Securities offered through Cambridge Investment Research, Inc., a Broker/Dealer, Member FINRA/SIPC. Investment Advisor Representative, Lawing Financial Inc, A Registered Investment

Advisor. 6201 College Blvd - 7th Floor Overland Park KS 66211 913-491-6226 Fax: 913-491-3214 Cambridge, techgirl FINANCIAL and Lawing Financial Inc are not affiliated.

Kim Gaxiola is an Investment Advisor Representative with Cambridge Investment Research Advisors.

S E R V I C E S A V A I L A B L E

Your Comprehensive Fiduciary Partner

Plan Level : Investment Manager Fiduciary:

Qualified Plan Advisors ( QPA) will act as a discretionary investment manager shifting fiduciary obligations on plan investments from the plan sponsor.

Investment Policy Management;

Initial design and quarterly fund analysis to ensure compliance

Plan Level GAP Analysis: Measuring specific plan health and setting goals to ensure internal plan improvement Full Fee Disclosure: Ensuring transparency and cost management Participant Level : Local and interactive. We believe in small

group, face-to -face contact and on-going education meetings.

Individual GAP Analysis: Reports delivered to each individual in Group or one-on-one meetings Managed Models:

For those that want a “do-it-for-me” strategy, we have Risk Based Managed Models available, eliminating the stress from participants having to make a selection.

BRINGING RETIREMENT PLAN EXPERTISE TO YOUR BUSINESS

In partnership with

www.qualifiedplanadvisors.com

Facts at a Glance

100+ Registered Team Members including Representatives , Investment Advisory Representatives, Qualified Plan Advisors and Staff

4 locations:

Overland Park, KS Springfield, MO Dallas, TX Cedar Rapids, IA

One of the largest

independent financial firms in the Midwest specializing in qualified plan services

Performance

reporting reviewed by an outside accounting firm

Kim Gaxiola CFP® Retirement Plan Advisor Plan Sponsor / Participant Services With 15+ years of financial services industry experience, Kim serves her investors by managing their assets from trusts and retirement plans as well as assisting with personal wealth accumulation. As part of the Qualified Plan Advisors ( QPA) team, she works closely with Plan Sponsors, High Net-Worth Executives and plan participants to educate them on

Craig Scherzer Retirement Plan Advisor Plan Sponsor / Participant Services With a focus on participant education and wealth management, Craig feels the best way for an individual to achieve their retirement goals is to educate them on risk tolerance, plan diversity and the importance of saving in general. As a Retirement Plan Advisor with QPA, he works closely with other retirement plan team members in the area of plan design and fiduciary support.

Mark Hogan Retirement Plan Advisor Plan Sponsor / Participant Services With 13+ years in the investment services industry, Mark focuses on Wealth Management for High Net Worth Executives and Qualified Plan participants. His experience includes all aspects from plan enrollment to fiduciary support and he is dedicated to face to face interaction with all of his clientele.

Scott Liggett, JD—ERISA Oversight With 20+ years of experience in the Financial Services industry, Scott’s focus is in ERISA Contract Law. As a part of the Lawing Financial/ QPA team, his responsibilities include Contract Design and Analysis, as well as Annual Plan Reviews. Scott also sits on the Qualified Plan Fiduciary Summit committee wherein his many years of experience with DOL and ERISA statutes is a vital contribution to the team.

Kim Gaxiola, CFP® 305 Vineyard Town Center

Suite #369 Morgan Hill, CA 95037 Phone: 800-584-3652

Fax: 408-465-0408 kim@techgirlfinancial.com

68802 CA 102412

issues such as plan design, fiduciary support and Gap Analysis. With a focus on technology, she strives to assist her clientele by embracing systems to enhance their qualified retirement planning experience.