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Building a (Successful) Research Group Workshop at the Heidelberg Laureate Forum 2014 Martin Potthast Bauhaus-Universität Weimar www.webis.de

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Page 1: Building a (Successful) Research Group · Bauhaus-Universität Weimar . Introduction There is no recipe for success [e.g., Richard Branson] 2[^] © 2014. Introduction There is no

Building a (Successful) Research Group

Workshop at the Heidelberg Laureate Forum 2014

Martin Potthast

Bauhaus-Universität Weimarwww.webis.de

Page 2: Building a (Successful) Research Group · Bauhaus-Universität Weimar . Introduction There is no recipe for success [e.g., Richard Branson] 2[^] © 2014. Introduction There is no

Introduction

There is no recipe for success[e.g., Richard Branson]

2 [∧] © www.webis.de 2014

Page 3: Building a (Successful) Research Group · Bauhaus-Universität Weimar . Introduction There is no recipe for success [e.g., Richard Branson] 2[^] © 2014. Introduction There is no

Introduction

There is no recipe for success[e.g., Richard Branson]

but, if you insist,

3 [∧] © www.webis.de 2014

Page 4: Building a (Successful) Research Group · Bauhaus-Universität Weimar . Introduction There is no recipe for success [e.g., Richard Branson] 2[^] © 2014. Introduction There is no

Introduction

There is no recipe for success[e.g., Richard Branson]

but, if you insist,

Chance favors the prepared mind[Louis Pasteur]

4 [∧] © www.webis.de 2014

Page 5: Building a (Successful) Research Group · Bauhaus-Universität Weimar . Introduction There is no recipe for success [e.g., Richard Branson] 2[^] © 2014. Introduction There is no

IntroductionIt’s your choice

5 [∧] © www.webis.de 2014

Page 6: Building a (Successful) Research Group · Bauhaus-Universität Weimar . Introduction There is no recipe for success [e.g., Richard Branson] 2[^] © 2014. Introduction There is no

IntroductionIt’s your choice

You can work alone

6 [∧] © www.webis.de 2014

Page 7: Building a (Successful) Research Group · Bauhaus-Universität Weimar . Introduction There is no recipe for success [e.g., Richard Branson] 2[^] © 2014. Introduction There is no

IntroductionIt’s your choice

or in a team

You can work alone

7 [∧] © www.webis.de 2014

Page 8: Building a (Successful) Research Group · Bauhaus-Universität Weimar . Introduction There is no recipe for success [e.g., Richard Branson] 2[^] © 2014. Introduction There is no

IntroductionThe Question of the Day

8 [∧] © www.webis.de 2014

Page 9: Building a (Successful) Research Group · Bauhaus-Universität Weimar . Introduction There is no recipe for success [e.g., Richard Branson] 2[^] © 2014. Introduction There is no

IntroductionThe Question of the Day

Is building a research group altogether better for a scientific careerthan working alone?

9 [∧] © www.webis.de 2014

Page 10: Building a (Successful) Research Group · Bauhaus-Universität Weimar . Introduction There is no recipe for success [e.g., Richard Branson] 2[^] © 2014. Introduction There is no

IntroductionThe Question of the Day

Is building a research group altogether better for a scientific careerthan working alone?

building a research group as in

q gather and support people who share a common research missionq e.g., like founding a small company

10 [∧] © www.webis.de 2014

Page 11: Building a (Successful) Research Group · Bauhaus-Universität Weimar . Introduction There is no recipe for success [e.g., Richard Branson] 2[^] © 2014. Introduction There is no

IntroductionThe Question of the Day

Is building a research group altogether better for a scientific careerthan working alone?

building a research group as in

q gather and support people who share a common research missionq e.g., like founding a small company

better as in

q better research (quality, impact)q better career prospects (for everyone involved)q better feelings (being at home)

11 [∧] © www.webis.de 2014

Page 12: Building a (Successful) Research Group · Bauhaus-Universität Weimar . Introduction There is no recipe for success [e.g., Richard Branson] 2[^] © 2014. Introduction There is no

IntroductionThe Question of the Day

Is building a research group altogether better for a scientific careerthan working alone?

building a research group as in

q gather and support people who share a common research missionq e.g., like founding a small company

better as in

q better research (quality, impact)q better career prospects (for everyone involved)q better feelings (being at home)

working alone as in

q being responsible for oneself onlyq collaborating loosely with others

12 [∧] © www.webis.de 2014

Page 13: Building a (Successful) Research Group · Bauhaus-Universität Weimar . Introduction There is no recipe for success [e.g., Richard Branson] 2[^] © 2014. Introduction There is no

Remarks:

q I haven’t build a research group myself; I am part of a group, thoughq I am biased towards the German academic systemq I am biased towards computer scienceq I’ll raise more questions than giving answers to them

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Page 14: Building a (Successful) Research Group · Bauhaus-Universität Weimar . Introduction There is no recipe for success [e.g., Richard Branson] 2[^] © 2014. Introduction There is no

IntroductionPillars of a Research Group

14 [∧] © www.webis.de 2014

Page 15: Building a (Successful) Research Group · Bauhaus-Universität Weimar . Introduction There is no recipe for success [e.g., Richard Branson] 2[^] © 2014. Introduction There is no

IntroductionPillars of a Research Group

There’s

1. People

2. Research

3. Funding

all of which magicallybrought together by

You

15 [∧] © www.webis.de 2014

Page 16: Building a (Successful) Research Group · Bauhaus-Universität Weimar . Introduction There is no recipe for success [e.g., Richard Branson] 2[^] © 2014. Introduction There is no

IntroductionPillars of a Research Group

There’s

1. People

2. Research

3. Funding

all of which magicallybrought together by

You

16 [∧] © www.webis.de 2014

Page 17: Building a (Successful) Research Group · Bauhaus-Universität Weimar . Introduction There is no recipe for success [e.g., Richard Branson] 2[^] © 2014. Introduction There is no

IntroductionPillars of a Research Group

There’s

1. People

2. Research

3. Funding

all of which magicallybrought together by

You

17 [∧] © www.webis.de 2014

Page 18: Building a (Successful) Research Group · Bauhaus-Universität Weimar . Introduction There is no recipe for success [e.g., Richard Branson] 2[^] © 2014. Introduction There is no

IntroductionPillars of a Research Group

There’s

1. People

2. Research

3. Funding

all of which magicallybrought together by

You

18 [∧] © www.webis.de 2014

Page 19: Building a (Successful) Research Group · Bauhaus-Universität Weimar . Introduction There is no recipe for success [e.g., Richard Branson] 2[^] © 2014. Introduction There is no

IntroductionPillars of a Research Group

There’s

1. People

2. Research

3. Funding

all of which magicallybrought together by

You

19 [∧] © www.webis.de 2014

Page 20: Building a (Successful) Research Group · Bauhaus-Universität Weimar . Introduction There is no recipe for success [e.g., Richard Branson] 2[^] © 2014. Introduction There is no

Remarks:

q At the workshop, Ivan Sutherland, winner of the 1988 Turing award, suggested the followingamendments: “Research” should come first, and it should be replaced by “Problem”, say,the primary research goal of a research group.

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Page 21: Building a (Successful) Research Group · Bauhaus-Universität Weimar . Introduction There is no recipe for success [e.g., Richard Branson] 2[^] © 2014. Introduction There is no

People

21 [∧] © www.webis.de 2014

Page 22: Building a (Successful) Research Group · Bauhaus-Universität Weimar . Introduction There is no recipe for success [e.g., Richard Branson] 2[^] © 2014. Introduction There is no

PeopleThe Webis Group

Khalid Al-Khatib Tim Gollub Steve Göring Matthias Hagen Johannes Kiesel

Martin Potthast Martin Trenkmann Michael Völske Henning Wachsmuth Benno Stein

[www.webis.de]

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Page 23: Building a (Successful) Research Group · Bauhaus-Universität Weimar . Introduction There is no recipe for success [e.g., Richard Branson] 2[^] © 2014. Introduction There is no

Questionnaire Results

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Page 24: Building a (Successful) Research Group · Bauhaus-Universität Weimar . Introduction There is no recipe for success [e.g., Richard Branson] 2[^] © 2014. Introduction There is no

Questionnaire ResultsAre you member of a research group?

Yes: 93% (41 / 44)

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Page 25: Building a (Successful) Research Group · Bauhaus-Universität Weimar . Introduction There is no recipe for success [e.g., Richard Branson] 2[^] © 2014. Introduction There is no

Questionnaire ResultsAre you member of a research group?

Yes: 93% (41 / 44)

Are you head of a research group?

No: 86% (38 / 44)

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Page 26: Building a (Successful) Research Group · Bauhaus-Universität Weimar . Introduction There is no recipe for success [e.g., Richard Branson] 2[^] © 2014. Introduction There is no

Questionnaire ResultsAre you member of a research group?

Yes: 93% (41 / 44)

Are you head of a research group?

No: 86% (38 / 44)

Do you plan to pursue a career as a scientist?

Yes: 89% (39 / 44)

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Page 27: Building a (Successful) Research Group · Bauhaus-Universität Weimar . Introduction There is no recipe for success [e.g., Richard Branson] 2[^] © 2014. Introduction There is no

PeopleIn One Person

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Page 28: Building a (Successful) Research Group · Bauhaus-Universität Weimar . Introduction There is no recipe for success [e.g., Richard Branson] 2[^] © 2014. Introduction There is no

PeopleIn One Person

Recruiter

Leader

Motivator

Mentor

Politician

Marketer

Organizer

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Page 29: Building a (Successful) Research Group · Bauhaus-Universität Weimar . Introduction There is no recipe for success [e.g., Richard Branson] 2[^] © 2014. Introduction There is no

PeopleIn One Person

Recruiter

Leader

Motivator

Mentor

Politician

Marketer

Organizer

q Become a talent scoutq Learn to interview people

q Were you ever directlyinvolved in hiring aresearch scientist?

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Page 30: Building a (Successful) Research Group · Bauhaus-Universität Weimar . Introduction There is no recipe for success [e.g., Richard Branson] 2[^] © 2014. Introduction There is no

PeopleIn One Person

Recruiter

Leader

Motivator

Mentor

Politician

Marketer

Organizer

and, time permitting,

Researcher

30 [∧] © www.webis.de 2014

Page 31: Building a (Successful) Research Group · Bauhaus-Universität Weimar . Introduction There is no recipe for success [e.g., Richard Branson] 2[^] © 2014. Introduction There is no

Remarks:

q Again, Ivan Sutherland remarked that leadership comes first and is the most important thingthat keeps a group together. He further made two suggestions:

q In his experience, one cannot learn anything from an interview when hiring a scientist.Instead, the only thing that really helps in making a decision whether or not to hire someoneis to talk to someone off-the-record who knows the applicant.

q In a group meeting, answers should always be given in the order of increasing seniority, sothat junior researchers have no chance of hiding behind the senior ones and so that theyhave to come up with their own original thoughts.

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Page 32: Building a (Successful) Research Group · Bauhaus-Universität Weimar . Introduction There is no recipe for success [e.g., Richard Branson] 2[^] © 2014. Introduction There is no

Research“You and Your Research”

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Page 33: Building a (Successful) Research Group · Bauhaus-Universität Weimar . Introduction There is no recipe for success [e.g., Richard Branson] 2[^] © 2014. Introduction There is no

Research“You and Your Research”

Talk at Bell Labs in 1986 on how to dogreat research [transcript]

Richard Hamming (1915-1998)

Turing Award 1968

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Page 34: Building a (Successful) Research Group · Bauhaus-Universität Weimar . Introduction There is no recipe for success [e.g., Richard Branson] 2[^] © 2014. Introduction There is no

Research“You and Your Research”

Talk at Bell Labs in 1986 on how to dogreat research [transcript]

Characteristics of a great researcher:

q Courage (pick important problems)q Humility (accept basic problems)q Drive (work more)q Skepticism (of one’s own work)q Focus (i.e., no distractions)

Less effective characteristics includeluck, brains, youth, ego, anger,non-conformism, and self-deception.

Richard Hamming (1915-1998)

Turing Award 1968

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Page 35: Building a (Successful) Research Group · Bauhaus-Universität Weimar . Introduction There is no recipe for success [e.g., Richard Branson] 2[^] © 2014. Introduction There is no

Questionnaire ResultsList the ways you know by which the success of a scientist is measured today.

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Page 36: Building a (Successful) Research Group · Bauhaus-Universität Weimar . Introduction There is no recipe for success [e.g., Richard Branson] 2[^] © 2014. Introduction There is no

Questionnaire ResultsList the ways you know by which the success of a scientist is measured today.

1. Publications (33 mentions)

q by count (21) andq rank of the venue (11) andq whether one is lead author (1)

2. Impact (29)

q as such (15) andq as measured by citations (14)

3. Funding (25) by amount of money acquired

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Page 37: Building a (Successful) Research Group · Bauhaus-Universität Weimar . Introduction There is no recipe for success [e.g., Richard Branson] 2[^] © 2014. Introduction There is no

Questionnaire ResultsList the ways you know by which the success of a scientist is measured today.

1. Publications (33 mentions)

q by count (21) andq rank of the venue (11) andq whether one is lead author (1)

2. Impact (29)

q as such (15) andq as measured by citations (14)

3. Funding (25) by amount of money acquired

4. Students taught (16) and what became of them5. Network (12) by number and rank of collaborators (7), by (prior) affiliation (3), and by

recommendations (2)6. Awards won (11)7. Professional activities (9), namely event organization (4), program committee work (2),

invited talks (2), and other committee work (1)8. Publicity (6)9. Science transfer (5) such as patents (3) and products developed (2)

10. Career steps (3) and the time it took to take them11. Personal skills (2)

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Page 38: Building a (Successful) Research Group · Bauhaus-Universität Weimar . Introduction There is no recipe for success [e.g., Richard Branson] 2[^] © 2014. Introduction There is no

ResearchYou and Your Research Group

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Page 39: Building a (Successful) Research Group · Bauhaus-Universität Weimar . Introduction There is no recipe for success [e.g., Richard Branson] 2[^] © 2014. Introduction There is no

ResearchYou and Your Research Group

Dos

q Supportq Availabilityq Interest and enthusiasmq Domain knowledge and expertiseq Interest in a student’s careerq Good communicationq Constructive feedbackq Direction and structureq Approachability and rapportq Experience and interest in

supervision

Don’ts

q Too busy to superviseq Poor feedbackq Lack of commitment and interestq Conflicts among co-supervisorsq Poor communication or

disagreement about the projectq Unrealisitc expectationsq Selfishness and disrepectfulnessq Not being up-to-date with the fieldq Lack of research experienceq Personality clashes

[source]

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Page 40: Building a (Successful) Research Group · Bauhaus-Universität Weimar . Introduction There is no recipe for success [e.g., Richard Branson] 2[^] © 2014. Introduction There is no

ResearchYou and Your Research Group

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Page 41: Building a (Successful) Research Group · Bauhaus-Universität Weimar . Introduction There is no recipe for success [e.g., Richard Branson] 2[^] © 2014. Introduction There is no

FundingOnce you’re famous, getting funding is easy...

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Page 42: Building a (Successful) Research Group · Bauhaus-Universität Weimar . Introduction There is no recipe for success [e.g., Richard Branson] 2[^] © 2014. Introduction There is no

FundingOnce you’re famous, getting funding is easy...

Proposal

I require 10 000 (ten thousand) Mark

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Page 43: Building a (Successful) Research Group · Bauhaus-Universität Weimar . Introduction There is no recipe for success [e.g., Richard Branson] 2[^] © 2014. Introduction There is no

Remarks:

q Otto Warburg (1883-1970), German physiologist, received the Nobel Prize in Physiology orMedicine 1931, was nominated for the Nobel prize an unprecedented three times for threedifferent discoveries, received the Pour le Mérite (Civil Class) 1952, and was a fellow of theRoyal Society.

q The proposal shown is a reproduction of a proposal that he allegedly submitted in 1921 tothe Notgemeinschaft der Deutschen Wissenschaft (Emergency Association of GermanScience) and that was funded in full. It was originally published in Willem H. Koppenol,Patricia L. Bounds and Chi V. Dang, Otto Warburg’s contributions to current concepts ofcancer metabolism, Nature Reviews Cancer, Vol. 11, May 2011, pp. 325-337.

q In 1921, during hyper inflation, a German Mark was still worth about 1/10th a GermanGoldmark, the gold-backed currency that was used up until World War I. The buying powerof 1 Goldmark in 1914 equals 4.87 Euro today, so that Warburg effectively asked for a grantof about 4870 Euro (6255 US Dollar).

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Page 44: Building a (Successful) Research Group · Bauhaus-Universität Weimar . Introduction There is no recipe for success [e.g., Richard Branson] 2[^] © 2014. Introduction There is no

Questionnaire ResultsHow much money have you successfully helped to acquire?

1E+00

1E+01

1E+02

1E+03

1E+04

1E+05

1E+06

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16

US

Dolla

r (in

thou

sand

s)

HLF Young Researcher

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Page 45: Building a (Successful) Research Group · Bauhaus-Universität Weimar . Introduction There is no recipe for success [e.g., Richard Branson] 2[^] © 2014. Introduction There is no

Some Open Questions

Upper/lower limits:

q How many people are enough?q How much money is enough?q What research would you carry out with no limits on people and money?

People:

q How to choose the best candidate for the job?q When is a PhD student ready to finish his/her PhD?q How much does a PhD student cost?

You:

q Do you wish to build a research group?q Do you wish to maintain a hands-on feeling and do things yourself?q What are your questions?

45 [∧] © www.webis.de 2014

Page 46: Building a (Successful) Research Group · Bauhaus-Universität Weimar . Introduction There is no recipe for success [e.g., Richard Branson] 2[^] © 2014. Introduction There is no

Some Open Questions

Upper/lower limits:

q How many people are enough?q How much money is enough?q What research would you carry out with no limits on people and money?

People:

q How to choose the best candidate for the job?q When is a PhD student ready to finish his/her PhD?q How much does a PhD student cost?

You:

q Do you wish to build a research group?q Do you wish to maintain a hands-on feeling and do things yourself?q What are your questions?

Time to get you involved... Thank you!

46 [∧] © www.webis.de 2014

Page 47: Building a (Successful) Research Group · Bauhaus-Universität Weimar . Introduction There is no recipe for success [e.g., Richard Branson] 2[^] © 2014. Introduction There is no

Remarks:

q During the workshop, Matt Lease from the University of Texas at Austin, head of a group of5 researchers, joined the discussion with much enthusiasm. He also provides a couple ofadditional reading tips:

q Ivan Sutherland (Turing Award, 1988): Technology and Courageq Imre Leader, June Barrow-Green, Timothy Gowers. The Princeton Companion to

Mathematics. VIII.6 Advice to a Young Mathematicianq Farther afield, the following publication has a variety of discussion about the importance

and value of working on hard problems, as well as stories of how Hilbert and othermathematicians approached such questions themselves. It’s less direct than the referenceabove, but suggests in general how biographies / histories of mathematicians and computerscience may also carry lessons and inspiring stories for us today:

q Rüdger Thiele. Hilbert’s Twenty-Fourth Problem. The American Mathematical Monthly, Vol.110, No. 1 (Jan., 2003), pp. 1-24.

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Page 48: Building a (Successful) Research Group · Bauhaus-Universität Weimar . Introduction There is no recipe for success [e.g., Richard Branson] 2[^] © 2014. Introduction There is no

48 [<] © www.webis.de 2014

Page 49: Building a (Successful) Research Group · Bauhaus-Universität Weimar . Introduction There is no recipe for success [e.g., Richard Branson] 2[^] © 2014. Introduction There is no

Questionnaire ResultsWere you ever directly involved in hiring a research scientist?

No: 68% (30 / 44)

49 [<] © www.webis.de 2014