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Convection Parameterization Bob Plant With thanks to: all involved in COST Action ES0905! NWP Physics Lectures 4 and 5 Nanjing Summer School July 2014

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Page 1: Bob Plant - met.rdg.ac.uksws00rsp/teaching/nanjing/convectionI.pdf · Nanjing Summer School July 2014. Outline Motivation The mass flux idea Justifications for “bulk” schemes

Convection ParameterizationBob Plant

With thanks to: all involved in COST Action ES0905!

NWP Physics Lectures 4 and 5

Nanjing Summer School

July 2014

Page 2: Bob Plant - met.rdg.ac.uksws00rsp/teaching/nanjing/convectionI.pdf · Nanjing Summer School July 2014. Outline Motivation The mass flux idea Justifications for “bulk” schemes

Outline

Motivation

The mass flux idea

Justifications for “bulk” schemes

Main ingredients of a typical bulk scheme:

Vertical structure of convection

Overall amount of convection

Other new ideas

Convection parameterization – p.1/91

Page 3: Bob Plant - met.rdg.ac.uksws00rsp/teaching/nanjing/convectionI.pdf · Nanjing Summer School July 2014. Outline Motivation The mass flux idea Justifications for “bulk” schemes

Motivation

Convection parameterization – p.2/91

Page 4: Bob Plant - met.rdg.ac.uksws00rsp/teaching/nanjing/convectionI.pdf · Nanjing Summer School July 2014. Outline Motivation The mass flux idea Justifications for “bulk” schemes

Tropical T budget

Budget within ECMWFmodel

Convection parameterization – p.3/91

Page 5: Bob Plant - met.rdg.ac.uksws00rsp/teaching/nanjing/convectionI.pdf · Nanjing Summer School July 2014. Outline Motivation The mass flux idea Justifications for “bulk” schemes

Importance of entrainment

entrainmentparameter is one ofthe most sensitiveaspects of GCMs

plot shows variationin climate sensitivityexplained by varyingdifferent parametersin UM(Knight 2007)

Convection parameterization – p.4/91

Page 6: Bob Plant - met.rdg.ac.uksws00rsp/teaching/nanjing/convectionI.pdf · Nanjing Summer School July 2014. Outline Motivation The mass flux idea Justifications for “bulk” schemes

The mass flux idea

Convection parameterization – p.5/91

Page 7: Bob Plant - met.rdg.ac.uksws00rsp/teaching/nanjing/convectionI.pdf · Nanjing Summer School July 2014. Outline Motivation The mass flux idea Justifications for “bulk” schemes

Basic equations

∂θ∂t

= −v.∇θ−w∂θ∂z

−∂∂z

w′θ′ +ΠLcp

(c− e)+Qrad

Large-scale “forcing” produced by modelled advection

Convection scheme needs to provide the balance to thatwith contributions to vertical turbulent transport w′θ′ andnet condensation, c− e

Analogous equations for moisture and momentum

Convection parameterization – p.6/91

Page 8: Bob Plant - met.rdg.ac.uksws00rsp/teaching/nanjing/convectionI.pdf · Nanjing Summer School July 2014. Outline Motivation The mass flux idea Justifications for “bulk” schemes

The aimInteractions of convection and large-scale dynamicscrucial

Need for a convective parameterization in GCMs and(most) NWPAssume we are thinking of a parent model with grid length 20 to 100km

Basic idea: represent effects of a set of hot towers /plumes / convective clouds within the grid box

Convection parameterization – p.7/91

Page 9: Bob Plant - met.rdg.ac.uksws00rsp/teaching/nanjing/convectionI.pdf · Nanjing Summer School July 2014. Outline Motivation The mass flux idea Justifications for “bulk” schemes

Starting Assumptions

Assume that there exists a meaningful “large-scale” withinwhich the convective systems are embedded

Assume that the “large-scale” is well described by the gridbox state in the parent modelthis is a little suspect

Aim of the parameterization is to determine thetendencies of grid-box variables due to convection, giventhe grid-box state as input

Convection parameterization – p.8/91

Page 10: Bob Plant - met.rdg.ac.uksws00rsp/teaching/nanjing/convectionI.pdf · Nanjing Summer School July 2014. Outline Motivation The mass flux idea Justifications for “bulk” schemes

Starting Picture

Convection characterised by ensemble of non-interactingconvective plumes within some area of tolerably uniformforcing

Individual plume equations formulated in terms of massflux, Mi = ρσiwi

Convection parameterization – p.9/91

Page 11: Bob Plant - met.rdg.ac.uksws00rsp/teaching/nanjing/convectionI.pdf · Nanjing Summer School July 2014. Outline Motivation The mass flux idea Justifications for “bulk” schemes

Top hat decomposition

split between convectiveupdraught andweakly-subsidingenvironment

updraught and environ-ment both assumed uni-form

Convection parameterization – p.10/91

Page 12: Bob Plant - met.rdg.ac.uksws00rsp/teaching/nanjing/convectionI.pdf · Nanjing Summer School July 2014. Outline Motivation The mass flux idea Justifications for “bulk” schemes

Homogeneity in-cloud?

w from aircraft data

LES diagnoses =⇒ top-hat representation cap-tures ∼ 90% of the turbu-lent transport

Convection parameterization – p.11/91

Page 13: Bob Plant - met.rdg.ac.uksws00rsp/teaching/nanjing/convectionI.pdf · Nanjing Summer School July 2014. Outline Motivation The mass flux idea Justifications for “bulk” schemes

Defining the mass fluxFor some variable χ = T,q,ql....

χ = σχu +(1−σ)χe

where σ is the fractional area of the updraught.Vertical flux of a fluctuating variable:

ρw′χ′ = ρσ(wu −w)(χu −χ)+ρ(1−σ)(we −w)(χe −χ)

For σ ≪ 1 and wu ≫ w then

ρw′χ′ ≈ρσ(wu −w)(χu −χ) ≈ ρσwu(χu −χe) = M(χu −χe)

withM = ρσwu

Convection parameterization – p.12/91

Page 14: Bob Plant - met.rdg.ac.uksws00rsp/teaching/nanjing/convectionI.pdf · Nanjing Summer School July 2014. Outline Motivation The mass flux idea Justifications for “bulk” schemes

Basic questions

Supposing we accept all the above, we still need to ask...

1. How should we formulate the entrainment anddetrainment?ie, what is the vertical structure of the convection?

2. How should we formulate the closure?ie, what is the amplitude of the convective activity?

3. Do we really need to make calculations for everyindividual plume in the grid box?ie, is our parameterization practical and efficient?

We consider 3 first, because the answer has implications for 1and 2.

Convection parameterization – p.13/91

Page 15: Bob Plant - met.rdg.ac.uksws00rsp/teaching/nanjing/convectionI.pdf · Nanjing Summer School July 2014. Outline Motivation The mass flux idea Justifications for “bulk” schemes

Do we really need to makecalculations for every individual

plume in the grid box?

Convection parameterization – p.14/91

Page 16: Bob Plant - met.rdg.ac.uksws00rsp/teaching/nanjing/convectionI.pdf · Nanjing Summer School July 2014. Outline Motivation The mass flux idea Justifications for “bulk” schemes

Basic idea of spectral method

Group the plumes together into types defined by alabelling parameter λIn Arakawa and Schubert (1974) this is the fractionalentrainment rate, λ = E/M, but it could be anything

e.g. cloud top height λ = zT is sometimes used

a generalization to multiple spectral parameters would betrivial

Convection parameterization – p.15/91

Page 17: Bob Plant - met.rdg.ac.uksws00rsp/teaching/nanjing/convectionI.pdf · Nanjing Summer School July 2014. Outline Motivation The mass flux idea Justifications for “bulk” schemes

Basic idea of bulk method

Sum over plumes and approximate ensemble with arepresentative “bulk” plume

This can only be reasonable if the plumes do not interactdirectly, only with their environment

And if plume equations are almost linear in mass flux

Summation over plumes will recover equations with thesame form so the sum can be represented as a singleequivalent plume

Convection parameterization – p.16/91

Page 18: Bob Plant - met.rdg.ac.uksws00rsp/teaching/nanjing/convectionI.pdf · Nanjing Summer School July 2014. Outline Motivation The mass flux idea Justifications for “bulk” schemes

Mass-flux weighting

We will use the mass-flux-weighting operation (Yanai et al.1973)

χbulk =∑Miχi

∑Mi

χbulk is the bulk value of χ produced from an average of the χi

for each individual plume

Convection parameterization – p.17/91

Page 19: Bob Plant - met.rdg.ac.uksws00rsp/teaching/nanjing/convectionI.pdf · Nanjing Summer School July 2014. Outline Motivation The mass flux idea Justifications for “bulk” schemes

Plume equations∂ρσi

∂t= Ei −Di −

∂Mi

∂z

∂ρσisi

∂t= Eis−Disi −

∂Misi

∂z+Lρci +ρQRi

∂ρσiqi

∂t= Eiq−Diqi −

∂Miqi

∂z−ρci

∂ρσili∂t

= −Dili −∂Mili

∂z+ρci −Ri

s = cpT +gz is the dry static energy

QR is the radiative heating rate

R is the rate of conversion of liquid water to precipitation

c is the rate of condensationConvection parameterization – p.18/91

Page 20: Bob Plant - met.rdg.ac.uksws00rsp/teaching/nanjing/convectionI.pdf · Nanjing Summer School July 2014. Outline Motivation The mass flux idea Justifications for “bulk” schemes

Using the plume equationsAverage over the plume lifetime to get rid of ∂/∂t:

Ei −Di −∂Mi

∂z= 0

Eis−Disi −∂Misi

∂z+Lρci +ρQRi = 0

Eiq−Diqi −∂Miqi

∂z−ρqi = 0

Dili +∂Mili

∂z+ρci +Ri = 0

Integrate from cloud base zB up to terminating level zT wherethe in-cloud buoyancy vanishes

Convection parameterization – p.19/91

Page 21: Bob Plant - met.rdg.ac.uksws00rsp/teaching/nanjing/convectionI.pdf · Nanjing Summer School July 2014. Outline Motivation The mass flux idea Justifications for “bulk” schemes

Effects on the environment

Taking a mass-flux weighted average,

ρχ′w′ ≈ ∑i

Mi(χi −χ) = M(χbulk−χ)

whereM = ∑

i

Mi

Recall that the aim is for the equations to take the same formas the individual plume equations but now using bulk variableslike M and χbulk

Convection parameterization – p.20/91

Page 22: Bob Plant - met.rdg.ac.uksws00rsp/teaching/nanjing/convectionI.pdf · Nanjing Summer School July 2014. Outline Motivation The mass flux idea Justifications for “bulk” schemes

Equivalent bulk plume INow look at the weighted-averaged plume equations

E −D−∂M∂z

= 0

Es−∑i

Disi −∂Msbulk

∂z+Lρc+ρQR = 0

Eq−∑i

Diqi −∂Mqbulk

∂z−ρc = 0

−∑i

Dili −∂Mlbulk

∂z+ρc−R = 0

The same bulk variables feature here

Convection parameterization – p.21/91

Page 23: Bob Plant - met.rdg.ac.uksws00rsp/teaching/nanjing/convectionI.pdf · Nanjing Summer School July 2014. Outline Motivation The mass flux idea Justifications for “bulk” schemes

Equivalent bulk plume IIE −D−

∂M∂z

= 0

Es−∑i

Disi −∂Msbulk

∂z+Lρc+ρQR = 0

Eq−∑i

Diqi −∂Mqbulk

∂z−ρc = 0

−∑i

Dili −∂Mlbulk

∂z+ρc−R = 0

whereE = ∑

i

Ei ; D = ∑i

Di

Convection parameterization – p.22/91

Page 24: Bob Plant - met.rdg.ac.uksws00rsp/teaching/nanjing/convectionI.pdf · Nanjing Summer School July 2014. Outline Motivation The mass flux idea Justifications for “bulk” schemes

The entrainment dilemma

E and D encapsulate both the entrainment/detrainmentprocess for an individual cloud and the spectraldistribution of cloud types

Is it better to set E and D directly or to set Ei and Di

together with the distribution of types?

Convection parameterization – p.23/91

Page 25: Bob Plant - met.rdg.ac.uksws00rsp/teaching/nanjing/convectionI.pdf · Nanjing Summer School July 2014. Outline Motivation The mass flux idea Justifications for “bulk” schemes

Equivalent bulk plume III

Es−∑i

Disi −∂Msbulk

∂z+Lρc+ρQR = 0

where

QR(sbulk,qbulk, lbulk, . . .) = ∑i

QRi(si,qi, li, . . .)

is something for the cloud-radiation experts to be consciousabout

Convection parameterization – p.24/91

Page 26: Bob Plant - met.rdg.ac.uksws00rsp/teaching/nanjing/convectionI.pdf · Nanjing Summer School July 2014. Outline Motivation The mass flux idea Justifications for “bulk” schemes

Equivalent bulk plume IVEs−∑

i

Disi −∂Msbulk

∂z+Lρc+ρQR = 0

Eq−∑i

Diqi −∂Mqbulk

∂z−ρc = 0

−∑i

Dili −∂Mlbulk

∂z+ρc−R = 0

wherec(sbulk,qbulk, lbulk, . . .) = ∑

i

ci(si,qi, li, . . .)

R(sbulk,qbulk, lbulk, . . .) = ∑i

Ri(si,qi, li, . . .)

is something for the microphysics experts to be consciousabout Convection parameterization – p.25/91

Page 27: Bob Plant - met.rdg.ac.uksws00rsp/teaching/nanjing/convectionI.pdf · Nanjing Summer School July 2014. Outline Motivation The mass flux idea Justifications for “bulk” schemes

A Note on Microphysics

In Arakawa and Schubert 1974, the rain rate is

Ri = C0Mili

where C0 is a constant. Hence,

R = C0Mlbulk

If C0 were to depend on the plume type then we couldn’twrite R as a function of the bulk quantities but would needto know how lbulk is partitioned across the spectrum=⇒ A bulk scheme is committed to crude microphysics

But microphysics in any mass-flux parameterization hasissues anyway

Convection parameterization – p.26/91

Page 28: Bob Plant - met.rdg.ac.uksws00rsp/teaching/nanjing/convectionI.pdf · Nanjing Summer School July 2014. Outline Motivation The mass flux idea Justifications for “bulk” schemes

Equivalent bulk plume VE −D−

∂M∂z

= 0

Es−∑i

Disi −∂Msbulk

∂z+Lρc+ρQR = 0

Eq−∑i

Diqi −∂Mqbulk

∂z−ρc = 0

−∑i

Dili −∂Mlbulk

∂z+ρc−R = 0

How can we handle these terms?

(a) Below the plume tops?

(b) At the plume tops?

Convection parameterization – p.27/91

Page 29: Bob Plant - met.rdg.ac.uksws00rsp/teaching/nanjing/convectionI.pdf · Nanjing Summer School July 2014. Outline Motivation The mass flux idea Justifications for “bulk” schemes

(a) Below the plume tops

One option is to consider all the constitutent plumes to beentraining-only (except for the detrainment at cloud top)

If Di = 0 then ∑i Diχi = 0 and the problem goes away!

This is exactly what Arakawa and Schubert did

Convection parameterization – p.28/91

Page 30: Bob Plant - met.rdg.ac.uksws00rsp/teaching/nanjing/convectionI.pdf · Nanjing Summer School July 2014. Outline Motivation The mass flux idea Justifications for “bulk” schemes

(a) Below the plume topsIf we retain entraining/detraining plumes then we have

∑i

Diχi ≡ Dχχbulk

Dχ = M∑i Diχi

∑i Miχi

The detrainment rate is 6= ∑i Di

i.e., it is different from the D that we see in the verticalmass flux profile equation

and it is different for each in-plume variable

=⇒ A bulk parameterization can only be fully equivalent to aspectral parameterization of entraining plumes

Convection parameterization – p.29/91

Page 31: Bob Plant - met.rdg.ac.uksws00rsp/teaching/nanjing/convectionI.pdf · Nanjing Summer School July 2014. Outline Motivation The mass flux idea Justifications for “bulk” schemes

(b) At the plume topsThere are the contributions to ∑i Diχi from plumes thethat have reach neutral buoyancy at the current level

But the expressions simplify here because of the neutralbuoyancy condition

Es−Ds−∂Msbulk

∂z= 0

Eq−Dq∗−∂Mqbulk

∂z= 0

−Dl −∂Mlbulk

∂z= 0

so now these equations use the same D as in the mass flux

profile equation. But what about s, q, l ?Convection parameterization – p.30/91

Page 32: Bob Plant - met.rdg.ac.uksws00rsp/teaching/nanjing/convectionI.pdf · Nanjing Summer School July 2014. Outline Motivation The mass flux idea Justifications for “bulk” schemes

(b) At the plume topsBecause of the neutral buoyancy condition:

si = s = s−Lε

1+ γεδ

(δ(q∗−q)− l

)

qi = q∗ = q∗−γε

1+ γεδ

(δ(q∗−q)− l

); li = l

where L, ε, γ and δ are thermodynamic functions of theenvironment

Everything on the RHS is known in the bulk system, apart

from l

l(z) can only be calculated by integrating the plumeequations for a plume that detrains at zi = z

Convection parameterization – p.31/91

Page 33: Bob Plant - met.rdg.ac.uksws00rsp/teaching/nanjing/convectionI.pdf · Nanjing Summer School July 2014. Outline Motivation The mass flux idea Justifications for “bulk” schemes

Key bulk assumption

At the heart of bulk models is an ansatz that the liquid waterdetrained from each individual plume is given by the bulk value

li = lbulk

Yanai et al (1973): “gross assumption but needed to close theset of equations”

Convection parameterization – p.32/91

Page 34: Bob Plant - met.rdg.ac.uksws00rsp/teaching/nanjing/convectionI.pdf · Nanjing Summer School July 2014. Outline Motivation The mass flux idea Justifications for “bulk” schemes

Spectral decomposition of bulk system

Output from UM bulkscheme of convectionembedded within coldfrontConstruct plume ensem-ble using

min∣∣M(z)−∑ciMi(z)

∣∣ ci ≥0

with Mi for entrainingplumes

Convection parameterization – p.33/91

Page 35: Bob Plant - met.rdg.ac.uksws00rsp/teaching/nanjing/convectionI.pdf · Nanjing Summer School July 2014. Outline Motivation The mass flux idea Justifications for “bulk” schemes

Spectral decomposition

Convection parameterization – p.34/91

Page 36: Bob Plant - met.rdg.ac.uksws00rsp/teaching/nanjing/convectionI.pdf · Nanjing Summer School July 2014. Outline Motivation The mass flux idea Justifications for “bulk” schemes

Other transports

Contributions to ∑i Diχi from detrainment at plume topcan be simplified for s, q and l from the neutral-buoyancycondition (with l ansatz)

But no simplification occurs for other transports (e.g.,tracer concentrations, momentum)

Needs further ansatze, χi = χbulk

Or decompose bulk plume into spectrum of plumes

Convection parameterization – p.35/91

Page 37: Bob Plant - met.rdg.ac.uksws00rsp/teaching/nanjing/convectionI.pdf · Nanjing Summer School July 2014. Outline Motivation The mass flux idea Justifications for “bulk” schemes

Example for passive scalarPassive scalar distribution for bulk and spectral systems

From decomposition of ZM outputs (Lawrence and Rasch 2005)

Convection parameterization – p.36/91

Page 38: Bob Plant - met.rdg.ac.uksws00rsp/teaching/nanjing/convectionI.pdf · Nanjing Summer School July 2014. Outline Motivation The mass flux idea Justifications for “bulk” schemes

Conclusions IA bulk model of plumes does not follow immediately fromaveraging over bulk plumes, but requires some extraassumptions

Entrainment formulation is a big issue

In bulk systems, cloud-radiation interactions have to beestimated using bulk variables

In bulk systems, microphysics has to be calculated usingbulk variables

This implies very simple, linearized microphysics

But microphysics is problematic for mass flux methodsanyway, owing to non-separation of σi and wi

Convection parameterization – p.37/91

Page 39: Bob Plant - met.rdg.ac.uksws00rsp/teaching/nanjing/convectionI.pdf · Nanjing Summer School July 2014. Outline Motivation The mass flux idea Justifications for “bulk” schemes

Conclusions IIA bulk plume is an entraining/detraining plume that isequivalent to an ensemble of entraining plumes

A bulk system needs a “gross assumption” that l = lbulk

not often recognized, but relevant when detrained condensate is used

as a source term for prognostic representations of stratiform cloud (for

example)

Detrained condensate from a bulk scheme is anoverestimate

Bulk schemes are much more efficient, but they do have theirlimitations

Convection parameterization – p.38/91