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PHYS824: Introduction to Nanophysics GNRs and CNTs Graphene Nanoribbons and Carbon Nanotubes Graphene Nanoribbons and Carbon Nanotubes Branislav K. Nikolić Department of Physics and Astronomy, University of Delaware, Newark, DE 19716, U.S.A. http://wiki.physics.udel.edu/phys824

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Page 1: BranislavK. Nikoli ćbnikolic/teaching/phys824/lectures/gnr_and_… · the CNT and variations in the bond lengths which are not all equivalent. The effect are more pronounced in CNT

PHYS824: Introduction to Nanophysics GNRs and CNTs

Graphene Nanoribbonsand

Carbon Nanotubes

Graphene Nanoribbonsand

Carbon Nanotubes

Branislav K. NikolićDepartment of Physics and Astronomy, University of Delaware,

Newark, DE 19716, U.S.A.

http://wiki.physics.udel.edu/phys824

Page 2: BranislavK. Nikoli ćbnikolic/teaching/phys824/lectures/gnr_and_… · the CNT and variations in the bond lengths which are not all equivalent. The effect are more pronounced in CNT

PHYS824: Introduction to Nanophysics GNRs and CNTs

From Bulk Graphene to GNR

11-AGNR: Empty circles denote hydrogen atoms passivating the edge carbon atoms, and the black and gray rectangles represent atomic sites belonging to different sublattices of the honeycomb lattice of graphene. The 1D unit cell (or supercell) distance and ribbon width are represented by da and Wa, respectively. The

carbon-carbon distance on the nth dimer line is denoted as an.

6-ZGNR:The empty circles and rectangles follow the same

convetion as for AGNR. The 1D unit cell (or supercell) distance and the ribbon width are denoted

as dz and Wz, respectively.

Page 3: BranislavK. Nikoli ćbnikolic/teaching/phys824/lectures/gnr_and_… · the CNT and variations in the bond lengths which are not all equivalent. The effect are more pronounced in CNT

PHYS824: Introduction to Nanophysics GNRs and CNTs

From Bulk Graphene to CNT

( , )

1 2

(1 ) 3 1ˆ ˆ

2 2

n ma n m na

κ κ⊥

+ −= + = +

a a x y

( , )

2

1 (1 ) 3 3ˆ ˆ

2 2 1

n ma a

κ κ λ

κ κ

− += +

+ + x y

smallest rational number that produces

as the graphene lattice vectorλ =

( , )n ma�

n mκ =

Terminology: (n,0) – zigzag CNT | (n,n) – armchair CNT | (n,m) n≠m chiral CNT

Page 4: BranislavK. Nikoli ćbnikolic/teaching/phys824/lectures/gnr_and_… · the CNT and variations in the bond lengths which are not all equivalent. The effect are more pronounced in CNT

PHYS824: Introduction to Nanophysics GNRs and CNTs

Experimental Methods to Fabricate GNRScience 319, 1229 (2008): Chemical Derivation

Nature Nanotechnology 3, 397 (2008): STM Nanolithography Nature 458, 872 (2009): SWCNT Unzipping

Page 5: BranislavK. Nikoli ćbnikolic/teaching/phys824/lectures/gnr_and_… · the CNT and variations in the bond lengths which are not all equivalent. The effect are more pronounced in CNT

PHYS824: Introduction to Nanophysics GNRs and CNTs

How to Compute Subband Structure of Quantum Wire Defined on a Lattice

ii--11 ii i+1i+1

Page 6: BranislavK. Nikoli ćbnikolic/teaching/phys824/lectures/gnr_and_… · the CNT and variations in the bond lengths which are not all equivalent. The effect are more pronounced in CNT

PHYS824: Introduction to Nanophysics GNRs and CNTs

Application to GNR: Supercells and Block Matrix Structure of TB Hamiltonian

Page 7: BranislavK. Nikoli ćbnikolic/teaching/phys824/lectures/gnr_and_… · the CNT and variations in the bond lengths which are not all equivalent. The effect are more pronounced in CNT

PHYS824: Introduction to Nanophysics GNRs and CNTs

GNR in Equilibrium: Subband Structure and Density of States

ARMCHAIR GNR

ZIG

ZAG GNR

4a

N = 5a

N = 30a

N =

4z

N = 5z

N = 30z

N =

Page 8: BranislavK. Nikoli ćbnikolic/teaching/phys824/lectures/gnr_and_… · the CNT and variations in the bond lengths which are not all equivalent. The effect are more pronounced in CNT

PHYS824: Introduction to Nanophysics GNRs and CNTs

20 15 10 5 0-3

-2

-1

0

1

2

3

Nz=20

Ener

gy

Conductance (2e2/h)

∆∆∆∆E=0.42

zigzag

-1 0 1-3

-2

-1

0

1

2

3

kx (1/a)

10 5 0-3

-2

-1

0

1

2

3

Na=21

Ener

gy

Conductance (2e2/h)

∆∆∆∆E=0.14

armchair

-1 0 1-3

-2

-1

0

1

2

3

kx (1/d

a)

GNR out of Equilibrium: Conductance Quantization Theory

1

2 1n

z

E t nN

π = ± +

Page 9: BranislavK. Nikoli ćbnikolic/teaching/phys824/lectures/gnr_and_… · the CNT and variations in the bond lengths which are not all equivalent. The effect are more pronounced in CNT

PHYS824: Introduction to Nanophysics GNRs and CNTs

GNR out of Equilibrium: Conductance Quantization Experiment

van Weeset al., PRL 60, 848 (1988)

Avouris Lab, PRB 78, 161409(R) (2008)

Page 10: BranislavK. Nikoli ćbnikolic/teaching/phys824/lectures/gnr_and_… · the CNT and variations in the bond lengths which are not all equivalent. The effect are more pronounced in CNT

PHYS824: Introduction to Nanophysics GNRs and CNTs

Pseudo-Diffusive Transport in Gated ZGNR

Crestiet al., PRB 76, 205433 (2007)

Page 11: BranislavK. Nikoli ćbnikolic/teaching/phys824/lectures/gnr_and_… · the CNT and variations in the bond lengths which are not all equivalent. The effect are more pronounced in CNT

PHYS824: Introduction to Nanophysics GNRs and CNTs

Electronic Structure of CNT: From Graphene via BZ Folding Method

Metallic 1D energy bands are generally unstable under a Peierls distortion → CNT are exception since their tubular structure impedes this effects making their metallic properties at the level of a single molecule

rather unique!

2n+m ≠ 3ln≠3psemiconducting

2n+m=3ln=3pall metalicmetallic

chiral(n,m)

zigzag (n,0)

armchair (n,n)

True band structure, as obtained from DFT, is also

affected by the curvature of the CNT and variations in the bond lengths which are not all equivalent. The effect are more pronounced in CNT of small

diameter, but they do not alter significantly the simple picture based on electronic structure of

graphene.

Page 12: BranislavK. Nikoli ćbnikolic/teaching/phys824/lectures/gnr_and_… · the CNT and variations in the bond lengths which are not all equivalent. The effect are more pronounced in CNT

PHYS824: Introduction to Nanophysics GNRs and CNTs

CNT out of Equilibrium: SubbandStructure and Density of States

Charlier, Blase, and Roche, Rev. M

od. Phys. 79, 677 (2007)

(5,5) (9,0)

(10,0) (8,2)

Page 13: BranislavK. Nikoli ćbnikolic/teaching/phys824/lectures/gnr_and_… · the CNT and variations in the bond lengths which are not all equivalent. The effect are more pronounced in CNT

PHYS824: Introduction to Nanophysics GNRs and CNTs

CNT out of Equilibrium: Conductance Quantization Theory

Charlier, Blase, and Roche, Rev. M

od. Phys. 79, 677 (2007)

Infinite metallic (5,5) armchair CNT

CNT-CNT Junction

Page 14: BranislavK. Nikoli ćbnikolic/teaching/phys824/lectures/gnr_and_… · the CNT and variations in the bond lengths which are not all equivalent. The effect are more pronounced in CNT

PHYS824: Introduction to Nanophysics GNRs and CNTs

CNT out of Equilibrium: Conductance Quantization Experiment

Page 15: BranislavK. Nikoli ćbnikolic/teaching/phys824/lectures/gnr_and_… · the CNT and variations in the bond lengths which are not all equivalent. The effect are more pronounced in CNT

PHYS824: Introduction to Nanophysics GNRs and CNTs

GNR and CNT Subband Structure: Tight-Binding vs. DFT

Page 16: BranislavK. Nikoli ćbnikolic/teaching/phys824/lectures/gnr_and_… · the CNT and variations in the bond lengths which are not all equivalent. The effect are more pronounced in CNT

PHYS824: Introduction to Nanophysics GNRs and CNTs

ZGNR Conductance: Tight-Binding vs. DFT

Page 17: BranislavK. Nikoli ćbnikolic/teaching/phys824/lectures/gnr_and_… · the CNT and variations in the bond lengths which are not all equivalent. The effect are more pronounced in CNT

PHYS824: Introduction to Nanophysics GNRs and CNTs

Band Gaps in AGNRs:Tight-Binding vs. DFT

Page 18: BranislavK. Nikoli ćbnikolic/teaching/phys824/lectures/gnr_and_… · the CNT and variations in the bond lengths which are not all equivalent. The effect are more pronounced in CNT

PHYS824: Introduction to Nanophysics GNRs and CNTs

Band Gaps in ZGNRs:Coulomb Interaction Effects

1 2 3 4 5 6 7 8 9 100.0

0.4

0.8

1.2

1.6

-3 -2 -1 0 1 2 30.0

0.4

0.8

1.2

1.6

Loca

l D

OS

at

EF=

0.0

1

Transverse Lattice Site

DO

S

Fermi Energy EF

( ) 1F

Ug E >

Stoner criterion for itinerant ferromagnetism

Page 19: BranislavK. Nikoli ćbnikolic/teaching/phys824/lectures/gnr_and_… · the CNT and variations in the bond lengths which are not all equivalent. The effect are more pronounced in CNT

PHYS824: Introduction to Nanophysics GNRs and CNTs

Magnetism in Graphene Clusters with Zigzag Edges: LSDA or Hubbard Model

Pisani et al, PRB 75, 064418 (2007)

Page 20: BranislavK. Nikoli ćbnikolic/teaching/phys824/lectures/gnr_and_… · the CNT and variations in the bond lengths which are not all equivalent. The effect are more pronounced in CNT

PHYS824: Introduction to Nanophysics GNRs and CNTs

Magnetic NanographenesHave Midgap (E=0) States

1 E=0 state

S=1/2

Courtesy of J. Fernández-Rossier, Universidad de Alicante, Spain

S=12 E=0

states

Page 21: BranislavK. Nikoli ćbnikolic/teaching/phys824/lectures/gnr_and_… · the CNT and variations in the bond lengths which are not all equivalent. The effect are more pronounced in CNT

PHYS824: Introduction to Nanophysics GNRs and CNTs

Midgap (E=0) States vsSublattice Imbalance

Courtesy of J. Fernández-Rossier, Universidad de Alicante, Spain

1 E=0 state

S=1/2 N=19,

NA=9

NB=10

2 E=0

statesS=1

N=22,

NA=10

NB=12

Number of E=0 states in nearest-neighbour TB model on bipartite lattice: Nz=|NA-NB|

M. Inui, S. A. Trugman, and E. Abrahams, PRB49, 3190 (1994).

Zero energy states are sublattice polarized(in majority sublattice).

Global sublattice imbalance: |NA-NB|>0

Page 22: BranislavK. Nikoli ćbnikolic/teaching/phys824/lectures/gnr_and_… · the CNT and variations in the bond lengths which are not all equivalent. The effect are more pronounced in CNT

PHYS824: Introduction to Nanophysics GNRs and CNTs

Properties of E=0 States on Triangles

Courtesy of J. Fernández-Rossier, Universidad de Alicante, Spain

JFR , J. J. Palacios, PRL 99, 177204 (2007)

100% Sublattice polarized

Predominantlyon the Edge

N=97,

NA=45

NB=52

7 zero energy states:

7 E=0 state

Page 23: BranislavK. Nikoli ćbnikolic/teaching/phys824/lectures/gnr_and_… · the CNT and variations in the bond lengths which are not all equivalent. The effect are more pronounced in CNT

PHYS824: Introduction to Nanophysics GNRs and CNTs

Electronic Structure in Non-Interacting Picture

Courtesy of J. Fernández-Rossier, Universidad de Alicante, Spain

7 electrons in

7 states

Page 24: BranislavK. Nikoli ćbnikolic/teaching/phys824/lectures/gnr_and_… · the CNT and variations in the bond lengths which are not all equivalent. The effect are more pronounced in CNT

PHYS824: Introduction to Nanophysics GNRs and CNTs

Electronic Structure in Interacting Picture

Courtesy of J. Fernández-Rossier, Universidad de Alicante, Spain

Superatomic Hunds’s rule

S=7/2

Page 25: BranislavK. Nikoli ćbnikolic/teaching/phys824/lectures/gnr_and_… · the CNT and variations in the bond lengths which are not all equivalent. The effect are more pronounced in CNT

PHYS824: Introduction to Nanophysics GNRs and CNTs

No Sublattice Imbalance S=0 Systems

Courtesy of J. Fernández-Rossier, Universidad de Alicante, Spain

0% Sublattice polarized

Low energy states Predominantlyon the Edge

No strict zero energy states

Low energy edge states

JFR , J. J. Palacios, PRL 99, 177204 (2007)

Large Hexagons have ferro-magnetic edgesTotal spin S=0 (AF inter-edge coupling)Small hexagons have no local moments

Competition between Coulomb interaction and AB hybdrization

Page 26: BranislavK. Nikoli ćbnikolic/teaching/phys824/lectures/gnr_and_… · the CNT and variations in the bond lengths which are not all equivalent. The effect are more pronounced in CNT

PHYS824: Introduction to Nanophysics GNRs and CNTs

GNRs as Topological Insulators Below 0.5 K

How big is SO coupling in graphene? Answer: arXiv:0904.3315

GNR with

intrinsic SO coupling

→2D Topological or Q

uantum Spin H

all Insulator

Page 27: BranislavK. Nikoli ćbnikolic/teaching/phys824/lectures/gnr_and_… · the CNT and variations in the bond lengths which are not all equivalent. The effect are more pronounced in CNT

PHYS824: Introduction to Nanophysics GNRs and CNTs

Anticipated Applications of GNRs and CNTs: Nanoelectronics with GNRFETs or CNTFETs

Page 28: BranislavK. Nikoli ćbnikolic/teaching/phys824/lectures/gnr_and_… · the CNT and variations in the bond lengths which are not all equivalent. The effect are more pronounced in CNT

PHYS824: Introduction to Nanophysics GNRs and CNTs

Nonequilibrium Phase Transition in ZGNRs as Potential Digital Memory

Dai Lab, Science 319, 1229 (2008)

Areshkin and Nikolic, Phys. Rev. B 79, 205430 (2009)

NEGF-MFA Hubbard