H Y S I C A L S U S T A I N A B I L I T Y O F A Q U A C U L T U R E 6
F I G U R E 1 A
F I G U R E 1 B
MARINE FISH
DIADROMOUS FISH
CRUSTACEANS
MOLLUSKS
PLANTS
FRESHWATER FISH
CRUSTACEANS
ALL FINFISH
MOLLUSKS
PLANTS
60
50
40
30
20
10
01970 1973 1976 1979 1982 1985 1988 1991 1994 1997 2000 2003
Pro
duc
tion
(mill
ion
me
tric
tons
)
30
25
20
15
10
5
01970 1973 1976 1979 1982 1985 1988 1991 1994 1997 2000 2003
Pro
duc
tion
(mill
ion
me
tric
tons
)
FIGURE 1 Global Total (A) and Marine-Based (B) Aquaculture Production by Major Species Groups1970 to 2003 (FAO 2005)
is seen by many as essential to address
increasing demand for seafood in both rich
and poor nations (FAO 2004). This is
despite the fact that fisheries and aquaculture
together contribute only about one percent
of total food and six percent of total protein
energy consumed globally. While the majori-
ty of contemporary aquaculture production
originates from extensive and semi-intensive
freshwater carp and tilapia culture in Asia
(and China in particular), intensive produc-
tion of shrimp and finfish species in marine
waters has increased significantly in recent
years in both developed and developing
countries (Figure 1B). This is particularly
true of marine-based shrimp culture.
Although this sector, along with all other
farmed crustaceans, still accounts for a rela-
tively small fraction of global production by
mass, it has expanded at average annual rates
of almost 25 percent per annum over the last
25 years (Figure 1B).
Accounting for only one percent of global
output, the United States is currently a rela-
tively minor player in aquaculture (FAO
2005). Moreover, while production else-
where has experienced double-digit average
rates of increase, the U.S. aquaculture sector
has grown at a modest five percent per
annum over recent decades (Figure 2A).
Nationwide, U.S. production is dominated
by a single species. Channel catfish, grown
intensively in freshwater pond systems,
accounts for over 50 percent of all U.S.
aquaculture production and well over 90
percent of total finfish production (FAO
2005). U.S. mariculture is dominated by the
extensive culture of oysters, clams, and mus-
sels. Interestingly, while production of these
mollusks has varied through time, the overall
scale of this segment of the industry has
barely changed over the last 30 years (Figure
2B). In contrast, both intensive culture of
shrimp and finfish in U.S. marine waters has
increased dramatically in recent decades,
averaging rates of increase of over 10 percent
per annum despite some recent declines in
the latter sector (Figure 2B).
Given the growing popularity of seafood
in the U.S., imports of both wild-caught and
cultured species have increased substantially
in recent years, resulting in a current annual
U.S. seafood trade deficit of $7.5 billion. In
response to this growing gap between domes-
tic production and consumption, the U.S.
Department of Commerce has adopted a
policy to increase the value of aquaculture
production within the U.S. fivefold by 2025
from its current level of about $1 billion per
year. Given the diversity of aquaculture sys-
tems and, in particular, the scale and form of
biophysical impacts associated with different
types of culture, deciding how this expansion
will occur demands careful consideration.
Regardless of whether the current U.S.
aquaculture policy objective is achieved,
however, demand for cultured seafood within
the U.S. and elsewhere will likely increase
substantially into the foreseeable future.
Consequently, in the interests of addressing
the sustainability of aquaculture, it is not suf-
ficient for critics to simply oppose its expan-
sion in U.S. waters. What is needed is a
comprehensive understanding of the bio-
physical implications of various forms of
aquaculture, regardless of where it is under-
taken, to provide a basis upon which
informed decisions can be made.
The balance of this report is composed of
five major sections. We begin by briefly
describing differing perspectives on how the
sustainability of human activities can be
understood and argue in support of adopting
what is generally referred to as a “strong” sus-
tainability approach. For aquaculture, this
implies that any analysis of the sustainability
of its activities must be founded on an
understanding of its biophysical perfor-
mance—essentially its dependence upon
flows of matter and energy through the pro-
duction system along with the
ecological/environmental impacts of those
flows. We then briefly review three leading
techniques (energy analysis, ecological foot-
print analysis, and life cycle assessment) that
have been used to evaluate various forms of
B I O P H Y S I C A L S U S T A I N A B I L I T Y O F A Q U A C U L T U R E7
What is needed is a comprehensive
understanding of the biophysical implications
of various forms of aquaculture.
aquaculture, summarize the results of avail-
able research that has employed these tech-
niques, and, where possible, make compar-
isons between culture systems and other
competing animal protein production sys-
tems. Before concluding, we discuss the
growing dependence of aquaculture on
aquatic resources and attempt to address the
seeming confusion regarding the relative effi-
ciency of aquaculture’s use of those resources.
F I G U R E 2 A
F I G U R E 2 B
CRUSTACEANS
MOLLUSKS
FRESHWATER AND
DIADROMOUS FISH
CRUSTACEANS
ALL FINFISH
MOLLUSKS
600
500
400
300
200
100
01970 1973 1976 1979 1982 1985 1988 1991 1994 1997 2000 2003
Pro
duc
tion
(tho
usa
nd m
etr
ic to
ns)
180
160
140
120
100
80
60
40
20
01970 1973 1976 1979 1982 1985 1988 1991 1994 1997 2000 2003
Pro
duc
tion
(tho
usa
nd m
etr
ic to
ns)
B I O P H Y S I C A L S U S T A I N A B I L I T Y O F A Q U A C U L T U R E 8
Figure 2 U.S. Total (A) and Marine-Based (B) Aquaculture Production by Major Species Groups 1970 to 2003 (FAO 2005)
Biophysical Sustainability
The human economy can be defined as
the set of activities and relationships whose
cumulative purpose is to satisfy human
material needs and wants. This includes both
our biological and industrial metabolisms,
through which resources are extracted, goods
are produced and consumed, and wastes are
returned to the environment (Rees 1999). In
this light, it is apparent that the ecosphere
provides the supporting context for all eco-
nomic activity.
Since the publication of Our CommonFuture (Bruntland 1987) the idea of “sustain-
able development” has been both widely
invoked and debated. A definition of sustain-
ability articulated by the International Union
for the Conservation of Nature (1991) states
that “sustainable development improves
people’s quality of life within the context of
earth’s carrying capacity.” A complementary
definition of sustainable development
included in the 1992 Rio Declaration onEnvironment and Development—whose signa-
tories included the United States—is “devel-
opment that meets the needs of the present
generation without compromising the ability
of future generations to meet their own
needs” (Reid 1995). Both of these definitions
imply that biophysical carrying capacity rep-
resents the limiting factor for the scale of sus-
tainable human activities.
If sustainability depends, in part, on the
maintenance of the goods and services pro-
vided by nature, then it is important to
determine what share of those goods and ser-
vices must be maintained, the extent to
which human activities reduce their availabil-
ity, and the extent to which they can be
replaced by manufactured equivalents (Ekins
et al. 2003). At present there are two distinct
philosophical approaches to addressing these
issues, commonly referred to as “weak” and
“strong” sustainability (Jansson et al. 1994).
Weak and Strong SustainabilityWeak sustainability rests on the assump-
tion that all forms of natural capital, essen-
tially the foundation of the ecosystems goods
and services upon which we depend (see Box
1), can be substituted with manufactured
equivalents (Victor 1991, Daly 1991, 1994,
Pearce et al. 1994, Victor et al. 1995, Pearce
1998). From this perspective, it is possible to
conceive of a "sustainable" human enterprise
in which all natural capital assets are system-
atically liquidated as long as part of the
resulting stream of benefits is re-invested in
other forms of capital so as to maintain the
economic productivity of the remaining
aggregate stock. As a result, weak sustainabil-
Natural Capital Natural, manufactured, and human capital are thethree forms of productive capital recognized byecological economists. They are roughly analogousto the three factors of production - land, capital,and labor respectively - as traditionally defined with-in neo-classical economics. Natural capital, howev-er, encompasses a far greater range of ecosystem-sourced goods and services than is traditionallyassociated with "land". It includes all the biotic andabiotic goods, such as timber, minerals, and fish,and services—including soil formation, climate regu-lation, and water purification—that either directly orindirectly contribute to the maintenance of humansand our economies.
B I O P H Y S I C A L S U S T A I N A B I L I T Y O F A Q U A C U L T U R E9
…the industrial energyinputs to modern food
production systems oftenexceed the caloric returnsin food energy by orders
of magnitude.
ity implies that there are virtually no limits
to the growth potential of the human econo-
my, regardless of increasing scarcity of natur-
al capital.
In contrast, strong sustainability posits
that manufactured capital is generally only
partially substitutable for natural capital,
necessitating the maintenance of “critical”
natural capital stocks in perpetuity (Daly
1991, Costanza and Daly 1992, Rees 1998,
Ekins et al. 2003). In other words, many, if
not most, ecosystem goods and services sim-
ply cannot be replaced with technological
equivalents. Moreover, their inherently finite
nature clearly implies that there are limits to
the scale of impact that human activities can
have if life support functions are to be main-
tained. Sustainable development therefore
requires that the rate of resource extraction
and waste emissions not exceed the regenera-
tive capacity of renewable resources and the
ability of ecosystems to absorb waste and
respond to change (Proops and Faber 1985).
When it comes to informing strong sus-
tainability decision-making, concern arises
regarding the appropriateness of relying on
conventional monetary-based techniques.
This is largely because market prices do not
generally reflect the importance of ecosystem
goods and services to human well-being.
While assigning prices to conventional nat-
ural resources such as lumber, fish, etc., is
relatively straightforward, it is much more
difficult, and often simply impossible, to
adequately price the myriad ecosystem goods
and services upon which human activities are
fundamentally dependant. In recognition of
these limitations, ecological economists have
developed a variety of biophysical accounting
tools. These are used to both better under-
stand the relationship between human activi-
ties and large-scale biophysical limits to
growth, and—at finer scales—to provide
insight into the material, energy, and ecologi-
cal efficiency of our choices.
Strong Sustainability and the Eco-Efficiency of Food Production
The intersection of increasing population,
persistent high levels of malnourishment for
many yet rising consumption levels for some,
and limited resources underscores the impor-
tance of improving the ecological efficiency,
or eco-efficiency of human activities if sus-
tainable development is to be achieved (Box
2). This is particularly pressing within the
context of food production, where rapid
industrialization has precipitated numerous
unintended consequences. Not only do the
industrial energy inputs to modern food pro-
duction systems often exceed the caloric
returns in food energy by orders of magni-
tude (Pimentel 2004, Troell et al. 2004,
Tyedmers et al. 2005), the widespread intro-
duction of intensive production technologies
has led to the fragmentation and outright
conversion of habitats (Kerr and Desguise
2004, Hartemink 2005), species extirpation
or extinction (Kruess and Tscharntke 1994,
Kerr and Desguise 2004), widespread losses
of topsoil (Heffernan and Green 1986, Lal
2000), depletion and contamination of fresh
surface and groundwater (Zebarth et al.
1998, Liess et al. 1999), nutrient enrichment
B o x 2
Improving Eco-Efficiency
Eco-efficiency can be improved by producing goods and services while using less materials andproducing less waste and pollution. Living and non-living resources are used more efficiently byreducing the material and energy intensity of production processes and maximizing the use ofrenewable resources. Natural resources and thefunctioning of ecosystems are also protected byreducing the release of pollutants to the environment.
B I O P H Y S I C A L S U S T A I N A B I L I T Y O F A Q U A C U L T U R E 10
of soils and receiving waters (Zebarth et al.
1998), the proliferation of pests (Mack et al.
2000), and the general degradation of the
productive capacity of both terrestrial and
aquatic environments (El-Hage Sciallaba and
Hattam 2000). This is further compounded
by international trade in foodstuffs, where
transport of goods between geographically
disparate locales creates additional environ-
mental burdens and allows economically
advantaged regions to run ecological deficits
at the expense of less developed regions
(Hansson and Wackernagel 1999).
The common root of these seemingly
disparate problems is a fundamental lack of
regard for biophysical constraints, and the
attendant necessity of restructuring human
activities to maximize efficiency while simul-
taneously respecting the limited capacity of
natural systems to supply material and ener-
gy resources and absorb wastes. Achieving
strong sustainability will therefore require
analyses of food production systems in order
to establish the biophysical performance of
alternative production scenarios, and to facil-
itate decision making informed by eco-effi-
ciency considerations. This is particularly
important in the aquaculture industry, where
rising demand for seafood products and con-
current declines in capture fisheries have
resulted in rapid proliferation of industrial
aquaculture production globally (FAO
2004).
B I O P H Y S I C A L S U S T A I N A B I L I T Y O F A Q U A C U L T U R E11
B I O P H Y S I C A L S U S T A I N A B I L I T Y O F A Q U A C U L T U R E 12
Techniques for Assessing Eco-Efficiency
To date, three broadly related analytical
techniques—energy analysis, ecological foot-
print analysis, and life cycle assessment—
have been used to quantitatively assess aqua-
culture systems and numerous other human
activities. While differing in methodology
and focus, all three speak to various aspects
of the biophysical performance of various
culture systems and—ultimately—their eco-
efficiency. As such, the information derived
from research using these tools is comple-
mentary, and the results of these analyses
should be interpreted in concert to inform
the broadest possible understanding of the
biophysical sustainability of alternative
aquaculture production systems. Aquaculture
policy makers and managers can therefore
apply these results to strategies for sustain-
able aquaculture development that maximize
efficiency of resource use while minimizing
environmental impacts.
Energy AnalysisEnergy flows have been used to evaluate
human activities for over 100 years
(Martinez-Alier 1987). It was not until the
oil price shocks of the 1970s, however, that
energy analysis rose to prominence as indus-
trialized countries struggled to understand
the scale of their dependence on fossil fuels.
In its more traditional form, energy analysis
entails quantifying the primary direct and
indirect industrial energy inputs (essentially
all fossil fuel and electrical energy inputs)
required to provide a product or service
(Peet 1992, Brown and Herendeen 1996).
In essence, then, energy analysis provides a
measure of the energy cost of production.
The primary rationale underlying its use is
"to quantify the connection between human
activities and the demand for this important
(energy) resource" (Brown and Herendeen
1996). However, as industrial energy use—
and in particular fossil energy use—is directly
related to a number of major environmental
concerns including global climate change,
acid precipitation, eutrophication, and biodi-
versity loss, it also has value as an indicator
of biophysical sustainability (Kåberger 1991,
Brown and Herendeen 1996). To date,
energy analysis has been used to analyze
thousands of goods and services, including
hundreds of fisheries and numerous
aquaculture systems.
As the sun is the ultimate source of most
forms of energy upon which human activities
depend, various techniques have been devel-
oped to specifically account for our depen-
dence on this fundamental resource. Emergy
analysis, arguably the most complete tool for
undertaking this sort of assessment, essential-
ly accounts for the solar energy flux under-
pinning all forms of conventional energy and
material inputs, along with the associated
human and environmental services required
to provide a good or service (Odum 1988,
Odum and Arding 1991, Brown and
Herendeen 1996). However, as emergy
analysis has not been used extensively to
assess aquaculture systems, it is not consid-
ered further in this report. Partial solar ener-
gy inputs to some culture systems, in the
form of net primary productivity appropriat-
ed, have been quantified using another
B I O P H Y S I C A L S U S T A I N A B I L I T Y O F A Q U A C U L T U R E13
accounting technique, ecological footprint
analysis.
Ecological Footprint Analysis The ecological concept of carrying capaci-
ty, or the maximum population that can be
sustained indefinitely by a given quantity of
habitat without impairing its long-term pro-
ductivity, has been used for decades to help
contextualize the problem of human over-
consumption of natural resources. It also
forms the basis of a biophysical evaluation
technique known as ecological footprint
analysis (Rees and Wackernagel 1994, Rees
1996, Wackernagel and Rees 1996). Within
ecological footprint analysis, various material
and energy flows required to sustain a
defined human population or activity are
re-expressed in terms of a commensurate
variable – ecosystem support area. As such,
it provides a measure of relative ecological
efficiency.
The rationale underlying ecological foot-
print analysis is that human activities are
inexorably underpinned by the limited quan-
tity of ecologically productive land and water
that sustains both our biological and indus-
trial metabolisms. To date, it has been used
most frequently to assess the collective and
per capita impacts of societies under specific
technological and cultural conditions on a
variety of scales. It has, however, also proven
useful in assessing the relative eco-efficiency
of alternative technology systems, including
some of those used in fisheries and aquacul-
ture operations (Larsson et al. 1994, Berg et
al. 1996, Folke et al. 1998, Tyedmers 2000).
Life Cycle AssessmentLife cycle assessment (LCA) is an analyti-
cal framework for evaluating the potential
environmental impacts of human activities
from a systems perspective. This means that
it can be used to quantify the wide range of
environmental impacts associated with each
stage in the provision and use of a product
or service, from resource extraction and pro-
cessing through to ultimate disposal or recy-
cling (Consoli et al. 1993), and to pinpoint
opportunities for improving environmental
performance.
Modeled initially on energy analysis, for-
mal development of the LCA methodology
began in the late 1980s. It has since been
refined and improved by the International
Organization for Standardization (ISO), the
U.S. Environmental Protection Agency, and
the Society for Environmental Toxicology
and Chemistry (SETAC), as well as other
national and international organizations.
Now widely accepted by the scientific com-
munity, industry, and policy makers, LCA
methodology is formally standardized under
ISO 14040-14043 (ISO 1997).
While originally developed to evaluate the
life-cycle impacts associated with manufac-
tured products, LCA is increasingly being
applied to food production systems
(Mattsson and Sonesson 2003). Within this
context, it has been used both to compare
the environmental performance of competing
products, processes, or scales of activity and
to identify activities or subsystems that con-
tribute disproportionately to the environ-
mental impacts of specific food production
technologies (Andersson et al. 1998,
Andersson and Ohlsson 1999, Haas et al.
2001, Hospido et al. 2003). A considerable
body of published research has reported the
life-cycle impacts of various agricultural sys-
tems. More recently, LCA has also been used
to evaluate seafood production, including
several forms of aquaculture (Christensen
and Ritter 2000, Seppälä et al. 2001, Ziegler
et al. 2003, Eyjólfsdóttir et al. 2003, Thrane
2004, Hospido and Tyedmers 2005, Trane
2006, Ellingsen and Aanondsen 2006).
The increasing number of life cycle assess-
ments of industrial aquaculture indicates a
growing interest in its use to better under-
stand the environmental performance of
alternative aquaculture production systems.
This may be due to the high degree of reso-
lution that LCA provides with respect to the
B I O P H Y S I C A L S U S T A I N A B I L I T Y O F A Q U A C U L T U R E 14
relative magnitude of environmental impacts
attributable to specific aspects of different
production scenarios. In contrast to other
techniques such as ecological footprinting,
which allows an estimation of the ecosystem
support required to sustain various forms of
aquaculture production, the LCA framework
is used to evaluate the environmental “costs”
of individual energetic and material inputs
and outputs associated with each stage of a
production system (Figure 3). These costs are
expressed in terms of their relative potential
contributions to a range of global-scale envi-
ronmental problems (e.g. global warming,
eutrophication, biotic and abiotic resource
use, ozone depletion, eco-toxicity, and acidi-
fication) (Table 1). Such analyses facilitate
the identification of environmental “hot
spots” in production systems, providing a
clear basis upon which environmental perfor-
mance improvements can be made.
F i g u r e 3
Simplified life cycle diagram of a salmonnet-cage system
Production of fertilizer,machinery, pesticides
Farming and livestock rearing
Production of agriculturaland livestock inputs
Production of fishing
Reductionfisheries
Production of fishmealand fish oil
Salmonfeed
Salmonsmolts
Grow-out of salmonin net-cage
Processing
Retail and consumption
Transport atall stages
Production and supplyof energy (e.g. diesel,
electricity) at all stages
Wastemanagement
Materialinputs to hatchery
Hachery productionof smolts
B I O P H Y S I C A L S U S T A I N A B I L I T Y O F A Q U A C U L T U R E15
T a b l e 1
Impact categoriescommonly employedin LCA research
IMPACT CATEGORY DESCRIPTION OF IMPACTS
GLOBAL WARMING CONTRIBUTES TO ATMOSPHERIC ABSORPTION OF INFRARED
RADIATION
ACIDIFICATION CONTRIBUTES TO ACID DEPOSITION
EUTROPHICATION PROVISION OF NUTRIENTS CONTRIBUTES TO BIOLOGICAL
OXYGEN DEMAND
PHOTOCHEMICAL OXIDANT FORMATION CONTRIBUTES TO PHOTOCHEMICAL SMOG
AQUATIC/TERRESTRIAL ECO-TOXICITY CREATES CONDITIONS TOXIC TO AQUATIC OR TERRESTRIAL
FLORA AND FAUNA
HUMAN TOXICITY CREATES CONDITIONS TOXIC TO HUMANS
ENERGY USE DEPLETES NONRENEWABLE ENERGY RESOURCES
ABIOTIC RESOURCE USE DEPLETES NONRENEWABLE RESOURCES
BIOTIC RESOURCE USE DEPLETES POTENTIAL PRIMARY PRODUCTION
OZONE DEPLETION CONTRIBUTES TO DEPLETION OF STRATOSPHERIC OZONE
B I O P H Y S I C A L S U S T A I N A B I L I T Y O F A Q U A C U L T U R E 16
Biophysical Performance of Aquaculture
Energy performance of aquaculture
Similar to other food production systems,
aquaculture involves the redirection, concen-
tration, and dissipation of various forms of
energy from the environment to facilitate the
growth of specific organisms (Troell et al.
2004). Given the diversity of farming sys-
tems, it is not surprising that different kinds
of aquaculture consume varied forms and
amounts of energy. In some cases, such as
the extensive culture of photosynthetic sea-
weeds or filter-feeding bivalves, all metabolic
energy is either self-produced or derived
from the immediate environment. Currently,
however, over one third of global aquaculture
output depends on productivity enhance-
ment achieved through the use of feeds
derived from off-farm sources (Tacon 2005).
In the United States, where commercial sea-
weed culture is limited and non-fed shellfish
culture accounts for only 20 percent of pro-
duction, this proportion is much higher
(FAO 2005). In addition to the metabolic
energy content of the feeds themselves are
the direct and indirect industrial energy
inputs associated with the materials, labor,
capital, and technology required to provide
both feed and an appropriate culture envi-
ronment (Figure 4).
Direct Energy Inputs The direct industrial energy dependence of
any particular culture system will vary with
the means of production, the intensity of the
operation, the degree of mechanization, and
the quality and quantity of feed used (Troell
et al. 2004). For intensive systems, this
includes the energetic costs of harvesting,
processing, and transporting feed compo-
nents from often-remote ecosystems. Further
direct energy inputs are typically required for
the hatchery production or wild harvest of
juveniles.
Indirect Energy InputsThe energy required to sustain human
labor inputs and to build and maintain fixed
capital assets, such as farm infrastructure,
processing facilities, harvesting machinery,
and transportation equipment, constitutes
the major indirect energy inputs to aquacul-
ture production systems. Depending on the
nature of the culture system, these inputs will
vary from negligible to considerable.
Extensive Aquaculture Production SystemsExtensive aquaculture typically requires rel-
atively small direct and indirect energy inputs
and consequently supplies a relatively low
yield of edible protein per unit area of pro-
duction when compared to more intensive
systems. Generally, this can be attributed
both to farming practices and to the feeding
requirements of the cultured organisms.
Many species farmed in extensive systems
subsist on locally available primary produc-
tivity (e.g., mussels, seaweed) or supplemen-
tal inputs of low-grade agricultural by-prod-
ucts (e.g., carp and tilapia), and require little,
if any, manufactured feed. Although produc-
tion may be enhanced through the applica-
tion of organic and inorganic fertilizers, these
are typically of relatively low energetic cost.
Depending on the expense and availability of
labor, extensive systems in industrialized
B I O P H Y S I C A L S U S T A I N A B I L I T Y O F A Q U A C U L T U R E17
countries often have higher energy consump-
tion than comparable systems in less devel-
oped regions as fossil fuel or electricity inputs
are substituted for human power. The ener-
getic costs of material inputs, processing, and
transport will similarly vary depending on
the location and specific conditions of the
production facility (Troell et al. 2004).
Intensive Aquaculture Production SystemsIntensive aquaculture production systems
are characterized by a high throughput of
material and energy resources, and generate a
significantly higher edible protein yield per
unit area than do extensive systems. The
considerable energy requirements of inten-
sive aquaculture production result from a
combination of factors. These include the
level of mechanization and environmental
intervention required, the intensity of the
production system, the feeding requirements
of the species being grown, and the degree of
dependence on manufactured feeds.
The level of mechanization and environ-
mental intervention required for intensive
land-based systems results in substantially
higher energy consumption when compared
to open water systems. This is largely due to
water quality requirements. To maintain the
chemical and biological parameters necessary
for the health of the cultured organism,
water must be continuously pumped through
the system from an adjacent water body, or
recirculated. The latter option, which
requires aeration and waste removal, is par-
ticularly energy intensive. In open water sys-
tems, these services are provided by the nat-
ural environment—the sustainability of
B I O P H Y S I C A L S U S T A I N A B I L I T Y O F A Q U A C U L T U R E 18
F i g u r e 4
Simplified energy and matterflow model for various typesof seafood production, fromsolar fixation by plants innature to point of consump-tion by humans. In natural sys-tems, as well as extensivefarming systems, solar energyand the availability of nutri-ents constitute the typical lim-iting factors for production.Due to energy losses betweentrophic levels, the harvest perarea decreases with increas-ing trophic level. Extensiveseaweed and mussel farmingmay require additional mater-ial infrastructure inputs (buoys,ropes, etc.). The extensiveproduction of fish or shrimpusually requires the construc-tion and maintenance ofponds, and inputs of juvenilesand in some cases fertilizerand/or agricultural by-prod-ucts to maintain production.In contrast, intensive culturesystems require larger inputsof industrial energy, mainly toprovide formulated feeds andjuveniles, and maintainappropriate water qualityand stock health. (from Troellet al. 2004)
DECREASED
DIRECT
ECOSYSTEM
DEPENDENCE
INCREASED FOSSIL ENERGY INPUTS
Solarenergy
N, P
Capture fisheries
AUX.ENERGY MATERIALS LABOR CAPITAL
TECHNOLOGY
Seaweed farmingIndustrial fisheries
Mussel farming
Feed millAgriculture
Hatchery
Agriculture
Extensivefish/shrimp
pond fishingIntensive salmon/shrimp
pond/cage fishing
Systems dominated by ecological processes & cycling Increasing dependence on economic systems inputs
…approximately 90 percent of the totalindustrial energy inputs
to farmed salmon production are
associated with the provision of feed.
B I O P H Y S I C A L S U S T A I N A B I L I T Y O F A Q U A C U L T U R E19
F I G U R E 5 A
F I G U R E 5 B
Chicken Rearing22%
Direct Fuel Inputsto Fishing22%
Feed Transport1%
Indirect Inputsto Fishing5%
Fish Reduction11%
Crop InputsProduction2%
Crop Input Processing1%
Fodder Corn Production
20%
By-Product Rendering3%
Component Transport7%
Feed Milling6%
FIGURE 5 Breakdown of industrial energy inputs to (A) intensive Atlantic salmon culture and (B) the production of a generic salmon feed in British Columbia, Canada as of the later 1990s (from Tyedmers 2000).
which relates to the productive and assimila-
tory capacity of the host ecosystem.
The feeding requirements of intensively
cultured organisms often play a major role in
the total energy demands of the production
system. For example, approximately 90 per-
cent of the total industrial energy inputs to
farmed salmon production are associated
with the provision of feed (Folke 1988,
Tyedmers 2000, Troell et al. 2004) (Figure 5,
Table 2). For those species, such as salmon,
that feed in the wild at mid-to-higher troph-
ic levels, formulated feeds often include rela-
tively high levels of animal-derived feedstuffs
such as fishmeal, fish oil and—less frequent-
ly—livestock processing wastes (Tacon
2005). It is important to note, however, that
the animal-derived fraction of a formulated
diet is not inherently fixed. As long as the
basic nutritional requirements of the cultured
species are met, relatively high levels of sub-
stitution of plant- and animal-derived inputs
are possible (Watanabe 2002). In recognition
of the limited nature of fishmeal and oil
resources relative to projected demand, the
salmon aquaculture industry (a major con-
sumer of global fishmeal and oil supplies) is
investing considerable effort to reduce the
proportion of these ingredients in feed for-
mulations and to identify appropriate plant-
derived substitutes (Watanabe 2002, Tacon
2004). Conversely, animal-derived inputs are
B I O P H Y S I C A L S U S T A I N A B I L I T Y O F A Q U A C U L T U R E 20
T a b l e 2
Direct and indirect energyinputs to arange ofmarine andfreshwateraquaculturesystems (modi-fied from Troellet al. 2004a)
SYSTEMCHARACTERISTICS MARINE FRESHWATER
SHRIMP SALMON MUSSEL CARP CARP
(RECIRCULATING (SEMI-INTENSIVE
POLYCULTURE) POLYCULTURE) CATFISH TILAPIA
Site area (hectares) 10 0.5 2 1 1 1 .005Production/yr (tons) 40 200 100 4 4.3 3.4 0.058Production/yr/ha (tons) 4 400 50 4 4.3 3.4 12
ENERGY INPUTSb (kJ/kg) EI % EI % EI % EI % EI % EI % EI %FIXED CAPITALStructures/equipment 2,500 2 5,940 6 2,700 58 3,556 7 2,114 8 11,691 10 0 0
OPERATING INPUTS–Fertilizer, chemicals 22,750 15 0 0 0 0 9,316 18 633 2 369 0 1,000 3–Seed 18,750 12 2,970 3 0 0 15 0 0 0 11,076 10 0 0–Feed 58,250 37 78,210 79 0 0 15,451 31 287 1 86,389 75 23,280 97–Electricity, fuel 54,250 35 11,880 12 1,900 42 21,928 44 26,176 97 5,415 5 0 0
TOTAL 156,750 99,000 4,600 50,265 27,096 114,940 24,000
ENERGY INTENSITYc
Edible product (MJ/kg) 275 142 12 84 45 192 40Edible protein (MJ/kg) 784 688 116 272 135 575 199
LABOR INPUTSPerson-days/ton n.a. 10 5 6.5 66.7 3.5 172.4Notes:
a) Original data sources Larsson et al. (1994) (shrimp), Stewart (1994) (salmon, mussel and tilapia), Bardach (1980) (recirc. carp), Singh and Pannu (1998) (semi-intensive carp), Waldrop and Dillard (1985) (catfish)
b) Energy inputs expressed in kilojoules per kilogram (wet weight)
c) Energy intensities expressed in megajoules per kilogram
increasingly being used to enhance the pro-
duction of certain herbivorous and detrivo-
rous fish, including carp and tilapia (Tacon
2004, 2005).
Given the central importance of the ener-
gy inputs associated with feed provision, any
steps to reduce the energy costs of feed can
significantly alleviate the environmental bur-
dens of intensive aquaculture as a whole. To
this end, plant-derived inputs are in general
less energy intensive than many animal-
derived alternatives (Tyedmers 2000), while
transport-related energy costs can generally
be reduced by using locally sourced inputs
(Troell et al. 2004). However, when making
specific substitutions, care must be taken
because there can often be hidden energy
costs that may result in counterintuitive out-
comes. For example, where feed inputs are
supplied by local fisheries, energy costs of
transportation will be small. However,
depending on the nature of the fishery, total
energy inputs may be much higher than
those associated with large-scale reduction
fisheries conducted half way around the
world (Tyedmers 2004), thereby negating
any benefits from reduced transport dis-
tances. Similarly, as some production tech-
nologies for feed ingredients derived from
agriculture are highly energy intensive (for
example fertilizer production and some spe-
cialized processing of certain crops), substitu-
tion of animal by-products with these ingre-
dients may not necessarily reduce energy
consumption. Improving energy efficiency in
feed production for intensive aquaculture
therefore requires a comprehensive under-
standing of the relative energy intensity of
producing alternative feed ingredients.
In discussing the relative merits of aqua-
culture, proponents often cite the feed-to-
flesh conversion efficiency of aquaculture
species relative to those obtained in terrestrial
livestock production systems as evidence of
their superior environmental performance
(Hardy 2001). Although comparing the con-
version efficiency of different animals in cul-
ture based on the mass of feed consumed rel-
ative to the mass of animal produced can be
misleading (feeds often have very different
nutritional value) there is no doubt that fish
are generally very efficient converters of the
food energy they ingest. This is due in part
to the fact that cold-blooded aquatic organ-
isms require much less energy to fuel meta-
bolic processes and consequently are able to
utilize a much higher proportion of ingested
food energy for biomass gain. In contrast,
warm-blooded animals metabolize as much
as 90 percent of food energy to maintain
body temperature alone. However, unless
such comparisons include the full range of
energetic costs associated with feed provision,
this argument is somewhat misleading. For
example, the ratio of industrial energy
requirements to edible protein energy output
of intensive net cage culture of salmon is
greater than that associated with production
of milk, eggs, and even broiler chicken, and
is similar to that of feedlot beef production
(Table 3). This is largely due to the substan-
tial energy inputs associated with the nutri-
tionally dense, concentrated feeds used. By
comparison, more traditional low-input cul-
ture of carp and tilapia in extensive systems
requires five to 15 times less industrial ener-
gy per unit of edible protein energy pro-
duced, while semi-intensive tilapia culture
requires less than half as much energy
(Table 3).
Sustainable development requires attention
to a combination of social, economic, eco-
logical, and technological parameters.
However, understanding the comparative
energy dependencies of aquaculture produc-
tion systems and the associated costs to both
the natural environment and society is of
particular importance to ensure the sustain-
able development of the aquaculture indus-
try as a whole. Given growing concerns in
the United States over the impacts of climate
change and dependence on foreign sources of
oil, the relative energy efficiency of aquacul-
ture systems should be considered an impor-
B I O P H Y S I C A L S U S T A I N A B I L I T Y O F A Q U A C U L T U R E21
Given growing concernsin the United States over the impacts of
climate change anddependence on foreignsources of oil, the relative
energy efficiency ofaquaculture systems
should be considered an important indicator of
sustainability.
tant indicator of sustainability, and should
figure prominently in any national policies
relating to how the aquaculture industry
develops. This could include financial or
other measures to encourage the develop-
ment of those forms of culture that existing
data and experience tell us are inherently less
energy intensive. In the marine context this
includes all unfed plant and bivalve culture
systems. Where more intensive culture sys-
tems will be pursued, incentives might be
provided to undertake analyses to identify
and adopt opportunities to improve their
energy performance.
Ecological Footprint of Aquaculture
Several studies have used ecological foot-
print analysis to evaluate the productive
ecosystem capacity required to sustain differ-
ent forms of aquaculture production (Folke
et al. 1998). To date, researchers have vari-
ously examined tilapia, shrimp, and salmon
culture systems.
Folke (1988) evaluated the amount of pri-
mary production appropriated by the culture
of Atlantic salmon in the Baltic Sea, and
found that the production of the fish compo-
nent of salmon feed required a supporting
marine production area 40,000 to 50,000
times larger than the surface area of the cul-
B I O P H Y S I C A L S U S T A I N A B I L I T Y O F A Q U A C U L T U R E 22
T a b l e 3
Ranking offoods (aqua-culture prod-ucts in bold) by ratio of edible proteinenergy outputto industrialenergy inputs
Protein Energy Output/Industrial Energy Input
Food Type (technology, environment, locale) (%)
Carp (extensive freshwater pond culture, various) 100 – 11a
Herring (purse seining, North Atlantic) 50-33b
Seaweed (marine culture, West Indies) 50-25a
Chicken (intensive, U.S.A.) 25c
Salmon (purse seine, gillnet, troll, NE Pacific) 15 - 7b
Tilapia (extensive freshwater pond culture, Indonesia) 13a
Rainbow Trout (intensive net pen culture, Finland, Ireland) 13 - 4.2a
Cod (trawl and longline, North Atlantic) 10 - 8b
Mussel (marine longline culture, Scandinavia) 10 - 5a
Turkey (intensive, U.S.A.) 10c
Carp (unspecified culture system, Israel) 8.4a
Wild-caught seafood (all gears, marine waters, global average) 8.0d
Milk (U.S.A.) 7.1c
Swine (U.S.A.) 7.1c
Tilapia (unspecified freshwater culture system, Israel) 6.6a
Tilapia (freshwater pond culture, Zimbabwe) 6.0a
Shrimp (trawl, North Atlantic and Pacific) 6.0 – 1.9b
Beef (pasture-based, U.S.A.) 5.0c
Catfish (intensive freshwater pond culture, U.S.A.) 3.0a
Eggs (U.S.A.) 2.5c
Beef (feedlot, U.S.A.) 2.5c
Tilapia (intensive freshwater cage culture, Zimbabwe) 2.5a
Atlantic salmon (intensive marine net pen culture, Canada) 2.5a
Shrimp (semi-intensive culture, Colombia) 2.0a
Chinook salmon (intensive marine net pen culture, Canada) 2.0a
Lamb (U.S.A.) 1.8c
Seabass (intensive marine cage culture, Thailand) 1.5a
Shrimp (intensive culture, Thailand) 1.4a
Sources: a. Troell et al. 2004, b. Tyedmers 2004, c. Pimentel 2004, and d. Tyedmers et al. 2005
ture facility. Based on these results, Folke and
Kautsky (1989) calculated that the
Norwegian salmon aquaculture industry of
the late 1980s depended on primary produc-
tion equivalent to 15 percent of that pro-
duced in the North Sea.
Berg and colleagues (1996) compared the
ecological support requirements for semi-
intensive pond farming and intensive cage
farming of tilapia and found that the inten-
sive system appropriated a much greater area
of ecosystem support than did the pond cul-
ture system (Figure 6). The production of 1
kg of fish in the intensive cage farming sys-
tem was found to require 1.5 times more
industrial energy than in the semi-intensive
pond farming system. Intensive cage farming
was also found to require 21,000 m2 of
ecosystem support area per square meter of
farm area for feed production, and 160 m2
and 115 m2 for oxygen production and
nutrient assimilation respectively (Figure 6).
Larsson and colleagues (1994) estimated
the spatial ecosystem support required to
operate semi-intensive shrimp aquaculture in
Caribbean Colombia. The ecological foot-
print for this type of culture system was cal-
culated to be 35 to 190 times larger than the
area of the farm itself. More than 80 percent
of the primary productivity required to
supply feed was external to the farm, and the
ratio of industrial energy inputs to edible
shrimp output was 40:1.
In the only known analysis to directly
compare competing wild capture fisheries
and culture systems, Tyedmers (2000) calcu-
lated the ecological footprint of salmon fish-
eries and aquaculture in British Columbia,
Canada, and found that salmon farming was
less eco-efficient than commercial salmon
fisheries for chinook, coho, sockeye, chum,
and pink salmon. While this study was based
on data that are now almost a decade old,
cultured chinook salmon appropriated a total
of 16 hectares (ha) of marine and terrestrial
ecosystem support area per metric ton pro-
duced while Atlantic salmon culture required
12.7 ha/mt. In contrast, the least eco-
efficient species harvested commercially
(chinook) appropriated 11 ha/mt, while
the most eco-efficient fishery (pink salmon)
required only 5 ha/mt (Figure 7).
The results of the above analyses under-
score the need to consider a broad range of
material and energetic processes linked to
aquaculture production as possible in order
to arrive at representative evaluations of the
relative sustainability of particular produc-
tion systems. While the physical area of an
aquaculture facility may be quite small, the
F i g u r e 6
Ecosystem supportareas required tosustain one squaremeter of intensivecage farming andsemi-intensive pondfarming (modifiedfrom Berg et al.1996)
Aquatic Ecosystem
Oxygen Production 160m2
PhosphorousAssimilation 115m2
Feed Production21,000m2
Feed Production420m2
Agriculture Ecosystem
Phosphorus Assimilation0.9m2
Oxygen Production0.5m2
Enlarged Pond Surface
Semi-Intensive Ponds1m 2
Intensive Cages1m 2
B I O P H Y S I C A L S U S T A I N A B I L I T Y O F A Q U A C U L T U R E23
ecosystem support area required to sustain
feed and other inputs and assimilate resulting
wastes can be dramatically larger than the
area of the farm itself. This is particularly
true in the case of intensive production
systems, where the material and energy
throughputs are largely independent of the
farm’s actual location and physical dimen-
sions. In contrast, less intensive systems may
require little, if any, inputs beyond those
which can be supplied by the ecosystem
goods and services present within the farm’s
boundaries.
Concerns have been raised by some in
response to ecological footprint evaluations
of aquaculture described above. The method-
ology has been challenged for failing to
account for differences in the efficiency of
alternative production technologies in pro-
ducing similar outputs (Roth et al. 2000). It
is important to note, however, that this cri-
tique is misplaced. For most analysts, a com-
parison of the relative efficiency of the cul-
ture systems considered was never intended
(Kautsky et al. 1997). Roth and colleagues
(2000) have also contended that area-based
calculations of appropriated ecosystem goods
and services may also result in double count-
ing when a given area of productive ecosys-
tem provides more than one service and is
counted repeatedly for each service. While
this is a conceptual possibility given the mul-
tifunctional nature of ecosystems, this cri-
tique is again misguided as all footprinting
analysis of culture systems have been sensitive
to and acknowledge the potential overlap-
ping nature of some areas of ecosystem sup-
port (Larsson et al. 2000). Roth and col-
leagues (2000) also voice concern that
expressing ecosystem appropriation in terms
of water surface area obscures potential dif-
ferences in various water areas – in particular,
the quantity and quality of available renew-
able resources and services. They further
argue that ecological footprinting provides a
static, simplistic interpretation of complex
biological systems because the choices made
regarding which natural resource consump-
tion patterns to track, and by which relation-
ships to express them, are unlikely to capture
B I O P H Y S I C A L S U S T A I N A B I L I T Y O F A Q U A C U L T U R E 24
F i g u r e 7 .
Area of marine andterrestrial ecosystemsupport appropriatedto sustain the produc-tion of one metric tonof salmon in BritishColumbia, Canada(from Tyedmers 2000).
16
14
12
10
8
6
4
2
0Cultured Cultured Captured Captured Captured Captured Captured Atlantic Chinook Chinook Coho Sockeye Chum Pink
hec
tare
s p
er m
etr
ic to
n
TERRESTRIAL ECOSYSTEM
SUPPORT
MARINE ECOSYSTEM
SUPPORT
the dynamic reality of both the system being
studied and its ecological context. This
apparent “limitation” of ecological footprint-
ing, however, is well understood and com-
municated by practitioners. All models are
simplifications of reality but remain valid
and valuable for specific purposes.
In recognition of these potential limita-
tions, ecological footprint analysis must be
conducted with care and rigor. Avoiding
double counting necessitates understanding
and adjusting for the multiple services pro-
vided by different ecosystems. Moreover, to
account for differences in the quality and
quantity of goods and services provided,
adjustments must be made for the biological
productivity of each area. Finally, because it
is unlikely that ecological footprinting, or
any comparable tool, will ever be able to
account for every aspect of complex ecologi-
cal systems, the results derived from such
analyses should be interpreted as conserva-
tive. Despite these limitations, this technique
can provide valuable insights into the often-
hidden material and energy dependencies of
intensive aquaculture production by making
visible the ecosystem goods and services
required to satisfy these demands.
Life Cycle Assessment ofAquaculture
Published LCA results for aquaculture pro-
duction systems include Norwegian salmon
(Ellingsen and Aanondsen 2006), Thai
shrimp products (Mungkung 2005), French
farmed trout and salmonid feeds
(Papatryphon et al. 2003, 2004), and
Finnish trout production (Seppälä et al.
2001). Additional data are also available for
Danish trout, Greek sea bass, and French
turbot aquaculture. While these studies have
dealt with relatively diverse production sce-
narios (land-based, marine, and fresh water)
and culture organisms, a comparison of life-
cycle impacts indicates a number of striking
similarities between systems.
In almost every production system stud-
ied, the environmental costs associated with
the provision of feeds dominate most, if not
all, impact categories considered. For exam-
ple, Papatryphon and colleagues (2003)
found that feed production for intensive,
freshwater-based rainbow trout culture in
France accounted for 52 percent of the total
energy use, 82 percent of the contributions
to acidification, 83 percent to climate
change, and 100 percent of biotic resource
use. Similarly, Seppälä and colleagues (2001)
reported that the production of raw feed
materials together with the manufacturing of
feed were responsible for most of the atmos-
pheric emissions associated with rainbow
trout aquaculture in Finland. More striking
still, Ellingsen and Aanondsen (2006) found
that feed provision accounted for the majori-
ty of environmental burdens in all impact
categories considered in their analysis of
Atlantic salmon culture, while an LCA of
Danish trout production showed that feed
production and use accounted for the major-
ity of total impacts in six of the ten impact
categories analyzed (Figure 8) (LCA of Food
2006).
Closely related to feed provision, eutrophi-
cation impacts arising from nitrogen and
phosphorous emissions have also been found
to be significant across production systems.
Seppälä and colleagues (2001) reported that
nutrient emissions to water on the farm were
much more significant in terms of environ-
mental impact than atmospheric emissions.
LCA research of Greek sea bass aquaculture
indicated the importance of feed composi-
tion and management in mitigating eutro-
phying emissions.
These results are not surprising consider-
ing the fossil fuel and material consumption
associated with reduction fisheries, agricul-
tural production systems, fish-rendering and
fish feed plants, and the infrastructure
required to supply and process the con-
stituent ingredients and to transport
products used in intensive aquaculture.
Efforts to mitigate the environmental
B I O P H Y S I C A L S U S T A I N A B I L I T Y O F A Q U A C U L T U R E25
Efforts to mitigate the environmental impacts
of intensive aquaculturemust pay considerable
attention to improving theeco-efficiency of feedproduction and use.
impacts of intensive aquaculture must there-
fore pay considerable attention to improving
the eco-efficiency of feed production and
use.
In this regard, Papatryphon and colleagues
(2004) evaluated the life cycle impacts of
four hypothetical salmonid feeds in order to
assess the effect of varying feed formulations
on overall environmental performance. The
four feeds compared were a high fishmeal
diet, a high fish by-product meal diet, a
low fishmeal diet, and a no fishmeal diet.
Overall, the results of this study indicated
that substitution of feed ingredients creates
trade-offs in terms of environmental impacts.
Switching from the HF to the NF feed was
shown to decrease the eutrophication poten-
tial and net primary productivity use, but to
increase the overall global warming potential
(Figure 9). Considering these trade-offs, the
perceived costs and benefits of alternative
feed formulations will depend upon which
environmental impacts are thought to be the
most important.
Since many of the ingredients used in con-
centrated aquafeeds are by-products or co-
products from other food production sys-
tems, the manner in which the researcher
decides to allocate environmental burdens
between these products will greatly influence
the apparent environmental performance of
the feed. For example, fisheries by-products
have traditionally been considered a waste
product, which—fortunately—can be cycled
back into the nutrient stream as a feed ingre-
dient in various animal husbandry systems.
For this reason, some researchers have chosen
to allocate the majority of the associated
environmental impacts to the primary
product, in this case fish flesh for human
consumption. However, given the substantial
industrial energy and ecosystem support that
underpins the provision of these by-products
for use in other industries, they are certainly
not “free” in a biophysical sense. Moreover,
the limited nature of fishmeals and oils from
reduction fisheries, and comparable substi-
tutes generally, suggests that using fisheries
by-products will not result in decreased
B I O P H Y S I C A L S U S T A I N A B I L I T Y O F A Q U A C U L T U R E 26
100%
80%
60%
40%
20%
0
FEED
INORGANIC CHEMICALS
TRANSPORT
ELECTRICITY
F i g u r e 8
Relative contribution of keyinputs to rainbow trout pro-duction in Denmark (from LCA of Food 2006)
demand from dedicated reduction fisheries.
In fact, at current rates of expansion, it is
predicted that the global aquafeed industry
will require 70 percent of the average histori-
cal fishmeal supply and 145 percent of the
fish oil supply by 2015 (New and
Wickstrom 2002, Tacon 2005). Simply
advocating increased reliance on fisheries by-
products over reduction fisheries, which are
generally much less energy intensive than
most fisheries for human consumption
(Tyedmers 2004), does not necessarily
address this problem. Because demand by
aquaculture and other industries for animal
by-products saturates and even exceeds sup-
ply, regardless of origin, it is more appropri-
ate to compare the full costs of producing
alternative ingredients. This applies equally
to choosing by-product or co-product ingre-
dients of plant or livestock origin.
As was the case with respect to energy
inputs, the environmental costs of feed pro-
duction will be relatively high, regardless of
the ingredients chosen, if the feeds contain
substantial fractions of animal by-products
(which is often the case in the culture of
higher trophic level species). Decisions
regarding the use of these limited resources
should therefore be aimed at maximizing
end-use efficiency—for example, by both
developing suitable plant-derived substitutes
and choosing culture organisms that require
less nutrients of animal origin. Moreover,
aquaculture development policy should
explicitly address both the biophysical costs
and the limited nature of animal-derived
feed ingredients, by encouraging the devel-
opment of production capacity and markets
for low trophic level species.
In open-water production systems, such
as net cage salmon aquaculture, the majority
of life-cycle costs are directly attributable to
feed provision. However, LCA research of
land-based aquaculture facilities indicates
that the energy inputs required to maintain
water quality and oxygen levels can also
contribute substantially to the overall
environmental costs of the production
system (Box 3). For example, Papatryphon
and colleagues (2003) found that production
intensity during the dry summer months,
when higher levels of fuel and electricity
were required for water aeration and circula-
tion, was an important indicator of overall
B I O P H Y S I C A L S U S T A I N A B I L I T Y O F A Q U A C U L T U R E27
0.5
0.4
0.3
0.2
0.1
0Energy Use Biotic Resource Global Warming Acidification Eutrophication Use Potential
Rela
tive
Co
ntrib
utio
n
HIGH FISHMEAL
HIGH FISH BY-PRODUCT
LOW FISHMEAL
NO FISHMEAL
F i g u r e 9
Relative tradeoffs associated with four hypothetical salmonidfeeds (from Papatryphonet al. 2004)
…the environmental costs of feed production
will be relatively high if thefeeds contain substantial
fractions of animal by-products.
environmental performance. Similarly, in an
LCA of Thai shrimp aquaculture,
Mungkung (2005) found that energy inputs
for aeration contributed heavily to the envi-
ronmental costs of production. An LCA
study of turbot production in a land-based
recirculating system showed that energy use,
global warming, and acidification impacts
were particular environmental hot spots, and
were largely a function of the quantity and
origin of the energy used. Danish LCA
research of trout production similarly report-
ed high global warming and toxicity impacts
associated with on-farm energy inputs for
aeration and recirculation because the
electrical energy used was generated from
natural gas.
These results consistently indicate the
appreciable energy demands of closed-
containment aquaculture. While opponents
of open-water aquaculture have often
championed these technologies as a general
panacea, such a perspective fails to account
for the broader range of environmental
impacts related to the considerable energy
consumption of these systems, and the
implications for overall environmental
performance. Policy decisions regarding best
B I O P H Y S I C A L S U S T A I N A B I L I T Y O F A Q U A C U L T U R E 28
B o x . 3
Evaluating EmergingAquacultureTechnologies:How Do We DefineSustainability?
Concerns over the sustainability and ecological impacts of some forms of intensive aquaculture (partic-ularly the farming of high-value species such as salmon) have led to considerable research on alterna-tive technologies. Many of these technologies have been designed primarily to reduce or eliminate thepotential impacts of aquaculture on wild fish populations (genetic impacts, spread of disease) and toreduce the impacts of aquaculture wastes on the benthic environment. In particular, research hasrecently focused on the development of land-based tank systems for the culture of relatively high-valuefinfish such as Atlantic salmon, turbot, halibut and Arctic char.
Land-based tank systems make use of concrete tanks to culture fish in a controlled environment. Wateris pumped into the tanks from an adjacent water body or well, and either flows through the systemback into the adjacent water body or is recirculated within the system. Fish are isolated from wild popu-lations, and fish wastes and uneaten feed pellets can be collected and treated.
What is perhaps most interesting about these alternative technologies is that they are often promotedas sustainable fish production systems. In a recent pilot study of a land-based tank system in BritishColumbia, the salmon produced were sold at local retail outlets as “environmentally friendly eco-salmon” (BCMAL, 2004). A recently developed land-based Arctic char farm in Nova Scotia has beenpromoted as a sustainable fish production system that will evolve into a “zero-impact facility”(Summerfelt et al, 2004). These claims of sustainability appear to be based on the fact that impacts onwild fish populations are reduced or eliminated, and waste products from the fish farms can potentiallybe collected and treated or recycled. However, these assertions of sustainability are based on a rathernarrow set of criteria, and do not take into account the environmental impacts of the considerableenergy inputs required to operate these systems.
The advantage of growing fish in an open net cage is that the rearing conditions are largely main-tained by the natural ecosystem services provided by the ocean. These include the generation of cur-rents, the flushing of wastes by tidal action, and the provision of dissolved oxygen. By culturing fish inland-based tank systems, the ecosystem services provided by the ocean are no longer accessible, andtechnology must be used to maintain the appropriate rearing conditions. This can include pumpingwater in and out of the system, the generation of oxygen, the collection and treatment of waste, andthe maintenance of optimal temperature by heaters and chillers. The operation of these technologiesrequires considerable amounts of energy in the form of fuels and electricity. This was evidenced in therecent pilot study of a land-based salmon farm in British Columbia, where it was determined that theenergy costs incurred to continuously pump water and maintain infrastructure had a significant effecton the economic viability of the farm (BCMAL, 2004). The magnitude of these energy inputs, coupledwith the direct and indirect energy inputs required to manufacture the feed that is used, suggest thatenergy use and its associated impacts (e.g. fossil fuel depletion, greenhouse gas emissions) should alsobe considered as significant indicators of the sustainability of land-based tank systems and otheremerging aquaculture technologies.
choices for culture technologies should there-
fore carefully weigh the biophysical costs and
benefits of alternative production scenarios.
While life cycle assessment research can
contribute to a better understanding of the
relative contribution of specific life-cycle
activities to the overall environmental perfor-
mance of a production system, the degree of
representation of actual environmental costs
that can be achieved will be determined by
the range of impact categories considered.
At present, the standard suite of impact cate-
gories used in most LCA research (Table 1)
focuses attention on core sustainability issues
related to eco-efficiency and broad-scale
environmental impacts that are often over-
looked in public discourse concerning the
environmental interactions of aquaculture
production. However, while these categories
are highly relevant, there are numerous other
environmental burdens unique to aquacul-
ture production systems—such as the
transmission of diseases and parasites
between farmed and wild organisms, impacts
to the benthos from wastes emitted from
open-water culture facilities, and the poten-
tial alteration of trophic dynamics resulting
from large-scale reduction fisheries—that are
currently not quantifiable within the LCA
framework. For this reason, the results
derived from life cycle assessments do not
alone provide sufficient grounds for decision
making. Beyond informing recommenda-
tions for specific product/process improve-
ments, LCA should therefore be treated
as just one tool among many in decision-
making processes.
B I O P H Y S I C A L S U S T A I N A B I L I T Y O F A Q U A C U L T U R E29
B I O P H Y S I C A L S U S T A I N A B I L I T Y O F A Q U A C U L T U R E 30
Aquaculture, Aquatic Ecosystems and Efficiency
As aquaculture has grown in importance,
so too has interest in the role it plays in
relieving or exacerbating pressure on aquatic
ecosystems (Naylor et al. 2000, Pike 2000,
Tidwell and Allan 2001, Tacon 2004, Naylor
and Burke 2005, Pike 2005). Although this
issue represents just one aspect of the bio-
physical sustainability of aquaculture, and is
partially reflected in one of the techniques
described above (ecological footprint analy-
sis), it is of broad concern and is arguably of
importance in and of itself to any discussion
of the eco-efficiency in this sector. In partic-
ular, the scale of dependence of some forms
of aquaculture on commercially harvested
aquatic resources deserves careful considera-
tion with regards to both the environmental
and social objectives of providing food for
people. In this context, the relative efficiency
of aquaculture and other food production
systems can and should be compared.
However, the basis upon which efficiency is
assessed and compared can result in some-
times confusing or contradictory outcomes.
Many forms of aquaculture—including all
plant and mollusk culture systems, polycul-
ture systems that incorporate these species,
and many forms of extensive to semi-inten-
sive freshwater finfish production—make a
clear positive contribution to the global sup-
ply of marine resources potentially available
for human consumption. By relying on little,
if any, input of aquatic resources to produce
generally high quality seafood, these systems
reduce the economic incentive to fish the
world’s oceans more heavily than might
otherwise be the case. This represents a com-
pelling argument for the role of some forms
of aquaculture in reducing the direct
exploitation of aquatic ecosystems.
However, it is also clear that not all forms
of aquaculture currently make such a net
positive contribution. This is largely, but not
exclusively, the result of including fish har-
vested from the wild, or their reduced prod-
ucts, in aquaculture feeds for intensive pro-
duction systems (Table 4). The most obvious
example is the use of largely unprocessed
wild-caught fish, typically comprised of
species available close at hand to the culture
system, as the primary feed input to a num-
ber of emerging marine-based culture sys-
tems. These include bluefin tuna-fattening
operations in Australia, the Mediterranean
and elsewhere, and the culture of various
grouper and other high value marine species
in Southeast Asia (Tacon 2004, Naylor and
Burke 2005). Given the developmental
nature of these culture systems and the
requirements of the species being farmed,
as much as 15 to 20 kilograms of raw fish
inputs may be used for every additional
kilogram of cultured fish produced (Tudela
2002, Weber 2003, Naylor and Burke 2005).
The source of the fish inputs vary but
include dedicated fisheries for a range of
small pelagic species (e.g., herring, anchovy,
and mackerel species), as well as the use of
so-called “trash fish”—typically the low
value by-catch of local fisheries for human
consumption. Despite the mass of aquatic
resource inputs to these systems relative to
the additional production they yield, they
remain economically viable and are expand-
B I O P H Y S I C A L S U S T A I N A B I L I T Y O F A Q U A C U L T U R E31
ing. Indeed, bluefin tuna fattening has
experienced average rates of growth of over
15 percent per annum in the last decade
(FAO 2005). Notwithstanding this relatively
rapid expansion, these systems will likely
continue to represent a small fraction of
global aquaculture production.
Much more common, and accounting
for significantly higher levels of total aquatic
resource consumption, is the semi-intensive
and intensive culture of species whose diets
include quantities of fishmeal and oil. These
include salmonids, most crustaceans, eels,
and a growing number of marine finfish
(Table 4) (Tacon 2004).
In most years, four of the five largest ton-
nage capture fisheries globally targeted small
pelagic species for reduction to meal and oil
for use in animal feed production. A sub-
stantial and increasing fraction of reduction
fisheries landings is appropriated for use in
aquaculture production of both carnivorous
species and herbivorous/detrivorous species
that are being raised as functional carnivores
(Tacon 2004). In fact, fully one third of
global fisheries landings are dedicated to the
feed production sector (Naylor et al. 2000,
Tacon 2004).
While aggregate reduction fisheries land-
ings have remained stable over several
decades, the allocation of fishmeal and oil
between competing animal production
sectors has undergone rapid change, with
increasing volumes diverted to the aquacul-
ture sector (Naylor et al. 2000, New and
Wijkstrom 2002, Tacon 2004). Between
1988 and 1997, the amount of fishmeal
used by the aquaculture industry rose from
10 percent to 33 percent of total supplies
(Naylor et al. 2000). Recent estimates suggest
that aquafeeds currently claim between 42
and 46 percent of total available fishmeal and
approximately 80 percent of global fish oil
(Tacon 2004, Pike 2005). Moreover, at cur-
rent rates of expansion, it is predicted that
the global aquafeed industry will require
70 percent of the average historical fishmeal
supply and 145 percent of the fish oil supply
by 2015 (New and Wijkstrom 2002).
What is often overlooked or too quickly
dismissed is that virtually all species used in
reduction can also be, and in many cases are,
used for direct human consumption.
Obvious examples include Atlantic herring
and mackerel (both of which are readily
available in a variety of smoked, pickled, and
canned forms), and capelin. Even parts of the
generally reviled menhaden, the main species
used to produce fishmeal and oil in the
United States, is consumed by some commu-
nities in the United States (Smith and
Ahrenholz 2000). Moreover, it can also be
processed into a modestly suitable surimi
(Hale and Bauersfeld 1991). Jack mackerel
and Peruvian anchoveta, the two species
which in most years account for the largest
B I O P H Y S I C A L S U S T A I N A B I L I T Y O F A Q U A C U L T U R E 32
T a b l e 4
Ratio of live weight fishused in feed to liveweight of culturedproduct produced
Cultured Organism Naylor and Burke (2005)a Tacon (2005)b
Eels 4.41 3.1-3.9Salmon 2.13 3.1-3.9Marine fish 3.84 2.5-3.2Trout 1.4 2.5-3.1Marine shrimp 2.05 1.6-2.0Freshwater crustaceans n/a 0.9-1.1Milkfish 0.75 0.3-0.37Tilapia 0.47 0.23-0.28Catfish 0.23 0.22-0.28Fed carp 0.47 0.19-0.24Notes: a) data represent 2002, b) data represent 2003.
….at current rates ofexpansion, it is predictedthat the global aquafeed
industry will require 70 percent of the
fishmeal supply and 145 percent of the fish
oil supply by 2015.
tonnages destined for reduction globally, are
also highly consumable species. Indeed, the
FAO is actively promoting the consumption
of anchoveta amongst poor Peruvians (FAO
2001), and canned or smoked jack mackerel
is commercially available in many countries.
It would appear, then, that the only barriers
to further direct human consumption of
these species are related to historic cultural
preferences (FAO 2001), well-established
access rights and processing infrastructure,
or the simple reality that the international
animal feeds industry can pay more for their
rendered products than many potential
consumers can afford.
These issues have, in part, also given rise
to comparisons between the relative efficien-
cy of some forms of aquaculture and other
food production systems. For example, the
website for Salmon of the Americas (SOTA
2006) states that it takes three pounds of for-
age fish to produce one pound of farmed
salmon, which (it is claimed) represents a sig-
nificant ecological advantage when compared
to the apparent 10-15 pounds of wild forage
fish required to produce one pound of wild
salmon. While seemingly a straightforward
and reasonable comparison, it overlooks a
number of critical issues. Not least of these is
the presumption that the species destined for
reduction and ultimately for incorporation in
aquafeeds are ecologically equivalent to the
prey of the wild-caught species. Put another
way, any meaningful comparison of the
aquatic inputs to wild-caught and cultured
fish must first account for the trophic levels
of the species being consumed.
Trophic transfer efficiency, which is the
fraction of energy incorporated by organisms
relative to the total amount ingested, is
generally in the range of 10 percent in most
aquatic ecosystems (Pauly and Christensen
1998). While it is certainly true that farmed
salmon consume a lesser mass of forage fish
on a pound-for-pound basis, the trophic
levels of forage fish reduced for salmon feeds
and that of the prey of wild salmon can be
substantially different. For example, the
trophic level of many of the species incorpo-
rated into the feeds used to grow salmon in
British Columbia in the late 1990s was
similar to or higher that the average trophic
level of most species of salmon in the wild
(Tyedmers 2000). For such a comparison to
be fair, one should calculate the net primary
productivity appropriated by both the cul-
tured fish and the same fish in the wild.
Since the prey of wild salmon typically
occupy lower trophic levels than those of
many of the forage fish targeted by reduction
fisheries, this calculation would yield a
dramatically different result (Table 5).
Moreover, since fishmeal and oil contribute
less than half of the ingredients in concen-
trated salmon feeds, it would also be neces-
sary to include the net primary productivity
appropriated to produce the crop and animal
by-product ingredients that comprise the
balance of the feeds. Finally, when making
comparisons of aquaculture systems and
T a b l e 5
Estimated carbonappropriation andindustrial energy inputsrequired to produceone metric ton ofsalmon in intensive culture and wild capture systems.
Cultured/Captured Carbon Appropriation Industrial Energy Organism (metric tons) (gigajoules)
Farmed Atlantic Salmon 26.4 69.0Wild Pink Salmon 15.4 22.3Wild Chum Salmon 15.8 24.0Wild Sockeye Salmon 16.9 27.2Wild Coho Salmon 31.5 41.2Wild Chinook Salmon 38.7 35.2Note: Data recalculated from Tyedmers (2000) using updated feed formulations and a gross feed conversion ratio of 1.2:1.
B I O P H Y S I C A L S U S T A I N A B I L I T Y O F A Q U A C U L T U R E33
aquatic ecosystems generally, it is important
to at least acknowledge (and better to explic-
itly calculate) the substitution of industrial
energy inputs (fossil fuel, electricity, etc.) to
the culture system for the metabolic energy
expended in ecosystems (Table 5). Put
another way, part of the seeming “inefficien-
cy” of aquatic ecosystems simply reflects the
fact that we are substituting exogenous
energy inputs to capture, process, and deliver
feeds, etc., for solar driven processes within
ecosystems.
The SOTA website also advances compar-
isons of the gross feed conversion efficiency
in salmon production (currently in the range
of 1.2:1) relative to beef, pork and chicken
production, for which the gross feed
conversion ratios provided are 10:1, 5:1, and
2:1 respectively. Although there are certainly
efficiency gains inherent in the culture of
cold- versus warm-blooded species, such a
coarse comparison overlooks the very great
differences in nutrient density of the typical
feeds used and the source of those nutrients.
As before, a fuller accounting would address
the relative trophic level and associated
appropriation of net primary productivity of
feed ingredients being used in each culture
system. For example, it seems highly unlikely
that 50 percent of the diet of beef, pork, or
poultry consists of animal-derived inputs, as
is typical for salmon feeds.
B I O P H Y S I C A L S U S T A I N A B I L I T Y O F A Q U A C U L T U R E 34
Conclusions
Aquaculture represents an important and
growing source of animal protein globally.
As a major seafood consumer with a strong
interest in dramatically expanding domestic
aquaculture production, the United States
has an opportunity to guide the future
sustainable development of this sector both
at home and abroad through the choices it
makes. To this end, we argue that a strong
sustainability objective should be adopted
to guide the development of the industry
domestically. To achieve these ends, efforts
should be made to maximize the eco-effi-
ciency of the sector as a whole and through-
out its various components. This should be
achieved by promoting forms and practices
and undertaking further research where
necessary to reduce resource use and waste
generation intensity. Given the highly diverse
forms of aquaculture currently in use and
the enormous potential for eco-efficiency
improvements to be made to existing systems
as they mature and evolve, it is entirely
possible for the United States to become a
world leader in eco-efficient aquaculture.
To achieve this objective, the following
insights from existing research should be
borne in mind. Although extensive culture
systems typically deliver lower yields per unit
area occupied by the farm site, they are
generally much less material and energy
intensive, and consequently result in smaller
environmental burdens per unit of protein
produced than intensive systems. This is
particularly evident with respect to the use of
industrial energy inputs. While all forms of
industrialized food production are highly
dependent on substantial energy inputs,
typically requiring orders of magnitude more
industrial energy input than they return in
edible energy outputs, extensive aquaculture
systems are amongst the most energy efficient
producers of animal protein currently in
operation. In contrast, existing data suggests
that many forms of intensive aquaculture are
amongst the least energy efficient protein
producers even when compared to many
of the capture fisheries with which they
compete (Table 3).
Many of the most highly desired species,
including most marine and anadromous
finfish and shrimp, are difficult if not
impossible to culture extensively. Where
these species are to be produced, efforts
should be made to dramatically improve
the eco-efficiency of current practices. In this
regard, a great deal of attention must be paid
to reducing the biophysical costs of providing
feeds. Not only does the provision of feed
account for the large majority of industrial
energy inputs to most intensive culture
systems currently, it also drives most of the
life cycle environmental impacts and
accounts for the majority of net primary
productivity appropriated by the culture
system. While it may be impossible to reduce
the impacts of feed provision to trivial levels,
substantial improvements are possible. This
is in part because to date, most feed formula-
tion decision making has been guided
without much attention to the associated
biophysical impacts. When looking to
improve the eco-efficiency of feeds, however,
care must be taken to not simply adopt
B I O P H Y S I C A L S U S T A I N A B I L I T Y O F A Q U A C U L T U R E35
seemingly obvious solutions: informed
decisions are required. In many cases, sourc-
ing inputs locally may be more eco-efficient
than importing feedstuffs from afar.
However, in some instances distantly sourced
inputs may be obtained at very much lower
material and energy costs, easily offsetting
the impacts of greater transport distances.
In general, however, less processed inputs are
likely to result in lower impacts than highly
refined alternatives, all other things being
equal, while plant-derived inputs typically,
but not always, have much lower associated
biophysical costs than do their animal-
derived substitutes.
Looking beyond the impact of feeds, in
those intensive culture systems that rely on
wild-sourced farm stock, the acquisition of
that stock can result in nontrivial biophysical
costs both in terms of energy expenditures
and impacts on associated ecosystems.
Although impacts associated with supplying
juveniles cannot be eliminated, they may be
substantially reduced when the production
cycle is effectively closed through the use of
hatcheries or related techniques.
Even though very little hard data exist
regarding the biophysical performance of
some of the newest forms of intensive culture
being adopted, including a range of land-
based systems that are promoted as “green”
alternatives to more conventional systems,
caution should be exercised before they are
more widely deployed. In particular, the
apparently high levels of energy required
to supply and maintain water quality, and
process resulting wastes, suggest that their
eco-efficiency may be much lower, even if
they address a number of proximate environ-
mental concerns associated with the more
conventional open-water systems currently
in use.
In closing, aquaculture must have a bright
future if we are to maintain, let alone
increase, access to highly nutritious seafood
globally. The challenge we all face in a world
in which critical ecosystem functions are
threatened by the current levels of human
activity is to identify and promote those
forms of culture that will allow us to increase
supply while minimizing the associated
biophysical costs. This is a challenge that
must be faced and that can be overcome
with attention and dedication to the
common objective.
B I O P H Y S I C A L S U S T A I N A B I L I T Y O F A Q U A C U L T U R E 36
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Marine Aquaculture Task ForceP.O. Box 5687Takoma, Park, MD 20913
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