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Bulletin of the Seismological Society of America Bulletin of the Seismological Society of America Aftershock sequence and statistics of the 2017 MW 5.5 Pohang earthquake, Aftershock sequence and statistics of the 2017 MW 5.5 Pohang earthquake, South Korea: implication of fault heterogeneity and post-seismic relaxation South Korea: implication of fault heterogeneity and post-seismic relaxation --Manuscript Draft-- Manuscript Number: Manuscript Number: BSSA-D-20-00059R1 Article Type: Article Type: Article Section/Category: Section/Category: Observations, Mechanisms and Hazards of Induced Seismicity Full Title: Full Title: Aftershock sequence and statistics of the 2017 MW 5.5 Pohang earthquake, South Korea: implication of fault heterogeneity and post-seismic relaxation Corresponding Author: Corresponding Author: Junkee Rhie, Ph.D. Seoul National University Seoul, KOREA, REPUBLIC OF Corresponding Author's Institution: Corresponding Author's Institution: Seoul National University Corresponding Author E-Mail: Corresponding Author E-Mail: [email protected] Order of Authors: Order of Authors: Jeong-Ung Woo, Ph. D Minook Kim Junkee Rhie, Ph.D. Tae-Seob Kang, Ph.D. Abstract: Abstract: The sequence of foreshocks, mainshock, and aftershocks associated with a fault rupture are the result of interactions of complex fault systems, the tectonic stress field, and fluid movement. Analysis of shock sequences can aid our understanding of the spatial distribution and magnitude of these factors, as well as providing a seismic hazard assessment. The 2017, M W 5.5 Pohang earthquake sequence occurred following fluid- induced seismic activity at a nearby enhanced geothermal system site and is an example of reactivation of a critically stressed fault system in the Pohang Basin, South Korea. We created an earthquake catalog based on unsupervised data-mining and measuring the energy ratio between short- and long-window seismograms recorded by a temporary seismic network. The spatial distribution of approximately 4,000 relocated aftershocks revealed four fault segments striking southwestward. We also determined that the three largest earthquakes ( M L > 4) were located at the boundary of two fault segments. We infer that locally concentrated stress at the junctions of the faults caused such large earthquakes and that their ruptures on multiple segments can explain the high proportion of non-double couple components. The area affected by aftershocks expands to the southwest and northeast by 0.5 and 1 km decade -1 , respectively, which may result from post-seismic deformation or sequentially transferred static Coulomb stress. The b -values of the Gutenberg-Richter relationship temporarily increased for the first three days of the aftershock sequence, suggesting that the stress field was perturbed. The b -values were generally low (< 1) and locally variable throughout the aftershock area, which may be due to the complex fault structures and material properties. Furthermore, the mapped p - values of the Omori law vary along strike, which may indicate anisotropic expansion speeds in the aftershock region. Author Comments: Author Comments: Suggested Reviewers: Suggested Reviewers: Kwang-Hee Kim Pusan National University [email protected] He is the first author of the paper "Assessing whether the 2017 Mw 5.4 Pohang earthquake in South Korea was an induced event" published at Science. Francesco Grigoli ETH [email protected] He is the first author of the paper "The November 2017 Mw 5.5 Pohang earthquake: A possible case of induced seismicity in South Korea" published at Science. Powered by Editorial Manager® and ProduXion Manager® from Aries Systems Corporation

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Page 1: Bulletin of the Seismological Society of America ...seismo.snu.ac.kr/publications/WooJU.BSSA.R01.2020.pdfHe is the first author of the paper "Controlling fluid-induced seismicity during

Bulletin of the Seismological Society of AmericaBulletin of the Seismological Society of AmericaAftershock sequence and statistics of the 2017 MW 5.5 Pohang earthquake,Aftershock sequence and statistics of the 2017 MW 5.5 Pohang earthquake,South Korea: implication of fault heterogeneity and post-seismic relaxationSouth Korea: implication of fault heterogeneity and post-seismic relaxation

--Manuscript Draft--

Manuscript Number:Manuscript Number: BSSA-D-20-00059R1

Article Type:Article Type: Article

Section/Category:Section/Category: Observations, Mechanisms and Hazards of Induced Seismicity

Full Title:Full Title: Aftershock sequence and statistics of the 2017 MW 5.5 Pohang earthquake, SouthKorea: implication of fault heterogeneity and post-seismic relaxation

Corresponding Author:Corresponding Author: Junkee Rhie, Ph.D.Seoul National UniversitySeoul, KOREA, REPUBLIC OF

Corresponding Author 's Institution:Corresponding Author 's Institution: Seoul National University

Corresponding Author E-Mail:Corresponding Author E-Mail: [email protected]

Order of Authors:Order of Authors: Jeong-Ung Woo, Ph. D

Minook Kim

Junkee Rhie, Ph.D.

Tae-Seob Kang, Ph.D.

Abstract:Abstract: The sequence of foreshocks, mainshock, and aftershocks associated with a fault ruptureare the result of interactions of complex fault systems, the tectonic stress field, and fluidmovement. Analysis of shock sequences can aid our understanding of the spatialdistribution and magnitude of these factors, as well as providing a seismic hazardassessment. The 2017, M W 5.5 Pohang earthquake sequence occurred following fluid-induced seismic activity at a nearby enhanced geothermal system site and is an exampleof reactivation of a critically stressed fault system in the Pohang Basin, South Korea. Wecreated an earthquake catalog based on unsupervised data-mining and measuring theenergy ratio between short- and long-window seismograms recorded by a temporaryseismic network. The spatial distribution of approximately 4,000 relocated aftershocksrevealed four fault segments striking southwestward. We also determined that the threelargest earthquakes ( M L > 4) were located at the boundary of two fault segments. Weinfer that locally concentrated stress at the junctions of the faults caused such largeearthquakes and that their ruptures on multiple segments can explain the high proportionof non-double couple components. The area affected by aftershocks expands to thesouthwest and northeast by 0.5 and 1 km decade -1 , respectively, which may result frompost-seismic deformation or sequentially transferred static Coulomb stress. The b -valuesof the Gutenberg-Richter relationship temporarily increased for the first three days of theaftershock sequence, suggesting that the stress field was perturbed. The b -values weregenerally low (< 1) and locally variable throughout the aftershock area, which may be dueto the complex fault structures and material properties. Furthermore, the mapped p -values of the Omori law vary along strike, which may indicate anisotropic expansionspeeds in the aftershock region.

Author Comments:Author Comments:

Suggested Reviewers:Suggested Reviewers: Kwang-Hee KimPusan National [email protected] is the first author of the paper "Assessing whether the 2017 Mw 5.4 Pohangearthquake in South Korea was an induced event" published at Science.

Francesco [email protected] is the first author of the paper "The November 2017 Mw 5.5 Pohang earthquake: Apossible case of induced seismicity in South Korea" published at Science.

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Page 2: Bulletin of the Seismological Society of America ...seismo.snu.ac.kr/publications/WooJU.BSSA.R01.2020.pdfHe is the first author of the paper "Controlling fluid-induced seismicity during

Grzegorz [email protected] is the first author of the paper "Controlling fluid-induced seismicity during a 6.1-km-deep geothermal stimulation in Finland" published at Science Advances.

Chang-Soo ChoKorea Institute for Geosciences and Mineral [email protected] is one of the authors of "Surface Deformations and Rupture Processes Associatedwith the 2017 Mw 5.4 Pohang, Korea, Earthquake" published at BSSA and he did lotsworks on relocated seismicity.

Opposed Reviewers:Opposed Reviewers:

Response to Reviewers:Response to Reviewers: I included the responses of reveiwers' comments in an attached file. We really appreciatethe editor and two reviewers for commenting manuscript in detail.

Additional Information:Additional Information:

QuestionQuestion ResponseResponse

<b>Key Point #1: </b><br><i>Key Pointsare now mandatory for BSSA, and willappear at the front of articles starting in2020. Please submit three COMPLETEsentences addressing the following: 1) whatproblem did you address?; 2) whatconclusions did you come to?; and 3) whatare the implications of your findings? Eachpoint must be 110 characters or less(including spaces).

Three largest M > 4 earthquakes of the 2017 MW 5.5 Pohang sequence was located atjunctions of fault segments.

Key Point #2:Key Point #2: Along-strike expansion of aftershock area was observed, implying afterslips or Coulombstress transfer.

Key Point #3:Key Point #3: Generally low b-values (<1) and variations in p-values along northeast direction weremapped.

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Page 3: Bulletin of the Seismological Society of America ...seismo.snu.ac.kr/publications/WooJU.BSSA.R01.2020.pdfHe is the first author of the paper "Controlling fluid-induced seismicity during

17 April 2020

Dear Editor:

We would like to thank you, one anonymous reviewer and Sebastian Hainzl, for careful reviews on our

manuscript “Aftershock sequence and statistics of the 2017 MW 5.5 Pohang earthquake, South Korea:

implication of fault heterogeneity and post-seismic relaxation”. The comments were thorough and

considerate so that they led us to elaborate the article precisely. Changes of the manuscript are

highlighted in blue. We now hope that you find the paper acceptable for publication.

Sincerely,

Junkee Rhie

School of Earth and Environmental Sciences, Seoul National University, Seoul.

Seoul, 08826, Republic of Korea

+82-2-880-6731

+82-2-871-3269

[email protected]

==============================

REVIEWERS' COMMENTS: [Note that reviewers sometimes upload files as part of their reviews. If

attachments have been uploaded, they can be found either as links at the bottom of this email or when

you log into the online submission system, select "Submissions Needing Revisions," and then select the

action "View Reviewer Attachments."]

Reviewer #1: Report on thy manuscript titled

"Aftershock sequence and statistics of the 2017 MW 5.5 Pohang earthquake, South Korea: implication of

fault heterogeneity and post-seismic relaxation"

by J.-U. Woo, M. Kim, J. Rhie and T.-S. Kang

The authors analyzed in detail the aftershock sequence of the M5.5 Pohang mainshock based on a newly

created catalog. For that purpose, they applied a sophisticated method for detection, localization, and

magnitude determination. The resulting catalog is then analyzed with respect to the spatial distribution,

spatial and temporal changes of the frequency-magnitude distribution, spatial variations of the Omori-

decay, and migration patterns. The analysis identifies multiple fault segments and spatial variations of the

aftershock properties.

Overall, I find that the paper is well written, the applied techniques and analysis appropriate and

comprehensive, and the results of interest. I have some comments/suggestions listed below.

Major points:

(1) Short-term incompleteness after the mainshock:

It is suspicious that in Figure 4b, blue (late times), green (early times) and black (all times) distributions

seem to have almost the same slope (b-value) for M>1.8, which might indicate that the observed b-value

differences result from incompleteness problems.

It is well known that earthquake catalogs artificially lack small aftershocks directly after the mainshock

with approximately a linear decrease of Mc with log(t) (see e.g. Hainzl SRL 2016). The authors take this

incompleteness already partially into account by estimating time-dependent Mc-values. However, the Mc-

estimations in time-bins might still underestimate the true Mc-value which could be an explanation for the

Response to Reviews

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observed b-value increase with time after the mainshock. To check this possibility, the authors should

present a plot of the earthquake catalog as function of the logarithmic of time after the mainshock, where

they add their estimated step-type Mc-estimation as lines. Alternatively, they might fit a linear log(t)-

dependence of Mc and use dm_i = m_i - Mc(t_i) values to estimate the b-values.

RESPONSE: We agree with your suggestion that the magnitude of completeness (Mc) would be

proportional to log(t). From our analysis, transient Mc decreased from 0.8 at the first temporal bin, and

then decreased to 0.2 at t ~ 4 days. Following your suggestion, we inserted Figure 4a which describes

time-varying Mc.

As you addressed, the estimated b-values can be biased by underestimated Mc-values. To test our

observation of time-varying b-value, we have attached Figure R1 illustrating the magnitude distributions

and GR law fitting lines for four cases (the first temporal bin of green distribution, the second temporal bin,

the sixth temporal bin of red distribution, and the last temporal bin of blue distribution) of which three

cases (the first, the sixth, and the last bin) are already represented in Figure 4c as three examples. For

the first bin, the b-values with > 90% goodness of fit were determined to be in a range of 0.7 to 0.8,

depending on the choice of Mc value. This could have resulted from the time-varying Mc value in the

selected bin. However, the range of b-values with > 90% goodness of fit was still less than those for the

sixth bin.

We also compared the next bin (i.e., the second bin) with the sixth bin, and both of them revealed

stable b-values for the Mc interval of [0.5, 1.0] with > 90% goodness of fit. We observed that the b-values

of the bins are clearly different from each other. The Utsu test between the bins suggests that the

probability of the b-value difference between these bins is statistically not significant, and was estimated

as 0.2%. Therefore, the b-values of the second and the sixth temporal bins, with a more stable Mc

estimation than the first bin, were also different from each other.

We also stated that the transient b-values were also observed for the highest Mc value of 0.8, which

are illustrated as gray dots and error bars in Figure 4b.

For the first temporal bin with green distribution in Figure 4c, we used a green triangle symbol along

with the black circle symbol in order to more clearly illustrate the relatively low b-values of the green

distribution within the interval of [3, 5.5] (see Figure R1a below).

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Figure R1. Distribution of earthquake magnitudes and their corresponding Gutenberg-Richter law fitting

lines (left) and the estimation of b-values and Mc (right) for the first, second, sixth, and last temporal bin

illustrated in Figure 4. Green circles on the left panels represent the selected Mc and cumulative number

of earthquakes with M(> Mc−1/2ΔM). Red lines on the right panels represent the 90% thresholds of the

goodness of fit.

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(2) The authors fitted an Omori-decay relative to the largest M4.6 aftershock, ignoring the ongoing activity

triggered by the mainshock. They justify this choice by stating that the M4.6 "resets the decay rate of the

mainshock" (line 357). This is not state of the art. The epidemic type aftershock sequence (ETAS) model

is known to work well to describe observed activity as sum of all ongoing aftershock sequences. Thus the

fit of the second sequence should include the ongoing Omori decay of the mainshock (with parameters

K1, c1, p2 fitted in the first period), i.e. the following function should be used

R(t) = K1 / (c1 + t_M4.6 - t_main + t)^p1 + K2 / (c2 + t)^p2

where t is the time after the M4.6 aftershock and K2, c2, p2 are the fit parameters.

RESPONSE: We agree with your suggestion. Taking into account your suggestion, we recalculated the

three Omori parameters (k, c, and p) of the Omori law for the aftershocks of the M 4.6 earthquake (period

B) with the decaying aftershock rates for period A with the estimation of Mc and b-values and > 90%

goodness of fit (lines 383–384). We also rescaled K1, considering that the difference of Mc between

period A and period B:

R(t) = K110b1(𝑀𝑐1−𝑀𝑐2) × (𝑐1 + Δt + t)−p1 + 𝐾2 × (𝑐2 + 𝑡)−𝑝2

where Δt is the onset time difference between the ML 4.6 and ML 5.5 events and the symbols “1” and “2”

are used for periods A and B, respectively. This is because the observed number of earthquakes N(≥

Mc−1/2ΔM) should be rescaled with respect to the Mc values for the period B. However, the updated

formula made no significant change of p-values during period B (Figure 5).

(3) Migration pattern:

I completely understand the motivation to test whether a log(t)-migration can be observed which might be

indicative for afterslip. I have also found such a log(t)-migration for an aftershock sequence triggered by

fluid flow (Hainzl et al., JGR 2016). However, the indicated migration envelope in Fig.6c is not really

convincing. On the bottom side, no obvious migration is observable at all (with a limit around 9 km). On

the top, there is already activation very early on at around 2.3 km which remains active the whole period.

There seems to be an extension with time up to values around 0.5 km, but this extension does not

necessarily look like a log(t)-migration.

As alternative, the authors should also discuss a r ~ sqrt(t) increase which would be indicative for pore

pressure diffusion, because of the known presence of fluids in the triggering process.

RESPONSE: We overlapped the earthquake density under the earthquake distribution in Figure 6c to

visualize the migration trend by illustrating the moment that the tenth earthquake occurred in each 0.25

km spatial bin with a 0.1-km sliding window, following the expression of Wu et al. (2017). To the northeast,

very early seismicity clearly existed at around 2.3 km but our relocated earthquake catalog illustrates that

a more northeastern segment at around 0–1 km was not activated until t ~ 0.1 d. To the southwest, an

aftershock area at around 9–10 km was sequentially expanded with logarithmic time and triggered the

seismicity for ML 4.6 and its aftershocks at t ~ 100 d. Therefore, we suggest that the aftershock area has

generally expanded with time. With the bilateral expansion of aftershock area to the northeast and

southwest, the exceptions such as very early aftershocks at around 2.3 km might be triggered by other

mechanisms such as dynamic or static stress transfer due to the mainshock and the following

aftershocks (lines 431–434).

Following your suggestion, we also tested the density plot with r ~ sqrt(t) with t = 0 at the onset of

mainshock (see Figure R2 below). According to a simple diffusion theory with homogeneous hydraulic

diffusivity, the spatial distribution of earthquakes is expected to expand with the square root of time from

the injection point (in our case, the injection points were the open-hole sections of the PX-1 and PX-2

wells). However, for our study the expansion of the area seems to be irrelevant in the case of the injection

point being at around 5.2 km.

For our case study, we suspect that the observed aftershock expansion may have resulted from the

effect of aseismic afterslip as well as a static/dynamic stress triggering mechanism. We have added and

revised several passages related to this issue (lines 378–418).

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Figure R2. Spatiotemporal distribution of seismicity along the E1-E2 of Figure 6a. The abscissa is set to

the squared root of time.

(4) Data availability:

The authors write in lines 533-535 that "The earthquake catalog used in this study will be released at

zenodo website (with doi number) when it is published in journal". What is meant by "when it is published

in journal"? Does it mean that it is not published with this BSSA-article together and only after an

additional publication? This would be not desirable.

RESPONSE: This article and the earthquake catalog described in this article were addressed only in this

original BSSA manuscript. We intended to distribute the earthquake catalog when this article is published.

We modified the data statement in the data/resources section (lines 555–556).

Minor points:

- lines 96-98: Please reformulate the sentence "Using the spatial distribution … parameters b and p",

which is difficult to understand.

RESPONSE: We revised the phrase as the Gutenberg-Richter b-value and the Omori law p-value (lines

98–99).

- line 153: The number of 1357 earthquakes is not comparable to the 174 events detected by Kim et al.

(2018b). Thus, "This is comparable to" should be better replaced by e.g. "These events can be compared

to the 174 earthquakes detected by Kim et al. (2018a), who utilized … : The FAST algorithm …"

RESPONSE: We compared the earthquake catalog of FAST with that of Kim et al. (2018) for their

overlapping period (i.e., from the beginning of 14th November 2017 to 15th November 2017 08:40 UTC).

For the period, the FAST catalog contains 169 earthquakes, while Kim et al. (2018) investigated 217

earthquakes, not 174 events. We have revised the related passages and inserted the expression “their

overlapping period” to avoid confusion (lines 154–157).

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- lines 289-291: I do not understand how the length and width of the fault are really calculated from the

following sentence: "The fault length and width were determined as the difference between the 2.5th and

97.5th percentile of the strike and dip components". Please rewrite it.

RESPONSE: We have added a sentence to describe the definition of the strike and dip components. It

will help in understanding how we defined the length and width of faults in this study (lines 291–295).

- line 312/313 and line 809 (Fig. 4 caption): Contradictory Mc-values: 0.8 and 1.0 … which one is correct?

RESPONSE: The value 0.8 is correct. We fixed the description of Figure 4a.

- line 320: "at least 250 earthquakes" … with magnitude above Mc?

RESPONSE: For each spatial bin, we calculated its b-value only if at least 250 earthquakes with

magnitude measurements existed within 1.5 km from the center of each bin. We measured the Mc value

for each bin and obtained b-values based on the Aki’s maximum likelihood method with M ≥ Mc−1/2ΔM

(ΔM represents the magnitude bin (= 0.1)). Among the spatial bins with estimated b-values, the minimum

and maximum number of earthquakes with M ≥ Mc−1/2ΔM were 165 and 480, respectively. We have

revised the passage to better explain the estimation of the Mc value before analyzing the b-values (line

323).

- line 329 and 331: Please add error values to the b-values, e.g. "0.69 +-0.15" instead of "0.69"

RESPONSE: We added the 1σ error following your suggestion (lines 312, 315, 334, and 336).

- line 345-347: It is difficult to follow what is really done here: "We also applied Utsu's test for all pairs of

spatially varying b-values for which the difference is statistically significant with a significance level of 5%

if Δb > 0.1 for half the cases and Δb > 0.135 for all cases (Figure 4d)". Please describe it more clearly.

RESPONSE: We revisited the related description and reformatted the passage into multiple sentences

for a clearer expression of the concept (lines 350–352).

- line 379: "propagating afterslip" instead of "propagating aftershock"

RESPONSE: We have revised this (line 384).

- line 396-399: I understand the first part of the sentence, namely "For regions with low p-value, the slip

velocity decreases relatively slowly", but I do not understand why in this case "the accumulated post-

seismic displacement required to rupture asperities can takes short time compared to that of the regions

with high p-value"?

RESPONSE: As time goes on, the “slowly decreasing slip velocity” can generate deformation which is

larger than that for the case of “rapidly decreasing slip velocity”. The deformation (or slip displacement)

as the definite integral of slip velocity with respect to time on the specific time period [ta, tb] will also be

larger in the case of “slowly decreasing slip velocity”. Therefore, a certain amount of displacement

(required to rupture asperities) can be reached faster than that of the opposite case. We have revised the

related passage to better explain this (lines 401–404).

- line 403: "aftershocks" instead of "aftershock rates"

RESPONSE: We have revised this (line 409).

- line 406-415:

On the one hand it is stated that "no clear evidence of post-seismic deformation was observed from

differential InSAR analysis (Song and Lee, 2019)". On the other hand it is mentioned that "the

descending image of differential InSAR reveals surface deformation during the first day after the

mainshock" and "the ascending image reveals deformation during the next 19 days". This seems to be

contradictory.

RESPONSE: We have revised the related portions of lines 412–415. In Song and Lee (2019), the InSAR

analysis was applied for the post-seismic period of 16-28 November 2017, from one day after the

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occurrence of the ML 5.4 mainshock, which occurred on 15 November 2017. Therefore, we suspect that a

possible aseismic deformation during the day of the ML 5.4 mainshock, when most of aftershock

expansion occurred, may not have been resolved by the InSAR analysis.

- Tabe 2: There are empty rows for "Median" and "deviation". Furthermore, please clarify how the "fault

thickness" is defined.

RESPONSE: The “Median absolute deviation” represents one cell, not three cells. We have revised Table

2 by adding a rotated layout. The fault thickness was estimated as the difference between the 2.5th and

97.5th percentiles of the last principal components of events after the PCA analysis, but we decided not to

further address the fault thickness in Table 2 considering that it is not as important as the fault strike and

width.

- Figures are often too small and should be increased to ensure visibility.

RESPONSE: We have reviewed all of the figures and increased their size where appropriate.

- Fig. 4a: The colored points are difficult to see.

RESPONSE: We have increased the thickness of the lines and increased the size of the subfigures.

- Fig: A1, caption: Incomplete sentence: " For each subfigure, earthquakes until Red and gray dots"

RESPONSE: We have revised this.

Sebastian Hainzl

Reviewer #2: 1. line 55 in page 4. : "90 people, and made 1500 homeless" -> "92 people, and made 1797

homeless" according to white paper report officially written by Ministry of the Interior and Safety of Korea.

RESPONSE: We have changed the values (from 90 people and 1500 homeless to 135 people and 1797

homeless) following the annual report 2017 of Korean Meteorological Administration (KMA) and replaced

the citation of the related sentence (line 55). Since the estimated values of injuries and homeless are

actually slightly different from several news sources, we have retained these fixed values of the annual

report 2017 of KMA (See the details on the annual report 2017 of KMA:

https://www.kma.go.kr/download_01/Annual_Report_2017.pdf, last accessed on 2nd, April, 2020).

2. line 102 in page 6 : "Ávila-Barrientos et al., 2008" -> " Ávila-Barrientos et al., 2015"

RESPONSE: We have revised this.

3. line 149 in page 8 : "performance trials and or " -> "performance trials and"

RESPONSE: We have revised this.

4. page 31 : It is necessary to sort references alphabetically.

RESPONSE: We have revised this.

5. page 16 in line 326 : "(Chang et al., 2020)"-> There is none in reference.

RESPONSE: Chang et al. (2020) originally planned to submit but unfortunately, it seems to have taken

more time than expected. Therefore, although Chang et al. (2020) studied a more detailed analysis on

the stress state on the Pohang EGS site, we have changed the related citations to the Ellsworth et al.

(2019) and Lee et al. (2019), which also addressed the stress states of the study area.

6. line 375 in page 18 : "Fukumaya and Ellsworth, 2000"->There is none in reference.

RESPONSE: We have revised this.

7. line 377, 380 in page 18 : " Perfettini et al., 2017"->" Perfettini et al., 2018"

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RESPONSE: We have revised these two sentences, which both had the same issue.

8. line 441, page 21 : "Choi et al., 2018"-> " Choi et al., 2019"

RESPONSE: We have revised this.

9. line 622 in page 29 : "Langenbruch, C., Ellsworth, W. L., Woo, J. U., and Wald, D. J. (2019)." ->

"Langenbruch, C., Ellsworth, W. L., Woo, J. U., and Wald, D. J. (2020)."

RESPONSE: We have revised this.

10 line 696 in page 32 : "Trnkoczy, A. (1999). " -> This paper is not alluded in your article.

RESPONSE: We have removed the citation.

11. line 274 in page 13 : focal mechanism (strike: 34°, dip: 52°, rake: 136°) is too different from strike

and F4 table 2. And dip in Fig2(e) is about 50 degree different from that of F4 in table 2. It is

necessary to check it.

RESPONSE: We felt the need to visualize all of the focal mechanisms stated throughout the paper.

Therefore, we have inserted seven beachball diagrams into Figure 2 and Table A3 to help illustrate the

focal mechanism solutions. In Figure 2e, the aftershock distribution is matched with the focal mechanism

solution for the ML 4.6 event.

The dip of F4 in Table 2 has been estimated from the three-dimensional aftershock distribution

during one day from the onset of the ML 4.6 event. We visually identified some events in this period which

occurred along the other fault segment, which could have resulted in biased estimation of strike and dip

for F4. We therefore recalculated the fault geometry for F4 from the earthquakes of which onset times

was within one day from the onset of the ML 4.6 event and for which the location was within 2 km from the

ML 4.6 event in order to limit the outlier points on other faults (lines 286–287). By doing this, we obtained

a more gentle dip of F4. We also changed the projection direction of Figure 2e to coincide with the strike

of the F4.

12 page 47 : Earthquake occurrence rate(quakes/day) should be decreased with day according to omori's

law R(t) in Fig5(c),(d). Is it correct?

RESPONSE: Since Figures 5c and 5d represent the number of cumulated events, we changed the

ordinate title of Fig. 5c and 5d to “Cumulative number of aftershocks”.

13. Authors should have all grant to publish the paper using data from all source(KMA. KHNP, KIGAM

and EGS project)

RESPONSE: We have stated these details in the acknowledgements section.

14. In final comment, Authors described activity of aftershocks of Pohang earthquake well. It seems that

F2 fault is similar to F3. Dip and strike is changed slightly along strike of fault. It seems that F2 and F3

have just different spatial strees status and physical properties. Why do authors insist that F2 and F3 is

different fault? And how about calculating not temporal variation of b value with cumulative events of

increment day but temporal variation of b value a day in Figure 4(a)?

RESPONSE: We have visually identified a curvilinear fault system from the aftershock distribution due to

the slightly different geometry of F2 and F3. The difference of p-values between the two fault segments

represents a property of fault heterogeneity in the fault system and does not indicate that that the two

fault segments are in separate fault systems. We thus used the term “fault segment” instead of the “fault,”

which might have misled to indicating a separate fault system.

Illustrated in Figure 4b, the temporal variation of b-values were calculated with a sliding window of

200 earthquakes. Following your suggestion, we also tested daily b-values via these same procedures

(Figure R3). However, given that the aftershock rates decreased with the Omori law, we were able to

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obtain b-values for a few days from the mainshock and the day of the ML 4.6 earthquake. However, the

temporal changes of the daily b-values showed a similar trend as those in Figure 4b (see Figure R3

below; please note that the log-based abscissa was used for the comparison of Figure 4b).

Figure R3. Temporal variations of b-values and Mc obtained with a bin size of 1 day. The standard

deviations of each bin are represented with horizontal and vertical error bars.

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Aftershock sequence and statistics of the 2017 MW 5.5 Pohang earthquake, South Korea: 1

implication of fault heterogeneity and post-seismic relaxation 2

3

Jeong-Ung Woo 1, Minook Kim2a, Junkee Rhie 1*, Tae-Seob Kang 3 4

Corresponding author: Junkee Rhie ([email protected]) 5

School of Earth and Environmental Sciences, Seoul National University, 1 Gwanak-ro, Gwanak-6

gu, Seoul 08826, Republic of Korea 7

Phone: +82-2-880-6731 8

Fax: +82-2-871-3269 9

1 School of Earth and Environmental Sciences, Seoul National University, Seoul 08826, Republic 10

of Korea 11

2 Department of Structural Systems and Site Evaluation, Korea Institute of Nuclear Safety, 12

Daejeon 34412, South Korea 13

3 Division of Earth Environmental System Science, Pukyong National University, Busan 48513, 14

Republic of Korea 15

16

Abstract 17

18

The sequence of foreshocks, mainshock, and aftershocks associated with a fault rupture are the 19

result of interactions of complex fault systems, the tectonic stress field, and fluid movement. 20

Analysis of shock sequences can aid our understanding of the spatial distribution and magnitude 21

a also at Division of Earth Environmental System Science, Pukyong National University, Busan

48513.

Annotated Manuscript Click here to access/download;Annotated Manuscript;manu_with_color.docx

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of these factors, as well as providing a seismic hazard assessment. The 2017, MW 5.5 Pohang 22

earthquake sequence occurred following fluid-induced seismic activity at a nearby enhanced 23

geothermal system site and is an example of reactivation of a critically stressed fault system in 24

the Pohang Basin, South Korea. We created an earthquake catalog based on unsupervised data-25

mining and measuring the energy ratio between short- and long-window seismograms recorded 26

by a temporary seismic network. The spatial distribution of approximately 4,000 relocated 27

aftershocks revealed four fault segments striking southwestward. We also determined that the 28

three largest earthquakes (ML > 4) were located at the boundary of two fault segments. We infer 29

that locally concentrated stress at the junctions of the faults caused such large earthquakes and 30

that their ruptures on multiple segments can explain the high proportion of non-double couple 31

components. The area affected by aftershocks expands to the southwest and northeast by 0.5 and 32

1 km decade-1, respectively, which may result from post-seismic deformation or sequentially 33

transferred static Coulomb stress. The b-values of the Gutenberg-Richter relationship 34

temporarily increased for the first three days of the aftershock sequence, suggesting that the 35

stress field was perturbed. The b-values were generally low (< 1) and locally variable throughout 36

the aftershock area, which may be due to the complex fault structures and material properties. 37

Furthermore, the mapped p-values of the Omori law vary along strike, which may indicate 38

anisotropic expansion speeds in the aftershock region. 39

40

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INTRODUCTION 41

On 15 November 2017, a moderate-sized earthquake of moment magnitude (MW) 5.5 or local 42

magnitude (ML) 5.4 struck the city of Pohang, located in the southeastern part of the Korean 43

Peninsula, which damaged infrastructure, injured 135 people, and made 1,797 homeless (Korea 44

Meteorological Administration, 2017). The earthquake (hereafter referred to as the mainshock) 45

was the second-largest earthquake event among earthquakes recorded instrumentally in South 46

Korea since 1978, according to the catalog of the Korea Meteorological Administration (KMA). 47

A close examination of the seismic source characteristics of such a rarely observed moderate-48

sized earthquake and its foreshock-mainshock-aftershock sequence is necessary not only to 49

evaluate the current stress field (Zoback, 1992; Soh et al., 2018) and fault properties, but also to 50

understand aftershock triggering mechanisms (King et al., 1994; Kilb et al., 2000). Estimation of 51

statistical parameters (i.e., the Gutenberg-Richter b-value and the Omori law p-value) from a 52

large number of microearthquakes in conjunction with the seismic source properties of 53

aftershocks can give information on fault heterogeneities, such as crack density, slip distribution, 54

applied shear stress, viscoelastic properties, and heat flow (Wiemer and Katsumata, 1999; Murru 55

et al., 2007). 56

One important point to note is that the mainshock occurred near an enhanced geothermal 57

system (EGS) site (Grigoli et al., 2018; Kim et al., 2018; Lee et al., 2019). A body of evidence 58

supports the claim that the mainshock was triggered by five fluid-injection experiments as well 59

as an associated loss of heavy drilling muds and released tectonic energy on a critically stressed 60

fault (Ellsworth et al., 2019; Woo et al., 2019a). The periods of stimulation experiments 61

conducted on two hydraulic wells (PX-1 and PX-2) were closely correlated with microseismicity 62

observed near the wells. Induced seismicity mapped in the vicinity of the EGS indicated the 63

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presence of a previously unmapped fault. Microseismicity triggered on this fault migrated to the 64

location of the mainshock. A breakout was observed in the PX-2 well at intervals corresponding 65

to the assumed fault. The groundwater levels of PX-1 and PX-2 decreased abruptly by 121 m and 66

793 m, respectively, immediately after the mainshock but gradually recovered by 0.078 m d-1 67

and 0.198 m d-1, respectively (Lee, 2019). 68

Previous studies of aftershock distributions in the Pohang Basin determined the presence of 69

complex fault geometries (Hong et al., 2018; Kim et al., 2019). Separately, Grigoli et al. (2018) 70

reported that obtaining a significant non-double-couple (non-DC) component when inverting the 71

moment tensor for a mainshock can be attributed to the complexity of the rupture process in a 72

multi-fault system. The spatial pattern of early aftershocks associated with two 2016 Gyeongju 73

earthquakes (ML 5.1 and ML 5.8), which occurred on two sub-parallel faults approximately 40 74

km away from the Pohang mainshock, is differentiated from the presence of two or three fault 75

segments with varying strikes and dips for the early aftershocks associated with the 2017 Pohang 76

earthquakes (Uchide and Song, 2018; Son et al., 2018; Woo et al., 2019b). 77

In this study, we created an earthquake catalog for the foreshock-mainshock-aftershock 78

sequence from data recorded by local permanent seismic networks, temporary seismometers 79

deployed as part of the aftershock monitoring system, and the temporary Pohang EGS 80

monitoring system. Earthquakes were detected using a machine-learning data mining technique 81

for data obtained during the first ten days and a conventional automatic detection algorithm was 82

employed for the aftershock monitoring system as a whole. Each detected earthquake was 83

located by manual picking and visual inspection and then precisely relocated by the double-84

difference method (Waldhauser and Ellsworth, 2000). Using the spatial distribution of over 85

4,000 earthquakes, we modeled fault systems as a series of multiple fault segments by mapping 86

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the spatio-temporal distribution of the Gutenberg-Richter b-value and the Omori law p-value 87

statistical parameters. 88

Mapping the distribution of earthquake magnitudes provides an independent analysis of the 89

characteristics of aftershock activities and can be used to analyze spatial heterogeneities of 90

material properties, such as stress state, level of asperities, and heat flow rate (Scholz, 1968; 91

Wiemer and Katsumata, 1999; Wiemer and Wyss 1997; Ávila-Barrientos et al., 2015); assess 92

seismic hazards via epidemic-type aftershock sequence modeling (ETAS; Ogata, 1998); and 93

conduct probabilistic seismic hazard analysis (PSHA; Cornell, 1968). In this study, we evaluated 94

the relative magnitude of each earthquake by using amplitude ratios relative to earthquakes of 95

known ML. 96

97

DATA AND METHOD 98

Seismic Networks 99

Continuous seismic waveform data used to detect and analyze seismic source parameters were 100

collected from four different networks (Figure 1). The first data set was obtained from a 101

combined permanent seismic network operated by KMA, the Korea Institute of Geoscience and 102

Mineral Resources (KIGAM) and the Korea Hydro and Nuclear Power (KHNP). The permanent 103

seismic networks of KMA, KIGAM, and KHNP are named KS, KG, and KN, respectively. The 104

second set of continuous waveform data were recorded by nine borehole seismometers installed 105

at depths of between 100 and 150 m, which operated to monitor microseismic events for the 106

Pohang EGS project. Three of the temporary borehole seismometers recorded the mainshock, 107

while the operation of the other borehole seismometers started within the next 2 days; all of them 108

operated until the end of November 2017. The third continuous waveform data set was collected 109

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by 37 temporary broad-band seismometers installed after the mainshock by the university 110

consortium (Pukyong National University and Seoul National University) and KIGAM 111

independently. The first seismometer installed temporarily for monitoring aftershocks started its 112

operation approximately 1 h after the onset of the mainshock. Lastly, we used waveforms of 214 113

early aftershocks, occurred within four hours from the mainshock, recorded at eight short-period 114

temporary seismometers deployed by Pusan National University (Kim et al., 2018). The 115

seismograph stations of these temporary networks were densely spaced and located within the 116

radius of 20 km from the EGS site, respectively (Figure 1). 117

118

Detection and Hypocenter Determination 119

Since stabilizing temporary seismometers for aftershock monitoring can take many hours, 120

conventional algorithms for earthquake detection, such as STA/LTA (Withers et al., 1998; 121

Trnkoczy 2002), are of limited use for locating early aftershocks because of the incompleteness 122

of the local seismometer network. In this study, we utilized the Fingerprint and Similarity 123

Threshold (FAST) data-mining algorithm that uses waveform similarity to detect such early 124

aftershock sequences (Yoon et al., 2015; Yoon et al., 2017; Bergen et al., 2018) with a 125

conventional energy-based algorithm for the period for aftershock monitoring system. The FAST 126

algorithm finds pairs of waveforms having similar spectrograms without any prior information, 127

allowing us to obtain pairs of earthquake candidates with correlative signals. The performance of 128

the FAST algorithm to discriminate true events from earthquake candidates can be improved by 129

measuring similarity at multiple stations (Bergen et al., 2018). 130

We applied the FAST method to ten days of continuous seismograms recorded between 14 Nov 131

2017 and 23 Nov 2017 to cover the period of operation of the aftershock monitoring system. We 132

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used three-component seismograms obtained from two short-period (PHA2 and DKJ) and one 133

broadband (CHS) seismometers, which are located within 30 km from the mainshock. The three 134

borehole seismometers of the EGS monitoring system that were operational at the onset of the 135

mainshock were not used in detection due to the high level of ambient background noise and 136

regularly observed pulse-like signals. The sampling rate of the seismograms was fixed at 100 Hz 137

and the frequency range of the bandpass filter was set to 2 – 20 Hz. All parameters employed in 138

the FAST algorithm routines were either determined manually from performance trials and were 139

previously applied values (Yoon et al., 2017; Yoon et al., 2019a) and are summarized in Table 140

A1 and A2. 141

We detected 1,580 candidate events via the FAST search, leading to a subset of 1,357 locatable 142

earthquakes from visual inspection. Compared with the earthquake catalog published by Kim et 143

al. (2018), which utilized eight local seismographs deployed within 3 km of the EGS site for 144

earthquake detection, the FAST algorithm successfully detected 169 out of 217 or 78% of 145

earthquakes for their overlapping period. 146

While the aftershock monitoring network was operational (i.e., from 15 November 2017 to 28 147

February 2018), we applied an automatic algorithm to detect and locate microseismic 148

earthquakes (Sabbione and Velis, 2013). Continuous waveforms were transformed into 149

characteristic functions for measuring the ratio between the short-term average (STA) and the 150

long-term average (LTA). We declared candidate earthquakes when the STA/LTA ratio 151

exceeded 5 for a given time window of 4 s at more than three stations. For each triggered time 152

window, the normalized squared envelope functions of Baer and Kradolfer (1987) were 153

calculated to determine the time at which to maximize the function value (hereafter referred to as 154

the BK function). Since the BK function can be maximized for the arrivals of either the P-wave 155

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or the S-wave, the maximum value of the BK function was tested to discriminate whether the 156

measured local maximum corresponded to the first arrival. If we observed a local high BK 157

function value before the maximum of the BK function in a given time window, we set two 158

consecutive time samples as the arrivals of the P- and S-waves. Otherwise, we searched for other 159

local maximum after the triggered time window and set the maxima as the P- and S-wave phase 160

arrivals when a secondary maximum was available. The phase arrivals determined in this way 161

were visually confirmed by using a Wadati plot (Wadati, 1933). 162

We determined the initial hypocenters of the detected earthquakes via Hypoellipse (Lahr, 1999), 163

with phase arrival times being determined by manual inspection and a 1-D layered seismic 164

velocity model for the Pohang EGS site (Woo et al., 2019a; Table 1). In this procedure, we 165

combined the earthquakes detected from either the FAST algorithm or the STA/LTA method 166

with events with ML > 2.0 listed in the KMA and Kim et al. (2018) event catalogs. Earthquakes 167

with an onset difference of less than 2 s were regarded as duplicate events. Station corrections 168

were calculated based on a comparison of the theoretical arrival times for five immediate 169

foreshocks reported by Woo et al. (2019a) and their picked arrival times. 170

Initial hypocenters were relocated with hypoDD (Waldhauser and Ellsworth, 2000) by using 171

travel time differences obtained from waveform cross-correlation measurements as well as 172

picked phase times as inputs to the double-difference algorithm. The 1-D velocity model of Woo 173

et al. (2019a) was applied for the relocation procedure, again (Table 1). All relocated events were 174

shifted by 39 m, 28 m, and 96 m in eastwards, northwards, and downwards, respectively, to 175

match the centroid of the five immediate foreshocks with the results of Woo et al. (2019a), of 176

which recordings at 17 PX-2 borehole chains were applied to obtain accurate hypocenters. We 177

resampled waveforms to 1,000 Hz with a cubic spline after first having applied a 2–10 Hz 178

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bandpass filter. Each seismogram was reduced to a 1 s time window centered at each phase 179

arrival time. We allow a time shift up to 0.1 s for the cross-correlation measurements. Time 180

shifts that maximized the cross-correlation coefficient (CC) between two pairs of waveforms 181

were used only if the maximum CCs were greater than 0.85. The squared maximum CCs were 182

used to weight the measurements. The relative locations were calculated by least-squares fitting 183

of the data and the location uncertainties were evaluated by using bootstrapping analysis 184

(Waldhauser and Ellsworth, 2000). Synthetic travel time differences between paired events were 185

reconstructed by random selection of a set of residuals and relative locations for these synthetic 186

travel times were calculated 200 times. 187

188

Magnitude Estimation and Statistical Analysis 189

Waveform similarity can be assessed to estimate the relative magnitudes of earthquakes (Shelly 190

et al., 2016; Yoon et al., 2019b). We adopted a simple magnitude-amplitude relationship 191

modified from the equation of Shelly et al. (2016) that considers the differences in hypocentral 192

distance between two earthquakes: 193

dm = clog10(a/r), (1) 194

where dm, a, and r represent the ratios of magnitude, amplitude, and hypocenteral distance, and c 195

is a coefficient for the magnitude-amplitude relationship (Shelly et al. 2016). The coefficient c in 196

Equation 1 varies with the earthquake magnitude scale that is used: for example, Shelly et al. 197

(2016) reported that c = 1 for ML and c = 2/3 for MW. In this study, we used a set of MLs of 198

aftershocks and Equation (1) to estimate the coefficient c, following the method of Woo et al. 199

(2019b). If the CC of a waveform pair was greater than 0.85, we calculated the amplitude ratio as 200

the slope of the eigenvector for the largest eigenvalue of the covariance matrix of the two 201

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waveforms (Shelly et al., 2016). Thus, for earthquakes with known values of ML, we were able to 202

estimate the parameter c. 203

We can also determine relative magnitudes of earthquakes by using our estimated value of c in 204

Equation (1). Estimated relative magnitudes (MRel) were arithmetically averaged to produce a 205

representative value and uncertainties were obtained from their standard deviations. 206

The Gutenberg-Richter law (G-R law) describes the relationship between earthquake frequency 207

and magnitude. Its statistical properties are widely accepted and applied to the investigation of 208

seismo-tectonic properties in a specific region over a certain time period. Examples of 209

application of the G-R law include work on aftershock sequences by Wiemer and Katsumata 210

(1999) and Woo et al. (2019b), on earthquake swarms by Farrell et al. (2009), on induced 211

seismicity by Shapiro (2007), and in laboratory experiments by Scholz (1968). The earthquake 212

frequency distribution with magnitude can be written as: 213

log10 N(≥ M) = a - bM, (2) 214

where N is the number of earthquakes equal to or greater than a magnitude M, and a and b are 215

scaling constants. a is proportional to the overall seismicity in a given spatio-temporal interval, 216

whereas b represents the ratio of the number of large earthquakes to small earthquakes. The 217

behavior of b-values has been attributed to crack density (Mogi, 1962), stress drop (Wyss, 1973), 218

and tectonic stresses (Schorlemmer et al., 2005, Scholz, 1968), and slip distribution (Wiemer and 219

Katsumata, 1999). 220

We determined the magnitude of completeness (MC) for 3,521 magnitudes based on a modified 221

goodness-of-fit method of Wiemer and Wyss (2000), following Woo et al. (2019b). Then, we 222

evaluated the b-value for a set of magnitudes using the maximum likelihood method of Aki 223

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(1965) with a magnitude bin of 0.1. The uncertainty of b-values was estimated with the method 224

of Shi and Bolt (1982). 225

Omori’s law describes the decay rate of aftershocks. Its parameters are also broadly applied to 226

interpret regional seismic and tectonic properties (Omori, 1894; Utsu, 1961). The extended form 227

of Omori’s law can be written as: 228

R(t) = K(t+c)-p, (3) 229

where K, c, and p are the scaling coefficients that describe the aftershock decay rates in a given 230

region. p, which represents the power of the aftershock decay rates, has a range of 0.6 to 1.8 and 231

is considered to be a function of stress and temperature in the crust (Utsu and Ogata, 1995; 232

Wiemer and Katsumura 1999). We mapped the spatial variation of p-values by binning 250 233

magnitudes and by selecting magnitudes greater than MC. The three parameters and their 234

associated uncertainties were determined following the maximum likelihood method presented 235

by Ogata (1983). 236

237

RESULTS 238

Of the 4,446 earthquakes with initial locations, we relocated seven foreshocks, the mainshock, 239

and 3,938 aftershocks using hypoDD (Waldhauser and Ellsworth, 2000), having excluded 240

earthquakes with fewer than seven traveltime difference measurements. Uncertainties of relative 241

locations to within two standard deviations were estimated as 25 m in the eastwest direction, 18 242

m in the northsouth direction, and 37 m vertically. Figure 2 presents the spatial distribution of 243

aftershocks, both in map view and cross-sections, four in the dip direction (A1-A2, B1-B2, C1-C2, 244

and D1-D2) and one in the strike direction (E1-E2). From the map, we determined the apparent 245

strike of aftershocks (crossline of E1-E2) to be 210°, which corresponds to the azimuth of the first 246

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principal vector obtained from two-dimensional principal component analysis (PCA) (Jollifle, 247

2002). From cross-sections in the dip direction (A1-A2 to D1-D2), we observed that the spatial 248

distribution of aftershocks delineates at least four different fault segments (Figure 2). In the most 249

northeastern part of the study area, a sub-vertical fault was identified from the aftershock 250

distribution. An ML 3.5 earthquake on 21:05:15, 19 November 2017; UTC with a focal 251

mechanism (strike: 234°, dip: 85°, rake: -174°) is consistent with the inferred fault (Figure 2b, 252

Table A3). Among the relocated earthquakes, the first observed event on the fault plane occurred 253

within 72 s of the onset of the mainshock (Figure A1), which indicates that reactivation of the 254

fault segment was initiated by the mainshock rupture or soon afterward. Two slightly different 255

fault geometries, both dipping northwestward, are distinguished in the middle of sections B1-B2 256

and C1-C2 from the spatial distribution of the aftershocks. The aftershock distribution along B1-257

B2 has a wider range of focal depths, a shallower dip, and a strike closer to north-south than that 258

of C1-C2. Both the mainshock and the ML 4.3 aftershock are located adjacent to a virtual 259

boundary of B1-B2 and C1-C2 and their focal mechanisms are consistent with the observed fault 260

geometry. Earthquakes in the southwestern part of D1-D2 occurred after the largest aftershock 261

(ML 4.6) (Figure A1) and their focal depths deepened to the south-east, dipping in the opposite 262

direction to the three other fault segments observed on A1-A2, B1-B2 and C1-C2. Such a conjugate 263

fault geometry is matched with one nodal plane of the focal mechanism (strike: 34°, dip: 52°, 264

rake: 136°) of the largest ML 4.6 aftershock (Figure 2e, Table A3). 265

From the complex fault geometry delineated by the four cross-sections, we constructed a 266

simplified fault model to describe the observed aftershock distribution. For the three segments 267

that reactivated with the occurrence of the mainshock, we described their geometry using the 268

aftershocks that occurred within one day of the mainshock. Because the mainshock was situated 269

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on a virtual boundary between two faults (F2 and F3) with slightly different strikes and dips, we 270

divided the aftershock area based on the hypocenter of the mainshock and an apparent strike of 271

210°, which we estimated from PCA of data in map view. The aftershocks on the most 272

northeasterly fault segment (F1) were de-clustered from the adjoining fault (F2) using the simple 273

assumption that the Heunghae Fault (i.e., Song et al., 2015; Yun et al., 1991) vertically intersects 274

them both. Earthquakes that occurred up to 1 day after the largest ML 4.6 aftershock and are 275

located within 2 km from the event were used to investigate the most southwesterly fault 276

segment (F4). Faults F1F4 were used to divide the study area into four regions and earthquakes 277

were assigned to a region on the basis of the location of their hypocenter. We applied PCA 278

analysis with bootstrapping to earthquakes that were resampled 200 times to estimate strike, dip, 279

fault length, and fault width. We rotated the first and second principal components to the two 280

unit direction vectors for strike and dip; thus defining the strike and dip components of 281

earthquakes as these projections. The fault length and width were then determined as the 282

difference between the 2.5th and 97.5th percentiles of the strike and dip components. The 283

resulting fault geometry is summarized in Table 2. 284

We determined c using the 266 relocated earthquakes with known ML. We evaluated c as 0.85 285

by PCA (Figure 3), which is larger than the case for the MW magnitude scale (c = 2/3) scale but 286

smaller than the case for the ML magnitude scale (c = 1). The difference in c implies that the ML 287

magnitude does not naturally match MW for earthquakes within the range of magnitudes included 288

in this study, filtered to a frequency range of 2 – 10 Hz. The observed value of c is relatively 289

high compared with 0.7 that was estimation using the MLs of the Gyeongju aftershock sequences 290

(Woo et al., 2019b), which may be the result of systematic differences between ML and KMA 291

magnitude. 292

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We estimated the magnitudes of 3,521 earthquakes with measurements ≥ 5. Figures 3b 293

illustrates the comparison of MRel with ML and the variations of MRel with time. Since MRel is 294

exactly proportional to ML without any scaling parameters, we propose that MRel can replace ML 295

as the magnitude scale for subsequent analysis. 296

We examined temporal variations of seismic b-values by binning 600 earthquake magnitudes 297

(MRel) into a set (Figure 4a). There was an overlap of four hundred earthquakes between two 298

consecutive bins. The MC decreased from 0.8 to 0.2 during the first 3 days of the early aftershock 299

sequence, which is indicative of a decrease in the background noise level for that period (Hainzl 300

2016). The b-value for the first bin was evaluated as 0.66 ± 0.03, which is consistent with b-301

values for earthquakes detected during fluid injection into the Pohang EGS site before the 302

occurrence of the mainshock (Woo et al., 2019a). The b-value increased with time for the first 303

three days up to a maximum of 0.98 ± 0.05 and fluctuated during a month. After three months, it 304

decreased to 0.77 ± 0.04 when the largest aftershock of ML 4.6 occurred. We tested the temporal 305

changes of b-values with a fixed MC of 0.8, corresponding to the maximum values over the 306

whole period, to investigate whether the observed temporal variations of b-values were biased by 307

the choice of MC (gray dots of Figure 4b) and confirmed that the main features were not 308

significantly changed. Figure 4c illustrates the magnitude-frequency distributions of three data 309

sets highlighted in Figure 4b. 310

The spatial variation of b-values was investigated for the vertical cross-section along the 311

apparent strike of 210°. Earthquakes within 1.0 km from the center of each 0.5 0.5 km grid cell 312

on the cross-section were binned. We analyzed the MC and b-value only if each bin contained at 313

least 250 earthquakes. Figure 4d illustrates the spatial distribution of b-values on the vertical 314

cross-section. The estimated b-values are between 0.63 and 0.91, all of which are lower than the 315

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typically assumed b-value of 1 (Wyss, 1973). Since ML is approximated by MRel, such low b-316

values can be interpreted as an increase in applied shear stress and effective stress (Scholz, 1968; 317

Wyss 1973), low material heterogeneity (Mogi, 1962), or a high stress drop (Wyss, 1973). 318

Considering that the slip tendency of the mainshock is indicative of a critically stressed fault 319

(Ellsworth et al., 2019; Lee et al., 2019) and the stress drop of 5.6 MPa for the mainshock is not 320

higher than that of other earthquakes in South Korea (Rhee and Sheen 2016; Woo et al., 2019a), 321

our preferred interpretation is that the generally low b-values in the aftershock area may result 322

from high applied stress in this region. We estimated a b-value of 0.73 ± 0.04 near the 323

hypocenter of the mainshock, which is comparable to the values observed for the earthquakes 324

during the fluid injection (= 0.66 ± 0.08). 325

The significance of temporal and spatial differences in b-values can be verified by Utsu’s test 326

(Utsu, 1992), in which the probability that the b-values between two sets of earthquakes are the 327

same is defined via Akaike Information Criterion (Akaike, 1974). We first tested the statistical 328

significance of the temporal differences of b-values among early (< 1 d), intermediate (~ 3 d), 329

and late aftershocks (~ 90 d), which are highlighted in green, red, and blue, respectively, in 330

Figures 4b and 4c. The probability that the b-value for the intermediate period is not significantly 331

higher than those of the early and late aftershocks was estimated as 7.3×10-7 and 1.6×10-3, 332

respectively, indicating that the temporal increase and decrease of b-values are statistically 333

reasonable with a significance level of 5%. Similar variations of b-values with time can be found 334

for the 2016 Gyeongju earthquake (Woo et al., 2019b) and other cases (Smith, 1981; Chan et al., 335

2012; Gulia et al., 2018), which can be interpreted as local stress changes due to the mainshock 336

rupture or a mixed effect of a changing spatial distribution of b-value and a heterogeneous 337

population of aftershocks with time (Figure 4d). 338

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We also applied Utsu’s test to all pairs of spatially varying b-values and measured the 339

distribution of significant levels with the b-value difference (Δb) bin of 0.01. A significance level 340

of 5% was held for Δb > 0.14 in half of the cases and Δb > 0.18 in all cases (Figure 4e). 341

Therefore, we roughly designated three sub-regions: R1 with relatively low b-values, and R2 and 342

R3 with high b-values (Figure 4d). The ML 4.3 and ML 4.6 earthquakes are located near R2 and 343

R3, which can be interpreted as indicating material heterogeneity with respect to the conjugate 344

fault system (Figures 2c and 2e). Alternatively, spatial variations of pore pressure or applied 345

stress may contribute to b-value heterogeneity. 346

The p-values were estimated for two data sets: (1) period A, between the onset of the 347

mainshock and the ML 4.6 aftershock; and (2) period B, after the onset of the largest aftershock 348

of ML 4.6 (Figure 5). This grouping was chosen because the occurrence of the largest aftershock 349

at ~87 days resulted in increased seismicity, which reset the decay rate for the mainshock. For 350

each data set, we estimated the p-value that represents the whole data set and the spatial variation 351

of p-values at the cross-sections along the apparent strike of 210°, with the same bins used for 352

estimating the spatial variations of b-values. The p-values of the period B were estimated with 353

the consideration of decaying aftershock rates of the period A. The p-value of period A was 354

estimated as 1.10, which is larger than the value for period B (= 0.88). Such a difference may 355

result from differing initial stress levels for periods A and B with respect to the stress 356

perturbation of the mainshock sequence, spatial heterogeneity of the internal structure for the 357

conjugate fault system (Figure 2e; Wiemer and Katsumata, 1999), or just an insufficient number 358

of earthquakes in the calculation of p-values for period B. With the exception of p-values for 359

period B, the p-values of the period A were higher in the southwestern region than those in the 360

northeastern region (Figure 5a). This could be indicative of a spatial variation of heat flow 361

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(Kisslinger and Jones, 1991), heterogeneity of fault strength (Mikumo and Miyatake, 1979) or an 362

insufficient number of aftershocks to allow accurate fitting of the aftershock power decay law for 363

the southwestern aftershock region prior to the occurrence of the ML 4.6 aftershock. 364

365

DISCUSSION 366

Expansion of aftershock areas with time 367

Expansion of early aftershock sequences is widely observed (Tajima and Kanamori 1985; 368

Fukuyama et al., 2003; Peng and Zhao, 2009; Kato and Obara, 2014; Hainzl et al., 2016). Some 369

temporal evolution of aftershock areas have been interpreted to be the result of afterslip or post-370

seismic deformation (Helmstetter and Shaw 2009; Peng and Zhao 2009; Ross et al., 2017; 371

Perfettini et al., 2018). Speeds of along-strike expansion of the aftershock zone were measured 372

on a logarithmic time scale and showed that propagating afterslip can cause the expansion of 373

aftershocks (Peng and Zhao 2009; Frank et al., 2017; Perfettini et al., 2018; Ross et al., 2017). In 374

the present study, we examined the spatio-temporal distribution of aftershocks on a logarithmic 375

time scale to consider possible post-seismic deformation following the mainshock (Figure 6). In 376

a map view, we observed that the aftershock zone has roughly expanded along the apparent 377

strike direction, especially during the first day (Figures 6a and c), whereas no clear trends were 378

observed in a vertical sense (Figure 6b). 379

The general speed of virtual aftershock migration fronts for the bilateral expansion along the 380

strike direction were ~1 km decade-1 northeastward and ~0.5 km decade-1 southwestward (Figure 381

6c), which may indicate post-seismic deformations related to aseismic afterslip (Peng and Zhao 382

2009; Perfettini et al., 2018). The difference in the migration speeds can be attributed to different 383

rate-and-state parameters described by Dieterich (1994) following the equations published by 384

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Perfettini et al. (2018). However, in our case, we also observe a significant p-value variation in 385

the northeastern and southwestern parts of the study area (Figure 5a). Such variations of p-value 386

require a different model rather than the rate-dependent friction law (Helmstetter and Shaw 2009; 387

Mignan 2015). Assuming that the power-law rheology governs post-seismic velocity which is 388

proportional to (1+t/t*)-p (Montési, 2004), where t* is a characteristic time of the aftershock, the 389

slip velocity or the aftershock occurrence rate decays with time as a power of p. The slowly 390

decreasing slip velocity with a lower p-value generate a larger accumulated displacement than 391

that with a higher p-value in a given time period, and thus the time required to rupture asperities 392

is shorter than that with a higher p-value. 393

Therefore, the p-value variation observed for the aftershock area during the period A may be 394

related to the different seismic migration speeds (Figures 5a and 6c). We did not further compare 395

p-values and the migration speed in this study, since it may require more complex analysis than a 396

simplified form of the Omori’s law (Narteau et al., 2002). Furthermore, there is an absence of 397

data for very early (« 1 d) or late (> 100 d) aftershocks. 398

The expansion of the aftershock zone can also be explained by a cascade of sequentially 399

triggered aftershocks in terms of changes to the static Coulomb stress (Ellsworth and Bulut, 400

2018). These mechanisms can also explain very early aftershocks deviated from the expansion of 401

aftershock area at around 3 km. Since no clear evidence of post-seismic deformation was 402

observed in the differential InSAR analysis during 12 days of the post-seismic period (Song and 403

Lee, 2019), the observed expansion of aftershocks could possibly be attributed to changes to the 404

static stress field caused by the aftershock sequences rather than a result of aseismic deformation. 405

However, post-seismic deformation during the first day of the aftershock period might not be 406

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captured in InSAR data because most of the expansion of the aftershock would be limited to 407

observations within 1 d from the mainshock. 408

409

High percentage of non-DC components observed for the mainshock and two largest 410

aftershocks 411

The moment tensor solutions of the mainshock and two largest earthquakes have high 412

percentages (> 30%) of non-DC components (Grigoli et al., 2018; Hong et al., 2018), in contrast 413

to the normally observed moment tensor solutions in South Korea. Such high non-DC 414

components of the moment tensor solutions of the three largest earthquakes can result from 415

complex shear faulting of multiple DCs, tensile opening/closing, and shear faulting in anisotropic 416

and heterogeneous media (Miller et al., 1998). It has already been established that the spatial 417

distribution of the Pohang earthquake sequence indicates that multiple fault segments were 418

reactivated in a complex fault system and the faulting types of the focal mechanism vary 419

throughout the aftershock area (i.e., Kim et al., 2019). Hence, a combination of multiple DC 420

moment tensor solutions with varying senses of slip motion could be one of the causes of the 421

three largest earthquakes having high non-DC components. 422

We propose the following sequence of events to explain the mainshock and major aftershock 423

sequence associated with the MW 5.5 Pohang earthquake. We infer that the nucleation of the 424

mainshock rupture was initiated at the junction between F2 and F3 and that the rupture 425

propagated along F2 and F3 with possible intervention of F1. Later, the ML 4.3 earthquake was 426

initiated between two adjacent conjugate faults dipping southwestward and northeastward in the 427

deeper aftershock region below the mainshock (Figure 2c). Finally, the ML 4.6 earthquake 428

nucleated at the southwestern tip of the aftershock area and subsequent aftershocks occurred on a 429

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previously unrecorded southeastward dipping fault, suggesting that the rupture of the ML 4.6 430

earthquake sequences was initiated at the intersection of conjugate faults F3 and F4. 431

Although the three earthquakes were located at the intersection of multiple fault planes, it is hard 432

to envisage that all the earthquakes located in the surrounding area ruptured on multiple fault 433

planes. Some MRel 3 3.6 earthquakes without non-DC components were located in the vicinity 434

of the interconnecting faults (Choi et al., 2019), which may suggest that a certain amount of 435

seismic energy is required for the simultaneous movement of multiple fault segments. The fault 436

dimensions for the three largest earthquakes are inferred to be greater than 1 km, based on the 437

assumption of a constant stress drop of 5.6 MPa on a circular crack (i.e., Figure 2f), leading us to 438

propose that a kilometer rupture scale is the threshold to rupture multiple fault planes. Low b-439

values observed throughout the aftershock area can be considered as stress concentrations within 440

areas of high asperities (Wiemer and Wyss, 1997). High asperities in the regions adjoining two 441

or more fault segments may concentrate tectonic energy either as an earthquake nucleation point 442

or as barriers to rupture propagation. This may explain why only ML > 4 non-DC component 443

earthquakes were observed. The sonic log data of the PX-2 borehole recorded the existence of 444

anisotropic structures in the Pohang Basin (Ellsworth et al., 2019). Such anisotropic materials 445

can also cause earthquakes with high non-DC components. However, it is our preferred 446

interpretation that non-DC components in the three largest earthquakes result from the fault 447

complexity because low, non-DC earthquakes for ML 3 – 3.6 earthquakes were also observed. 448

449

Comparison between aftershock activities and induced seismicity at the EGS site during 450

stimulation. 451

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The seismicity recorded during the five hydraulic stimulation experiments at the Pohang EGS 452

site and the inferred focal mechanisms revealed a fault plane located near the PX-2 well (Woo et 453

al., 2019a). PX-2 seismicity was clustered on a plane with a strike of 214° and a dip of 43° and 454

migrated southwestward, heading toward the location of the mainshock (Woo et al., 2019a). 455

However, the fault geometry for the induced earthquakes related to the PX-2 well has a 20° 456

shallower dip angle than the moment tensor solution of the mainshock and aftershocks. It 457

suggests that complex fault segments exist locally throughout the aftershock region and that a 458

simple fault plane does not explain the detailed fault structures. The ML 4.3 earthquakes have 459

deeper focal depths and their focal mechanism has steeper dips than that of the mainshock, which 460

can also be regarded as a result of complex fault geometry. Observation of various types of focal 461

mechanisms in aftershock sequences (Kim et al., 2019) are also a manifestation of the complex 462

geometry, which is in contrast to the nearly identical focal mechanisms for the PX-2 seismicity 463

(Woo et al., 2019a). 464

The b-values observed during the Pohang EGS project have insignificant variations, with an 465

average value of 0.66 ± 0.08 (Woo et al., 2019a, Langenbruch et al., 2020); whereas, the b-466

values estimated for the early aftershock sequences are statistically different from the b-values 467

for a bin of approximately 3 days after the mainshock (Figure 4b). If we assume that b-values act 468

as a stress-meter (Scholz, 2015; Rigo et al., 2018; Woo et al., 2019b) and temporal variation of 469

b-values during the aftershock period represents the level of stress state, the invariant b-values 470

observed during the stimulation period suggest that stress perturbations caused by fluid injection 471

may be far lower than the accumulated tectonic stress, indicating the existence of a critically 472

stressed fault system before the mainshock. 473

474

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Reactivation of a multi-segment fault system and spatial variations of b-values and p-values 475

The complexity of the Pohang aftershock distributions was modeled as four fault segments, 476

following the approach of Hong et al. (2018) and Kim et al. (2018, 2019) (Figure 7). The 477

seismicity along a subvertical fault, F1, in the northeastern of the study area clearly represents 478

migration of the aftershock front northeastward during the first day of the aftershock sequences 479

(Figure 6). Although this fault plane is located about 3 km away from the mainshock hypocenter, 480

it may have been reactivated as a part of the mainshock rupture process. Alternatively, it may 481

have been dynamically triggered by the mainshock considering circumstantial evidence that 482

aftershock activity on the fault segments was initiated within just 2 min (Figure A1) and the slip 483

distribution of the mainshock calculated from the static deformations with InSAR data is largest 484

in the northeastern part of the fault model (Song and Lee, 2019). Aftershocks on F1 are bounded 485

by the Heunghae Fault, which has surface expression (Figure 1), detaching F1 from F2 and F3. 486

Therefore, in either case, the reactivation of F1 may require a certain stress threshold to be 487

ruptured preferentially to F2 and F3. 488

Two slightly different geometries of F2 and F3 are suggested by Hong et al. (2018), reflecting a 489

complex fault system near the Pohang EGS site. While the b-values vary slightly on F2, the 490

observed p-values were higher for F3, at least until the occurrence of the ML 4.6 event. The 491

different behaviors of the two statistical parameters imply that the two fault segments exist under 492

different physical conditions, such as: differential stress states (Scholz, 1968), local 493

heterogeneity of the rock matrix that may interact with viscous materials (Wyss, 1973; Bayrak et 494

al., 2013), or variable spatial distribution of heat flow (Kisslinger and Jones, 1991). 495

The b-values decreased to ~0.7 when fault segment F4 was reactivated by the ML 4.6 aftershock. 496

The lower b-values may indicate F4 was already highly stressed when the ML 4.6 earthquake was 497

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triggered. The observed p-values for period B were generally much lower than those for period A, 498

which may be the result of using short time periods for analysis during period B or just uneven 499

seismicity observed for periods A and B. 500

501

CONCLUSIONS 502

In this study, we detected over 4,000 earthquakes related to the MW 5.5 (ML 5.4) Pohang 503

earthquake by using both unsupervised data-mining and a conventional automatic earthquake 504

detection method. From the spatio-temporal distribution of relocated seismicity, we observed 505

that four fault segments were responsible for the aftershocks. All the faults strike 506

northeastsouthwest, but have different dip angles and dip directions. The three largest 507

earthquakes are located at the boundaries of two adjoining fault segments, which may have 508

focused the stress released by multiple faults, resulting in high, non-DC earthquake mechanisms. 509

By measuring amplitude ratios between two similar earthquakes, we estimated relative 510

magnitudes of earthquakes to infer the statistical parameters related to earthquake frequency and 511

magnitude. The observed spatio-temporal distribution of b-value indicates that they were 512

spatially variable, but generally as low as ~0.7, and temporarily increased with time. The 513

observed p-values were different for the northeastern and southwestern parts of the study area, 514

implying that heterogeneities in material properties such as frictional heat can lead to two 515

different speeds of aftershock expansion rate with logarithmic time. The complexity of faulting 516

in the aftershock zone will influence the duration and magnitude of seismic activity that is 517

caused by the locally perturbed stress field that is a result of the mainshock. We hope that our 518

findings can be applied to an interpretation of aftershock mechanisms under the general complex 519

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fault systems and can be utilized to perform a seismic hazard assessment lowering the epistemic 520

uncertainty about the characteristics of the fault sources and their contemporary seismic activity. 521

522

Data and Resources 523

524

The earthquake catalog used in this study is available at https://github.com/Jeong-525

Ung/PH_aftershock. 526

527

Acknowledgments 528

529

We thank the Korea Institute of Geoscience and Mineral resources (KIGAM), the Korea 530

Meteorological Administration (KMA), the Korea Hydro & Nuclear Power (KHNP), and the 531

K.‐ H. Kim for providing seismic data used in this study. We appreciate C. E. Yoon and G. C. 532

Beroza for comments on FAST usage, W. L. Ellsworth for advice on visualizing the seismicity, J. 533

Song for discussion on non-DC earthquakes. This work was conducted during the Korean 534

Government Commission (KGC) on the relations between the 2017 Pohang earthquake and EGS 535

project, funded by the Korea Institute of Energy Technology Evaluation and Planning (KETEP) 536

grant from the South Korean government (MOTIE) (no. 2018‐ 3010111860). This work was 537

supported by the Nuclear Safety Research Program through the Korea Foundation of Nuclear 538

Safety (KoFONS) using the financial resource granted by the Nuclear Safety and Security 539

Commission (NSSC) of the Republic of Korea (No. 1705010). 540

541

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Earth 122, 9253–9274. 733

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through computationally efficient similarity search. Sci. Adv. 1, e1501057. 735

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Korea: regional tectonics and its stratigraphical implication in the Pohang basin. J. Paleont. Soc. 741

Korea 7, 1–12 (in Korean). 742

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745

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Full mailing address for each author 746

1 School of Earth and Environmental Sciences, Seoul National University, Seoul 08826, 747

Republic of Korea 748

J.-U.W., [email protected] 749

J.R., [email protected] 750

2 Department of Structural Systems and Site Evaluation, Korea Institute of Nuclear Safety, 751

Daejeon 34412, South Korea 752

M.K., [email protected] 753

3 Division of Earth Environmental System Science, Pukyong National University, Busan 48513, 754

Republic of Korea 755

T.-S.K., [email protected] 756

757

758

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Tables 759

760

Table 1. The 1-D layered seismic velocity structure for the Pohang EGS site. 761

Depth to the top of the layer (km) P-wave velocity (kms-1) S-wave velocity (kms-1)

0.0 1.67 0.48

0.203 4.01 2.21

0.67 5.08 3.03

2.4 5.45 3.07

3.4 5.85 3.31

7.7 5.91 3.51

12 6.44 3.70

34 8.05 4.60

762

763

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Table 2. Parameters of the faults involved in the aftershock sequences. 764

Properties Fault 1 (F1) Fault 2 (F2) Fault 3 (F3) Fault 4 (F4)

Strike (°)

Median 222.7 207.4 223.1 17.0

Median absolute deviation 1.1 1.2 0.4 1.3

Dip (°)

Median 77.4 59.8 61.2 62.0

Median absolute deviation 2.0 1.3 0.6 2.2

Fault length (km) 2.8 2.4 3.4 1.9

Fault width (km) 1.9 3.5 2.9 1.3

765

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Figures 766

767

768

Figure 1. Map of (a) temporary and (b) permanent seismic stations used for analysis of source 769

parameters, geologic lineaments, faults, and relocated hypocenters. Three surface ruptures near 770

the study area are illustrated in (a) (Song et al., 2015; Yun et al., 1991). The focal mechanism of 771

the mainshock that was determined from the polarity of first arrivals is illustrated in (b). (c) 772

shows the location of the Gyeongsang Basin (GB) and the Yeonil Basin (YB) where many 773

NENNE sinistral strike-slip surface ruptures and NW transfer faults have developed. The red 774

boxes in (b) and (c) represent the domain of (a) and (b), respectively. 775

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776

Figure 2. (a) Distribution of the 3946 epicenters relocated via hypoDD (Waldhauser and 777

Ellsworth, 2000) by using traveltime differences. The earthquakes projected onto each of the 778

cross-sections A1-A2 to E1-E2 shown in (b) to (f) fall within the rectangles denoted by dashed 779

black lines in (a). The trajectory of two stimulation wells PX-1 and PX-2 are illustrated as gray 780

lines in (c) with open sections colored in blue and red. (b–f) Depth distribution of the relocated 781

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hypocenters along the cross-sections of A1-A2 to E1-E2. Spatial distribution of seven focal 782

mechanism solutions are illustrated in (a) to (e). The compressional quadrants of the focal 783

mechanisms of the mainshock and two largest aftershocks (ML 4.3 and ML 4.6) are colored in red, 784

blue, and green, respectively. Possible interpretations for delineated faults from the aftershock 785

distribution are marked as gray lines in (b), (c), (d), and (e). The circles in (f) represent the 786

rupture radii of earthquakes with MRel > 1.5, assuming a stress drop of 5.6 MPa, which 787

corresponds to an approximated value for the mainshock estimated by the spectral ratio method 788

(Woo et al., 2019a). The red, blue, and green circles in (f) indicate the rupture size of the three 789

largest earthquakes with ML 5.4, 4.3, and 4.6, respectively. 790

791

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792

Figure 3. (a) Determination of the scaling parameter c in Equation (1) from known ML 793

magnitudes. The amplitude ratios measured from two similar waveforms observed at a station 794

are measured and counted to estimate the scaling parameter for given MLs. The red line indicates 795

the scaling parameter c of 0.85 calculated from the slope of the first principal components 796

between magnitude differences and the ratio of amplitude divided by hypocenteral distances. (b) 797

Comparison between ML and MRel. The red line indicates identity relation. 798

799

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800

Figure 4. (a) The distribution of earthquake magnitudes with their logarithmic origin time. The 801

three largest earthquakes (ML 5.4, 4.3, and 4.6) are denoted as red, blue, and green stars, 802

respectively. The time interval of each bin to measure the temporal changes of b-values and their 803

corresponding Mcs are illustrated as orange lines and squares. A set of 600 earthquakes 804

constitute a bin for measuring b-values and there is an overlap of 400 earthquakes between two 805

consecutive bins. We combined MRels obtained from Equation (1) with MLs of the three largest 806

earthquakes. (b) Temporal variations of seismic b-values. The standard deviations of each of the 807

magnitude bins are represented as vertical and horizontal error bars. The black, red, and blue dots 808

indicate the three bins illustrated in (c). The gray dots and error bars represent b-values and their 809

standard errors calculated based on a maximum MC of 0.8 for all bins. (c) Four examples of the 810

magnitude distribution and their corresponding G-R law fitting lines (black for the entire data set 811

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and green, red, and blue for the three selected temporal bins of (b)). The filled circles indicate the 812

cutoff magnitudes of MC that honor Equation (1) for larger magnitudes. (d) Two dimensional 813

spatial variations of b-values at a vertical profile along both the apparent strike of 210°. 814

Hypocenters of three largest earthquakes are denoted as red, blue, and green stars, respectively. 815

Dashed lines and solid lines indicate the significant difference level of 5% with median and 816

conservative thresholds. (e) Two-σ interval distribution of probabilities that differences of paired 817

b-values (Δb) in (c) is insignificant. The Δbs are binned by 0.1. The difference is statistically 818

significant with a significance level of 5% if Δb > 0.14 for half the cases and Δb > 0.18 for all 819

cases. 820

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821

Figure 5. (a) Two dimensional spatial variations of p-values for a cross-section along the 822

apparent strike 210° for earthquake sequences in period A. (b) Two dimensional spatial 823

variations of p-values for the same depth profile shown in (a), but for seismic sequences in 824

period B. The p-values of period B were estimated using the given aftershock rates of period A 825

when they were available (denoted by the two spatial bins contoured by black lines). (c and d) 826

Cumulative number of aftershocks with time and their corresponding Omori law plots for the 827

case of whole data sets (RA(t) and RB(t)) and the three examples of the spatial bins contoured by 828

blue, green, and red lines in (a). 829

830

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831

Figure 6. Temporal distribution of seismicity presented in (a) plan view, (b) a depth profile along 832

the apparent strike of 210°, and (c) a unidirectional projection along the apparent strike. We 833

illustrate the radius of earthquakes with MRel ≥ 1.5 by assuming a circular crack rupture and a 834

stress drop of 5.6 MPa from Woo et al. (2019a). In (a) and (b), the location of the mainshock and 835

the two largest consecutive aftershocks of ML 4.6 and ML 5.4 are represented as red, blue and 836

green stars, respectively. The rupture radii of the three largest earthquakes are displayed in (c) 837

with colors to match the star symbols in (a) and (b). The trajectory of two stimulation wells PX-1 838

and PX-2 are illustrated as gray lines in (a) and (b). In (c), the earthquake density of each point 839

was measured as the number of earthquakes within a circle of 0.25-unit radius (showing decades 840

along the x-axis and km along the y-axis) from the given point. The x symbol in (c) represents 841

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the moment at which the number of earthquakes in the 0.5-km bin reached 10 with a 0.1-km 842

sliding window. 843

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844

Figure 7. Schematic diagram that illustrates four fault segments inferred from the hydraulic 845

stimulation wells of PX-1 and PX-2 and the distribution of aftershocks. The three cubes colored 846

in red, blue, and green show the hypocenters of the mainshock and the two largest aftershocks of 847

ML 4.3 and 4.6, respectively. The occurrence of the mainshock triggered seismicity on fault 848

segments F2 and F3, and possibly affected the re-activation of F1. Fault segment F4, located to 849

the southwest of F3, was not delineated until the largest aftershock (ML 4.6) occurred. 850

851

852

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Appendices 853

854

Table A1. Fingerprint extraction parameters for the FAST algorithm to detect earthquakes with 855

waveform similarity. 856

Fingerprint extraction parameter Value

Time-series window length of generated spectrogram 6.0 s

Time-series window lag of generated spectrogram 0.1 s

Spectral image window length 64

Spectral image window lag 10

Fingerprint sparsity 400

Final spectral image width 32

Number of hash functions per hash table 4

Number of hash tables 100

Number of votes 2

Near-repeat exclusion parameters 5

857

Table A2. Input parameters for the network detection in the FAST algorithm (Bergen and Beroza, 858

2018; Rong et al., 2018) 859

Event-pair extraction, pruning, and network detection parameters values

Time gap along diagonal 3 s

Time gap adjacent diagonal 3 s

Adjacent diagonal merge iteration 2

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Number of votes 10

Minimum fingerprint pairs 3

Maximum bounding-box width 5 s

Minimum number of stations for detection 1

Arrival time constraint: maximum time gap 5

860

Table A3. Focal mechanisms illustrated in Figure 2. 861

Origin time

(UTC, dd/mm/yy

HH:MM:SS.SS)

Latitude

(º)

Longitude

(º)

Depth

(km)

Strike

(º)

Dip

(º)

Rake

(º)

15/11/2017 05:29:31.61 36.10592 129.37215 4.245 211 40 128

15/11/2017 06:09:49.88 36.08742 129.34946 4.318 91 74 -132

15/11/2017 07:49:30.37 36.11412 129.36825 5.450 201 65 110

19/11/2017 14:45:47.79 36.11303 129.38023 3.865 34 85 149

19/11/2017 21:05:15.48 36.13384 129.37956 3.851 234 85 -174

25/12/2017 07:19:22.58 36.10206 129.36582 5.291 39 81 165

10/02/2018 20:03:03.74 36.07862 129.34237 4.447 34 52 136

862

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Figure A1. Snapshots of the distribution maps of aftershocks at (a) 10 min, (b) 1 h, (c) 5 h, (d) 1 863

d, (e) 30 d, and (f) 4 mo from the onset of the mainshock. 864

865

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1

Aftershock sequence and statistics of the 2017 MW 5.5 Pohang earthquake, South Korea: 1

implication of fault heterogeneity and post-seismic relaxation 2

3

Jeong-Ung Woo 1, Minook Kim2a, Junkee Rhie 1*, Tae-Seob Kang 3 4

Corresponding author: Junkee Rhie ([email protected]) 5

School of Earth and Environmental Sciences, Seoul National University, 1 Gwanak-ro, Gwanak-6

gu, Seoul 08826, Republic of Korea 7

Phone: +82-2-880-6731 8

Fax: +82-2-871-3269 9

1 School of Earth and Environmental Sciences, Seoul National University, Seoul 08826, Republic 10

of Korea 11

2 Department of Structural Systems and Site Evaluation, Korea Institute of Nuclear Safety, 12

Daejeon 34412, South Korea 13

3 Division of Earth Environmental System Science, Pukyong National University, Busan 48513, 14

Republic of Korea 15

16

Abstract 17

18

The sequence of foreshocks, mainshock, and aftershocks associated with a fault rupture are the 19

result of interactions of complex fault systems, the tectonic stress field, and fluid movement. 20

Analysis of shock sequences can aid our understanding of the spatial distribution and magnitude 21

a also at Division of Earth Environmental System Science, Pukyong National University, Busan

48513.

Manuscript Click here to access/download;Manuscript;manu_without_color.docx

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of these factors, as well as providing a seismic hazard assessment. The 2017, MW 5.5 Pohang 22

earthquake sequence occurred following fluid-induced seismic activity at a nearby enhanced 23

geothermal system site and is an example of reactivation of a critically stressed fault system in 24

the Pohang Basin, South Korea. We created an earthquake catalog based on unsupervised data-25

mining and measuring the energy ratio between short- and long-window seismograms recorded 26

by a temporary seismic network. The spatial distribution of approximately 4,000 relocated 27

aftershocks revealed four fault segments striking southwestward. We also determined that the 28

three largest earthquakes (ML > 4) were located at the boundary of two fault segments. We infer 29

that locally concentrated stress at the junctions of the faults caused such large earthquakes and 30

that their ruptures on multiple segments can explain the high proportion of non-double couple 31

components. The area affected by aftershocks expands to the southwest and northeast by 0.5 and 32

1 km decade-1, respectively, which may result from post-seismic deformation or sequentially 33

transferred static Coulomb stress. The b-values of the Gutenberg-Richter relationship 34

temporarily increased for the first three days of the aftershock sequence, suggesting that the 35

stress field was perturbed. The b-values were generally low (< 1) and locally variable throughout 36

the aftershock area, which may be due to the complex fault structures and material properties. 37

Furthermore, the mapped p-values of the Omori law vary along strike, which may indicate 38

anisotropic expansion speeds in the aftershock region. 39

40

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INTRODUCTION 41

On 15 November 2017, a moderate-sized earthquake of moment magnitude (MW) 5.5 or local 42

magnitude (ML) 5.4 struck the city of Pohang, located in the southeastern part of the Korean 43

Peninsula, which damaged infrastructure, injured 135 people, and made 1,797 homeless (Korea 44

Meteorological Administration, 2017). The earthquake (hereafter referred to as the mainshock) 45

was the second-largest earthquake event among earthquakes recorded instrumentally in South 46

Korea since 1978, according to the catalog of the Korea Meteorological Administration (KMA). 47

A close examination of the seismic source characteristics of such a rarely observed moderate-48

sized earthquake and its foreshock-mainshock-aftershock sequence is necessary not only to 49

evaluate the current stress field (Zoback, 1992; Soh et al., 2018) and fault properties, but also to 50

understand aftershock triggering mechanisms (King et al., 1994; Kilb et al., 2000). Estimation of 51

statistical parameters (i.e., the Gutenberg-Richter b-value and the Omori law p-value) from a 52

large number of microearthquakes in conjunction with the seismic source properties of 53

aftershocks can give information on fault heterogeneities, such as crack density, slip distribution, 54

applied shear stress, viscoelastic properties, and heat flow (Wiemer and Katsumata, 1999; Murru 55

et al., 2007). 56

One important point to note is that the mainshock occurred near an enhanced geothermal 57

system (EGS) site (Grigoli et al., 2018; Kim et al., 2018; Lee et al., 2019). A body of evidence 58

supports the claim that the mainshock was triggered by five fluid-injection experiments as well 59

as an associated loss of heavy drilling muds and released tectonic energy on a critically stressed 60

fault (Ellsworth et al., 2019; Woo et al., 2019a). The periods of stimulation experiments 61

conducted on two hydraulic wells (PX-1 and PX-2) were closely correlated with microseismicity 62

observed near the wells. Induced seismicity mapped in the vicinity of the EGS indicated the 63

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presence of a previously unmapped fault. Microseismicity triggered on this fault migrated to the 64

location of the mainshock. A breakout was observed in the PX-2 well at intervals corresponding 65

to the assumed fault. The groundwater levels of PX-1 and PX-2 decreased abruptly by 121 m and 66

793 m, respectively, immediately after the mainshock but gradually recovered by 0.078 m d-1 67

and 0.198 m d-1, respectively (Lee, 2019). 68

Previous studies of aftershock distributions in the Pohang Basin determined the presence of 69

complex fault geometries (Hong et al., 2018; Kim et al., 2019). Separately, Grigoli et al. (2018) 70

reported that obtaining a significant non-double-couple (non-DC) component when inverting the 71

moment tensor for a mainshock can be attributed to the complexity of the rupture process in a 72

multi-fault system. The spatial pattern of early aftershocks associated with two 2016 Gyeongju 73

earthquakes (ML 5.1 and ML 5.8), which occurred on two sub-parallel faults approximately 40 74

km away from the Pohang mainshock, is differentiated from the presence of two or three fault 75

segments with varying strikes and dips for the early aftershocks associated with the 2017 Pohang 76

earthquakes (Uchide and Song, 2018; Son et al., 2018; Woo et al., 2019b). 77

In this study, we created an earthquake catalog for the foreshock-mainshock-aftershock 78

sequence from data recorded by local permanent seismic networks, temporary seismometers 79

deployed as part of the aftershock monitoring system, and the temporary Pohang EGS 80

monitoring system. Earthquakes were detected using a machine-learning data mining technique 81

for data obtained during the first ten days and a conventional automatic detection algorithm was 82

employed for the aftershock monitoring system as a whole. Each detected earthquake was 83

located by manual picking and visual inspection and then precisely relocated by the double-84

difference method (Waldhauser and Ellsworth, 2000). Using the spatial distribution of over 85

4,000 earthquakes, we modeled fault systems as a series of multiple fault segments by mapping 86

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the spatio-temporal distribution of the Gutenberg-Richter b-value and the Omori law p-value 87

statistical parameters. 88

Mapping the distribution of earthquake magnitudes provides an independent analysis of the 89

characteristics of aftershock activities and can be used to analyze spatial heterogeneities of 90

material properties, such as stress state, level of asperities, and heat flow rate (Scholz, 1968; 91

Wiemer and Katsumata, 1999; Wiemer and Wyss 1997; Ávila-Barrientos et al., 2015); assess 92

seismic hazards via epidemic-type aftershock sequence modeling (ETAS; Ogata, 1998); and 93

conduct probabilistic seismic hazard analysis (PSHA; Cornell, 1968). In this study, we evaluated 94

the relative magnitude of each earthquake by using amplitude ratios relative to earthquakes of 95

known ML. 96

97

DATA AND METHOD 98

Seismic Networks 99

Continuous seismic waveform data used to detect and analyze seismic source parameters were 100

collected from four different networks (Figure 1). The first data set was obtained from a 101

combined permanent seismic network operated by KMA, the Korea Institute of Geoscience and 102

Mineral Resources (KIGAM) and the Korea Hydro and Nuclear Power (KHNP). The permanent 103

seismic networks of KMA, KIGAM, and KHNP are named KS, KG, and KN, respectively. The 104

second set of continuous waveform data were recorded by nine borehole seismometers installed 105

at depths of between 100 and 150 m, which operated to monitor microseismic events for the 106

Pohang EGS project. Three of the temporary borehole seismometers recorded the mainshock, 107

while the operation of the other borehole seismometers started within the next 2 days; all of them 108

operated until the end of November 2017. The third continuous waveform data set was collected 109

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by 37 temporary broad-band seismometers installed after the mainshock by the university 110

consortium (Pukyong National University and Seoul National University) and KIGAM 111

independently. The first seismometer installed temporarily for monitoring aftershocks started its 112

operation approximately 1 h after the onset of the mainshock. Lastly, we used waveforms of 214 113

early aftershocks, occurred within four hours from the mainshock, recorded at eight short-period 114

temporary seismometers deployed by Pusan National University (Kim et al., 2018). The 115

seismograph stations of these temporary networks were densely spaced and located within the 116

radius of 20 km from the EGS site, respectively (Figure 1). 117

118

Detection and Hypocenter Determination 119

Since stabilizing temporary seismometers for aftershock monitoring can take many hours, 120

conventional algorithms for earthquake detection, such as STA/LTA (Withers et al., 1998; 121

Trnkoczy 2002), are of limited use for locating early aftershocks because of the incompleteness 122

of the local seismometer network. In this study, we utilized the Fingerprint and Similarity 123

Threshold (FAST) data-mining algorithm that uses waveform similarity to detect such early 124

aftershock sequences (Yoon et al., 2015; Yoon et al., 2017; Bergen et al., 2018) with a 125

conventional energy-based algorithm for the period for aftershock monitoring system. The FAST 126

algorithm finds pairs of waveforms having similar spectrograms without any prior information, 127

allowing us to obtain pairs of earthquake candidates with correlative signals. The performance of 128

the FAST algorithm to discriminate true events from earthquake candidates can be improved by 129

measuring similarity at multiple stations (Bergen et al., 2018). 130

We applied the FAST method to ten days of continuous seismograms recorded between 14 Nov 131

2017 and 23 Nov 2017 to cover the period of operation of the aftershock monitoring system. We 132

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used three-component seismograms obtained from two short-period (PHA2 and DKJ) and one 133

broadband (CHS) seismometers, which are located within 30 km from the mainshock. The three 134

borehole seismometers of the EGS monitoring system that were operational at the onset of the 135

mainshock were not used in detection due to the high level of ambient background noise and 136

regularly observed pulse-like signals. The sampling rate of the seismograms was fixed at 100 Hz 137

and the frequency range of the bandpass filter was set to 2 – 20 Hz. All parameters employed in 138

the FAST algorithm routines were either determined manually from performance trials and were 139

previously applied values (Yoon et al., 2017; Yoon et al., 2019a) and are summarized in Table 140

A1 and A2. 141

We detected 1,580 candidate events via the FAST search, leading to a subset of 1,357 locatable 142

earthquakes from visual inspection. Compared with the earthquake catalog published by Kim et 143

al. (2018), which utilized eight local seismographs deployed within 3 km of the EGS site for 144

earthquake detection, the FAST algorithm successfully detected 169 out of 217 or 78% of 145

earthquakes for their overlapping period. 146

While the aftershock monitoring network was operational (i.e., from 15 November 2017 to 28 147

February 2018), we applied an automatic algorithm to detect and locate microseismic 148

earthquakes (Sabbione and Velis, 2013). Continuous waveforms were transformed into 149

characteristic functions for measuring the ratio between the short-term average (STA) and the 150

long-term average (LTA). We declared candidate earthquakes when the STA/LTA ratio 151

exceeded 5 for a given time window of 4 s at more than three stations. For each triggered time 152

window, the normalized squared envelope functions of Baer and Kradolfer (1987) were 153

calculated to determine the time at which to maximize the function value (hereafter referred to as 154

the BK function). Since the BK function can be maximized for the arrivals of either the P-wave 155

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or the S-wave, the maximum value of the BK function was tested to discriminate whether the 156

measured local maximum corresponded to the first arrival. If we observed a local high BK 157

function value before the maximum of the BK function in a given time window, we set two 158

consecutive time samples as the arrivals of the P- and S-waves. Otherwise, we searched for other 159

local maximum after the triggered time window and set the maxima as the P- and S-wave phase 160

arrivals when a secondary maximum was available. The phase arrivals determined in this way 161

were visually confirmed by using a Wadati plot (Wadati, 1933). 162

We determined the initial hypocenters of the detected earthquakes via Hypoellipse (Lahr, 1999), 163

with phase arrival times being determined by manual inspection and a 1-D layered seismic 164

velocity model for the Pohang EGS site (Woo et al., 2019a; Table 1). In this procedure, we 165

combined the earthquakes detected from either the FAST algorithm or the STA/LTA method 166

with events with ML > 2.0 listed in the KMA and Kim et al. (2018) event catalogs. Earthquakes 167

with an onset difference of less than 2 s were regarded as duplicate events. Station corrections 168

were calculated based on a comparison of the theoretical arrival times for five immediate 169

foreshocks reported by Woo et al. (2019a) and their picked arrival times. 170

Initial hypocenters were relocated with hypoDD (Waldhauser and Ellsworth, 2000) by using 171

travel time differences obtained from waveform cross-correlation measurements as well as 172

picked phase times as inputs to the double-difference algorithm. The 1-D velocity model of Woo 173

et al. (2019a) was applied for the relocation procedure, again (Table 1). All relocated events were 174

shifted by 39 m, 28 m, and 96 m in eastwards, northwards, and downwards, respectively, to 175

match the centroid of the five immediate foreshocks with the results of Woo et al. (2019a), of 176

which recordings at 17 PX-2 borehole chains were applied to obtain accurate hypocenters. We 177

resampled waveforms to 1,000 Hz with a cubic spline after first having applied a 2–10 Hz 178

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bandpass filter. Each seismogram was reduced to a 1 s time window centered at each phase 179

arrival time. We allow a time shift up to 0.1 s for the cross-correlation measurements. Time 180

shifts that maximized the cross-correlation coefficient (CC) between two pairs of waveforms 181

were used only if the maximum CCs were greater than 0.85. The squared maximum CCs were 182

used to weight the measurements. The relative locations were calculated by least-squares fitting 183

of the data and the location uncertainties were evaluated by using bootstrapping analysis 184

(Waldhauser and Ellsworth, 2000). Synthetic travel time differences between paired events were 185

reconstructed by random selection of a set of residuals and relative locations for these synthetic 186

travel times were calculated 200 times. 187

188

Magnitude Estimation and Statistical Analysis 189

Waveform similarity can be assessed to estimate the relative magnitudes of earthquakes (Shelly 190

et al., 2016; Yoon et al., 2019b). We adopted a simple magnitude-amplitude relationship 191

modified from the equation of Shelly et al. (2016) that considers the differences in hypocentral 192

distance between two earthquakes: 193

dm = clog10(a/r), (1) 194

where dm, a, and r represent the ratios of magnitude, amplitude, and hypocenteral distance, and c 195

is a coefficient for the magnitude-amplitude relationship (Shelly et al. 2016). The coefficient c in 196

Equation 1 varies with the earthquake magnitude scale that is used: for example, Shelly et al. 197

(2016) reported that c = 1 for ML and c = 2/3 for MW. In this study, we used a set of MLs of 198

aftershocks and Equation (1) to estimate the coefficient c, following the method of Woo et al. 199

(2019b). If the CC of a waveform pair was greater than 0.85, we calculated the amplitude ratio as 200

the slope of the eigenvector for the largest eigenvalue of the covariance matrix of the two 201

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waveforms (Shelly et al., 2016). Thus, for earthquakes with known values of ML, we were able to 202

estimate the parameter c. 203

We can also determine relative magnitudes of earthquakes by using our estimated value of c in 204

Equation (1). Estimated relative magnitudes (MRel) were arithmetically averaged to produce a 205

representative value and uncertainties were obtained from their standard deviations. 206

The Gutenberg-Richter law (G-R law) describes the relationship between earthquake frequency 207

and magnitude. Its statistical properties are widely accepted and applied to the investigation of 208

seismo-tectonic properties in a specific region over a certain time period. Examples of 209

application of the G-R law include work on aftershock sequences by Wiemer and Katsumata 210

(1999) and Woo et al. (2019b), on earthquake swarms by Farrell et al. (2009), on induced 211

seismicity by Shapiro (2007), and in laboratory experiments by Scholz (1968). The earthquake 212

frequency distribution with magnitude can be written as: 213

log10 N(≥ M) = a - bM, (2) 214

where N is the number of earthquakes equal to or greater than a magnitude M, and a and b are 215

scaling constants. a is proportional to the overall seismicity in a given spatio-temporal interval, 216

whereas b represents the ratio of the number of large earthquakes to small earthquakes. The 217

behavior of b-values has been attributed to crack density (Mogi, 1962), stress drop (Wyss, 1973), 218

and tectonic stresses (Schorlemmer et al., 2005, Scholz, 1968), and slip distribution (Wiemer and 219

Katsumata, 1999). 220

We determined the magnitude of completeness (MC) for 3,521 magnitudes based on a modified 221

goodness-of-fit method of Wiemer and Wyss (2000), following Woo et al. (2019b). Then, we 222

evaluated the b-value for a set of magnitudes using the maximum likelihood method of Aki 223

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(1965) with a magnitude bin of 0.1. The uncertainty of b-values was estimated with the method 224

of Shi and Bolt (1982). 225

Omori’s law describes the decay rate of aftershocks. Its parameters are also broadly applied to 226

interpret regional seismic and tectonic properties (Omori, 1894; Utsu, 1961). The extended form 227

of Omori’s law can be written as: 228

R(t) = K(t+c)-p, (3) 229

where K, c, and p are the scaling coefficients that describe the aftershock decay rates in a given 230

region. p, which represents the power of the aftershock decay rates, has a range of 0.6 to 1.8 and 231

is considered to be a function of stress and temperature in the crust (Utsu and Ogata, 1995; 232

Wiemer and Katsumura 1999). We mapped the spatial variation of p-values by binning 250 233

magnitudes and by selecting magnitudes greater than MC. The three parameters and their 234

associated uncertainties were determined following the maximum likelihood method presented 235

by Ogata (1983). 236

237

RESULTS 238

Of the 4,446 earthquakes with initial locations, we relocated seven foreshocks, the mainshock, 239

and 3,938 aftershocks using hypoDD (Waldhauser and Ellsworth, 2000), having excluded 240

earthquakes with fewer than seven traveltime difference measurements. Uncertainties of relative 241

locations to within two standard deviations were estimated as 25 m in the eastwest direction, 18 242

m in the northsouth direction, and 37 m vertically. Figure 2 presents the spatial distribution of 243

aftershocks, both in map view and cross-sections, four in the dip direction (A1-A2, B1-B2, C1-C2, 244

and D1-D2) and one in the strike direction (E1-E2). From the map, we determined the apparent 245

strike of aftershocks (crossline of E1-E2) to be 210°, which corresponds to the azimuth of the first 246

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principal vector obtained from two-dimensional principal component analysis (PCA) (Jollifle, 247

2002). From cross-sections in the dip direction (A1-A2 to D1-D2), we observed that the spatial 248

distribution of aftershocks delineates at least four different fault segments (Figure 2). In the most 249

northeastern part of the study area, a sub-vertical fault was identified from the aftershock 250

distribution. An ML 3.5 earthquake on 21:05:15, 19 November 2017; UTC with a focal 251

mechanism (strike: 234°, dip: 85°, rake: -174°) is consistent with the inferred fault (Figure 2b, 252

Table A3). Among the relocated earthquakes, the first observed event on the fault plane occurred 253

within 72 s of the onset of the mainshock (Figure A1), which indicates that reactivation of the 254

fault segment was initiated by the mainshock rupture or soon afterward. Two slightly different 255

fault geometries, both dipping northwestward, are distinguished in the middle of sections B1-B2 256

and C1-C2 from the spatial distribution of the aftershocks. The aftershock distribution along B1-257

B2 has a wider range of focal depths, a shallower dip, and a strike closer to north-south than that 258

of C1-C2. Both the mainshock and the ML 4.3 aftershock are located adjacent to a virtual 259

boundary of B1-B2 and C1-C2 and their focal mechanisms are consistent with the observed fault 260

geometry. Earthquakes in the southwestern part of D1-D2 occurred after the largest aftershock 261

(ML 4.6) (Figure A1) and their focal depths deepened to the south-east, dipping in the opposite 262

direction to the three other fault segments observed on A1-A2, B1-B2 and C1-C2. Such a conjugate 263

fault geometry is matched with one nodal plane of the focal mechanism (strike: 34°, dip: 52°, 264

rake: 136°) of the largest ML 4.6 aftershock (Figure 2e, Table A3). 265

From the complex fault geometry delineated by the four cross-sections, we constructed a 266

simplified fault model to describe the observed aftershock distribution. For the three segments 267

that reactivated with the occurrence of the mainshock, we described their geometry using the 268

aftershocks that occurred within one day of the mainshock. Because the mainshock was situated 269

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on a virtual boundary between two faults (F2 and F3) with slightly different strikes and dips, we 270

divided the aftershock area based on the hypocenter of the mainshock and an apparent strike of 271

210°, which we estimated from PCA of data in map view. The aftershocks on the most 272

northeasterly fault segment (F1) were de-clustered from the adjoining fault (F2) using the simple 273

assumption that the Heunghae Fault (i.e., Song et al., 2015; Yun et al., 1991) vertically intersects 274

them both. Earthquakes that occurred up to 1 day after the largest ML 4.6 aftershock and are 275

located within 2 km from the event were used to investigate the most southwesterly fault 276

segment (F4). Faults F1F4 were used to divide the study area into four regions and earthquakes 277

were assigned to a region on the basis of the location of their hypocenter. We applied PCA 278

analysis with bootstrapping to earthquakes that were resampled 200 times to estimate strike, dip, 279

fault length, and fault width. We rotated the first and second principal components to the two 280

unit direction vectors for strike and dip; thus defining the strike and dip components of 281

earthquakes as these projections. The fault length and width were then determined as the 282

difference between the 2.5th and 97.5th percentiles of the strike and dip components. The 283

resulting fault geometry is summarized in Table 2. 284

We determined c using the 266 relocated earthquakes with known ML. We evaluated c as 0.85 285

by PCA (Figure 3), which is larger than the case for the MW magnitude scale (c = 2/3) scale but 286

smaller than the case for the ML magnitude scale (c = 1). The difference in c implies that the ML 287

magnitude does not naturally match MW for earthquakes within the range of magnitudes included 288

in this study, filtered to a frequency range of 2 – 10 Hz. The observed value of c is relatively 289

high compared with 0.7 that was estimation using the MLs of the Gyeongju aftershock sequences 290

(Woo et al., 2019b), which may be the result of systematic differences between ML and KMA 291

magnitude. 292

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We estimated the magnitudes of 3,521 earthquakes with measurements ≥ 5. Figures 3b 293

illustrates the comparison of MRel with ML and the variations of MRel with time. Since MRel is 294

exactly proportional to ML without any scaling parameters, we propose that MRel can replace ML 295

as the magnitude scale for subsequent analysis. 296

We examined temporal variations of seismic b-values by binning 600 earthquake magnitudes 297

(MRel) into a set (Figure 4a). There was an overlap of four hundred earthquakes between two 298

consecutive bins. The MC decreased from 0.8 to 0.2 during the first 3 days of the early aftershock 299

sequence, which is indicative of a decrease in the background noise level for that period (Hainzl 300

2016). The b-value for the first bin was evaluated as 0.66 ± 0.03, which is consistent with b-301

values for earthquakes detected during fluid injection into the Pohang EGS site before the 302

occurrence of the mainshock (Woo et al., 2019a). The b-value increased with time for the first 303

three days up to a maximum of 0.98 ± 0.05 and fluctuated during a month. After three months, it 304

decreased to 0.77 ± 0.04 when the largest aftershock of ML 4.6 occurred. We tested the temporal 305

changes of b-values with a fixed MC of 0.8, corresponding to the maximum values over the 306

whole period, to investigate whether the observed temporal variations of b-values were biased by 307

the choice of MC (gray dots of Figure 4b) and confirmed that the main features were not 308

significantly changed. Figure 4c illustrates the magnitude-frequency distributions of three data 309

sets highlighted in Figure 4b. 310

The spatial variation of b-values was investigated for the vertical cross-section along the 311

apparent strike of 210°. Earthquakes within 1.0 km from the center of each 0.5 0.5 km grid cell 312

on the cross-section were binned. We analyzed the MC and b-value only if each bin contained at 313

least 250 earthquakes. Figure 4d illustrates the spatial distribution of b-values on the vertical 314

cross-section. The estimated b-values are between 0.63 and 0.91, all of which are lower than the 315

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typically assumed b-value of 1 (Wyss, 1973). Since ML is approximated by MRel, such low b-316

values can be interpreted as an increase in applied shear stress and effective stress (Scholz, 1968; 317

Wyss 1973), low material heterogeneity (Mogi, 1962), or a high stress drop (Wyss, 1973). 318

Considering that the slip tendency of the mainshock is indicative of a critically stressed fault 319

(Ellsworth et al., 2019; Lee et al., 2019) and the stress drop of 5.6 MPa for the mainshock is not 320

higher than that of other earthquakes in South Korea (Rhee and Sheen 2016; Woo et al., 2019a), 321

our preferred interpretation is that the generally low b-values in the aftershock area may result 322

from high applied stress in this region. We estimated a b-value of 0.73 ± 0.04 near the 323

hypocenter of the mainshock, which is comparable to the values observed for the earthquakes 324

during the fluid injection (= 0.66 ± 0.08). 325

The significance of temporal and spatial differences in b-values can be verified by Utsu’s test 326

(Utsu, 1992), in which the probability that the b-values between two sets of earthquakes are the 327

same is defined via Akaike Information Criterion (Akaike, 1974). We first tested the statistical 328

significance of the temporal differences of b-values among early (< 1 d), intermediate (~ 3 d), 329

and late aftershocks (~ 90 d), which are highlighted in green, red, and blue, respectively, in 330

Figures 4b and 4c. The probability that the b-value for the intermediate period is not significantly 331

higher than those of the early and late aftershocks was estimated as 7.3×10-7 and 1.6×10-3, 332

respectively, indicating that the temporal increase and decrease of b-values are statistically 333

reasonable with a significance level of 5%. Similar variations of b-values with time can be found 334

for the 2016 Gyeongju earthquake (Woo et al., 2019b) and other cases (Smith, 1981; Chan et al., 335

2012; Gulia et al., 2018), which can be interpreted as local stress changes due to the mainshock 336

rupture or a mixed effect of a changing spatial distribution of b-value and a heterogeneous 337

population of aftershocks with time (Figure 4d). 338

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We also applied Utsu’s test to all pairs of spatially varying b-values and measured the 339

distribution of significant levels with the b-value difference (Δb) bin of 0.01. A significance level 340

of 5% was held for Δb > 0.14 in half of the cases and Δb > 0.18 in all cases (Figure 4e). 341

Therefore, we roughly designated three sub-regions: R1 with relatively low b-values, and R2 and 342

R3 with high b-values (Figure 4d). The ML 4.3 and ML 4.6 earthquakes are located near R2 and 343

R3, which can be interpreted as indicating material heterogeneity with respect to the conjugate 344

fault system (Figures 2c and 2e). Alternatively, spatial variations of pore pressure or applied 345

stress may contribute to b-value heterogeneity. 346

The p-values were estimated for two data sets: (1) period A, between the onset of the 347

mainshock and the ML 4.6 aftershock; and (2) period B, after the onset of the largest aftershock 348

of ML 4.6 (Figure 5). This grouping was chosen because the occurrence of the largest aftershock 349

at ~87 days resulted in increased seismicity, which reset the decay rate for the mainshock. For 350

each data set, we estimated the p-value that represents the whole data set and the spatial variation 351

of p-values at the cross-sections along the apparent strike of 210°, with the same bins used for 352

estimating the spatial variations of b-values. The p-values of the period B were estimated with 353

the consideration of decaying aftershock rates of the period A. The p-value of period A was 354

estimated as 1.10, which is larger than the value for period B (= 0.88). Such a difference may 355

result from differing initial stress levels for periods A and B with respect to the stress 356

perturbation of the mainshock sequence, spatial heterogeneity of the internal structure for the 357

conjugate fault system (Figure 2e; Wiemer and Katsumata, 1999), or just an insufficient number 358

of earthquakes in the calculation of p-values for period B. With the exception of p-values for 359

period B, the p-values of the period A were higher in the southwestern region than those in the 360

northeastern region (Figure 5a). This could be indicative of a spatial variation of heat flow 361

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(Kisslinger and Jones, 1991), heterogeneity of fault strength (Mikumo and Miyatake, 1979) or an 362

insufficient number of aftershocks to allow accurate fitting of the aftershock power decay law for 363

the southwestern aftershock region prior to the occurrence of the ML 4.6 aftershock. 364

365

DISCUSSION 366

Expansion of aftershock areas with time 367

Expansion of early aftershock sequences is widely observed (Tajima and Kanamori 1985; 368

Fukuyama et al., 2003; Peng and Zhao, 2009; Kato and Obara, 2014; Hainzl et al., 2016). Some 369

temporal evolution of aftershock areas have been interpreted to be the result of afterslip or post-370

seismic deformation (Helmstetter and Shaw 2009; Peng and Zhao 2009; Ross et al., 2017; 371

Perfettini et al., 2018). Speeds of along-strike expansion of the aftershock zone were measured 372

on a logarithmic time scale and showed that propagating afterslip can cause the expansion of 373

aftershocks (Peng and Zhao 2009; Frank et al., 2017; Perfettini et al., 2018; Ross et al., 2017). In 374

the present study, we examined the spatio-temporal distribution of aftershocks on a logarithmic 375

time scale to consider possible post-seismic deformation following the mainshock (Figure 6). In 376

a map view, we observed that the aftershock zone has roughly expanded along the apparent 377

strike direction, especially during the first day (Figures 6a and c), whereas no clear trends were 378

observed in a vertical sense (Figure 6b). 379

The general speed of virtual aftershock migration fronts for the bilateral expansion along the 380

strike direction were ~1 km decade-1 northeastward and ~0.5 km decade-1 southwestward (Figure 381

6c), which may indicate post-seismic deformations related to aseismic afterslip (Peng and Zhao 382

2009; Perfettini et al., 2018). The difference in the migration speeds can be attributed to different 383

rate-and-state parameters described by Dieterich (1994) following the equations published by 384

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Perfettini et al. (2018). However, in our case, we also observe a significant p-value variation in 385

the northeastern and southwestern parts of the study area (Figure 5a). Such variations of p-value 386

require a different model rather than the rate-dependent friction law (Helmstetter and Shaw 2009; 387

Mignan 2015). Assuming that the power-law rheology governs post-seismic velocity which is 388

proportional to (1+t/t*)-p (Montési, 2004), where t* is a characteristic time of the aftershock, the 389

slip velocity or the aftershock occurrence rate decays with time as a power of p. The slowly 390

decreasing slip velocity with a lower p-value generate a larger accumulated displacement than 391

that with a higher p-value in a given time period, and thus the time required to rupture asperities 392

is shorter than that with a higher p-value. 393

Therefore, the p-value variation observed for the aftershock area during the period A may be 394

related to the different seismic migration speeds (Figures 5a and 6c). We did not further compare 395

p-values and the migration speed in this study, since it may require more complex analysis than a 396

simplified form of the Omori’s law (Narteau et al., 2002). Furthermore, there is an absence of 397

data for very early (« 1 d) or late (> 100 d) aftershocks. 398

The expansion of the aftershock zone can also be explained by a cascade of sequentially 399

triggered aftershocks in terms of changes to the static Coulomb stress (Ellsworth and Bulut, 400

2018). These mechanisms can also explain very early aftershocks deviated from the expansion of 401

aftershock area at around 3 km. Since no clear evidence of post-seismic deformation was 402

observed in the differential InSAR analysis during 12 days of the post-seismic period (Song and 403

Lee, 2019), the observed expansion of aftershocks could possibly be attributed to changes to the 404

static stress field caused by the aftershock sequences rather than a result of aseismic deformation. 405

However, post-seismic deformation during the first day of the aftershock period might not be 406

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captured in InSAR data because most of the expansion of the aftershock would be limited to 407

observations within 1 d from the mainshock. 408

409

High percentage of non-DC components observed for the mainshock and two largest 410

aftershocks 411

The moment tensor solutions of the mainshock and two largest earthquakes have high 412

percentages (> 30%) of non-DC components (Grigoli et al., 2018; Hong et al., 2018), in contrast 413

to the normally observed moment tensor solutions in South Korea. Such high non-DC 414

components of the moment tensor solutions of the three largest earthquakes can result from 415

complex shear faulting of multiple DCs, tensile opening/closing, and shear faulting in anisotropic 416

and heterogeneous media (Miller et al., 1998). It has already been established that the spatial 417

distribution of the Pohang earthquake sequence indicates that multiple fault segments were 418

reactivated in a complex fault system and the faulting types of the focal mechanism vary 419

throughout the aftershock area (i.e., Kim et al., 2019). Hence, a combination of multiple DC 420

moment tensor solutions with varying senses of slip motion could be one of the causes of the 421

three largest earthquakes having high non-DC components. 422

We propose the following sequence of events to explain the mainshock and major aftershock 423

sequence associated with the MW 5.5 Pohang earthquake. We infer that the nucleation of the 424

mainshock rupture was initiated at the junction between F2 and F3 and that the rupture 425

propagated along F2 and F3 with possible intervention of F1. Later, the ML 4.3 earthquake was 426

initiated between two adjacent conjugate faults dipping southwestward and northeastward in the 427

deeper aftershock region below the mainshock (Figure 2c). Finally, the ML 4.6 earthquake 428

nucleated at the southwestern tip of the aftershock area and subsequent aftershocks occurred on a 429

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previously unrecorded southeastward dipping fault, suggesting that the rupture of the ML 4.6 430

earthquake sequences was initiated at the intersection of conjugate faults F3 and F4. 431

Although the three earthquakes were located at the intersection of multiple fault planes, it is hard 432

to envisage that all the earthquakes located in the surrounding area ruptured on multiple fault 433

planes. Some MRel 3 3.6 earthquakes without non-DC components were located in the vicinity 434

of the interconnecting faults (Choi et al., 2019), which may suggest that a certain amount of 435

seismic energy is required for the simultaneous movement of multiple fault segments. The fault 436

dimensions for the three largest earthquakes are inferred to be greater than 1 km, based on the 437

assumption of a constant stress drop of 5.6 MPa on a circular crack (i.e., Figure 2f), leading us to 438

propose that a kilometer rupture scale is the threshold to rupture multiple fault planes. Low b-439

values observed throughout the aftershock area can be considered as stress concentrations within 440

areas of high asperities (Wiemer and Wyss, 1997). High asperities in the regions adjoining two 441

or more fault segments may concentrate tectonic energy either as an earthquake nucleation point 442

or as barriers to rupture propagation. This may explain why only ML > 4 non-DC component 443

earthquakes were observed. The sonic log data of the PX-2 borehole recorded the existence of 444

anisotropic structures in the Pohang Basin (Ellsworth et al., 2019). Such anisotropic materials 445

can also cause earthquakes with high non-DC components. However, it is our preferred 446

interpretation that non-DC components in the three largest earthquakes result from the fault 447

complexity because low, non-DC earthquakes for ML 3 – 3.6 earthquakes were also observed. 448

449

Comparison between aftershock activities and induced seismicity at the EGS site during 450

stimulation. 451

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The seismicity recorded during the five hydraulic stimulation experiments at the Pohang EGS 452

site and the inferred focal mechanisms revealed a fault plane located near the PX-2 well (Woo et 453

al., 2019a). PX-2 seismicity was clustered on a plane with a strike of 214° and a dip of 43° and 454

migrated southwestward, heading toward the location of the mainshock (Woo et al., 2019a). 455

However, the fault geometry for the induced earthquakes related to the PX-2 well has a 20° 456

shallower dip angle than the moment tensor solution of the mainshock and aftershocks. It 457

suggests that complex fault segments exist locally throughout the aftershock region and that a 458

simple fault plane does not explain the detailed fault structures. The ML 4.3 earthquakes have 459

deeper focal depths and their focal mechanism has steeper dips than that of the mainshock, which 460

can also be regarded as a result of complex fault geometry. Observation of various types of focal 461

mechanisms in aftershock sequences (Kim et al., 2019) are also a manifestation of the complex 462

geometry, which is in contrast to the nearly identical focal mechanisms for the PX-2 seismicity 463

(Woo et al., 2019a). 464

The b-values observed during the Pohang EGS project have insignificant variations, with an 465

average value of 0.66 ± 0.08 (Woo et al., 2019a, Langenbruch et al., 2020); whereas, the b-466

values estimated for the early aftershock sequences are statistically different from the b-values 467

for a bin of approximately 3 days after the mainshock (Figure 4b). If we assume that b-values act 468

as a stress-meter (Scholz, 2015; Rigo et al., 2018; Woo et al., 2019b) and temporal variation of 469

b-values during the aftershock period represents the level of stress state, the invariant b-values 470

observed during the stimulation period suggest that stress perturbations caused by fluid injection 471

may be far lower than the accumulated tectonic stress, indicating the existence of a critically 472

stressed fault system before the mainshock. 473

474

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Reactivation of a multi-segment fault system and spatial variations of b-values and p-values 475

The complexity of the Pohang aftershock distributions was modeled as four fault segments, 476

following the approach of Hong et al. (2018) and Kim et al. (2018, 2019) (Figure 7). The 477

seismicity along a subvertical fault, F1, in the northeastern of the study area clearly represents 478

migration of the aftershock front northeastward during the first day of the aftershock sequences 479

(Figure 6). Although this fault plane is located about 3 km away from the mainshock hypocenter, 480

it may have been reactivated as a part of the mainshock rupture process. Alternatively, it may 481

have been dynamically triggered by the mainshock considering circumstantial evidence that 482

aftershock activity on the fault segments was initiated within just 2 min (Figure A1) and the slip 483

distribution of the mainshock calculated from the static deformations with InSAR data is largest 484

in the northeastern part of the fault model (Song and Lee, 2019). Aftershocks on F1 are bounded 485

by the Heunghae Fault, which has surface expression (Figure 1), detaching F1 from F2 and F3. 486

Therefore, in either case, the reactivation of F1 may require a certain stress threshold to be 487

ruptured preferentially to F2 and F3. 488

Two slightly different geometries of F2 and F3 are suggested by Hong et al. (2018), reflecting a 489

complex fault system near the Pohang EGS site. While the b-values vary slightly on F2, the 490

observed p-values were higher for F3, at least until the occurrence of the ML 4.6 event. The 491

different behaviors of the two statistical parameters imply that the two fault segments exist under 492

different physical conditions, such as: differential stress states (Scholz, 1968), local 493

heterogeneity of the rock matrix that may interact with viscous materials (Wyss, 1973; Bayrak et 494

al., 2013), or variable spatial distribution of heat flow (Kisslinger and Jones, 1991). 495

The b-values decreased to ~0.7 when fault segment F4 was reactivated by the ML 4.6 aftershock. 496

The lower b-values may indicate F4 was already highly stressed when the ML 4.6 earthquake was 497

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triggered. The observed p-values for period B were generally much lower than those for period A, 498

which may be the result of using short time periods for analysis during period B or just uneven 499

seismicity observed for periods A and B. 500

501

CONCLUSIONS 502

In this study, we detected over 4,000 earthquakes related to the MW 5.5 (ML 5.4) Pohang 503

earthquake by using both unsupervised data-mining and a conventional automatic earthquake 504

detection method. From the spatio-temporal distribution of relocated seismicity, we observed 505

that four fault segments were responsible for the aftershocks. All the faults strike 506

northeastsouthwest, but have different dip angles and dip directions. The three largest 507

earthquakes are located at the boundaries of two adjoining fault segments, which may have 508

focused the stress released by multiple faults, resulting in high, non-DC earthquake mechanisms. 509

By measuring amplitude ratios between two similar earthquakes, we estimated relative 510

magnitudes of earthquakes to infer the statistical parameters related to earthquake frequency and 511

magnitude. The observed spatio-temporal distribution of b-value indicates that they were 512

spatially variable, but generally as low as ~0.7, and temporarily increased with time. The 513

observed p-values were different for the northeastern and southwestern parts of the study area, 514

implying that heterogeneities in material properties such as frictional heat can lead to two 515

different speeds of aftershock expansion rate with logarithmic time. The complexity of faulting 516

in the aftershock zone will influence the duration and magnitude of seismic activity that is 517

caused by the locally perturbed stress field that is a result of the mainshock. We hope that our 518

findings can be applied to an interpretation of aftershock mechanisms under the general complex 519

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fault systems and can be utilized to perform a seismic hazard assessment lowering the epistemic 520

uncertainty about the characteristics of the fault sources and their contemporary seismic activity. 521

522

Data and Resources 523

524

The earthquake catalog used in this study is available at https://github.com/Jeong-525

Ung/PH_aftershock. 526

527

Acknowledgments 528

529

We thank the Korea Institute of Geoscience and Mineral resources (KIGAM), the Korea 530

Meteorological Administration (KMA), the Korea Hydro & Nuclear Power (KHNP), and the 531

K.‐ H. Kim for providing seismic data used in this study. We appreciate C. E. Yoon and G. C. 532

Beroza for comments on FAST usage, W. L. Ellsworth for advice on visualizing the seismicity, J. 533

Song for discussion on non-DC earthquakes. This work was conducted during the Korean 534

Government Commission (KGC) on the relations between the 2017 Pohang earthquake and EGS 535

project, funded by the Korea Institute of Energy Technology Evaluation and Planning (KETEP) 536

grant from the South Korean government (MOTIE) (no. 2018‐ 3010111860). This work was 537

supported by the Nuclear Safety Research Program through the Korea Foundation of Nuclear 538

Safety (KoFONS) using the financial resource granted by the Nuclear Safety and Security 539

Commission (NSSC) of the Republic of Korea (No. 1705010). 540

541

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distribution. Geophys. J. R. Astron. Soc., 31, 341–359. 727

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Seismol. Soc. Am. 109, 1451–1468. 730

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the initial stages of the Guy‐ Greenbrier, Arkansas, earthquake sequence. J. Geophys. Res.: Solid 732

Earth 122, 9253–9274. 733

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through computationally efficient similarity search. Sci. Adv. 1, e1501057. 735

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and Mainshock Nucleation of the 1999 M w 7.1 Hector Mine, California, Earthquake. J. 737

Geophys. Res.: Solid Earth 124, 1569–1582. 738

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Chemostratigraphic, Paleomagnetostratigraphic, and Tertiary formations in southern part of 740

Korea: regional tectonics and its stratigraphical implication in the Pohang basin. J. Paleont. Soc. 741

Korea 7, 1–12 (in Korean). 742

Zoback, M. L. (1992). First‐ and second‐ order patterns of stress in the lithosphere: The 743

World Stress Map Project. J. Geophys. Res.: Solid Earth 97, 11703–11728. 744

745

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Full mailing address for each author 746

1 School of Earth and Environmental Sciences, Seoul National University, Seoul 08826, 747

Republic of Korea 748

J.-U.W., [email protected] 749

J.R., [email protected] 750

2 Department of Structural Systems and Site Evaluation, Korea Institute of Nuclear Safety, 751

Daejeon 34412, South Korea 752

M.K., [email protected] 753

3 Division of Earth Environmental System Science, Pukyong National University, Busan 48513, 754

Republic of Korea 755

T.-S.K., [email protected] 756

757

758

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Tables 759

760

Table 1. The 1-D layered seismic velocity structure for the Pohang EGS site. 761

Depth to the top of the layer (km) P-wave velocity (kms-1) S-wave velocity (kms-1)

0.0 1.67 0.48

0.203 4.01 2.21

0.67 5.08 3.03

2.4 5.45 3.07

3.4 5.85 3.31

7.7 5.91 3.51

12 6.44 3.70

34 8.05 4.60

762

763

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Table 2. Parameters of the faults involved in the aftershock sequences. 764

Properties Fault 1 (F1) Fault 2 (F2) Fault 3 (F3) Fault 4 (F4)

Strike (°)

Median 222.7 207.4 223.1 17.0

Median absolute deviation 1.1 1.2 0.4 1.3

Dip (°)

Median 77.4 59.8 61.2 62.0

Median absolute deviation 2.0 1.3 0.6 2.2

Fault length (km) 2.8 2.4 3.4 1.9

Fault width (km) 1.9 3.5 2.9 1.3

765

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Figures 766

767

768

Figure 1. Map of (a) temporary and (b) permanent seismic stations used for analysis of source 769

parameters, geologic lineaments, faults, and relocated hypocenters. Three surface ruptures near 770

the study area are illustrated in (a) (Song et al., 2015; Yun et al., 1991). The focal mechanism of 771

the mainshock that was determined from the polarity of first arrivals is illustrated in (b). (c) 772

shows the location of the Gyeongsang Basin (GB) and the Yeonil Basin (YB) where many 773

NENNE sinistral strike-slip surface ruptures and NW transfer faults have developed. The red 774

boxes in (b) and (c) represent the domain of (a) and (b), respectively. 775

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776

Figure 2. (a) Distribution of the 3946 epicenters relocated via hypoDD (Waldhauser and 777

Ellsworth, 2000) by using traveltime differences. The earthquakes projected onto each of the 778

cross-sections A1-A2 to E1-E2 shown in (b) to (f) fall within the rectangles denoted by dashed 779

black lines in (a). The trajectory of two stimulation wells PX-1 and PX-2 are illustrated as gray 780

lines in (c) with open sections colored in blue and red. (b–f) Depth distribution of the relocated 781

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hypocenters along the cross-sections of A1-A2 to E1-E2. Spatial distribution of seven focal 782

mechanism solutions are illustrated in (a) to (e). The compressional quadrants of the focal 783

mechanisms of the mainshock and two largest aftershocks (ML 4.3 and ML 4.6) are colored in red, 784

blue, and green, respectively. Possible interpretations for delineated faults from the aftershock 785

distribution are marked as gray lines in (b), (c), (d), and (e). The circles in (f) represent the 786

rupture radii of earthquakes with MRel > 1.5, assuming a stress drop of 5.6 MPa, which 787

corresponds to an approximated value for the mainshock estimated by the spectral ratio method 788

(Woo et al., 2019a). The red, blue, and green circles in (f) indicate the rupture size of the three 789

largest earthquakes with ML 5.4, 4.3, and 4.6, respectively. 790

791

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792

Figure 3. (a) Determination of the scaling parameter c in Equation (1) from known ML 793

magnitudes. The amplitude ratios measured from two similar waveforms observed at a station 794

are measured and counted to estimate the scaling parameter for given MLs. The red line indicates 795

the scaling parameter c of 0.85 calculated from the slope of the first principal components 796

between magnitude differences and the ratio of amplitude divided by hypocenteral distances. (b) 797

Comparison between ML and MRel. The red line indicates identity relation. 798

799

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800

Figure 4. (a) The distribution of earthquake magnitudes with their logarithmic origin time. The 801

three largest earthquakes (ML 5.4, 4.3, and 4.6) are denoted as red, blue, and green stars, 802

respectively. The time interval of each bin to measure the temporal changes of b-values and their 803

corresponding Mcs are illustrated as orange lines and squares. A set of 600 earthquakes 804

constitute a bin for measuring b-values and there is an overlap of 400 earthquakes between two 805

consecutive bins. We combined MRels obtained from Equation (1) with MLs of the three largest 806

earthquakes. (b) Temporal variations of seismic b-values. The standard deviations of each of the 807

magnitude bins are represented as vertical and horizontal error bars. The black, red, and blue dots 808

indicate the three bins illustrated in (c). The gray dots and error bars represent b-values and their 809

standard errors calculated based on a maximum MC of 0.8 for all bins. (c) Four examples of the 810

magnitude distribution and their corresponding G-R law fitting lines (black for the entire data set 811

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and green, red, and blue for the three selected temporal bins of (b)). The filled circles indicate the 812

cutoff magnitudes of MC that honor Equation (1) for larger magnitudes. (d) Two dimensional 813

spatial variations of b-values at a vertical profile along both the apparent strike of 210°. 814

Hypocenters of three largest earthquakes are denoted as red, blue, and green stars, respectively. 815

Dashed lines and solid lines indicate the significant difference level of 5% with median and 816

conservative thresholds. (e) Two-σ interval distribution of probabilities that differences of paired 817

b-values (Δb) in (c) is insignificant. The Δbs are binned by 0.1. The difference is statistically 818

significant with a significance level of 5% if Δb > 0.14 for half the cases and Δb > 0.18 for all 819

cases. 820

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821

Figure 5. (a) Two dimensional spatial variations of p-values for a cross-section along the 822

apparent strike 210° for earthquake sequences in period A. (b) Two dimensional spatial 823

variations of p-values for the same depth profile shown in (a), but for seismic sequences in 824

period B. The p-values of period B were estimated using the given aftershock rates of period A 825

when they were available (denoted by the two spatial bins contoured by black lines). (c and d) 826

Cumulative number of aftershocks with time and their corresponding Omori law plots for the 827

case of whole data sets (RA(t) and RB(t)) and the three examples of the spatial bins contoured by 828

blue, green, and red lines in (a). 829

830

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831

Figure 6. Temporal distribution of seismicity presented in (a) plan view, (b) a depth profile along 832

the apparent strike of 210°, and (c) a unidirectional projection along the apparent strike. We 833

illustrate the radius of earthquakes with MRel ≥ 1.5 by assuming a circular crack rupture and a 834

stress drop of 5.6 MPa from Woo et al. (2019a). In (a) and (b), the location of the mainshock and 835

the two largest consecutive aftershocks of ML 4.6 and ML 5.4 are represented as red, blue and 836

green stars, respectively. The rupture radii of the three largest earthquakes are displayed in (c) 837

with colors to match the star symbols in (a) and (b). The trajectory of two stimulation wells PX-1 838

and PX-2 are illustrated as gray lines in (a) and (b). In (c), the earthquake density of each point 839

was measured as the number of earthquakes within a circle of 0.25-unit radius (showing decades 840

along the x-axis and km along the y-axis) from the given point. The x symbol in (c) represents 841

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the moment at which the number of earthquakes in the 0.5-km bin reached 10 with a 0.1-km 842

sliding window. 843

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844

Figure 7. Schematic diagram that illustrates four fault segments inferred from the hydraulic 845

stimulation wells of PX-1 and PX-2 and the distribution of aftershocks. The three cubes colored 846

in red, blue, and green show the hypocenters of the mainshock and the two largest aftershocks of 847

ML 4.3 and 4.6, respectively. The occurrence of the mainshock triggered seismicity on fault 848

segments F2 and F3, and possibly affected the re-activation of F1. Fault segment F4, located to 849

the southwest of F3, was not delineated until the largest aftershock (ML 4.6) occurred. 850

851

852

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Appendices 853

854

Table A1. Fingerprint extraction parameters for the FAST algorithm to detect earthquakes with 855

waveform similarity. 856

Fingerprint extraction parameter Value

Time-series window length of generated spectrogram 6.0 s

Time-series window lag of generated spectrogram 0.1 s

Spectral image window length 64

Spectral image window lag 10

Fingerprint sparsity 400

Final spectral image width 32

Number of hash functions per hash table 4

Number of hash tables 100

Number of votes 2

Near-repeat exclusion parameters 5

857

Table A2. Input parameters for the network detection in the FAST algorithm (Bergen and Beroza, 858

2018; Rong et al., 2018) 859

Event-pair extraction, pruning, and network detection parameters values

Time gap along diagonal 3 s

Time gap adjacent diagonal 3 s

Adjacent diagonal merge iteration 2

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Number of votes 10

Minimum fingerprint pairs 3

Maximum bounding-box width 5 s

Minimum number of stations for detection 1

Arrival time constraint: maximum time gap 5

860

Table A3. Focal mechanisms illustrated in Figure 2. 861

Origin time

(UTC, dd/mm/yy

HH:MM:SS.SS)

Latitude

(º)

Longitude

(º)

Depth

(km)

Strike

(º)

Dip

(º)

Rake

(º)

15/11/2017 05:29:31.61 36.10592 129.37215 4.245 211 40 128

15/11/2017 06:09:49.88 36.08742 129.34946 4.318 91 74 -132

15/11/2017 07:49:30.37 36.11412 129.36825 5.450 201 65 110

19/11/2017 14:45:47.79 36.11303 129.38023 3.865 34 85 149

19/11/2017 21:05:15.48 36.13384 129.37956 3.851 234 85 -174

25/12/2017 07:19:22.58 36.10206 129.36582 5.291 39 81 165

10/02/2018 20:03:03.74 36.07862 129.34237 4.447 34 52 136

862

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Figure A1. Snapshots of the distribution maps of aftershocks at (a) 10 min, (b) 1 h, (c) 5 h, (d) 1 863

d, (e) 30 d, and (f) 4 mo from the onset of the mainshock. 864

865

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129.2˚E 129.3˚E 129.4˚E 129.5˚E

36˚N

36.1˚N

36.2˚N

0 km 5 km

23456

Depth (km)

PHB1

PHB2

PHB3

PHB4

PHB5

PHB6

PHB7

PHB8

EXP1

POHB

POH1

POH2 POH3

POH4

POH5

POH7

PH01

PH03

PH04PH05

PH06

PH07

PH08PH09

KN01 50KP11NKKN02SS06

KN03

KN04SS08

PK01 PK11

PK03PK08

SS02

SS03 PK04

SS04

SS07

SS09

SS10

SS13

SS15

SS23

TP02

TP03

TP04

TP06

TP07

TP08

TP09

TP10

TP11

TP13

TP14

50 km

CHS

DKJHAK

HDBMKL

YSB

GKP1

WAG

WBG

WCGWDG

ADO2 CSO

PHA2

USN

YOCB

YODB

CIGB

DAG2

EUSB

ULJ2YEYB

MIYA

100 km

GB YB

Yang

san

faul

t

Gokgang Fault

Heunghae Fault

Pohang city

KSKGKN

Aftershock monitoring (SNU&PKNU)Kim et al. (2018)EGS monitoring Aftershock monitoring (KIGAM)Permanent

(a) (b)

(c)

Figure 1 Click here to access/download;Figure;Figure 1.pdf

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129.325˚ 129.35˚ 129.375˚ 129.4˚

36.075˚

36.1˚

36.125˚

36.15˚2 km

23456

Depth (km)

A2

A1

B2

B1

C2

C1

D2

D1

E2

E1 2

3

4

5

6

7

Dep

th (

km)

0 1 2A1-A2 (km)

9090

2

3

4

5

6

7

Dep

th (

km)

0 1 2 3 4B1-B2 (km)

5050

2

3

4

5

6

7

Dep

th (

km)

0 1 2 3C1-C2 (km)

57

2

3

4

5

6

7

Dep

th (

km)

0 1 2D1-D2 (km)

60

2

3

4

5

6

7

Dep

th (

km)

0 1 2 3 4 5 6 7 8 9 10 11E1-E2 (km)

Heunghae fault50º70º90º

50º70º90º

50º70º90º

(a) (b) (c)

(d) (e)

(f)

Figure 2 Click here to access/download;Figure;Figure 2.pdf

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−4

−3

−2

−1

0

1

2

3

4M

agni

tude

diff

eren

ce

−4 −3 −2 −1 0 1 2 3 4(Amplitude ratio)/(Hypocenteral Distance ratio)

0

500

1000

Fre

quen

cy

0

1

2

3

4

Rel

ativ

e M

agni

tude

(M

RE

L)

0 1 2 3 4Local Magnitude (ML)

(a) (b)Figure 3 Click here to access/download;Figure;Figure 3.pdf

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0

1

2

3

4

5

Mag

nitu

de

0.001 0.01 0.1 1 10 100Time after E1(day)

0.6

0.7

0.8

0.9

1.0

1.1

1.2

b−va

lue

0.1 1 10 100Time after E1(day)

2

3

4

5

6

7

Dep

th (

km)

−5 −4 −3 −2 −1 0 1 2 3 4 5Distance along strike (km)

0

1

2

3

4

log 1

0(N

)

0 1 2 3 4 5Magnitude

0.65

0.70

0.75

0.80

0.85

0.90

b−value

0.0

0.1

0.2

0.3

0.4

Pro

babi

lity

0.0 0.1 0.2 0.3b−value difference

R1

R2

R3

(a) (b) (c)

(d) (e)

log10(N)=3.08-0.66M

log10(N)=2.74-0.77Mlog10(N)=2.85-0.98M

log10(N)=3.59-0.73M

significant level0.05

Figure 4 Click here to access/download;Figure;Figure 4.pdf

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2

3

4

5

6

7

Dep

th (

km)

−5 −4 −3 −2 −1 0 1 2 3 4 5Distance along strike (km)

2

3

4

5

6

7

Dep

th (

km)

2 3 4 5Distance along strike (km)

1

10

100

1000

Cum

mul

ativ

e nu

mbe

r of

afte

rsho

cks

0.001 0.01 0.1 1 10 100Time after E1 (day)

1

10

100C

umm

ulat

ive

num

ber

of a

fters

hock

s

0.001 0.01 0.1 1 10Time after E3(day)

0.9

1.0

1.1

1.2

1.3

1.4p−value(a) (b)

(c) (d)

RB(t)=RA’(t+tdiff)+45/(0.018+t)0.88RA(t)=398/(0.225+t)1.10

R1(t)=32/(0.10+t)0.90

R3(t)=79/(0.43+t)1.35R2(t)=63/(0.15+t)1.10

Figure 5 Click here to access/download;Figure;Figure 5.pdf

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129.325˚ 129.35˚ 129.375˚ 129.4˚

36.075˚

36.1˚

36.125˚

36.15˚

2 km

E2

E1

3

6

Dep

th (

km)

0 3 6 9E1-E2 (km)

-2 -1 0 1 2

log10(Days after mainshock)

0

1

2

3

4

5

6

7

8

9

10

11

E1-

E2(

km)

-3 -2 -1 0 1 2log10(Days after mainshock)

0 1 2

log10(Earthquake density)

(a)

(b)

(c)2km decade-1

1km decade-1

0.5km decade-1

2km decade-11km decade-1

0.5km decade-1

Figure 6 Click here to access/download;Figure;Figure 6.pdf

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129.325˚ 129.35˚ 129.375˚ 129.4˚

36.075˚

36.1˚

36.125˚

36.15˚

2 km

129.325˚ 129.35˚ 129.375˚ 129.4˚

36.075˚

36.1˚

36.125˚

36.15˚

2 km

129.325˚ 129.35˚ 129.375˚ 129.4˚

36.075˚

36.1˚

36.125˚

36.15˚

2 km

129.325˚ 129.35˚ 129.375˚ 129.4˚

36.075˚

36.1˚

36.125˚

36.15˚

2 km

129.325˚ 129.35˚ 129.375˚ 129.4˚

36.075˚

36.1˚

36.125˚

36.15˚

2 km

129.325˚ 129.35˚ 129.375˚ 129.4˚

36.075˚

36.1˚

36.125˚

36.15˚

2 km

Heunghae fault Heunghae fault

Heunghae fault Heunghae fault

Heunghae faultHeunghae fault

(a) (b)

(c)

(e)

(d)

(f)

0~10 min10~60 min

0~1 mo1~4 mo

0~1 hr1~5 hr

0~1 day1~30 day

0~5 hr5~24 hr

During EGS0~10 min

PX-1PX-2

Figure A1 Click here to access/download;Figure;FIgure A1.pdf

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0

1

2

3

4lo

g 10(

N)

0 1 2 3 4 5Magnitude

0.50.60.70.80.91.01.11.21.31.41.5

b−va

lue

−0.5 0.0 0.5 1.0 1.5 2.0 2.5 3.0Magnitude of completeness

0.5

0.6

0.7

0.8

0.9

1.0

Goo

dnes

s of

fit

0

1

2

3

4

log 1

0(N

)

0 1 2 3 4 5Magnitude

0.50.60.70.80.91.01.11.21.31.41.5

b−va

lue

−0.5 0.0 0.5 1.0 1.5 2.0 2.5 3.0Magnitude of completeness

0.5

0.6

0.7

0.8

0.9

1.0

Goo

dnes

s of

fit

0

1

2

3

4

log 1

0(N

)

0 1 2 3 4 5Magnitude

0.50.60.70.80.91.01.11.21.31.41.5

b−va

lue

−0.5 0.0 0.5 1.0 1.5 2.0 2.5 3.0Magnitude of completeness

0.5

0.6

0.7

0.8

0.9

1.0

Goo

dnes

s of

fit

0

1

2

3

4

log 1

0(N

)

0 1 2 3 4 5Magnitude

0.50.60.70.80.91.01.11.21.31.41.5

b−va

lue

−0.5 0.0 0.5 1.0 1.5 2.0 2.5 3.0Magnitude of completeness

0.5

0.6

0.7

0.8

0.9

1.0

Goo

dnes

s of

fit

(a) First temporal bin

(b) Second temporal bin

(c) Sixth temporal bin

(d) Last temporal bin

Figure R1 Click here to access/download;Figure;Figure R1.pdf

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0

1

2

3

4

5

6

7

8

9

10

11

E1-

E2(

km)

0 1 2 3 4 5 6 7 8 9 10log10(Days after mainshock)

0 1 2log10(Earthquake density)

Figure R2Click here to access/download;Figure;Figure R2.pdf

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0.5

0.6

0.7

0.8

0.9

1.0

1.1

1.2

1.3b−value

0.11

10100

Tim

e after E1(day)

−0.1

0.0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

MC

Figure R3Click here to access/download;Figure;Figure R3.pdf