blood doping and its detection
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doi:10.1182/blood-2011-02-303271Prepublished online June 7, 2011;
Wolfgang Jelkmann and Carsten LundbyBlood doping and its detection
(488 articles)Review Articles(498 articles)Red Cells, Iron,and Erythropoiesis
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Abstract
Hemoglobin mass (Hbmass) is a key factor for maximal exercise capacity. Some athlet
prohibited techniques and substances with intent to increase Hbmassand physical perfo
and this is often difficult to prove directly. Autologous red blood cell (RBC) transfus
cannot be traced, and also recombinant erythropoietic proteins are detectable only wi
certain timeframe. Novel erythropoietic substances, such as mimetics of erythropoiet
and activators of theEpogene may soon enter the sports scene. In addition,Epogene
maneuvers are imaginable. Effective since December 2009, the World Anti-Doping A
(WADA) has therefore implemented Athlete Biological Passport Operating Guidelin
which are based on the monitoring of several parameters for mature RBC and reticulo
Blood doping may be assumed, when these parameters change in a non-physiological
Hematologists should be familiar with blood doping practices as they may play an im
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Introduction
The World Anti-Doping Agency (WADA) defines blood doping as the misuse of ce
techniques and/or substances to increase one's red blood cell mass, which allows the b
transport more O2 to muscles and therefore increase stamina and performance.1Proh
procedures include the use of synthetic O2carriers, the transfusion of red blood cells
the infusion of hemoglobin (Hb), and the artificial stimulation of erythropoiesis. Thiswill focus on erythropoietic substances and RBC parameters that are affected by bloo
and provided the basis for WADA s Athlete Biological Passport Operating Guidelin
Synthetic O2 carriers, such as Hb-based O2carriers or perfluorocarbons are not consid
here. The topic is timely. Experts having knowledge in the fields of clinical hematolo
laboratory medicine/hematology and physiology/hematology may become involved i
evaluation of athletes blood profiles. The experts must be able to analyze and certify
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remains elevated for at least three wks. Effects of rhEpo in normal humans have been
reviewed recently.15
Although Epo is reported to activate several non-hematologic fa
in addition to stimulating erythropoiesis), which are usually also associated with
improvements in aerobic performance, the primary mechanism by which Epo increas
exercise performance in humans is through augmented erythropoiesis.16-18
ESAs are
particularly effective in combination with iron supplementation.19
The administration
results in increased ferritin levels in athletes.20
Ferritin levels >1,000 g L-1have been
observed.
21
There are as yet no reports on physical performance in healthy humans with increased
circulating Epo and Hbmassdue to the administration of compounds stimulating the ex
of the endogenousEpogene or followingEpo gene transfer.
Direct detection of blood doping
Blood and urine samples can be taken in competition and out of competition With re
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detecting non-physiological increases in Hbmassis still investigational,24,25
and beside
practical difficulties related to this method, its potential inclusion in the blood passpo
be problematic,26since the margin of variation when assessing Hbmass(biological and
measurement errors) would still allow athletes to manipulate with blood volumes that
increase exercise performance considerably.27
Finally, it should also be considered th
an athletes point of view it may not be desirable to breathe CO shortly before a comp
as this may limit exercise performance.
Peptidic ESAs
Currently available rhEpo preparations (epoetins) are produced inEpocDNA transfe
Chinese hamster ovary (CHO) or baby hamster kidney (BHK) cell cultures. The only
therapeutic rhEpo engineered in human cells (epoetin delta) is off market since the be
of 2009 (Table 1). Since the patents of the originator epoetins have expired, biosimila
products have been approved in many parts of the world.28Furthermore, various copi
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dependent hydroxylation of an asparagine residue. The HIF-hydroxylases contain F
are inactivated by Fe2+
removal.55
However, iron chelators are not suited for stimulati
erythropoiesis in the long-term, because iron is required for heme synthesis. HIF-dep
Epoexpression is augmented by divalent transition metals such as cobalt or nickel. It
known for long that cobalt increases erythropoiesis in experimental animals.56
Cobalt
HIF-thereby preventing the docking of pVHL.57Cobalt is a very potent inducer of
transcription. In fact, the international Epo unit (IU) was originally defined as the dos
eliciting the same erythropoiesis stimulating response in rats as five micromoles of cochloride.
58The treatment of anemic CKD patients with cobalt (commonly administer
enteric-coated tablets, 30-150 mg daily)59,60
is no longer performed because of its tox
However, cobalt may be misused by athletes as a legitimate means to enhance Epo le
Hbmass.62
Cobalt is very potent, inexpensive and not comprehended in the WADAs P
List. Furthermore, the HIF-hydroxylases require -ketoglutarate for their catalytic
-Ketoglutarate competitors ("HIF stabilizers") are orally active compounds that stim
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Epo glycosylation forms on allogeneicEpotransfer into skeletal muscle of cynomolg
macaquesviaadeno-associated virus (AAV).72
In the initial studies of AAV-mediate
allogeneicEpocDNA transfer to macaques severe anemia developed in many animal
few months, which was likely due to an immune reaction.73,74
However, in using a rap
dimerizer-regulated gene expression system, Rivera et al.75
achieved controlled, long
production (up to 6 years) of Epo in rhesus monkeys, with no apparent immune respo
Regarding the possibility ofEpogene doping in humans, strategies are under develop
specifically amplify intron-less DNA sequences and PCR protocols allowing the dete
small amounts of transgenic DNA in blood.76-78
The tests take into consideration that
transgenes are usually derived from the complementary DNA (cDNA) for the gene to
transferred and cDNA does not contain introns.
An autologous ex vivoapproach was chosen in the first humanEpogene therapy trial
patients with CKD.79
An individual dermal core sample was transfected withEpocD
inserted into a vector containing the CMV promoter and the simian virus 40 polyA si
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Anabolic-androgenic steroids also increase both the production of Epo and the prolife
erythrocytic progenitors in the bone marrow, as reviewed elsewhere.83
WADAs Biological Passport
Traditional anti-doping analyses are based on the detection of a substance in biologic
(Adverse analytical finding). This approach has major limitations regards blood do
outlined above, autologous blood cannot be detected, there is a plethora of ESAs, the
detection window is limited and there is urine manipulation. Some sports federations
introduced upper [Hb] and Hct limits to escape from this dilemma. Athletes tested ab
limits were declared unfit for competition (No-start rule). However, [Hb] and Hct a
influenced by external factors such as body posture, exercise, or residence at altitude
clean athletes can have naturally high [Hb] and Hct values. A large retrospective st
male blood donors in Denmark revealed that 3.9% of non-athletes and 10.4% of elite
had Hct values >0.51, i.e. above the recommended limits for athletic competition.84In
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doping rule violations in accordance with Article 2.2. of the World Anti-Doping (WA
(Use or Attempted Use by an Athlete of a Prohibited Substance or a Prohibited Meth
The guidelines include mandatory requirements for collection, transportation, analysi
blood samples, and results management. The following markersare considered in the
Biological Passport hematologic module: Hct, Hb, RBC count, Ret% (Ret percentage
(Ret number), MCV, MCH, MCHC, and OFF-hr score (Index of stimulation derived
formula ([Hb] (g L-1
) - (60 x (Ret%); normal range: 85-95). In addition, parameters
interest can be the mean Ret cell volume (MCVr), Ret Hb concentration (MCHCr) an
Hb content (MCHr), as measured by flow cytometry like in clinical routine.97
The res
reported to the WADA are processed by an Adaptive Model that identifies abnorm
parameter changes related to the athletes individual profile. In particular, [Hb] or OF
score abnormalities with a 99.9% probability or more shall be reviewed by experts.2
RBC parameters associated with autologous re-transfusion
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incorporating hematologic measures ([Hb], Ret%, OFF-score) allows for detection of
autologous blood transfusion.101
In a comparative study of three blood passport appro
and four blood markers Mrkeberg et al.102re-transfused 29 subjects with either 1 or
of autologous blood. Hbmr (derived from the formula [4.51 x ln (Hbmass) - Ret%]; c
not part of anti-doping testing) demonstrated superior sensitivity in detecting blood
transfusion.102
The same authors have reported that the determination of the ratio betw
mass of Hb in the mature erythrocyte population and in the reticulocyte fraction (RBC
RetHbratio) is the best indicator of autologous blood doping.103
RBC parameters associated with ESA doping
There are no major differences in basal [Hb], RBC count, Hct and MCHC values in e
athletes in comparison to healthy non-athletes.104
When blood samples obtained from
female and 739 male elite athletes from 12 countries were screened for hematologic
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Thus, the treatment with rhEpo appears to increase Ret values twofold: by increased R
release from the bone marrow and by prolonged maturation time of circulating Ret.
Audran et al.12
studied the time-course of Ret# following repeated s.c. injections of rh
U kg-1
b.w. every day) in athletes. Ret# were increased from day 10 to 24 and remain
elevated for 7 days after cessation of rhEpo therapy. Ret# were significantly lower th
baseline values 14 and 25 days after the last rhEpo injection. During treatment up to 1
after the last rhEpo injection sTfR and the sTfR/serum protein ratio were elevated abo
baseline.12Russell et al.113administered first high (50 U kg-1b.w. TIW for 3 wks) and
low doses of rhEpo (20 U kg-1
TIW for 5 wks), with oral or parenteral iron suppleme
Ret% approximately doubled by day 8 of the high-dose rhEpo treatment, but during t
dose phase was not different from baseline values or from those of the placebo group
irrespective of the route of iron administration. During the washout phase Ret% fell t
half of the baseline values in the rhEpo treated subjects. In a similar study, following
weekly injections for 14 days and a concomitant doubling in Ret% Ret% returned to
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accompanied by twice weekly administration of parenteral iron (62 mg i.v.) and oral
The rhEpo treated subjects had higher values for RBC concentrations, [Hb], Hct, MC
Ret%, macrocyte (volume >120 fL) and hypochromic macrocyte counts (MCH
-
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comply with the minimum recommendations of at least 400 hours of altitude/hypoxia
exposure needed to increase performance. Hence, if the passport approach was to be t
combination with an altitude setting actually leading to performance gains, it seems v
likely that also many of the parameters included in the blood passport will change
substantially, which needs to be accounted for during the evaluation process.
Comments
The WAD Code states that a positive analytical result, i.e. proof of the presence of a
prohibited substance, will always establish liability for a doping offence.119
If a medic
athlete is required to take to treat an illness or condition falls under the Prohibited L
Therapeutic Use Exemption (TUE) may give the athlete the authorization to take th
medicine.1
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The statistical approach for evaluating the passport data is focused on the biological v
of hematologic values. Critical experts in the analysis of laboratory data have claimed
anti-doping tests are based on fraud statistics.121Sottas et al.122have stated that anti-d
a forensic science, not a medical one. In forensics the traditional assumptions of abs
certainty and discernible uniqueness are abandoned in favor of an empirical and
probabilistic approach.
Current anti-doping actions in competitive sports are advocated for reasons of fair-pla
concern for the athlete's health. Most of the efforts concern elite athletes with much le
impact on amateur sports and the general public.123
Indeed, anti-doping rules adopted
pursuant to the WAD Code normally apply only to international- and national-calibre
The monitoring of RBC parameters according to the biological passport is not perform
recreational-level or masters competitors who are not current or potential national-cal
competitors. Thus, the procedure is of little use in leisure sports.
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Legends of the Figures
Figure 1.Parameters determining the aerobic capacity.The aerobic capacity, as m
as the maximal O2uptake, depends primarily on the individuals total hemoglobin ma
maximal cardiac output and the maximal O2extraction in the heart and the skeletal m
The total hemoglobin mass results from the blood hemoglobin concentration and the
volume.
Figure 2.Hematocrit (%) and total hemoglobin mass (g.kg-1
) in moderately trained y
males (Danish) (commuting to work/school on bicycle and engaged in easy aerobic tr
3 times per week, in trained runners (French, all finishers of the Ultra Trail du Mont
166 km of mountain trail running with 9,500 meter of altitude gain), in national level
(Danish, US, Canada), and in national team cross country skiers (German, Swedish a
French) including several Olympic and World Championship medalists The figure il
-
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