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UNITED STATES ENVIRONMENTAL PROTECTION AGENCY REGION 2
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gtIn the Matter of Hon Barbara A Gunning [v ~i~~~r 1-shy Ol middotgtYJPresiding Officer ~~J ~J2
Oakite Products Inc dba -~fl1 J ~=-~~ ~ shy_bull -l flChemetall Oakite gt -ltJ lt0 bull -iand Chemetall US Inc ~gtbull-P
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0 Respondents
Docket No Proceeding under Section 16(a) of TSCA-02-2009-9148 Toxic Substances Control Act 15 USc sect 2615(a) ---------------------------------------------x
COMPLAINANTS INITIAL PREHEARING EXCHANGE
Complainant the Director of the Division of Enforcement and Compliance Assistance
(DECA) of the United States Environmental Protection Agency (EPA or Agency) Region
2 herewith submits the following initial prehearing exchange pursuant to the Prehearing
Order dated November 232009 as modified by this Courts Order Granting Motion for
Additional Time for Filing Prehearing Exchange dated March 18 2010 and pursuant to 40
CFR sect 2219(a)
I Preliminary Statement
Complainant commenced this action under authority of Section 16(a) of the Toxic
Substances Control Act (TSCA) 15 USc sect 2615(a) The Complaint and Notice of
Opportunity for Hearing (Complaint) was issued on September 24 2009 and served on
September 28 2009 It alleges the failure of Respondent Oakite Products Inc dba Chemetall
Oakite (hereinafter referred to as OPI) to have submitted to EPA the report known as the
Form U for the updating of the TSCA Master Inventory File (defined in 40 CFR sect 71043)
during the submission period between August 25 2006 and March 232007 (such reports
subsequently referred to as IURs standing for TSCA Inventory Update Reports) The
2
Complaint alleges OPI was required to report the following a) three chemical substances it
manufactured during calendar year 2005 at its La Mirada California facility b) 16 chemical
substances it manufactured during calendar year 2005 at its Romulus Michigan facility and c)
one chemical substance it imported during calendar year 2005 at the Romulus Michigan facility
The Complaint further alleges that OPI manufacturedimported the 20 chemical substances for
commercial purposes with the quantity of each one in excess of the amount set forth in 40
CFR sect 71O48(a) After alleging that Respondent Chemetall US Inc has assumed the relevant
TSCA reporting responsibilities and obligations of OPI the Complaint states that each failure by
OPI to have timely (ie during the August 25 2006 through March 232007 submission period)
submitted the Form U for these chemicals as required by 40 CFR sect 71053 constitutes a
separate and distinct violation of Section 15(3)(B) ofTSCA 15 USC sect 2614(3)(B) for which
Respondents are jointly and severally liable pursuant to Section 16(a)(I) ofTSCA 15 USc sect
2615(a)(I) The Complaint seeks a total penalty of $438400 (slightly less than $22000 for each
alleged violation)
The Answer was timely filed on or about October 292009 noting preliminarily that
there is one Respondent 2 Respondents Answer admits some of the underlying predicate
allegations it denies allegations pertinent to a finding of liability The Answer asserts two
affirmative defenses (though neither is denominated as such) the sought-for assessment of the
penalty is contrary to applicable law regulations policies and guidelines and is arbitrary and
capricious Page 6 of the Answer Respondent has requested a hearing in the matter
Paragraphs 37 and 54 of the Complaint in referencing Section 16(a)(I) ofTSCA incorrectly cite the United States Code provision Each cites 15 USC sect 2614(a)(I) when the correct provision is 15 USC sect 2615(a)(I)
The Introductory Response of the Answer states in relevant part Effective January 1 2009 Oakite Products Inc [OPI] changed its corporate name to Chemetall US Inc As a result at law Oakite Products Inc and Chemetall US Inc are the same legal entity meaning there is only one Respondent in this matter Henceforth the singular term will be used
3
The parties held an informal settlement conference on December 11 2009 and have been
engaged in ongoing settlement negotiations since To date they have been unable to reach a
negotiated settlement but efforts to reach one continue
II Complainants Witnesses
EPA anticipates that it will call both (or either of) the following witnesses
1) Chester Norman Chemist with EPAs Pesticides and Toxic Substances Branch of the
Division of Enforcement and Compliance Assistance working out of the Agencys Woodbridge
Avenue facility in Edison New Jersey Mr Norman is expected to testify as to his May 2008
inspection of Respondents facility in New Providence New Jersey including his observations
and what information he then otherwise obtained regarding Respondents operations He is also
expected to testify as to information Respondent provided as a follow-up to the inspection and
his evaluation of such information Mr Norman is further expected to discuss and describe
Complainants exhibits the preparation and development of the Complaint how the penalty
amount the EPA seeks in this case was determined and the bases therefor (including compliance
with the TSCA statutory factors and applicable penalty policy) In addition to the above Mr
Normans expected testimony should encompass a host of TSCA Section 8 IUR regulatory
issues how penalties are generally calculated the Regions use and reliance upon the penalty
policy the importance of timely IUR filing reporting and the consequences of a regulated entitys
failure to do so the Agencys use of data reported pursuant to TSCA Section 8 IUR provisions
and the overall importance to the EPA of TSCA Section 8 (including regulatory provisions) and
its objectives with regard to the IUR requirements
2) Daniel Kraft Chief of the Toxics Section of the Pesticides and Toxics Branch of the
Division of Enforcement and Compliance Assistance working out of EPAs Woodbridge
4
Avenue facility in Edison New Jersey3 Mr Kraft is expected to testify as to his review of the
Complaint after it had been initially drafted His expected testimony will also encompass the
preparation ofthe Complaint with regard to its consistency with and adherence to the applicable
TSCA statutory and regulatory provisions the bases for the substantive allegations the
determination of the penalty amounts sought (including EPAs use of and reliance upon the
applicable TSCA penalty policy) and the appropriateness of the proposed civil penalty relative to
the facts and circumstances underlying this proceeding Mr Krafts expected testimony should
further cover a host of TSCA Section 8 IUR regulatory issues how penalties are generally
calculated the Regions use and reliance upon the penalty policy the importance of timely IUR
filing reporting and the consequences of a regulated entitys failure to do so the Agencys use of
data reported pursuant to TSCA Section 8 IUR provisions and the overall importance of TSCA
Section 8 (including regulatory provisions) and its objectives to EPA with regard to IUR
requirements Mr Kraft is also expected to discuss and explain the significance of various
exhibits Complainant intends to offer
To the extent not prohibited by the rules of procedure of this proceeding 40 CFR Part
22 EPA reserves the right to call or not to call any of the aforementioned potential witnesses
The listing of the expected scope of the testimony of each witness is not intended to limit EPAs
right to modify or otherwise expand upon the scope and extent of the testimony of each such
witness where appropriate (such as in response to evidence Respondent might present or
testimony its witnesses might proffer) EPA might list additional witnesses in any rebuttal
prehearing exchange(s) the Agency might file
Mr Kraft has been temporarily assigned to be the Acting Chief of this branch
5
III Complainants Exhibits
EPA anticipates offering into evidence the following documents and records copies of
which are annexed hereto (unless otherwise specifically noted below) these materials will be
identified as Complainants Exhibit with each exhibit numbered with the following Arabic
numerals
1 The Enforcement Response Policy for Reporting and Recordkeeping Rules and
Requirements for TSCA Sections 812 and 13 produced by EPAs Toxics and Pesticides
Enforcement Division of the Office of Regulatory Enforcement within the Office of Enforcement
and Compliance Assurance (revised March 31 1999 effective June 1 1999) (hereinafter the
TSCA Section 8 penalty policy) This document was referenced in the Complaint (pages 8-9)
and is publicly available at httpcfpubepagovcomplianceresourcespoliciescivilltsca4
2 June 5 2006 memorandum Penalty Policy Supplements Pursuant to the 2004 Civil
Monetary Penalty Inflation Adjustment Rule from Stephanie Brown the Acting Director of the
Toxics and Pesticides Enforcement Division of the Office of Civil Enforcement to Regional
Counsels and Regional TSCA FIFRA and EPCRA Division Directors (including Appendix A
Appendix B and p~ge 8-A the pages pertinent in whole or in part to the TSCA Section 8
penalty policy)
In order to save the paper required to make multiple copies of the TSCA Section 8 penalty policy copies of it will not be physically included as part of this initial prehearing exchange This document will be provided if so ordered by the Court andor if Respondent requests a copy To the extent not previously done or as otherwise ordered by this Court at the time of hearing Complainant will provide copies of this document As this document is publicly available on the Internet it is readily accessible Further pursuant to 40 CFR sect 2227(b) this Court is required to consider any civil penalty guidelines issued under [TSCA] The TSCA Section 8 penalty policy constitutes a civil penalty guideline[] issued under [TSCA]
6
3 TSCA Section 5 and 8 Inspection report from Chester Norman and Leonard
Pappalardo to Daniel J Kraft with Notice ofInspection
4 The IUR form (Form U) submitted on September 242008 together with
accompanying correspondence Because such documentation contains Confidential Business
Information it will not be included as part of this Initial Prehearing Exchange the exhibit here
will bear the notation CBI Deleteds
5 United States National Library of Medicine ChemIDplus Advanced with regard to the
three chemical substances Respondent is alleged to have manufactured at its La Mirada
California facility (each followed by its Chemical Abstracts Service Registry Number [CAS
Number 40 CFR sect 7043])
Zinc dihydrogen phosphate (13598-37-3)
Phosphoric acid monoethanolamine salt (29868-05-1) and
Sodium dihydrogen phosphate (7558-80-7)
6 United States National Library of Medicine ChemIDplus Advanced with regard to the
16 chemical substances Respondent is alleged to have manufactured at its Romulus Michigan
facility (each followed by its CAS Number)
This documentation will be provided to the Court in accordance with applicable CBI regulations and protocol prior to the start of the hearing or as otherwise directed by this tribunal At the moment it is not being provided in order to minimize the number of documents containing CBI information in circulation Respondent having prepared the document obviously is aware of this document and what it contains
Complainant wishes to draw this Courts attention to paragraph 31 of the Answer which states in part that filings were subsequently made on a voluntary basis on or about September 242008 Furthermore with regard to the identity of the chemical substances Complainant directs this Court to paragraphs 25 39 and 40 (listing the chemical substances manufactured imported at both facilities)Respondent has admitted the allegations in these three paragraphs
7
Sodium dihydrogen phosphate (7558-80-7)
Zinc nitrate (7779-88-6)
Manganese dihydrogen phosphate (18718-07-5)
Zinc dihydrogen phosphate (13598-37-3)
Manganese nitrate (10377-66-9)
Potassium oleate (also known as potassium cis-9-octadecenoic acid 143-1middot8-0)
Phosphonic acid PPP - [nitrilotris (methylene)] tris sodium salt (also known as sodium aminotris (methylenephosphonate) 20592-85-2)
Sodium silicate (1344-09-8)
Potassium tetraborate (also known as boric acid dipotassium salt 1332-77-0)
Potassium tallate (61790-44-1)
Triethanolamine borate (also known as boric acid compd with 222-nitrilotris (ethanol) 68413-80-9)
Dipotassium octenyl succinate (also known as butanedioic acid 2(octen-l-yl)- potassium salt (1 2) 58641-28-4)
Ethanol (64-17-5)
Chromium phosphate (also known as chromic phosphate 7789-04-0)
Ammonium dihydrogen phosphate (also known as monoammonium phosphate 7722-76-1) and
3-aminopropyl silanetriol (also known as silanetriol 1-(3-aminopropyl)- 58160shy99-9)
7 United States National Library of Medicine ChemlDplus Advanced with regard to the
one chemical substance sodium hydrogen phosphate (also known as disodium phosphate CAS
Number 7558-79-4) Respondent is alleged to have imported at its Romulus Michigan facility
8 Information from the EPA website on Respondent and its operations
9 Dun amp Bradstreet report for Chemetall Oakite Inc [sic] printed August 132009
8
10 Dun amp Bradstreet report for Chemetall US Inc printed August 11 2009
11 Information retrieved August 11 2009 from wwwchemetallcom
Complainant may request this Court to take judicial notice of appropriate matters in
accordance with 40 CFR sect 2222(t)
IV Hearing Arrangements
Complainant requests that a hearing in the matter be in New York City (New York
County) the location of the main office of EPA Region 2 Complainant anticipates being able to
present her case-in-chief in probably two days three at the most
V Proposed Penalty Amount Determination
An explanation as to EPAs derivation of the penalty assessment proposed and the
reasoning behind it is set forth on pages 8 and 9 of the Complaint As noted there this penalty
has been developed in accordance with Section 16(a) ofTSCA 15 USC sect 2615(a) with
specific reference made to and guidance provided by the TSCA Section 8 penalty policy which
has been listed as part of Complainants exhibits
On page 5 of this document it explains that the TSCA Civil Penalty policy published on
September 10 1980 in the Federal Register establishes a systems for determining penalties in
administrative actions brought pursuant to TSCA sect 16 Further
EPA believes that the system is a r~asonable interpretation of the statutory penalty factors in TSCA section 16 Under that system penalties are determined in two stages (1) determination of a gravity based penalty (GBP) and (2) adjustments to the gravity based penalty
To determine the gravity based penalty TSCA sect 16(a)(2)(B) requires the Agency to take into account the statutory factors of Nature Circumstances Extent and Gravity
9
The TSCA Section 8 penalty policy then adumbrates how each of those factors is taken
into account These factors are used in a matrix (a grid) to arrive at an appropriate GBP At that
point [0]nce the gravity based penalty has been determined upward or downward adjustments
to the penalty amount are made by taking into account the following factors with respect to the
violator the degree of culpability whether there is a history of prior such violations a
respondents ability to pay its ability to continue in business and such other factors as justice
may require be considered Page 6 (unless otherwise noted subsequent page references are to the
TSCA Section 8 penalty policy) It is the gravity based penalty that is a function of the nature
circumstances and extent of each violation Page 7
Any failure timely to report for the TSCA Inventory Update is classified as hazardrisk
assessment in nature Page 9 The classification of circumstance level can be from 1 to 6 these
levels make-up the vertical axis on the grid As noted on page 1 a failure to timely report for the
TSCA Inventory Upgrade is classified as a Levell violation and it is assessed as a one-day
violation ie penalties are not assessed on a day-by-day basis The extent level represents the
second step in determining the gravity based penalty The levels are Major Significant and
Minor As noted on page 12 an IUR failure is classified as Significant extent level
Using these classifications the gravity based penalty is derived In the TSCA Section 8
penalty policy (the edition issued in 1999) the amount listed for these parameters is $18700 In
accordance with the June 5 2006 memorandum (Complainants Exhibit 2 page 8-A) this
number has been increased to $21922 This increased amount has been in effect subsequent to
March 152004 Therefore for an IUR violation occurring after March 152004 but before
January 122009 the penalty amount that corresponds to a Circumstance Levelland a
Significant Extent Level is $21922 This represents the gravity based penalty for each of the 20
chemicals Respondent failed timely to report
With regard to adjustments to the gravity based penalty as discussed on pages 15-17
these are considered after issuance of the Complaint normally as part of the settlement
10
negotiation process This is noted on page 9 of the Complaint wherein it states that the penalty
amount listed represents the facts and circumstances known to Complainant up to the time of the
issuance of the Complaint
VI Paperwork Reduction Act
The Paperwork Reduction Act of 1980 as amended 44 USC sect 3501 et seq (the
PRA) does not bar EPAs prosecution of this action or its attempt to obtain a penalty for
violations arising from Respondents alleged failure to report during the period of August 25
2006 through March 23 2007
Respondent is alleged to have violated 40 CFR sect 71053 (paragraphs 32 and 48 of the
Complaint) Thjs provision is part of Subpart C of Part 710 Inventory Update Reporting for
2006 and Beyond The OMB (Office of Management and Budget) Control Number for the 40
CFR Part 710 Subpart C regulations is 2070-0162 40 CFR Part 9 The relevant ICR
number was 188403 OMB approval for this ICR number was secured on May 3 2006 with an
expiration date of May 31 2009 71 Fed Reg 34932 (June 162006) [FRL-8184-3] The
Federal Register of September 52008 referring to OMB Control No 2070-0162 announce[d]
that EPA is planning to submit a request to renew an existing approved Information Collection
Request (ICR) to the Office of Management and Budget (OMB) 73 Fed Reg 51805 [FRLshy
8370-3] The announcement that this ICR now bearing number 188404 was submitted to the
OMB was published on May 12 2009 74 Fed Reg 22163 [FRL 8903-4] This ICR was
approved on September 172009 and it will expire on September 302012
Display of the relevant OMB number has been frequent and consistent See eg 40
CFR Part 9 (July 12006 edition)
Because there had been no lapse in approval at the time the alleged violations arose the
PRA is not a bar to EPAs attempt to prosecute this action and to obtain a penalty for such
violations
11
Dated May 26 2010 New York New York
Le~ A Spielmann Assistant Regional C6unsel Waste and Toxic Substances Branch Environmental Protection Agency Region 2 290 Broadway 16th floor New York New York 10007-1866 212-637-3222 fax 212-637-3199
TO
Regional Hearing Clerk US Environmental Protection Agency Region 2
Honorable Barbara A Gunning Presiding Officer
Benne C Hutson Esq McGuire Woods LLP Counsel for Respondent
In re Oakite Products Inc et al Docket No TSCA-02-2009-9148
CERTIFICATE OF SERVICE
I certify that I have this day caused to be sent the foregoing COMPLAINANTS INITIAL PREHEARING EXCHANGE dated May 26 2010 in the following manner to the respective addressees listed below
Original and One Copy By Inter-Office Mail
Office of Regional Hearing Clerk US Environmental Protection Agency - Region 2 290 Broadway 16th floor New York New York 10007-1866
Copy by UPS Overnight Mail
Honorable Barbara A Gunning Administrative Law Judge US Environmental Protection Agency Franklin Court Building 1099 14th Street NW Suite 350 Washington DC 20460
Copy by UPS Overnight Mail
Benne C Hutson Esq McGuire Woods LLP 201 North Tryon Street PO Box 31247 (28231) Charlotte North Carolina 28202
Dated May 26 2010 New York New York
THE ENFORCEMENT RESPONSE POLICY FOR REPORTING AND RECORD-KEEPING RULES AND REQUIREMENTS FOR TSCA SECTIONS 8 12 AND 13 produced by EPAs Toxics and Pesticides Enforcement Division of the Office of Regulatory Enforcement within the Office of Enforcement and Compliance Assurance (revised March 31 1999 effective June 1 1999) available at httpcfpubepagovcomplianceresourcespoliciesciviltscal
tEO sr 1 p
gt ft t UNITED STATES ENVIRONMENTAL PROTECTION AGENCY S~~11 o Cl WASHINGTON DC 20460 ~ ltl
~ l of( AOt~c
OFFICE OF ENFORCEMENT AND
COMPLIANCE ASSURANCE
JUN - 5 2006
MEMORANDUM
SUBJECT Penalty Policy Supplements Pursuant to the 2004 Civil Monetary Penalty Inflation Adjustment Rule
FROM Stephanie P Brown Acting Director AIPdJ~YJmiddot~ Toxics and Pesticides Enforcement Di~~i~middot -- --- Office of Civil Enforcement
TO Regional Counsels Regional TSCA FIFRA and EPCRA Division Directors
This memorandum modifies each enforcement responsepenalty policy (Penalty Policy) within the purview ofthe Toxics and Pesticides Enforcement Division (TPED) to adjust for the Civil Monetary Penalty Inflation Adjustment Rule published in the Federal Register 011 February 132004 (69 Fed Reg 7121) and codified at 40 CFR Parts 19 and 27 (Final Rule) The matrices herein supercede and void any interim matrices for the 2004 rule issued or used by TPED or a Regional Office In accordance with the Final Rule all violations occurring on or after March 152004 are subject to statutory penalties adjusted for inflation A complete list of each Penalty Policy subject to this memorandum is provided at Attachment A Appendix B provides instructions for amending each Penalty Policy as well as updated matrices for inseliion into each policy
The adjustments here follow the implementation policy established in the attached September 212004 memorandum signed by Thomas V Skinner That memorandum provides for adjusting each cell in a penalty matrix by multiplying the existing gravity-based penalty component by 11723 We are aware that this approach results in penalty amounts (within matrix celIs) that are not roimded-off as compared to previous iterations This is the outcome required by proper application of the Final Rule The September 212004 memorandum also provides for rounding the aggregate penalty in a particular case to the nearest $100 unit after calculating and summing the gravity-based penalties for each count in the case
Intemet Address (URL) bull hltpllwwwepagov ReCycledRecyclable Prin18d with Vegetable Oil Baaed Inks on Recycled Paper (Minimum 5Olo Postconsumer content)
Violations occurring before March 152004 and after January 30 1997 remain subject to penalties adjusted for inflation as specified in TPEDs April 18 1997 memorandum entitled Penalty Policy Suwlements Pursuant to the Civil Penalty Inflation Adjustment Rule Copies of this memorandum are available upon request
Please contact Brian Dyer at (202) 564-4166 (dyerbrianepagov) if you have any questions concerning these penalty adjustments
Attaclunents
cc Rosemarie Kelley US EPA OECAOCE David Abdalla us EPA OECAOCE Susan OKeefe US EPA OECAOCE John Neylan US EPA OECAOC Tom Ripp US EPA OECAOC Priscilla Flattery US EPA OPPTSOPPT Ben Smith US EPA OEIOIAA
Craig Matthiessen US EPA OSWERJOEM Daniel Helfgott US EPA OPPTSOPP Deborah Brown US EPA Region 1 Nancy Bannakian US EPA Region 1 Ken Stoller US EPA Region 2 Adrian Enache US EPA Region 2 Daniel Kraft US EPA Region 2 John Higgins US EPA Region 2 Ken Eng US EPA Region 2 Harry Daw US EPA Region 3 Aquanetta Dickens US EPA Region 3 Mikal Shabazz US EPA Region 3 Jeaneanne Gettle US EPA Region 4 Anthony Toney US EPA Region 4 Joanne Benante US EPA Region 4 Caron Falconer US EPA Region 4 Anthony Restaino US EPA Region 5 MarkHorwitz US EPA Region 5 Bob Goodfellow US EPA Region 6 Maria Martinez US EPA Region 6 Steve Vargo US EPA Region 6 Jamie Green US EPA Region 7 Mark A Smith US EPA Region 7 Elisabeth Evans US EPA Region 8 Pam Cooper US EPA Region 9 Paula Bisson US EPA Region 9 Scott Downey US EPA Region 10
TPED Pen Adj Memo wAttachments - Page 2 of J9
ATTACHMENT A
FEDERAL INSECTICIDE FUNGICIDE AND RODENTICIDE ACT
FIFRA Worker Protection Standard Penalty Policy - Interim Final- (0901197)
Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act --Good Laboratory Practice (GLP) Regulations - (093091)
Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act (FIFRA) - (070290)
FIFRA Section 7(c) Enforcement Response Policy - (021086)
TOXIC SUBSTANCES CONTROL ACT
Section 1018 - Disclosure Rule Enforcement Response Policy - (020100)
Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8 12 AND 13shy(033199)
Polychlorinated Biphenyls Penalty Policy - (022698)
Enforcement Response Policy for TSCA Section 4 Test Rules - (052886)
Amendment to the TSCA Section 5 Enforcement Response Policy - (060889)
Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Polic~ - (013189)
Interim Final Enforcement Response Policy Asbestos Abatement Projects Worker Protection Final Rule - (111489)
Final TSCA GLP Enforcement Response Policy - (040985)
EMERGENCY PLANNING AND COMMUNITY RIGHT-TO-KNOW ACT
Enforcement Response Policy for Section 313 of the Emergency Planning Community Right-ToshyKnow Act (1989) and Section 6607 of the Pollution Prevention Act (1990) Amended shy(041201)
Enforcement Response Policy for Sections 30~ 311 and 312 of the Emergency Planning and Community Right-to-Know Act (1989) and Section 103 of the Comprehensive Environmental Response Compensation and Liability Act -(093099)
TPED Pen Adj Memo wAttachments - Page 3 of 19
ATTACHMENT B
FlFRA
Insert table (p 4-A) behind page 4 FIFRA Worker Protection Standard PenaltY Policy - Interim Final (090 97)
No insert Rodenticide Act - Good Laboratory Practice (GLP) Regulations (093091) Enforcement Response Policy for the Federal Insecticide Fungicide and
When proposing penalty amounts under the Enforcement Response Policy for GLP Regulations dated September 30 1991 actual dollar amounts are determined by using the ERP for FIFRA (070290) See directions below for F1FRA ERP
Insert after page 19-A in the policy and page CshyRodenticide Act (070290) Enforcement Response Policy for the Federal Insecticide Fungicide and
I in the appendix
No insert While the FIFRA ERP (1990) does not supersede the Section 7(c) ERP (1986) the matrix setting forth the penalties in the ERP for FIFRA (070290) should be used instead of the matrix in the 1986 policy
FIFRA Section 7(c)Enforcement Response Policy (021086)
TSCA
Insert matrix (Appendix B-4-A) behind Appendix B-4
Section 1018 - Disclosure Rule Enforcement Response Policy (020 I00)
Insert matrix (p7-B) behind page 7-A 12 AND 13 (033199) Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8
Polychlorinated Biphenyls Penalty Policy (040990) Insert matrix (p9-B) behind page 9-A
Enforcement Response Policy for TSCA Section 4 Test Rules (052886) Insert matrix (p2-B) behind page 2-A
Amendment to the TSCA Section 5 Enforcement Response Policy (060889) Insert matrix (p16-B) behind page 16-A
Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Insert matrix (pII-B) behind page II-A Policy (0 131 89) Insert matrix (p17-B) behind page 17-A
Interim Final Enforcement Response Policy - Asbestos Abatement Projects Insert matrix (p 6-B) behind page 6-A Worker Protection Final Rule (111489)
Final TSCA GLP Enforcement Response Policy (040985) Insert matrix (pA-B) behind page 4-A
EPCRA
Enforcement Response Policy for Section 313 of the Emergency Planning and I Insert matrix (pi I-B) behind page II-A Community Right-To-Know Act (1989) and Section 6607 ofthe Pollution Prevention Act (1990) Amended (04120 I )
Final Enforcement Response Policy for Sections 304 311312 of EPCRA and I Insert matrix (pp 20C amp 200) behind page 20B Section 103 ofCERCLA (093099)
TPED Pen Adj Memo wAttachments - Page 4 of 19
Page8-A
Gravity based penaltY matrix to supplement Recordkeeping and Reporting Rules and Requirements for TSCA Sections 8 12 and 13 for violations that occur on or after March 15 2004 Insert behind ~e 8
TSCA sectsect 8 12 amp 13 GRAVITY BASED PENALTY MATRIX
EXTENT CIRCUMSTANCES
A B C Major Significant Minor
LEVELS 1 $32500 $21922 $6448
High Range 2 $25791 $16764 $3869
3 $19343 $12895 $1934 Mid Range
4 $12895 $7737 $1290
5 $6448 $3869 $645 Low Range
6 $2579 $1676 $258
Note After calculating the gravity-based penalty for each count the total applicable gravity-based penalty for all counts in a particular casematter should be rounded to the nearest unit of $100 as required by the memorandum from Thomas Skinner dated September 212004 implementing the Civil Monetary Penalty Adjustment Rule as published in the Federal Register on February 132004 (69 FR 7121)
TPED Pen Adj Memo wAnachments - Page 9 of 19
UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
TSCA Section 5 and 8 Inspection Chemetall Oakite Inc 675 Central Avenue New Providence NJ 07974
From Chester Norman Chemist Leonard Pappalardo Chemist Toxics Section Toxics Section
To Daniel 1 Kraft Chief Toxics Section
On May 14 2008 a TSCA Section 5 and 8 inspection was conducted at Chemetall Oakite Inc at the address listed above This inspection was conducted as part of the regional neutral inspection scheme We scheduled the meeting in advance with Mr Michael Chang Manager Health and Environmental Department Upon arriving at Chemetall Oakite Inc official credentials were presented to Mr Michael Chang Julia C Murray Vice President Technical Marketing and Ron Ascenzo Director Technical Marketing Notices ofInspection (Attachment 1) and Confidentiality (Attachment 2) were issued and explained to Ms Murray Ms Murray signed the notices
Chemetall Oakite is an importer of chemicals They import metal cleaners and surface treatment chemicals They have approximately 110 employees in New Providence New Jersey Chemetall has been at this site since 2006 prior to that they were located in Berkley Heights New Jersey Chemetall Oakite Inc is also known as Chemetall Chemical Products and Chemetall Americas Chemetall Americas is owned by Rockwood Holding Company who is owned by Chemetall BMGH in Germany Their Standard Industrial Codes (SIC) is 5169 The companys fiscal year is the calendar year Ms Murray said Chemetall Oakite Incs corporate sales were approximately $100000000 Chemetall Oakites facility in New Providence New Jersey is the corporate headquarters sales export and import offices and their research and development laboratories for the United States Chemetall Oakite Inc has manufacturing facilities in La Mirada CA and Romulus MI
We asked if they filed an Inventory Update Report for the 2006 reporting period They didnt know We asked if they filed a preliminary assessment inventory report for any of the chemicals the company manufactures or imports and they responded they didnt know We asked if they filed any PMNs recently they responded with a 10 year old low volume exemption and an older PMN We asked if they filed any significant new use report they responded no We asked if they had a
TSCA Section 8c file They also responded no
We issued Receipts for Samples and Documents and Confidential Business Information Nothing was declared Confidential
Attachments 1 Notice ofInspection 2 Notice of Confidentiality 3 Receipt for Samples and Documents 4 Declaration of Confidential Business Information
I bull US ENVIRONMENTAL PIlOTECTlON ~- WASHINGTON DC 204Ci0
TOXIC 5UBSTAlCES CONTllOL ACI EPA-----_- _--__--------------------- shyTOXICS SECfION - NOTICE OF INSPECflON
1_ INVESTIGATION IDENT1FICAnON 3 F~Z~ ~~7jJi--- Chemetall Oaki 42008
S FACllrryS ADDRESS
~PA Region 2 MS-I05 iPECTORS ADDRESS
675 Central Ave Woodbridge Avenue New Providence New Jersey 07974-1560
on NJ08837-5602
REASON FOR INSPECTION
Under the authority of Section II of the Toxics Substances Control Act
b For the purposes of inspecting (Including taking samples photographs statements and other inspection activities) an establisbment facility or other premises in which chemical substances or mixtures or articles containing same are manufactured processed or stored or held before or after their distribution in commerce ( including records files papers processes controls and facilities) and any conveyance being used to transport chemical substances mixtures or articles containing same in connection with their distribution in commerce (including records files papers processes controls and facilities) bearing on whether the requirements of the Act applicable to the chemical substances mixtures or articles within or ass()Ciated with such premises or conveyance have been complied with
In In addition this inspection extends to (Check appropriate blocks)
Jq- A Financial data o D Personnel data I
LV B Sales data o E Research data
13 C Pricin ~ data The natureland extent of the inspection of such data specified in A through E above is as follows
~rtification
lcknowledge that the statements I have made on this fonnand all attachments thereto are true accurate and complete I acknowledge that y knowingly false or misleading statement may be punishable by fine or imprisonment or both under applicable law
PREVIOUS VERSIONS ARE OBSOLETE
ME
rnE Chemist
DATE SIGNED
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A FORM 77ltWmiddot3A FOR 1018 (REVISED JAN 2002)
IUR FORM (Form U) submitted September 24 2008
CBIDELETED
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0- 0shy
-P 0 0shy
Zn2+ 0shyNAME Phosphoric acid zinc salt (21) 1RN 13598-37-3
l) - P -o-Il o
MW 25533
Enlarge Structure
SHrch Infomudion
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OH I
HO-P-OH
1 o
NAME Ethanol 2-amino- phosphate (1 ) RN 29868-05-1 r
OH
MW 159077
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o II
HO- P-O- Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH
MW 119976
=nlarge Structure
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o II
HO - P shy 0shy Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH
MW 119976
Enlarge Stru_cture
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VJJJU1LlpJU) L1UVUJJ U 1 a~~ J VJ k
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NAME Zinc nitrate RN 7779-88-6
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0shyI
N+i o 0shy
Zn2+ 0shy
I N+ 0shy0
MW 189398
InJil~~tJ(tlJr~
ell Navigiltlon
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MA
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ampampampampamp ampu I IU Y fo4IampU ~ L U~ La o
IRQ rn CERCLA Reportable Quantities I
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0 0
pl
o 0
Mn2 lt
NAME Phosphoric acid manganese(2+) salt (21) RN 18718-07-5
0 I
o-p -o-Il o
MW 244878
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0- 0_
po 0_
Zn2+ 0shyNAME Phosphoric acid zinc salt (21) lRN 13598-37-3 -0 - P -o-Il o
MW 25533
Enlarge Structure
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0shy
I ~N-o 0shy
Mn+ NAME Manganese nitrate 0shyRN 10377-66-9 I
N+- 0shy0
MW 178946
Enlarge Structure
hale SurchFor more information about this substance Information NllMgatlon
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NAME Potassium cis-9-octadecenoic acid RN 143-18-0
o
O
(
MW 320555
Enlarge Structure
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OH I
HO-P=O
~ OHN~I
0) p NAME Sodium aminotris(methylenephosphonate) II OHRN 20592-85-2
0P HO shy
OH
MW 2990478
Enlarge Structure
hale I~----F-o-r-m-o-re-in-fo-r-m-a-t-io-n-a-b-o-u-t-t-hi-s-s-u-b-s-ta-n-c-e------1 N=~Information
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NAME Sodium silicate RN 1344-09-8
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0shyt
O=Si 0shy
MW 122063
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Na+
Na+
SNrell N8Yfgetlon
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NAME Boric acid dipotassium salt RN 1332-77-0
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NAME Potassium tallate No StructureRN 61790-44-1
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HO OH
j ~
HO
OH
J NAME Boric acid compd with 222middotnitrilotris (ethanol) OH ~N-
HO
RN 68413middot80middot9
MW 2110202
Enlarge Structure a_Ie Search
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f
NAME Butanedioic acid 2-(octen-1-yl)- potassium salt (1 2)
ti~middotmiddot
(gt
a
RN 58641-28-4
MW 304466
Enlarge Structure
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H3C OH
NAME Alcohol [USP] RN 64-17-5
MW 460684
~nlarge Structur~
SMrchBasic For more information about this substance NavtgatlonInfonnatlon
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H3C OH
NAME Alcohol [U5P] RN 64-17-5
MW 460684
Enlarge Structure
Ehslc SMrchFor more information about this substance NavfgatlonInfonnetlon
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HSDB II] Hazardous Substances Data Bank
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MeSH II] Medical Subject Headings File
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PubChem II] PubChem
PubMed mBiomedical Citations From PubMed
PubMed AIDS II] AIDS Citations from PubMed
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0shy
IOp-o- cr3+
NAME Chromic phosphate I 0shyRN 7789-04-0
MW 146966
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NAME Monoammonium phosphate RN 7722-76-1
0 II
HO-P -0shyI
NW 4
OH
MW 115024
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HO OH Si NH2NAME Silanetriol 1-(3-aminopropyl)shy HO ~ ~
RN 58160-99-9
MW 13721
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Na+ o II
HO- p- 0shyNAME Disodium phosphate IRN 7558-79-4 0- Na+
MW 141958middot
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Loocuo Results Company DetaUs Contact Nsmes
Sitamp Inlo
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9Jn1224a Chernelall Oakil Inc
675 Central we
New PlOYidence Unton NJ 07974 PO BOX 7 N_ PrcNiclence
NJ 079740007 908~900
51691001 Anti-corrosion product 424690 424690-Other Chemical lII1d Allied Prod
Ron Felper
President
65 100 $100000000
016164399 000000000 1067934JJ
PRIVATE COMPANY SINGlE
40697755 -74A08967
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556121200 Cham_Uslnc Chemelall dalcrle 675 Centrol we 11_ PrrMdllf1C8 Union NJ 07974 POBOX 7 New PrrMdence NJ 079740007 9OB-464~900
26420000 Polishes and sanitation goods 325612 325612-Po1ish amp 01 Ssnitalion Gd MIg Ronald Felber Pesident
90 340 S130723000
016164399 0000000oo 016164399
PRIVATE COMPANY HEADQUARTERS 40697755 74408967
custservdnbcom To Lee SpielmannR2USEPAlUSEPA Karen
bull SeetlR2USEPAlUSEPA08132009 11 22 AM
cc
bcc
Subject CHEMETALL OAKITE INC DampB Business Information Report
The folloWing e-mail was sent to you by seetkarenepagov Personal Note
ampBhas more options to help you decide with confidence Learn more about DampB eroducts and services lis this an important decision ~ IUJlilIImil
Get more with DampBs Enhanced Comprehensive Report ~I bull Business failure and credit scores
Click here to provideI bull Context behind the scores Added industrY and Financial comDarisons feedback on this report
iiiiRi55i~iiiiiAii~1~-
ort on this business
J --1- )21 _II1tjjjj1 Wgll_~yg 1
Copyright 2009 bun amp Bradstreet - Provided under contract
for the exclusive use of subscriber 264750059L
ATTN Lee Spielmann Report Printed AUG 13 2009
========================~======~=================================
============== BUSINESS SUMMARY
==========~======================================================
==============
CHEMETALL OAKITE INC (SUBSIDIARY OF ROCKWOOD SPECIALTIES INC PRINCETON NJ) 675 Central Ave New Providence NJ 07974
This is a headquarters D-U-N-Sreg Number 93-771-2248 (subsidiary) location Branch (es) or division(s) exist DampB Rating
Mailing address PO Box 7
II I
New ~rovidence NJ07974
Web site wwwrockwoodspeciallI IIIIIIIIIIIIII
Telephone
Chief executive
Year started
Management control
Employs
Sales
History
SIC
Line of business
tiescom
908 464-6900
RON FELPER PRES
1987
2006
100 (65 here)
$100000000
CLEAR
5169
Whol corrosion preventative chemicals
III III
================================================================= ===============
SPECIAL EVENTS ================================================================ ==============
06142007 Business started 1987 Present control succeeded June 2006
================================================================= ==============
SUMMARY ANALYSIS ================================================================= ==============
DampB Rating
The blank rating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and
that further enquiry should be made before reaching a decision Some reasons for using a _II symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information
Below is an overview of the companys rating history since 061507
DampBRating Date Applied 061507
The Summary Analysis section reflects information in DampBs file as of August 102009
=================~======~==~==~=======================~==========
============== INVESTIGATIVE SERVICES
================================================================= ==============
Update available on request
This information is being provided to you immediately in the interest of speed This reportmay not reflect the current status of this business DampB can investigate this business and update the information based on the resulta of that investigation
By ordering a standard investigation the same day you order this report an updated report will be provided to you at no extra cost
=========~=======================================================
==============
CUSTOMER SERVICE ================================================================= ==============
If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you
~ (
are outside the us contact your local DampB office
Additional Decision Support Available
Additional DampB products monitoring services and specialized investigations are available to help you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcom
=================================================================
===== = = = === = = =
HISTORY ================================================================= ==============
The following information was reported 08182008
Officer(s) RON FELPER PRES
THE OFFICER(S)
Business started 1987 Present control succeeded June 2006 100 of capital stock is owned by the parent company
RON FELPER Work history is unknown
Business address has changed from 14826 Ne 95th St Redmond WA 98052 to 675 Central Ave New Providence NJ 07974
=~===============================================================
==============
CORPORATE FAMILY =====================c=========================================== ==============
The following global corporate family members are related to this busihess
Members are listed alphabetically first by company name then by country or us state then by city
Global Ultimate Rockwood Holdings Inc Princeton NJ 01-616-4399
Parent Rockwood Specialties Group Inc Princeton NJ 10-679-3433
Affiliates (US) Advantis Technologies Inc Alpharetta GA 93-189-6385 Alphagary Corporation Leominster MA 09-743-4484 Ceramtec North America Innovative Laurens SC 17-483-0034 Ceramic Engineering Corporation Chemetall Foote Corp Kings Mountain NC 00-232-9456 Chemical Specialties Inc Charlotte NC 04-297-3313 Pure Wafer Inc Prescott AZ 83-746-8321 Rockwood Pigments NA Inc Beltsville MD 04-754-7690 Southern Clay Products Inc Gonzales TX 04-166-1737
Affiliates (International) AlphaGary (Canada) Limited Stoney Creek CANADA 24-924-8626 Cs i Kemwood AB Helsingborg SWEDEN 35-401-6487middot ProCeram spolmiddot s ro Dolni Rychnov CZECH 49-516-1929
REPUBLIC
== = = == = == = == ==== = == = = = == = = ==== = ==== = = ==== = = ===-= = = = = === == == === =
==============
OPERATIONS ===================~==========~====================== ============
==============
08182008
Description Subsidiary of Rockwood Specialties Inc
Princeton NJ started 2000 which operates as a wholesaler
of chemicals or allied products Parent company owns 100
of capital stock
Wholesales corrosion preventative chemicals (100)
Terms are Net 30 days Has 600+ account(s) Sells to
aerospace industry Territory North and South America
Nonseasonal
Employees 100 which includes officer(s) 65 employed here
Facilities Leases premises in a single story brick building
Location Central business section on well traveled street
Branches This business has multiple branches detailed branchdivision information is available in
Dun amp Bradstreets linkage or family tree products
==============~==============~===================================
==============
SIC amp NAICS ================================================================= ==============
SIC Based on information in our file NAICS DampB has assigned this company an extended 8-digit SIC DampBs use of 424~90 Other Chemical and Alli~d
a-digit SICs enables us to be more Products Merchant specific to a companys operations Wholesalers than if we use the standard 4-digit code
51691001 Anti-corrosion products
=================================================~== ============
============== PAYMENT SUMMARY
==============~===========~=========================== ===========
===============
DampB has not received a sufficientsample of payment experiences to establish a PAYDEX score
DampB receives over 600 million payment experiences each year We enter these new and updated experiences intoDampB Reports as this information is received At this time none of those experi~nces relate to this company
=======================================================~==========
============== FINANCE
================================================================= ==-= = = == == === ==
06142007
On JUN 14 2007 Michael Lissandrello SIs Mgr deferred financial statement
Michael Lissandrello submitted the following partial estimates dated JUN 14 2007
Sales for 2006 were $100000000
As of June 14 2007 a search of Dun amp Bradstreets Public Record database found no open suits liens judgements or UCCs to which Chemetall Oakite Inc at 675 Central Ave New Providence NJ was named defendant or debtor Public records received hereafter will be entered into the database and will be included in reports which contain a Public Filings ~ection
==============================================~====== ===========
============== PUBLIC FILINGS
================~====~================================ ===========
==============
A check of DampBs public records database indicates that no filings were found for CHEMETALL OAKITE INC at 675 Central Ave New Providence NJ
DampBs extensive database of public record information is updated daily to ensure timely reporting of changes and additions It includes business-related suits liens judgments bankruptcies UCC financing statements and business registrations from every state and the District of Columbia as well as select filing types from Puerto Rico and the US Virgin Islands
DampBmiddotcollects public records throughmiddot a combination of court reporters third parties and direct electronic links with federal and local authori~ies Its database of US business-related filings is now the largest of its kind
===~====~========================================================
============== GOVERNMENT ACTIVITY
================================================================= ==============
Activity summary Borrower (DirGuar) NO Administrative debt NO Contractor YES Grantee NO Party excluded from federal program(s) NO
Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8(A) firm NA
The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other sources
Copyright 2009 Dun amp Bradstreet- Provided under contract
for the exclusive use of subscriber 264750059L
FULL DISPLAY COMPLETE
~ ~
396484BIR21523427615308tng emailhtm
-- -- - ~-
(I custservdnbeom To Lee SpielmannH2USEPAlUSEPA Karen
SeetlR2USEPAlUSEPA08112009 0314 PM cc
bec
Subject CHEMETALL US INC DampB Business Information Report
The following e-mail was sent to you by seetkarenepagov Personal Note
~--~amp8 has more oDtfcins tohelDvou decide with confidence Learn more about DampB products and services Is this an important decision ~~~~~
Get more with DampBs Enhanced Comprehensiye Report bull Business failure and credit scores
Click here to providebull Context behind the scores bull Added industrv and Financial comparisons feedback on this report
~~OC--~
f4fi1 Order reports on other businesses
Copyright 2009 Dun amp Bradstreet - Provided under contract
for the exclusive use of subscriber 264750059L
ATTN Lee Spielmann Report Printed AUG 11 2009
In Date
=====================~===========================================
============== BUSINESS SUMMARY
===============================~====================== ===========
==============
CHEMETALL US INC (SUBSIDIARY OF ROCKWOOD HOLDINGS INC PRINCETON NJ) CHEMETALL OAKITE 675 Central Ave New Providence NJ 07974
This is a headquarters I D-U~N-S Number 55-612-1200 (subsidiary) location IBranch (es) or division(s) exist I DampB Rating
Mailing address PO Box 7 IIINew Providence NJ
07974 DampB PAYDEXreg
1 12-Month DampB 74 Web site wwwchemetallcom I PAYDEX
I
Telephone 908 464-6900 I When weighted by dollar amount
f paYments to suppliers average 9 days Chief executive RONALD FELBER I beyond terms
I
PRES-CEO II Based on trade collected
over last Year started 1909 I 12 months
Management control
Employs
Financial statement date
Sales F
Net worth
History
Financing
Financial condition
SIC
Line of business
2004
340 (90 here)
DEC 31 2008
$130723000
(106438000)
CLEAR
SECURED
UNBALANCED
2842 2899 2851
Mfg polishsanitation gd mfg chemical preparation
IIIIIIIII
=======================================================~========
==============
SUMMARY ANALYSIS ================================================================= ==============
DampB Rating
The Rating was changed on April 17 2009 because of DampB I S overall assessment of the companys financial payment and history information The blankrating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and that further enquiry should be made before reaching a decision Some reasons for using a II_II
symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information
Below is an overview of the companys rating history since 060707
DampB Rating Date Applied 041709
1R4 030209 1R3 101408 4A3 072408 4A2 060707
The Summary Analysis section reflects information in DampBs file as of August 10 2009
====================~=====================~======================
============== CUSTOMER SERVrCE
================================================~===== ===========
==============
If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you are outside the US contact your local DampB office
Additional Decision Support Available
Additional DampB products monitoring services and specialized
investigations are available tomiddothelp you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcommiddot
================================================================= ==============
HISTORY ====~=========================~=====~================= =========== ==============
The following information was reported 07142009
Officer(s) RONALD FELBER PRES-CEO PHILIP E KELLY VICE PRESIDENT GREGORY V POFF VICE PRESIDENT
DIRECTOR (S) THE OFFICER(S)
The Delaware Secretary of States business registrations file showed that Oakite Products Inc was registered as a corporation on December 19 1991
Business started 1909 by David C Ball George W Oakley and Daniel C Smith Present control succeeded 2004 100 of capital stock is owned by parent company
RONALD FELBER born 1951 1989~present active here 1985-1989 employed with Avon Products Inc New York NY Graduated from Georgetown University in 1973 with a BS degree Also received MA degree from Loyola University in 1985
PHILP E KELLY born 1948 1972-present active here Graduated from University of Dayton in 1970 with a BS Degree Also received MBA Degree from Seton Hall University in 1978
GREGORY V POFF born 1948 1970-present active here Graduated from Catawba College in 1970 with a BA degree Also received MBA from Pace University in
1982
==========================~========================~=============
==============
CORPORATE FAMILY ================================================================= ==============
The following global corporate family members are related to this business Members are listed alphabetically first by company name then by country or US state then by city
Parent Rockwood Holdings Inc Princeton NJ 01-616-4399
Subsidiaries (International) Cheme~allCanada Limited Brampton CANADA 20-036-7514 Chemetall Mexicana SA de CV El Marques MEXICO 81-232-9050
Branches (US) Chemetall Us Inc La Mirada CA 15-886-0572 Chemetall Us Inc Romulus MI 00-515-7698
Affiliates (US) Chemetall Chemical Products Inc New Providence NJ 82-485-0580 Chemetall Oakite La Mirada - Plant La Mirada CA 61- 036 -9832middot Mineral Research and Development Charlotte NC 61-036-9477 Rockwood Holding Company Chicago IL 78-166-9635 Rockwood Specialties Consolidated Inc Princeton NJ 03-845-1386 Rockwood Specialties Group Inc Princeton NJ 10-679-3433 SachtlebenCorporation White Plains NY
95-666-4114 Viance LLC Charlotte NC 79-544-7346
Affiliates (International) Sachtleben Pigments Oy Helsinki FINLAND 54-023-5819
================================================================ ==============
OPERATIONS ==========~========================================== ============
==============
07142009
Description Subsidiary of Rockwood Holdings Inc Princeton NJ
As noted the parent company is Rockwood Holdings Inc
DUNS 01-616-4399 and reference is made to that report
for background information on the parent company and its
management
Manufactures specialty cleaning polishing or sanitation
preparations and sanitation preparations disinfectants or
deodorants Manufactures chemical preparations
specializing in metal treating compounds rust resisting
compounds and water treating compounds Manufactures
paints varnishes lacquers enamels or allied products
and paint removers
Has 10000 account(s) Terms are Net 30 days Sells to
industrial concerns Territory United States Mexico
Brazil and Canada
Nonseasonal
Employees 340 which includes officer(s) and 2 part-time 90 employed
here
Facilities Rents 37000 sq ft ina one story brick building
Location Suburban business section on well traveled street
Branche~ This business has multiple branches detailed branchdivision information is available in
Dun amp Bradstreets linkage or family tree products
Subsidiaries This business has 2 subsidiaries listed below
The extent of ownership where known is shown in
parenthesis following company name
Oakite Canada Limited Bramalea Ontario Canada (100)
Manufactures chemical specialty products Intercompany
relations reported by management to consist of
merchandise and service transactions cleared as scheduled
Chemetall Mexicana Monteray Mexico (100) Manufactures
chemical specialty products
=================================================~===============
==============
SIC amp NAICS ===========~===============~=================================~===
==============
SIC Based on information in our file NAICS DampB has assigned this company an extended a-digit SIC DampBs use of 325612 Polish and Other a-digit SICs enables us to be more Sanitation Good specific to a companys operations Manufacturing than if we use the standard 325612 Polish and Other 4-digit code Sanitation Good
middot 28420000 Polishes and sanitation Miscellaneous
goods and 28420400 Sanitation Manufacturing
preparations Miscellaneous
disinfectants and and
deodorants Manufacturing 28999931 Metal treating compounds Miscellaneous 28999942 Rust resistirtg compounds and
28999948 Water treat~ng compounds Manufacturing 28510000middot Paints and allied Coating
products middot28510401 Paint removers Coating
325998
325998
325998
325510
325510
Manufacturing All Other
Chemical Product
preparation
All Other
Chemical PrOduct
Preparation
All Other
Chemical Product
Preparation
Paint and
Manufacturing Paint and
Manufacturing
================================================================= ==============
DampB PAYDEX ================================================================= ==============
The DampB PAYDEX is a unique dollar weighted indicator of payment performance based on up to 157 payment experiences as reported to DampB by trade references
3-Month DampB PAYDEX 75 I 12-Month DampB PAYDEX 74 I
When weighted by dollar amount I When weighted by dollar amount payments to suppliers average average 9 days beyond terms
Based on trade collected over collected over last months
8 days I payments to suppliers
last 3
I beyond terms II Based on trade
I 12 months
================================================================= ==============
PAYMENT SUMMARY ================================================================= ==============
The Payment Summary section reflects payment information in DampBs file as of the date of this report
Below is an overview of the companys dollar-weighted payments segmented by its suppliers primary industries
Mfg electric test prd 1 35000 35000 100
OTHER INDUSTRIES 101 283550 20000 73 22 4 - 1
Other payment categories Cash experiences 7 750 250 Payment record unknown 0 Omiddot 0 Unfavorable commeJlts 1 1000 1000
Placed for collections With DampB 1 7500 Other 0 NA
===== ============== ========== Total in DampBs file 157 3017350 900000
The highest Now Owes on file is $750000
The highest Past Due on file is $10000
Dun amp Bradstreet has 157 payment experiences in its file for this company For your convenience we have displayed 80 representative experiences in the PAYMENTS section
====~============================================================
==============
PAYMENT DETAILS ================================================================= ==============
Detailed payment history
Date Paying High Now Past Selling Last Salemiddot Reported Record Credit Owes Due Terms Within
(rhmyy) ($) ($) ($) (months)
0709 Ppt 50 0 1 mo
Ppt 2500 0 1 mo
Ppt 200 i OOO 100000 2500 N60 1 mo
Ppt 200000 100000 0
----------------
0508 Ppt-Slow 30 20000 10000 deg N30 1 rno 0707 (08 0) 7500
Placed for collection
Accounts are sometimes placed for collection everi though the existence or amount of the debt is disputed
Payment experiences reflect how bills are met in relation to the terms granted In some instances payment beyond terms can be the result of disputesmiddot over merchandise skipped invoices etc
Each experience shown is from a separate supplier Updated trade experiences replace those previously reported
================================================================= ==============
FNANCE ================================================================= ==============
04172009
Three-year statement comparative
Fiscal Fiscal Fiscal
Dec 31 2005 Dec 31 2006 Dec 31 2008
Current Assets 53345000 33854000 34348000 Current Liabs 16314000 11173000 18594000 Current Ratio 327 303 1 85 Working Capital 37031000 22681000 15754000 Other Assets 9824000 15582000 124757000 Net Worth 38515000 28063000
1304000 Sales 79763000 86130000 130723000 Long Term Liab 8340000 10200000 139207000 Net Profit (Loss) 1105000 8689000 490000
Fiscal statement dated DEC 31 2008
Assets j Liabilities I -----------shy1
Other Curr Assets 343-480001 Other Curr Liabs 18594000
---------------1 Curr Assets 343480001 Curr Liabs 18594000
I Fixt amp Equip 110620001 Pension Reserves 7990000 Goodwill-Net 252040001 Other Liabilities 129932000 other Intangible 825380001 LT Liab-Other 1285000 Assets-Net TOTAL EQUITY 1304000 Deferred Income 2680001 Taxes I Other Assets 56850001
---------------11
Total Assets 1591050001 Total 159105000
From JAN 01 2008 to DEC 31 2008 annual sales $130723000 cost of goods soldmiddot $69475000 Gross profit $61248000 operating expenses $48302000 Operating income $i2946OOO other expenses $11971bOOi net income before taxes $975000 Federal income tax $485000 Net income $490000
Submitted MAR 31 2009 by Ronald Felber pres-ceo Prepared from books without audit
On April 17~ 2009 themiddotfinancial information was updated
================================================================= ==============
KEY BUSINESS RATIOS ================================================================= ==============
Statement date DEC 31 2008 Based on this number of establishments 28
Firm IIndustry Median I---~------------
Return of Sales 04 IReturn of Sales 11 Current Ratio middot18 ICurrent Ratio 21 Assets Sales 1217 IAssets Sales 575 Total Liability Net Worth 9999 ITotal Liability Net Worth 83 7
================================================================= ==============
PUBLIC FILINGS ================================================================= ==============
The following Public Filing data is for information purposes only and is not the official record Certified copies can only be obtained from the official source
================================================================= ==============
UCC FILINGS =~==================================================== ===========
==============
Collateral All Assets Type Original
-----------------------------------------------------------------
Sec party THROUGH ITS
ADMINISTRATIVE AGENT
Debtor Filing number Filed with DOVER DE
Date filed Latest Info Received
Collateral General
Leased Equipment
Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ
Date filed Latest Info Received
Collateral
Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ
Date filed Latest Info Received
CREDIT SUISSE FIRST BOSTON ACTING
CAYMAN ISLANDS BRANCH AS
NEW YORK NY OAKITE PRODUCTS INC 4216854 2 SECRETARY OF STATEUCC DIVISION
08022004 08262004
Accounts receivable and proceeds shy
intangibless) and proceeds shy
and proceeds Original CANON FINANCIAL SERVICES MOUNT
OAKITE PRODUCTS INC 23913509 SECRETARY OF STATEUCC DIVISION
11302006 12272006
Leased Assets - Leased Business machineryequipment Original CANON FINANCIAL SERVICES INC MT
OAKITE PRODUCTS INC 21685842 SECRETARY OF STATEUCC DIVISION
07112003 07292003
Type Continuation Sec party CREDIT SUISSE (FKA CREDIT SUISSEmiddot FIRST
BOSTON) ACTING THROUGH ITS CAYMAN ISLA NEW
YORK NY Debtor CHEMETALL CORPORATION Filing number 2009 0642311 Filed with SECRETARY OF STATEUCC DIVISION DOVER DE
Date filed 02272009 Latest Info Receiv~d 05122009 Original UCC filed date 08022004 Original filing no 4216861 7
The public record items contained in this report may have been paid termirtated vacated or released prior to the date this report was printe~
=======~===============================================~======== ==============
GOVERNMENT ACTIVITY =====================================================~ ===========
==============
Activity summary Borrower (DirGuar) NO Administrative debt YES Contractor YES Grantee NO Party excluded from federal program(s) NO
Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8 (A) firm NA
The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other- sources
----7-------shyCopyright 2009 Dun amp Bradstreet - Provided under
contract I
for the exclusive use of subsCriber 264750059L
FULL DISPLAY COMPLETE
~ 396484BIRHQ2156 3427456432lng emailhIm
dmiddotmiddotmiddotmiddotmiddotto Chemetall
~
ICompany Overview
Chemetall is a global company committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry eg lithium and cesium compounds
Chemetalls businesses historically emerged from the combination of expertise in chemistry and metallurgy which is still mirrored in the companys name Chemetall mainly sells customised packages of products and services ranging from consultation via development through to the operation of entire plants at the customers site - for instance car body pre-treatment in the automotive industry
The companys product portfolio is based on continuous research and development of leading edge technologies High perfOrming products combined with Chemetalls dedication to providing the best technical service and support to its customers have over the decades established excellent market positions in its fields of activity
Chemetall GmbH is headquartered in Frankfurt am Main It is the centre of a worldwide network of some 40 subsidiaries in Europe North and South America Asia Australia and Africa Most of these companies operate their own production sites and many also have their own development laboratories A largely decentralised organisation ensures that each local company can respond quickly and flexibly to the customers needs in its markets whilst at the same time being able to draw on the specialist resources within the Group In this way Chemetall combines the strength of a global supplier with the flexibility and customer focus of a medium-size company
Since August 1st 2004 Chemetall has been part of middotRockwood Holdings Inc
~II ~II
httpwwwchemetaIIcomindexjspjsessionid=D1E2B97C5F308BBEFA7790E98D334D 8112009
202009
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jmiddotY I Chemetall
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I News
I 2009 I zoosl 2007
2009
May 272009 Significant savings achieved with the change from zinc-phosphating pretreatment to Oxsllanreg technology Opel Replaces its Metal Pretreatment System Adam Opel GmbH in Kaiserslautem Germany is an important more
~tl
April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more
~ff
April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more
~If
February OS 2009 Chemetall Aerospace Technologies has successfully integrated the NOT business of Ely Chemical Company Ltd We are proud to inform our customers around the world that Chemetall has effectively transferred and more
~h~~gPASq~~~~JJetoChemetall~ aiiiiilry f 2009 tile neW legal entity name for ChemetallmiddotOakite will be
cCflemetalltJS Inc more
ctt
January 20 2009 Chemetall Oakite changed its name to Chemetall
Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc more
ft
2008
August 01 2008 Chemetall acquires Nalco Finishing Technologies Rockwood Holdings Inc Chemetall-Group has acquired Nalcos Finishing Technologies (FT) businessnull more
~
July 31 2008 Chemetall announces global price increases Chemetall is currently increasing prices within a range of 5 to 20 percent or implementing and adjusting more
~ff
httpwwwchemetallcomindexjspcontent=newsjspnewsDat=pressreleases_sortbyyear 81112009
2007
----------------- -r - ------1 ------------- c- - --r
April 01 2008 Chemetall acquires NOT Business of Ely Chemical Company Ltd Chemetall GmbH FrankfurtM via its UK subsidiary has acquired the NOT business of the UK basednull more
~JJ
March 29 2007 Chemetall Signs Distribution Agreement with Advanced Chemistry amp Technology Inc Chemetall Aerospace Technologies announced that it has signed an exclusive sales and distribution agreement more
~II
February 212007 Chemetall Acquires the Chemical Division Business of Wirral Fospray Chemetall PLC has announced the acquisition of the chemical division business from Wirral Fospray Limited more
~JI
January 22 2007 Rockwood Appoints M~nlka Engel-Bader President ofChemetal Rockwood Holdings Inc (NYSEROC) has announced that Dr Monika EngelshyBader has been appointed tonull more=
~II
httpwwwchemetallcomindexispcontent=newsi SpnewsDat=pressreleases sortbyyear 8112009
kindof activity Production fields of activity Lithium
~II ~IJ
~ Chemetall US Inc
Country United States Streetaddress 13177 Huron River Drive ZIP MI 48174 City Romulus Phone +1-734-941 3800 Fax +1-734-941-5524 kind of activity Productionmiddot fields of activity Surface Treatment MapMgQ
~I =11
IIsectsectsect Chemetall US Inc
Country United States Streetaddress 16961 Knott Ave ZIP CA 90638 City La Mirada Phone +1800-331-1197 Fax +1 714a70-6480 kind of activity Sales Production fields of activity Surface Treatment Map Mm
~J ~IJ
~ Chemetall US Inc
Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-464-6900 Fax +1908-464-5571 kind of activity Headoffice $ales Production fields of activity Surface Treatment Direct Contact Email oakiteproductschemetaILcom Map Map
~I ~II
httpwwwchemetallcomindexjspcontent=contact choice1jspid=United Statesampconti 81112009
Chemetall~~-V
J 4(
America ~ United Stetes 1lW
Chemetall Foote Corp
Country United States Streetaddress 348 Holiday Inn prive ZIP NC 28086 City Kings Mountain Phone +1-704-739 2501 Fax +1-704-734 0208 kind of activity Headoffice Sales Production fields of actvity Lithium Direct Contact Email footelithiumchemetallcom Map Map
~ II
~ Chemetall Foote Corp
Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-665-9466 Fax +1-908-665-8543 kind of activity Headoffice Sales fields of activity Special metals MapM~
~II ~11
~ Chemetall Foote Corp
Country United States Streetaddress 856 Foote Lane
ZIP TN 37134 City New Johnsonville Phone +1-931-535 3401 Fax +1-931-535 3404 kind of activity Production fields of activity Lithium Map Map
~IJ ~IJ
~ Chemetall Foote Corp
Country United States Streetaddress Hwy 265 ZIP NV 89047 City Silver Peak Phone +1-775-937-2222 Fax +1-775-937-2250
httpwwwchemetallcomindexj spcontent=contact_choice 1jspid=UnitedStatesampconti 8112009
~aa -rlte_middot~ bull Chemetall
II~metaIIOakl~ changeditsnClme tOlhemetall
Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc doing business as Chemetall The same applies to the Canadian subsidiary whose official name will be Chemetall Canada Limited
middotCustomers around the world link Chemetall with quality innovation and extraordinary technical services says Joris Merckx President Surface Treatment at Chemetall middotOne consistent name of our all our subsidiaries will strengthen our corporate brand and with it our image he commented
No changes Will be made to the Mexican and Brazilian entities as these countries already operate their business under the name of Chemetall
About Chemeta
Chemetall a company of Rockwood Holdings Inc (NYSE ROC) is one of the leading global companies committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry including lithium and cesium compounds
Contact Sandra Zirm Phone +496971653605 Mall sandrazirmchemetallcom
~I ~II
2
Complaint alleges OPI was required to report the following a) three chemical substances it
manufactured during calendar year 2005 at its La Mirada California facility b) 16 chemical
substances it manufactured during calendar year 2005 at its Romulus Michigan facility and c)
one chemical substance it imported during calendar year 2005 at the Romulus Michigan facility
The Complaint further alleges that OPI manufacturedimported the 20 chemical substances for
commercial purposes with the quantity of each one in excess of the amount set forth in 40
CFR sect 71O48(a) After alleging that Respondent Chemetall US Inc has assumed the relevant
TSCA reporting responsibilities and obligations of OPI the Complaint states that each failure by
OPI to have timely (ie during the August 25 2006 through March 232007 submission period)
submitted the Form U for these chemicals as required by 40 CFR sect 71053 constitutes a
separate and distinct violation of Section 15(3)(B) ofTSCA 15 USC sect 2614(3)(B) for which
Respondents are jointly and severally liable pursuant to Section 16(a)(I) ofTSCA 15 USc sect
2615(a)(I) The Complaint seeks a total penalty of $438400 (slightly less than $22000 for each
alleged violation)
The Answer was timely filed on or about October 292009 noting preliminarily that
there is one Respondent 2 Respondents Answer admits some of the underlying predicate
allegations it denies allegations pertinent to a finding of liability The Answer asserts two
affirmative defenses (though neither is denominated as such) the sought-for assessment of the
penalty is contrary to applicable law regulations policies and guidelines and is arbitrary and
capricious Page 6 of the Answer Respondent has requested a hearing in the matter
Paragraphs 37 and 54 of the Complaint in referencing Section 16(a)(I) ofTSCA incorrectly cite the United States Code provision Each cites 15 USC sect 2614(a)(I) when the correct provision is 15 USC sect 2615(a)(I)
The Introductory Response of the Answer states in relevant part Effective January 1 2009 Oakite Products Inc [OPI] changed its corporate name to Chemetall US Inc As a result at law Oakite Products Inc and Chemetall US Inc are the same legal entity meaning there is only one Respondent in this matter Henceforth the singular term will be used
3
The parties held an informal settlement conference on December 11 2009 and have been
engaged in ongoing settlement negotiations since To date they have been unable to reach a
negotiated settlement but efforts to reach one continue
II Complainants Witnesses
EPA anticipates that it will call both (or either of) the following witnesses
1) Chester Norman Chemist with EPAs Pesticides and Toxic Substances Branch of the
Division of Enforcement and Compliance Assistance working out of the Agencys Woodbridge
Avenue facility in Edison New Jersey Mr Norman is expected to testify as to his May 2008
inspection of Respondents facility in New Providence New Jersey including his observations
and what information he then otherwise obtained regarding Respondents operations He is also
expected to testify as to information Respondent provided as a follow-up to the inspection and
his evaluation of such information Mr Norman is further expected to discuss and describe
Complainants exhibits the preparation and development of the Complaint how the penalty
amount the EPA seeks in this case was determined and the bases therefor (including compliance
with the TSCA statutory factors and applicable penalty policy) In addition to the above Mr
Normans expected testimony should encompass a host of TSCA Section 8 IUR regulatory
issues how penalties are generally calculated the Regions use and reliance upon the penalty
policy the importance of timely IUR filing reporting and the consequences of a regulated entitys
failure to do so the Agencys use of data reported pursuant to TSCA Section 8 IUR provisions
and the overall importance to the EPA of TSCA Section 8 (including regulatory provisions) and
its objectives with regard to the IUR requirements
2) Daniel Kraft Chief of the Toxics Section of the Pesticides and Toxics Branch of the
Division of Enforcement and Compliance Assistance working out of EPAs Woodbridge
4
Avenue facility in Edison New Jersey3 Mr Kraft is expected to testify as to his review of the
Complaint after it had been initially drafted His expected testimony will also encompass the
preparation ofthe Complaint with regard to its consistency with and adherence to the applicable
TSCA statutory and regulatory provisions the bases for the substantive allegations the
determination of the penalty amounts sought (including EPAs use of and reliance upon the
applicable TSCA penalty policy) and the appropriateness of the proposed civil penalty relative to
the facts and circumstances underlying this proceeding Mr Krafts expected testimony should
further cover a host of TSCA Section 8 IUR regulatory issues how penalties are generally
calculated the Regions use and reliance upon the penalty policy the importance of timely IUR
filing reporting and the consequences of a regulated entitys failure to do so the Agencys use of
data reported pursuant to TSCA Section 8 IUR provisions and the overall importance of TSCA
Section 8 (including regulatory provisions) and its objectives to EPA with regard to IUR
requirements Mr Kraft is also expected to discuss and explain the significance of various
exhibits Complainant intends to offer
To the extent not prohibited by the rules of procedure of this proceeding 40 CFR Part
22 EPA reserves the right to call or not to call any of the aforementioned potential witnesses
The listing of the expected scope of the testimony of each witness is not intended to limit EPAs
right to modify or otherwise expand upon the scope and extent of the testimony of each such
witness where appropriate (such as in response to evidence Respondent might present or
testimony its witnesses might proffer) EPA might list additional witnesses in any rebuttal
prehearing exchange(s) the Agency might file
Mr Kraft has been temporarily assigned to be the Acting Chief of this branch
5
III Complainants Exhibits
EPA anticipates offering into evidence the following documents and records copies of
which are annexed hereto (unless otherwise specifically noted below) these materials will be
identified as Complainants Exhibit with each exhibit numbered with the following Arabic
numerals
1 The Enforcement Response Policy for Reporting and Recordkeeping Rules and
Requirements for TSCA Sections 812 and 13 produced by EPAs Toxics and Pesticides
Enforcement Division of the Office of Regulatory Enforcement within the Office of Enforcement
and Compliance Assurance (revised March 31 1999 effective June 1 1999) (hereinafter the
TSCA Section 8 penalty policy) This document was referenced in the Complaint (pages 8-9)
and is publicly available at httpcfpubepagovcomplianceresourcespoliciescivilltsca4
2 June 5 2006 memorandum Penalty Policy Supplements Pursuant to the 2004 Civil
Monetary Penalty Inflation Adjustment Rule from Stephanie Brown the Acting Director of the
Toxics and Pesticides Enforcement Division of the Office of Civil Enforcement to Regional
Counsels and Regional TSCA FIFRA and EPCRA Division Directors (including Appendix A
Appendix B and p~ge 8-A the pages pertinent in whole or in part to the TSCA Section 8
penalty policy)
In order to save the paper required to make multiple copies of the TSCA Section 8 penalty policy copies of it will not be physically included as part of this initial prehearing exchange This document will be provided if so ordered by the Court andor if Respondent requests a copy To the extent not previously done or as otherwise ordered by this Court at the time of hearing Complainant will provide copies of this document As this document is publicly available on the Internet it is readily accessible Further pursuant to 40 CFR sect 2227(b) this Court is required to consider any civil penalty guidelines issued under [TSCA] The TSCA Section 8 penalty policy constitutes a civil penalty guideline[] issued under [TSCA]
6
3 TSCA Section 5 and 8 Inspection report from Chester Norman and Leonard
Pappalardo to Daniel J Kraft with Notice ofInspection
4 The IUR form (Form U) submitted on September 242008 together with
accompanying correspondence Because such documentation contains Confidential Business
Information it will not be included as part of this Initial Prehearing Exchange the exhibit here
will bear the notation CBI Deleteds
5 United States National Library of Medicine ChemIDplus Advanced with regard to the
three chemical substances Respondent is alleged to have manufactured at its La Mirada
California facility (each followed by its Chemical Abstracts Service Registry Number [CAS
Number 40 CFR sect 7043])
Zinc dihydrogen phosphate (13598-37-3)
Phosphoric acid monoethanolamine salt (29868-05-1) and
Sodium dihydrogen phosphate (7558-80-7)
6 United States National Library of Medicine ChemIDplus Advanced with regard to the
16 chemical substances Respondent is alleged to have manufactured at its Romulus Michigan
facility (each followed by its CAS Number)
This documentation will be provided to the Court in accordance with applicable CBI regulations and protocol prior to the start of the hearing or as otherwise directed by this tribunal At the moment it is not being provided in order to minimize the number of documents containing CBI information in circulation Respondent having prepared the document obviously is aware of this document and what it contains
Complainant wishes to draw this Courts attention to paragraph 31 of the Answer which states in part that filings were subsequently made on a voluntary basis on or about September 242008 Furthermore with regard to the identity of the chemical substances Complainant directs this Court to paragraphs 25 39 and 40 (listing the chemical substances manufactured imported at both facilities)Respondent has admitted the allegations in these three paragraphs
7
Sodium dihydrogen phosphate (7558-80-7)
Zinc nitrate (7779-88-6)
Manganese dihydrogen phosphate (18718-07-5)
Zinc dihydrogen phosphate (13598-37-3)
Manganese nitrate (10377-66-9)
Potassium oleate (also known as potassium cis-9-octadecenoic acid 143-1middot8-0)
Phosphonic acid PPP - [nitrilotris (methylene)] tris sodium salt (also known as sodium aminotris (methylenephosphonate) 20592-85-2)
Sodium silicate (1344-09-8)
Potassium tetraborate (also known as boric acid dipotassium salt 1332-77-0)
Potassium tallate (61790-44-1)
Triethanolamine borate (also known as boric acid compd with 222-nitrilotris (ethanol) 68413-80-9)
Dipotassium octenyl succinate (also known as butanedioic acid 2(octen-l-yl)- potassium salt (1 2) 58641-28-4)
Ethanol (64-17-5)
Chromium phosphate (also known as chromic phosphate 7789-04-0)
Ammonium dihydrogen phosphate (also known as monoammonium phosphate 7722-76-1) and
3-aminopropyl silanetriol (also known as silanetriol 1-(3-aminopropyl)- 58160shy99-9)
7 United States National Library of Medicine ChemlDplus Advanced with regard to the
one chemical substance sodium hydrogen phosphate (also known as disodium phosphate CAS
Number 7558-79-4) Respondent is alleged to have imported at its Romulus Michigan facility
8 Information from the EPA website on Respondent and its operations
9 Dun amp Bradstreet report for Chemetall Oakite Inc [sic] printed August 132009
8
10 Dun amp Bradstreet report for Chemetall US Inc printed August 11 2009
11 Information retrieved August 11 2009 from wwwchemetallcom
Complainant may request this Court to take judicial notice of appropriate matters in
accordance with 40 CFR sect 2222(t)
IV Hearing Arrangements
Complainant requests that a hearing in the matter be in New York City (New York
County) the location of the main office of EPA Region 2 Complainant anticipates being able to
present her case-in-chief in probably two days three at the most
V Proposed Penalty Amount Determination
An explanation as to EPAs derivation of the penalty assessment proposed and the
reasoning behind it is set forth on pages 8 and 9 of the Complaint As noted there this penalty
has been developed in accordance with Section 16(a) ofTSCA 15 USC sect 2615(a) with
specific reference made to and guidance provided by the TSCA Section 8 penalty policy which
has been listed as part of Complainants exhibits
On page 5 of this document it explains that the TSCA Civil Penalty policy published on
September 10 1980 in the Federal Register establishes a systems for determining penalties in
administrative actions brought pursuant to TSCA sect 16 Further
EPA believes that the system is a r~asonable interpretation of the statutory penalty factors in TSCA section 16 Under that system penalties are determined in two stages (1) determination of a gravity based penalty (GBP) and (2) adjustments to the gravity based penalty
To determine the gravity based penalty TSCA sect 16(a)(2)(B) requires the Agency to take into account the statutory factors of Nature Circumstances Extent and Gravity
9
The TSCA Section 8 penalty policy then adumbrates how each of those factors is taken
into account These factors are used in a matrix (a grid) to arrive at an appropriate GBP At that
point [0]nce the gravity based penalty has been determined upward or downward adjustments
to the penalty amount are made by taking into account the following factors with respect to the
violator the degree of culpability whether there is a history of prior such violations a
respondents ability to pay its ability to continue in business and such other factors as justice
may require be considered Page 6 (unless otherwise noted subsequent page references are to the
TSCA Section 8 penalty policy) It is the gravity based penalty that is a function of the nature
circumstances and extent of each violation Page 7
Any failure timely to report for the TSCA Inventory Update is classified as hazardrisk
assessment in nature Page 9 The classification of circumstance level can be from 1 to 6 these
levels make-up the vertical axis on the grid As noted on page 1 a failure to timely report for the
TSCA Inventory Upgrade is classified as a Levell violation and it is assessed as a one-day
violation ie penalties are not assessed on a day-by-day basis The extent level represents the
second step in determining the gravity based penalty The levels are Major Significant and
Minor As noted on page 12 an IUR failure is classified as Significant extent level
Using these classifications the gravity based penalty is derived In the TSCA Section 8
penalty policy (the edition issued in 1999) the amount listed for these parameters is $18700 In
accordance with the June 5 2006 memorandum (Complainants Exhibit 2 page 8-A) this
number has been increased to $21922 This increased amount has been in effect subsequent to
March 152004 Therefore for an IUR violation occurring after March 152004 but before
January 122009 the penalty amount that corresponds to a Circumstance Levelland a
Significant Extent Level is $21922 This represents the gravity based penalty for each of the 20
chemicals Respondent failed timely to report
With regard to adjustments to the gravity based penalty as discussed on pages 15-17
these are considered after issuance of the Complaint normally as part of the settlement
10
negotiation process This is noted on page 9 of the Complaint wherein it states that the penalty
amount listed represents the facts and circumstances known to Complainant up to the time of the
issuance of the Complaint
VI Paperwork Reduction Act
The Paperwork Reduction Act of 1980 as amended 44 USC sect 3501 et seq (the
PRA) does not bar EPAs prosecution of this action or its attempt to obtain a penalty for
violations arising from Respondents alleged failure to report during the period of August 25
2006 through March 23 2007
Respondent is alleged to have violated 40 CFR sect 71053 (paragraphs 32 and 48 of the
Complaint) Thjs provision is part of Subpart C of Part 710 Inventory Update Reporting for
2006 and Beyond The OMB (Office of Management and Budget) Control Number for the 40
CFR Part 710 Subpart C regulations is 2070-0162 40 CFR Part 9 The relevant ICR
number was 188403 OMB approval for this ICR number was secured on May 3 2006 with an
expiration date of May 31 2009 71 Fed Reg 34932 (June 162006) [FRL-8184-3] The
Federal Register of September 52008 referring to OMB Control No 2070-0162 announce[d]
that EPA is planning to submit a request to renew an existing approved Information Collection
Request (ICR) to the Office of Management and Budget (OMB) 73 Fed Reg 51805 [FRLshy
8370-3] The announcement that this ICR now bearing number 188404 was submitted to the
OMB was published on May 12 2009 74 Fed Reg 22163 [FRL 8903-4] This ICR was
approved on September 172009 and it will expire on September 302012
Display of the relevant OMB number has been frequent and consistent See eg 40
CFR Part 9 (July 12006 edition)
Because there had been no lapse in approval at the time the alleged violations arose the
PRA is not a bar to EPAs attempt to prosecute this action and to obtain a penalty for such
violations
11
Dated May 26 2010 New York New York
Le~ A Spielmann Assistant Regional C6unsel Waste and Toxic Substances Branch Environmental Protection Agency Region 2 290 Broadway 16th floor New York New York 10007-1866 212-637-3222 fax 212-637-3199
TO
Regional Hearing Clerk US Environmental Protection Agency Region 2
Honorable Barbara A Gunning Presiding Officer
Benne C Hutson Esq McGuire Woods LLP Counsel for Respondent
In re Oakite Products Inc et al Docket No TSCA-02-2009-9148
CERTIFICATE OF SERVICE
I certify that I have this day caused to be sent the foregoing COMPLAINANTS INITIAL PREHEARING EXCHANGE dated May 26 2010 in the following manner to the respective addressees listed below
Original and One Copy By Inter-Office Mail
Office of Regional Hearing Clerk US Environmental Protection Agency - Region 2 290 Broadway 16th floor New York New York 10007-1866
Copy by UPS Overnight Mail
Honorable Barbara A Gunning Administrative Law Judge US Environmental Protection Agency Franklin Court Building 1099 14th Street NW Suite 350 Washington DC 20460
Copy by UPS Overnight Mail
Benne C Hutson Esq McGuire Woods LLP 201 North Tryon Street PO Box 31247 (28231) Charlotte North Carolina 28202
Dated May 26 2010 New York New York
THE ENFORCEMENT RESPONSE POLICY FOR REPORTING AND RECORD-KEEPING RULES AND REQUIREMENTS FOR TSCA SECTIONS 8 12 AND 13 produced by EPAs Toxics and Pesticides Enforcement Division of the Office of Regulatory Enforcement within the Office of Enforcement and Compliance Assurance (revised March 31 1999 effective June 1 1999) available at httpcfpubepagovcomplianceresourcespoliciesciviltscal
tEO sr 1 p
gt ft t UNITED STATES ENVIRONMENTAL PROTECTION AGENCY S~~11 o Cl WASHINGTON DC 20460 ~ ltl
~ l of( AOt~c
OFFICE OF ENFORCEMENT AND
COMPLIANCE ASSURANCE
JUN - 5 2006
MEMORANDUM
SUBJECT Penalty Policy Supplements Pursuant to the 2004 Civil Monetary Penalty Inflation Adjustment Rule
FROM Stephanie P Brown Acting Director AIPdJ~YJmiddot~ Toxics and Pesticides Enforcement Di~~i~middot -- --- Office of Civil Enforcement
TO Regional Counsels Regional TSCA FIFRA and EPCRA Division Directors
This memorandum modifies each enforcement responsepenalty policy (Penalty Policy) within the purview ofthe Toxics and Pesticides Enforcement Division (TPED) to adjust for the Civil Monetary Penalty Inflation Adjustment Rule published in the Federal Register 011 February 132004 (69 Fed Reg 7121) and codified at 40 CFR Parts 19 and 27 (Final Rule) The matrices herein supercede and void any interim matrices for the 2004 rule issued or used by TPED or a Regional Office In accordance with the Final Rule all violations occurring on or after March 152004 are subject to statutory penalties adjusted for inflation A complete list of each Penalty Policy subject to this memorandum is provided at Attachment A Appendix B provides instructions for amending each Penalty Policy as well as updated matrices for inseliion into each policy
The adjustments here follow the implementation policy established in the attached September 212004 memorandum signed by Thomas V Skinner That memorandum provides for adjusting each cell in a penalty matrix by multiplying the existing gravity-based penalty component by 11723 We are aware that this approach results in penalty amounts (within matrix celIs) that are not roimded-off as compared to previous iterations This is the outcome required by proper application of the Final Rule The September 212004 memorandum also provides for rounding the aggregate penalty in a particular case to the nearest $100 unit after calculating and summing the gravity-based penalties for each count in the case
Intemet Address (URL) bull hltpllwwwepagov ReCycledRecyclable Prin18d with Vegetable Oil Baaed Inks on Recycled Paper (Minimum 5Olo Postconsumer content)
Violations occurring before March 152004 and after January 30 1997 remain subject to penalties adjusted for inflation as specified in TPEDs April 18 1997 memorandum entitled Penalty Policy Suwlements Pursuant to the Civil Penalty Inflation Adjustment Rule Copies of this memorandum are available upon request
Please contact Brian Dyer at (202) 564-4166 (dyerbrianepagov) if you have any questions concerning these penalty adjustments
Attaclunents
cc Rosemarie Kelley US EPA OECAOCE David Abdalla us EPA OECAOCE Susan OKeefe US EPA OECAOCE John Neylan US EPA OECAOC Tom Ripp US EPA OECAOC Priscilla Flattery US EPA OPPTSOPPT Ben Smith US EPA OEIOIAA
Craig Matthiessen US EPA OSWERJOEM Daniel Helfgott US EPA OPPTSOPP Deborah Brown US EPA Region 1 Nancy Bannakian US EPA Region 1 Ken Stoller US EPA Region 2 Adrian Enache US EPA Region 2 Daniel Kraft US EPA Region 2 John Higgins US EPA Region 2 Ken Eng US EPA Region 2 Harry Daw US EPA Region 3 Aquanetta Dickens US EPA Region 3 Mikal Shabazz US EPA Region 3 Jeaneanne Gettle US EPA Region 4 Anthony Toney US EPA Region 4 Joanne Benante US EPA Region 4 Caron Falconer US EPA Region 4 Anthony Restaino US EPA Region 5 MarkHorwitz US EPA Region 5 Bob Goodfellow US EPA Region 6 Maria Martinez US EPA Region 6 Steve Vargo US EPA Region 6 Jamie Green US EPA Region 7 Mark A Smith US EPA Region 7 Elisabeth Evans US EPA Region 8 Pam Cooper US EPA Region 9 Paula Bisson US EPA Region 9 Scott Downey US EPA Region 10
TPED Pen Adj Memo wAttachments - Page 2 of J9
ATTACHMENT A
FEDERAL INSECTICIDE FUNGICIDE AND RODENTICIDE ACT
FIFRA Worker Protection Standard Penalty Policy - Interim Final- (0901197)
Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act --Good Laboratory Practice (GLP) Regulations - (093091)
Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act (FIFRA) - (070290)
FIFRA Section 7(c) Enforcement Response Policy - (021086)
TOXIC SUBSTANCES CONTROL ACT
Section 1018 - Disclosure Rule Enforcement Response Policy - (020100)
Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8 12 AND 13shy(033199)
Polychlorinated Biphenyls Penalty Policy - (022698)
Enforcement Response Policy for TSCA Section 4 Test Rules - (052886)
Amendment to the TSCA Section 5 Enforcement Response Policy - (060889)
Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Polic~ - (013189)
Interim Final Enforcement Response Policy Asbestos Abatement Projects Worker Protection Final Rule - (111489)
Final TSCA GLP Enforcement Response Policy - (040985)
EMERGENCY PLANNING AND COMMUNITY RIGHT-TO-KNOW ACT
Enforcement Response Policy for Section 313 of the Emergency Planning Community Right-ToshyKnow Act (1989) and Section 6607 of the Pollution Prevention Act (1990) Amended shy(041201)
Enforcement Response Policy for Sections 30~ 311 and 312 of the Emergency Planning and Community Right-to-Know Act (1989) and Section 103 of the Comprehensive Environmental Response Compensation and Liability Act -(093099)
TPED Pen Adj Memo wAttachments - Page 3 of 19
ATTACHMENT B
FlFRA
Insert table (p 4-A) behind page 4 FIFRA Worker Protection Standard PenaltY Policy - Interim Final (090 97)
No insert Rodenticide Act - Good Laboratory Practice (GLP) Regulations (093091) Enforcement Response Policy for the Federal Insecticide Fungicide and
When proposing penalty amounts under the Enforcement Response Policy for GLP Regulations dated September 30 1991 actual dollar amounts are determined by using the ERP for FIFRA (070290) See directions below for F1FRA ERP
Insert after page 19-A in the policy and page CshyRodenticide Act (070290) Enforcement Response Policy for the Federal Insecticide Fungicide and
I in the appendix
No insert While the FIFRA ERP (1990) does not supersede the Section 7(c) ERP (1986) the matrix setting forth the penalties in the ERP for FIFRA (070290) should be used instead of the matrix in the 1986 policy
FIFRA Section 7(c)Enforcement Response Policy (021086)
TSCA
Insert matrix (Appendix B-4-A) behind Appendix B-4
Section 1018 - Disclosure Rule Enforcement Response Policy (020 I00)
Insert matrix (p7-B) behind page 7-A 12 AND 13 (033199) Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8
Polychlorinated Biphenyls Penalty Policy (040990) Insert matrix (p9-B) behind page 9-A
Enforcement Response Policy for TSCA Section 4 Test Rules (052886) Insert matrix (p2-B) behind page 2-A
Amendment to the TSCA Section 5 Enforcement Response Policy (060889) Insert matrix (p16-B) behind page 16-A
Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Insert matrix (pII-B) behind page II-A Policy (0 131 89) Insert matrix (p17-B) behind page 17-A
Interim Final Enforcement Response Policy - Asbestos Abatement Projects Insert matrix (p 6-B) behind page 6-A Worker Protection Final Rule (111489)
Final TSCA GLP Enforcement Response Policy (040985) Insert matrix (pA-B) behind page 4-A
EPCRA
Enforcement Response Policy for Section 313 of the Emergency Planning and I Insert matrix (pi I-B) behind page II-A Community Right-To-Know Act (1989) and Section 6607 ofthe Pollution Prevention Act (1990) Amended (04120 I )
Final Enforcement Response Policy for Sections 304 311312 of EPCRA and I Insert matrix (pp 20C amp 200) behind page 20B Section 103 ofCERCLA (093099)
TPED Pen Adj Memo wAttachments - Page 4 of 19
Page8-A
Gravity based penaltY matrix to supplement Recordkeeping and Reporting Rules and Requirements for TSCA Sections 8 12 and 13 for violations that occur on or after March 15 2004 Insert behind ~e 8
TSCA sectsect 8 12 amp 13 GRAVITY BASED PENALTY MATRIX
EXTENT CIRCUMSTANCES
A B C Major Significant Minor
LEVELS 1 $32500 $21922 $6448
High Range 2 $25791 $16764 $3869
3 $19343 $12895 $1934 Mid Range
4 $12895 $7737 $1290
5 $6448 $3869 $645 Low Range
6 $2579 $1676 $258
Note After calculating the gravity-based penalty for each count the total applicable gravity-based penalty for all counts in a particular casematter should be rounded to the nearest unit of $100 as required by the memorandum from Thomas Skinner dated September 212004 implementing the Civil Monetary Penalty Adjustment Rule as published in the Federal Register on February 132004 (69 FR 7121)
TPED Pen Adj Memo wAnachments - Page 9 of 19
UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
TSCA Section 5 and 8 Inspection Chemetall Oakite Inc 675 Central Avenue New Providence NJ 07974
From Chester Norman Chemist Leonard Pappalardo Chemist Toxics Section Toxics Section
To Daniel 1 Kraft Chief Toxics Section
On May 14 2008 a TSCA Section 5 and 8 inspection was conducted at Chemetall Oakite Inc at the address listed above This inspection was conducted as part of the regional neutral inspection scheme We scheduled the meeting in advance with Mr Michael Chang Manager Health and Environmental Department Upon arriving at Chemetall Oakite Inc official credentials were presented to Mr Michael Chang Julia C Murray Vice President Technical Marketing and Ron Ascenzo Director Technical Marketing Notices ofInspection (Attachment 1) and Confidentiality (Attachment 2) were issued and explained to Ms Murray Ms Murray signed the notices
Chemetall Oakite is an importer of chemicals They import metal cleaners and surface treatment chemicals They have approximately 110 employees in New Providence New Jersey Chemetall has been at this site since 2006 prior to that they were located in Berkley Heights New Jersey Chemetall Oakite Inc is also known as Chemetall Chemical Products and Chemetall Americas Chemetall Americas is owned by Rockwood Holding Company who is owned by Chemetall BMGH in Germany Their Standard Industrial Codes (SIC) is 5169 The companys fiscal year is the calendar year Ms Murray said Chemetall Oakite Incs corporate sales were approximately $100000000 Chemetall Oakites facility in New Providence New Jersey is the corporate headquarters sales export and import offices and their research and development laboratories for the United States Chemetall Oakite Inc has manufacturing facilities in La Mirada CA and Romulus MI
We asked if they filed an Inventory Update Report for the 2006 reporting period They didnt know We asked if they filed a preliminary assessment inventory report for any of the chemicals the company manufactures or imports and they responded they didnt know We asked if they filed any PMNs recently they responded with a 10 year old low volume exemption and an older PMN We asked if they filed any significant new use report they responded no We asked if they had a
TSCA Section 8c file They also responded no
We issued Receipts for Samples and Documents and Confidential Business Information Nothing was declared Confidential
Attachments 1 Notice ofInspection 2 Notice of Confidentiality 3 Receipt for Samples and Documents 4 Declaration of Confidential Business Information
I bull US ENVIRONMENTAL PIlOTECTlON ~- WASHINGTON DC 204Ci0
TOXIC 5UBSTAlCES CONTllOL ACI EPA-----_- _--__--------------------- shyTOXICS SECfION - NOTICE OF INSPECflON
1_ INVESTIGATION IDENT1FICAnON 3 F~Z~ ~~7jJi--- Chemetall Oaki 42008
S FACllrryS ADDRESS
~PA Region 2 MS-I05 iPECTORS ADDRESS
675 Central Ave Woodbridge Avenue New Providence New Jersey 07974-1560
on NJ08837-5602
REASON FOR INSPECTION
Under the authority of Section II of the Toxics Substances Control Act
b For the purposes of inspecting (Including taking samples photographs statements and other inspection activities) an establisbment facility or other premises in which chemical substances or mixtures or articles containing same are manufactured processed or stored or held before or after their distribution in commerce ( including records files papers processes controls and facilities) and any conveyance being used to transport chemical substances mixtures or articles containing same in connection with their distribution in commerce (including records files papers processes controls and facilities) bearing on whether the requirements of the Act applicable to the chemical substances mixtures or articles within or ass()Ciated with such premises or conveyance have been complied with
In In addition this inspection extends to (Check appropriate blocks)
Jq- A Financial data o D Personnel data I
LV B Sales data o E Research data
13 C Pricin ~ data The natureland extent of the inspection of such data specified in A through E above is as follows
~rtification
lcknowledge that the statements I have made on this fonnand all attachments thereto are true accurate and complete I acknowledge that y knowingly false or misleading statement may be punishable by fine or imprisonment or both under applicable law
PREVIOUS VERSIONS ARE OBSOLETE
ME
rnE Chemist
DATE SIGNED
~r TI11E -shy~J ~ea~~ (1 4~
A FORM 77ltWmiddot3A FOR 1018 (REVISED JAN 2002)
IUR FORM (Form U) submitted September 24 2008
CBIDELETED
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0- 0shy
-P 0 0shy
Zn2+ 0shyNAME Phosphoric acid zinc salt (21) 1RN 13598-37-3
l) - P -o-Il o
MW 25533
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OH I
HO-P-OH
1 o
NAME Ethanol 2-amino- phosphate (1 ) RN 29868-05-1 r
OH
MW 159077
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HO- P-O- Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH
MW 119976
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HO - P shy 0shy Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH
MW 119976
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NAME Zinc nitrate RN 7779-88-6
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0shyI
N+i o 0shy
Zn2+ 0shy
I N+ 0shy0
MW 189398
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0 0
pl
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Mn2 lt
NAME Phosphoric acid manganese(2+) salt (21) RN 18718-07-5
0 I
o-p -o-Il o
MW 244878
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0- 0_
po 0_
Zn2+ 0shyNAME Phosphoric acid zinc salt (21) lRN 13598-37-3 -0 - P -o-Il o
MW 25533
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0shy
I ~N-o 0shy
Mn+ NAME Manganese nitrate 0shyRN 10377-66-9 I
N+- 0shy0
MW 178946
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NAME Potassium cis-9-octadecenoic acid RN 143-18-0
o
O
(
MW 320555
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OH I
HO-P=O
~ OHN~I
0) p NAME Sodium aminotris(methylenephosphonate) II OHRN 20592-85-2
0P HO shy
OH
MW 2990478
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hale I~----F-o-r-m-o-re-in-fo-r-m-a-t-io-n-a-b-o-u-t-t-hi-s-s-u-b-s-ta-n-c-e------1 N=~Information
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NAME Sodium silicate RN 1344-09-8
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0shyt
O=Si 0shy
MW 122063
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Na+
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SNrell N8Yfgetlon
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NAME Boric acid dipotassium salt RN 1332-77-0
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NAME Potassium tallate No StructureRN 61790-44-1
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HO OH
j ~
HO
OH
J NAME Boric acid compd with 222middotnitrilotris (ethanol) OH ~N-
HO
RN 68413middot80middot9
MW 2110202
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NAME Butanedioic acid 2-(octen-1-yl)- potassium salt (1 2)
ti~middotmiddot
(gt
a
RN 58641-28-4
MW 304466
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H3C OH
NAME Alcohol [USP] RN 64-17-5
MW 460684
~nlarge Structur~
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H3C OH
NAME Alcohol [U5P] RN 64-17-5
MW 460684
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0shy
IOp-o- cr3+
NAME Chromic phosphate I 0shyRN 7789-04-0
MW 146966
Enlarge Structure
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NAME Monoammonium phosphate RN 7722-76-1
0 II
HO-P -0shyI
NW 4
OH
MW 115024
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INER
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HO OH Si NH2NAME Silanetriol 1-(3-aminopropyl)shy HO ~ ~
RN 58160-99-9
MW 13721
Enlarge Structure
auk Information For more information about this substance
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Na+ o II
HO- p- 0shyNAME Disodium phosphate IRN 7558-79-4 0- Na+
MW 141958middot
Enlarge Structure
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Loocuo Results Company DetaUs Contact Nsmes
Sitamp Inlo
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9Jn1224a Chernelall Oakil Inc
675 Central we
New PlOYidence Unton NJ 07974 PO BOX 7 N_ PrcNiclence
NJ 079740007 908~900
51691001 Anti-corrosion product 424690 424690-Other Chemical lII1d Allied Prod
Ron Felper
President
65 100 $100000000
016164399 000000000 1067934JJ
PRIVATE COMPANY SINGlE
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26420000 Polishes and sanitation goods 325612 325612-Po1ish amp 01 Ssnitalion Gd MIg Ronald Felber Pesident
90 340 S130723000
016164399 0000000oo 016164399
PRIVATE COMPANY HEADQUARTERS 40697755 74408967
custservdnbcom To Lee SpielmannR2USEPAlUSEPA Karen
bull SeetlR2USEPAlUSEPA08132009 11 22 AM
cc
bcc
Subject CHEMETALL OAKITE INC DampB Business Information Report
The folloWing e-mail was sent to you by seetkarenepagov Personal Note
ampBhas more options to help you decide with confidence Learn more about DampB eroducts and services lis this an important decision ~ IUJlilIImil
Get more with DampBs Enhanced Comprehensive Report ~I bull Business failure and credit scores
Click here to provideI bull Context behind the scores Added industrY and Financial comDarisons feedback on this report
iiiiRi55i~iiiiiAii~1~-
ort on this business
J --1- )21 _II1tjjjj1 Wgll_~yg 1
Copyright 2009 bun amp Bradstreet - Provided under contract
for the exclusive use of subscriber 264750059L
ATTN Lee Spielmann Report Printed AUG 13 2009
========================~======~=================================
============== BUSINESS SUMMARY
==========~======================================================
==============
CHEMETALL OAKITE INC (SUBSIDIARY OF ROCKWOOD SPECIALTIES INC PRINCETON NJ) 675 Central Ave New Providence NJ 07974
This is a headquarters D-U-N-Sreg Number 93-771-2248 (subsidiary) location Branch (es) or division(s) exist DampB Rating
Mailing address PO Box 7
II I
New ~rovidence NJ07974
Web site wwwrockwoodspeciallI IIIIIIIIIIIIII
Telephone
Chief executive
Year started
Management control
Employs
Sales
History
SIC
Line of business
tiescom
908 464-6900
RON FELPER PRES
1987
2006
100 (65 here)
$100000000
CLEAR
5169
Whol corrosion preventative chemicals
III III
================================================================= ===============
SPECIAL EVENTS ================================================================ ==============
06142007 Business started 1987 Present control succeeded June 2006
================================================================= ==============
SUMMARY ANALYSIS ================================================================= ==============
DampB Rating
The blank rating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and
that further enquiry should be made before reaching a decision Some reasons for using a _II symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information
Below is an overview of the companys rating history since 061507
DampBRating Date Applied 061507
The Summary Analysis section reflects information in DampBs file as of August 102009
=================~======~==~==~=======================~==========
============== INVESTIGATIVE SERVICES
================================================================= ==============
Update available on request
This information is being provided to you immediately in the interest of speed This reportmay not reflect the current status of this business DampB can investigate this business and update the information based on the resulta of that investigation
By ordering a standard investigation the same day you order this report an updated report will be provided to you at no extra cost
=========~=======================================================
==============
CUSTOMER SERVICE ================================================================= ==============
If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you
~ (
are outside the us contact your local DampB office
Additional Decision Support Available
Additional DampB products monitoring services and specialized investigations are available to help you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcom
=================================================================
===== = = = === = = =
HISTORY ================================================================= ==============
The following information was reported 08182008
Officer(s) RON FELPER PRES
THE OFFICER(S)
Business started 1987 Present control succeeded June 2006 100 of capital stock is owned by the parent company
RON FELPER Work history is unknown
Business address has changed from 14826 Ne 95th St Redmond WA 98052 to 675 Central Ave New Providence NJ 07974
=~===============================================================
==============
CORPORATE FAMILY =====================c=========================================== ==============
The following global corporate family members are related to this busihess
Members are listed alphabetically first by company name then by country or us state then by city
Global Ultimate Rockwood Holdings Inc Princeton NJ 01-616-4399
Parent Rockwood Specialties Group Inc Princeton NJ 10-679-3433
Affiliates (US) Advantis Technologies Inc Alpharetta GA 93-189-6385 Alphagary Corporation Leominster MA 09-743-4484 Ceramtec North America Innovative Laurens SC 17-483-0034 Ceramic Engineering Corporation Chemetall Foote Corp Kings Mountain NC 00-232-9456 Chemical Specialties Inc Charlotte NC 04-297-3313 Pure Wafer Inc Prescott AZ 83-746-8321 Rockwood Pigments NA Inc Beltsville MD 04-754-7690 Southern Clay Products Inc Gonzales TX 04-166-1737
Affiliates (International) AlphaGary (Canada) Limited Stoney Creek CANADA 24-924-8626 Cs i Kemwood AB Helsingborg SWEDEN 35-401-6487middot ProCeram spolmiddot s ro Dolni Rychnov CZECH 49-516-1929
REPUBLIC
== = = == = == = == ==== = == = = = == = = ==== = ==== = = ==== = = ===-= = = = = === == == === =
==============
OPERATIONS ===================~==========~====================== ============
==============
08182008
Description Subsidiary of Rockwood Specialties Inc
Princeton NJ started 2000 which operates as a wholesaler
of chemicals or allied products Parent company owns 100
of capital stock
Wholesales corrosion preventative chemicals (100)
Terms are Net 30 days Has 600+ account(s) Sells to
aerospace industry Territory North and South America
Nonseasonal
Employees 100 which includes officer(s) 65 employed here
Facilities Leases premises in a single story brick building
Location Central business section on well traveled street
Branches This business has multiple branches detailed branchdivision information is available in
Dun amp Bradstreets linkage or family tree products
==============~==============~===================================
==============
SIC amp NAICS ================================================================= ==============
SIC Based on information in our file NAICS DampB has assigned this company an extended 8-digit SIC DampBs use of 424~90 Other Chemical and Alli~d
a-digit SICs enables us to be more Products Merchant specific to a companys operations Wholesalers than if we use the standard 4-digit code
51691001 Anti-corrosion products
=================================================~== ============
============== PAYMENT SUMMARY
==============~===========~=========================== ===========
===============
DampB has not received a sufficientsample of payment experiences to establish a PAYDEX score
DampB receives over 600 million payment experiences each year We enter these new and updated experiences intoDampB Reports as this information is received At this time none of those experi~nces relate to this company
=======================================================~==========
============== FINANCE
================================================================= ==-= = = == == === ==
06142007
On JUN 14 2007 Michael Lissandrello SIs Mgr deferred financial statement
Michael Lissandrello submitted the following partial estimates dated JUN 14 2007
Sales for 2006 were $100000000
As of June 14 2007 a search of Dun amp Bradstreets Public Record database found no open suits liens judgements or UCCs to which Chemetall Oakite Inc at 675 Central Ave New Providence NJ was named defendant or debtor Public records received hereafter will be entered into the database and will be included in reports which contain a Public Filings ~ection
==============================================~====== ===========
============== PUBLIC FILINGS
================~====~================================ ===========
==============
A check of DampBs public records database indicates that no filings were found for CHEMETALL OAKITE INC at 675 Central Ave New Providence NJ
DampBs extensive database of public record information is updated daily to ensure timely reporting of changes and additions It includes business-related suits liens judgments bankruptcies UCC financing statements and business registrations from every state and the District of Columbia as well as select filing types from Puerto Rico and the US Virgin Islands
DampBmiddotcollects public records throughmiddot a combination of court reporters third parties and direct electronic links with federal and local authori~ies Its database of US business-related filings is now the largest of its kind
===~====~========================================================
============== GOVERNMENT ACTIVITY
================================================================= ==============
Activity summary Borrower (DirGuar) NO Administrative debt NO Contractor YES Grantee NO Party excluded from federal program(s) NO
Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8(A) firm NA
The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other sources
Copyright 2009 Dun amp Bradstreet- Provided under contract
for the exclusive use of subscriber 264750059L
FULL DISPLAY COMPLETE
~ ~
396484BIR21523427615308tng emailhtm
-- -- - ~-
(I custservdnbeom To Lee SpielmannH2USEPAlUSEPA Karen
SeetlR2USEPAlUSEPA08112009 0314 PM cc
bec
Subject CHEMETALL US INC DampB Business Information Report
The following e-mail was sent to you by seetkarenepagov Personal Note
~--~amp8 has more oDtfcins tohelDvou decide with confidence Learn more about DampB products and services Is this an important decision ~~~~~
Get more with DampBs Enhanced Comprehensiye Report bull Business failure and credit scores
Click here to providebull Context behind the scores bull Added industrv and Financial comparisons feedback on this report
~~OC--~
f4fi1 Order reports on other businesses
Copyright 2009 Dun amp Bradstreet - Provided under contract
for the exclusive use of subscriber 264750059L
ATTN Lee Spielmann Report Printed AUG 11 2009
In Date
=====================~===========================================
============== BUSINESS SUMMARY
===============================~====================== ===========
==============
CHEMETALL US INC (SUBSIDIARY OF ROCKWOOD HOLDINGS INC PRINCETON NJ) CHEMETALL OAKITE 675 Central Ave New Providence NJ 07974
This is a headquarters I D-U~N-S Number 55-612-1200 (subsidiary) location IBranch (es) or division(s) exist I DampB Rating
Mailing address PO Box 7 IIINew Providence NJ
07974 DampB PAYDEXreg
1 12-Month DampB 74 Web site wwwchemetallcom I PAYDEX
I
Telephone 908 464-6900 I When weighted by dollar amount
f paYments to suppliers average 9 days Chief executive RONALD FELBER I beyond terms
I
PRES-CEO II Based on trade collected
over last Year started 1909 I 12 months
Management control
Employs
Financial statement date
Sales F
Net worth
History
Financing
Financial condition
SIC
Line of business
2004
340 (90 here)
DEC 31 2008
$130723000
(106438000)
CLEAR
SECURED
UNBALANCED
2842 2899 2851
Mfg polishsanitation gd mfg chemical preparation
IIIIIIIII
=======================================================~========
==============
SUMMARY ANALYSIS ================================================================= ==============
DampB Rating
The Rating was changed on April 17 2009 because of DampB I S overall assessment of the companys financial payment and history information The blankrating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and that further enquiry should be made before reaching a decision Some reasons for using a II_II
symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information
Below is an overview of the companys rating history since 060707
DampB Rating Date Applied 041709
1R4 030209 1R3 101408 4A3 072408 4A2 060707
The Summary Analysis section reflects information in DampBs file as of August 10 2009
====================~=====================~======================
============== CUSTOMER SERVrCE
================================================~===== ===========
==============
If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you are outside the US contact your local DampB office
Additional Decision Support Available
Additional DampB products monitoring services and specialized
investigations are available tomiddothelp you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcommiddot
================================================================= ==============
HISTORY ====~=========================~=====~================= =========== ==============
The following information was reported 07142009
Officer(s) RONALD FELBER PRES-CEO PHILIP E KELLY VICE PRESIDENT GREGORY V POFF VICE PRESIDENT
DIRECTOR (S) THE OFFICER(S)
The Delaware Secretary of States business registrations file showed that Oakite Products Inc was registered as a corporation on December 19 1991
Business started 1909 by David C Ball George W Oakley and Daniel C Smith Present control succeeded 2004 100 of capital stock is owned by parent company
RONALD FELBER born 1951 1989~present active here 1985-1989 employed with Avon Products Inc New York NY Graduated from Georgetown University in 1973 with a BS degree Also received MA degree from Loyola University in 1985
PHILP E KELLY born 1948 1972-present active here Graduated from University of Dayton in 1970 with a BS Degree Also received MBA Degree from Seton Hall University in 1978
GREGORY V POFF born 1948 1970-present active here Graduated from Catawba College in 1970 with a BA degree Also received MBA from Pace University in
1982
==========================~========================~=============
==============
CORPORATE FAMILY ================================================================= ==============
The following global corporate family members are related to this business Members are listed alphabetically first by company name then by country or US state then by city
Parent Rockwood Holdings Inc Princeton NJ 01-616-4399
Subsidiaries (International) Cheme~allCanada Limited Brampton CANADA 20-036-7514 Chemetall Mexicana SA de CV El Marques MEXICO 81-232-9050
Branches (US) Chemetall Us Inc La Mirada CA 15-886-0572 Chemetall Us Inc Romulus MI 00-515-7698
Affiliates (US) Chemetall Chemical Products Inc New Providence NJ 82-485-0580 Chemetall Oakite La Mirada - Plant La Mirada CA 61- 036 -9832middot Mineral Research and Development Charlotte NC 61-036-9477 Rockwood Holding Company Chicago IL 78-166-9635 Rockwood Specialties Consolidated Inc Princeton NJ 03-845-1386 Rockwood Specialties Group Inc Princeton NJ 10-679-3433 SachtlebenCorporation White Plains NY
95-666-4114 Viance LLC Charlotte NC 79-544-7346
Affiliates (International) Sachtleben Pigments Oy Helsinki FINLAND 54-023-5819
================================================================ ==============
OPERATIONS ==========~========================================== ============
==============
07142009
Description Subsidiary of Rockwood Holdings Inc Princeton NJ
As noted the parent company is Rockwood Holdings Inc
DUNS 01-616-4399 and reference is made to that report
for background information on the parent company and its
management
Manufactures specialty cleaning polishing or sanitation
preparations and sanitation preparations disinfectants or
deodorants Manufactures chemical preparations
specializing in metal treating compounds rust resisting
compounds and water treating compounds Manufactures
paints varnishes lacquers enamels or allied products
and paint removers
Has 10000 account(s) Terms are Net 30 days Sells to
industrial concerns Territory United States Mexico
Brazil and Canada
Nonseasonal
Employees 340 which includes officer(s) and 2 part-time 90 employed
here
Facilities Rents 37000 sq ft ina one story brick building
Location Suburban business section on well traveled street
Branche~ This business has multiple branches detailed branchdivision information is available in
Dun amp Bradstreets linkage or family tree products
Subsidiaries This business has 2 subsidiaries listed below
The extent of ownership where known is shown in
parenthesis following company name
Oakite Canada Limited Bramalea Ontario Canada (100)
Manufactures chemical specialty products Intercompany
relations reported by management to consist of
merchandise and service transactions cleared as scheduled
Chemetall Mexicana Monteray Mexico (100) Manufactures
chemical specialty products
=================================================~===============
==============
SIC amp NAICS ===========~===============~=================================~===
==============
SIC Based on information in our file NAICS DampB has assigned this company an extended a-digit SIC DampBs use of 325612 Polish and Other a-digit SICs enables us to be more Sanitation Good specific to a companys operations Manufacturing than if we use the standard 325612 Polish and Other 4-digit code Sanitation Good
middot 28420000 Polishes and sanitation Miscellaneous
goods and 28420400 Sanitation Manufacturing
preparations Miscellaneous
disinfectants and and
deodorants Manufacturing 28999931 Metal treating compounds Miscellaneous 28999942 Rust resistirtg compounds and
28999948 Water treat~ng compounds Manufacturing 28510000middot Paints and allied Coating
products middot28510401 Paint removers Coating
325998
325998
325998
325510
325510
Manufacturing All Other
Chemical Product
preparation
All Other
Chemical PrOduct
Preparation
All Other
Chemical Product
Preparation
Paint and
Manufacturing Paint and
Manufacturing
================================================================= ==============
DampB PAYDEX ================================================================= ==============
The DampB PAYDEX is a unique dollar weighted indicator of payment performance based on up to 157 payment experiences as reported to DampB by trade references
3-Month DampB PAYDEX 75 I 12-Month DampB PAYDEX 74 I
When weighted by dollar amount I When weighted by dollar amount payments to suppliers average average 9 days beyond terms
Based on trade collected over collected over last months
8 days I payments to suppliers
last 3
I beyond terms II Based on trade
I 12 months
================================================================= ==============
PAYMENT SUMMARY ================================================================= ==============
The Payment Summary section reflects payment information in DampBs file as of the date of this report
Below is an overview of the companys dollar-weighted payments segmented by its suppliers primary industries
Mfg electric test prd 1 35000 35000 100
OTHER INDUSTRIES 101 283550 20000 73 22 4 - 1
Other payment categories Cash experiences 7 750 250 Payment record unknown 0 Omiddot 0 Unfavorable commeJlts 1 1000 1000
Placed for collections With DampB 1 7500 Other 0 NA
===== ============== ========== Total in DampBs file 157 3017350 900000
The highest Now Owes on file is $750000
The highest Past Due on file is $10000
Dun amp Bradstreet has 157 payment experiences in its file for this company For your convenience we have displayed 80 representative experiences in the PAYMENTS section
====~============================================================
==============
PAYMENT DETAILS ================================================================= ==============
Detailed payment history
Date Paying High Now Past Selling Last Salemiddot Reported Record Credit Owes Due Terms Within
(rhmyy) ($) ($) ($) (months)
0709 Ppt 50 0 1 mo
Ppt 2500 0 1 mo
Ppt 200 i OOO 100000 2500 N60 1 mo
Ppt 200000 100000 0
----------------
0508 Ppt-Slow 30 20000 10000 deg N30 1 rno 0707 (08 0) 7500
Placed for collection
Accounts are sometimes placed for collection everi though the existence or amount of the debt is disputed
Payment experiences reflect how bills are met in relation to the terms granted In some instances payment beyond terms can be the result of disputesmiddot over merchandise skipped invoices etc
Each experience shown is from a separate supplier Updated trade experiences replace those previously reported
================================================================= ==============
FNANCE ================================================================= ==============
04172009
Three-year statement comparative
Fiscal Fiscal Fiscal
Dec 31 2005 Dec 31 2006 Dec 31 2008
Current Assets 53345000 33854000 34348000 Current Liabs 16314000 11173000 18594000 Current Ratio 327 303 1 85 Working Capital 37031000 22681000 15754000 Other Assets 9824000 15582000 124757000 Net Worth 38515000 28063000
1304000 Sales 79763000 86130000 130723000 Long Term Liab 8340000 10200000 139207000 Net Profit (Loss) 1105000 8689000 490000
Fiscal statement dated DEC 31 2008
Assets j Liabilities I -----------shy1
Other Curr Assets 343-480001 Other Curr Liabs 18594000
---------------1 Curr Assets 343480001 Curr Liabs 18594000
I Fixt amp Equip 110620001 Pension Reserves 7990000 Goodwill-Net 252040001 Other Liabilities 129932000 other Intangible 825380001 LT Liab-Other 1285000 Assets-Net TOTAL EQUITY 1304000 Deferred Income 2680001 Taxes I Other Assets 56850001
---------------11
Total Assets 1591050001 Total 159105000
From JAN 01 2008 to DEC 31 2008 annual sales $130723000 cost of goods soldmiddot $69475000 Gross profit $61248000 operating expenses $48302000 Operating income $i2946OOO other expenses $11971bOOi net income before taxes $975000 Federal income tax $485000 Net income $490000
Submitted MAR 31 2009 by Ronald Felber pres-ceo Prepared from books without audit
On April 17~ 2009 themiddotfinancial information was updated
================================================================= ==============
KEY BUSINESS RATIOS ================================================================= ==============
Statement date DEC 31 2008 Based on this number of establishments 28
Firm IIndustry Median I---~------------
Return of Sales 04 IReturn of Sales 11 Current Ratio middot18 ICurrent Ratio 21 Assets Sales 1217 IAssets Sales 575 Total Liability Net Worth 9999 ITotal Liability Net Worth 83 7
================================================================= ==============
PUBLIC FILINGS ================================================================= ==============
The following Public Filing data is for information purposes only and is not the official record Certified copies can only be obtained from the official source
================================================================= ==============
UCC FILINGS =~==================================================== ===========
==============
Collateral All Assets Type Original
-----------------------------------------------------------------
Sec party THROUGH ITS
ADMINISTRATIVE AGENT
Debtor Filing number Filed with DOVER DE
Date filed Latest Info Received
Collateral General
Leased Equipment
Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ
Date filed Latest Info Received
Collateral
Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ
Date filed Latest Info Received
CREDIT SUISSE FIRST BOSTON ACTING
CAYMAN ISLANDS BRANCH AS
NEW YORK NY OAKITE PRODUCTS INC 4216854 2 SECRETARY OF STATEUCC DIVISION
08022004 08262004
Accounts receivable and proceeds shy
intangibless) and proceeds shy
and proceeds Original CANON FINANCIAL SERVICES MOUNT
OAKITE PRODUCTS INC 23913509 SECRETARY OF STATEUCC DIVISION
11302006 12272006
Leased Assets - Leased Business machineryequipment Original CANON FINANCIAL SERVICES INC MT
OAKITE PRODUCTS INC 21685842 SECRETARY OF STATEUCC DIVISION
07112003 07292003
Type Continuation Sec party CREDIT SUISSE (FKA CREDIT SUISSEmiddot FIRST
BOSTON) ACTING THROUGH ITS CAYMAN ISLA NEW
YORK NY Debtor CHEMETALL CORPORATION Filing number 2009 0642311 Filed with SECRETARY OF STATEUCC DIVISION DOVER DE
Date filed 02272009 Latest Info Receiv~d 05122009 Original UCC filed date 08022004 Original filing no 4216861 7
The public record items contained in this report may have been paid termirtated vacated or released prior to the date this report was printe~
=======~===============================================~======== ==============
GOVERNMENT ACTIVITY =====================================================~ ===========
==============
Activity summary Borrower (DirGuar) NO Administrative debt YES Contractor YES Grantee NO Party excluded from federal program(s) NO
Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8 (A) firm NA
The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other- sources
----7-------shyCopyright 2009 Dun amp Bradstreet - Provided under
contract I
for the exclusive use of subsCriber 264750059L
FULL DISPLAY COMPLETE
~ 396484BIRHQ2156 3427456432lng emailhIm
dmiddotmiddotmiddotmiddotmiddotto Chemetall
~
ICompany Overview
Chemetall is a global company committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry eg lithium and cesium compounds
Chemetalls businesses historically emerged from the combination of expertise in chemistry and metallurgy which is still mirrored in the companys name Chemetall mainly sells customised packages of products and services ranging from consultation via development through to the operation of entire plants at the customers site - for instance car body pre-treatment in the automotive industry
The companys product portfolio is based on continuous research and development of leading edge technologies High perfOrming products combined with Chemetalls dedication to providing the best technical service and support to its customers have over the decades established excellent market positions in its fields of activity
Chemetall GmbH is headquartered in Frankfurt am Main It is the centre of a worldwide network of some 40 subsidiaries in Europe North and South America Asia Australia and Africa Most of these companies operate their own production sites and many also have their own development laboratories A largely decentralised organisation ensures that each local company can respond quickly and flexibly to the customers needs in its markets whilst at the same time being able to draw on the specialist resources within the Group In this way Chemetall combines the strength of a global supplier with the flexibility and customer focus of a medium-size company
Since August 1st 2004 Chemetall has been part of middotRockwood Holdings Inc
~II ~II
httpwwwchemetaIIcomindexjspjsessionid=D1E2B97C5F308BBEFA7790E98D334D 8112009
202009
~ _ c
bulliJi - - -Hsectr
jmiddotY I Chemetall
f 0
I News
I 2009 I zoosl 2007
2009
May 272009 Significant savings achieved with the change from zinc-phosphating pretreatment to Oxsllanreg technology Opel Replaces its Metal Pretreatment System Adam Opel GmbH in Kaiserslautem Germany is an important more
~tl
April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more
~ff
April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more
~If
February OS 2009 Chemetall Aerospace Technologies has successfully integrated the NOT business of Ely Chemical Company Ltd We are proud to inform our customers around the world that Chemetall has effectively transferred and more
~h~~gPASq~~~~JJetoChemetall~ aiiiiilry f 2009 tile neW legal entity name for ChemetallmiddotOakite will be
cCflemetalltJS Inc more
ctt
January 20 2009 Chemetall Oakite changed its name to Chemetall
Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc more
ft
2008
August 01 2008 Chemetall acquires Nalco Finishing Technologies Rockwood Holdings Inc Chemetall-Group has acquired Nalcos Finishing Technologies (FT) businessnull more
~
July 31 2008 Chemetall announces global price increases Chemetall is currently increasing prices within a range of 5 to 20 percent or implementing and adjusting more
~ff
httpwwwchemetallcomindexjspcontent=newsjspnewsDat=pressreleases_sortbyyear 81112009
2007
----------------- -r - ------1 ------------- c- - --r
April 01 2008 Chemetall acquires NOT Business of Ely Chemical Company Ltd Chemetall GmbH FrankfurtM via its UK subsidiary has acquired the NOT business of the UK basednull more
~JJ
March 29 2007 Chemetall Signs Distribution Agreement with Advanced Chemistry amp Technology Inc Chemetall Aerospace Technologies announced that it has signed an exclusive sales and distribution agreement more
~II
February 212007 Chemetall Acquires the Chemical Division Business of Wirral Fospray Chemetall PLC has announced the acquisition of the chemical division business from Wirral Fospray Limited more
~JI
January 22 2007 Rockwood Appoints M~nlka Engel-Bader President ofChemetal Rockwood Holdings Inc (NYSEROC) has announced that Dr Monika EngelshyBader has been appointed tonull more=
~II
httpwwwchemetallcomindexispcontent=newsi SpnewsDat=pressreleases sortbyyear 8112009
kindof activity Production fields of activity Lithium
~II ~IJ
~ Chemetall US Inc
Country United States Streetaddress 13177 Huron River Drive ZIP MI 48174 City Romulus Phone +1-734-941 3800 Fax +1-734-941-5524 kind of activity Productionmiddot fields of activity Surface Treatment MapMgQ
~I =11
IIsectsectsect Chemetall US Inc
Country United States Streetaddress 16961 Knott Ave ZIP CA 90638 City La Mirada Phone +1800-331-1197 Fax +1 714a70-6480 kind of activity Sales Production fields of activity Surface Treatment Map Mm
~J ~IJ
~ Chemetall US Inc
Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-464-6900 Fax +1908-464-5571 kind of activity Headoffice $ales Production fields of activity Surface Treatment Direct Contact Email oakiteproductschemetaILcom Map Map
~I ~II
httpwwwchemetallcomindexjspcontent=contact choice1jspid=United Statesampconti 81112009
Chemetall~~-V
J 4(
America ~ United Stetes 1lW
Chemetall Foote Corp
Country United States Streetaddress 348 Holiday Inn prive ZIP NC 28086 City Kings Mountain Phone +1-704-739 2501 Fax +1-704-734 0208 kind of activity Headoffice Sales Production fields of actvity Lithium Direct Contact Email footelithiumchemetallcom Map Map
~ II
~ Chemetall Foote Corp
Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-665-9466 Fax +1-908-665-8543 kind of activity Headoffice Sales fields of activity Special metals MapM~
~II ~11
~ Chemetall Foote Corp
Country United States Streetaddress 856 Foote Lane
ZIP TN 37134 City New Johnsonville Phone +1-931-535 3401 Fax +1-931-535 3404 kind of activity Production fields of activity Lithium Map Map
~IJ ~IJ
~ Chemetall Foote Corp
Country United States Streetaddress Hwy 265 ZIP NV 89047 City Silver Peak Phone +1-775-937-2222 Fax +1-775-937-2250
httpwwwchemetallcomindexj spcontent=contact_choice 1jspid=UnitedStatesampconti 8112009
~aa -rlte_middot~ bull Chemetall
II~metaIIOakl~ changeditsnClme tOlhemetall
Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc doing business as Chemetall The same applies to the Canadian subsidiary whose official name will be Chemetall Canada Limited
middotCustomers around the world link Chemetall with quality innovation and extraordinary technical services says Joris Merckx President Surface Treatment at Chemetall middotOne consistent name of our all our subsidiaries will strengthen our corporate brand and with it our image he commented
No changes Will be made to the Mexican and Brazilian entities as these countries already operate their business under the name of Chemetall
About Chemeta
Chemetall a company of Rockwood Holdings Inc (NYSE ROC) is one of the leading global companies committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry including lithium and cesium compounds
Contact Sandra Zirm Phone +496971653605 Mall sandrazirmchemetallcom
~I ~II
3
The parties held an informal settlement conference on December 11 2009 and have been
engaged in ongoing settlement negotiations since To date they have been unable to reach a
negotiated settlement but efforts to reach one continue
II Complainants Witnesses
EPA anticipates that it will call both (or either of) the following witnesses
1) Chester Norman Chemist with EPAs Pesticides and Toxic Substances Branch of the
Division of Enforcement and Compliance Assistance working out of the Agencys Woodbridge
Avenue facility in Edison New Jersey Mr Norman is expected to testify as to his May 2008
inspection of Respondents facility in New Providence New Jersey including his observations
and what information he then otherwise obtained regarding Respondents operations He is also
expected to testify as to information Respondent provided as a follow-up to the inspection and
his evaluation of such information Mr Norman is further expected to discuss and describe
Complainants exhibits the preparation and development of the Complaint how the penalty
amount the EPA seeks in this case was determined and the bases therefor (including compliance
with the TSCA statutory factors and applicable penalty policy) In addition to the above Mr
Normans expected testimony should encompass a host of TSCA Section 8 IUR regulatory
issues how penalties are generally calculated the Regions use and reliance upon the penalty
policy the importance of timely IUR filing reporting and the consequences of a regulated entitys
failure to do so the Agencys use of data reported pursuant to TSCA Section 8 IUR provisions
and the overall importance to the EPA of TSCA Section 8 (including regulatory provisions) and
its objectives with regard to the IUR requirements
2) Daniel Kraft Chief of the Toxics Section of the Pesticides and Toxics Branch of the
Division of Enforcement and Compliance Assistance working out of EPAs Woodbridge
4
Avenue facility in Edison New Jersey3 Mr Kraft is expected to testify as to his review of the
Complaint after it had been initially drafted His expected testimony will also encompass the
preparation ofthe Complaint with regard to its consistency with and adherence to the applicable
TSCA statutory and regulatory provisions the bases for the substantive allegations the
determination of the penalty amounts sought (including EPAs use of and reliance upon the
applicable TSCA penalty policy) and the appropriateness of the proposed civil penalty relative to
the facts and circumstances underlying this proceeding Mr Krafts expected testimony should
further cover a host of TSCA Section 8 IUR regulatory issues how penalties are generally
calculated the Regions use and reliance upon the penalty policy the importance of timely IUR
filing reporting and the consequences of a regulated entitys failure to do so the Agencys use of
data reported pursuant to TSCA Section 8 IUR provisions and the overall importance of TSCA
Section 8 (including regulatory provisions) and its objectives to EPA with regard to IUR
requirements Mr Kraft is also expected to discuss and explain the significance of various
exhibits Complainant intends to offer
To the extent not prohibited by the rules of procedure of this proceeding 40 CFR Part
22 EPA reserves the right to call or not to call any of the aforementioned potential witnesses
The listing of the expected scope of the testimony of each witness is not intended to limit EPAs
right to modify or otherwise expand upon the scope and extent of the testimony of each such
witness where appropriate (such as in response to evidence Respondent might present or
testimony its witnesses might proffer) EPA might list additional witnesses in any rebuttal
prehearing exchange(s) the Agency might file
Mr Kraft has been temporarily assigned to be the Acting Chief of this branch
5
III Complainants Exhibits
EPA anticipates offering into evidence the following documents and records copies of
which are annexed hereto (unless otherwise specifically noted below) these materials will be
identified as Complainants Exhibit with each exhibit numbered with the following Arabic
numerals
1 The Enforcement Response Policy for Reporting and Recordkeeping Rules and
Requirements for TSCA Sections 812 and 13 produced by EPAs Toxics and Pesticides
Enforcement Division of the Office of Regulatory Enforcement within the Office of Enforcement
and Compliance Assurance (revised March 31 1999 effective June 1 1999) (hereinafter the
TSCA Section 8 penalty policy) This document was referenced in the Complaint (pages 8-9)
and is publicly available at httpcfpubepagovcomplianceresourcespoliciescivilltsca4
2 June 5 2006 memorandum Penalty Policy Supplements Pursuant to the 2004 Civil
Monetary Penalty Inflation Adjustment Rule from Stephanie Brown the Acting Director of the
Toxics and Pesticides Enforcement Division of the Office of Civil Enforcement to Regional
Counsels and Regional TSCA FIFRA and EPCRA Division Directors (including Appendix A
Appendix B and p~ge 8-A the pages pertinent in whole or in part to the TSCA Section 8
penalty policy)
In order to save the paper required to make multiple copies of the TSCA Section 8 penalty policy copies of it will not be physically included as part of this initial prehearing exchange This document will be provided if so ordered by the Court andor if Respondent requests a copy To the extent not previously done or as otherwise ordered by this Court at the time of hearing Complainant will provide copies of this document As this document is publicly available on the Internet it is readily accessible Further pursuant to 40 CFR sect 2227(b) this Court is required to consider any civil penalty guidelines issued under [TSCA] The TSCA Section 8 penalty policy constitutes a civil penalty guideline[] issued under [TSCA]
6
3 TSCA Section 5 and 8 Inspection report from Chester Norman and Leonard
Pappalardo to Daniel J Kraft with Notice ofInspection
4 The IUR form (Form U) submitted on September 242008 together with
accompanying correspondence Because such documentation contains Confidential Business
Information it will not be included as part of this Initial Prehearing Exchange the exhibit here
will bear the notation CBI Deleteds
5 United States National Library of Medicine ChemIDplus Advanced with regard to the
three chemical substances Respondent is alleged to have manufactured at its La Mirada
California facility (each followed by its Chemical Abstracts Service Registry Number [CAS
Number 40 CFR sect 7043])
Zinc dihydrogen phosphate (13598-37-3)
Phosphoric acid monoethanolamine salt (29868-05-1) and
Sodium dihydrogen phosphate (7558-80-7)
6 United States National Library of Medicine ChemIDplus Advanced with regard to the
16 chemical substances Respondent is alleged to have manufactured at its Romulus Michigan
facility (each followed by its CAS Number)
This documentation will be provided to the Court in accordance with applicable CBI regulations and protocol prior to the start of the hearing or as otherwise directed by this tribunal At the moment it is not being provided in order to minimize the number of documents containing CBI information in circulation Respondent having prepared the document obviously is aware of this document and what it contains
Complainant wishes to draw this Courts attention to paragraph 31 of the Answer which states in part that filings were subsequently made on a voluntary basis on or about September 242008 Furthermore with regard to the identity of the chemical substances Complainant directs this Court to paragraphs 25 39 and 40 (listing the chemical substances manufactured imported at both facilities)Respondent has admitted the allegations in these three paragraphs
7
Sodium dihydrogen phosphate (7558-80-7)
Zinc nitrate (7779-88-6)
Manganese dihydrogen phosphate (18718-07-5)
Zinc dihydrogen phosphate (13598-37-3)
Manganese nitrate (10377-66-9)
Potassium oleate (also known as potassium cis-9-octadecenoic acid 143-1middot8-0)
Phosphonic acid PPP - [nitrilotris (methylene)] tris sodium salt (also known as sodium aminotris (methylenephosphonate) 20592-85-2)
Sodium silicate (1344-09-8)
Potassium tetraborate (also known as boric acid dipotassium salt 1332-77-0)
Potassium tallate (61790-44-1)
Triethanolamine borate (also known as boric acid compd with 222-nitrilotris (ethanol) 68413-80-9)
Dipotassium octenyl succinate (also known as butanedioic acid 2(octen-l-yl)- potassium salt (1 2) 58641-28-4)
Ethanol (64-17-5)
Chromium phosphate (also known as chromic phosphate 7789-04-0)
Ammonium dihydrogen phosphate (also known as monoammonium phosphate 7722-76-1) and
3-aminopropyl silanetriol (also known as silanetriol 1-(3-aminopropyl)- 58160shy99-9)
7 United States National Library of Medicine ChemlDplus Advanced with regard to the
one chemical substance sodium hydrogen phosphate (also known as disodium phosphate CAS
Number 7558-79-4) Respondent is alleged to have imported at its Romulus Michigan facility
8 Information from the EPA website on Respondent and its operations
9 Dun amp Bradstreet report for Chemetall Oakite Inc [sic] printed August 132009
8
10 Dun amp Bradstreet report for Chemetall US Inc printed August 11 2009
11 Information retrieved August 11 2009 from wwwchemetallcom
Complainant may request this Court to take judicial notice of appropriate matters in
accordance with 40 CFR sect 2222(t)
IV Hearing Arrangements
Complainant requests that a hearing in the matter be in New York City (New York
County) the location of the main office of EPA Region 2 Complainant anticipates being able to
present her case-in-chief in probably two days three at the most
V Proposed Penalty Amount Determination
An explanation as to EPAs derivation of the penalty assessment proposed and the
reasoning behind it is set forth on pages 8 and 9 of the Complaint As noted there this penalty
has been developed in accordance with Section 16(a) ofTSCA 15 USC sect 2615(a) with
specific reference made to and guidance provided by the TSCA Section 8 penalty policy which
has been listed as part of Complainants exhibits
On page 5 of this document it explains that the TSCA Civil Penalty policy published on
September 10 1980 in the Federal Register establishes a systems for determining penalties in
administrative actions brought pursuant to TSCA sect 16 Further
EPA believes that the system is a r~asonable interpretation of the statutory penalty factors in TSCA section 16 Under that system penalties are determined in two stages (1) determination of a gravity based penalty (GBP) and (2) adjustments to the gravity based penalty
To determine the gravity based penalty TSCA sect 16(a)(2)(B) requires the Agency to take into account the statutory factors of Nature Circumstances Extent and Gravity
9
The TSCA Section 8 penalty policy then adumbrates how each of those factors is taken
into account These factors are used in a matrix (a grid) to arrive at an appropriate GBP At that
point [0]nce the gravity based penalty has been determined upward or downward adjustments
to the penalty amount are made by taking into account the following factors with respect to the
violator the degree of culpability whether there is a history of prior such violations a
respondents ability to pay its ability to continue in business and such other factors as justice
may require be considered Page 6 (unless otherwise noted subsequent page references are to the
TSCA Section 8 penalty policy) It is the gravity based penalty that is a function of the nature
circumstances and extent of each violation Page 7
Any failure timely to report for the TSCA Inventory Update is classified as hazardrisk
assessment in nature Page 9 The classification of circumstance level can be from 1 to 6 these
levels make-up the vertical axis on the grid As noted on page 1 a failure to timely report for the
TSCA Inventory Upgrade is classified as a Levell violation and it is assessed as a one-day
violation ie penalties are not assessed on a day-by-day basis The extent level represents the
second step in determining the gravity based penalty The levels are Major Significant and
Minor As noted on page 12 an IUR failure is classified as Significant extent level
Using these classifications the gravity based penalty is derived In the TSCA Section 8
penalty policy (the edition issued in 1999) the amount listed for these parameters is $18700 In
accordance with the June 5 2006 memorandum (Complainants Exhibit 2 page 8-A) this
number has been increased to $21922 This increased amount has been in effect subsequent to
March 152004 Therefore for an IUR violation occurring after March 152004 but before
January 122009 the penalty amount that corresponds to a Circumstance Levelland a
Significant Extent Level is $21922 This represents the gravity based penalty for each of the 20
chemicals Respondent failed timely to report
With regard to adjustments to the gravity based penalty as discussed on pages 15-17
these are considered after issuance of the Complaint normally as part of the settlement
10
negotiation process This is noted on page 9 of the Complaint wherein it states that the penalty
amount listed represents the facts and circumstances known to Complainant up to the time of the
issuance of the Complaint
VI Paperwork Reduction Act
The Paperwork Reduction Act of 1980 as amended 44 USC sect 3501 et seq (the
PRA) does not bar EPAs prosecution of this action or its attempt to obtain a penalty for
violations arising from Respondents alleged failure to report during the period of August 25
2006 through March 23 2007
Respondent is alleged to have violated 40 CFR sect 71053 (paragraphs 32 and 48 of the
Complaint) Thjs provision is part of Subpart C of Part 710 Inventory Update Reporting for
2006 and Beyond The OMB (Office of Management and Budget) Control Number for the 40
CFR Part 710 Subpart C regulations is 2070-0162 40 CFR Part 9 The relevant ICR
number was 188403 OMB approval for this ICR number was secured on May 3 2006 with an
expiration date of May 31 2009 71 Fed Reg 34932 (June 162006) [FRL-8184-3] The
Federal Register of September 52008 referring to OMB Control No 2070-0162 announce[d]
that EPA is planning to submit a request to renew an existing approved Information Collection
Request (ICR) to the Office of Management and Budget (OMB) 73 Fed Reg 51805 [FRLshy
8370-3] The announcement that this ICR now bearing number 188404 was submitted to the
OMB was published on May 12 2009 74 Fed Reg 22163 [FRL 8903-4] This ICR was
approved on September 172009 and it will expire on September 302012
Display of the relevant OMB number has been frequent and consistent See eg 40
CFR Part 9 (July 12006 edition)
Because there had been no lapse in approval at the time the alleged violations arose the
PRA is not a bar to EPAs attempt to prosecute this action and to obtain a penalty for such
violations
11
Dated May 26 2010 New York New York
Le~ A Spielmann Assistant Regional C6unsel Waste and Toxic Substances Branch Environmental Protection Agency Region 2 290 Broadway 16th floor New York New York 10007-1866 212-637-3222 fax 212-637-3199
TO
Regional Hearing Clerk US Environmental Protection Agency Region 2
Honorable Barbara A Gunning Presiding Officer
Benne C Hutson Esq McGuire Woods LLP Counsel for Respondent
In re Oakite Products Inc et al Docket No TSCA-02-2009-9148
CERTIFICATE OF SERVICE
I certify that I have this day caused to be sent the foregoing COMPLAINANTS INITIAL PREHEARING EXCHANGE dated May 26 2010 in the following manner to the respective addressees listed below
Original and One Copy By Inter-Office Mail
Office of Regional Hearing Clerk US Environmental Protection Agency - Region 2 290 Broadway 16th floor New York New York 10007-1866
Copy by UPS Overnight Mail
Honorable Barbara A Gunning Administrative Law Judge US Environmental Protection Agency Franklin Court Building 1099 14th Street NW Suite 350 Washington DC 20460
Copy by UPS Overnight Mail
Benne C Hutson Esq McGuire Woods LLP 201 North Tryon Street PO Box 31247 (28231) Charlotte North Carolina 28202
Dated May 26 2010 New York New York
THE ENFORCEMENT RESPONSE POLICY FOR REPORTING AND RECORD-KEEPING RULES AND REQUIREMENTS FOR TSCA SECTIONS 8 12 AND 13 produced by EPAs Toxics and Pesticides Enforcement Division of the Office of Regulatory Enforcement within the Office of Enforcement and Compliance Assurance (revised March 31 1999 effective June 1 1999) available at httpcfpubepagovcomplianceresourcespoliciesciviltscal
tEO sr 1 p
gt ft t UNITED STATES ENVIRONMENTAL PROTECTION AGENCY S~~11 o Cl WASHINGTON DC 20460 ~ ltl
~ l of( AOt~c
OFFICE OF ENFORCEMENT AND
COMPLIANCE ASSURANCE
JUN - 5 2006
MEMORANDUM
SUBJECT Penalty Policy Supplements Pursuant to the 2004 Civil Monetary Penalty Inflation Adjustment Rule
FROM Stephanie P Brown Acting Director AIPdJ~YJmiddot~ Toxics and Pesticides Enforcement Di~~i~middot -- --- Office of Civil Enforcement
TO Regional Counsels Regional TSCA FIFRA and EPCRA Division Directors
This memorandum modifies each enforcement responsepenalty policy (Penalty Policy) within the purview ofthe Toxics and Pesticides Enforcement Division (TPED) to adjust for the Civil Monetary Penalty Inflation Adjustment Rule published in the Federal Register 011 February 132004 (69 Fed Reg 7121) and codified at 40 CFR Parts 19 and 27 (Final Rule) The matrices herein supercede and void any interim matrices for the 2004 rule issued or used by TPED or a Regional Office In accordance with the Final Rule all violations occurring on or after March 152004 are subject to statutory penalties adjusted for inflation A complete list of each Penalty Policy subject to this memorandum is provided at Attachment A Appendix B provides instructions for amending each Penalty Policy as well as updated matrices for inseliion into each policy
The adjustments here follow the implementation policy established in the attached September 212004 memorandum signed by Thomas V Skinner That memorandum provides for adjusting each cell in a penalty matrix by multiplying the existing gravity-based penalty component by 11723 We are aware that this approach results in penalty amounts (within matrix celIs) that are not roimded-off as compared to previous iterations This is the outcome required by proper application of the Final Rule The September 212004 memorandum also provides for rounding the aggregate penalty in a particular case to the nearest $100 unit after calculating and summing the gravity-based penalties for each count in the case
Intemet Address (URL) bull hltpllwwwepagov ReCycledRecyclable Prin18d with Vegetable Oil Baaed Inks on Recycled Paper (Minimum 5Olo Postconsumer content)
Violations occurring before March 152004 and after January 30 1997 remain subject to penalties adjusted for inflation as specified in TPEDs April 18 1997 memorandum entitled Penalty Policy Suwlements Pursuant to the Civil Penalty Inflation Adjustment Rule Copies of this memorandum are available upon request
Please contact Brian Dyer at (202) 564-4166 (dyerbrianepagov) if you have any questions concerning these penalty adjustments
Attaclunents
cc Rosemarie Kelley US EPA OECAOCE David Abdalla us EPA OECAOCE Susan OKeefe US EPA OECAOCE John Neylan US EPA OECAOC Tom Ripp US EPA OECAOC Priscilla Flattery US EPA OPPTSOPPT Ben Smith US EPA OEIOIAA
Craig Matthiessen US EPA OSWERJOEM Daniel Helfgott US EPA OPPTSOPP Deborah Brown US EPA Region 1 Nancy Bannakian US EPA Region 1 Ken Stoller US EPA Region 2 Adrian Enache US EPA Region 2 Daniel Kraft US EPA Region 2 John Higgins US EPA Region 2 Ken Eng US EPA Region 2 Harry Daw US EPA Region 3 Aquanetta Dickens US EPA Region 3 Mikal Shabazz US EPA Region 3 Jeaneanne Gettle US EPA Region 4 Anthony Toney US EPA Region 4 Joanne Benante US EPA Region 4 Caron Falconer US EPA Region 4 Anthony Restaino US EPA Region 5 MarkHorwitz US EPA Region 5 Bob Goodfellow US EPA Region 6 Maria Martinez US EPA Region 6 Steve Vargo US EPA Region 6 Jamie Green US EPA Region 7 Mark A Smith US EPA Region 7 Elisabeth Evans US EPA Region 8 Pam Cooper US EPA Region 9 Paula Bisson US EPA Region 9 Scott Downey US EPA Region 10
TPED Pen Adj Memo wAttachments - Page 2 of J9
ATTACHMENT A
FEDERAL INSECTICIDE FUNGICIDE AND RODENTICIDE ACT
FIFRA Worker Protection Standard Penalty Policy - Interim Final- (0901197)
Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act --Good Laboratory Practice (GLP) Regulations - (093091)
Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act (FIFRA) - (070290)
FIFRA Section 7(c) Enforcement Response Policy - (021086)
TOXIC SUBSTANCES CONTROL ACT
Section 1018 - Disclosure Rule Enforcement Response Policy - (020100)
Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8 12 AND 13shy(033199)
Polychlorinated Biphenyls Penalty Policy - (022698)
Enforcement Response Policy for TSCA Section 4 Test Rules - (052886)
Amendment to the TSCA Section 5 Enforcement Response Policy - (060889)
Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Polic~ - (013189)
Interim Final Enforcement Response Policy Asbestos Abatement Projects Worker Protection Final Rule - (111489)
Final TSCA GLP Enforcement Response Policy - (040985)
EMERGENCY PLANNING AND COMMUNITY RIGHT-TO-KNOW ACT
Enforcement Response Policy for Section 313 of the Emergency Planning Community Right-ToshyKnow Act (1989) and Section 6607 of the Pollution Prevention Act (1990) Amended shy(041201)
Enforcement Response Policy for Sections 30~ 311 and 312 of the Emergency Planning and Community Right-to-Know Act (1989) and Section 103 of the Comprehensive Environmental Response Compensation and Liability Act -(093099)
TPED Pen Adj Memo wAttachments - Page 3 of 19
ATTACHMENT B
FlFRA
Insert table (p 4-A) behind page 4 FIFRA Worker Protection Standard PenaltY Policy - Interim Final (090 97)
No insert Rodenticide Act - Good Laboratory Practice (GLP) Regulations (093091) Enforcement Response Policy for the Federal Insecticide Fungicide and
When proposing penalty amounts under the Enforcement Response Policy for GLP Regulations dated September 30 1991 actual dollar amounts are determined by using the ERP for FIFRA (070290) See directions below for F1FRA ERP
Insert after page 19-A in the policy and page CshyRodenticide Act (070290) Enforcement Response Policy for the Federal Insecticide Fungicide and
I in the appendix
No insert While the FIFRA ERP (1990) does not supersede the Section 7(c) ERP (1986) the matrix setting forth the penalties in the ERP for FIFRA (070290) should be used instead of the matrix in the 1986 policy
FIFRA Section 7(c)Enforcement Response Policy (021086)
TSCA
Insert matrix (Appendix B-4-A) behind Appendix B-4
Section 1018 - Disclosure Rule Enforcement Response Policy (020 I00)
Insert matrix (p7-B) behind page 7-A 12 AND 13 (033199) Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8
Polychlorinated Biphenyls Penalty Policy (040990) Insert matrix (p9-B) behind page 9-A
Enforcement Response Policy for TSCA Section 4 Test Rules (052886) Insert matrix (p2-B) behind page 2-A
Amendment to the TSCA Section 5 Enforcement Response Policy (060889) Insert matrix (p16-B) behind page 16-A
Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Insert matrix (pII-B) behind page II-A Policy (0 131 89) Insert matrix (p17-B) behind page 17-A
Interim Final Enforcement Response Policy - Asbestos Abatement Projects Insert matrix (p 6-B) behind page 6-A Worker Protection Final Rule (111489)
Final TSCA GLP Enforcement Response Policy (040985) Insert matrix (pA-B) behind page 4-A
EPCRA
Enforcement Response Policy for Section 313 of the Emergency Planning and I Insert matrix (pi I-B) behind page II-A Community Right-To-Know Act (1989) and Section 6607 ofthe Pollution Prevention Act (1990) Amended (04120 I )
Final Enforcement Response Policy for Sections 304 311312 of EPCRA and I Insert matrix (pp 20C amp 200) behind page 20B Section 103 ofCERCLA (093099)
TPED Pen Adj Memo wAttachments - Page 4 of 19
Page8-A
Gravity based penaltY matrix to supplement Recordkeeping and Reporting Rules and Requirements for TSCA Sections 8 12 and 13 for violations that occur on or after March 15 2004 Insert behind ~e 8
TSCA sectsect 8 12 amp 13 GRAVITY BASED PENALTY MATRIX
EXTENT CIRCUMSTANCES
A B C Major Significant Minor
LEVELS 1 $32500 $21922 $6448
High Range 2 $25791 $16764 $3869
3 $19343 $12895 $1934 Mid Range
4 $12895 $7737 $1290
5 $6448 $3869 $645 Low Range
6 $2579 $1676 $258
Note After calculating the gravity-based penalty for each count the total applicable gravity-based penalty for all counts in a particular casematter should be rounded to the nearest unit of $100 as required by the memorandum from Thomas Skinner dated September 212004 implementing the Civil Monetary Penalty Adjustment Rule as published in the Federal Register on February 132004 (69 FR 7121)
TPED Pen Adj Memo wAnachments - Page 9 of 19
UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
TSCA Section 5 and 8 Inspection Chemetall Oakite Inc 675 Central Avenue New Providence NJ 07974
From Chester Norman Chemist Leonard Pappalardo Chemist Toxics Section Toxics Section
To Daniel 1 Kraft Chief Toxics Section
On May 14 2008 a TSCA Section 5 and 8 inspection was conducted at Chemetall Oakite Inc at the address listed above This inspection was conducted as part of the regional neutral inspection scheme We scheduled the meeting in advance with Mr Michael Chang Manager Health and Environmental Department Upon arriving at Chemetall Oakite Inc official credentials were presented to Mr Michael Chang Julia C Murray Vice President Technical Marketing and Ron Ascenzo Director Technical Marketing Notices ofInspection (Attachment 1) and Confidentiality (Attachment 2) were issued and explained to Ms Murray Ms Murray signed the notices
Chemetall Oakite is an importer of chemicals They import metal cleaners and surface treatment chemicals They have approximately 110 employees in New Providence New Jersey Chemetall has been at this site since 2006 prior to that they were located in Berkley Heights New Jersey Chemetall Oakite Inc is also known as Chemetall Chemical Products and Chemetall Americas Chemetall Americas is owned by Rockwood Holding Company who is owned by Chemetall BMGH in Germany Their Standard Industrial Codes (SIC) is 5169 The companys fiscal year is the calendar year Ms Murray said Chemetall Oakite Incs corporate sales were approximately $100000000 Chemetall Oakites facility in New Providence New Jersey is the corporate headquarters sales export and import offices and their research and development laboratories for the United States Chemetall Oakite Inc has manufacturing facilities in La Mirada CA and Romulus MI
We asked if they filed an Inventory Update Report for the 2006 reporting period They didnt know We asked if they filed a preliminary assessment inventory report for any of the chemicals the company manufactures or imports and they responded they didnt know We asked if they filed any PMNs recently they responded with a 10 year old low volume exemption and an older PMN We asked if they filed any significant new use report they responded no We asked if they had a
TSCA Section 8c file They also responded no
We issued Receipts for Samples and Documents and Confidential Business Information Nothing was declared Confidential
Attachments 1 Notice ofInspection 2 Notice of Confidentiality 3 Receipt for Samples and Documents 4 Declaration of Confidential Business Information
I bull US ENVIRONMENTAL PIlOTECTlON ~- WASHINGTON DC 204Ci0
TOXIC 5UBSTAlCES CONTllOL ACI EPA-----_- _--__--------------------- shyTOXICS SECfION - NOTICE OF INSPECflON
1_ INVESTIGATION IDENT1FICAnON 3 F~Z~ ~~7jJi--- Chemetall Oaki 42008
S FACllrryS ADDRESS
~PA Region 2 MS-I05 iPECTORS ADDRESS
675 Central Ave Woodbridge Avenue New Providence New Jersey 07974-1560
on NJ08837-5602
REASON FOR INSPECTION
Under the authority of Section II of the Toxics Substances Control Act
b For the purposes of inspecting (Including taking samples photographs statements and other inspection activities) an establisbment facility or other premises in which chemical substances or mixtures or articles containing same are manufactured processed or stored or held before or after their distribution in commerce ( including records files papers processes controls and facilities) and any conveyance being used to transport chemical substances mixtures or articles containing same in connection with their distribution in commerce (including records files papers processes controls and facilities) bearing on whether the requirements of the Act applicable to the chemical substances mixtures or articles within or ass()Ciated with such premises or conveyance have been complied with
In In addition this inspection extends to (Check appropriate blocks)
Jq- A Financial data o D Personnel data I
LV B Sales data o E Research data
13 C Pricin ~ data The natureland extent of the inspection of such data specified in A through E above is as follows
~rtification
lcknowledge that the statements I have made on this fonnand all attachments thereto are true accurate and complete I acknowledge that y knowingly false or misleading statement may be punishable by fine or imprisonment or both under applicable law
PREVIOUS VERSIONS ARE OBSOLETE
ME
rnE Chemist
DATE SIGNED
~r TI11E -shy~J ~ea~~ (1 4~
A FORM 77ltWmiddot3A FOR 1018 (REVISED JAN 2002)
IUR FORM (Form U) submitted September 24 2008
CBIDELETED
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0- 0shy
-P 0 0shy
Zn2+ 0shyNAME Phosphoric acid zinc salt (21) 1RN 13598-37-3
l) - P -o-Il o
MW 25533
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SHrch Infomudion
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OH I
HO-P-OH
1 o
NAME Ethanol 2-amino- phosphate (1 ) RN 29868-05-1 r
OH
MW 159077
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HO- P-O- Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH
MW 119976
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N+i o 0shy
Zn2+ 0shy
I N+ 0shy0
MW 189398
InJil~~tJ(tlJr~
ell Navigiltlon
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ampampampampamp ampu I IU Y fo4IampU ~ L U~ La o
IRQ rn CERCLA Reportable Quantities I
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0 0
pl
o 0
Mn2 lt
NAME Phosphoric acid manganese(2+) salt (21) RN 18718-07-5
0 I
o-p -o-Il o
MW 244878
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0- 0_
po 0_
Zn2+ 0shyNAME Phosphoric acid zinc salt (21) lRN 13598-37-3 -0 - P -o-Il o
MW 25533
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0shy
I ~N-o 0shy
Mn+ NAME Manganese nitrate 0shyRN 10377-66-9 I
N+- 0shy0
MW 178946
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hale SurchFor more information about this substance Information NllMgatlon
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NAME Potassium cis-9-octadecenoic acid RN 143-18-0
o
O
(
MW 320555
Enlarge Structure
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OH I
HO-P=O
~ OHN~I
0) p NAME Sodium aminotris(methylenephosphonate) II OHRN 20592-85-2
0P HO shy
OH
MW 2990478
Enlarge Structure
hale I~----F-o-r-m-o-re-in-fo-r-m-a-t-io-n-a-b-o-u-t-t-hi-s-s-u-b-s-ta-n-c-e------1 N=~Information
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NAME Sodium silicate RN 1344-09-8
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0shyt
O=Si 0shy
MW 122063
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Na+
Na+
SNrell N8Yfgetlon
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NAME Boric acid dipotassium salt RN 1332-77-0
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NAME Potassium tallate No StructureRN 61790-44-1
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HO OH
j ~
HO
OH
J NAME Boric acid compd with 222middotnitrilotris (ethanol) OH ~N-
HO
RN 68413middot80middot9
MW 2110202
Enlarge Structure a_Ie Search
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f
NAME Butanedioic acid 2-(octen-1-yl)- potassium salt (1 2)
ti~middotmiddot
(gt
a
RN 58641-28-4
MW 304466
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H3C OH
NAME Alcohol [USP] RN 64-17-5
MW 460684
~nlarge Structur~
SMrchBasic For more information about this substance NavtgatlonInfonnatlon
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yen~
H3C OH
NAME Alcohol [U5P] RN 64-17-5
MW 460684
Enlarge Structure
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0shy
IOp-o- cr3+
NAME Chromic phosphate I 0shyRN 7789-04-0
MW 146966
Enlarge Structure
Bale schFor more information about this substancelnfomurtlon NaYfgBtIon
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NAME Monoammonium phosphate RN 7722-76-1
0 II
HO-P -0shyI
NW 4
OH
MW 115024
Enlarge Structure
Basic schFor more information about this substance Intmnation NlWfGldlon
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Superlist Locator ~
INER
PAFA
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HO OH Si NH2NAME Silanetriol 1-(3-aminopropyl)shy HO ~ ~
RN 58160-99-9
MW 13721
Enlarge Structure
auk Information For more information about this substance
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Na+ o II
HO- p- 0shyNAME Disodium phosphate IRN 7558-79-4 0- Na+
MW 141958middot
Enlarge Structure
Basic searchFor more information about this substance NaYfgatlonIntmuilion
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Sitamp Inlo
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9Jn1224a Chernelall Oakil Inc
675 Central we
New PlOYidence Unton NJ 07974 PO BOX 7 N_ PrcNiclence
NJ 079740007 908~900
51691001 Anti-corrosion product 424690 424690-Other Chemical lII1d Allied Prod
Ron Felper
President
65 100 $100000000
016164399 000000000 1067934JJ
PRIVATE COMPANY SINGlE
40697755 -74A08967
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DUNS Number Business Name Tradestyl8 Physical Slr881 Addlt888 Physic C~y
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556121200 Cham_Uslnc Chemelall dalcrle 675 Centrol we 11_ PrrMdllf1C8 Union NJ 07974 POBOX 7 New PrrMdence NJ 079740007 9OB-464~900
26420000 Polishes and sanitation goods 325612 325612-Po1ish amp 01 Ssnitalion Gd MIg Ronald Felber Pesident
90 340 S130723000
016164399 0000000oo 016164399
PRIVATE COMPANY HEADQUARTERS 40697755 74408967
custservdnbcom To Lee SpielmannR2USEPAlUSEPA Karen
bull SeetlR2USEPAlUSEPA08132009 11 22 AM
cc
bcc
Subject CHEMETALL OAKITE INC DampB Business Information Report
The folloWing e-mail was sent to you by seetkarenepagov Personal Note
ampBhas more options to help you decide with confidence Learn more about DampB eroducts and services lis this an important decision ~ IUJlilIImil
Get more with DampBs Enhanced Comprehensive Report ~I bull Business failure and credit scores
Click here to provideI bull Context behind the scores Added industrY and Financial comDarisons feedback on this report
iiiiRi55i~iiiiiAii~1~-
ort on this business
J --1- )21 _II1tjjjj1 Wgll_~yg 1
Copyright 2009 bun amp Bradstreet - Provided under contract
for the exclusive use of subscriber 264750059L
ATTN Lee Spielmann Report Printed AUG 13 2009
========================~======~=================================
============== BUSINESS SUMMARY
==========~======================================================
==============
CHEMETALL OAKITE INC (SUBSIDIARY OF ROCKWOOD SPECIALTIES INC PRINCETON NJ) 675 Central Ave New Providence NJ 07974
This is a headquarters D-U-N-Sreg Number 93-771-2248 (subsidiary) location Branch (es) or division(s) exist DampB Rating
Mailing address PO Box 7
II I
New ~rovidence NJ07974
Web site wwwrockwoodspeciallI IIIIIIIIIIIIII
Telephone
Chief executive
Year started
Management control
Employs
Sales
History
SIC
Line of business
tiescom
908 464-6900
RON FELPER PRES
1987
2006
100 (65 here)
$100000000
CLEAR
5169
Whol corrosion preventative chemicals
III III
================================================================= ===============
SPECIAL EVENTS ================================================================ ==============
06142007 Business started 1987 Present control succeeded June 2006
================================================================= ==============
SUMMARY ANALYSIS ================================================================= ==============
DampB Rating
The blank rating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and
that further enquiry should be made before reaching a decision Some reasons for using a _II symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information
Below is an overview of the companys rating history since 061507
DampBRating Date Applied 061507
The Summary Analysis section reflects information in DampBs file as of August 102009
=================~======~==~==~=======================~==========
============== INVESTIGATIVE SERVICES
================================================================= ==============
Update available on request
This information is being provided to you immediately in the interest of speed This reportmay not reflect the current status of this business DampB can investigate this business and update the information based on the resulta of that investigation
By ordering a standard investigation the same day you order this report an updated report will be provided to you at no extra cost
=========~=======================================================
==============
CUSTOMER SERVICE ================================================================= ==============
If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you
~ (
are outside the us contact your local DampB office
Additional Decision Support Available
Additional DampB products monitoring services and specialized investigations are available to help you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcom
=================================================================
===== = = = === = = =
HISTORY ================================================================= ==============
The following information was reported 08182008
Officer(s) RON FELPER PRES
THE OFFICER(S)
Business started 1987 Present control succeeded June 2006 100 of capital stock is owned by the parent company
RON FELPER Work history is unknown
Business address has changed from 14826 Ne 95th St Redmond WA 98052 to 675 Central Ave New Providence NJ 07974
=~===============================================================
==============
CORPORATE FAMILY =====================c=========================================== ==============
The following global corporate family members are related to this busihess
Members are listed alphabetically first by company name then by country or us state then by city
Global Ultimate Rockwood Holdings Inc Princeton NJ 01-616-4399
Parent Rockwood Specialties Group Inc Princeton NJ 10-679-3433
Affiliates (US) Advantis Technologies Inc Alpharetta GA 93-189-6385 Alphagary Corporation Leominster MA 09-743-4484 Ceramtec North America Innovative Laurens SC 17-483-0034 Ceramic Engineering Corporation Chemetall Foote Corp Kings Mountain NC 00-232-9456 Chemical Specialties Inc Charlotte NC 04-297-3313 Pure Wafer Inc Prescott AZ 83-746-8321 Rockwood Pigments NA Inc Beltsville MD 04-754-7690 Southern Clay Products Inc Gonzales TX 04-166-1737
Affiliates (International) AlphaGary (Canada) Limited Stoney Creek CANADA 24-924-8626 Cs i Kemwood AB Helsingborg SWEDEN 35-401-6487middot ProCeram spolmiddot s ro Dolni Rychnov CZECH 49-516-1929
REPUBLIC
== = = == = == = == ==== = == = = = == = = ==== = ==== = = ==== = = ===-= = = = = === == == === =
==============
OPERATIONS ===================~==========~====================== ============
==============
08182008
Description Subsidiary of Rockwood Specialties Inc
Princeton NJ started 2000 which operates as a wholesaler
of chemicals or allied products Parent company owns 100
of capital stock
Wholesales corrosion preventative chemicals (100)
Terms are Net 30 days Has 600+ account(s) Sells to
aerospace industry Territory North and South America
Nonseasonal
Employees 100 which includes officer(s) 65 employed here
Facilities Leases premises in a single story brick building
Location Central business section on well traveled street
Branches This business has multiple branches detailed branchdivision information is available in
Dun amp Bradstreets linkage or family tree products
==============~==============~===================================
==============
SIC amp NAICS ================================================================= ==============
SIC Based on information in our file NAICS DampB has assigned this company an extended 8-digit SIC DampBs use of 424~90 Other Chemical and Alli~d
a-digit SICs enables us to be more Products Merchant specific to a companys operations Wholesalers than if we use the standard 4-digit code
51691001 Anti-corrosion products
=================================================~== ============
============== PAYMENT SUMMARY
==============~===========~=========================== ===========
===============
DampB has not received a sufficientsample of payment experiences to establish a PAYDEX score
DampB receives over 600 million payment experiences each year We enter these new and updated experiences intoDampB Reports as this information is received At this time none of those experi~nces relate to this company
=======================================================~==========
============== FINANCE
================================================================= ==-= = = == == === ==
06142007
On JUN 14 2007 Michael Lissandrello SIs Mgr deferred financial statement
Michael Lissandrello submitted the following partial estimates dated JUN 14 2007
Sales for 2006 were $100000000
As of June 14 2007 a search of Dun amp Bradstreets Public Record database found no open suits liens judgements or UCCs to which Chemetall Oakite Inc at 675 Central Ave New Providence NJ was named defendant or debtor Public records received hereafter will be entered into the database and will be included in reports which contain a Public Filings ~ection
==============================================~====== ===========
============== PUBLIC FILINGS
================~====~================================ ===========
==============
A check of DampBs public records database indicates that no filings were found for CHEMETALL OAKITE INC at 675 Central Ave New Providence NJ
DampBs extensive database of public record information is updated daily to ensure timely reporting of changes and additions It includes business-related suits liens judgments bankruptcies UCC financing statements and business registrations from every state and the District of Columbia as well as select filing types from Puerto Rico and the US Virgin Islands
DampBmiddotcollects public records throughmiddot a combination of court reporters third parties and direct electronic links with federal and local authori~ies Its database of US business-related filings is now the largest of its kind
===~====~========================================================
============== GOVERNMENT ACTIVITY
================================================================= ==============
Activity summary Borrower (DirGuar) NO Administrative debt NO Contractor YES Grantee NO Party excluded from federal program(s) NO
Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8(A) firm NA
The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other sources
Copyright 2009 Dun amp Bradstreet- Provided under contract
for the exclusive use of subscriber 264750059L
FULL DISPLAY COMPLETE
~ ~
396484BIR21523427615308tng emailhtm
-- -- - ~-
(I custservdnbeom To Lee SpielmannH2USEPAlUSEPA Karen
SeetlR2USEPAlUSEPA08112009 0314 PM cc
bec
Subject CHEMETALL US INC DampB Business Information Report
The following e-mail was sent to you by seetkarenepagov Personal Note
~--~amp8 has more oDtfcins tohelDvou decide with confidence Learn more about DampB products and services Is this an important decision ~~~~~
Get more with DampBs Enhanced Comprehensiye Report bull Business failure and credit scores
Click here to providebull Context behind the scores bull Added industrv and Financial comparisons feedback on this report
~~OC--~
f4fi1 Order reports on other businesses
Copyright 2009 Dun amp Bradstreet - Provided under contract
for the exclusive use of subscriber 264750059L
ATTN Lee Spielmann Report Printed AUG 11 2009
In Date
=====================~===========================================
============== BUSINESS SUMMARY
===============================~====================== ===========
==============
CHEMETALL US INC (SUBSIDIARY OF ROCKWOOD HOLDINGS INC PRINCETON NJ) CHEMETALL OAKITE 675 Central Ave New Providence NJ 07974
This is a headquarters I D-U~N-S Number 55-612-1200 (subsidiary) location IBranch (es) or division(s) exist I DampB Rating
Mailing address PO Box 7 IIINew Providence NJ
07974 DampB PAYDEXreg
1 12-Month DampB 74 Web site wwwchemetallcom I PAYDEX
I
Telephone 908 464-6900 I When weighted by dollar amount
f paYments to suppliers average 9 days Chief executive RONALD FELBER I beyond terms
I
PRES-CEO II Based on trade collected
over last Year started 1909 I 12 months
Management control
Employs
Financial statement date
Sales F
Net worth
History
Financing
Financial condition
SIC
Line of business
2004
340 (90 here)
DEC 31 2008
$130723000
(106438000)
CLEAR
SECURED
UNBALANCED
2842 2899 2851
Mfg polishsanitation gd mfg chemical preparation
IIIIIIIII
=======================================================~========
==============
SUMMARY ANALYSIS ================================================================= ==============
DampB Rating
The Rating was changed on April 17 2009 because of DampB I S overall assessment of the companys financial payment and history information The blankrating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and that further enquiry should be made before reaching a decision Some reasons for using a II_II
symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information
Below is an overview of the companys rating history since 060707
DampB Rating Date Applied 041709
1R4 030209 1R3 101408 4A3 072408 4A2 060707
The Summary Analysis section reflects information in DampBs file as of August 10 2009
====================~=====================~======================
============== CUSTOMER SERVrCE
================================================~===== ===========
==============
If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you are outside the US contact your local DampB office
Additional Decision Support Available
Additional DampB products monitoring services and specialized
investigations are available tomiddothelp you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcommiddot
================================================================= ==============
HISTORY ====~=========================~=====~================= =========== ==============
The following information was reported 07142009
Officer(s) RONALD FELBER PRES-CEO PHILIP E KELLY VICE PRESIDENT GREGORY V POFF VICE PRESIDENT
DIRECTOR (S) THE OFFICER(S)
The Delaware Secretary of States business registrations file showed that Oakite Products Inc was registered as a corporation on December 19 1991
Business started 1909 by David C Ball George W Oakley and Daniel C Smith Present control succeeded 2004 100 of capital stock is owned by parent company
RONALD FELBER born 1951 1989~present active here 1985-1989 employed with Avon Products Inc New York NY Graduated from Georgetown University in 1973 with a BS degree Also received MA degree from Loyola University in 1985
PHILP E KELLY born 1948 1972-present active here Graduated from University of Dayton in 1970 with a BS Degree Also received MBA Degree from Seton Hall University in 1978
GREGORY V POFF born 1948 1970-present active here Graduated from Catawba College in 1970 with a BA degree Also received MBA from Pace University in
1982
==========================~========================~=============
==============
CORPORATE FAMILY ================================================================= ==============
The following global corporate family members are related to this business Members are listed alphabetically first by company name then by country or US state then by city
Parent Rockwood Holdings Inc Princeton NJ 01-616-4399
Subsidiaries (International) Cheme~allCanada Limited Brampton CANADA 20-036-7514 Chemetall Mexicana SA de CV El Marques MEXICO 81-232-9050
Branches (US) Chemetall Us Inc La Mirada CA 15-886-0572 Chemetall Us Inc Romulus MI 00-515-7698
Affiliates (US) Chemetall Chemical Products Inc New Providence NJ 82-485-0580 Chemetall Oakite La Mirada - Plant La Mirada CA 61- 036 -9832middot Mineral Research and Development Charlotte NC 61-036-9477 Rockwood Holding Company Chicago IL 78-166-9635 Rockwood Specialties Consolidated Inc Princeton NJ 03-845-1386 Rockwood Specialties Group Inc Princeton NJ 10-679-3433 SachtlebenCorporation White Plains NY
95-666-4114 Viance LLC Charlotte NC 79-544-7346
Affiliates (International) Sachtleben Pigments Oy Helsinki FINLAND 54-023-5819
================================================================ ==============
OPERATIONS ==========~========================================== ============
==============
07142009
Description Subsidiary of Rockwood Holdings Inc Princeton NJ
As noted the parent company is Rockwood Holdings Inc
DUNS 01-616-4399 and reference is made to that report
for background information on the parent company and its
management
Manufactures specialty cleaning polishing or sanitation
preparations and sanitation preparations disinfectants or
deodorants Manufactures chemical preparations
specializing in metal treating compounds rust resisting
compounds and water treating compounds Manufactures
paints varnishes lacquers enamels or allied products
and paint removers
Has 10000 account(s) Terms are Net 30 days Sells to
industrial concerns Territory United States Mexico
Brazil and Canada
Nonseasonal
Employees 340 which includes officer(s) and 2 part-time 90 employed
here
Facilities Rents 37000 sq ft ina one story brick building
Location Suburban business section on well traveled street
Branche~ This business has multiple branches detailed branchdivision information is available in
Dun amp Bradstreets linkage or family tree products
Subsidiaries This business has 2 subsidiaries listed below
The extent of ownership where known is shown in
parenthesis following company name
Oakite Canada Limited Bramalea Ontario Canada (100)
Manufactures chemical specialty products Intercompany
relations reported by management to consist of
merchandise and service transactions cleared as scheduled
Chemetall Mexicana Monteray Mexico (100) Manufactures
chemical specialty products
=================================================~===============
==============
SIC amp NAICS ===========~===============~=================================~===
==============
SIC Based on information in our file NAICS DampB has assigned this company an extended a-digit SIC DampBs use of 325612 Polish and Other a-digit SICs enables us to be more Sanitation Good specific to a companys operations Manufacturing than if we use the standard 325612 Polish and Other 4-digit code Sanitation Good
middot 28420000 Polishes and sanitation Miscellaneous
goods and 28420400 Sanitation Manufacturing
preparations Miscellaneous
disinfectants and and
deodorants Manufacturing 28999931 Metal treating compounds Miscellaneous 28999942 Rust resistirtg compounds and
28999948 Water treat~ng compounds Manufacturing 28510000middot Paints and allied Coating
products middot28510401 Paint removers Coating
325998
325998
325998
325510
325510
Manufacturing All Other
Chemical Product
preparation
All Other
Chemical PrOduct
Preparation
All Other
Chemical Product
Preparation
Paint and
Manufacturing Paint and
Manufacturing
================================================================= ==============
DampB PAYDEX ================================================================= ==============
The DampB PAYDEX is a unique dollar weighted indicator of payment performance based on up to 157 payment experiences as reported to DampB by trade references
3-Month DampB PAYDEX 75 I 12-Month DampB PAYDEX 74 I
When weighted by dollar amount I When weighted by dollar amount payments to suppliers average average 9 days beyond terms
Based on trade collected over collected over last months
8 days I payments to suppliers
last 3
I beyond terms II Based on trade
I 12 months
================================================================= ==============
PAYMENT SUMMARY ================================================================= ==============
The Payment Summary section reflects payment information in DampBs file as of the date of this report
Below is an overview of the companys dollar-weighted payments segmented by its suppliers primary industries
Mfg electric test prd 1 35000 35000 100
OTHER INDUSTRIES 101 283550 20000 73 22 4 - 1
Other payment categories Cash experiences 7 750 250 Payment record unknown 0 Omiddot 0 Unfavorable commeJlts 1 1000 1000
Placed for collections With DampB 1 7500 Other 0 NA
===== ============== ========== Total in DampBs file 157 3017350 900000
The highest Now Owes on file is $750000
The highest Past Due on file is $10000
Dun amp Bradstreet has 157 payment experiences in its file for this company For your convenience we have displayed 80 representative experiences in the PAYMENTS section
====~============================================================
==============
PAYMENT DETAILS ================================================================= ==============
Detailed payment history
Date Paying High Now Past Selling Last Salemiddot Reported Record Credit Owes Due Terms Within
(rhmyy) ($) ($) ($) (months)
0709 Ppt 50 0 1 mo
Ppt 2500 0 1 mo
Ppt 200 i OOO 100000 2500 N60 1 mo
Ppt 200000 100000 0
----------------
0508 Ppt-Slow 30 20000 10000 deg N30 1 rno 0707 (08 0) 7500
Placed for collection
Accounts are sometimes placed for collection everi though the existence or amount of the debt is disputed
Payment experiences reflect how bills are met in relation to the terms granted In some instances payment beyond terms can be the result of disputesmiddot over merchandise skipped invoices etc
Each experience shown is from a separate supplier Updated trade experiences replace those previously reported
================================================================= ==============
FNANCE ================================================================= ==============
04172009
Three-year statement comparative
Fiscal Fiscal Fiscal
Dec 31 2005 Dec 31 2006 Dec 31 2008
Current Assets 53345000 33854000 34348000 Current Liabs 16314000 11173000 18594000 Current Ratio 327 303 1 85 Working Capital 37031000 22681000 15754000 Other Assets 9824000 15582000 124757000 Net Worth 38515000 28063000
1304000 Sales 79763000 86130000 130723000 Long Term Liab 8340000 10200000 139207000 Net Profit (Loss) 1105000 8689000 490000
Fiscal statement dated DEC 31 2008
Assets j Liabilities I -----------shy1
Other Curr Assets 343-480001 Other Curr Liabs 18594000
---------------1 Curr Assets 343480001 Curr Liabs 18594000
I Fixt amp Equip 110620001 Pension Reserves 7990000 Goodwill-Net 252040001 Other Liabilities 129932000 other Intangible 825380001 LT Liab-Other 1285000 Assets-Net TOTAL EQUITY 1304000 Deferred Income 2680001 Taxes I Other Assets 56850001
---------------11
Total Assets 1591050001 Total 159105000
From JAN 01 2008 to DEC 31 2008 annual sales $130723000 cost of goods soldmiddot $69475000 Gross profit $61248000 operating expenses $48302000 Operating income $i2946OOO other expenses $11971bOOi net income before taxes $975000 Federal income tax $485000 Net income $490000
Submitted MAR 31 2009 by Ronald Felber pres-ceo Prepared from books without audit
On April 17~ 2009 themiddotfinancial information was updated
================================================================= ==============
KEY BUSINESS RATIOS ================================================================= ==============
Statement date DEC 31 2008 Based on this number of establishments 28
Firm IIndustry Median I---~------------
Return of Sales 04 IReturn of Sales 11 Current Ratio middot18 ICurrent Ratio 21 Assets Sales 1217 IAssets Sales 575 Total Liability Net Worth 9999 ITotal Liability Net Worth 83 7
================================================================= ==============
PUBLIC FILINGS ================================================================= ==============
The following Public Filing data is for information purposes only and is not the official record Certified copies can only be obtained from the official source
================================================================= ==============
UCC FILINGS =~==================================================== ===========
==============
Collateral All Assets Type Original
-----------------------------------------------------------------
Sec party THROUGH ITS
ADMINISTRATIVE AGENT
Debtor Filing number Filed with DOVER DE
Date filed Latest Info Received
Collateral General
Leased Equipment
Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ
Date filed Latest Info Received
Collateral
Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ
Date filed Latest Info Received
CREDIT SUISSE FIRST BOSTON ACTING
CAYMAN ISLANDS BRANCH AS
NEW YORK NY OAKITE PRODUCTS INC 4216854 2 SECRETARY OF STATEUCC DIVISION
08022004 08262004
Accounts receivable and proceeds shy
intangibless) and proceeds shy
and proceeds Original CANON FINANCIAL SERVICES MOUNT
OAKITE PRODUCTS INC 23913509 SECRETARY OF STATEUCC DIVISION
11302006 12272006
Leased Assets - Leased Business machineryequipment Original CANON FINANCIAL SERVICES INC MT
OAKITE PRODUCTS INC 21685842 SECRETARY OF STATEUCC DIVISION
07112003 07292003
Type Continuation Sec party CREDIT SUISSE (FKA CREDIT SUISSEmiddot FIRST
BOSTON) ACTING THROUGH ITS CAYMAN ISLA NEW
YORK NY Debtor CHEMETALL CORPORATION Filing number 2009 0642311 Filed with SECRETARY OF STATEUCC DIVISION DOVER DE
Date filed 02272009 Latest Info Receiv~d 05122009 Original UCC filed date 08022004 Original filing no 4216861 7
The public record items contained in this report may have been paid termirtated vacated or released prior to the date this report was printe~
=======~===============================================~======== ==============
GOVERNMENT ACTIVITY =====================================================~ ===========
==============
Activity summary Borrower (DirGuar) NO Administrative debt YES Contractor YES Grantee NO Party excluded from federal program(s) NO
Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8 (A) firm NA
The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other- sources
----7-------shyCopyright 2009 Dun amp Bradstreet - Provided under
contract I
for the exclusive use of subsCriber 264750059L
FULL DISPLAY COMPLETE
~ 396484BIRHQ2156 3427456432lng emailhIm
dmiddotmiddotmiddotmiddotmiddotto Chemetall
~
ICompany Overview
Chemetall is a global company committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry eg lithium and cesium compounds
Chemetalls businesses historically emerged from the combination of expertise in chemistry and metallurgy which is still mirrored in the companys name Chemetall mainly sells customised packages of products and services ranging from consultation via development through to the operation of entire plants at the customers site - for instance car body pre-treatment in the automotive industry
The companys product portfolio is based on continuous research and development of leading edge technologies High perfOrming products combined with Chemetalls dedication to providing the best technical service and support to its customers have over the decades established excellent market positions in its fields of activity
Chemetall GmbH is headquartered in Frankfurt am Main It is the centre of a worldwide network of some 40 subsidiaries in Europe North and South America Asia Australia and Africa Most of these companies operate their own production sites and many also have their own development laboratories A largely decentralised organisation ensures that each local company can respond quickly and flexibly to the customers needs in its markets whilst at the same time being able to draw on the specialist resources within the Group In this way Chemetall combines the strength of a global supplier with the flexibility and customer focus of a medium-size company
Since August 1st 2004 Chemetall has been part of middotRockwood Holdings Inc
~II ~II
httpwwwchemetaIIcomindexjspjsessionid=D1E2B97C5F308BBEFA7790E98D334D 8112009
202009
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I News
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2009
May 272009 Significant savings achieved with the change from zinc-phosphating pretreatment to Oxsllanreg technology Opel Replaces its Metal Pretreatment System Adam Opel GmbH in Kaiserslautem Germany is an important more
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April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more
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April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more
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February OS 2009 Chemetall Aerospace Technologies has successfully integrated the NOT business of Ely Chemical Company Ltd We are proud to inform our customers around the world that Chemetall has effectively transferred and more
~h~~gPASq~~~~JJetoChemetall~ aiiiiilry f 2009 tile neW legal entity name for ChemetallmiddotOakite will be
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January 20 2009 Chemetall Oakite changed its name to Chemetall
Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc more
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2008
August 01 2008 Chemetall acquires Nalco Finishing Technologies Rockwood Holdings Inc Chemetall-Group has acquired Nalcos Finishing Technologies (FT) businessnull more
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July 31 2008 Chemetall announces global price increases Chemetall is currently increasing prices within a range of 5 to 20 percent or implementing and adjusting more
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httpwwwchemetallcomindexjspcontent=newsjspnewsDat=pressreleases_sortbyyear 81112009
2007
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April 01 2008 Chemetall acquires NOT Business of Ely Chemical Company Ltd Chemetall GmbH FrankfurtM via its UK subsidiary has acquired the NOT business of the UK basednull more
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March 29 2007 Chemetall Signs Distribution Agreement with Advanced Chemistry amp Technology Inc Chemetall Aerospace Technologies announced that it has signed an exclusive sales and distribution agreement more
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February 212007 Chemetall Acquires the Chemical Division Business of Wirral Fospray Chemetall PLC has announced the acquisition of the chemical division business from Wirral Fospray Limited more
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January 22 2007 Rockwood Appoints M~nlka Engel-Bader President ofChemetal Rockwood Holdings Inc (NYSEROC) has announced that Dr Monika EngelshyBader has been appointed tonull more=
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httpwwwchemetallcomindexispcontent=newsi SpnewsDat=pressreleases sortbyyear 8112009
kindof activity Production fields of activity Lithium
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~ Chemetall US Inc
Country United States Streetaddress 13177 Huron River Drive ZIP MI 48174 City Romulus Phone +1-734-941 3800 Fax +1-734-941-5524 kind of activity Productionmiddot fields of activity Surface Treatment MapMgQ
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IIsectsectsect Chemetall US Inc
Country United States Streetaddress 16961 Knott Ave ZIP CA 90638 City La Mirada Phone +1800-331-1197 Fax +1 714a70-6480 kind of activity Sales Production fields of activity Surface Treatment Map Mm
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~ Chemetall US Inc
Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-464-6900 Fax +1908-464-5571 kind of activity Headoffice $ales Production fields of activity Surface Treatment Direct Contact Email oakiteproductschemetaILcom Map Map
~I ~II
httpwwwchemetallcomindexjspcontent=contact choice1jspid=United Statesampconti 81112009
Chemetall~~-V
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Chemetall Foote Corp
Country United States Streetaddress 348 Holiday Inn prive ZIP NC 28086 City Kings Mountain Phone +1-704-739 2501 Fax +1-704-734 0208 kind of activity Headoffice Sales Production fields of actvity Lithium Direct Contact Email footelithiumchemetallcom Map Map
~ II
~ Chemetall Foote Corp
Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-665-9466 Fax +1-908-665-8543 kind of activity Headoffice Sales fields of activity Special metals MapM~
~II ~11
~ Chemetall Foote Corp
Country United States Streetaddress 856 Foote Lane
ZIP TN 37134 City New Johnsonville Phone +1-931-535 3401 Fax +1-931-535 3404 kind of activity Production fields of activity Lithium Map Map
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~ Chemetall Foote Corp
Country United States Streetaddress Hwy 265 ZIP NV 89047 City Silver Peak Phone +1-775-937-2222 Fax +1-775-937-2250
httpwwwchemetallcomindexj spcontent=contact_choice 1jspid=UnitedStatesampconti 8112009
~aa -rlte_middot~ bull Chemetall
II~metaIIOakl~ changeditsnClme tOlhemetall
Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc doing business as Chemetall The same applies to the Canadian subsidiary whose official name will be Chemetall Canada Limited
middotCustomers around the world link Chemetall with quality innovation and extraordinary technical services says Joris Merckx President Surface Treatment at Chemetall middotOne consistent name of our all our subsidiaries will strengthen our corporate brand and with it our image he commented
No changes Will be made to the Mexican and Brazilian entities as these countries already operate their business under the name of Chemetall
About Chemeta
Chemetall a company of Rockwood Holdings Inc (NYSE ROC) is one of the leading global companies committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry including lithium and cesium compounds
Contact Sandra Zirm Phone +496971653605 Mall sandrazirmchemetallcom
~I ~II
4
Avenue facility in Edison New Jersey3 Mr Kraft is expected to testify as to his review of the
Complaint after it had been initially drafted His expected testimony will also encompass the
preparation ofthe Complaint with regard to its consistency with and adherence to the applicable
TSCA statutory and regulatory provisions the bases for the substantive allegations the
determination of the penalty amounts sought (including EPAs use of and reliance upon the
applicable TSCA penalty policy) and the appropriateness of the proposed civil penalty relative to
the facts and circumstances underlying this proceeding Mr Krafts expected testimony should
further cover a host of TSCA Section 8 IUR regulatory issues how penalties are generally
calculated the Regions use and reliance upon the penalty policy the importance of timely IUR
filing reporting and the consequences of a regulated entitys failure to do so the Agencys use of
data reported pursuant to TSCA Section 8 IUR provisions and the overall importance of TSCA
Section 8 (including regulatory provisions) and its objectives to EPA with regard to IUR
requirements Mr Kraft is also expected to discuss and explain the significance of various
exhibits Complainant intends to offer
To the extent not prohibited by the rules of procedure of this proceeding 40 CFR Part
22 EPA reserves the right to call or not to call any of the aforementioned potential witnesses
The listing of the expected scope of the testimony of each witness is not intended to limit EPAs
right to modify or otherwise expand upon the scope and extent of the testimony of each such
witness where appropriate (such as in response to evidence Respondent might present or
testimony its witnesses might proffer) EPA might list additional witnesses in any rebuttal
prehearing exchange(s) the Agency might file
Mr Kraft has been temporarily assigned to be the Acting Chief of this branch
5
III Complainants Exhibits
EPA anticipates offering into evidence the following documents and records copies of
which are annexed hereto (unless otherwise specifically noted below) these materials will be
identified as Complainants Exhibit with each exhibit numbered with the following Arabic
numerals
1 The Enforcement Response Policy for Reporting and Recordkeeping Rules and
Requirements for TSCA Sections 812 and 13 produced by EPAs Toxics and Pesticides
Enforcement Division of the Office of Regulatory Enforcement within the Office of Enforcement
and Compliance Assurance (revised March 31 1999 effective June 1 1999) (hereinafter the
TSCA Section 8 penalty policy) This document was referenced in the Complaint (pages 8-9)
and is publicly available at httpcfpubepagovcomplianceresourcespoliciescivilltsca4
2 June 5 2006 memorandum Penalty Policy Supplements Pursuant to the 2004 Civil
Monetary Penalty Inflation Adjustment Rule from Stephanie Brown the Acting Director of the
Toxics and Pesticides Enforcement Division of the Office of Civil Enforcement to Regional
Counsels and Regional TSCA FIFRA and EPCRA Division Directors (including Appendix A
Appendix B and p~ge 8-A the pages pertinent in whole or in part to the TSCA Section 8
penalty policy)
In order to save the paper required to make multiple copies of the TSCA Section 8 penalty policy copies of it will not be physically included as part of this initial prehearing exchange This document will be provided if so ordered by the Court andor if Respondent requests a copy To the extent not previously done or as otherwise ordered by this Court at the time of hearing Complainant will provide copies of this document As this document is publicly available on the Internet it is readily accessible Further pursuant to 40 CFR sect 2227(b) this Court is required to consider any civil penalty guidelines issued under [TSCA] The TSCA Section 8 penalty policy constitutes a civil penalty guideline[] issued under [TSCA]
6
3 TSCA Section 5 and 8 Inspection report from Chester Norman and Leonard
Pappalardo to Daniel J Kraft with Notice ofInspection
4 The IUR form (Form U) submitted on September 242008 together with
accompanying correspondence Because such documentation contains Confidential Business
Information it will not be included as part of this Initial Prehearing Exchange the exhibit here
will bear the notation CBI Deleteds
5 United States National Library of Medicine ChemIDplus Advanced with regard to the
three chemical substances Respondent is alleged to have manufactured at its La Mirada
California facility (each followed by its Chemical Abstracts Service Registry Number [CAS
Number 40 CFR sect 7043])
Zinc dihydrogen phosphate (13598-37-3)
Phosphoric acid monoethanolamine salt (29868-05-1) and
Sodium dihydrogen phosphate (7558-80-7)
6 United States National Library of Medicine ChemIDplus Advanced with regard to the
16 chemical substances Respondent is alleged to have manufactured at its Romulus Michigan
facility (each followed by its CAS Number)
This documentation will be provided to the Court in accordance with applicable CBI regulations and protocol prior to the start of the hearing or as otherwise directed by this tribunal At the moment it is not being provided in order to minimize the number of documents containing CBI information in circulation Respondent having prepared the document obviously is aware of this document and what it contains
Complainant wishes to draw this Courts attention to paragraph 31 of the Answer which states in part that filings were subsequently made on a voluntary basis on or about September 242008 Furthermore with regard to the identity of the chemical substances Complainant directs this Court to paragraphs 25 39 and 40 (listing the chemical substances manufactured imported at both facilities)Respondent has admitted the allegations in these three paragraphs
7
Sodium dihydrogen phosphate (7558-80-7)
Zinc nitrate (7779-88-6)
Manganese dihydrogen phosphate (18718-07-5)
Zinc dihydrogen phosphate (13598-37-3)
Manganese nitrate (10377-66-9)
Potassium oleate (also known as potassium cis-9-octadecenoic acid 143-1middot8-0)
Phosphonic acid PPP - [nitrilotris (methylene)] tris sodium salt (also known as sodium aminotris (methylenephosphonate) 20592-85-2)
Sodium silicate (1344-09-8)
Potassium tetraborate (also known as boric acid dipotassium salt 1332-77-0)
Potassium tallate (61790-44-1)
Triethanolamine borate (also known as boric acid compd with 222-nitrilotris (ethanol) 68413-80-9)
Dipotassium octenyl succinate (also known as butanedioic acid 2(octen-l-yl)- potassium salt (1 2) 58641-28-4)
Ethanol (64-17-5)
Chromium phosphate (also known as chromic phosphate 7789-04-0)
Ammonium dihydrogen phosphate (also known as monoammonium phosphate 7722-76-1) and
3-aminopropyl silanetriol (also known as silanetriol 1-(3-aminopropyl)- 58160shy99-9)
7 United States National Library of Medicine ChemlDplus Advanced with regard to the
one chemical substance sodium hydrogen phosphate (also known as disodium phosphate CAS
Number 7558-79-4) Respondent is alleged to have imported at its Romulus Michigan facility
8 Information from the EPA website on Respondent and its operations
9 Dun amp Bradstreet report for Chemetall Oakite Inc [sic] printed August 132009
8
10 Dun amp Bradstreet report for Chemetall US Inc printed August 11 2009
11 Information retrieved August 11 2009 from wwwchemetallcom
Complainant may request this Court to take judicial notice of appropriate matters in
accordance with 40 CFR sect 2222(t)
IV Hearing Arrangements
Complainant requests that a hearing in the matter be in New York City (New York
County) the location of the main office of EPA Region 2 Complainant anticipates being able to
present her case-in-chief in probably two days three at the most
V Proposed Penalty Amount Determination
An explanation as to EPAs derivation of the penalty assessment proposed and the
reasoning behind it is set forth on pages 8 and 9 of the Complaint As noted there this penalty
has been developed in accordance with Section 16(a) ofTSCA 15 USC sect 2615(a) with
specific reference made to and guidance provided by the TSCA Section 8 penalty policy which
has been listed as part of Complainants exhibits
On page 5 of this document it explains that the TSCA Civil Penalty policy published on
September 10 1980 in the Federal Register establishes a systems for determining penalties in
administrative actions brought pursuant to TSCA sect 16 Further
EPA believes that the system is a r~asonable interpretation of the statutory penalty factors in TSCA section 16 Under that system penalties are determined in two stages (1) determination of a gravity based penalty (GBP) and (2) adjustments to the gravity based penalty
To determine the gravity based penalty TSCA sect 16(a)(2)(B) requires the Agency to take into account the statutory factors of Nature Circumstances Extent and Gravity
9
The TSCA Section 8 penalty policy then adumbrates how each of those factors is taken
into account These factors are used in a matrix (a grid) to arrive at an appropriate GBP At that
point [0]nce the gravity based penalty has been determined upward or downward adjustments
to the penalty amount are made by taking into account the following factors with respect to the
violator the degree of culpability whether there is a history of prior such violations a
respondents ability to pay its ability to continue in business and such other factors as justice
may require be considered Page 6 (unless otherwise noted subsequent page references are to the
TSCA Section 8 penalty policy) It is the gravity based penalty that is a function of the nature
circumstances and extent of each violation Page 7
Any failure timely to report for the TSCA Inventory Update is classified as hazardrisk
assessment in nature Page 9 The classification of circumstance level can be from 1 to 6 these
levels make-up the vertical axis on the grid As noted on page 1 a failure to timely report for the
TSCA Inventory Upgrade is classified as a Levell violation and it is assessed as a one-day
violation ie penalties are not assessed on a day-by-day basis The extent level represents the
second step in determining the gravity based penalty The levels are Major Significant and
Minor As noted on page 12 an IUR failure is classified as Significant extent level
Using these classifications the gravity based penalty is derived In the TSCA Section 8
penalty policy (the edition issued in 1999) the amount listed for these parameters is $18700 In
accordance with the June 5 2006 memorandum (Complainants Exhibit 2 page 8-A) this
number has been increased to $21922 This increased amount has been in effect subsequent to
March 152004 Therefore for an IUR violation occurring after March 152004 but before
January 122009 the penalty amount that corresponds to a Circumstance Levelland a
Significant Extent Level is $21922 This represents the gravity based penalty for each of the 20
chemicals Respondent failed timely to report
With regard to adjustments to the gravity based penalty as discussed on pages 15-17
these are considered after issuance of the Complaint normally as part of the settlement
10
negotiation process This is noted on page 9 of the Complaint wherein it states that the penalty
amount listed represents the facts and circumstances known to Complainant up to the time of the
issuance of the Complaint
VI Paperwork Reduction Act
The Paperwork Reduction Act of 1980 as amended 44 USC sect 3501 et seq (the
PRA) does not bar EPAs prosecution of this action or its attempt to obtain a penalty for
violations arising from Respondents alleged failure to report during the period of August 25
2006 through March 23 2007
Respondent is alleged to have violated 40 CFR sect 71053 (paragraphs 32 and 48 of the
Complaint) Thjs provision is part of Subpart C of Part 710 Inventory Update Reporting for
2006 and Beyond The OMB (Office of Management and Budget) Control Number for the 40
CFR Part 710 Subpart C regulations is 2070-0162 40 CFR Part 9 The relevant ICR
number was 188403 OMB approval for this ICR number was secured on May 3 2006 with an
expiration date of May 31 2009 71 Fed Reg 34932 (June 162006) [FRL-8184-3] The
Federal Register of September 52008 referring to OMB Control No 2070-0162 announce[d]
that EPA is planning to submit a request to renew an existing approved Information Collection
Request (ICR) to the Office of Management and Budget (OMB) 73 Fed Reg 51805 [FRLshy
8370-3] The announcement that this ICR now bearing number 188404 was submitted to the
OMB was published on May 12 2009 74 Fed Reg 22163 [FRL 8903-4] This ICR was
approved on September 172009 and it will expire on September 302012
Display of the relevant OMB number has been frequent and consistent See eg 40
CFR Part 9 (July 12006 edition)
Because there had been no lapse in approval at the time the alleged violations arose the
PRA is not a bar to EPAs attempt to prosecute this action and to obtain a penalty for such
violations
11
Dated May 26 2010 New York New York
Le~ A Spielmann Assistant Regional C6unsel Waste and Toxic Substances Branch Environmental Protection Agency Region 2 290 Broadway 16th floor New York New York 10007-1866 212-637-3222 fax 212-637-3199
TO
Regional Hearing Clerk US Environmental Protection Agency Region 2
Honorable Barbara A Gunning Presiding Officer
Benne C Hutson Esq McGuire Woods LLP Counsel for Respondent
In re Oakite Products Inc et al Docket No TSCA-02-2009-9148
CERTIFICATE OF SERVICE
I certify that I have this day caused to be sent the foregoing COMPLAINANTS INITIAL PREHEARING EXCHANGE dated May 26 2010 in the following manner to the respective addressees listed below
Original and One Copy By Inter-Office Mail
Office of Regional Hearing Clerk US Environmental Protection Agency - Region 2 290 Broadway 16th floor New York New York 10007-1866
Copy by UPS Overnight Mail
Honorable Barbara A Gunning Administrative Law Judge US Environmental Protection Agency Franklin Court Building 1099 14th Street NW Suite 350 Washington DC 20460
Copy by UPS Overnight Mail
Benne C Hutson Esq McGuire Woods LLP 201 North Tryon Street PO Box 31247 (28231) Charlotte North Carolina 28202
Dated May 26 2010 New York New York
THE ENFORCEMENT RESPONSE POLICY FOR REPORTING AND RECORD-KEEPING RULES AND REQUIREMENTS FOR TSCA SECTIONS 8 12 AND 13 produced by EPAs Toxics and Pesticides Enforcement Division of the Office of Regulatory Enforcement within the Office of Enforcement and Compliance Assurance (revised March 31 1999 effective June 1 1999) available at httpcfpubepagovcomplianceresourcespoliciesciviltscal
tEO sr 1 p
gt ft t UNITED STATES ENVIRONMENTAL PROTECTION AGENCY S~~11 o Cl WASHINGTON DC 20460 ~ ltl
~ l of( AOt~c
OFFICE OF ENFORCEMENT AND
COMPLIANCE ASSURANCE
JUN - 5 2006
MEMORANDUM
SUBJECT Penalty Policy Supplements Pursuant to the 2004 Civil Monetary Penalty Inflation Adjustment Rule
FROM Stephanie P Brown Acting Director AIPdJ~YJmiddot~ Toxics and Pesticides Enforcement Di~~i~middot -- --- Office of Civil Enforcement
TO Regional Counsels Regional TSCA FIFRA and EPCRA Division Directors
This memorandum modifies each enforcement responsepenalty policy (Penalty Policy) within the purview ofthe Toxics and Pesticides Enforcement Division (TPED) to adjust for the Civil Monetary Penalty Inflation Adjustment Rule published in the Federal Register 011 February 132004 (69 Fed Reg 7121) and codified at 40 CFR Parts 19 and 27 (Final Rule) The matrices herein supercede and void any interim matrices for the 2004 rule issued or used by TPED or a Regional Office In accordance with the Final Rule all violations occurring on or after March 152004 are subject to statutory penalties adjusted for inflation A complete list of each Penalty Policy subject to this memorandum is provided at Attachment A Appendix B provides instructions for amending each Penalty Policy as well as updated matrices for inseliion into each policy
The adjustments here follow the implementation policy established in the attached September 212004 memorandum signed by Thomas V Skinner That memorandum provides for adjusting each cell in a penalty matrix by multiplying the existing gravity-based penalty component by 11723 We are aware that this approach results in penalty amounts (within matrix celIs) that are not roimded-off as compared to previous iterations This is the outcome required by proper application of the Final Rule The September 212004 memorandum also provides for rounding the aggregate penalty in a particular case to the nearest $100 unit after calculating and summing the gravity-based penalties for each count in the case
Intemet Address (URL) bull hltpllwwwepagov ReCycledRecyclable Prin18d with Vegetable Oil Baaed Inks on Recycled Paper (Minimum 5Olo Postconsumer content)
Violations occurring before March 152004 and after January 30 1997 remain subject to penalties adjusted for inflation as specified in TPEDs April 18 1997 memorandum entitled Penalty Policy Suwlements Pursuant to the Civil Penalty Inflation Adjustment Rule Copies of this memorandum are available upon request
Please contact Brian Dyer at (202) 564-4166 (dyerbrianepagov) if you have any questions concerning these penalty adjustments
Attaclunents
cc Rosemarie Kelley US EPA OECAOCE David Abdalla us EPA OECAOCE Susan OKeefe US EPA OECAOCE John Neylan US EPA OECAOC Tom Ripp US EPA OECAOC Priscilla Flattery US EPA OPPTSOPPT Ben Smith US EPA OEIOIAA
Craig Matthiessen US EPA OSWERJOEM Daniel Helfgott US EPA OPPTSOPP Deborah Brown US EPA Region 1 Nancy Bannakian US EPA Region 1 Ken Stoller US EPA Region 2 Adrian Enache US EPA Region 2 Daniel Kraft US EPA Region 2 John Higgins US EPA Region 2 Ken Eng US EPA Region 2 Harry Daw US EPA Region 3 Aquanetta Dickens US EPA Region 3 Mikal Shabazz US EPA Region 3 Jeaneanne Gettle US EPA Region 4 Anthony Toney US EPA Region 4 Joanne Benante US EPA Region 4 Caron Falconer US EPA Region 4 Anthony Restaino US EPA Region 5 MarkHorwitz US EPA Region 5 Bob Goodfellow US EPA Region 6 Maria Martinez US EPA Region 6 Steve Vargo US EPA Region 6 Jamie Green US EPA Region 7 Mark A Smith US EPA Region 7 Elisabeth Evans US EPA Region 8 Pam Cooper US EPA Region 9 Paula Bisson US EPA Region 9 Scott Downey US EPA Region 10
TPED Pen Adj Memo wAttachments - Page 2 of J9
ATTACHMENT A
FEDERAL INSECTICIDE FUNGICIDE AND RODENTICIDE ACT
FIFRA Worker Protection Standard Penalty Policy - Interim Final- (0901197)
Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act --Good Laboratory Practice (GLP) Regulations - (093091)
Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act (FIFRA) - (070290)
FIFRA Section 7(c) Enforcement Response Policy - (021086)
TOXIC SUBSTANCES CONTROL ACT
Section 1018 - Disclosure Rule Enforcement Response Policy - (020100)
Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8 12 AND 13shy(033199)
Polychlorinated Biphenyls Penalty Policy - (022698)
Enforcement Response Policy for TSCA Section 4 Test Rules - (052886)
Amendment to the TSCA Section 5 Enforcement Response Policy - (060889)
Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Polic~ - (013189)
Interim Final Enforcement Response Policy Asbestos Abatement Projects Worker Protection Final Rule - (111489)
Final TSCA GLP Enforcement Response Policy - (040985)
EMERGENCY PLANNING AND COMMUNITY RIGHT-TO-KNOW ACT
Enforcement Response Policy for Section 313 of the Emergency Planning Community Right-ToshyKnow Act (1989) and Section 6607 of the Pollution Prevention Act (1990) Amended shy(041201)
Enforcement Response Policy for Sections 30~ 311 and 312 of the Emergency Planning and Community Right-to-Know Act (1989) and Section 103 of the Comprehensive Environmental Response Compensation and Liability Act -(093099)
TPED Pen Adj Memo wAttachments - Page 3 of 19
ATTACHMENT B
FlFRA
Insert table (p 4-A) behind page 4 FIFRA Worker Protection Standard PenaltY Policy - Interim Final (090 97)
No insert Rodenticide Act - Good Laboratory Practice (GLP) Regulations (093091) Enforcement Response Policy for the Federal Insecticide Fungicide and
When proposing penalty amounts under the Enforcement Response Policy for GLP Regulations dated September 30 1991 actual dollar amounts are determined by using the ERP for FIFRA (070290) See directions below for F1FRA ERP
Insert after page 19-A in the policy and page CshyRodenticide Act (070290) Enforcement Response Policy for the Federal Insecticide Fungicide and
I in the appendix
No insert While the FIFRA ERP (1990) does not supersede the Section 7(c) ERP (1986) the matrix setting forth the penalties in the ERP for FIFRA (070290) should be used instead of the matrix in the 1986 policy
FIFRA Section 7(c)Enforcement Response Policy (021086)
TSCA
Insert matrix (Appendix B-4-A) behind Appendix B-4
Section 1018 - Disclosure Rule Enforcement Response Policy (020 I00)
Insert matrix (p7-B) behind page 7-A 12 AND 13 (033199) Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8
Polychlorinated Biphenyls Penalty Policy (040990) Insert matrix (p9-B) behind page 9-A
Enforcement Response Policy for TSCA Section 4 Test Rules (052886) Insert matrix (p2-B) behind page 2-A
Amendment to the TSCA Section 5 Enforcement Response Policy (060889) Insert matrix (p16-B) behind page 16-A
Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Insert matrix (pII-B) behind page II-A Policy (0 131 89) Insert matrix (p17-B) behind page 17-A
Interim Final Enforcement Response Policy - Asbestos Abatement Projects Insert matrix (p 6-B) behind page 6-A Worker Protection Final Rule (111489)
Final TSCA GLP Enforcement Response Policy (040985) Insert matrix (pA-B) behind page 4-A
EPCRA
Enforcement Response Policy for Section 313 of the Emergency Planning and I Insert matrix (pi I-B) behind page II-A Community Right-To-Know Act (1989) and Section 6607 ofthe Pollution Prevention Act (1990) Amended (04120 I )
Final Enforcement Response Policy for Sections 304 311312 of EPCRA and I Insert matrix (pp 20C amp 200) behind page 20B Section 103 ofCERCLA (093099)
TPED Pen Adj Memo wAttachments - Page 4 of 19
Page8-A
Gravity based penaltY matrix to supplement Recordkeeping and Reporting Rules and Requirements for TSCA Sections 8 12 and 13 for violations that occur on or after March 15 2004 Insert behind ~e 8
TSCA sectsect 8 12 amp 13 GRAVITY BASED PENALTY MATRIX
EXTENT CIRCUMSTANCES
A B C Major Significant Minor
LEVELS 1 $32500 $21922 $6448
High Range 2 $25791 $16764 $3869
3 $19343 $12895 $1934 Mid Range
4 $12895 $7737 $1290
5 $6448 $3869 $645 Low Range
6 $2579 $1676 $258
Note After calculating the gravity-based penalty for each count the total applicable gravity-based penalty for all counts in a particular casematter should be rounded to the nearest unit of $100 as required by the memorandum from Thomas Skinner dated September 212004 implementing the Civil Monetary Penalty Adjustment Rule as published in the Federal Register on February 132004 (69 FR 7121)
TPED Pen Adj Memo wAnachments - Page 9 of 19
UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
TSCA Section 5 and 8 Inspection Chemetall Oakite Inc 675 Central Avenue New Providence NJ 07974
From Chester Norman Chemist Leonard Pappalardo Chemist Toxics Section Toxics Section
To Daniel 1 Kraft Chief Toxics Section
On May 14 2008 a TSCA Section 5 and 8 inspection was conducted at Chemetall Oakite Inc at the address listed above This inspection was conducted as part of the regional neutral inspection scheme We scheduled the meeting in advance with Mr Michael Chang Manager Health and Environmental Department Upon arriving at Chemetall Oakite Inc official credentials were presented to Mr Michael Chang Julia C Murray Vice President Technical Marketing and Ron Ascenzo Director Technical Marketing Notices ofInspection (Attachment 1) and Confidentiality (Attachment 2) were issued and explained to Ms Murray Ms Murray signed the notices
Chemetall Oakite is an importer of chemicals They import metal cleaners and surface treatment chemicals They have approximately 110 employees in New Providence New Jersey Chemetall has been at this site since 2006 prior to that they were located in Berkley Heights New Jersey Chemetall Oakite Inc is also known as Chemetall Chemical Products and Chemetall Americas Chemetall Americas is owned by Rockwood Holding Company who is owned by Chemetall BMGH in Germany Their Standard Industrial Codes (SIC) is 5169 The companys fiscal year is the calendar year Ms Murray said Chemetall Oakite Incs corporate sales were approximately $100000000 Chemetall Oakites facility in New Providence New Jersey is the corporate headquarters sales export and import offices and their research and development laboratories for the United States Chemetall Oakite Inc has manufacturing facilities in La Mirada CA and Romulus MI
We asked if they filed an Inventory Update Report for the 2006 reporting period They didnt know We asked if they filed a preliminary assessment inventory report for any of the chemicals the company manufactures or imports and they responded they didnt know We asked if they filed any PMNs recently they responded with a 10 year old low volume exemption and an older PMN We asked if they filed any significant new use report they responded no We asked if they had a
TSCA Section 8c file They also responded no
We issued Receipts for Samples and Documents and Confidential Business Information Nothing was declared Confidential
Attachments 1 Notice ofInspection 2 Notice of Confidentiality 3 Receipt for Samples and Documents 4 Declaration of Confidential Business Information
I bull US ENVIRONMENTAL PIlOTECTlON ~- WASHINGTON DC 204Ci0
TOXIC 5UBSTAlCES CONTllOL ACI EPA-----_- _--__--------------------- shyTOXICS SECfION - NOTICE OF INSPECflON
1_ INVESTIGATION IDENT1FICAnON 3 F~Z~ ~~7jJi--- Chemetall Oaki 42008
S FACllrryS ADDRESS
~PA Region 2 MS-I05 iPECTORS ADDRESS
675 Central Ave Woodbridge Avenue New Providence New Jersey 07974-1560
on NJ08837-5602
REASON FOR INSPECTION
Under the authority of Section II of the Toxics Substances Control Act
b For the purposes of inspecting (Including taking samples photographs statements and other inspection activities) an establisbment facility or other premises in which chemical substances or mixtures or articles containing same are manufactured processed or stored or held before or after their distribution in commerce ( including records files papers processes controls and facilities) and any conveyance being used to transport chemical substances mixtures or articles containing same in connection with their distribution in commerce (including records files papers processes controls and facilities) bearing on whether the requirements of the Act applicable to the chemical substances mixtures or articles within or ass()Ciated with such premises or conveyance have been complied with
In In addition this inspection extends to (Check appropriate blocks)
Jq- A Financial data o D Personnel data I
LV B Sales data o E Research data
13 C Pricin ~ data The natureland extent of the inspection of such data specified in A through E above is as follows
~rtification
lcknowledge that the statements I have made on this fonnand all attachments thereto are true accurate and complete I acknowledge that y knowingly false or misleading statement may be punishable by fine or imprisonment or both under applicable law
PREVIOUS VERSIONS ARE OBSOLETE
ME
rnE Chemist
DATE SIGNED
~r TI11E -shy~J ~ea~~ (1 4~
A FORM 77ltWmiddot3A FOR 1018 (REVISED JAN 2002)
IUR FORM (Form U) submitted September 24 2008
CBIDELETED
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0- 0shy
-P 0 0shy
Zn2+ 0shyNAME Phosphoric acid zinc salt (21) 1RN 13598-37-3
l) - P -o-Il o
MW 25533
Enlarge Structure
SHrch Infomudion
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OH I
HO-P-OH
1 o
NAME Ethanol 2-amino- phosphate (1 ) RN 29868-05-1 r
OH
MW 159077
Enlarge Structure
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o II
HO- P-O- Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH
MW 119976
=nlarge Structure
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o II
HO - P shy 0shy Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH
MW 119976
Enlarge Stru_cture
BaBic lurcbFor more information about this substance NavfgationInformation
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VJJJU1LlpJU) L1UVUJJ U 1 a~~ J VJ k
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NAME Zinc nitrate RN 7779-88-6
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0shyI
N+i o 0shy
Zn2+ 0shy
I N+ 0shy0
MW 189398
InJil~~tJ(tlJr~
ell Navigiltlon
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EPA Envirofacts
EPA SRS NIOSH ICSC
NJ-HSFS
SRC DATALOG
Superlist Locator DOT
MA
PA
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Il Domestic Sub List of Canada
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Il Env Mutagen Info Center
Il Hazardous Substances Data Bank
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Il Pennsylvania Right-to-know Sub
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ampampampampamp ampu I IU Y fo4IampU ~ L U~ La o
IRQ rn CERCLA Reportable Quantities I
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0 0
pl
o 0
Mn2 lt
NAME Phosphoric acid manganese(2+) salt (21) RN 18718-07-5
0 I
o-p -o-Il o
MW 244878
Enlarge Structure
amplie s-rchFor more information about this substance InformatiOn NfMgation
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0- 0_
po 0_
Zn2+ 0shyNAME Phosphoric acid zinc salt (21) lRN 13598-37-3 -0 - P -o-Il o
MW 25533
Enlarge Structure
B_1e searchFor more information about this substanceInformion NiWigatlon
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0shy
I ~N-o 0shy
Mn+ NAME Manganese nitrate 0shyRN 10377-66-9 I
N+- 0shy0
MW 178946
Enlarge Structure
hale SurchFor more information about this substance Information NllMgatlon
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TOXLINE ill NLM TOXLINE on TOXNET
TSCAINV ill EPA Chern Sub Inventory
Internet Locator CAMEO ill NOAA CAMEO Chemicals
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NAME Potassium cis-9-octadecenoic acid RN 143-18-0
o
O
(
MW 320555
Enlarge Structure
Basic SearchFor more information about this substance Information NavtcJatlon
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TOXLINE mNLM TOXLINE on TOXNET
TSCAINV mEPA Chem Sub Inventory
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PAFA mFDA Substances added to food
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OH I
HO-P=O
~ OHN~I
0) p NAME Sodium aminotris(methylenephosphonate) II OHRN 20592-85-2
0P HO shy
OH
MW 2990478
Enlarge Structure
hale I~----F-o-r-m-o-re-in-fo-r-m-a-t-io-n-a-b-o-u-t-t-hi-s-s-u-b-s-ta-n-c-e------1 N=~Information
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NAME Sodium silicate RN 1344-09-8
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0shyt
O=Si 0shy
MW 122063
Enlarge Structure
BasIe For more information about this substance
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Na+
Na+
SNrell N8Yfgetlon
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NAME Boric acid dipotassium salt RN 1332-77-0
a_Ie SNrch Information For more information about this substance Navigation
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NAME Potassium tallate No StructureRN 61790-44-1
Bale SHrchFor more information about this substanceInformation NlMgatlon
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HO OH
j ~
HO
OH
J NAME Boric acid compd with 222middotnitrilotris (ethanol) OH ~N-
HO
RN 68413middot80middot9
MW 2110202
Enlarge Structure a_Ie Search
For more information about this substance Infonnation NlWfQatlon you may select from the the links below
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f
NAME Butanedioic acid 2-(octen-1-yl)- potassium salt (1 2)
ti~middotmiddot
(gt
a
RN 58641-28-4
MW 304466
Enlarge Structure
Bale srchFor more information about this substance Inbmation Navigation
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H3C OH
NAME Alcohol [USP] RN 64-17-5
MW 460684
~nlarge Structur~
SMrchBasic For more information about this substance NavtgatlonInfonnatlon
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EMIC rn Env Mutagen Info Center
GENETOX rn EPA GENetic TOXicology HSDB rn Hazardous Substances Data Bank
Haz-Map rn Oce Exposure to Haz Agents
Household Products rn Household Products Database
LactMed rn Drugs and Lactation Database
MeSH rn Medical Subject Headings File
MeSH Heading rn Medical Subject Headings
MedlinePlusAIl rn Search Consumer Health Info PubChem rn PubChem
PubMed rn Biomedical Citations From PubMed
PubMedAIDS rn AIDS Citations from PubMed
PubMed CaJ]~~ rn Cancer Citations from PubMed
PubMed ToxicolQ9yen rn Toxicology Citations From PubMed
RTECS rn Reg of Toxic Eft of Chem Sub
TOXLINE rn NLM TOXLINE on TOXNET
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CPDB mCarcinogenic Potency Database
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NIOSH Pocket Guide mNIOSH Pocket Guide to Chem Haz NIST WebBook mNIST Chemistry WebBook NJ-HSFS mNew Jersey Haz Sub Fact Sheets
NTP DBS mNTP Database Search
OSHAChem mOSHA Chemical Sampling Info
SRC BIODEG mSyracuse Res Corp BIODEG File
SRC CHEMFATE mSyracuse Res Corp CHEMFATE
SRC PATALOG mSyracuse Res Corp DATALOG USAgov mUSAgov Search Engine
healthfindergov mDHHS healthfinder
Superlist Locator CA65 IJ California Proposition 65 List
CGB IJ DOT Coast Guard Bulk Haz Mat
DSL IJ Domestic Sub List of Canada
FIFR IJ EPA Pesticide Active Ingredients
GRAS IJ FDA Sub Generally Rec as Safe
HPV IJ EPA High Production Vol Chem
IARC IJ Int Agency for Res on Cancer
INER IJ EPA Pesticide Inert Ingredients
MA IJ Massachusetts Right-to-know Sub
NTPT IJ NTP Technical Reports
PA IJ Pennsylvania Right-to-know Sub
PAFA IJ FDA Substances added to food
PEL IJ OSHA Toxic and Haz Sub
REL IJ NIOSH Rec Exposure Limits
TLV mACGIH Threshold Limit Values
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yen~
H3C OH
NAME Alcohol [U5P] RN 64-17-5
MW 460684
Enlarge Structure
Ehslc SMrchFor more information about this substance NavfgatlonInfonnetlon
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0shy
IOp-o- cr3+
NAME Chromic phosphate I 0shyRN 7789-04-0
MW 146966
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NAME Monoammonium phosphate RN 7722-76-1
0 II
HO-P -0shyI
NW 4
OH
MW 115024
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HO OH Si NH2NAME Silanetriol 1-(3-aminopropyl)shy HO ~ ~
RN 58160-99-9
MW 13721
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Na+ o II
HO- p- 0shyNAME Disodium phosphate IRN 7558-79-4 0- Na+
MW 141958middot
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Loocuo Results Company DetaUs Contact Nsmes
Sitamp Inlo
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675 Central we
New PlOYidence Unton NJ 07974 PO BOX 7 N_ PrcNiclence
NJ 079740007 908~900
51691001 Anti-corrosion product 424690 424690-Other Chemical lII1d Allied Prod
Ron Felper
President
65 100 $100000000
016164399 000000000 1067934JJ
PRIVATE COMPANY SINGlE
40697755 -74A08967
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556121200 Cham_Uslnc Chemelall dalcrle 675 Centrol we 11_ PrrMdllf1C8 Union NJ 07974 POBOX 7 New PrrMdence NJ 079740007 9OB-464~900
26420000 Polishes and sanitation goods 325612 325612-Po1ish amp 01 Ssnitalion Gd MIg Ronald Felber Pesident
90 340 S130723000
016164399 0000000oo 016164399
PRIVATE COMPANY HEADQUARTERS 40697755 74408967
custservdnbcom To Lee SpielmannR2USEPAlUSEPA Karen
bull SeetlR2USEPAlUSEPA08132009 11 22 AM
cc
bcc
Subject CHEMETALL OAKITE INC DampB Business Information Report
The folloWing e-mail was sent to you by seetkarenepagov Personal Note
ampBhas more options to help you decide with confidence Learn more about DampB eroducts and services lis this an important decision ~ IUJlilIImil
Get more with DampBs Enhanced Comprehensive Report ~I bull Business failure and credit scores
Click here to provideI bull Context behind the scores Added industrY and Financial comDarisons feedback on this report
iiiiRi55i~iiiiiAii~1~-
ort on this business
J --1- )21 _II1tjjjj1 Wgll_~yg 1
Copyright 2009 bun amp Bradstreet - Provided under contract
for the exclusive use of subscriber 264750059L
ATTN Lee Spielmann Report Printed AUG 13 2009
========================~======~=================================
============== BUSINESS SUMMARY
==========~======================================================
==============
CHEMETALL OAKITE INC (SUBSIDIARY OF ROCKWOOD SPECIALTIES INC PRINCETON NJ) 675 Central Ave New Providence NJ 07974
This is a headquarters D-U-N-Sreg Number 93-771-2248 (subsidiary) location Branch (es) or division(s) exist DampB Rating
Mailing address PO Box 7
II I
New ~rovidence NJ07974
Web site wwwrockwoodspeciallI IIIIIIIIIIIIII
Telephone
Chief executive
Year started
Management control
Employs
Sales
History
SIC
Line of business
tiescom
908 464-6900
RON FELPER PRES
1987
2006
100 (65 here)
$100000000
CLEAR
5169
Whol corrosion preventative chemicals
III III
================================================================= ===============
SPECIAL EVENTS ================================================================ ==============
06142007 Business started 1987 Present control succeeded June 2006
================================================================= ==============
SUMMARY ANALYSIS ================================================================= ==============
DampB Rating
The blank rating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and
that further enquiry should be made before reaching a decision Some reasons for using a _II symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information
Below is an overview of the companys rating history since 061507
DampBRating Date Applied 061507
The Summary Analysis section reflects information in DampBs file as of August 102009
=================~======~==~==~=======================~==========
============== INVESTIGATIVE SERVICES
================================================================= ==============
Update available on request
This information is being provided to you immediately in the interest of speed This reportmay not reflect the current status of this business DampB can investigate this business and update the information based on the resulta of that investigation
By ordering a standard investigation the same day you order this report an updated report will be provided to you at no extra cost
=========~=======================================================
==============
CUSTOMER SERVICE ================================================================= ==============
If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you
~ (
are outside the us contact your local DampB office
Additional Decision Support Available
Additional DampB products monitoring services and specialized investigations are available to help you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcom
=================================================================
===== = = = === = = =
HISTORY ================================================================= ==============
The following information was reported 08182008
Officer(s) RON FELPER PRES
THE OFFICER(S)
Business started 1987 Present control succeeded June 2006 100 of capital stock is owned by the parent company
RON FELPER Work history is unknown
Business address has changed from 14826 Ne 95th St Redmond WA 98052 to 675 Central Ave New Providence NJ 07974
=~===============================================================
==============
CORPORATE FAMILY =====================c=========================================== ==============
The following global corporate family members are related to this busihess
Members are listed alphabetically first by company name then by country or us state then by city
Global Ultimate Rockwood Holdings Inc Princeton NJ 01-616-4399
Parent Rockwood Specialties Group Inc Princeton NJ 10-679-3433
Affiliates (US) Advantis Technologies Inc Alpharetta GA 93-189-6385 Alphagary Corporation Leominster MA 09-743-4484 Ceramtec North America Innovative Laurens SC 17-483-0034 Ceramic Engineering Corporation Chemetall Foote Corp Kings Mountain NC 00-232-9456 Chemical Specialties Inc Charlotte NC 04-297-3313 Pure Wafer Inc Prescott AZ 83-746-8321 Rockwood Pigments NA Inc Beltsville MD 04-754-7690 Southern Clay Products Inc Gonzales TX 04-166-1737
Affiliates (International) AlphaGary (Canada) Limited Stoney Creek CANADA 24-924-8626 Cs i Kemwood AB Helsingborg SWEDEN 35-401-6487middot ProCeram spolmiddot s ro Dolni Rychnov CZECH 49-516-1929
REPUBLIC
== = = == = == = == ==== = == = = = == = = ==== = ==== = = ==== = = ===-= = = = = === == == === =
==============
OPERATIONS ===================~==========~====================== ============
==============
08182008
Description Subsidiary of Rockwood Specialties Inc
Princeton NJ started 2000 which operates as a wholesaler
of chemicals or allied products Parent company owns 100
of capital stock
Wholesales corrosion preventative chemicals (100)
Terms are Net 30 days Has 600+ account(s) Sells to
aerospace industry Territory North and South America
Nonseasonal
Employees 100 which includes officer(s) 65 employed here
Facilities Leases premises in a single story brick building
Location Central business section on well traveled street
Branches This business has multiple branches detailed branchdivision information is available in
Dun amp Bradstreets linkage or family tree products
==============~==============~===================================
==============
SIC amp NAICS ================================================================= ==============
SIC Based on information in our file NAICS DampB has assigned this company an extended 8-digit SIC DampBs use of 424~90 Other Chemical and Alli~d
a-digit SICs enables us to be more Products Merchant specific to a companys operations Wholesalers than if we use the standard 4-digit code
51691001 Anti-corrosion products
=================================================~== ============
============== PAYMENT SUMMARY
==============~===========~=========================== ===========
===============
DampB has not received a sufficientsample of payment experiences to establish a PAYDEX score
DampB receives over 600 million payment experiences each year We enter these new and updated experiences intoDampB Reports as this information is received At this time none of those experi~nces relate to this company
=======================================================~==========
============== FINANCE
================================================================= ==-= = = == == === ==
06142007
On JUN 14 2007 Michael Lissandrello SIs Mgr deferred financial statement
Michael Lissandrello submitted the following partial estimates dated JUN 14 2007
Sales for 2006 were $100000000
As of June 14 2007 a search of Dun amp Bradstreets Public Record database found no open suits liens judgements or UCCs to which Chemetall Oakite Inc at 675 Central Ave New Providence NJ was named defendant or debtor Public records received hereafter will be entered into the database and will be included in reports which contain a Public Filings ~ection
==============================================~====== ===========
============== PUBLIC FILINGS
================~====~================================ ===========
==============
A check of DampBs public records database indicates that no filings were found for CHEMETALL OAKITE INC at 675 Central Ave New Providence NJ
DampBs extensive database of public record information is updated daily to ensure timely reporting of changes and additions It includes business-related suits liens judgments bankruptcies UCC financing statements and business registrations from every state and the District of Columbia as well as select filing types from Puerto Rico and the US Virgin Islands
DampBmiddotcollects public records throughmiddot a combination of court reporters third parties and direct electronic links with federal and local authori~ies Its database of US business-related filings is now the largest of its kind
===~====~========================================================
============== GOVERNMENT ACTIVITY
================================================================= ==============
Activity summary Borrower (DirGuar) NO Administrative debt NO Contractor YES Grantee NO Party excluded from federal program(s) NO
Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8(A) firm NA
The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other sources
Copyright 2009 Dun amp Bradstreet- Provided under contract
for the exclusive use of subscriber 264750059L
FULL DISPLAY COMPLETE
~ ~
396484BIR21523427615308tng emailhtm
-- -- - ~-
(I custservdnbeom To Lee SpielmannH2USEPAlUSEPA Karen
SeetlR2USEPAlUSEPA08112009 0314 PM cc
bec
Subject CHEMETALL US INC DampB Business Information Report
The following e-mail was sent to you by seetkarenepagov Personal Note
~--~amp8 has more oDtfcins tohelDvou decide with confidence Learn more about DampB products and services Is this an important decision ~~~~~
Get more with DampBs Enhanced Comprehensiye Report bull Business failure and credit scores
Click here to providebull Context behind the scores bull Added industrv and Financial comparisons feedback on this report
~~OC--~
f4fi1 Order reports on other businesses
Copyright 2009 Dun amp Bradstreet - Provided under contract
for the exclusive use of subscriber 264750059L
ATTN Lee Spielmann Report Printed AUG 11 2009
In Date
=====================~===========================================
============== BUSINESS SUMMARY
===============================~====================== ===========
==============
CHEMETALL US INC (SUBSIDIARY OF ROCKWOOD HOLDINGS INC PRINCETON NJ) CHEMETALL OAKITE 675 Central Ave New Providence NJ 07974
This is a headquarters I D-U~N-S Number 55-612-1200 (subsidiary) location IBranch (es) or division(s) exist I DampB Rating
Mailing address PO Box 7 IIINew Providence NJ
07974 DampB PAYDEXreg
1 12-Month DampB 74 Web site wwwchemetallcom I PAYDEX
I
Telephone 908 464-6900 I When weighted by dollar amount
f paYments to suppliers average 9 days Chief executive RONALD FELBER I beyond terms
I
PRES-CEO II Based on trade collected
over last Year started 1909 I 12 months
Management control
Employs
Financial statement date
Sales F
Net worth
History
Financing
Financial condition
SIC
Line of business
2004
340 (90 here)
DEC 31 2008
$130723000
(106438000)
CLEAR
SECURED
UNBALANCED
2842 2899 2851
Mfg polishsanitation gd mfg chemical preparation
IIIIIIIII
=======================================================~========
==============
SUMMARY ANALYSIS ================================================================= ==============
DampB Rating
The Rating was changed on April 17 2009 because of DampB I S overall assessment of the companys financial payment and history information The blankrating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and that further enquiry should be made before reaching a decision Some reasons for using a II_II
symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information
Below is an overview of the companys rating history since 060707
DampB Rating Date Applied 041709
1R4 030209 1R3 101408 4A3 072408 4A2 060707
The Summary Analysis section reflects information in DampBs file as of August 10 2009
====================~=====================~======================
============== CUSTOMER SERVrCE
================================================~===== ===========
==============
If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you are outside the US contact your local DampB office
Additional Decision Support Available
Additional DampB products monitoring services and specialized
investigations are available tomiddothelp you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcommiddot
================================================================= ==============
HISTORY ====~=========================~=====~================= =========== ==============
The following information was reported 07142009
Officer(s) RONALD FELBER PRES-CEO PHILIP E KELLY VICE PRESIDENT GREGORY V POFF VICE PRESIDENT
DIRECTOR (S) THE OFFICER(S)
The Delaware Secretary of States business registrations file showed that Oakite Products Inc was registered as a corporation on December 19 1991
Business started 1909 by David C Ball George W Oakley and Daniel C Smith Present control succeeded 2004 100 of capital stock is owned by parent company
RONALD FELBER born 1951 1989~present active here 1985-1989 employed with Avon Products Inc New York NY Graduated from Georgetown University in 1973 with a BS degree Also received MA degree from Loyola University in 1985
PHILP E KELLY born 1948 1972-present active here Graduated from University of Dayton in 1970 with a BS Degree Also received MBA Degree from Seton Hall University in 1978
GREGORY V POFF born 1948 1970-present active here Graduated from Catawba College in 1970 with a BA degree Also received MBA from Pace University in
1982
==========================~========================~=============
==============
CORPORATE FAMILY ================================================================= ==============
The following global corporate family members are related to this business Members are listed alphabetically first by company name then by country or US state then by city
Parent Rockwood Holdings Inc Princeton NJ 01-616-4399
Subsidiaries (International) Cheme~allCanada Limited Brampton CANADA 20-036-7514 Chemetall Mexicana SA de CV El Marques MEXICO 81-232-9050
Branches (US) Chemetall Us Inc La Mirada CA 15-886-0572 Chemetall Us Inc Romulus MI 00-515-7698
Affiliates (US) Chemetall Chemical Products Inc New Providence NJ 82-485-0580 Chemetall Oakite La Mirada - Plant La Mirada CA 61- 036 -9832middot Mineral Research and Development Charlotte NC 61-036-9477 Rockwood Holding Company Chicago IL 78-166-9635 Rockwood Specialties Consolidated Inc Princeton NJ 03-845-1386 Rockwood Specialties Group Inc Princeton NJ 10-679-3433 SachtlebenCorporation White Plains NY
95-666-4114 Viance LLC Charlotte NC 79-544-7346
Affiliates (International) Sachtleben Pigments Oy Helsinki FINLAND 54-023-5819
================================================================ ==============
OPERATIONS ==========~========================================== ============
==============
07142009
Description Subsidiary of Rockwood Holdings Inc Princeton NJ
As noted the parent company is Rockwood Holdings Inc
DUNS 01-616-4399 and reference is made to that report
for background information on the parent company and its
management
Manufactures specialty cleaning polishing or sanitation
preparations and sanitation preparations disinfectants or
deodorants Manufactures chemical preparations
specializing in metal treating compounds rust resisting
compounds and water treating compounds Manufactures
paints varnishes lacquers enamels or allied products
and paint removers
Has 10000 account(s) Terms are Net 30 days Sells to
industrial concerns Territory United States Mexico
Brazil and Canada
Nonseasonal
Employees 340 which includes officer(s) and 2 part-time 90 employed
here
Facilities Rents 37000 sq ft ina one story brick building
Location Suburban business section on well traveled street
Branche~ This business has multiple branches detailed branchdivision information is available in
Dun amp Bradstreets linkage or family tree products
Subsidiaries This business has 2 subsidiaries listed below
The extent of ownership where known is shown in
parenthesis following company name
Oakite Canada Limited Bramalea Ontario Canada (100)
Manufactures chemical specialty products Intercompany
relations reported by management to consist of
merchandise and service transactions cleared as scheduled
Chemetall Mexicana Monteray Mexico (100) Manufactures
chemical specialty products
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==============
SIC amp NAICS ===========~===============~=================================~===
==============
SIC Based on information in our file NAICS DampB has assigned this company an extended a-digit SIC DampBs use of 325612 Polish and Other a-digit SICs enables us to be more Sanitation Good specific to a companys operations Manufacturing than if we use the standard 325612 Polish and Other 4-digit code Sanitation Good
middot 28420000 Polishes and sanitation Miscellaneous
goods and 28420400 Sanitation Manufacturing
preparations Miscellaneous
disinfectants and and
deodorants Manufacturing 28999931 Metal treating compounds Miscellaneous 28999942 Rust resistirtg compounds and
28999948 Water treat~ng compounds Manufacturing 28510000middot Paints and allied Coating
products middot28510401 Paint removers Coating
325998
325998
325998
325510
325510
Manufacturing All Other
Chemical Product
preparation
All Other
Chemical PrOduct
Preparation
All Other
Chemical Product
Preparation
Paint and
Manufacturing Paint and
Manufacturing
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DampB PAYDEX ================================================================= ==============
The DampB PAYDEX is a unique dollar weighted indicator of payment performance based on up to 157 payment experiences as reported to DampB by trade references
3-Month DampB PAYDEX 75 I 12-Month DampB PAYDEX 74 I
When weighted by dollar amount I When weighted by dollar amount payments to suppliers average average 9 days beyond terms
Based on trade collected over collected over last months
8 days I payments to suppliers
last 3
I beyond terms II Based on trade
I 12 months
================================================================= ==============
PAYMENT SUMMARY ================================================================= ==============
The Payment Summary section reflects payment information in DampBs file as of the date of this report
Below is an overview of the companys dollar-weighted payments segmented by its suppliers primary industries
Mfg electric test prd 1 35000 35000 100
OTHER INDUSTRIES 101 283550 20000 73 22 4 - 1
Other payment categories Cash experiences 7 750 250 Payment record unknown 0 Omiddot 0 Unfavorable commeJlts 1 1000 1000
Placed for collections With DampB 1 7500 Other 0 NA
===== ============== ========== Total in DampBs file 157 3017350 900000
The highest Now Owes on file is $750000
The highest Past Due on file is $10000
Dun amp Bradstreet has 157 payment experiences in its file for this company For your convenience we have displayed 80 representative experiences in the PAYMENTS section
====~============================================================
==============
PAYMENT DETAILS ================================================================= ==============
Detailed payment history
Date Paying High Now Past Selling Last Salemiddot Reported Record Credit Owes Due Terms Within
(rhmyy) ($) ($) ($) (months)
0709 Ppt 50 0 1 mo
Ppt 2500 0 1 mo
Ppt 200 i OOO 100000 2500 N60 1 mo
Ppt 200000 100000 0
----------------
0508 Ppt-Slow 30 20000 10000 deg N30 1 rno 0707 (08 0) 7500
Placed for collection
Accounts are sometimes placed for collection everi though the existence or amount of the debt is disputed
Payment experiences reflect how bills are met in relation to the terms granted In some instances payment beyond terms can be the result of disputesmiddot over merchandise skipped invoices etc
Each experience shown is from a separate supplier Updated trade experiences replace those previously reported
================================================================= ==============
FNANCE ================================================================= ==============
04172009
Three-year statement comparative
Fiscal Fiscal Fiscal
Dec 31 2005 Dec 31 2006 Dec 31 2008
Current Assets 53345000 33854000 34348000 Current Liabs 16314000 11173000 18594000 Current Ratio 327 303 1 85 Working Capital 37031000 22681000 15754000 Other Assets 9824000 15582000 124757000 Net Worth 38515000 28063000
1304000 Sales 79763000 86130000 130723000 Long Term Liab 8340000 10200000 139207000 Net Profit (Loss) 1105000 8689000 490000
Fiscal statement dated DEC 31 2008
Assets j Liabilities I -----------shy1
Other Curr Assets 343-480001 Other Curr Liabs 18594000
---------------1 Curr Assets 343480001 Curr Liabs 18594000
I Fixt amp Equip 110620001 Pension Reserves 7990000 Goodwill-Net 252040001 Other Liabilities 129932000 other Intangible 825380001 LT Liab-Other 1285000 Assets-Net TOTAL EQUITY 1304000 Deferred Income 2680001 Taxes I Other Assets 56850001
---------------11
Total Assets 1591050001 Total 159105000
From JAN 01 2008 to DEC 31 2008 annual sales $130723000 cost of goods soldmiddot $69475000 Gross profit $61248000 operating expenses $48302000 Operating income $i2946OOO other expenses $11971bOOi net income before taxes $975000 Federal income tax $485000 Net income $490000
Submitted MAR 31 2009 by Ronald Felber pres-ceo Prepared from books without audit
On April 17~ 2009 themiddotfinancial information was updated
================================================================= ==============
KEY BUSINESS RATIOS ================================================================= ==============
Statement date DEC 31 2008 Based on this number of establishments 28
Firm IIndustry Median I---~------------
Return of Sales 04 IReturn of Sales 11 Current Ratio middot18 ICurrent Ratio 21 Assets Sales 1217 IAssets Sales 575 Total Liability Net Worth 9999 ITotal Liability Net Worth 83 7
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PUBLIC FILINGS ================================================================= ==============
The following Public Filing data is for information purposes only and is not the official record Certified copies can only be obtained from the official source
================================================================= ==============
UCC FILINGS =~==================================================== ===========
==============
Collateral All Assets Type Original
-----------------------------------------------------------------
Sec party THROUGH ITS
ADMINISTRATIVE AGENT
Debtor Filing number Filed with DOVER DE
Date filed Latest Info Received
Collateral General
Leased Equipment
Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ
Date filed Latest Info Received
Collateral
Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ
Date filed Latest Info Received
CREDIT SUISSE FIRST BOSTON ACTING
CAYMAN ISLANDS BRANCH AS
NEW YORK NY OAKITE PRODUCTS INC 4216854 2 SECRETARY OF STATEUCC DIVISION
08022004 08262004
Accounts receivable and proceeds shy
intangibless) and proceeds shy
and proceeds Original CANON FINANCIAL SERVICES MOUNT
OAKITE PRODUCTS INC 23913509 SECRETARY OF STATEUCC DIVISION
11302006 12272006
Leased Assets - Leased Business machineryequipment Original CANON FINANCIAL SERVICES INC MT
OAKITE PRODUCTS INC 21685842 SECRETARY OF STATEUCC DIVISION
07112003 07292003
Type Continuation Sec party CREDIT SUISSE (FKA CREDIT SUISSEmiddot FIRST
BOSTON) ACTING THROUGH ITS CAYMAN ISLA NEW
YORK NY Debtor CHEMETALL CORPORATION Filing number 2009 0642311 Filed with SECRETARY OF STATEUCC DIVISION DOVER DE
Date filed 02272009 Latest Info Receiv~d 05122009 Original UCC filed date 08022004 Original filing no 4216861 7
The public record items contained in this report may have been paid termirtated vacated or released prior to the date this report was printe~
=======~===============================================~======== ==============
GOVERNMENT ACTIVITY =====================================================~ ===========
==============
Activity summary Borrower (DirGuar) NO Administrative debt YES Contractor YES Grantee NO Party excluded from federal program(s) NO
Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8 (A) firm NA
The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other- sources
----7-------shyCopyright 2009 Dun amp Bradstreet - Provided under
contract I
for the exclusive use of subsCriber 264750059L
FULL DISPLAY COMPLETE
~ 396484BIRHQ2156 3427456432lng emailhIm
dmiddotmiddotmiddotmiddotmiddotto Chemetall
~
ICompany Overview
Chemetall is a global company committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry eg lithium and cesium compounds
Chemetalls businesses historically emerged from the combination of expertise in chemistry and metallurgy which is still mirrored in the companys name Chemetall mainly sells customised packages of products and services ranging from consultation via development through to the operation of entire plants at the customers site - for instance car body pre-treatment in the automotive industry
The companys product portfolio is based on continuous research and development of leading edge technologies High perfOrming products combined with Chemetalls dedication to providing the best technical service and support to its customers have over the decades established excellent market positions in its fields of activity
Chemetall GmbH is headquartered in Frankfurt am Main It is the centre of a worldwide network of some 40 subsidiaries in Europe North and South America Asia Australia and Africa Most of these companies operate their own production sites and many also have their own development laboratories A largely decentralised organisation ensures that each local company can respond quickly and flexibly to the customers needs in its markets whilst at the same time being able to draw on the specialist resources within the Group In this way Chemetall combines the strength of a global supplier with the flexibility and customer focus of a medium-size company
Since August 1st 2004 Chemetall has been part of middotRockwood Holdings Inc
~II ~II
httpwwwchemetaIIcomindexjspjsessionid=D1E2B97C5F308BBEFA7790E98D334D 8112009
202009
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jmiddotY I Chemetall
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I News
I 2009 I zoosl 2007
2009
May 272009 Significant savings achieved with the change from zinc-phosphating pretreatment to Oxsllanreg technology Opel Replaces its Metal Pretreatment System Adam Opel GmbH in Kaiserslautem Germany is an important more
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April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more
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April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more
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February OS 2009 Chemetall Aerospace Technologies has successfully integrated the NOT business of Ely Chemical Company Ltd We are proud to inform our customers around the world that Chemetall has effectively transferred and more
~h~~gPASq~~~~JJetoChemetall~ aiiiiilry f 2009 tile neW legal entity name for ChemetallmiddotOakite will be
cCflemetalltJS Inc more
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January 20 2009 Chemetall Oakite changed its name to Chemetall
Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc more
ft
2008
August 01 2008 Chemetall acquires Nalco Finishing Technologies Rockwood Holdings Inc Chemetall-Group has acquired Nalcos Finishing Technologies (FT) businessnull more
~
July 31 2008 Chemetall announces global price increases Chemetall is currently increasing prices within a range of 5 to 20 percent or implementing and adjusting more
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httpwwwchemetallcomindexjspcontent=newsjspnewsDat=pressreleases_sortbyyear 81112009
2007
----------------- -r - ------1 ------------- c- - --r
April 01 2008 Chemetall acquires NOT Business of Ely Chemical Company Ltd Chemetall GmbH FrankfurtM via its UK subsidiary has acquired the NOT business of the UK basednull more
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March 29 2007 Chemetall Signs Distribution Agreement with Advanced Chemistry amp Technology Inc Chemetall Aerospace Technologies announced that it has signed an exclusive sales and distribution agreement more
~II
February 212007 Chemetall Acquires the Chemical Division Business of Wirral Fospray Chemetall PLC has announced the acquisition of the chemical division business from Wirral Fospray Limited more
~JI
January 22 2007 Rockwood Appoints M~nlka Engel-Bader President ofChemetal Rockwood Holdings Inc (NYSEROC) has announced that Dr Monika EngelshyBader has been appointed tonull more=
~II
httpwwwchemetallcomindexispcontent=newsi SpnewsDat=pressreleases sortbyyear 8112009
kindof activity Production fields of activity Lithium
~II ~IJ
~ Chemetall US Inc
Country United States Streetaddress 13177 Huron River Drive ZIP MI 48174 City Romulus Phone +1-734-941 3800 Fax +1-734-941-5524 kind of activity Productionmiddot fields of activity Surface Treatment MapMgQ
~I =11
IIsectsectsect Chemetall US Inc
Country United States Streetaddress 16961 Knott Ave ZIP CA 90638 City La Mirada Phone +1800-331-1197 Fax +1 714a70-6480 kind of activity Sales Production fields of activity Surface Treatment Map Mm
~J ~IJ
~ Chemetall US Inc
Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-464-6900 Fax +1908-464-5571 kind of activity Headoffice $ales Production fields of activity Surface Treatment Direct Contact Email oakiteproductschemetaILcom Map Map
~I ~II
httpwwwchemetallcomindexjspcontent=contact choice1jspid=United Statesampconti 81112009
Chemetall~~-V
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America ~ United Stetes 1lW
Chemetall Foote Corp
Country United States Streetaddress 348 Holiday Inn prive ZIP NC 28086 City Kings Mountain Phone +1-704-739 2501 Fax +1-704-734 0208 kind of activity Headoffice Sales Production fields of actvity Lithium Direct Contact Email footelithiumchemetallcom Map Map
~ II
~ Chemetall Foote Corp
Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-665-9466 Fax +1-908-665-8543 kind of activity Headoffice Sales fields of activity Special metals MapM~
~II ~11
~ Chemetall Foote Corp
Country United States Streetaddress 856 Foote Lane
ZIP TN 37134 City New Johnsonville Phone +1-931-535 3401 Fax +1-931-535 3404 kind of activity Production fields of activity Lithium Map Map
~IJ ~IJ
~ Chemetall Foote Corp
Country United States Streetaddress Hwy 265 ZIP NV 89047 City Silver Peak Phone +1-775-937-2222 Fax +1-775-937-2250
httpwwwchemetallcomindexj spcontent=contact_choice 1jspid=UnitedStatesampconti 8112009
~aa -rlte_middot~ bull Chemetall
II~metaIIOakl~ changeditsnClme tOlhemetall
Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc doing business as Chemetall The same applies to the Canadian subsidiary whose official name will be Chemetall Canada Limited
middotCustomers around the world link Chemetall with quality innovation and extraordinary technical services says Joris Merckx President Surface Treatment at Chemetall middotOne consistent name of our all our subsidiaries will strengthen our corporate brand and with it our image he commented
No changes Will be made to the Mexican and Brazilian entities as these countries already operate their business under the name of Chemetall
About Chemeta
Chemetall a company of Rockwood Holdings Inc (NYSE ROC) is one of the leading global companies committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry including lithium and cesium compounds
Contact Sandra Zirm Phone +496971653605 Mall sandrazirmchemetallcom
~I ~II
5
III Complainants Exhibits
EPA anticipates offering into evidence the following documents and records copies of
which are annexed hereto (unless otherwise specifically noted below) these materials will be
identified as Complainants Exhibit with each exhibit numbered with the following Arabic
numerals
1 The Enforcement Response Policy for Reporting and Recordkeeping Rules and
Requirements for TSCA Sections 812 and 13 produced by EPAs Toxics and Pesticides
Enforcement Division of the Office of Regulatory Enforcement within the Office of Enforcement
and Compliance Assurance (revised March 31 1999 effective June 1 1999) (hereinafter the
TSCA Section 8 penalty policy) This document was referenced in the Complaint (pages 8-9)
and is publicly available at httpcfpubepagovcomplianceresourcespoliciescivilltsca4
2 June 5 2006 memorandum Penalty Policy Supplements Pursuant to the 2004 Civil
Monetary Penalty Inflation Adjustment Rule from Stephanie Brown the Acting Director of the
Toxics and Pesticides Enforcement Division of the Office of Civil Enforcement to Regional
Counsels and Regional TSCA FIFRA and EPCRA Division Directors (including Appendix A
Appendix B and p~ge 8-A the pages pertinent in whole or in part to the TSCA Section 8
penalty policy)
In order to save the paper required to make multiple copies of the TSCA Section 8 penalty policy copies of it will not be physically included as part of this initial prehearing exchange This document will be provided if so ordered by the Court andor if Respondent requests a copy To the extent not previously done or as otherwise ordered by this Court at the time of hearing Complainant will provide copies of this document As this document is publicly available on the Internet it is readily accessible Further pursuant to 40 CFR sect 2227(b) this Court is required to consider any civil penalty guidelines issued under [TSCA] The TSCA Section 8 penalty policy constitutes a civil penalty guideline[] issued under [TSCA]
6
3 TSCA Section 5 and 8 Inspection report from Chester Norman and Leonard
Pappalardo to Daniel J Kraft with Notice ofInspection
4 The IUR form (Form U) submitted on September 242008 together with
accompanying correspondence Because such documentation contains Confidential Business
Information it will not be included as part of this Initial Prehearing Exchange the exhibit here
will bear the notation CBI Deleteds
5 United States National Library of Medicine ChemIDplus Advanced with regard to the
three chemical substances Respondent is alleged to have manufactured at its La Mirada
California facility (each followed by its Chemical Abstracts Service Registry Number [CAS
Number 40 CFR sect 7043])
Zinc dihydrogen phosphate (13598-37-3)
Phosphoric acid monoethanolamine salt (29868-05-1) and
Sodium dihydrogen phosphate (7558-80-7)
6 United States National Library of Medicine ChemIDplus Advanced with regard to the
16 chemical substances Respondent is alleged to have manufactured at its Romulus Michigan
facility (each followed by its CAS Number)
This documentation will be provided to the Court in accordance with applicable CBI regulations and protocol prior to the start of the hearing or as otherwise directed by this tribunal At the moment it is not being provided in order to minimize the number of documents containing CBI information in circulation Respondent having prepared the document obviously is aware of this document and what it contains
Complainant wishes to draw this Courts attention to paragraph 31 of the Answer which states in part that filings were subsequently made on a voluntary basis on or about September 242008 Furthermore with regard to the identity of the chemical substances Complainant directs this Court to paragraphs 25 39 and 40 (listing the chemical substances manufactured imported at both facilities)Respondent has admitted the allegations in these three paragraphs
7
Sodium dihydrogen phosphate (7558-80-7)
Zinc nitrate (7779-88-6)
Manganese dihydrogen phosphate (18718-07-5)
Zinc dihydrogen phosphate (13598-37-3)
Manganese nitrate (10377-66-9)
Potassium oleate (also known as potassium cis-9-octadecenoic acid 143-1middot8-0)
Phosphonic acid PPP - [nitrilotris (methylene)] tris sodium salt (also known as sodium aminotris (methylenephosphonate) 20592-85-2)
Sodium silicate (1344-09-8)
Potassium tetraborate (also known as boric acid dipotassium salt 1332-77-0)
Potassium tallate (61790-44-1)
Triethanolamine borate (also known as boric acid compd with 222-nitrilotris (ethanol) 68413-80-9)
Dipotassium octenyl succinate (also known as butanedioic acid 2(octen-l-yl)- potassium salt (1 2) 58641-28-4)
Ethanol (64-17-5)
Chromium phosphate (also known as chromic phosphate 7789-04-0)
Ammonium dihydrogen phosphate (also known as monoammonium phosphate 7722-76-1) and
3-aminopropyl silanetriol (also known as silanetriol 1-(3-aminopropyl)- 58160shy99-9)
7 United States National Library of Medicine ChemlDplus Advanced with regard to the
one chemical substance sodium hydrogen phosphate (also known as disodium phosphate CAS
Number 7558-79-4) Respondent is alleged to have imported at its Romulus Michigan facility
8 Information from the EPA website on Respondent and its operations
9 Dun amp Bradstreet report for Chemetall Oakite Inc [sic] printed August 132009
8
10 Dun amp Bradstreet report for Chemetall US Inc printed August 11 2009
11 Information retrieved August 11 2009 from wwwchemetallcom
Complainant may request this Court to take judicial notice of appropriate matters in
accordance with 40 CFR sect 2222(t)
IV Hearing Arrangements
Complainant requests that a hearing in the matter be in New York City (New York
County) the location of the main office of EPA Region 2 Complainant anticipates being able to
present her case-in-chief in probably two days three at the most
V Proposed Penalty Amount Determination
An explanation as to EPAs derivation of the penalty assessment proposed and the
reasoning behind it is set forth on pages 8 and 9 of the Complaint As noted there this penalty
has been developed in accordance with Section 16(a) ofTSCA 15 USC sect 2615(a) with
specific reference made to and guidance provided by the TSCA Section 8 penalty policy which
has been listed as part of Complainants exhibits
On page 5 of this document it explains that the TSCA Civil Penalty policy published on
September 10 1980 in the Federal Register establishes a systems for determining penalties in
administrative actions brought pursuant to TSCA sect 16 Further
EPA believes that the system is a r~asonable interpretation of the statutory penalty factors in TSCA section 16 Under that system penalties are determined in two stages (1) determination of a gravity based penalty (GBP) and (2) adjustments to the gravity based penalty
To determine the gravity based penalty TSCA sect 16(a)(2)(B) requires the Agency to take into account the statutory factors of Nature Circumstances Extent and Gravity
9
The TSCA Section 8 penalty policy then adumbrates how each of those factors is taken
into account These factors are used in a matrix (a grid) to arrive at an appropriate GBP At that
point [0]nce the gravity based penalty has been determined upward or downward adjustments
to the penalty amount are made by taking into account the following factors with respect to the
violator the degree of culpability whether there is a history of prior such violations a
respondents ability to pay its ability to continue in business and such other factors as justice
may require be considered Page 6 (unless otherwise noted subsequent page references are to the
TSCA Section 8 penalty policy) It is the gravity based penalty that is a function of the nature
circumstances and extent of each violation Page 7
Any failure timely to report for the TSCA Inventory Update is classified as hazardrisk
assessment in nature Page 9 The classification of circumstance level can be from 1 to 6 these
levels make-up the vertical axis on the grid As noted on page 1 a failure to timely report for the
TSCA Inventory Upgrade is classified as a Levell violation and it is assessed as a one-day
violation ie penalties are not assessed on a day-by-day basis The extent level represents the
second step in determining the gravity based penalty The levels are Major Significant and
Minor As noted on page 12 an IUR failure is classified as Significant extent level
Using these classifications the gravity based penalty is derived In the TSCA Section 8
penalty policy (the edition issued in 1999) the amount listed for these parameters is $18700 In
accordance with the June 5 2006 memorandum (Complainants Exhibit 2 page 8-A) this
number has been increased to $21922 This increased amount has been in effect subsequent to
March 152004 Therefore for an IUR violation occurring after March 152004 but before
January 122009 the penalty amount that corresponds to a Circumstance Levelland a
Significant Extent Level is $21922 This represents the gravity based penalty for each of the 20
chemicals Respondent failed timely to report
With regard to adjustments to the gravity based penalty as discussed on pages 15-17
these are considered after issuance of the Complaint normally as part of the settlement
10
negotiation process This is noted on page 9 of the Complaint wherein it states that the penalty
amount listed represents the facts and circumstances known to Complainant up to the time of the
issuance of the Complaint
VI Paperwork Reduction Act
The Paperwork Reduction Act of 1980 as amended 44 USC sect 3501 et seq (the
PRA) does not bar EPAs prosecution of this action or its attempt to obtain a penalty for
violations arising from Respondents alleged failure to report during the period of August 25
2006 through March 23 2007
Respondent is alleged to have violated 40 CFR sect 71053 (paragraphs 32 and 48 of the
Complaint) Thjs provision is part of Subpart C of Part 710 Inventory Update Reporting for
2006 and Beyond The OMB (Office of Management and Budget) Control Number for the 40
CFR Part 710 Subpart C regulations is 2070-0162 40 CFR Part 9 The relevant ICR
number was 188403 OMB approval for this ICR number was secured on May 3 2006 with an
expiration date of May 31 2009 71 Fed Reg 34932 (June 162006) [FRL-8184-3] The
Federal Register of September 52008 referring to OMB Control No 2070-0162 announce[d]
that EPA is planning to submit a request to renew an existing approved Information Collection
Request (ICR) to the Office of Management and Budget (OMB) 73 Fed Reg 51805 [FRLshy
8370-3] The announcement that this ICR now bearing number 188404 was submitted to the
OMB was published on May 12 2009 74 Fed Reg 22163 [FRL 8903-4] This ICR was
approved on September 172009 and it will expire on September 302012
Display of the relevant OMB number has been frequent and consistent See eg 40
CFR Part 9 (July 12006 edition)
Because there had been no lapse in approval at the time the alleged violations arose the
PRA is not a bar to EPAs attempt to prosecute this action and to obtain a penalty for such
violations
11
Dated May 26 2010 New York New York
Le~ A Spielmann Assistant Regional C6unsel Waste and Toxic Substances Branch Environmental Protection Agency Region 2 290 Broadway 16th floor New York New York 10007-1866 212-637-3222 fax 212-637-3199
TO
Regional Hearing Clerk US Environmental Protection Agency Region 2
Honorable Barbara A Gunning Presiding Officer
Benne C Hutson Esq McGuire Woods LLP Counsel for Respondent
In re Oakite Products Inc et al Docket No TSCA-02-2009-9148
CERTIFICATE OF SERVICE
I certify that I have this day caused to be sent the foregoing COMPLAINANTS INITIAL PREHEARING EXCHANGE dated May 26 2010 in the following manner to the respective addressees listed below
Original and One Copy By Inter-Office Mail
Office of Regional Hearing Clerk US Environmental Protection Agency - Region 2 290 Broadway 16th floor New York New York 10007-1866
Copy by UPS Overnight Mail
Honorable Barbara A Gunning Administrative Law Judge US Environmental Protection Agency Franklin Court Building 1099 14th Street NW Suite 350 Washington DC 20460
Copy by UPS Overnight Mail
Benne C Hutson Esq McGuire Woods LLP 201 North Tryon Street PO Box 31247 (28231) Charlotte North Carolina 28202
Dated May 26 2010 New York New York
THE ENFORCEMENT RESPONSE POLICY FOR REPORTING AND RECORD-KEEPING RULES AND REQUIREMENTS FOR TSCA SECTIONS 8 12 AND 13 produced by EPAs Toxics and Pesticides Enforcement Division of the Office of Regulatory Enforcement within the Office of Enforcement and Compliance Assurance (revised March 31 1999 effective June 1 1999) available at httpcfpubepagovcomplianceresourcespoliciesciviltscal
tEO sr 1 p
gt ft t UNITED STATES ENVIRONMENTAL PROTECTION AGENCY S~~11 o Cl WASHINGTON DC 20460 ~ ltl
~ l of( AOt~c
OFFICE OF ENFORCEMENT AND
COMPLIANCE ASSURANCE
JUN - 5 2006
MEMORANDUM
SUBJECT Penalty Policy Supplements Pursuant to the 2004 Civil Monetary Penalty Inflation Adjustment Rule
FROM Stephanie P Brown Acting Director AIPdJ~YJmiddot~ Toxics and Pesticides Enforcement Di~~i~middot -- --- Office of Civil Enforcement
TO Regional Counsels Regional TSCA FIFRA and EPCRA Division Directors
This memorandum modifies each enforcement responsepenalty policy (Penalty Policy) within the purview ofthe Toxics and Pesticides Enforcement Division (TPED) to adjust for the Civil Monetary Penalty Inflation Adjustment Rule published in the Federal Register 011 February 132004 (69 Fed Reg 7121) and codified at 40 CFR Parts 19 and 27 (Final Rule) The matrices herein supercede and void any interim matrices for the 2004 rule issued or used by TPED or a Regional Office In accordance with the Final Rule all violations occurring on or after March 152004 are subject to statutory penalties adjusted for inflation A complete list of each Penalty Policy subject to this memorandum is provided at Attachment A Appendix B provides instructions for amending each Penalty Policy as well as updated matrices for inseliion into each policy
The adjustments here follow the implementation policy established in the attached September 212004 memorandum signed by Thomas V Skinner That memorandum provides for adjusting each cell in a penalty matrix by multiplying the existing gravity-based penalty component by 11723 We are aware that this approach results in penalty amounts (within matrix celIs) that are not roimded-off as compared to previous iterations This is the outcome required by proper application of the Final Rule The September 212004 memorandum also provides for rounding the aggregate penalty in a particular case to the nearest $100 unit after calculating and summing the gravity-based penalties for each count in the case
Intemet Address (URL) bull hltpllwwwepagov ReCycledRecyclable Prin18d with Vegetable Oil Baaed Inks on Recycled Paper (Minimum 5Olo Postconsumer content)
Violations occurring before March 152004 and after January 30 1997 remain subject to penalties adjusted for inflation as specified in TPEDs April 18 1997 memorandum entitled Penalty Policy Suwlements Pursuant to the Civil Penalty Inflation Adjustment Rule Copies of this memorandum are available upon request
Please contact Brian Dyer at (202) 564-4166 (dyerbrianepagov) if you have any questions concerning these penalty adjustments
Attaclunents
cc Rosemarie Kelley US EPA OECAOCE David Abdalla us EPA OECAOCE Susan OKeefe US EPA OECAOCE John Neylan US EPA OECAOC Tom Ripp US EPA OECAOC Priscilla Flattery US EPA OPPTSOPPT Ben Smith US EPA OEIOIAA
Craig Matthiessen US EPA OSWERJOEM Daniel Helfgott US EPA OPPTSOPP Deborah Brown US EPA Region 1 Nancy Bannakian US EPA Region 1 Ken Stoller US EPA Region 2 Adrian Enache US EPA Region 2 Daniel Kraft US EPA Region 2 John Higgins US EPA Region 2 Ken Eng US EPA Region 2 Harry Daw US EPA Region 3 Aquanetta Dickens US EPA Region 3 Mikal Shabazz US EPA Region 3 Jeaneanne Gettle US EPA Region 4 Anthony Toney US EPA Region 4 Joanne Benante US EPA Region 4 Caron Falconer US EPA Region 4 Anthony Restaino US EPA Region 5 MarkHorwitz US EPA Region 5 Bob Goodfellow US EPA Region 6 Maria Martinez US EPA Region 6 Steve Vargo US EPA Region 6 Jamie Green US EPA Region 7 Mark A Smith US EPA Region 7 Elisabeth Evans US EPA Region 8 Pam Cooper US EPA Region 9 Paula Bisson US EPA Region 9 Scott Downey US EPA Region 10
TPED Pen Adj Memo wAttachments - Page 2 of J9
ATTACHMENT A
FEDERAL INSECTICIDE FUNGICIDE AND RODENTICIDE ACT
FIFRA Worker Protection Standard Penalty Policy - Interim Final- (0901197)
Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act --Good Laboratory Practice (GLP) Regulations - (093091)
Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act (FIFRA) - (070290)
FIFRA Section 7(c) Enforcement Response Policy - (021086)
TOXIC SUBSTANCES CONTROL ACT
Section 1018 - Disclosure Rule Enforcement Response Policy - (020100)
Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8 12 AND 13shy(033199)
Polychlorinated Biphenyls Penalty Policy - (022698)
Enforcement Response Policy for TSCA Section 4 Test Rules - (052886)
Amendment to the TSCA Section 5 Enforcement Response Policy - (060889)
Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Polic~ - (013189)
Interim Final Enforcement Response Policy Asbestos Abatement Projects Worker Protection Final Rule - (111489)
Final TSCA GLP Enforcement Response Policy - (040985)
EMERGENCY PLANNING AND COMMUNITY RIGHT-TO-KNOW ACT
Enforcement Response Policy for Section 313 of the Emergency Planning Community Right-ToshyKnow Act (1989) and Section 6607 of the Pollution Prevention Act (1990) Amended shy(041201)
Enforcement Response Policy for Sections 30~ 311 and 312 of the Emergency Planning and Community Right-to-Know Act (1989) and Section 103 of the Comprehensive Environmental Response Compensation and Liability Act -(093099)
TPED Pen Adj Memo wAttachments - Page 3 of 19
ATTACHMENT B
FlFRA
Insert table (p 4-A) behind page 4 FIFRA Worker Protection Standard PenaltY Policy - Interim Final (090 97)
No insert Rodenticide Act - Good Laboratory Practice (GLP) Regulations (093091) Enforcement Response Policy for the Federal Insecticide Fungicide and
When proposing penalty amounts under the Enforcement Response Policy for GLP Regulations dated September 30 1991 actual dollar amounts are determined by using the ERP for FIFRA (070290) See directions below for F1FRA ERP
Insert after page 19-A in the policy and page CshyRodenticide Act (070290) Enforcement Response Policy for the Federal Insecticide Fungicide and
I in the appendix
No insert While the FIFRA ERP (1990) does not supersede the Section 7(c) ERP (1986) the matrix setting forth the penalties in the ERP for FIFRA (070290) should be used instead of the matrix in the 1986 policy
FIFRA Section 7(c)Enforcement Response Policy (021086)
TSCA
Insert matrix (Appendix B-4-A) behind Appendix B-4
Section 1018 - Disclosure Rule Enforcement Response Policy (020 I00)
Insert matrix (p7-B) behind page 7-A 12 AND 13 (033199) Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8
Polychlorinated Biphenyls Penalty Policy (040990) Insert matrix (p9-B) behind page 9-A
Enforcement Response Policy for TSCA Section 4 Test Rules (052886) Insert matrix (p2-B) behind page 2-A
Amendment to the TSCA Section 5 Enforcement Response Policy (060889) Insert matrix (p16-B) behind page 16-A
Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Insert matrix (pII-B) behind page II-A Policy (0 131 89) Insert matrix (p17-B) behind page 17-A
Interim Final Enforcement Response Policy - Asbestos Abatement Projects Insert matrix (p 6-B) behind page 6-A Worker Protection Final Rule (111489)
Final TSCA GLP Enforcement Response Policy (040985) Insert matrix (pA-B) behind page 4-A
EPCRA
Enforcement Response Policy for Section 313 of the Emergency Planning and I Insert matrix (pi I-B) behind page II-A Community Right-To-Know Act (1989) and Section 6607 ofthe Pollution Prevention Act (1990) Amended (04120 I )
Final Enforcement Response Policy for Sections 304 311312 of EPCRA and I Insert matrix (pp 20C amp 200) behind page 20B Section 103 ofCERCLA (093099)
TPED Pen Adj Memo wAttachments - Page 4 of 19
Page8-A
Gravity based penaltY matrix to supplement Recordkeeping and Reporting Rules and Requirements for TSCA Sections 8 12 and 13 for violations that occur on or after March 15 2004 Insert behind ~e 8
TSCA sectsect 8 12 amp 13 GRAVITY BASED PENALTY MATRIX
EXTENT CIRCUMSTANCES
A B C Major Significant Minor
LEVELS 1 $32500 $21922 $6448
High Range 2 $25791 $16764 $3869
3 $19343 $12895 $1934 Mid Range
4 $12895 $7737 $1290
5 $6448 $3869 $645 Low Range
6 $2579 $1676 $258
Note After calculating the gravity-based penalty for each count the total applicable gravity-based penalty for all counts in a particular casematter should be rounded to the nearest unit of $100 as required by the memorandum from Thomas Skinner dated September 212004 implementing the Civil Monetary Penalty Adjustment Rule as published in the Federal Register on February 132004 (69 FR 7121)
TPED Pen Adj Memo wAnachments - Page 9 of 19
UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
TSCA Section 5 and 8 Inspection Chemetall Oakite Inc 675 Central Avenue New Providence NJ 07974
From Chester Norman Chemist Leonard Pappalardo Chemist Toxics Section Toxics Section
To Daniel 1 Kraft Chief Toxics Section
On May 14 2008 a TSCA Section 5 and 8 inspection was conducted at Chemetall Oakite Inc at the address listed above This inspection was conducted as part of the regional neutral inspection scheme We scheduled the meeting in advance with Mr Michael Chang Manager Health and Environmental Department Upon arriving at Chemetall Oakite Inc official credentials were presented to Mr Michael Chang Julia C Murray Vice President Technical Marketing and Ron Ascenzo Director Technical Marketing Notices ofInspection (Attachment 1) and Confidentiality (Attachment 2) were issued and explained to Ms Murray Ms Murray signed the notices
Chemetall Oakite is an importer of chemicals They import metal cleaners and surface treatment chemicals They have approximately 110 employees in New Providence New Jersey Chemetall has been at this site since 2006 prior to that they were located in Berkley Heights New Jersey Chemetall Oakite Inc is also known as Chemetall Chemical Products and Chemetall Americas Chemetall Americas is owned by Rockwood Holding Company who is owned by Chemetall BMGH in Germany Their Standard Industrial Codes (SIC) is 5169 The companys fiscal year is the calendar year Ms Murray said Chemetall Oakite Incs corporate sales were approximately $100000000 Chemetall Oakites facility in New Providence New Jersey is the corporate headquarters sales export and import offices and their research and development laboratories for the United States Chemetall Oakite Inc has manufacturing facilities in La Mirada CA and Romulus MI
We asked if they filed an Inventory Update Report for the 2006 reporting period They didnt know We asked if they filed a preliminary assessment inventory report for any of the chemicals the company manufactures or imports and they responded they didnt know We asked if they filed any PMNs recently they responded with a 10 year old low volume exemption and an older PMN We asked if they filed any significant new use report they responded no We asked if they had a
TSCA Section 8c file They also responded no
We issued Receipts for Samples and Documents and Confidential Business Information Nothing was declared Confidential
Attachments 1 Notice ofInspection 2 Notice of Confidentiality 3 Receipt for Samples and Documents 4 Declaration of Confidential Business Information
I bull US ENVIRONMENTAL PIlOTECTlON ~- WASHINGTON DC 204Ci0
TOXIC 5UBSTAlCES CONTllOL ACI EPA-----_- _--__--------------------- shyTOXICS SECfION - NOTICE OF INSPECflON
1_ INVESTIGATION IDENT1FICAnON 3 F~Z~ ~~7jJi--- Chemetall Oaki 42008
S FACllrryS ADDRESS
~PA Region 2 MS-I05 iPECTORS ADDRESS
675 Central Ave Woodbridge Avenue New Providence New Jersey 07974-1560
on NJ08837-5602
REASON FOR INSPECTION
Under the authority of Section II of the Toxics Substances Control Act
b For the purposes of inspecting (Including taking samples photographs statements and other inspection activities) an establisbment facility or other premises in which chemical substances or mixtures or articles containing same are manufactured processed or stored or held before or after their distribution in commerce ( including records files papers processes controls and facilities) and any conveyance being used to transport chemical substances mixtures or articles containing same in connection with their distribution in commerce (including records files papers processes controls and facilities) bearing on whether the requirements of the Act applicable to the chemical substances mixtures or articles within or ass()Ciated with such premises or conveyance have been complied with
In In addition this inspection extends to (Check appropriate blocks)
Jq- A Financial data o D Personnel data I
LV B Sales data o E Research data
13 C Pricin ~ data The natureland extent of the inspection of such data specified in A through E above is as follows
~rtification
lcknowledge that the statements I have made on this fonnand all attachments thereto are true accurate and complete I acknowledge that y knowingly false or misleading statement may be punishable by fine or imprisonment or both under applicable law
PREVIOUS VERSIONS ARE OBSOLETE
ME
rnE Chemist
DATE SIGNED
~r TI11E -shy~J ~ea~~ (1 4~
A FORM 77ltWmiddot3A FOR 1018 (REVISED JAN 2002)
IUR FORM (Form U) submitted September 24 2008
CBIDELETED
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0- 0shy
-P 0 0shy
Zn2+ 0shyNAME Phosphoric acid zinc salt (21) 1RN 13598-37-3
l) - P -o-Il o
MW 25533
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OH I
HO-P-OH
1 o
NAME Ethanol 2-amino- phosphate (1 ) RN 29868-05-1 r
OH
MW 159077
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o II
HO- P-O- Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH
MW 119976
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o II
HO - P shy 0shy Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH
MW 119976
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NAME Zinc nitrate RN 7779-88-6
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0shyI
N+i o 0shy
Zn2+ 0shy
I N+ 0shy0
MW 189398
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0 0
pl
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Mn2 lt
NAME Phosphoric acid manganese(2+) salt (21) RN 18718-07-5
0 I
o-p -o-Il o
MW 244878
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0- 0_
po 0_
Zn2+ 0shyNAME Phosphoric acid zinc salt (21) lRN 13598-37-3 -0 - P -o-Il o
MW 25533
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0shy
I ~N-o 0shy
Mn+ NAME Manganese nitrate 0shyRN 10377-66-9 I
N+- 0shy0
MW 178946
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NAME Potassium cis-9-octadecenoic acid RN 143-18-0
o
O
(
MW 320555
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OH I
HO-P=O
~ OHN~I
0) p NAME Sodium aminotris(methylenephosphonate) II OHRN 20592-85-2
0P HO shy
OH
MW 2990478
Enlarge Structure
hale I~----F-o-r-m-o-re-in-fo-r-m-a-t-io-n-a-b-o-u-t-t-hi-s-s-u-b-s-ta-n-c-e------1 N=~Information
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NAME Sodium silicate RN 1344-09-8
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0shyt
O=Si 0shy
MW 122063
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Na+
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NAME Boric acid dipotassium salt RN 1332-77-0
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NAME Potassium tallate No StructureRN 61790-44-1
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HO OH
j ~
HO
OH
J NAME Boric acid compd with 222middotnitrilotris (ethanol) OH ~N-
HO
RN 68413middot80middot9
MW 2110202
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NAME Butanedioic acid 2-(octen-1-yl)- potassium salt (1 2)
ti~middotmiddot
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RN 58641-28-4
MW 304466
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H3C OH
NAME Alcohol [USP] RN 64-17-5
MW 460684
~nlarge Structur~
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H3C OH
NAME Alcohol [U5P] RN 64-17-5
MW 460684
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0shy
IOp-o- cr3+
NAME Chromic phosphate I 0shyRN 7789-04-0
MW 146966
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NAME Monoammonium phosphate RN 7722-76-1
0 II
HO-P -0shyI
NW 4
OH
MW 115024
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INER
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HO OH Si NH2NAME Silanetriol 1-(3-aminopropyl)shy HO ~ ~
RN 58160-99-9
MW 13721
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auk Information For more information about this substance
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Na+ o II
HO- p- 0shyNAME Disodium phosphate IRN 7558-79-4 0- Na+
MW 141958middot
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Loocuo Results Company DetaUs Contact Nsmes
Sitamp Inlo
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675 Central we
New PlOYidence Unton NJ 07974 PO BOX 7 N_ PrcNiclence
NJ 079740007 908~900
51691001 Anti-corrosion product 424690 424690-Other Chemical lII1d Allied Prod
Ron Felper
President
65 100 $100000000
016164399 000000000 1067934JJ
PRIVATE COMPANY SINGlE
40697755 -74A08967
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26420000 Polishes and sanitation goods 325612 325612-Po1ish amp 01 Ssnitalion Gd MIg Ronald Felber Pesident
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PRIVATE COMPANY HEADQUARTERS 40697755 74408967
custservdnbcom To Lee SpielmannR2USEPAlUSEPA Karen
bull SeetlR2USEPAlUSEPA08132009 11 22 AM
cc
bcc
Subject CHEMETALL OAKITE INC DampB Business Information Report
The folloWing e-mail was sent to you by seetkarenepagov Personal Note
ampBhas more options to help you decide with confidence Learn more about DampB eroducts and services lis this an important decision ~ IUJlilIImil
Get more with DampBs Enhanced Comprehensive Report ~I bull Business failure and credit scores
Click here to provideI bull Context behind the scores Added industrY and Financial comDarisons feedback on this report
iiiiRi55i~iiiiiAii~1~-
ort on this business
J --1- )21 _II1tjjjj1 Wgll_~yg 1
Copyright 2009 bun amp Bradstreet - Provided under contract
for the exclusive use of subscriber 264750059L
ATTN Lee Spielmann Report Printed AUG 13 2009
========================~======~=================================
============== BUSINESS SUMMARY
==========~======================================================
==============
CHEMETALL OAKITE INC (SUBSIDIARY OF ROCKWOOD SPECIALTIES INC PRINCETON NJ) 675 Central Ave New Providence NJ 07974
This is a headquarters D-U-N-Sreg Number 93-771-2248 (subsidiary) location Branch (es) or division(s) exist DampB Rating
Mailing address PO Box 7
II I
New ~rovidence NJ07974
Web site wwwrockwoodspeciallI IIIIIIIIIIIIII
Telephone
Chief executive
Year started
Management control
Employs
Sales
History
SIC
Line of business
tiescom
908 464-6900
RON FELPER PRES
1987
2006
100 (65 here)
$100000000
CLEAR
5169
Whol corrosion preventative chemicals
III III
================================================================= ===============
SPECIAL EVENTS ================================================================ ==============
06142007 Business started 1987 Present control succeeded June 2006
================================================================= ==============
SUMMARY ANALYSIS ================================================================= ==============
DampB Rating
The blank rating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and
that further enquiry should be made before reaching a decision Some reasons for using a _II symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information
Below is an overview of the companys rating history since 061507
DampBRating Date Applied 061507
The Summary Analysis section reflects information in DampBs file as of August 102009
=================~======~==~==~=======================~==========
============== INVESTIGATIVE SERVICES
================================================================= ==============
Update available on request
This information is being provided to you immediately in the interest of speed This reportmay not reflect the current status of this business DampB can investigate this business and update the information based on the resulta of that investigation
By ordering a standard investigation the same day you order this report an updated report will be provided to you at no extra cost
=========~=======================================================
==============
CUSTOMER SERVICE ================================================================= ==============
If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you
~ (
are outside the us contact your local DampB office
Additional Decision Support Available
Additional DampB products monitoring services and specialized investigations are available to help you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcom
=================================================================
===== = = = === = = =
HISTORY ================================================================= ==============
The following information was reported 08182008
Officer(s) RON FELPER PRES
THE OFFICER(S)
Business started 1987 Present control succeeded June 2006 100 of capital stock is owned by the parent company
RON FELPER Work history is unknown
Business address has changed from 14826 Ne 95th St Redmond WA 98052 to 675 Central Ave New Providence NJ 07974
=~===============================================================
==============
CORPORATE FAMILY =====================c=========================================== ==============
The following global corporate family members are related to this busihess
Members are listed alphabetically first by company name then by country or us state then by city
Global Ultimate Rockwood Holdings Inc Princeton NJ 01-616-4399
Parent Rockwood Specialties Group Inc Princeton NJ 10-679-3433
Affiliates (US) Advantis Technologies Inc Alpharetta GA 93-189-6385 Alphagary Corporation Leominster MA 09-743-4484 Ceramtec North America Innovative Laurens SC 17-483-0034 Ceramic Engineering Corporation Chemetall Foote Corp Kings Mountain NC 00-232-9456 Chemical Specialties Inc Charlotte NC 04-297-3313 Pure Wafer Inc Prescott AZ 83-746-8321 Rockwood Pigments NA Inc Beltsville MD 04-754-7690 Southern Clay Products Inc Gonzales TX 04-166-1737
Affiliates (International) AlphaGary (Canada) Limited Stoney Creek CANADA 24-924-8626 Cs i Kemwood AB Helsingborg SWEDEN 35-401-6487middot ProCeram spolmiddot s ro Dolni Rychnov CZECH 49-516-1929
REPUBLIC
== = = == = == = == ==== = == = = = == = = ==== = ==== = = ==== = = ===-= = = = = === == == === =
==============
OPERATIONS ===================~==========~====================== ============
==============
08182008
Description Subsidiary of Rockwood Specialties Inc
Princeton NJ started 2000 which operates as a wholesaler
of chemicals or allied products Parent company owns 100
of capital stock
Wholesales corrosion preventative chemicals (100)
Terms are Net 30 days Has 600+ account(s) Sells to
aerospace industry Territory North and South America
Nonseasonal
Employees 100 which includes officer(s) 65 employed here
Facilities Leases premises in a single story brick building
Location Central business section on well traveled street
Branches This business has multiple branches detailed branchdivision information is available in
Dun amp Bradstreets linkage or family tree products
==============~==============~===================================
==============
SIC amp NAICS ================================================================= ==============
SIC Based on information in our file NAICS DampB has assigned this company an extended 8-digit SIC DampBs use of 424~90 Other Chemical and Alli~d
a-digit SICs enables us to be more Products Merchant specific to a companys operations Wholesalers than if we use the standard 4-digit code
51691001 Anti-corrosion products
=================================================~== ============
============== PAYMENT SUMMARY
==============~===========~=========================== ===========
===============
DampB has not received a sufficientsample of payment experiences to establish a PAYDEX score
DampB receives over 600 million payment experiences each year We enter these new and updated experiences intoDampB Reports as this information is received At this time none of those experi~nces relate to this company
=======================================================~==========
============== FINANCE
================================================================= ==-= = = == == === ==
06142007
On JUN 14 2007 Michael Lissandrello SIs Mgr deferred financial statement
Michael Lissandrello submitted the following partial estimates dated JUN 14 2007
Sales for 2006 were $100000000
As of June 14 2007 a search of Dun amp Bradstreets Public Record database found no open suits liens judgements or UCCs to which Chemetall Oakite Inc at 675 Central Ave New Providence NJ was named defendant or debtor Public records received hereafter will be entered into the database and will be included in reports which contain a Public Filings ~ection
==============================================~====== ===========
============== PUBLIC FILINGS
================~====~================================ ===========
==============
A check of DampBs public records database indicates that no filings were found for CHEMETALL OAKITE INC at 675 Central Ave New Providence NJ
DampBs extensive database of public record information is updated daily to ensure timely reporting of changes and additions It includes business-related suits liens judgments bankruptcies UCC financing statements and business registrations from every state and the District of Columbia as well as select filing types from Puerto Rico and the US Virgin Islands
DampBmiddotcollects public records throughmiddot a combination of court reporters third parties and direct electronic links with federal and local authori~ies Its database of US business-related filings is now the largest of its kind
===~====~========================================================
============== GOVERNMENT ACTIVITY
================================================================= ==============
Activity summary Borrower (DirGuar) NO Administrative debt NO Contractor YES Grantee NO Party excluded from federal program(s) NO
Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8(A) firm NA
The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other sources
Copyright 2009 Dun amp Bradstreet- Provided under contract
for the exclusive use of subscriber 264750059L
FULL DISPLAY COMPLETE
~ ~
396484BIR21523427615308tng emailhtm
-- -- - ~-
(I custservdnbeom To Lee SpielmannH2USEPAlUSEPA Karen
SeetlR2USEPAlUSEPA08112009 0314 PM cc
bec
Subject CHEMETALL US INC DampB Business Information Report
The following e-mail was sent to you by seetkarenepagov Personal Note
~--~amp8 has more oDtfcins tohelDvou decide with confidence Learn more about DampB products and services Is this an important decision ~~~~~
Get more with DampBs Enhanced Comprehensiye Report bull Business failure and credit scores
Click here to providebull Context behind the scores bull Added industrv and Financial comparisons feedback on this report
~~OC--~
f4fi1 Order reports on other businesses
Copyright 2009 Dun amp Bradstreet - Provided under contract
for the exclusive use of subscriber 264750059L
ATTN Lee Spielmann Report Printed AUG 11 2009
In Date
=====================~===========================================
============== BUSINESS SUMMARY
===============================~====================== ===========
==============
CHEMETALL US INC (SUBSIDIARY OF ROCKWOOD HOLDINGS INC PRINCETON NJ) CHEMETALL OAKITE 675 Central Ave New Providence NJ 07974
This is a headquarters I D-U~N-S Number 55-612-1200 (subsidiary) location IBranch (es) or division(s) exist I DampB Rating
Mailing address PO Box 7 IIINew Providence NJ
07974 DampB PAYDEXreg
1 12-Month DampB 74 Web site wwwchemetallcom I PAYDEX
I
Telephone 908 464-6900 I When weighted by dollar amount
f paYments to suppliers average 9 days Chief executive RONALD FELBER I beyond terms
I
PRES-CEO II Based on trade collected
over last Year started 1909 I 12 months
Management control
Employs
Financial statement date
Sales F
Net worth
History
Financing
Financial condition
SIC
Line of business
2004
340 (90 here)
DEC 31 2008
$130723000
(106438000)
CLEAR
SECURED
UNBALANCED
2842 2899 2851
Mfg polishsanitation gd mfg chemical preparation
IIIIIIIII
=======================================================~========
==============
SUMMARY ANALYSIS ================================================================= ==============
DampB Rating
The Rating was changed on April 17 2009 because of DampB I S overall assessment of the companys financial payment and history information The blankrating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and that further enquiry should be made before reaching a decision Some reasons for using a II_II
symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information
Below is an overview of the companys rating history since 060707
DampB Rating Date Applied 041709
1R4 030209 1R3 101408 4A3 072408 4A2 060707
The Summary Analysis section reflects information in DampBs file as of August 10 2009
====================~=====================~======================
============== CUSTOMER SERVrCE
================================================~===== ===========
==============
If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you are outside the US contact your local DampB office
Additional Decision Support Available
Additional DampB products monitoring services and specialized
investigations are available tomiddothelp you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcommiddot
================================================================= ==============
HISTORY ====~=========================~=====~================= =========== ==============
The following information was reported 07142009
Officer(s) RONALD FELBER PRES-CEO PHILIP E KELLY VICE PRESIDENT GREGORY V POFF VICE PRESIDENT
DIRECTOR (S) THE OFFICER(S)
The Delaware Secretary of States business registrations file showed that Oakite Products Inc was registered as a corporation on December 19 1991
Business started 1909 by David C Ball George W Oakley and Daniel C Smith Present control succeeded 2004 100 of capital stock is owned by parent company
RONALD FELBER born 1951 1989~present active here 1985-1989 employed with Avon Products Inc New York NY Graduated from Georgetown University in 1973 with a BS degree Also received MA degree from Loyola University in 1985
PHILP E KELLY born 1948 1972-present active here Graduated from University of Dayton in 1970 with a BS Degree Also received MBA Degree from Seton Hall University in 1978
GREGORY V POFF born 1948 1970-present active here Graduated from Catawba College in 1970 with a BA degree Also received MBA from Pace University in
1982
==========================~========================~=============
==============
CORPORATE FAMILY ================================================================= ==============
The following global corporate family members are related to this business Members are listed alphabetically first by company name then by country or US state then by city
Parent Rockwood Holdings Inc Princeton NJ 01-616-4399
Subsidiaries (International) Cheme~allCanada Limited Brampton CANADA 20-036-7514 Chemetall Mexicana SA de CV El Marques MEXICO 81-232-9050
Branches (US) Chemetall Us Inc La Mirada CA 15-886-0572 Chemetall Us Inc Romulus MI 00-515-7698
Affiliates (US) Chemetall Chemical Products Inc New Providence NJ 82-485-0580 Chemetall Oakite La Mirada - Plant La Mirada CA 61- 036 -9832middot Mineral Research and Development Charlotte NC 61-036-9477 Rockwood Holding Company Chicago IL 78-166-9635 Rockwood Specialties Consolidated Inc Princeton NJ 03-845-1386 Rockwood Specialties Group Inc Princeton NJ 10-679-3433 SachtlebenCorporation White Plains NY
95-666-4114 Viance LLC Charlotte NC 79-544-7346
Affiliates (International) Sachtleben Pigments Oy Helsinki FINLAND 54-023-5819
================================================================ ==============
OPERATIONS ==========~========================================== ============
==============
07142009
Description Subsidiary of Rockwood Holdings Inc Princeton NJ
As noted the parent company is Rockwood Holdings Inc
DUNS 01-616-4399 and reference is made to that report
for background information on the parent company and its
management
Manufactures specialty cleaning polishing or sanitation
preparations and sanitation preparations disinfectants or
deodorants Manufactures chemical preparations
specializing in metal treating compounds rust resisting
compounds and water treating compounds Manufactures
paints varnishes lacquers enamels or allied products
and paint removers
Has 10000 account(s) Terms are Net 30 days Sells to
industrial concerns Territory United States Mexico
Brazil and Canada
Nonseasonal
Employees 340 which includes officer(s) and 2 part-time 90 employed
here
Facilities Rents 37000 sq ft ina one story brick building
Location Suburban business section on well traveled street
Branche~ This business has multiple branches detailed branchdivision information is available in
Dun amp Bradstreets linkage or family tree products
Subsidiaries This business has 2 subsidiaries listed below
The extent of ownership where known is shown in
parenthesis following company name
Oakite Canada Limited Bramalea Ontario Canada (100)
Manufactures chemical specialty products Intercompany
relations reported by management to consist of
merchandise and service transactions cleared as scheduled
Chemetall Mexicana Monteray Mexico (100) Manufactures
chemical specialty products
=================================================~===============
==============
SIC amp NAICS ===========~===============~=================================~===
==============
SIC Based on information in our file NAICS DampB has assigned this company an extended a-digit SIC DampBs use of 325612 Polish and Other a-digit SICs enables us to be more Sanitation Good specific to a companys operations Manufacturing than if we use the standard 325612 Polish and Other 4-digit code Sanitation Good
middot 28420000 Polishes and sanitation Miscellaneous
goods and 28420400 Sanitation Manufacturing
preparations Miscellaneous
disinfectants and and
deodorants Manufacturing 28999931 Metal treating compounds Miscellaneous 28999942 Rust resistirtg compounds and
28999948 Water treat~ng compounds Manufacturing 28510000middot Paints and allied Coating
products middot28510401 Paint removers Coating
325998
325998
325998
325510
325510
Manufacturing All Other
Chemical Product
preparation
All Other
Chemical PrOduct
Preparation
All Other
Chemical Product
Preparation
Paint and
Manufacturing Paint and
Manufacturing
================================================================= ==============
DampB PAYDEX ================================================================= ==============
The DampB PAYDEX is a unique dollar weighted indicator of payment performance based on up to 157 payment experiences as reported to DampB by trade references
3-Month DampB PAYDEX 75 I 12-Month DampB PAYDEX 74 I
When weighted by dollar amount I When weighted by dollar amount payments to suppliers average average 9 days beyond terms
Based on trade collected over collected over last months
8 days I payments to suppliers
last 3
I beyond terms II Based on trade
I 12 months
================================================================= ==============
PAYMENT SUMMARY ================================================================= ==============
The Payment Summary section reflects payment information in DampBs file as of the date of this report
Below is an overview of the companys dollar-weighted payments segmented by its suppliers primary industries
Mfg electric test prd 1 35000 35000 100
OTHER INDUSTRIES 101 283550 20000 73 22 4 - 1
Other payment categories Cash experiences 7 750 250 Payment record unknown 0 Omiddot 0 Unfavorable commeJlts 1 1000 1000
Placed for collections With DampB 1 7500 Other 0 NA
===== ============== ========== Total in DampBs file 157 3017350 900000
The highest Now Owes on file is $750000
The highest Past Due on file is $10000
Dun amp Bradstreet has 157 payment experiences in its file for this company For your convenience we have displayed 80 representative experiences in the PAYMENTS section
====~============================================================
==============
PAYMENT DETAILS ================================================================= ==============
Detailed payment history
Date Paying High Now Past Selling Last Salemiddot Reported Record Credit Owes Due Terms Within
(rhmyy) ($) ($) ($) (months)
0709 Ppt 50 0 1 mo
Ppt 2500 0 1 mo
Ppt 200 i OOO 100000 2500 N60 1 mo
Ppt 200000 100000 0
----------------
0508 Ppt-Slow 30 20000 10000 deg N30 1 rno 0707 (08 0) 7500
Placed for collection
Accounts are sometimes placed for collection everi though the existence or amount of the debt is disputed
Payment experiences reflect how bills are met in relation to the terms granted In some instances payment beyond terms can be the result of disputesmiddot over merchandise skipped invoices etc
Each experience shown is from a separate supplier Updated trade experiences replace those previously reported
================================================================= ==============
FNANCE ================================================================= ==============
04172009
Three-year statement comparative
Fiscal Fiscal Fiscal
Dec 31 2005 Dec 31 2006 Dec 31 2008
Current Assets 53345000 33854000 34348000 Current Liabs 16314000 11173000 18594000 Current Ratio 327 303 1 85 Working Capital 37031000 22681000 15754000 Other Assets 9824000 15582000 124757000 Net Worth 38515000 28063000
1304000 Sales 79763000 86130000 130723000 Long Term Liab 8340000 10200000 139207000 Net Profit (Loss) 1105000 8689000 490000
Fiscal statement dated DEC 31 2008
Assets j Liabilities I -----------shy1
Other Curr Assets 343-480001 Other Curr Liabs 18594000
---------------1 Curr Assets 343480001 Curr Liabs 18594000
I Fixt amp Equip 110620001 Pension Reserves 7990000 Goodwill-Net 252040001 Other Liabilities 129932000 other Intangible 825380001 LT Liab-Other 1285000 Assets-Net TOTAL EQUITY 1304000 Deferred Income 2680001 Taxes I Other Assets 56850001
---------------11
Total Assets 1591050001 Total 159105000
From JAN 01 2008 to DEC 31 2008 annual sales $130723000 cost of goods soldmiddot $69475000 Gross profit $61248000 operating expenses $48302000 Operating income $i2946OOO other expenses $11971bOOi net income before taxes $975000 Federal income tax $485000 Net income $490000
Submitted MAR 31 2009 by Ronald Felber pres-ceo Prepared from books without audit
On April 17~ 2009 themiddotfinancial information was updated
================================================================= ==============
KEY BUSINESS RATIOS ================================================================= ==============
Statement date DEC 31 2008 Based on this number of establishments 28
Firm IIndustry Median I---~------------
Return of Sales 04 IReturn of Sales 11 Current Ratio middot18 ICurrent Ratio 21 Assets Sales 1217 IAssets Sales 575 Total Liability Net Worth 9999 ITotal Liability Net Worth 83 7
================================================================= ==============
PUBLIC FILINGS ================================================================= ==============
The following Public Filing data is for information purposes only and is not the official record Certified copies can only be obtained from the official source
================================================================= ==============
UCC FILINGS =~==================================================== ===========
==============
Collateral All Assets Type Original
-----------------------------------------------------------------
Sec party THROUGH ITS
ADMINISTRATIVE AGENT
Debtor Filing number Filed with DOVER DE
Date filed Latest Info Received
Collateral General
Leased Equipment
Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ
Date filed Latest Info Received
Collateral
Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ
Date filed Latest Info Received
CREDIT SUISSE FIRST BOSTON ACTING
CAYMAN ISLANDS BRANCH AS
NEW YORK NY OAKITE PRODUCTS INC 4216854 2 SECRETARY OF STATEUCC DIVISION
08022004 08262004
Accounts receivable and proceeds shy
intangibless) and proceeds shy
and proceeds Original CANON FINANCIAL SERVICES MOUNT
OAKITE PRODUCTS INC 23913509 SECRETARY OF STATEUCC DIVISION
11302006 12272006
Leased Assets - Leased Business machineryequipment Original CANON FINANCIAL SERVICES INC MT
OAKITE PRODUCTS INC 21685842 SECRETARY OF STATEUCC DIVISION
07112003 07292003
Type Continuation Sec party CREDIT SUISSE (FKA CREDIT SUISSEmiddot FIRST
BOSTON) ACTING THROUGH ITS CAYMAN ISLA NEW
YORK NY Debtor CHEMETALL CORPORATION Filing number 2009 0642311 Filed with SECRETARY OF STATEUCC DIVISION DOVER DE
Date filed 02272009 Latest Info Receiv~d 05122009 Original UCC filed date 08022004 Original filing no 4216861 7
The public record items contained in this report may have been paid termirtated vacated or released prior to the date this report was printe~
=======~===============================================~======== ==============
GOVERNMENT ACTIVITY =====================================================~ ===========
==============
Activity summary Borrower (DirGuar) NO Administrative debt YES Contractor YES Grantee NO Party excluded from federal program(s) NO
Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8 (A) firm NA
The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other- sources
----7-------shyCopyright 2009 Dun amp Bradstreet - Provided under
contract I
for the exclusive use of subsCriber 264750059L
FULL DISPLAY COMPLETE
~ 396484BIRHQ2156 3427456432lng emailhIm
dmiddotmiddotmiddotmiddotmiddotto Chemetall
~
ICompany Overview
Chemetall is a global company committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry eg lithium and cesium compounds
Chemetalls businesses historically emerged from the combination of expertise in chemistry and metallurgy which is still mirrored in the companys name Chemetall mainly sells customised packages of products and services ranging from consultation via development through to the operation of entire plants at the customers site - for instance car body pre-treatment in the automotive industry
The companys product portfolio is based on continuous research and development of leading edge technologies High perfOrming products combined with Chemetalls dedication to providing the best technical service and support to its customers have over the decades established excellent market positions in its fields of activity
Chemetall GmbH is headquartered in Frankfurt am Main It is the centre of a worldwide network of some 40 subsidiaries in Europe North and South America Asia Australia and Africa Most of these companies operate their own production sites and many also have their own development laboratories A largely decentralised organisation ensures that each local company can respond quickly and flexibly to the customers needs in its markets whilst at the same time being able to draw on the specialist resources within the Group In this way Chemetall combines the strength of a global supplier with the flexibility and customer focus of a medium-size company
Since August 1st 2004 Chemetall has been part of middotRockwood Holdings Inc
~II ~II
httpwwwchemetaIIcomindexjspjsessionid=D1E2B97C5F308BBEFA7790E98D334D 8112009
202009
~ _ c
bulliJi - - -Hsectr
jmiddotY I Chemetall
f 0
I News
I 2009 I zoosl 2007
2009
May 272009 Significant savings achieved with the change from zinc-phosphating pretreatment to Oxsllanreg technology Opel Replaces its Metal Pretreatment System Adam Opel GmbH in Kaiserslautem Germany is an important more
~tl
April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more
~ff
April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more
~If
February OS 2009 Chemetall Aerospace Technologies has successfully integrated the NOT business of Ely Chemical Company Ltd We are proud to inform our customers around the world that Chemetall has effectively transferred and more
~h~~gPASq~~~~JJetoChemetall~ aiiiiilry f 2009 tile neW legal entity name for ChemetallmiddotOakite will be
cCflemetalltJS Inc more
ctt
January 20 2009 Chemetall Oakite changed its name to Chemetall
Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc more
ft
2008
August 01 2008 Chemetall acquires Nalco Finishing Technologies Rockwood Holdings Inc Chemetall-Group has acquired Nalcos Finishing Technologies (FT) businessnull more
~
July 31 2008 Chemetall announces global price increases Chemetall is currently increasing prices within a range of 5 to 20 percent or implementing and adjusting more
~ff
httpwwwchemetallcomindexjspcontent=newsjspnewsDat=pressreleases_sortbyyear 81112009
2007
----------------- -r - ------1 ------------- c- - --r
April 01 2008 Chemetall acquires NOT Business of Ely Chemical Company Ltd Chemetall GmbH FrankfurtM via its UK subsidiary has acquired the NOT business of the UK basednull more
~JJ
March 29 2007 Chemetall Signs Distribution Agreement with Advanced Chemistry amp Technology Inc Chemetall Aerospace Technologies announced that it has signed an exclusive sales and distribution agreement more
~II
February 212007 Chemetall Acquires the Chemical Division Business of Wirral Fospray Chemetall PLC has announced the acquisition of the chemical division business from Wirral Fospray Limited more
~JI
January 22 2007 Rockwood Appoints M~nlka Engel-Bader President ofChemetal Rockwood Holdings Inc (NYSEROC) has announced that Dr Monika EngelshyBader has been appointed tonull more=
~II
httpwwwchemetallcomindexispcontent=newsi SpnewsDat=pressreleases sortbyyear 8112009
kindof activity Production fields of activity Lithium
~II ~IJ
~ Chemetall US Inc
Country United States Streetaddress 13177 Huron River Drive ZIP MI 48174 City Romulus Phone +1-734-941 3800 Fax +1-734-941-5524 kind of activity Productionmiddot fields of activity Surface Treatment MapMgQ
~I =11
IIsectsectsect Chemetall US Inc
Country United States Streetaddress 16961 Knott Ave ZIP CA 90638 City La Mirada Phone +1800-331-1197 Fax +1 714a70-6480 kind of activity Sales Production fields of activity Surface Treatment Map Mm
~J ~IJ
~ Chemetall US Inc
Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-464-6900 Fax +1908-464-5571 kind of activity Headoffice $ales Production fields of activity Surface Treatment Direct Contact Email oakiteproductschemetaILcom Map Map
~I ~II
httpwwwchemetallcomindexjspcontent=contact choice1jspid=United Statesampconti 81112009
Chemetall~~-V
J 4(
America ~ United Stetes 1lW
Chemetall Foote Corp
Country United States Streetaddress 348 Holiday Inn prive ZIP NC 28086 City Kings Mountain Phone +1-704-739 2501 Fax +1-704-734 0208 kind of activity Headoffice Sales Production fields of actvity Lithium Direct Contact Email footelithiumchemetallcom Map Map
~ II
~ Chemetall Foote Corp
Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-665-9466 Fax +1-908-665-8543 kind of activity Headoffice Sales fields of activity Special metals MapM~
~II ~11
~ Chemetall Foote Corp
Country United States Streetaddress 856 Foote Lane
ZIP TN 37134 City New Johnsonville Phone +1-931-535 3401 Fax +1-931-535 3404 kind of activity Production fields of activity Lithium Map Map
~IJ ~IJ
~ Chemetall Foote Corp
Country United States Streetaddress Hwy 265 ZIP NV 89047 City Silver Peak Phone +1-775-937-2222 Fax +1-775-937-2250
httpwwwchemetallcomindexj spcontent=contact_choice 1jspid=UnitedStatesampconti 8112009
~aa -rlte_middot~ bull Chemetall
II~metaIIOakl~ changeditsnClme tOlhemetall
Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc doing business as Chemetall The same applies to the Canadian subsidiary whose official name will be Chemetall Canada Limited
middotCustomers around the world link Chemetall with quality innovation and extraordinary technical services says Joris Merckx President Surface Treatment at Chemetall middotOne consistent name of our all our subsidiaries will strengthen our corporate brand and with it our image he commented
No changes Will be made to the Mexican and Brazilian entities as these countries already operate their business under the name of Chemetall
About Chemeta
Chemetall a company of Rockwood Holdings Inc (NYSE ROC) is one of the leading global companies committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry including lithium and cesium compounds
Contact Sandra Zirm Phone +496971653605 Mall sandrazirmchemetallcom
~I ~II
6
3 TSCA Section 5 and 8 Inspection report from Chester Norman and Leonard
Pappalardo to Daniel J Kraft with Notice ofInspection
4 The IUR form (Form U) submitted on September 242008 together with
accompanying correspondence Because such documentation contains Confidential Business
Information it will not be included as part of this Initial Prehearing Exchange the exhibit here
will bear the notation CBI Deleteds
5 United States National Library of Medicine ChemIDplus Advanced with regard to the
three chemical substances Respondent is alleged to have manufactured at its La Mirada
California facility (each followed by its Chemical Abstracts Service Registry Number [CAS
Number 40 CFR sect 7043])
Zinc dihydrogen phosphate (13598-37-3)
Phosphoric acid monoethanolamine salt (29868-05-1) and
Sodium dihydrogen phosphate (7558-80-7)
6 United States National Library of Medicine ChemIDplus Advanced with regard to the
16 chemical substances Respondent is alleged to have manufactured at its Romulus Michigan
facility (each followed by its CAS Number)
This documentation will be provided to the Court in accordance with applicable CBI regulations and protocol prior to the start of the hearing or as otherwise directed by this tribunal At the moment it is not being provided in order to minimize the number of documents containing CBI information in circulation Respondent having prepared the document obviously is aware of this document and what it contains
Complainant wishes to draw this Courts attention to paragraph 31 of the Answer which states in part that filings were subsequently made on a voluntary basis on or about September 242008 Furthermore with regard to the identity of the chemical substances Complainant directs this Court to paragraphs 25 39 and 40 (listing the chemical substances manufactured imported at both facilities)Respondent has admitted the allegations in these three paragraphs
7
Sodium dihydrogen phosphate (7558-80-7)
Zinc nitrate (7779-88-6)
Manganese dihydrogen phosphate (18718-07-5)
Zinc dihydrogen phosphate (13598-37-3)
Manganese nitrate (10377-66-9)
Potassium oleate (also known as potassium cis-9-octadecenoic acid 143-1middot8-0)
Phosphonic acid PPP - [nitrilotris (methylene)] tris sodium salt (also known as sodium aminotris (methylenephosphonate) 20592-85-2)
Sodium silicate (1344-09-8)
Potassium tetraborate (also known as boric acid dipotassium salt 1332-77-0)
Potassium tallate (61790-44-1)
Triethanolamine borate (also known as boric acid compd with 222-nitrilotris (ethanol) 68413-80-9)
Dipotassium octenyl succinate (also known as butanedioic acid 2(octen-l-yl)- potassium salt (1 2) 58641-28-4)
Ethanol (64-17-5)
Chromium phosphate (also known as chromic phosphate 7789-04-0)
Ammonium dihydrogen phosphate (also known as monoammonium phosphate 7722-76-1) and
3-aminopropyl silanetriol (also known as silanetriol 1-(3-aminopropyl)- 58160shy99-9)
7 United States National Library of Medicine ChemlDplus Advanced with regard to the
one chemical substance sodium hydrogen phosphate (also known as disodium phosphate CAS
Number 7558-79-4) Respondent is alleged to have imported at its Romulus Michigan facility
8 Information from the EPA website on Respondent and its operations
9 Dun amp Bradstreet report for Chemetall Oakite Inc [sic] printed August 132009
8
10 Dun amp Bradstreet report for Chemetall US Inc printed August 11 2009
11 Information retrieved August 11 2009 from wwwchemetallcom
Complainant may request this Court to take judicial notice of appropriate matters in
accordance with 40 CFR sect 2222(t)
IV Hearing Arrangements
Complainant requests that a hearing in the matter be in New York City (New York
County) the location of the main office of EPA Region 2 Complainant anticipates being able to
present her case-in-chief in probably two days three at the most
V Proposed Penalty Amount Determination
An explanation as to EPAs derivation of the penalty assessment proposed and the
reasoning behind it is set forth on pages 8 and 9 of the Complaint As noted there this penalty
has been developed in accordance with Section 16(a) ofTSCA 15 USC sect 2615(a) with
specific reference made to and guidance provided by the TSCA Section 8 penalty policy which
has been listed as part of Complainants exhibits
On page 5 of this document it explains that the TSCA Civil Penalty policy published on
September 10 1980 in the Federal Register establishes a systems for determining penalties in
administrative actions brought pursuant to TSCA sect 16 Further
EPA believes that the system is a r~asonable interpretation of the statutory penalty factors in TSCA section 16 Under that system penalties are determined in two stages (1) determination of a gravity based penalty (GBP) and (2) adjustments to the gravity based penalty
To determine the gravity based penalty TSCA sect 16(a)(2)(B) requires the Agency to take into account the statutory factors of Nature Circumstances Extent and Gravity
9
The TSCA Section 8 penalty policy then adumbrates how each of those factors is taken
into account These factors are used in a matrix (a grid) to arrive at an appropriate GBP At that
point [0]nce the gravity based penalty has been determined upward or downward adjustments
to the penalty amount are made by taking into account the following factors with respect to the
violator the degree of culpability whether there is a history of prior such violations a
respondents ability to pay its ability to continue in business and such other factors as justice
may require be considered Page 6 (unless otherwise noted subsequent page references are to the
TSCA Section 8 penalty policy) It is the gravity based penalty that is a function of the nature
circumstances and extent of each violation Page 7
Any failure timely to report for the TSCA Inventory Update is classified as hazardrisk
assessment in nature Page 9 The classification of circumstance level can be from 1 to 6 these
levels make-up the vertical axis on the grid As noted on page 1 a failure to timely report for the
TSCA Inventory Upgrade is classified as a Levell violation and it is assessed as a one-day
violation ie penalties are not assessed on a day-by-day basis The extent level represents the
second step in determining the gravity based penalty The levels are Major Significant and
Minor As noted on page 12 an IUR failure is classified as Significant extent level
Using these classifications the gravity based penalty is derived In the TSCA Section 8
penalty policy (the edition issued in 1999) the amount listed for these parameters is $18700 In
accordance with the June 5 2006 memorandum (Complainants Exhibit 2 page 8-A) this
number has been increased to $21922 This increased amount has been in effect subsequent to
March 152004 Therefore for an IUR violation occurring after March 152004 but before
January 122009 the penalty amount that corresponds to a Circumstance Levelland a
Significant Extent Level is $21922 This represents the gravity based penalty for each of the 20
chemicals Respondent failed timely to report
With regard to adjustments to the gravity based penalty as discussed on pages 15-17
these are considered after issuance of the Complaint normally as part of the settlement
10
negotiation process This is noted on page 9 of the Complaint wherein it states that the penalty
amount listed represents the facts and circumstances known to Complainant up to the time of the
issuance of the Complaint
VI Paperwork Reduction Act
The Paperwork Reduction Act of 1980 as amended 44 USC sect 3501 et seq (the
PRA) does not bar EPAs prosecution of this action or its attempt to obtain a penalty for
violations arising from Respondents alleged failure to report during the period of August 25
2006 through March 23 2007
Respondent is alleged to have violated 40 CFR sect 71053 (paragraphs 32 and 48 of the
Complaint) Thjs provision is part of Subpart C of Part 710 Inventory Update Reporting for
2006 and Beyond The OMB (Office of Management and Budget) Control Number for the 40
CFR Part 710 Subpart C regulations is 2070-0162 40 CFR Part 9 The relevant ICR
number was 188403 OMB approval for this ICR number was secured on May 3 2006 with an
expiration date of May 31 2009 71 Fed Reg 34932 (June 162006) [FRL-8184-3] The
Federal Register of September 52008 referring to OMB Control No 2070-0162 announce[d]
that EPA is planning to submit a request to renew an existing approved Information Collection
Request (ICR) to the Office of Management and Budget (OMB) 73 Fed Reg 51805 [FRLshy
8370-3] The announcement that this ICR now bearing number 188404 was submitted to the
OMB was published on May 12 2009 74 Fed Reg 22163 [FRL 8903-4] This ICR was
approved on September 172009 and it will expire on September 302012
Display of the relevant OMB number has been frequent and consistent See eg 40
CFR Part 9 (July 12006 edition)
Because there had been no lapse in approval at the time the alleged violations arose the
PRA is not a bar to EPAs attempt to prosecute this action and to obtain a penalty for such
violations
11
Dated May 26 2010 New York New York
Le~ A Spielmann Assistant Regional C6unsel Waste and Toxic Substances Branch Environmental Protection Agency Region 2 290 Broadway 16th floor New York New York 10007-1866 212-637-3222 fax 212-637-3199
TO
Regional Hearing Clerk US Environmental Protection Agency Region 2
Honorable Barbara A Gunning Presiding Officer
Benne C Hutson Esq McGuire Woods LLP Counsel for Respondent
In re Oakite Products Inc et al Docket No TSCA-02-2009-9148
CERTIFICATE OF SERVICE
I certify that I have this day caused to be sent the foregoing COMPLAINANTS INITIAL PREHEARING EXCHANGE dated May 26 2010 in the following manner to the respective addressees listed below
Original and One Copy By Inter-Office Mail
Office of Regional Hearing Clerk US Environmental Protection Agency - Region 2 290 Broadway 16th floor New York New York 10007-1866
Copy by UPS Overnight Mail
Honorable Barbara A Gunning Administrative Law Judge US Environmental Protection Agency Franklin Court Building 1099 14th Street NW Suite 350 Washington DC 20460
Copy by UPS Overnight Mail
Benne C Hutson Esq McGuire Woods LLP 201 North Tryon Street PO Box 31247 (28231) Charlotte North Carolina 28202
Dated May 26 2010 New York New York
THE ENFORCEMENT RESPONSE POLICY FOR REPORTING AND RECORD-KEEPING RULES AND REQUIREMENTS FOR TSCA SECTIONS 8 12 AND 13 produced by EPAs Toxics and Pesticides Enforcement Division of the Office of Regulatory Enforcement within the Office of Enforcement and Compliance Assurance (revised March 31 1999 effective June 1 1999) available at httpcfpubepagovcomplianceresourcespoliciesciviltscal
tEO sr 1 p
gt ft t UNITED STATES ENVIRONMENTAL PROTECTION AGENCY S~~11 o Cl WASHINGTON DC 20460 ~ ltl
~ l of( AOt~c
OFFICE OF ENFORCEMENT AND
COMPLIANCE ASSURANCE
JUN - 5 2006
MEMORANDUM
SUBJECT Penalty Policy Supplements Pursuant to the 2004 Civil Monetary Penalty Inflation Adjustment Rule
FROM Stephanie P Brown Acting Director AIPdJ~YJmiddot~ Toxics and Pesticides Enforcement Di~~i~middot -- --- Office of Civil Enforcement
TO Regional Counsels Regional TSCA FIFRA and EPCRA Division Directors
This memorandum modifies each enforcement responsepenalty policy (Penalty Policy) within the purview ofthe Toxics and Pesticides Enforcement Division (TPED) to adjust for the Civil Monetary Penalty Inflation Adjustment Rule published in the Federal Register 011 February 132004 (69 Fed Reg 7121) and codified at 40 CFR Parts 19 and 27 (Final Rule) The matrices herein supercede and void any interim matrices for the 2004 rule issued or used by TPED or a Regional Office In accordance with the Final Rule all violations occurring on or after March 152004 are subject to statutory penalties adjusted for inflation A complete list of each Penalty Policy subject to this memorandum is provided at Attachment A Appendix B provides instructions for amending each Penalty Policy as well as updated matrices for inseliion into each policy
The adjustments here follow the implementation policy established in the attached September 212004 memorandum signed by Thomas V Skinner That memorandum provides for adjusting each cell in a penalty matrix by multiplying the existing gravity-based penalty component by 11723 We are aware that this approach results in penalty amounts (within matrix celIs) that are not roimded-off as compared to previous iterations This is the outcome required by proper application of the Final Rule The September 212004 memorandum also provides for rounding the aggregate penalty in a particular case to the nearest $100 unit after calculating and summing the gravity-based penalties for each count in the case
Intemet Address (URL) bull hltpllwwwepagov ReCycledRecyclable Prin18d with Vegetable Oil Baaed Inks on Recycled Paper (Minimum 5Olo Postconsumer content)
Violations occurring before March 152004 and after January 30 1997 remain subject to penalties adjusted for inflation as specified in TPEDs April 18 1997 memorandum entitled Penalty Policy Suwlements Pursuant to the Civil Penalty Inflation Adjustment Rule Copies of this memorandum are available upon request
Please contact Brian Dyer at (202) 564-4166 (dyerbrianepagov) if you have any questions concerning these penalty adjustments
Attaclunents
cc Rosemarie Kelley US EPA OECAOCE David Abdalla us EPA OECAOCE Susan OKeefe US EPA OECAOCE John Neylan US EPA OECAOC Tom Ripp US EPA OECAOC Priscilla Flattery US EPA OPPTSOPPT Ben Smith US EPA OEIOIAA
Craig Matthiessen US EPA OSWERJOEM Daniel Helfgott US EPA OPPTSOPP Deborah Brown US EPA Region 1 Nancy Bannakian US EPA Region 1 Ken Stoller US EPA Region 2 Adrian Enache US EPA Region 2 Daniel Kraft US EPA Region 2 John Higgins US EPA Region 2 Ken Eng US EPA Region 2 Harry Daw US EPA Region 3 Aquanetta Dickens US EPA Region 3 Mikal Shabazz US EPA Region 3 Jeaneanne Gettle US EPA Region 4 Anthony Toney US EPA Region 4 Joanne Benante US EPA Region 4 Caron Falconer US EPA Region 4 Anthony Restaino US EPA Region 5 MarkHorwitz US EPA Region 5 Bob Goodfellow US EPA Region 6 Maria Martinez US EPA Region 6 Steve Vargo US EPA Region 6 Jamie Green US EPA Region 7 Mark A Smith US EPA Region 7 Elisabeth Evans US EPA Region 8 Pam Cooper US EPA Region 9 Paula Bisson US EPA Region 9 Scott Downey US EPA Region 10
TPED Pen Adj Memo wAttachments - Page 2 of J9
ATTACHMENT A
FEDERAL INSECTICIDE FUNGICIDE AND RODENTICIDE ACT
FIFRA Worker Protection Standard Penalty Policy - Interim Final- (0901197)
Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act --Good Laboratory Practice (GLP) Regulations - (093091)
Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act (FIFRA) - (070290)
FIFRA Section 7(c) Enforcement Response Policy - (021086)
TOXIC SUBSTANCES CONTROL ACT
Section 1018 - Disclosure Rule Enforcement Response Policy - (020100)
Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8 12 AND 13shy(033199)
Polychlorinated Biphenyls Penalty Policy - (022698)
Enforcement Response Policy for TSCA Section 4 Test Rules - (052886)
Amendment to the TSCA Section 5 Enforcement Response Policy - (060889)
Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Polic~ - (013189)
Interim Final Enforcement Response Policy Asbestos Abatement Projects Worker Protection Final Rule - (111489)
Final TSCA GLP Enforcement Response Policy - (040985)
EMERGENCY PLANNING AND COMMUNITY RIGHT-TO-KNOW ACT
Enforcement Response Policy for Section 313 of the Emergency Planning Community Right-ToshyKnow Act (1989) and Section 6607 of the Pollution Prevention Act (1990) Amended shy(041201)
Enforcement Response Policy for Sections 30~ 311 and 312 of the Emergency Planning and Community Right-to-Know Act (1989) and Section 103 of the Comprehensive Environmental Response Compensation and Liability Act -(093099)
TPED Pen Adj Memo wAttachments - Page 3 of 19
ATTACHMENT B
FlFRA
Insert table (p 4-A) behind page 4 FIFRA Worker Protection Standard PenaltY Policy - Interim Final (090 97)
No insert Rodenticide Act - Good Laboratory Practice (GLP) Regulations (093091) Enforcement Response Policy for the Federal Insecticide Fungicide and
When proposing penalty amounts under the Enforcement Response Policy for GLP Regulations dated September 30 1991 actual dollar amounts are determined by using the ERP for FIFRA (070290) See directions below for F1FRA ERP
Insert after page 19-A in the policy and page CshyRodenticide Act (070290) Enforcement Response Policy for the Federal Insecticide Fungicide and
I in the appendix
No insert While the FIFRA ERP (1990) does not supersede the Section 7(c) ERP (1986) the matrix setting forth the penalties in the ERP for FIFRA (070290) should be used instead of the matrix in the 1986 policy
FIFRA Section 7(c)Enforcement Response Policy (021086)
TSCA
Insert matrix (Appendix B-4-A) behind Appendix B-4
Section 1018 - Disclosure Rule Enforcement Response Policy (020 I00)
Insert matrix (p7-B) behind page 7-A 12 AND 13 (033199) Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8
Polychlorinated Biphenyls Penalty Policy (040990) Insert matrix (p9-B) behind page 9-A
Enforcement Response Policy for TSCA Section 4 Test Rules (052886) Insert matrix (p2-B) behind page 2-A
Amendment to the TSCA Section 5 Enforcement Response Policy (060889) Insert matrix (p16-B) behind page 16-A
Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Insert matrix (pII-B) behind page II-A Policy (0 131 89) Insert matrix (p17-B) behind page 17-A
Interim Final Enforcement Response Policy - Asbestos Abatement Projects Insert matrix (p 6-B) behind page 6-A Worker Protection Final Rule (111489)
Final TSCA GLP Enforcement Response Policy (040985) Insert matrix (pA-B) behind page 4-A
EPCRA
Enforcement Response Policy for Section 313 of the Emergency Planning and I Insert matrix (pi I-B) behind page II-A Community Right-To-Know Act (1989) and Section 6607 ofthe Pollution Prevention Act (1990) Amended (04120 I )
Final Enforcement Response Policy for Sections 304 311312 of EPCRA and I Insert matrix (pp 20C amp 200) behind page 20B Section 103 ofCERCLA (093099)
TPED Pen Adj Memo wAttachments - Page 4 of 19
Page8-A
Gravity based penaltY matrix to supplement Recordkeeping and Reporting Rules and Requirements for TSCA Sections 8 12 and 13 for violations that occur on or after March 15 2004 Insert behind ~e 8
TSCA sectsect 8 12 amp 13 GRAVITY BASED PENALTY MATRIX
EXTENT CIRCUMSTANCES
A B C Major Significant Minor
LEVELS 1 $32500 $21922 $6448
High Range 2 $25791 $16764 $3869
3 $19343 $12895 $1934 Mid Range
4 $12895 $7737 $1290
5 $6448 $3869 $645 Low Range
6 $2579 $1676 $258
Note After calculating the gravity-based penalty for each count the total applicable gravity-based penalty for all counts in a particular casematter should be rounded to the nearest unit of $100 as required by the memorandum from Thomas Skinner dated September 212004 implementing the Civil Monetary Penalty Adjustment Rule as published in the Federal Register on February 132004 (69 FR 7121)
TPED Pen Adj Memo wAnachments - Page 9 of 19
UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
TSCA Section 5 and 8 Inspection Chemetall Oakite Inc 675 Central Avenue New Providence NJ 07974
From Chester Norman Chemist Leonard Pappalardo Chemist Toxics Section Toxics Section
To Daniel 1 Kraft Chief Toxics Section
On May 14 2008 a TSCA Section 5 and 8 inspection was conducted at Chemetall Oakite Inc at the address listed above This inspection was conducted as part of the regional neutral inspection scheme We scheduled the meeting in advance with Mr Michael Chang Manager Health and Environmental Department Upon arriving at Chemetall Oakite Inc official credentials were presented to Mr Michael Chang Julia C Murray Vice President Technical Marketing and Ron Ascenzo Director Technical Marketing Notices ofInspection (Attachment 1) and Confidentiality (Attachment 2) were issued and explained to Ms Murray Ms Murray signed the notices
Chemetall Oakite is an importer of chemicals They import metal cleaners and surface treatment chemicals They have approximately 110 employees in New Providence New Jersey Chemetall has been at this site since 2006 prior to that they were located in Berkley Heights New Jersey Chemetall Oakite Inc is also known as Chemetall Chemical Products and Chemetall Americas Chemetall Americas is owned by Rockwood Holding Company who is owned by Chemetall BMGH in Germany Their Standard Industrial Codes (SIC) is 5169 The companys fiscal year is the calendar year Ms Murray said Chemetall Oakite Incs corporate sales were approximately $100000000 Chemetall Oakites facility in New Providence New Jersey is the corporate headquarters sales export and import offices and their research and development laboratories for the United States Chemetall Oakite Inc has manufacturing facilities in La Mirada CA and Romulus MI
We asked if they filed an Inventory Update Report for the 2006 reporting period They didnt know We asked if they filed a preliminary assessment inventory report for any of the chemicals the company manufactures or imports and they responded they didnt know We asked if they filed any PMNs recently they responded with a 10 year old low volume exemption and an older PMN We asked if they filed any significant new use report they responded no We asked if they had a
TSCA Section 8c file They also responded no
We issued Receipts for Samples and Documents and Confidential Business Information Nothing was declared Confidential
Attachments 1 Notice ofInspection 2 Notice of Confidentiality 3 Receipt for Samples and Documents 4 Declaration of Confidential Business Information
I bull US ENVIRONMENTAL PIlOTECTlON ~- WASHINGTON DC 204Ci0
TOXIC 5UBSTAlCES CONTllOL ACI EPA-----_- _--__--------------------- shyTOXICS SECfION - NOTICE OF INSPECflON
1_ INVESTIGATION IDENT1FICAnON 3 F~Z~ ~~7jJi--- Chemetall Oaki 42008
S FACllrryS ADDRESS
~PA Region 2 MS-I05 iPECTORS ADDRESS
675 Central Ave Woodbridge Avenue New Providence New Jersey 07974-1560
on NJ08837-5602
REASON FOR INSPECTION
Under the authority of Section II of the Toxics Substances Control Act
b For the purposes of inspecting (Including taking samples photographs statements and other inspection activities) an establisbment facility or other premises in which chemical substances or mixtures or articles containing same are manufactured processed or stored or held before or after their distribution in commerce ( including records files papers processes controls and facilities) and any conveyance being used to transport chemical substances mixtures or articles containing same in connection with their distribution in commerce (including records files papers processes controls and facilities) bearing on whether the requirements of the Act applicable to the chemical substances mixtures or articles within or ass()Ciated with such premises or conveyance have been complied with
In In addition this inspection extends to (Check appropriate blocks)
Jq- A Financial data o D Personnel data I
LV B Sales data o E Research data
13 C Pricin ~ data The natureland extent of the inspection of such data specified in A through E above is as follows
~rtification
lcknowledge that the statements I have made on this fonnand all attachments thereto are true accurate and complete I acknowledge that y knowingly false or misleading statement may be punishable by fine or imprisonment or both under applicable law
PREVIOUS VERSIONS ARE OBSOLETE
ME
rnE Chemist
DATE SIGNED
~r TI11E -shy~J ~ea~~ (1 4~
A FORM 77ltWmiddot3A FOR 1018 (REVISED JAN 2002)
IUR FORM (Form U) submitted September 24 2008
CBIDELETED
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0- 0shy
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Zn2+ 0shyNAME Phosphoric acid zinc salt (21) 1RN 13598-37-3
l) - P -o-Il o
MW 25533
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OH I
HO-P-OH
1 o
NAME Ethanol 2-amino- phosphate (1 ) RN 29868-05-1 r
OH
MW 159077
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HO- P-O- Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH
MW 119976
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HO - P shy 0shy Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH
MW 119976
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NAME Zinc nitrate RN 7779-88-6
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0shyI
N+i o 0shy
Zn2+ 0shy
I N+ 0shy0
MW 189398
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0 0
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Mn2 lt
NAME Phosphoric acid manganese(2+) salt (21) RN 18718-07-5
0 I
o-p -o-Il o
MW 244878
Enlarge Structure
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0- 0_
po 0_
Zn2+ 0shyNAME Phosphoric acid zinc salt (21) lRN 13598-37-3 -0 - P -o-Il o
MW 25533
Enlarge Structure
B_1e searchFor more information about this substanceInformion NiWigatlon
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0shy
I ~N-o 0shy
Mn+ NAME Manganese nitrate 0shyRN 10377-66-9 I
N+- 0shy0
MW 178946
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NAME Potassium cis-9-octadecenoic acid RN 143-18-0
o
O
(
MW 320555
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OH I
HO-P=O
~ OHN~I
0) p NAME Sodium aminotris(methylenephosphonate) II OHRN 20592-85-2
0P HO shy
OH
MW 2990478
Enlarge Structure
hale I~----F-o-r-m-o-re-in-fo-r-m-a-t-io-n-a-b-o-u-t-t-hi-s-s-u-b-s-ta-n-c-e------1 N=~Information
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NAME Sodium silicate RN 1344-09-8
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0shyt
O=Si 0shy
MW 122063
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Na+
Na+
SNrell N8Yfgetlon
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NAME Boric acid dipotassium salt RN 1332-77-0
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NAME Potassium tallate No StructureRN 61790-44-1
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HO OH
j ~
HO
OH
J NAME Boric acid compd with 222middotnitrilotris (ethanol) OH ~N-
HO
RN 68413middot80middot9
MW 2110202
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NAME Butanedioic acid 2-(octen-1-yl)- potassium salt (1 2)
ti~middotmiddot
(gt
a
RN 58641-28-4
MW 304466
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H3C OH
NAME Alcohol [USP] RN 64-17-5
MW 460684
~nlarge Structur~
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H3C OH
NAME Alcohol [U5P] RN 64-17-5
MW 460684
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0shy
IOp-o- cr3+
NAME Chromic phosphate I 0shyRN 7789-04-0
MW 146966
Enlarge Structure
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NAME Monoammonium phosphate RN 7722-76-1
0 II
HO-P -0shyI
NW 4
OH
MW 115024
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HO OH Si NH2NAME Silanetriol 1-(3-aminopropyl)shy HO ~ ~
RN 58160-99-9
MW 13721
Enlarge Structure
auk Information For more information about this substance
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Na+ o II
HO- p- 0shyNAME Disodium phosphate IRN 7558-79-4 0- Na+
MW 141958middot
Enlarge Structure
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Subject CHEMETALL OAKITE INC DampB Business Information Report
The folloWing e-mail was sent to you by seetkarenepagov Personal Note
ampBhas more options to help you decide with confidence Learn more about DampB eroducts and services lis this an important decision ~ IUJlilIImil
Get more with DampBs Enhanced Comprehensive Report ~I bull Business failure and credit scores
Click here to provideI bull Context behind the scores Added industrY and Financial comDarisons feedback on this report
iiiiRi55i~iiiiiAii~1~-
ort on this business
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Copyright 2009 bun amp Bradstreet - Provided under contract
for the exclusive use of subscriber 264750059L
ATTN Lee Spielmann Report Printed AUG 13 2009
========================~======~=================================
============== BUSINESS SUMMARY
==========~======================================================
==============
CHEMETALL OAKITE INC (SUBSIDIARY OF ROCKWOOD SPECIALTIES INC PRINCETON NJ) 675 Central Ave New Providence NJ 07974
This is a headquarters D-U-N-Sreg Number 93-771-2248 (subsidiary) location Branch (es) or division(s) exist DampB Rating
Mailing address PO Box 7
II I
New ~rovidence NJ07974
Web site wwwrockwoodspeciallI IIIIIIIIIIIIII
Telephone
Chief executive
Year started
Management control
Employs
Sales
History
SIC
Line of business
tiescom
908 464-6900
RON FELPER PRES
1987
2006
100 (65 here)
$100000000
CLEAR
5169
Whol corrosion preventative chemicals
III III
================================================================= ===============
SPECIAL EVENTS ================================================================ ==============
06142007 Business started 1987 Present control succeeded June 2006
================================================================= ==============
SUMMARY ANALYSIS ================================================================= ==============
DampB Rating
The blank rating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and
that further enquiry should be made before reaching a decision Some reasons for using a _II symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information
Below is an overview of the companys rating history since 061507
DampBRating Date Applied 061507
The Summary Analysis section reflects information in DampBs file as of August 102009
=================~======~==~==~=======================~==========
============== INVESTIGATIVE SERVICES
================================================================= ==============
Update available on request
This information is being provided to you immediately in the interest of speed This reportmay not reflect the current status of this business DampB can investigate this business and update the information based on the resulta of that investigation
By ordering a standard investigation the same day you order this report an updated report will be provided to you at no extra cost
=========~=======================================================
==============
CUSTOMER SERVICE ================================================================= ==============
If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you
~ (
are outside the us contact your local DampB office
Additional Decision Support Available
Additional DampB products monitoring services and specialized investigations are available to help you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcom
=================================================================
===== = = = === = = =
HISTORY ================================================================= ==============
The following information was reported 08182008
Officer(s) RON FELPER PRES
THE OFFICER(S)
Business started 1987 Present control succeeded June 2006 100 of capital stock is owned by the parent company
RON FELPER Work history is unknown
Business address has changed from 14826 Ne 95th St Redmond WA 98052 to 675 Central Ave New Providence NJ 07974
=~===============================================================
==============
CORPORATE FAMILY =====================c=========================================== ==============
The following global corporate family members are related to this busihess
Members are listed alphabetically first by company name then by country or us state then by city
Global Ultimate Rockwood Holdings Inc Princeton NJ 01-616-4399
Parent Rockwood Specialties Group Inc Princeton NJ 10-679-3433
Affiliates (US) Advantis Technologies Inc Alpharetta GA 93-189-6385 Alphagary Corporation Leominster MA 09-743-4484 Ceramtec North America Innovative Laurens SC 17-483-0034 Ceramic Engineering Corporation Chemetall Foote Corp Kings Mountain NC 00-232-9456 Chemical Specialties Inc Charlotte NC 04-297-3313 Pure Wafer Inc Prescott AZ 83-746-8321 Rockwood Pigments NA Inc Beltsville MD 04-754-7690 Southern Clay Products Inc Gonzales TX 04-166-1737
Affiliates (International) AlphaGary (Canada) Limited Stoney Creek CANADA 24-924-8626 Cs i Kemwood AB Helsingborg SWEDEN 35-401-6487middot ProCeram spolmiddot s ro Dolni Rychnov CZECH 49-516-1929
REPUBLIC
== = = == = == = == ==== = == = = = == = = ==== = ==== = = ==== = = ===-= = = = = === == == === =
==============
OPERATIONS ===================~==========~====================== ============
==============
08182008
Description Subsidiary of Rockwood Specialties Inc
Princeton NJ started 2000 which operates as a wholesaler
of chemicals or allied products Parent company owns 100
of capital stock
Wholesales corrosion preventative chemicals (100)
Terms are Net 30 days Has 600+ account(s) Sells to
aerospace industry Territory North and South America
Nonseasonal
Employees 100 which includes officer(s) 65 employed here
Facilities Leases premises in a single story brick building
Location Central business section on well traveled street
Branches This business has multiple branches detailed branchdivision information is available in
Dun amp Bradstreets linkage or family tree products
==============~==============~===================================
==============
SIC amp NAICS ================================================================= ==============
SIC Based on information in our file NAICS DampB has assigned this company an extended 8-digit SIC DampBs use of 424~90 Other Chemical and Alli~d
a-digit SICs enables us to be more Products Merchant specific to a companys operations Wholesalers than if we use the standard 4-digit code
51691001 Anti-corrosion products
=================================================~== ============
============== PAYMENT SUMMARY
==============~===========~=========================== ===========
===============
DampB has not received a sufficientsample of payment experiences to establish a PAYDEX score
DampB receives over 600 million payment experiences each year We enter these new and updated experiences intoDampB Reports as this information is received At this time none of those experi~nces relate to this company
=======================================================~==========
============== FINANCE
================================================================= ==-= = = == == === ==
06142007
On JUN 14 2007 Michael Lissandrello SIs Mgr deferred financial statement
Michael Lissandrello submitted the following partial estimates dated JUN 14 2007
Sales for 2006 were $100000000
As of June 14 2007 a search of Dun amp Bradstreets Public Record database found no open suits liens judgements or UCCs to which Chemetall Oakite Inc at 675 Central Ave New Providence NJ was named defendant or debtor Public records received hereafter will be entered into the database and will be included in reports which contain a Public Filings ~ection
==============================================~====== ===========
============== PUBLIC FILINGS
================~====~================================ ===========
==============
A check of DampBs public records database indicates that no filings were found for CHEMETALL OAKITE INC at 675 Central Ave New Providence NJ
DampBs extensive database of public record information is updated daily to ensure timely reporting of changes and additions It includes business-related suits liens judgments bankruptcies UCC financing statements and business registrations from every state and the District of Columbia as well as select filing types from Puerto Rico and the US Virgin Islands
DampBmiddotcollects public records throughmiddot a combination of court reporters third parties and direct electronic links with federal and local authori~ies Its database of US business-related filings is now the largest of its kind
===~====~========================================================
============== GOVERNMENT ACTIVITY
================================================================= ==============
Activity summary Borrower (DirGuar) NO Administrative debt NO Contractor YES Grantee NO Party excluded from federal program(s) NO
Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8(A) firm NA
The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other sources
Copyright 2009 Dun amp Bradstreet- Provided under contract
for the exclusive use of subscriber 264750059L
FULL DISPLAY COMPLETE
~ ~
396484BIR21523427615308tng emailhtm
-- -- - ~-
(I custservdnbeom To Lee SpielmannH2USEPAlUSEPA Karen
SeetlR2USEPAlUSEPA08112009 0314 PM cc
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Subject CHEMETALL US INC DampB Business Information Report
The following e-mail was sent to you by seetkarenepagov Personal Note
~--~amp8 has more oDtfcins tohelDvou decide with confidence Learn more about DampB products and services Is this an important decision ~~~~~
Get more with DampBs Enhanced Comprehensiye Report bull Business failure and credit scores
Click here to providebull Context behind the scores bull Added industrv and Financial comparisons feedback on this report
~~OC--~
f4fi1 Order reports on other businesses
Copyright 2009 Dun amp Bradstreet - Provided under contract
for the exclusive use of subscriber 264750059L
ATTN Lee Spielmann Report Printed AUG 11 2009
In Date
=====================~===========================================
============== BUSINESS SUMMARY
===============================~====================== ===========
==============
CHEMETALL US INC (SUBSIDIARY OF ROCKWOOD HOLDINGS INC PRINCETON NJ) CHEMETALL OAKITE 675 Central Ave New Providence NJ 07974
This is a headquarters I D-U~N-S Number 55-612-1200 (subsidiary) location IBranch (es) or division(s) exist I DampB Rating
Mailing address PO Box 7 IIINew Providence NJ
07974 DampB PAYDEXreg
1 12-Month DampB 74 Web site wwwchemetallcom I PAYDEX
I
Telephone 908 464-6900 I When weighted by dollar amount
f paYments to suppliers average 9 days Chief executive RONALD FELBER I beyond terms
I
PRES-CEO II Based on trade collected
over last Year started 1909 I 12 months
Management control
Employs
Financial statement date
Sales F
Net worth
History
Financing
Financial condition
SIC
Line of business
2004
340 (90 here)
DEC 31 2008
$130723000
(106438000)
CLEAR
SECURED
UNBALANCED
2842 2899 2851
Mfg polishsanitation gd mfg chemical preparation
IIIIIIIII
=======================================================~========
==============
SUMMARY ANALYSIS ================================================================= ==============
DampB Rating
The Rating was changed on April 17 2009 because of DampB I S overall assessment of the companys financial payment and history information The blankrating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and that further enquiry should be made before reaching a decision Some reasons for using a II_II
symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information
Below is an overview of the companys rating history since 060707
DampB Rating Date Applied 041709
1R4 030209 1R3 101408 4A3 072408 4A2 060707
The Summary Analysis section reflects information in DampBs file as of August 10 2009
====================~=====================~======================
============== CUSTOMER SERVrCE
================================================~===== ===========
==============
If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you are outside the US contact your local DampB office
Additional Decision Support Available
Additional DampB products monitoring services and specialized
investigations are available tomiddothelp you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcommiddot
================================================================= ==============
HISTORY ====~=========================~=====~================= =========== ==============
The following information was reported 07142009
Officer(s) RONALD FELBER PRES-CEO PHILIP E KELLY VICE PRESIDENT GREGORY V POFF VICE PRESIDENT
DIRECTOR (S) THE OFFICER(S)
The Delaware Secretary of States business registrations file showed that Oakite Products Inc was registered as a corporation on December 19 1991
Business started 1909 by David C Ball George W Oakley and Daniel C Smith Present control succeeded 2004 100 of capital stock is owned by parent company
RONALD FELBER born 1951 1989~present active here 1985-1989 employed with Avon Products Inc New York NY Graduated from Georgetown University in 1973 with a BS degree Also received MA degree from Loyola University in 1985
PHILP E KELLY born 1948 1972-present active here Graduated from University of Dayton in 1970 with a BS Degree Also received MBA Degree from Seton Hall University in 1978
GREGORY V POFF born 1948 1970-present active here Graduated from Catawba College in 1970 with a BA degree Also received MBA from Pace University in
1982
==========================~========================~=============
==============
CORPORATE FAMILY ================================================================= ==============
The following global corporate family members are related to this business Members are listed alphabetically first by company name then by country or US state then by city
Parent Rockwood Holdings Inc Princeton NJ 01-616-4399
Subsidiaries (International) Cheme~allCanada Limited Brampton CANADA 20-036-7514 Chemetall Mexicana SA de CV El Marques MEXICO 81-232-9050
Branches (US) Chemetall Us Inc La Mirada CA 15-886-0572 Chemetall Us Inc Romulus MI 00-515-7698
Affiliates (US) Chemetall Chemical Products Inc New Providence NJ 82-485-0580 Chemetall Oakite La Mirada - Plant La Mirada CA 61- 036 -9832middot Mineral Research and Development Charlotte NC 61-036-9477 Rockwood Holding Company Chicago IL 78-166-9635 Rockwood Specialties Consolidated Inc Princeton NJ 03-845-1386 Rockwood Specialties Group Inc Princeton NJ 10-679-3433 SachtlebenCorporation White Plains NY
95-666-4114 Viance LLC Charlotte NC 79-544-7346
Affiliates (International) Sachtleben Pigments Oy Helsinki FINLAND 54-023-5819
================================================================ ==============
OPERATIONS ==========~========================================== ============
==============
07142009
Description Subsidiary of Rockwood Holdings Inc Princeton NJ
As noted the parent company is Rockwood Holdings Inc
DUNS 01-616-4399 and reference is made to that report
for background information on the parent company and its
management
Manufactures specialty cleaning polishing or sanitation
preparations and sanitation preparations disinfectants or
deodorants Manufactures chemical preparations
specializing in metal treating compounds rust resisting
compounds and water treating compounds Manufactures
paints varnishes lacquers enamels or allied products
and paint removers
Has 10000 account(s) Terms are Net 30 days Sells to
industrial concerns Territory United States Mexico
Brazil and Canada
Nonseasonal
Employees 340 which includes officer(s) and 2 part-time 90 employed
here
Facilities Rents 37000 sq ft ina one story brick building
Location Suburban business section on well traveled street
Branche~ This business has multiple branches detailed branchdivision information is available in
Dun amp Bradstreets linkage or family tree products
Subsidiaries This business has 2 subsidiaries listed below
The extent of ownership where known is shown in
parenthesis following company name
Oakite Canada Limited Bramalea Ontario Canada (100)
Manufactures chemical specialty products Intercompany
relations reported by management to consist of
merchandise and service transactions cleared as scheduled
Chemetall Mexicana Monteray Mexico (100) Manufactures
chemical specialty products
=================================================~===============
==============
SIC amp NAICS ===========~===============~=================================~===
==============
SIC Based on information in our file NAICS DampB has assigned this company an extended a-digit SIC DampBs use of 325612 Polish and Other a-digit SICs enables us to be more Sanitation Good specific to a companys operations Manufacturing than if we use the standard 325612 Polish and Other 4-digit code Sanitation Good
middot 28420000 Polishes and sanitation Miscellaneous
goods and 28420400 Sanitation Manufacturing
preparations Miscellaneous
disinfectants and and
deodorants Manufacturing 28999931 Metal treating compounds Miscellaneous 28999942 Rust resistirtg compounds and
28999948 Water treat~ng compounds Manufacturing 28510000middot Paints and allied Coating
products middot28510401 Paint removers Coating
325998
325998
325998
325510
325510
Manufacturing All Other
Chemical Product
preparation
All Other
Chemical PrOduct
Preparation
All Other
Chemical Product
Preparation
Paint and
Manufacturing Paint and
Manufacturing
================================================================= ==============
DampB PAYDEX ================================================================= ==============
The DampB PAYDEX is a unique dollar weighted indicator of payment performance based on up to 157 payment experiences as reported to DampB by trade references
3-Month DampB PAYDEX 75 I 12-Month DampB PAYDEX 74 I
When weighted by dollar amount I When weighted by dollar amount payments to suppliers average average 9 days beyond terms
Based on trade collected over collected over last months
8 days I payments to suppliers
last 3
I beyond terms II Based on trade
I 12 months
================================================================= ==============
PAYMENT SUMMARY ================================================================= ==============
The Payment Summary section reflects payment information in DampBs file as of the date of this report
Below is an overview of the companys dollar-weighted payments segmented by its suppliers primary industries
Mfg electric test prd 1 35000 35000 100
OTHER INDUSTRIES 101 283550 20000 73 22 4 - 1
Other payment categories Cash experiences 7 750 250 Payment record unknown 0 Omiddot 0 Unfavorable commeJlts 1 1000 1000
Placed for collections With DampB 1 7500 Other 0 NA
===== ============== ========== Total in DampBs file 157 3017350 900000
The highest Now Owes on file is $750000
The highest Past Due on file is $10000
Dun amp Bradstreet has 157 payment experiences in its file for this company For your convenience we have displayed 80 representative experiences in the PAYMENTS section
====~============================================================
==============
PAYMENT DETAILS ================================================================= ==============
Detailed payment history
Date Paying High Now Past Selling Last Salemiddot Reported Record Credit Owes Due Terms Within
(rhmyy) ($) ($) ($) (months)
0709 Ppt 50 0 1 mo
Ppt 2500 0 1 mo
Ppt 200 i OOO 100000 2500 N60 1 mo
Ppt 200000 100000 0
----------------
0508 Ppt-Slow 30 20000 10000 deg N30 1 rno 0707 (08 0) 7500
Placed for collection
Accounts are sometimes placed for collection everi though the existence or amount of the debt is disputed
Payment experiences reflect how bills are met in relation to the terms granted In some instances payment beyond terms can be the result of disputesmiddot over merchandise skipped invoices etc
Each experience shown is from a separate supplier Updated trade experiences replace those previously reported
================================================================= ==============
FNANCE ================================================================= ==============
04172009
Three-year statement comparative
Fiscal Fiscal Fiscal
Dec 31 2005 Dec 31 2006 Dec 31 2008
Current Assets 53345000 33854000 34348000 Current Liabs 16314000 11173000 18594000 Current Ratio 327 303 1 85 Working Capital 37031000 22681000 15754000 Other Assets 9824000 15582000 124757000 Net Worth 38515000 28063000
1304000 Sales 79763000 86130000 130723000 Long Term Liab 8340000 10200000 139207000 Net Profit (Loss) 1105000 8689000 490000
Fiscal statement dated DEC 31 2008
Assets j Liabilities I -----------shy1
Other Curr Assets 343-480001 Other Curr Liabs 18594000
---------------1 Curr Assets 343480001 Curr Liabs 18594000
I Fixt amp Equip 110620001 Pension Reserves 7990000 Goodwill-Net 252040001 Other Liabilities 129932000 other Intangible 825380001 LT Liab-Other 1285000 Assets-Net TOTAL EQUITY 1304000 Deferred Income 2680001 Taxes I Other Assets 56850001
---------------11
Total Assets 1591050001 Total 159105000
From JAN 01 2008 to DEC 31 2008 annual sales $130723000 cost of goods soldmiddot $69475000 Gross profit $61248000 operating expenses $48302000 Operating income $i2946OOO other expenses $11971bOOi net income before taxes $975000 Federal income tax $485000 Net income $490000
Submitted MAR 31 2009 by Ronald Felber pres-ceo Prepared from books without audit
On April 17~ 2009 themiddotfinancial information was updated
================================================================= ==============
KEY BUSINESS RATIOS ================================================================= ==============
Statement date DEC 31 2008 Based on this number of establishments 28
Firm IIndustry Median I---~------------
Return of Sales 04 IReturn of Sales 11 Current Ratio middot18 ICurrent Ratio 21 Assets Sales 1217 IAssets Sales 575 Total Liability Net Worth 9999 ITotal Liability Net Worth 83 7
================================================================= ==============
PUBLIC FILINGS ================================================================= ==============
The following Public Filing data is for information purposes only and is not the official record Certified copies can only be obtained from the official source
================================================================= ==============
UCC FILINGS =~==================================================== ===========
==============
Collateral All Assets Type Original
-----------------------------------------------------------------
Sec party THROUGH ITS
ADMINISTRATIVE AGENT
Debtor Filing number Filed with DOVER DE
Date filed Latest Info Received
Collateral General
Leased Equipment
Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ
Date filed Latest Info Received
Collateral
Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ
Date filed Latest Info Received
CREDIT SUISSE FIRST BOSTON ACTING
CAYMAN ISLANDS BRANCH AS
NEW YORK NY OAKITE PRODUCTS INC 4216854 2 SECRETARY OF STATEUCC DIVISION
08022004 08262004
Accounts receivable and proceeds shy
intangibless) and proceeds shy
and proceeds Original CANON FINANCIAL SERVICES MOUNT
OAKITE PRODUCTS INC 23913509 SECRETARY OF STATEUCC DIVISION
11302006 12272006
Leased Assets - Leased Business machineryequipment Original CANON FINANCIAL SERVICES INC MT
OAKITE PRODUCTS INC 21685842 SECRETARY OF STATEUCC DIVISION
07112003 07292003
Type Continuation Sec party CREDIT SUISSE (FKA CREDIT SUISSEmiddot FIRST
BOSTON) ACTING THROUGH ITS CAYMAN ISLA NEW
YORK NY Debtor CHEMETALL CORPORATION Filing number 2009 0642311 Filed with SECRETARY OF STATEUCC DIVISION DOVER DE
Date filed 02272009 Latest Info Receiv~d 05122009 Original UCC filed date 08022004 Original filing no 4216861 7
The public record items contained in this report may have been paid termirtated vacated or released prior to the date this report was printe~
=======~===============================================~======== ==============
GOVERNMENT ACTIVITY =====================================================~ ===========
==============
Activity summary Borrower (DirGuar) NO Administrative debt YES Contractor YES Grantee NO Party excluded from federal program(s) NO
Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8 (A) firm NA
The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other- sources
----7-------shyCopyright 2009 Dun amp Bradstreet - Provided under
contract I
for the exclusive use of subsCriber 264750059L
FULL DISPLAY COMPLETE
~ 396484BIRHQ2156 3427456432lng emailhIm
dmiddotmiddotmiddotmiddotmiddotto Chemetall
~
ICompany Overview
Chemetall is a global company committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry eg lithium and cesium compounds
Chemetalls businesses historically emerged from the combination of expertise in chemistry and metallurgy which is still mirrored in the companys name Chemetall mainly sells customised packages of products and services ranging from consultation via development through to the operation of entire plants at the customers site - for instance car body pre-treatment in the automotive industry
The companys product portfolio is based on continuous research and development of leading edge technologies High perfOrming products combined with Chemetalls dedication to providing the best technical service and support to its customers have over the decades established excellent market positions in its fields of activity
Chemetall GmbH is headquartered in Frankfurt am Main It is the centre of a worldwide network of some 40 subsidiaries in Europe North and South America Asia Australia and Africa Most of these companies operate their own production sites and many also have their own development laboratories A largely decentralised organisation ensures that each local company can respond quickly and flexibly to the customers needs in its markets whilst at the same time being able to draw on the specialist resources within the Group In this way Chemetall combines the strength of a global supplier with the flexibility and customer focus of a medium-size company
Since August 1st 2004 Chemetall has been part of middotRockwood Holdings Inc
~II ~II
httpwwwchemetaIIcomindexjspjsessionid=D1E2B97C5F308BBEFA7790E98D334D 8112009
202009
~ _ c
bulliJi - - -Hsectr
jmiddotY I Chemetall
f 0
I News
I 2009 I zoosl 2007
2009
May 272009 Significant savings achieved with the change from zinc-phosphating pretreatment to Oxsllanreg technology Opel Replaces its Metal Pretreatment System Adam Opel GmbH in Kaiserslautem Germany is an important more
~tl
April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more
~ff
April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more
~If
February OS 2009 Chemetall Aerospace Technologies has successfully integrated the NOT business of Ely Chemical Company Ltd We are proud to inform our customers around the world that Chemetall has effectively transferred and more
~h~~gPASq~~~~JJetoChemetall~ aiiiiilry f 2009 tile neW legal entity name for ChemetallmiddotOakite will be
cCflemetalltJS Inc more
ctt
January 20 2009 Chemetall Oakite changed its name to Chemetall
Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc more
ft
2008
August 01 2008 Chemetall acquires Nalco Finishing Technologies Rockwood Holdings Inc Chemetall-Group has acquired Nalcos Finishing Technologies (FT) businessnull more
~
July 31 2008 Chemetall announces global price increases Chemetall is currently increasing prices within a range of 5 to 20 percent or implementing and adjusting more
~ff
httpwwwchemetallcomindexjspcontent=newsjspnewsDat=pressreleases_sortbyyear 81112009
2007
----------------- -r - ------1 ------------- c- - --r
April 01 2008 Chemetall acquires NOT Business of Ely Chemical Company Ltd Chemetall GmbH FrankfurtM via its UK subsidiary has acquired the NOT business of the UK basednull more
~JJ
March 29 2007 Chemetall Signs Distribution Agreement with Advanced Chemistry amp Technology Inc Chemetall Aerospace Technologies announced that it has signed an exclusive sales and distribution agreement more
~II
February 212007 Chemetall Acquires the Chemical Division Business of Wirral Fospray Chemetall PLC has announced the acquisition of the chemical division business from Wirral Fospray Limited more
~JI
January 22 2007 Rockwood Appoints M~nlka Engel-Bader President ofChemetal Rockwood Holdings Inc (NYSEROC) has announced that Dr Monika EngelshyBader has been appointed tonull more=
~II
httpwwwchemetallcomindexispcontent=newsi SpnewsDat=pressreleases sortbyyear 8112009
kindof activity Production fields of activity Lithium
~II ~IJ
~ Chemetall US Inc
Country United States Streetaddress 13177 Huron River Drive ZIP MI 48174 City Romulus Phone +1-734-941 3800 Fax +1-734-941-5524 kind of activity Productionmiddot fields of activity Surface Treatment MapMgQ
~I =11
IIsectsectsect Chemetall US Inc
Country United States Streetaddress 16961 Knott Ave ZIP CA 90638 City La Mirada Phone +1800-331-1197 Fax +1 714a70-6480 kind of activity Sales Production fields of activity Surface Treatment Map Mm
~J ~IJ
~ Chemetall US Inc
Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-464-6900 Fax +1908-464-5571 kind of activity Headoffice $ales Production fields of activity Surface Treatment Direct Contact Email oakiteproductschemetaILcom Map Map
~I ~II
httpwwwchemetallcomindexjspcontent=contact choice1jspid=United Statesampconti 81112009
Chemetall~~-V
J 4(
America ~ United Stetes 1lW
Chemetall Foote Corp
Country United States Streetaddress 348 Holiday Inn prive ZIP NC 28086 City Kings Mountain Phone +1-704-739 2501 Fax +1-704-734 0208 kind of activity Headoffice Sales Production fields of actvity Lithium Direct Contact Email footelithiumchemetallcom Map Map
~ II
~ Chemetall Foote Corp
Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-665-9466 Fax +1-908-665-8543 kind of activity Headoffice Sales fields of activity Special metals MapM~
~II ~11
~ Chemetall Foote Corp
Country United States Streetaddress 856 Foote Lane
ZIP TN 37134 City New Johnsonville Phone +1-931-535 3401 Fax +1-931-535 3404 kind of activity Production fields of activity Lithium Map Map
~IJ ~IJ
~ Chemetall Foote Corp
Country United States Streetaddress Hwy 265 ZIP NV 89047 City Silver Peak Phone +1-775-937-2222 Fax +1-775-937-2250
httpwwwchemetallcomindexj spcontent=contact_choice 1jspid=UnitedStatesampconti 8112009
~aa -rlte_middot~ bull Chemetall
II~metaIIOakl~ changeditsnClme tOlhemetall
Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc doing business as Chemetall The same applies to the Canadian subsidiary whose official name will be Chemetall Canada Limited
middotCustomers around the world link Chemetall with quality innovation and extraordinary technical services says Joris Merckx President Surface Treatment at Chemetall middotOne consistent name of our all our subsidiaries will strengthen our corporate brand and with it our image he commented
No changes Will be made to the Mexican and Brazilian entities as these countries already operate their business under the name of Chemetall
About Chemeta
Chemetall a company of Rockwood Holdings Inc (NYSE ROC) is one of the leading global companies committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry including lithium and cesium compounds
Contact Sandra Zirm Phone +496971653605 Mall sandrazirmchemetallcom
~I ~II
7
Sodium dihydrogen phosphate (7558-80-7)
Zinc nitrate (7779-88-6)
Manganese dihydrogen phosphate (18718-07-5)
Zinc dihydrogen phosphate (13598-37-3)
Manganese nitrate (10377-66-9)
Potassium oleate (also known as potassium cis-9-octadecenoic acid 143-1middot8-0)
Phosphonic acid PPP - [nitrilotris (methylene)] tris sodium salt (also known as sodium aminotris (methylenephosphonate) 20592-85-2)
Sodium silicate (1344-09-8)
Potassium tetraborate (also known as boric acid dipotassium salt 1332-77-0)
Potassium tallate (61790-44-1)
Triethanolamine borate (also known as boric acid compd with 222-nitrilotris (ethanol) 68413-80-9)
Dipotassium octenyl succinate (also known as butanedioic acid 2(octen-l-yl)- potassium salt (1 2) 58641-28-4)
Ethanol (64-17-5)
Chromium phosphate (also known as chromic phosphate 7789-04-0)
Ammonium dihydrogen phosphate (also known as monoammonium phosphate 7722-76-1) and
3-aminopropyl silanetriol (also known as silanetriol 1-(3-aminopropyl)- 58160shy99-9)
7 United States National Library of Medicine ChemlDplus Advanced with regard to the
one chemical substance sodium hydrogen phosphate (also known as disodium phosphate CAS
Number 7558-79-4) Respondent is alleged to have imported at its Romulus Michigan facility
8 Information from the EPA website on Respondent and its operations
9 Dun amp Bradstreet report for Chemetall Oakite Inc [sic] printed August 132009
8
10 Dun amp Bradstreet report for Chemetall US Inc printed August 11 2009
11 Information retrieved August 11 2009 from wwwchemetallcom
Complainant may request this Court to take judicial notice of appropriate matters in
accordance with 40 CFR sect 2222(t)
IV Hearing Arrangements
Complainant requests that a hearing in the matter be in New York City (New York
County) the location of the main office of EPA Region 2 Complainant anticipates being able to
present her case-in-chief in probably two days three at the most
V Proposed Penalty Amount Determination
An explanation as to EPAs derivation of the penalty assessment proposed and the
reasoning behind it is set forth on pages 8 and 9 of the Complaint As noted there this penalty
has been developed in accordance with Section 16(a) ofTSCA 15 USC sect 2615(a) with
specific reference made to and guidance provided by the TSCA Section 8 penalty policy which
has been listed as part of Complainants exhibits
On page 5 of this document it explains that the TSCA Civil Penalty policy published on
September 10 1980 in the Federal Register establishes a systems for determining penalties in
administrative actions brought pursuant to TSCA sect 16 Further
EPA believes that the system is a r~asonable interpretation of the statutory penalty factors in TSCA section 16 Under that system penalties are determined in two stages (1) determination of a gravity based penalty (GBP) and (2) adjustments to the gravity based penalty
To determine the gravity based penalty TSCA sect 16(a)(2)(B) requires the Agency to take into account the statutory factors of Nature Circumstances Extent and Gravity
9
The TSCA Section 8 penalty policy then adumbrates how each of those factors is taken
into account These factors are used in a matrix (a grid) to arrive at an appropriate GBP At that
point [0]nce the gravity based penalty has been determined upward or downward adjustments
to the penalty amount are made by taking into account the following factors with respect to the
violator the degree of culpability whether there is a history of prior such violations a
respondents ability to pay its ability to continue in business and such other factors as justice
may require be considered Page 6 (unless otherwise noted subsequent page references are to the
TSCA Section 8 penalty policy) It is the gravity based penalty that is a function of the nature
circumstances and extent of each violation Page 7
Any failure timely to report for the TSCA Inventory Update is classified as hazardrisk
assessment in nature Page 9 The classification of circumstance level can be from 1 to 6 these
levels make-up the vertical axis on the grid As noted on page 1 a failure to timely report for the
TSCA Inventory Upgrade is classified as a Levell violation and it is assessed as a one-day
violation ie penalties are not assessed on a day-by-day basis The extent level represents the
second step in determining the gravity based penalty The levels are Major Significant and
Minor As noted on page 12 an IUR failure is classified as Significant extent level
Using these classifications the gravity based penalty is derived In the TSCA Section 8
penalty policy (the edition issued in 1999) the amount listed for these parameters is $18700 In
accordance with the June 5 2006 memorandum (Complainants Exhibit 2 page 8-A) this
number has been increased to $21922 This increased amount has been in effect subsequent to
March 152004 Therefore for an IUR violation occurring after March 152004 but before
January 122009 the penalty amount that corresponds to a Circumstance Levelland a
Significant Extent Level is $21922 This represents the gravity based penalty for each of the 20
chemicals Respondent failed timely to report
With regard to adjustments to the gravity based penalty as discussed on pages 15-17
these are considered after issuance of the Complaint normally as part of the settlement
10
negotiation process This is noted on page 9 of the Complaint wherein it states that the penalty
amount listed represents the facts and circumstances known to Complainant up to the time of the
issuance of the Complaint
VI Paperwork Reduction Act
The Paperwork Reduction Act of 1980 as amended 44 USC sect 3501 et seq (the
PRA) does not bar EPAs prosecution of this action or its attempt to obtain a penalty for
violations arising from Respondents alleged failure to report during the period of August 25
2006 through March 23 2007
Respondent is alleged to have violated 40 CFR sect 71053 (paragraphs 32 and 48 of the
Complaint) Thjs provision is part of Subpart C of Part 710 Inventory Update Reporting for
2006 and Beyond The OMB (Office of Management and Budget) Control Number for the 40
CFR Part 710 Subpart C regulations is 2070-0162 40 CFR Part 9 The relevant ICR
number was 188403 OMB approval for this ICR number was secured on May 3 2006 with an
expiration date of May 31 2009 71 Fed Reg 34932 (June 162006) [FRL-8184-3] The
Federal Register of September 52008 referring to OMB Control No 2070-0162 announce[d]
that EPA is planning to submit a request to renew an existing approved Information Collection
Request (ICR) to the Office of Management and Budget (OMB) 73 Fed Reg 51805 [FRLshy
8370-3] The announcement that this ICR now bearing number 188404 was submitted to the
OMB was published on May 12 2009 74 Fed Reg 22163 [FRL 8903-4] This ICR was
approved on September 172009 and it will expire on September 302012
Display of the relevant OMB number has been frequent and consistent See eg 40
CFR Part 9 (July 12006 edition)
Because there had been no lapse in approval at the time the alleged violations arose the
PRA is not a bar to EPAs attempt to prosecute this action and to obtain a penalty for such
violations
11
Dated May 26 2010 New York New York
Le~ A Spielmann Assistant Regional C6unsel Waste and Toxic Substances Branch Environmental Protection Agency Region 2 290 Broadway 16th floor New York New York 10007-1866 212-637-3222 fax 212-637-3199
TO
Regional Hearing Clerk US Environmental Protection Agency Region 2
Honorable Barbara A Gunning Presiding Officer
Benne C Hutson Esq McGuire Woods LLP Counsel for Respondent
In re Oakite Products Inc et al Docket No TSCA-02-2009-9148
CERTIFICATE OF SERVICE
I certify that I have this day caused to be sent the foregoing COMPLAINANTS INITIAL PREHEARING EXCHANGE dated May 26 2010 in the following manner to the respective addressees listed below
Original and One Copy By Inter-Office Mail
Office of Regional Hearing Clerk US Environmental Protection Agency - Region 2 290 Broadway 16th floor New York New York 10007-1866
Copy by UPS Overnight Mail
Honorable Barbara A Gunning Administrative Law Judge US Environmental Protection Agency Franklin Court Building 1099 14th Street NW Suite 350 Washington DC 20460
Copy by UPS Overnight Mail
Benne C Hutson Esq McGuire Woods LLP 201 North Tryon Street PO Box 31247 (28231) Charlotte North Carolina 28202
Dated May 26 2010 New York New York
THE ENFORCEMENT RESPONSE POLICY FOR REPORTING AND RECORD-KEEPING RULES AND REQUIREMENTS FOR TSCA SECTIONS 8 12 AND 13 produced by EPAs Toxics and Pesticides Enforcement Division of the Office of Regulatory Enforcement within the Office of Enforcement and Compliance Assurance (revised March 31 1999 effective June 1 1999) available at httpcfpubepagovcomplianceresourcespoliciesciviltscal
tEO sr 1 p
gt ft t UNITED STATES ENVIRONMENTAL PROTECTION AGENCY S~~11 o Cl WASHINGTON DC 20460 ~ ltl
~ l of( AOt~c
OFFICE OF ENFORCEMENT AND
COMPLIANCE ASSURANCE
JUN - 5 2006
MEMORANDUM
SUBJECT Penalty Policy Supplements Pursuant to the 2004 Civil Monetary Penalty Inflation Adjustment Rule
FROM Stephanie P Brown Acting Director AIPdJ~YJmiddot~ Toxics and Pesticides Enforcement Di~~i~middot -- --- Office of Civil Enforcement
TO Regional Counsels Regional TSCA FIFRA and EPCRA Division Directors
This memorandum modifies each enforcement responsepenalty policy (Penalty Policy) within the purview ofthe Toxics and Pesticides Enforcement Division (TPED) to adjust for the Civil Monetary Penalty Inflation Adjustment Rule published in the Federal Register 011 February 132004 (69 Fed Reg 7121) and codified at 40 CFR Parts 19 and 27 (Final Rule) The matrices herein supercede and void any interim matrices for the 2004 rule issued or used by TPED or a Regional Office In accordance with the Final Rule all violations occurring on or after March 152004 are subject to statutory penalties adjusted for inflation A complete list of each Penalty Policy subject to this memorandum is provided at Attachment A Appendix B provides instructions for amending each Penalty Policy as well as updated matrices for inseliion into each policy
The adjustments here follow the implementation policy established in the attached September 212004 memorandum signed by Thomas V Skinner That memorandum provides for adjusting each cell in a penalty matrix by multiplying the existing gravity-based penalty component by 11723 We are aware that this approach results in penalty amounts (within matrix celIs) that are not roimded-off as compared to previous iterations This is the outcome required by proper application of the Final Rule The September 212004 memorandum also provides for rounding the aggregate penalty in a particular case to the nearest $100 unit after calculating and summing the gravity-based penalties for each count in the case
Intemet Address (URL) bull hltpllwwwepagov ReCycledRecyclable Prin18d with Vegetable Oil Baaed Inks on Recycled Paper (Minimum 5Olo Postconsumer content)
Violations occurring before March 152004 and after January 30 1997 remain subject to penalties adjusted for inflation as specified in TPEDs April 18 1997 memorandum entitled Penalty Policy Suwlements Pursuant to the Civil Penalty Inflation Adjustment Rule Copies of this memorandum are available upon request
Please contact Brian Dyer at (202) 564-4166 (dyerbrianepagov) if you have any questions concerning these penalty adjustments
Attaclunents
cc Rosemarie Kelley US EPA OECAOCE David Abdalla us EPA OECAOCE Susan OKeefe US EPA OECAOCE John Neylan US EPA OECAOC Tom Ripp US EPA OECAOC Priscilla Flattery US EPA OPPTSOPPT Ben Smith US EPA OEIOIAA
Craig Matthiessen US EPA OSWERJOEM Daniel Helfgott US EPA OPPTSOPP Deborah Brown US EPA Region 1 Nancy Bannakian US EPA Region 1 Ken Stoller US EPA Region 2 Adrian Enache US EPA Region 2 Daniel Kraft US EPA Region 2 John Higgins US EPA Region 2 Ken Eng US EPA Region 2 Harry Daw US EPA Region 3 Aquanetta Dickens US EPA Region 3 Mikal Shabazz US EPA Region 3 Jeaneanne Gettle US EPA Region 4 Anthony Toney US EPA Region 4 Joanne Benante US EPA Region 4 Caron Falconer US EPA Region 4 Anthony Restaino US EPA Region 5 MarkHorwitz US EPA Region 5 Bob Goodfellow US EPA Region 6 Maria Martinez US EPA Region 6 Steve Vargo US EPA Region 6 Jamie Green US EPA Region 7 Mark A Smith US EPA Region 7 Elisabeth Evans US EPA Region 8 Pam Cooper US EPA Region 9 Paula Bisson US EPA Region 9 Scott Downey US EPA Region 10
TPED Pen Adj Memo wAttachments - Page 2 of J9
ATTACHMENT A
FEDERAL INSECTICIDE FUNGICIDE AND RODENTICIDE ACT
FIFRA Worker Protection Standard Penalty Policy - Interim Final- (0901197)
Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act --Good Laboratory Practice (GLP) Regulations - (093091)
Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act (FIFRA) - (070290)
FIFRA Section 7(c) Enforcement Response Policy - (021086)
TOXIC SUBSTANCES CONTROL ACT
Section 1018 - Disclosure Rule Enforcement Response Policy - (020100)
Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8 12 AND 13shy(033199)
Polychlorinated Biphenyls Penalty Policy - (022698)
Enforcement Response Policy for TSCA Section 4 Test Rules - (052886)
Amendment to the TSCA Section 5 Enforcement Response Policy - (060889)
Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Polic~ - (013189)
Interim Final Enforcement Response Policy Asbestos Abatement Projects Worker Protection Final Rule - (111489)
Final TSCA GLP Enforcement Response Policy - (040985)
EMERGENCY PLANNING AND COMMUNITY RIGHT-TO-KNOW ACT
Enforcement Response Policy for Section 313 of the Emergency Planning Community Right-ToshyKnow Act (1989) and Section 6607 of the Pollution Prevention Act (1990) Amended shy(041201)
Enforcement Response Policy for Sections 30~ 311 and 312 of the Emergency Planning and Community Right-to-Know Act (1989) and Section 103 of the Comprehensive Environmental Response Compensation and Liability Act -(093099)
TPED Pen Adj Memo wAttachments - Page 3 of 19
ATTACHMENT B
FlFRA
Insert table (p 4-A) behind page 4 FIFRA Worker Protection Standard PenaltY Policy - Interim Final (090 97)
No insert Rodenticide Act - Good Laboratory Practice (GLP) Regulations (093091) Enforcement Response Policy for the Federal Insecticide Fungicide and
When proposing penalty amounts under the Enforcement Response Policy for GLP Regulations dated September 30 1991 actual dollar amounts are determined by using the ERP for FIFRA (070290) See directions below for F1FRA ERP
Insert after page 19-A in the policy and page CshyRodenticide Act (070290) Enforcement Response Policy for the Federal Insecticide Fungicide and
I in the appendix
No insert While the FIFRA ERP (1990) does not supersede the Section 7(c) ERP (1986) the matrix setting forth the penalties in the ERP for FIFRA (070290) should be used instead of the matrix in the 1986 policy
FIFRA Section 7(c)Enforcement Response Policy (021086)
TSCA
Insert matrix (Appendix B-4-A) behind Appendix B-4
Section 1018 - Disclosure Rule Enforcement Response Policy (020 I00)
Insert matrix (p7-B) behind page 7-A 12 AND 13 (033199) Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8
Polychlorinated Biphenyls Penalty Policy (040990) Insert matrix (p9-B) behind page 9-A
Enforcement Response Policy for TSCA Section 4 Test Rules (052886) Insert matrix (p2-B) behind page 2-A
Amendment to the TSCA Section 5 Enforcement Response Policy (060889) Insert matrix (p16-B) behind page 16-A
Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Insert matrix (pII-B) behind page II-A Policy (0 131 89) Insert matrix (p17-B) behind page 17-A
Interim Final Enforcement Response Policy - Asbestos Abatement Projects Insert matrix (p 6-B) behind page 6-A Worker Protection Final Rule (111489)
Final TSCA GLP Enforcement Response Policy (040985) Insert matrix (pA-B) behind page 4-A
EPCRA
Enforcement Response Policy for Section 313 of the Emergency Planning and I Insert matrix (pi I-B) behind page II-A Community Right-To-Know Act (1989) and Section 6607 ofthe Pollution Prevention Act (1990) Amended (04120 I )
Final Enforcement Response Policy for Sections 304 311312 of EPCRA and I Insert matrix (pp 20C amp 200) behind page 20B Section 103 ofCERCLA (093099)
TPED Pen Adj Memo wAttachments - Page 4 of 19
Page8-A
Gravity based penaltY matrix to supplement Recordkeeping and Reporting Rules and Requirements for TSCA Sections 8 12 and 13 for violations that occur on or after March 15 2004 Insert behind ~e 8
TSCA sectsect 8 12 amp 13 GRAVITY BASED PENALTY MATRIX
EXTENT CIRCUMSTANCES
A B C Major Significant Minor
LEVELS 1 $32500 $21922 $6448
High Range 2 $25791 $16764 $3869
3 $19343 $12895 $1934 Mid Range
4 $12895 $7737 $1290
5 $6448 $3869 $645 Low Range
6 $2579 $1676 $258
Note After calculating the gravity-based penalty for each count the total applicable gravity-based penalty for all counts in a particular casematter should be rounded to the nearest unit of $100 as required by the memorandum from Thomas Skinner dated September 212004 implementing the Civil Monetary Penalty Adjustment Rule as published in the Federal Register on February 132004 (69 FR 7121)
TPED Pen Adj Memo wAnachments - Page 9 of 19
UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
TSCA Section 5 and 8 Inspection Chemetall Oakite Inc 675 Central Avenue New Providence NJ 07974
From Chester Norman Chemist Leonard Pappalardo Chemist Toxics Section Toxics Section
To Daniel 1 Kraft Chief Toxics Section
On May 14 2008 a TSCA Section 5 and 8 inspection was conducted at Chemetall Oakite Inc at the address listed above This inspection was conducted as part of the regional neutral inspection scheme We scheduled the meeting in advance with Mr Michael Chang Manager Health and Environmental Department Upon arriving at Chemetall Oakite Inc official credentials were presented to Mr Michael Chang Julia C Murray Vice President Technical Marketing and Ron Ascenzo Director Technical Marketing Notices ofInspection (Attachment 1) and Confidentiality (Attachment 2) were issued and explained to Ms Murray Ms Murray signed the notices
Chemetall Oakite is an importer of chemicals They import metal cleaners and surface treatment chemicals They have approximately 110 employees in New Providence New Jersey Chemetall has been at this site since 2006 prior to that they were located in Berkley Heights New Jersey Chemetall Oakite Inc is also known as Chemetall Chemical Products and Chemetall Americas Chemetall Americas is owned by Rockwood Holding Company who is owned by Chemetall BMGH in Germany Their Standard Industrial Codes (SIC) is 5169 The companys fiscal year is the calendar year Ms Murray said Chemetall Oakite Incs corporate sales were approximately $100000000 Chemetall Oakites facility in New Providence New Jersey is the corporate headquarters sales export and import offices and their research and development laboratories for the United States Chemetall Oakite Inc has manufacturing facilities in La Mirada CA and Romulus MI
We asked if they filed an Inventory Update Report for the 2006 reporting period They didnt know We asked if they filed a preliminary assessment inventory report for any of the chemicals the company manufactures or imports and they responded they didnt know We asked if they filed any PMNs recently they responded with a 10 year old low volume exemption and an older PMN We asked if they filed any significant new use report they responded no We asked if they had a
TSCA Section 8c file They also responded no
We issued Receipts for Samples and Documents and Confidential Business Information Nothing was declared Confidential
Attachments 1 Notice ofInspection 2 Notice of Confidentiality 3 Receipt for Samples and Documents 4 Declaration of Confidential Business Information
I bull US ENVIRONMENTAL PIlOTECTlON ~- WASHINGTON DC 204Ci0
TOXIC 5UBSTAlCES CONTllOL ACI EPA-----_- _--__--------------------- shyTOXICS SECfION - NOTICE OF INSPECflON
1_ INVESTIGATION IDENT1FICAnON 3 F~Z~ ~~7jJi--- Chemetall Oaki 42008
S FACllrryS ADDRESS
~PA Region 2 MS-I05 iPECTORS ADDRESS
675 Central Ave Woodbridge Avenue New Providence New Jersey 07974-1560
on NJ08837-5602
REASON FOR INSPECTION
Under the authority of Section II of the Toxics Substances Control Act
b For the purposes of inspecting (Including taking samples photographs statements and other inspection activities) an establisbment facility or other premises in which chemical substances or mixtures or articles containing same are manufactured processed or stored or held before or after their distribution in commerce ( including records files papers processes controls and facilities) and any conveyance being used to transport chemical substances mixtures or articles containing same in connection with their distribution in commerce (including records files papers processes controls and facilities) bearing on whether the requirements of the Act applicable to the chemical substances mixtures or articles within or ass()Ciated with such premises or conveyance have been complied with
In In addition this inspection extends to (Check appropriate blocks)
Jq- A Financial data o D Personnel data I
LV B Sales data o E Research data
13 C Pricin ~ data The natureland extent of the inspection of such data specified in A through E above is as follows
~rtification
lcknowledge that the statements I have made on this fonnand all attachments thereto are true accurate and complete I acknowledge that y knowingly false or misleading statement may be punishable by fine or imprisonment or both under applicable law
PREVIOUS VERSIONS ARE OBSOLETE
ME
rnE Chemist
DATE SIGNED
~r TI11E -shy~J ~ea~~ (1 4~
A FORM 77ltWmiddot3A FOR 1018 (REVISED JAN 2002)
IUR FORM (Form U) submitted September 24 2008
CBIDELETED
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0- 0shy
-P 0 0shy
Zn2+ 0shyNAME Phosphoric acid zinc salt (21) 1RN 13598-37-3
l) - P -o-Il o
MW 25533
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OH I
HO-P-OH
1 o
NAME Ethanol 2-amino- phosphate (1 ) RN 29868-05-1 r
OH
MW 159077
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HO- P-O- Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH
MW 119976
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MW 119976
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NAME Phosphoric acid manganese(2+) salt (21) RN 18718-07-5
0 I
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MW 244878
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0- 0_
po 0_
Zn2+ 0shyNAME Phosphoric acid zinc salt (21) lRN 13598-37-3 -0 - P -o-Il o
MW 25533
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0shy
I ~N-o 0shy
Mn+ NAME Manganese nitrate 0shyRN 10377-66-9 I
N+- 0shy0
MW 178946
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NAME Potassium cis-9-octadecenoic acid RN 143-18-0
o
O
(
MW 320555
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OH I
HO-P=O
~ OHN~I
0) p NAME Sodium aminotris(methylenephosphonate) II OHRN 20592-85-2
0P HO shy
OH
MW 2990478
Enlarge Structure
hale I~----F-o-r-m-o-re-in-fo-r-m-a-t-io-n-a-b-o-u-t-t-hi-s-s-u-b-s-ta-n-c-e------1 N=~Information
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NAME Sodium silicate RN 1344-09-8
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0shyt
O=Si 0shy
MW 122063
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Na+
Na+
SNrell N8Yfgetlon
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NAME Boric acid dipotassium salt RN 1332-77-0
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NAME Potassium tallate No StructureRN 61790-44-1
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HO OH
j ~
HO
OH
J NAME Boric acid compd with 222middotnitrilotris (ethanol) OH ~N-
HO
RN 68413middot80middot9
MW 2110202
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f
NAME Butanedioic acid 2-(octen-1-yl)- potassium salt (1 2)
ti~middotmiddot
(gt
a
RN 58641-28-4
MW 304466
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H3C OH
NAME Alcohol [USP] RN 64-17-5
MW 460684
~nlarge Structur~
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yen~
H3C OH
NAME Alcohol [U5P] RN 64-17-5
MW 460684
Enlarge Structure
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0shy
IOp-o- cr3+
NAME Chromic phosphate I 0shyRN 7789-04-0
MW 146966
Enlarge Structure
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NAME Monoammonium phosphate RN 7722-76-1
0 II
HO-P -0shyI
NW 4
OH
MW 115024
Enlarge Structure
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PAFA
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HO OH Si NH2NAME Silanetriol 1-(3-aminopropyl)shy HO ~ ~
RN 58160-99-9
MW 13721
Enlarge Structure
auk Information For more information about this substance
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Na+ o II
HO- p- 0shyNAME Disodium phosphate IRN 7558-79-4 0- Na+
MW 141958middot
Enlarge Structure
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Business N
Tradestyfe Physical Streel Addss
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Physical Zip Mailing Address
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Primaiy aDigit SIC Cads Primary Sica Deecriplian
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CEO Namlt CEO Tille
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9Jn1224a Chernelall Oakil Inc
675 Central we
New PlOYidence Unton NJ 07974 PO BOX 7 N_ PrcNiclence
NJ 079740007 908~900
51691001 Anti-corrosion product 424690 424690-Other Chemical lII1d Allied Prod
Ron Felper
President
65 100 $100000000
016164399 000000000 1067934JJ
PRIVATE COMPANY SINGlE
40697755 -74A08967
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Lookup Resufhi Company Details Coot) t Nimes
Site Inl
DUNS Number Business Name Tradestyl8 Physical Slr881 Addlt888 Physic C~y
County Physical SIale Abbr8lliation Physic Zip Mailing Address Mailing C~y
Mllili9 State Mailing Zip Telephone Number Primary BOigrt SIC Code Primary SICB Deampcriplion Primary HAlCS Code Primary HAlCS Description CEO Name CEOT~
BuinQss Slzo
Employees Hent EmpIoyeeo Tot Sal88 VohJme (USS)
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Global Ullimal8 Duns Number Headquarten Duns Number Plnftt Duns Number
Organizalion
Ownership
location Typ8
Latitude longitude
flZJ60JB loIC ~ i
556121200 Cham_Uslnc Chemelall dalcrle 675 Centrol we 11_ PrrMdllf1C8 Union NJ 07974 POBOX 7 New PrrMdence NJ 079740007 9OB-464~900
26420000 Polishes and sanitation goods 325612 325612-Po1ish amp 01 Ssnitalion Gd MIg Ronald Felber Pesident
90 340 S130723000
016164399 0000000oo 016164399
PRIVATE COMPANY HEADQUARTERS 40697755 74408967
custservdnbcom To Lee SpielmannR2USEPAlUSEPA Karen
bull SeetlR2USEPAlUSEPA08132009 11 22 AM
cc
bcc
Subject CHEMETALL OAKITE INC DampB Business Information Report
The folloWing e-mail was sent to you by seetkarenepagov Personal Note
ampBhas more options to help you decide with confidence Learn more about DampB eroducts and services lis this an important decision ~ IUJlilIImil
Get more with DampBs Enhanced Comprehensive Report ~I bull Business failure and credit scores
Click here to provideI bull Context behind the scores Added industrY and Financial comDarisons feedback on this report
iiiiRi55i~iiiiiAii~1~-
ort on this business
J --1- )21 _II1tjjjj1 Wgll_~yg 1
Copyright 2009 bun amp Bradstreet - Provided under contract
for the exclusive use of subscriber 264750059L
ATTN Lee Spielmann Report Printed AUG 13 2009
========================~======~=================================
============== BUSINESS SUMMARY
==========~======================================================
==============
CHEMETALL OAKITE INC (SUBSIDIARY OF ROCKWOOD SPECIALTIES INC PRINCETON NJ) 675 Central Ave New Providence NJ 07974
This is a headquarters D-U-N-Sreg Number 93-771-2248 (subsidiary) location Branch (es) or division(s) exist DampB Rating
Mailing address PO Box 7
II I
New ~rovidence NJ07974
Web site wwwrockwoodspeciallI IIIIIIIIIIIIII
Telephone
Chief executive
Year started
Management control
Employs
Sales
History
SIC
Line of business
tiescom
908 464-6900
RON FELPER PRES
1987
2006
100 (65 here)
$100000000
CLEAR
5169
Whol corrosion preventative chemicals
III III
================================================================= ===============
SPECIAL EVENTS ================================================================ ==============
06142007 Business started 1987 Present control succeeded June 2006
================================================================= ==============
SUMMARY ANALYSIS ================================================================= ==============
DampB Rating
The blank rating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and
that further enquiry should be made before reaching a decision Some reasons for using a _II symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information
Below is an overview of the companys rating history since 061507
DampBRating Date Applied 061507
The Summary Analysis section reflects information in DampBs file as of August 102009
=================~======~==~==~=======================~==========
============== INVESTIGATIVE SERVICES
================================================================= ==============
Update available on request
This information is being provided to you immediately in the interest of speed This reportmay not reflect the current status of this business DampB can investigate this business and update the information based on the resulta of that investigation
By ordering a standard investigation the same day you order this report an updated report will be provided to you at no extra cost
=========~=======================================================
==============
CUSTOMER SERVICE ================================================================= ==============
If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you
~ (
are outside the us contact your local DampB office
Additional Decision Support Available
Additional DampB products monitoring services and specialized investigations are available to help you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcom
=================================================================
===== = = = === = = =
HISTORY ================================================================= ==============
The following information was reported 08182008
Officer(s) RON FELPER PRES
THE OFFICER(S)
Business started 1987 Present control succeeded June 2006 100 of capital stock is owned by the parent company
RON FELPER Work history is unknown
Business address has changed from 14826 Ne 95th St Redmond WA 98052 to 675 Central Ave New Providence NJ 07974
=~===============================================================
==============
CORPORATE FAMILY =====================c=========================================== ==============
The following global corporate family members are related to this busihess
Members are listed alphabetically first by company name then by country or us state then by city
Global Ultimate Rockwood Holdings Inc Princeton NJ 01-616-4399
Parent Rockwood Specialties Group Inc Princeton NJ 10-679-3433
Affiliates (US) Advantis Technologies Inc Alpharetta GA 93-189-6385 Alphagary Corporation Leominster MA 09-743-4484 Ceramtec North America Innovative Laurens SC 17-483-0034 Ceramic Engineering Corporation Chemetall Foote Corp Kings Mountain NC 00-232-9456 Chemical Specialties Inc Charlotte NC 04-297-3313 Pure Wafer Inc Prescott AZ 83-746-8321 Rockwood Pigments NA Inc Beltsville MD 04-754-7690 Southern Clay Products Inc Gonzales TX 04-166-1737
Affiliates (International) AlphaGary (Canada) Limited Stoney Creek CANADA 24-924-8626 Cs i Kemwood AB Helsingborg SWEDEN 35-401-6487middot ProCeram spolmiddot s ro Dolni Rychnov CZECH 49-516-1929
REPUBLIC
== = = == = == = == ==== = == = = = == = = ==== = ==== = = ==== = = ===-= = = = = === == == === =
==============
OPERATIONS ===================~==========~====================== ============
==============
08182008
Description Subsidiary of Rockwood Specialties Inc
Princeton NJ started 2000 which operates as a wholesaler
of chemicals or allied products Parent company owns 100
of capital stock
Wholesales corrosion preventative chemicals (100)
Terms are Net 30 days Has 600+ account(s) Sells to
aerospace industry Territory North and South America
Nonseasonal
Employees 100 which includes officer(s) 65 employed here
Facilities Leases premises in a single story brick building
Location Central business section on well traveled street
Branches This business has multiple branches detailed branchdivision information is available in
Dun amp Bradstreets linkage or family tree products
==============~==============~===================================
==============
SIC amp NAICS ================================================================= ==============
SIC Based on information in our file NAICS DampB has assigned this company an extended 8-digit SIC DampBs use of 424~90 Other Chemical and Alli~d
a-digit SICs enables us to be more Products Merchant specific to a companys operations Wholesalers than if we use the standard 4-digit code
51691001 Anti-corrosion products
=================================================~== ============
============== PAYMENT SUMMARY
==============~===========~=========================== ===========
===============
DampB has not received a sufficientsample of payment experiences to establish a PAYDEX score
DampB receives over 600 million payment experiences each year We enter these new and updated experiences intoDampB Reports as this information is received At this time none of those experi~nces relate to this company
=======================================================~==========
============== FINANCE
================================================================= ==-= = = == == === ==
06142007
On JUN 14 2007 Michael Lissandrello SIs Mgr deferred financial statement
Michael Lissandrello submitted the following partial estimates dated JUN 14 2007
Sales for 2006 were $100000000
As of June 14 2007 a search of Dun amp Bradstreets Public Record database found no open suits liens judgements or UCCs to which Chemetall Oakite Inc at 675 Central Ave New Providence NJ was named defendant or debtor Public records received hereafter will be entered into the database and will be included in reports which contain a Public Filings ~ection
==============================================~====== ===========
============== PUBLIC FILINGS
================~====~================================ ===========
==============
A check of DampBs public records database indicates that no filings were found for CHEMETALL OAKITE INC at 675 Central Ave New Providence NJ
DampBs extensive database of public record information is updated daily to ensure timely reporting of changes and additions It includes business-related suits liens judgments bankruptcies UCC financing statements and business registrations from every state and the District of Columbia as well as select filing types from Puerto Rico and the US Virgin Islands
DampBmiddotcollects public records throughmiddot a combination of court reporters third parties and direct electronic links with federal and local authori~ies Its database of US business-related filings is now the largest of its kind
===~====~========================================================
============== GOVERNMENT ACTIVITY
================================================================= ==============
Activity summary Borrower (DirGuar) NO Administrative debt NO Contractor YES Grantee NO Party excluded from federal program(s) NO
Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8(A) firm NA
The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other sources
Copyright 2009 Dun amp Bradstreet- Provided under contract
for the exclusive use of subscriber 264750059L
FULL DISPLAY COMPLETE
~ ~
396484BIR21523427615308tng emailhtm
-- -- - ~-
(I custservdnbeom To Lee SpielmannH2USEPAlUSEPA Karen
SeetlR2USEPAlUSEPA08112009 0314 PM cc
bec
Subject CHEMETALL US INC DampB Business Information Report
The following e-mail was sent to you by seetkarenepagov Personal Note
~--~amp8 has more oDtfcins tohelDvou decide with confidence Learn more about DampB products and services Is this an important decision ~~~~~
Get more with DampBs Enhanced Comprehensiye Report bull Business failure and credit scores
Click here to providebull Context behind the scores bull Added industrv and Financial comparisons feedback on this report
~~OC--~
f4fi1 Order reports on other businesses
Copyright 2009 Dun amp Bradstreet - Provided under contract
for the exclusive use of subscriber 264750059L
ATTN Lee Spielmann Report Printed AUG 11 2009
In Date
=====================~===========================================
============== BUSINESS SUMMARY
===============================~====================== ===========
==============
CHEMETALL US INC (SUBSIDIARY OF ROCKWOOD HOLDINGS INC PRINCETON NJ) CHEMETALL OAKITE 675 Central Ave New Providence NJ 07974
This is a headquarters I D-U~N-S Number 55-612-1200 (subsidiary) location IBranch (es) or division(s) exist I DampB Rating
Mailing address PO Box 7 IIINew Providence NJ
07974 DampB PAYDEXreg
1 12-Month DampB 74 Web site wwwchemetallcom I PAYDEX
I
Telephone 908 464-6900 I When weighted by dollar amount
f paYments to suppliers average 9 days Chief executive RONALD FELBER I beyond terms
I
PRES-CEO II Based on trade collected
over last Year started 1909 I 12 months
Management control
Employs
Financial statement date
Sales F
Net worth
History
Financing
Financial condition
SIC
Line of business
2004
340 (90 here)
DEC 31 2008
$130723000
(106438000)
CLEAR
SECURED
UNBALANCED
2842 2899 2851
Mfg polishsanitation gd mfg chemical preparation
IIIIIIIII
=======================================================~========
==============
SUMMARY ANALYSIS ================================================================= ==============
DampB Rating
The Rating was changed on April 17 2009 because of DampB I S overall assessment of the companys financial payment and history information The blankrating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and that further enquiry should be made before reaching a decision Some reasons for using a II_II
symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information
Below is an overview of the companys rating history since 060707
DampB Rating Date Applied 041709
1R4 030209 1R3 101408 4A3 072408 4A2 060707
The Summary Analysis section reflects information in DampBs file as of August 10 2009
====================~=====================~======================
============== CUSTOMER SERVrCE
================================================~===== ===========
==============
If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you are outside the US contact your local DampB office
Additional Decision Support Available
Additional DampB products monitoring services and specialized
investigations are available tomiddothelp you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcommiddot
================================================================= ==============
HISTORY ====~=========================~=====~================= =========== ==============
The following information was reported 07142009
Officer(s) RONALD FELBER PRES-CEO PHILIP E KELLY VICE PRESIDENT GREGORY V POFF VICE PRESIDENT
DIRECTOR (S) THE OFFICER(S)
The Delaware Secretary of States business registrations file showed that Oakite Products Inc was registered as a corporation on December 19 1991
Business started 1909 by David C Ball George W Oakley and Daniel C Smith Present control succeeded 2004 100 of capital stock is owned by parent company
RONALD FELBER born 1951 1989~present active here 1985-1989 employed with Avon Products Inc New York NY Graduated from Georgetown University in 1973 with a BS degree Also received MA degree from Loyola University in 1985
PHILP E KELLY born 1948 1972-present active here Graduated from University of Dayton in 1970 with a BS Degree Also received MBA Degree from Seton Hall University in 1978
GREGORY V POFF born 1948 1970-present active here Graduated from Catawba College in 1970 with a BA degree Also received MBA from Pace University in
1982
==========================~========================~=============
==============
CORPORATE FAMILY ================================================================= ==============
The following global corporate family members are related to this business Members are listed alphabetically first by company name then by country or US state then by city
Parent Rockwood Holdings Inc Princeton NJ 01-616-4399
Subsidiaries (International) Cheme~allCanada Limited Brampton CANADA 20-036-7514 Chemetall Mexicana SA de CV El Marques MEXICO 81-232-9050
Branches (US) Chemetall Us Inc La Mirada CA 15-886-0572 Chemetall Us Inc Romulus MI 00-515-7698
Affiliates (US) Chemetall Chemical Products Inc New Providence NJ 82-485-0580 Chemetall Oakite La Mirada - Plant La Mirada CA 61- 036 -9832middot Mineral Research and Development Charlotte NC 61-036-9477 Rockwood Holding Company Chicago IL 78-166-9635 Rockwood Specialties Consolidated Inc Princeton NJ 03-845-1386 Rockwood Specialties Group Inc Princeton NJ 10-679-3433 SachtlebenCorporation White Plains NY
95-666-4114 Viance LLC Charlotte NC 79-544-7346
Affiliates (International) Sachtleben Pigments Oy Helsinki FINLAND 54-023-5819
================================================================ ==============
OPERATIONS ==========~========================================== ============
==============
07142009
Description Subsidiary of Rockwood Holdings Inc Princeton NJ
As noted the parent company is Rockwood Holdings Inc
DUNS 01-616-4399 and reference is made to that report
for background information on the parent company and its
management
Manufactures specialty cleaning polishing or sanitation
preparations and sanitation preparations disinfectants or
deodorants Manufactures chemical preparations
specializing in metal treating compounds rust resisting
compounds and water treating compounds Manufactures
paints varnishes lacquers enamels or allied products
and paint removers
Has 10000 account(s) Terms are Net 30 days Sells to
industrial concerns Territory United States Mexico
Brazil and Canada
Nonseasonal
Employees 340 which includes officer(s) and 2 part-time 90 employed
here
Facilities Rents 37000 sq ft ina one story brick building
Location Suburban business section on well traveled street
Branche~ This business has multiple branches detailed branchdivision information is available in
Dun amp Bradstreets linkage or family tree products
Subsidiaries This business has 2 subsidiaries listed below
The extent of ownership where known is shown in
parenthesis following company name
Oakite Canada Limited Bramalea Ontario Canada (100)
Manufactures chemical specialty products Intercompany
relations reported by management to consist of
merchandise and service transactions cleared as scheduled
Chemetall Mexicana Monteray Mexico (100) Manufactures
chemical specialty products
=================================================~===============
==============
SIC amp NAICS ===========~===============~=================================~===
==============
SIC Based on information in our file NAICS DampB has assigned this company an extended a-digit SIC DampBs use of 325612 Polish and Other a-digit SICs enables us to be more Sanitation Good specific to a companys operations Manufacturing than if we use the standard 325612 Polish and Other 4-digit code Sanitation Good
middot 28420000 Polishes and sanitation Miscellaneous
goods and 28420400 Sanitation Manufacturing
preparations Miscellaneous
disinfectants and and
deodorants Manufacturing 28999931 Metal treating compounds Miscellaneous 28999942 Rust resistirtg compounds and
28999948 Water treat~ng compounds Manufacturing 28510000middot Paints and allied Coating
products middot28510401 Paint removers Coating
325998
325998
325998
325510
325510
Manufacturing All Other
Chemical Product
preparation
All Other
Chemical PrOduct
Preparation
All Other
Chemical Product
Preparation
Paint and
Manufacturing Paint and
Manufacturing
================================================================= ==============
DampB PAYDEX ================================================================= ==============
The DampB PAYDEX is a unique dollar weighted indicator of payment performance based on up to 157 payment experiences as reported to DampB by trade references
3-Month DampB PAYDEX 75 I 12-Month DampB PAYDEX 74 I
When weighted by dollar amount I When weighted by dollar amount payments to suppliers average average 9 days beyond terms
Based on trade collected over collected over last months
8 days I payments to suppliers
last 3
I beyond terms II Based on trade
I 12 months
================================================================= ==============
PAYMENT SUMMARY ================================================================= ==============
The Payment Summary section reflects payment information in DampBs file as of the date of this report
Below is an overview of the companys dollar-weighted payments segmented by its suppliers primary industries
Mfg electric test prd 1 35000 35000 100
OTHER INDUSTRIES 101 283550 20000 73 22 4 - 1
Other payment categories Cash experiences 7 750 250 Payment record unknown 0 Omiddot 0 Unfavorable commeJlts 1 1000 1000
Placed for collections With DampB 1 7500 Other 0 NA
===== ============== ========== Total in DampBs file 157 3017350 900000
The highest Now Owes on file is $750000
The highest Past Due on file is $10000
Dun amp Bradstreet has 157 payment experiences in its file for this company For your convenience we have displayed 80 representative experiences in the PAYMENTS section
====~============================================================
==============
PAYMENT DETAILS ================================================================= ==============
Detailed payment history
Date Paying High Now Past Selling Last Salemiddot Reported Record Credit Owes Due Terms Within
(rhmyy) ($) ($) ($) (months)
0709 Ppt 50 0 1 mo
Ppt 2500 0 1 mo
Ppt 200 i OOO 100000 2500 N60 1 mo
Ppt 200000 100000 0
----------------
0508 Ppt-Slow 30 20000 10000 deg N30 1 rno 0707 (08 0) 7500
Placed for collection
Accounts are sometimes placed for collection everi though the existence or amount of the debt is disputed
Payment experiences reflect how bills are met in relation to the terms granted In some instances payment beyond terms can be the result of disputesmiddot over merchandise skipped invoices etc
Each experience shown is from a separate supplier Updated trade experiences replace those previously reported
================================================================= ==============
FNANCE ================================================================= ==============
04172009
Three-year statement comparative
Fiscal Fiscal Fiscal
Dec 31 2005 Dec 31 2006 Dec 31 2008
Current Assets 53345000 33854000 34348000 Current Liabs 16314000 11173000 18594000 Current Ratio 327 303 1 85 Working Capital 37031000 22681000 15754000 Other Assets 9824000 15582000 124757000 Net Worth 38515000 28063000
1304000 Sales 79763000 86130000 130723000 Long Term Liab 8340000 10200000 139207000 Net Profit (Loss) 1105000 8689000 490000
Fiscal statement dated DEC 31 2008
Assets j Liabilities I -----------shy1
Other Curr Assets 343-480001 Other Curr Liabs 18594000
---------------1 Curr Assets 343480001 Curr Liabs 18594000
I Fixt amp Equip 110620001 Pension Reserves 7990000 Goodwill-Net 252040001 Other Liabilities 129932000 other Intangible 825380001 LT Liab-Other 1285000 Assets-Net TOTAL EQUITY 1304000 Deferred Income 2680001 Taxes I Other Assets 56850001
---------------11
Total Assets 1591050001 Total 159105000
From JAN 01 2008 to DEC 31 2008 annual sales $130723000 cost of goods soldmiddot $69475000 Gross profit $61248000 operating expenses $48302000 Operating income $i2946OOO other expenses $11971bOOi net income before taxes $975000 Federal income tax $485000 Net income $490000
Submitted MAR 31 2009 by Ronald Felber pres-ceo Prepared from books without audit
On April 17~ 2009 themiddotfinancial information was updated
================================================================= ==============
KEY BUSINESS RATIOS ================================================================= ==============
Statement date DEC 31 2008 Based on this number of establishments 28
Firm IIndustry Median I---~------------
Return of Sales 04 IReturn of Sales 11 Current Ratio middot18 ICurrent Ratio 21 Assets Sales 1217 IAssets Sales 575 Total Liability Net Worth 9999 ITotal Liability Net Worth 83 7
================================================================= ==============
PUBLIC FILINGS ================================================================= ==============
The following Public Filing data is for information purposes only and is not the official record Certified copies can only be obtained from the official source
================================================================= ==============
UCC FILINGS =~==================================================== ===========
==============
Collateral All Assets Type Original
-----------------------------------------------------------------
Sec party THROUGH ITS
ADMINISTRATIVE AGENT
Debtor Filing number Filed with DOVER DE
Date filed Latest Info Received
Collateral General
Leased Equipment
Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ
Date filed Latest Info Received
Collateral
Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ
Date filed Latest Info Received
CREDIT SUISSE FIRST BOSTON ACTING
CAYMAN ISLANDS BRANCH AS
NEW YORK NY OAKITE PRODUCTS INC 4216854 2 SECRETARY OF STATEUCC DIVISION
08022004 08262004
Accounts receivable and proceeds shy
intangibless) and proceeds shy
and proceeds Original CANON FINANCIAL SERVICES MOUNT
OAKITE PRODUCTS INC 23913509 SECRETARY OF STATEUCC DIVISION
11302006 12272006
Leased Assets - Leased Business machineryequipment Original CANON FINANCIAL SERVICES INC MT
OAKITE PRODUCTS INC 21685842 SECRETARY OF STATEUCC DIVISION
07112003 07292003
Type Continuation Sec party CREDIT SUISSE (FKA CREDIT SUISSEmiddot FIRST
BOSTON) ACTING THROUGH ITS CAYMAN ISLA NEW
YORK NY Debtor CHEMETALL CORPORATION Filing number 2009 0642311 Filed with SECRETARY OF STATEUCC DIVISION DOVER DE
Date filed 02272009 Latest Info Receiv~d 05122009 Original UCC filed date 08022004 Original filing no 4216861 7
The public record items contained in this report may have been paid termirtated vacated or released prior to the date this report was printe~
=======~===============================================~======== ==============
GOVERNMENT ACTIVITY =====================================================~ ===========
==============
Activity summary Borrower (DirGuar) NO Administrative debt YES Contractor YES Grantee NO Party excluded from federal program(s) NO
Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8 (A) firm NA
The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other- sources
----7-------shyCopyright 2009 Dun amp Bradstreet - Provided under
contract I
for the exclusive use of subsCriber 264750059L
FULL DISPLAY COMPLETE
~ 396484BIRHQ2156 3427456432lng emailhIm
dmiddotmiddotmiddotmiddotmiddotto Chemetall
~
ICompany Overview
Chemetall is a global company committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry eg lithium and cesium compounds
Chemetalls businesses historically emerged from the combination of expertise in chemistry and metallurgy which is still mirrored in the companys name Chemetall mainly sells customised packages of products and services ranging from consultation via development through to the operation of entire plants at the customers site - for instance car body pre-treatment in the automotive industry
The companys product portfolio is based on continuous research and development of leading edge technologies High perfOrming products combined with Chemetalls dedication to providing the best technical service and support to its customers have over the decades established excellent market positions in its fields of activity
Chemetall GmbH is headquartered in Frankfurt am Main It is the centre of a worldwide network of some 40 subsidiaries in Europe North and South America Asia Australia and Africa Most of these companies operate their own production sites and many also have their own development laboratories A largely decentralised organisation ensures that each local company can respond quickly and flexibly to the customers needs in its markets whilst at the same time being able to draw on the specialist resources within the Group In this way Chemetall combines the strength of a global supplier with the flexibility and customer focus of a medium-size company
Since August 1st 2004 Chemetall has been part of middotRockwood Holdings Inc
~II ~II
httpwwwchemetaIIcomindexjspjsessionid=D1E2B97C5F308BBEFA7790E98D334D 8112009
202009
~ _ c
bulliJi - - -Hsectr
jmiddotY I Chemetall
f 0
I News
I 2009 I zoosl 2007
2009
May 272009 Significant savings achieved with the change from zinc-phosphating pretreatment to Oxsllanreg technology Opel Replaces its Metal Pretreatment System Adam Opel GmbH in Kaiserslautem Germany is an important more
~tl
April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more
~ff
April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more
~If
February OS 2009 Chemetall Aerospace Technologies has successfully integrated the NOT business of Ely Chemical Company Ltd We are proud to inform our customers around the world that Chemetall has effectively transferred and more
~h~~gPASq~~~~JJetoChemetall~ aiiiiilry f 2009 tile neW legal entity name for ChemetallmiddotOakite will be
cCflemetalltJS Inc more
ctt
January 20 2009 Chemetall Oakite changed its name to Chemetall
Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc more
ft
2008
August 01 2008 Chemetall acquires Nalco Finishing Technologies Rockwood Holdings Inc Chemetall-Group has acquired Nalcos Finishing Technologies (FT) businessnull more
~
July 31 2008 Chemetall announces global price increases Chemetall is currently increasing prices within a range of 5 to 20 percent or implementing and adjusting more
~ff
httpwwwchemetallcomindexjspcontent=newsjspnewsDat=pressreleases_sortbyyear 81112009
2007
----------------- -r - ------1 ------------- c- - --r
April 01 2008 Chemetall acquires NOT Business of Ely Chemical Company Ltd Chemetall GmbH FrankfurtM via its UK subsidiary has acquired the NOT business of the UK basednull more
~JJ
March 29 2007 Chemetall Signs Distribution Agreement with Advanced Chemistry amp Technology Inc Chemetall Aerospace Technologies announced that it has signed an exclusive sales and distribution agreement more
~II
February 212007 Chemetall Acquires the Chemical Division Business of Wirral Fospray Chemetall PLC has announced the acquisition of the chemical division business from Wirral Fospray Limited more
~JI
January 22 2007 Rockwood Appoints M~nlka Engel-Bader President ofChemetal Rockwood Holdings Inc (NYSEROC) has announced that Dr Monika EngelshyBader has been appointed tonull more=
~II
httpwwwchemetallcomindexispcontent=newsi SpnewsDat=pressreleases sortbyyear 8112009
kindof activity Production fields of activity Lithium
~II ~IJ
~ Chemetall US Inc
Country United States Streetaddress 13177 Huron River Drive ZIP MI 48174 City Romulus Phone +1-734-941 3800 Fax +1-734-941-5524 kind of activity Productionmiddot fields of activity Surface Treatment MapMgQ
~I =11
IIsectsectsect Chemetall US Inc
Country United States Streetaddress 16961 Knott Ave ZIP CA 90638 City La Mirada Phone +1800-331-1197 Fax +1 714a70-6480 kind of activity Sales Production fields of activity Surface Treatment Map Mm
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~ Chemetall US Inc
Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-464-6900 Fax +1908-464-5571 kind of activity Headoffice $ales Production fields of activity Surface Treatment Direct Contact Email oakiteproductschemetaILcom Map Map
~I ~II
httpwwwchemetallcomindexjspcontent=contact choice1jspid=United Statesampconti 81112009
Chemetall~~-V
J 4(
America ~ United Stetes 1lW
Chemetall Foote Corp
Country United States Streetaddress 348 Holiday Inn prive ZIP NC 28086 City Kings Mountain Phone +1-704-739 2501 Fax +1-704-734 0208 kind of activity Headoffice Sales Production fields of actvity Lithium Direct Contact Email footelithiumchemetallcom Map Map
~ II
~ Chemetall Foote Corp
Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-665-9466 Fax +1-908-665-8543 kind of activity Headoffice Sales fields of activity Special metals MapM~
~II ~11
~ Chemetall Foote Corp
Country United States Streetaddress 856 Foote Lane
ZIP TN 37134 City New Johnsonville Phone +1-931-535 3401 Fax +1-931-535 3404 kind of activity Production fields of activity Lithium Map Map
~IJ ~IJ
~ Chemetall Foote Corp
Country United States Streetaddress Hwy 265 ZIP NV 89047 City Silver Peak Phone +1-775-937-2222 Fax +1-775-937-2250
httpwwwchemetallcomindexj spcontent=contact_choice 1jspid=UnitedStatesampconti 8112009
~aa -rlte_middot~ bull Chemetall
II~metaIIOakl~ changeditsnClme tOlhemetall
Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc doing business as Chemetall The same applies to the Canadian subsidiary whose official name will be Chemetall Canada Limited
middotCustomers around the world link Chemetall with quality innovation and extraordinary technical services says Joris Merckx President Surface Treatment at Chemetall middotOne consistent name of our all our subsidiaries will strengthen our corporate brand and with it our image he commented
No changes Will be made to the Mexican and Brazilian entities as these countries already operate their business under the name of Chemetall
About Chemeta
Chemetall a company of Rockwood Holdings Inc (NYSE ROC) is one of the leading global companies committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry including lithium and cesium compounds
Contact Sandra Zirm Phone +496971653605 Mall sandrazirmchemetallcom
~I ~II
8
10 Dun amp Bradstreet report for Chemetall US Inc printed August 11 2009
11 Information retrieved August 11 2009 from wwwchemetallcom
Complainant may request this Court to take judicial notice of appropriate matters in
accordance with 40 CFR sect 2222(t)
IV Hearing Arrangements
Complainant requests that a hearing in the matter be in New York City (New York
County) the location of the main office of EPA Region 2 Complainant anticipates being able to
present her case-in-chief in probably two days three at the most
V Proposed Penalty Amount Determination
An explanation as to EPAs derivation of the penalty assessment proposed and the
reasoning behind it is set forth on pages 8 and 9 of the Complaint As noted there this penalty
has been developed in accordance with Section 16(a) ofTSCA 15 USC sect 2615(a) with
specific reference made to and guidance provided by the TSCA Section 8 penalty policy which
has been listed as part of Complainants exhibits
On page 5 of this document it explains that the TSCA Civil Penalty policy published on
September 10 1980 in the Federal Register establishes a systems for determining penalties in
administrative actions brought pursuant to TSCA sect 16 Further
EPA believes that the system is a r~asonable interpretation of the statutory penalty factors in TSCA section 16 Under that system penalties are determined in two stages (1) determination of a gravity based penalty (GBP) and (2) adjustments to the gravity based penalty
To determine the gravity based penalty TSCA sect 16(a)(2)(B) requires the Agency to take into account the statutory factors of Nature Circumstances Extent and Gravity
9
The TSCA Section 8 penalty policy then adumbrates how each of those factors is taken
into account These factors are used in a matrix (a grid) to arrive at an appropriate GBP At that
point [0]nce the gravity based penalty has been determined upward or downward adjustments
to the penalty amount are made by taking into account the following factors with respect to the
violator the degree of culpability whether there is a history of prior such violations a
respondents ability to pay its ability to continue in business and such other factors as justice
may require be considered Page 6 (unless otherwise noted subsequent page references are to the
TSCA Section 8 penalty policy) It is the gravity based penalty that is a function of the nature
circumstances and extent of each violation Page 7
Any failure timely to report for the TSCA Inventory Update is classified as hazardrisk
assessment in nature Page 9 The classification of circumstance level can be from 1 to 6 these
levels make-up the vertical axis on the grid As noted on page 1 a failure to timely report for the
TSCA Inventory Upgrade is classified as a Levell violation and it is assessed as a one-day
violation ie penalties are not assessed on a day-by-day basis The extent level represents the
second step in determining the gravity based penalty The levels are Major Significant and
Minor As noted on page 12 an IUR failure is classified as Significant extent level
Using these classifications the gravity based penalty is derived In the TSCA Section 8
penalty policy (the edition issued in 1999) the amount listed for these parameters is $18700 In
accordance with the June 5 2006 memorandum (Complainants Exhibit 2 page 8-A) this
number has been increased to $21922 This increased amount has been in effect subsequent to
March 152004 Therefore for an IUR violation occurring after March 152004 but before
January 122009 the penalty amount that corresponds to a Circumstance Levelland a
Significant Extent Level is $21922 This represents the gravity based penalty for each of the 20
chemicals Respondent failed timely to report
With regard to adjustments to the gravity based penalty as discussed on pages 15-17
these are considered after issuance of the Complaint normally as part of the settlement
10
negotiation process This is noted on page 9 of the Complaint wherein it states that the penalty
amount listed represents the facts and circumstances known to Complainant up to the time of the
issuance of the Complaint
VI Paperwork Reduction Act
The Paperwork Reduction Act of 1980 as amended 44 USC sect 3501 et seq (the
PRA) does not bar EPAs prosecution of this action or its attempt to obtain a penalty for
violations arising from Respondents alleged failure to report during the period of August 25
2006 through March 23 2007
Respondent is alleged to have violated 40 CFR sect 71053 (paragraphs 32 and 48 of the
Complaint) Thjs provision is part of Subpart C of Part 710 Inventory Update Reporting for
2006 and Beyond The OMB (Office of Management and Budget) Control Number for the 40
CFR Part 710 Subpart C regulations is 2070-0162 40 CFR Part 9 The relevant ICR
number was 188403 OMB approval for this ICR number was secured on May 3 2006 with an
expiration date of May 31 2009 71 Fed Reg 34932 (June 162006) [FRL-8184-3] The
Federal Register of September 52008 referring to OMB Control No 2070-0162 announce[d]
that EPA is planning to submit a request to renew an existing approved Information Collection
Request (ICR) to the Office of Management and Budget (OMB) 73 Fed Reg 51805 [FRLshy
8370-3] The announcement that this ICR now bearing number 188404 was submitted to the
OMB was published on May 12 2009 74 Fed Reg 22163 [FRL 8903-4] This ICR was
approved on September 172009 and it will expire on September 302012
Display of the relevant OMB number has been frequent and consistent See eg 40
CFR Part 9 (July 12006 edition)
Because there had been no lapse in approval at the time the alleged violations arose the
PRA is not a bar to EPAs attempt to prosecute this action and to obtain a penalty for such
violations
11
Dated May 26 2010 New York New York
Le~ A Spielmann Assistant Regional C6unsel Waste and Toxic Substances Branch Environmental Protection Agency Region 2 290 Broadway 16th floor New York New York 10007-1866 212-637-3222 fax 212-637-3199
TO
Regional Hearing Clerk US Environmental Protection Agency Region 2
Honorable Barbara A Gunning Presiding Officer
Benne C Hutson Esq McGuire Woods LLP Counsel for Respondent
In re Oakite Products Inc et al Docket No TSCA-02-2009-9148
CERTIFICATE OF SERVICE
I certify that I have this day caused to be sent the foregoing COMPLAINANTS INITIAL PREHEARING EXCHANGE dated May 26 2010 in the following manner to the respective addressees listed below
Original and One Copy By Inter-Office Mail
Office of Regional Hearing Clerk US Environmental Protection Agency - Region 2 290 Broadway 16th floor New York New York 10007-1866
Copy by UPS Overnight Mail
Honorable Barbara A Gunning Administrative Law Judge US Environmental Protection Agency Franklin Court Building 1099 14th Street NW Suite 350 Washington DC 20460
Copy by UPS Overnight Mail
Benne C Hutson Esq McGuire Woods LLP 201 North Tryon Street PO Box 31247 (28231) Charlotte North Carolina 28202
Dated May 26 2010 New York New York
THE ENFORCEMENT RESPONSE POLICY FOR REPORTING AND RECORD-KEEPING RULES AND REQUIREMENTS FOR TSCA SECTIONS 8 12 AND 13 produced by EPAs Toxics and Pesticides Enforcement Division of the Office of Regulatory Enforcement within the Office of Enforcement and Compliance Assurance (revised March 31 1999 effective June 1 1999) available at httpcfpubepagovcomplianceresourcespoliciesciviltscal
tEO sr 1 p
gt ft t UNITED STATES ENVIRONMENTAL PROTECTION AGENCY S~~11 o Cl WASHINGTON DC 20460 ~ ltl
~ l of( AOt~c
OFFICE OF ENFORCEMENT AND
COMPLIANCE ASSURANCE
JUN - 5 2006
MEMORANDUM
SUBJECT Penalty Policy Supplements Pursuant to the 2004 Civil Monetary Penalty Inflation Adjustment Rule
FROM Stephanie P Brown Acting Director AIPdJ~YJmiddot~ Toxics and Pesticides Enforcement Di~~i~middot -- --- Office of Civil Enforcement
TO Regional Counsels Regional TSCA FIFRA and EPCRA Division Directors
This memorandum modifies each enforcement responsepenalty policy (Penalty Policy) within the purview ofthe Toxics and Pesticides Enforcement Division (TPED) to adjust for the Civil Monetary Penalty Inflation Adjustment Rule published in the Federal Register 011 February 132004 (69 Fed Reg 7121) and codified at 40 CFR Parts 19 and 27 (Final Rule) The matrices herein supercede and void any interim matrices for the 2004 rule issued or used by TPED or a Regional Office In accordance with the Final Rule all violations occurring on or after March 152004 are subject to statutory penalties adjusted for inflation A complete list of each Penalty Policy subject to this memorandum is provided at Attachment A Appendix B provides instructions for amending each Penalty Policy as well as updated matrices for inseliion into each policy
The adjustments here follow the implementation policy established in the attached September 212004 memorandum signed by Thomas V Skinner That memorandum provides for adjusting each cell in a penalty matrix by multiplying the existing gravity-based penalty component by 11723 We are aware that this approach results in penalty amounts (within matrix celIs) that are not roimded-off as compared to previous iterations This is the outcome required by proper application of the Final Rule The September 212004 memorandum also provides for rounding the aggregate penalty in a particular case to the nearest $100 unit after calculating and summing the gravity-based penalties for each count in the case
Intemet Address (URL) bull hltpllwwwepagov ReCycledRecyclable Prin18d with Vegetable Oil Baaed Inks on Recycled Paper (Minimum 5Olo Postconsumer content)
Violations occurring before March 152004 and after January 30 1997 remain subject to penalties adjusted for inflation as specified in TPEDs April 18 1997 memorandum entitled Penalty Policy Suwlements Pursuant to the Civil Penalty Inflation Adjustment Rule Copies of this memorandum are available upon request
Please contact Brian Dyer at (202) 564-4166 (dyerbrianepagov) if you have any questions concerning these penalty adjustments
Attaclunents
cc Rosemarie Kelley US EPA OECAOCE David Abdalla us EPA OECAOCE Susan OKeefe US EPA OECAOCE John Neylan US EPA OECAOC Tom Ripp US EPA OECAOC Priscilla Flattery US EPA OPPTSOPPT Ben Smith US EPA OEIOIAA
Craig Matthiessen US EPA OSWERJOEM Daniel Helfgott US EPA OPPTSOPP Deborah Brown US EPA Region 1 Nancy Bannakian US EPA Region 1 Ken Stoller US EPA Region 2 Adrian Enache US EPA Region 2 Daniel Kraft US EPA Region 2 John Higgins US EPA Region 2 Ken Eng US EPA Region 2 Harry Daw US EPA Region 3 Aquanetta Dickens US EPA Region 3 Mikal Shabazz US EPA Region 3 Jeaneanne Gettle US EPA Region 4 Anthony Toney US EPA Region 4 Joanne Benante US EPA Region 4 Caron Falconer US EPA Region 4 Anthony Restaino US EPA Region 5 MarkHorwitz US EPA Region 5 Bob Goodfellow US EPA Region 6 Maria Martinez US EPA Region 6 Steve Vargo US EPA Region 6 Jamie Green US EPA Region 7 Mark A Smith US EPA Region 7 Elisabeth Evans US EPA Region 8 Pam Cooper US EPA Region 9 Paula Bisson US EPA Region 9 Scott Downey US EPA Region 10
TPED Pen Adj Memo wAttachments - Page 2 of J9
ATTACHMENT A
FEDERAL INSECTICIDE FUNGICIDE AND RODENTICIDE ACT
FIFRA Worker Protection Standard Penalty Policy - Interim Final- (0901197)
Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act --Good Laboratory Practice (GLP) Regulations - (093091)
Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act (FIFRA) - (070290)
FIFRA Section 7(c) Enforcement Response Policy - (021086)
TOXIC SUBSTANCES CONTROL ACT
Section 1018 - Disclosure Rule Enforcement Response Policy - (020100)
Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8 12 AND 13shy(033199)
Polychlorinated Biphenyls Penalty Policy - (022698)
Enforcement Response Policy for TSCA Section 4 Test Rules - (052886)
Amendment to the TSCA Section 5 Enforcement Response Policy - (060889)
Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Polic~ - (013189)
Interim Final Enforcement Response Policy Asbestos Abatement Projects Worker Protection Final Rule - (111489)
Final TSCA GLP Enforcement Response Policy - (040985)
EMERGENCY PLANNING AND COMMUNITY RIGHT-TO-KNOW ACT
Enforcement Response Policy for Section 313 of the Emergency Planning Community Right-ToshyKnow Act (1989) and Section 6607 of the Pollution Prevention Act (1990) Amended shy(041201)
Enforcement Response Policy for Sections 30~ 311 and 312 of the Emergency Planning and Community Right-to-Know Act (1989) and Section 103 of the Comprehensive Environmental Response Compensation and Liability Act -(093099)
TPED Pen Adj Memo wAttachments - Page 3 of 19
ATTACHMENT B
FlFRA
Insert table (p 4-A) behind page 4 FIFRA Worker Protection Standard PenaltY Policy - Interim Final (090 97)
No insert Rodenticide Act - Good Laboratory Practice (GLP) Regulations (093091) Enforcement Response Policy for the Federal Insecticide Fungicide and
When proposing penalty amounts under the Enforcement Response Policy for GLP Regulations dated September 30 1991 actual dollar amounts are determined by using the ERP for FIFRA (070290) See directions below for F1FRA ERP
Insert after page 19-A in the policy and page CshyRodenticide Act (070290) Enforcement Response Policy for the Federal Insecticide Fungicide and
I in the appendix
No insert While the FIFRA ERP (1990) does not supersede the Section 7(c) ERP (1986) the matrix setting forth the penalties in the ERP for FIFRA (070290) should be used instead of the matrix in the 1986 policy
FIFRA Section 7(c)Enforcement Response Policy (021086)
TSCA
Insert matrix (Appendix B-4-A) behind Appendix B-4
Section 1018 - Disclosure Rule Enforcement Response Policy (020 I00)
Insert matrix (p7-B) behind page 7-A 12 AND 13 (033199) Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8
Polychlorinated Biphenyls Penalty Policy (040990) Insert matrix (p9-B) behind page 9-A
Enforcement Response Policy for TSCA Section 4 Test Rules (052886) Insert matrix (p2-B) behind page 2-A
Amendment to the TSCA Section 5 Enforcement Response Policy (060889) Insert matrix (p16-B) behind page 16-A
Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Insert matrix (pII-B) behind page II-A Policy (0 131 89) Insert matrix (p17-B) behind page 17-A
Interim Final Enforcement Response Policy - Asbestos Abatement Projects Insert matrix (p 6-B) behind page 6-A Worker Protection Final Rule (111489)
Final TSCA GLP Enforcement Response Policy (040985) Insert matrix (pA-B) behind page 4-A
EPCRA
Enforcement Response Policy for Section 313 of the Emergency Planning and I Insert matrix (pi I-B) behind page II-A Community Right-To-Know Act (1989) and Section 6607 ofthe Pollution Prevention Act (1990) Amended (04120 I )
Final Enforcement Response Policy for Sections 304 311312 of EPCRA and I Insert matrix (pp 20C amp 200) behind page 20B Section 103 ofCERCLA (093099)
TPED Pen Adj Memo wAttachments - Page 4 of 19
Page8-A
Gravity based penaltY matrix to supplement Recordkeeping and Reporting Rules and Requirements for TSCA Sections 8 12 and 13 for violations that occur on or after March 15 2004 Insert behind ~e 8
TSCA sectsect 8 12 amp 13 GRAVITY BASED PENALTY MATRIX
EXTENT CIRCUMSTANCES
A B C Major Significant Minor
LEVELS 1 $32500 $21922 $6448
High Range 2 $25791 $16764 $3869
3 $19343 $12895 $1934 Mid Range
4 $12895 $7737 $1290
5 $6448 $3869 $645 Low Range
6 $2579 $1676 $258
Note After calculating the gravity-based penalty for each count the total applicable gravity-based penalty for all counts in a particular casematter should be rounded to the nearest unit of $100 as required by the memorandum from Thomas Skinner dated September 212004 implementing the Civil Monetary Penalty Adjustment Rule as published in the Federal Register on February 132004 (69 FR 7121)
TPED Pen Adj Memo wAnachments - Page 9 of 19
UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
TSCA Section 5 and 8 Inspection Chemetall Oakite Inc 675 Central Avenue New Providence NJ 07974
From Chester Norman Chemist Leonard Pappalardo Chemist Toxics Section Toxics Section
To Daniel 1 Kraft Chief Toxics Section
On May 14 2008 a TSCA Section 5 and 8 inspection was conducted at Chemetall Oakite Inc at the address listed above This inspection was conducted as part of the regional neutral inspection scheme We scheduled the meeting in advance with Mr Michael Chang Manager Health and Environmental Department Upon arriving at Chemetall Oakite Inc official credentials were presented to Mr Michael Chang Julia C Murray Vice President Technical Marketing and Ron Ascenzo Director Technical Marketing Notices ofInspection (Attachment 1) and Confidentiality (Attachment 2) were issued and explained to Ms Murray Ms Murray signed the notices
Chemetall Oakite is an importer of chemicals They import metal cleaners and surface treatment chemicals They have approximately 110 employees in New Providence New Jersey Chemetall has been at this site since 2006 prior to that they were located in Berkley Heights New Jersey Chemetall Oakite Inc is also known as Chemetall Chemical Products and Chemetall Americas Chemetall Americas is owned by Rockwood Holding Company who is owned by Chemetall BMGH in Germany Their Standard Industrial Codes (SIC) is 5169 The companys fiscal year is the calendar year Ms Murray said Chemetall Oakite Incs corporate sales were approximately $100000000 Chemetall Oakites facility in New Providence New Jersey is the corporate headquarters sales export and import offices and their research and development laboratories for the United States Chemetall Oakite Inc has manufacturing facilities in La Mirada CA and Romulus MI
We asked if they filed an Inventory Update Report for the 2006 reporting period They didnt know We asked if they filed a preliminary assessment inventory report for any of the chemicals the company manufactures or imports and they responded they didnt know We asked if they filed any PMNs recently they responded with a 10 year old low volume exemption and an older PMN We asked if they filed any significant new use report they responded no We asked if they had a
TSCA Section 8c file They also responded no
We issued Receipts for Samples and Documents and Confidential Business Information Nothing was declared Confidential
Attachments 1 Notice ofInspection 2 Notice of Confidentiality 3 Receipt for Samples and Documents 4 Declaration of Confidential Business Information
I bull US ENVIRONMENTAL PIlOTECTlON ~- WASHINGTON DC 204Ci0
TOXIC 5UBSTAlCES CONTllOL ACI EPA-----_- _--__--------------------- shyTOXICS SECfION - NOTICE OF INSPECflON
1_ INVESTIGATION IDENT1FICAnON 3 F~Z~ ~~7jJi--- Chemetall Oaki 42008
S FACllrryS ADDRESS
~PA Region 2 MS-I05 iPECTORS ADDRESS
675 Central Ave Woodbridge Avenue New Providence New Jersey 07974-1560
on NJ08837-5602
REASON FOR INSPECTION
Under the authority of Section II of the Toxics Substances Control Act
b For the purposes of inspecting (Including taking samples photographs statements and other inspection activities) an establisbment facility or other premises in which chemical substances or mixtures or articles containing same are manufactured processed or stored or held before or after their distribution in commerce ( including records files papers processes controls and facilities) and any conveyance being used to transport chemical substances mixtures or articles containing same in connection with their distribution in commerce (including records files papers processes controls and facilities) bearing on whether the requirements of the Act applicable to the chemical substances mixtures or articles within or ass()Ciated with such premises or conveyance have been complied with
In In addition this inspection extends to (Check appropriate blocks)
Jq- A Financial data o D Personnel data I
LV B Sales data o E Research data
13 C Pricin ~ data The natureland extent of the inspection of such data specified in A through E above is as follows
~rtification
lcknowledge that the statements I have made on this fonnand all attachments thereto are true accurate and complete I acknowledge that y knowingly false or misleading statement may be punishable by fine or imprisonment or both under applicable law
PREVIOUS VERSIONS ARE OBSOLETE
ME
rnE Chemist
DATE SIGNED
~r TI11E -shy~J ~ea~~ (1 4~
A FORM 77ltWmiddot3A FOR 1018 (REVISED JAN 2002)
IUR FORM (Form U) submitted September 24 2008
CBIDELETED
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0- 0shy
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Zn2+ 0shyNAME Phosphoric acid zinc salt (21) 1RN 13598-37-3
l) - P -o-Il o
MW 25533
Enlarge Structure
SHrch Infomudion
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OH I
HO-P-OH
1 o
NAME Ethanol 2-amino- phosphate (1 ) RN 29868-05-1 r
OH
MW 159077
Enlarge Structure
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o II
HO- P-O- Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH
MW 119976
=nlarge Structure
Basic ellmiddotFor more information about this substance NavigationInformation you may select from the the links below
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HO - P shy 0shy Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH
MW 119976
Enlarge Stru_cture
BaBic lurcbFor more information about this substance NavfgationInformation
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NAME Zinc nitrate RN 7779-88-6
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0shyI
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Zn2+ 0shy
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MW 189398
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0 0
pl
o 0
Mn2 lt
NAME Phosphoric acid manganese(2+) salt (21) RN 18718-07-5
0 I
o-p -o-Il o
MW 244878
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0- 0_
po 0_
Zn2+ 0shyNAME Phosphoric acid zinc salt (21) lRN 13598-37-3 -0 - P -o-Il o
MW 25533
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0shy
I ~N-o 0shy
Mn+ NAME Manganese nitrate 0shyRN 10377-66-9 I
N+- 0shy0
MW 178946
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NAME Potassium cis-9-octadecenoic acid RN 143-18-0
o
O
(
MW 320555
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OH I
HO-P=O
~ OHN~I
0) p NAME Sodium aminotris(methylenephosphonate) II OHRN 20592-85-2
0P HO shy
OH
MW 2990478
Enlarge Structure
hale I~----F-o-r-m-o-re-in-fo-r-m-a-t-io-n-a-b-o-u-t-t-hi-s-s-u-b-s-ta-n-c-e------1 N=~Information
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NAME Sodium silicate RN 1344-09-8
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0shyt
O=Si 0shy
MW 122063
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Na+
Na+
SNrell N8Yfgetlon
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NAME Boric acid dipotassium salt RN 1332-77-0
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NAME Potassium tallate No StructureRN 61790-44-1
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HO OH
j ~
HO
OH
J NAME Boric acid compd with 222middotnitrilotris (ethanol) OH ~N-
HO
RN 68413middot80middot9
MW 2110202
Enlarge Structure a_Ie Search
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f
NAME Butanedioic acid 2-(octen-1-yl)- potassium salt (1 2)
ti~middotmiddot
(gt
a
RN 58641-28-4
MW 304466
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H3C OH
NAME Alcohol [USP] RN 64-17-5
MW 460684
~nlarge Structur~
SMrchBasic For more information about this substance NavtgatlonInfonnatlon
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yen~
H3C OH
NAME Alcohol [U5P] RN 64-17-5
MW 460684
Enlarge Structure
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0shy
IOp-o- cr3+
NAME Chromic phosphate I 0shyRN 7789-04-0
MW 146966
Enlarge Structure
Bale schFor more information about this substancelnfomurtlon NaYfgBtIon
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NAME Monoammonium phosphate RN 7722-76-1
0 II
HO-P -0shyI
NW 4
OH
MW 115024
Enlarge Structure
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HO OH Si NH2NAME Silanetriol 1-(3-aminopropyl)shy HO ~ ~
RN 58160-99-9
MW 13721
Enlarge Structure
auk Information For more information about this substance
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Na+ o II
HO- p- 0shyNAME Disodium phosphate IRN 7558-79-4 0- Na+
MW 141958middot
Enlarge Structure
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Sitamp Inlo
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9Jn1224a Chernelall Oakil Inc
675 Central we
New PlOYidence Unton NJ 07974 PO BOX 7 N_ PrcNiclence
NJ 079740007 908~900
51691001 Anti-corrosion product 424690 424690-Other Chemical lII1d Allied Prod
Ron Felper
President
65 100 $100000000
016164399 000000000 1067934JJ
PRIVATE COMPANY SINGlE
40697755 -74A08967
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DUNS Number Business Name Tradestyl8 Physical Slr881 Addlt888 Physic C~y
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556121200 Cham_Uslnc Chemelall dalcrle 675 Centrol we 11_ PrrMdllf1C8 Union NJ 07974 POBOX 7 New PrrMdence NJ 079740007 9OB-464~900
26420000 Polishes and sanitation goods 325612 325612-Po1ish amp 01 Ssnitalion Gd MIg Ronald Felber Pesident
90 340 S130723000
016164399 0000000oo 016164399
PRIVATE COMPANY HEADQUARTERS 40697755 74408967
custservdnbcom To Lee SpielmannR2USEPAlUSEPA Karen
bull SeetlR2USEPAlUSEPA08132009 11 22 AM
cc
bcc
Subject CHEMETALL OAKITE INC DampB Business Information Report
The folloWing e-mail was sent to you by seetkarenepagov Personal Note
ampBhas more options to help you decide with confidence Learn more about DampB eroducts and services lis this an important decision ~ IUJlilIImil
Get more with DampBs Enhanced Comprehensive Report ~I bull Business failure and credit scores
Click here to provideI bull Context behind the scores Added industrY and Financial comDarisons feedback on this report
iiiiRi55i~iiiiiAii~1~-
ort on this business
J --1- )21 _II1tjjjj1 Wgll_~yg 1
Copyright 2009 bun amp Bradstreet - Provided under contract
for the exclusive use of subscriber 264750059L
ATTN Lee Spielmann Report Printed AUG 13 2009
========================~======~=================================
============== BUSINESS SUMMARY
==========~======================================================
==============
CHEMETALL OAKITE INC (SUBSIDIARY OF ROCKWOOD SPECIALTIES INC PRINCETON NJ) 675 Central Ave New Providence NJ 07974
This is a headquarters D-U-N-Sreg Number 93-771-2248 (subsidiary) location Branch (es) or division(s) exist DampB Rating
Mailing address PO Box 7
II I
New ~rovidence NJ07974
Web site wwwrockwoodspeciallI IIIIIIIIIIIIII
Telephone
Chief executive
Year started
Management control
Employs
Sales
History
SIC
Line of business
tiescom
908 464-6900
RON FELPER PRES
1987
2006
100 (65 here)
$100000000
CLEAR
5169
Whol corrosion preventative chemicals
III III
================================================================= ===============
SPECIAL EVENTS ================================================================ ==============
06142007 Business started 1987 Present control succeeded June 2006
================================================================= ==============
SUMMARY ANALYSIS ================================================================= ==============
DampB Rating
The blank rating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and
that further enquiry should be made before reaching a decision Some reasons for using a _II symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information
Below is an overview of the companys rating history since 061507
DampBRating Date Applied 061507
The Summary Analysis section reflects information in DampBs file as of August 102009
=================~======~==~==~=======================~==========
============== INVESTIGATIVE SERVICES
================================================================= ==============
Update available on request
This information is being provided to you immediately in the interest of speed This reportmay not reflect the current status of this business DampB can investigate this business and update the information based on the resulta of that investigation
By ordering a standard investigation the same day you order this report an updated report will be provided to you at no extra cost
=========~=======================================================
==============
CUSTOMER SERVICE ================================================================= ==============
If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you
~ (
are outside the us contact your local DampB office
Additional Decision Support Available
Additional DampB products monitoring services and specialized investigations are available to help you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcom
=================================================================
===== = = = === = = =
HISTORY ================================================================= ==============
The following information was reported 08182008
Officer(s) RON FELPER PRES
THE OFFICER(S)
Business started 1987 Present control succeeded June 2006 100 of capital stock is owned by the parent company
RON FELPER Work history is unknown
Business address has changed from 14826 Ne 95th St Redmond WA 98052 to 675 Central Ave New Providence NJ 07974
=~===============================================================
==============
CORPORATE FAMILY =====================c=========================================== ==============
The following global corporate family members are related to this busihess
Members are listed alphabetically first by company name then by country or us state then by city
Global Ultimate Rockwood Holdings Inc Princeton NJ 01-616-4399
Parent Rockwood Specialties Group Inc Princeton NJ 10-679-3433
Affiliates (US) Advantis Technologies Inc Alpharetta GA 93-189-6385 Alphagary Corporation Leominster MA 09-743-4484 Ceramtec North America Innovative Laurens SC 17-483-0034 Ceramic Engineering Corporation Chemetall Foote Corp Kings Mountain NC 00-232-9456 Chemical Specialties Inc Charlotte NC 04-297-3313 Pure Wafer Inc Prescott AZ 83-746-8321 Rockwood Pigments NA Inc Beltsville MD 04-754-7690 Southern Clay Products Inc Gonzales TX 04-166-1737
Affiliates (International) AlphaGary (Canada) Limited Stoney Creek CANADA 24-924-8626 Cs i Kemwood AB Helsingborg SWEDEN 35-401-6487middot ProCeram spolmiddot s ro Dolni Rychnov CZECH 49-516-1929
REPUBLIC
== = = == = == = == ==== = == = = = == = = ==== = ==== = = ==== = = ===-= = = = = === == == === =
==============
OPERATIONS ===================~==========~====================== ============
==============
08182008
Description Subsidiary of Rockwood Specialties Inc
Princeton NJ started 2000 which operates as a wholesaler
of chemicals or allied products Parent company owns 100
of capital stock
Wholesales corrosion preventative chemicals (100)
Terms are Net 30 days Has 600+ account(s) Sells to
aerospace industry Territory North and South America
Nonseasonal
Employees 100 which includes officer(s) 65 employed here
Facilities Leases premises in a single story brick building
Location Central business section on well traveled street
Branches This business has multiple branches detailed branchdivision information is available in
Dun amp Bradstreets linkage or family tree products
==============~==============~===================================
==============
SIC amp NAICS ================================================================= ==============
SIC Based on information in our file NAICS DampB has assigned this company an extended 8-digit SIC DampBs use of 424~90 Other Chemical and Alli~d
a-digit SICs enables us to be more Products Merchant specific to a companys operations Wholesalers than if we use the standard 4-digit code
51691001 Anti-corrosion products
=================================================~== ============
============== PAYMENT SUMMARY
==============~===========~=========================== ===========
===============
DampB has not received a sufficientsample of payment experiences to establish a PAYDEX score
DampB receives over 600 million payment experiences each year We enter these new and updated experiences intoDampB Reports as this information is received At this time none of those experi~nces relate to this company
=======================================================~==========
============== FINANCE
================================================================= ==-= = = == == === ==
06142007
On JUN 14 2007 Michael Lissandrello SIs Mgr deferred financial statement
Michael Lissandrello submitted the following partial estimates dated JUN 14 2007
Sales for 2006 were $100000000
As of June 14 2007 a search of Dun amp Bradstreets Public Record database found no open suits liens judgements or UCCs to which Chemetall Oakite Inc at 675 Central Ave New Providence NJ was named defendant or debtor Public records received hereafter will be entered into the database and will be included in reports which contain a Public Filings ~ection
==============================================~====== ===========
============== PUBLIC FILINGS
================~====~================================ ===========
==============
A check of DampBs public records database indicates that no filings were found for CHEMETALL OAKITE INC at 675 Central Ave New Providence NJ
DampBs extensive database of public record information is updated daily to ensure timely reporting of changes and additions It includes business-related suits liens judgments bankruptcies UCC financing statements and business registrations from every state and the District of Columbia as well as select filing types from Puerto Rico and the US Virgin Islands
DampBmiddotcollects public records throughmiddot a combination of court reporters third parties and direct electronic links with federal and local authori~ies Its database of US business-related filings is now the largest of its kind
===~====~========================================================
============== GOVERNMENT ACTIVITY
================================================================= ==============
Activity summary Borrower (DirGuar) NO Administrative debt NO Contractor YES Grantee NO Party excluded from federal program(s) NO
Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8(A) firm NA
The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other sources
Copyright 2009 Dun amp Bradstreet- Provided under contract
for the exclusive use of subscriber 264750059L
FULL DISPLAY COMPLETE
~ ~
396484BIR21523427615308tng emailhtm
-- -- - ~-
(I custservdnbeom To Lee SpielmannH2USEPAlUSEPA Karen
SeetlR2USEPAlUSEPA08112009 0314 PM cc
bec
Subject CHEMETALL US INC DampB Business Information Report
The following e-mail was sent to you by seetkarenepagov Personal Note
~--~amp8 has more oDtfcins tohelDvou decide with confidence Learn more about DampB products and services Is this an important decision ~~~~~
Get more with DampBs Enhanced Comprehensiye Report bull Business failure and credit scores
Click here to providebull Context behind the scores bull Added industrv and Financial comparisons feedback on this report
~~OC--~
f4fi1 Order reports on other businesses
Copyright 2009 Dun amp Bradstreet - Provided under contract
for the exclusive use of subscriber 264750059L
ATTN Lee Spielmann Report Printed AUG 11 2009
In Date
=====================~===========================================
============== BUSINESS SUMMARY
===============================~====================== ===========
==============
CHEMETALL US INC (SUBSIDIARY OF ROCKWOOD HOLDINGS INC PRINCETON NJ) CHEMETALL OAKITE 675 Central Ave New Providence NJ 07974
This is a headquarters I D-U~N-S Number 55-612-1200 (subsidiary) location IBranch (es) or division(s) exist I DampB Rating
Mailing address PO Box 7 IIINew Providence NJ
07974 DampB PAYDEXreg
1 12-Month DampB 74 Web site wwwchemetallcom I PAYDEX
I
Telephone 908 464-6900 I When weighted by dollar amount
f paYments to suppliers average 9 days Chief executive RONALD FELBER I beyond terms
I
PRES-CEO II Based on trade collected
over last Year started 1909 I 12 months
Management control
Employs
Financial statement date
Sales F
Net worth
History
Financing
Financial condition
SIC
Line of business
2004
340 (90 here)
DEC 31 2008
$130723000
(106438000)
CLEAR
SECURED
UNBALANCED
2842 2899 2851
Mfg polishsanitation gd mfg chemical preparation
IIIIIIIII
=======================================================~========
==============
SUMMARY ANALYSIS ================================================================= ==============
DampB Rating
The Rating was changed on April 17 2009 because of DampB I S overall assessment of the companys financial payment and history information The blankrating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and that further enquiry should be made before reaching a decision Some reasons for using a II_II
symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information
Below is an overview of the companys rating history since 060707
DampB Rating Date Applied 041709
1R4 030209 1R3 101408 4A3 072408 4A2 060707
The Summary Analysis section reflects information in DampBs file as of August 10 2009
====================~=====================~======================
============== CUSTOMER SERVrCE
================================================~===== ===========
==============
If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you are outside the US contact your local DampB office
Additional Decision Support Available
Additional DampB products monitoring services and specialized
investigations are available tomiddothelp you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcommiddot
================================================================= ==============
HISTORY ====~=========================~=====~================= =========== ==============
The following information was reported 07142009
Officer(s) RONALD FELBER PRES-CEO PHILIP E KELLY VICE PRESIDENT GREGORY V POFF VICE PRESIDENT
DIRECTOR (S) THE OFFICER(S)
The Delaware Secretary of States business registrations file showed that Oakite Products Inc was registered as a corporation on December 19 1991
Business started 1909 by David C Ball George W Oakley and Daniel C Smith Present control succeeded 2004 100 of capital stock is owned by parent company
RONALD FELBER born 1951 1989~present active here 1985-1989 employed with Avon Products Inc New York NY Graduated from Georgetown University in 1973 with a BS degree Also received MA degree from Loyola University in 1985
PHILP E KELLY born 1948 1972-present active here Graduated from University of Dayton in 1970 with a BS Degree Also received MBA Degree from Seton Hall University in 1978
GREGORY V POFF born 1948 1970-present active here Graduated from Catawba College in 1970 with a BA degree Also received MBA from Pace University in
1982
==========================~========================~=============
==============
CORPORATE FAMILY ================================================================= ==============
The following global corporate family members are related to this business Members are listed alphabetically first by company name then by country or US state then by city
Parent Rockwood Holdings Inc Princeton NJ 01-616-4399
Subsidiaries (International) Cheme~allCanada Limited Brampton CANADA 20-036-7514 Chemetall Mexicana SA de CV El Marques MEXICO 81-232-9050
Branches (US) Chemetall Us Inc La Mirada CA 15-886-0572 Chemetall Us Inc Romulus MI 00-515-7698
Affiliates (US) Chemetall Chemical Products Inc New Providence NJ 82-485-0580 Chemetall Oakite La Mirada - Plant La Mirada CA 61- 036 -9832middot Mineral Research and Development Charlotte NC 61-036-9477 Rockwood Holding Company Chicago IL 78-166-9635 Rockwood Specialties Consolidated Inc Princeton NJ 03-845-1386 Rockwood Specialties Group Inc Princeton NJ 10-679-3433 SachtlebenCorporation White Plains NY
95-666-4114 Viance LLC Charlotte NC 79-544-7346
Affiliates (International) Sachtleben Pigments Oy Helsinki FINLAND 54-023-5819
================================================================ ==============
OPERATIONS ==========~========================================== ============
==============
07142009
Description Subsidiary of Rockwood Holdings Inc Princeton NJ
As noted the parent company is Rockwood Holdings Inc
DUNS 01-616-4399 and reference is made to that report
for background information on the parent company and its
management
Manufactures specialty cleaning polishing or sanitation
preparations and sanitation preparations disinfectants or
deodorants Manufactures chemical preparations
specializing in metal treating compounds rust resisting
compounds and water treating compounds Manufactures
paints varnishes lacquers enamels or allied products
and paint removers
Has 10000 account(s) Terms are Net 30 days Sells to
industrial concerns Territory United States Mexico
Brazil and Canada
Nonseasonal
Employees 340 which includes officer(s) and 2 part-time 90 employed
here
Facilities Rents 37000 sq ft ina one story brick building
Location Suburban business section on well traveled street
Branche~ This business has multiple branches detailed branchdivision information is available in
Dun amp Bradstreets linkage or family tree products
Subsidiaries This business has 2 subsidiaries listed below
The extent of ownership where known is shown in
parenthesis following company name
Oakite Canada Limited Bramalea Ontario Canada (100)
Manufactures chemical specialty products Intercompany
relations reported by management to consist of
merchandise and service transactions cleared as scheduled
Chemetall Mexicana Monteray Mexico (100) Manufactures
chemical specialty products
=================================================~===============
==============
SIC amp NAICS ===========~===============~=================================~===
==============
SIC Based on information in our file NAICS DampB has assigned this company an extended a-digit SIC DampBs use of 325612 Polish and Other a-digit SICs enables us to be more Sanitation Good specific to a companys operations Manufacturing than if we use the standard 325612 Polish and Other 4-digit code Sanitation Good
middot 28420000 Polishes and sanitation Miscellaneous
goods and 28420400 Sanitation Manufacturing
preparations Miscellaneous
disinfectants and and
deodorants Manufacturing 28999931 Metal treating compounds Miscellaneous 28999942 Rust resistirtg compounds and
28999948 Water treat~ng compounds Manufacturing 28510000middot Paints and allied Coating
products middot28510401 Paint removers Coating
325998
325998
325998
325510
325510
Manufacturing All Other
Chemical Product
preparation
All Other
Chemical PrOduct
Preparation
All Other
Chemical Product
Preparation
Paint and
Manufacturing Paint and
Manufacturing
================================================================= ==============
DampB PAYDEX ================================================================= ==============
The DampB PAYDEX is a unique dollar weighted indicator of payment performance based on up to 157 payment experiences as reported to DampB by trade references
3-Month DampB PAYDEX 75 I 12-Month DampB PAYDEX 74 I
When weighted by dollar amount I When weighted by dollar amount payments to suppliers average average 9 days beyond terms
Based on trade collected over collected over last months
8 days I payments to suppliers
last 3
I beyond terms II Based on trade
I 12 months
================================================================= ==============
PAYMENT SUMMARY ================================================================= ==============
The Payment Summary section reflects payment information in DampBs file as of the date of this report
Below is an overview of the companys dollar-weighted payments segmented by its suppliers primary industries
Mfg electric test prd 1 35000 35000 100
OTHER INDUSTRIES 101 283550 20000 73 22 4 - 1
Other payment categories Cash experiences 7 750 250 Payment record unknown 0 Omiddot 0 Unfavorable commeJlts 1 1000 1000
Placed for collections With DampB 1 7500 Other 0 NA
===== ============== ========== Total in DampBs file 157 3017350 900000
The highest Now Owes on file is $750000
The highest Past Due on file is $10000
Dun amp Bradstreet has 157 payment experiences in its file for this company For your convenience we have displayed 80 representative experiences in the PAYMENTS section
====~============================================================
==============
PAYMENT DETAILS ================================================================= ==============
Detailed payment history
Date Paying High Now Past Selling Last Salemiddot Reported Record Credit Owes Due Terms Within
(rhmyy) ($) ($) ($) (months)
0709 Ppt 50 0 1 mo
Ppt 2500 0 1 mo
Ppt 200 i OOO 100000 2500 N60 1 mo
Ppt 200000 100000 0
----------------
0508 Ppt-Slow 30 20000 10000 deg N30 1 rno 0707 (08 0) 7500
Placed for collection
Accounts are sometimes placed for collection everi though the existence or amount of the debt is disputed
Payment experiences reflect how bills are met in relation to the terms granted In some instances payment beyond terms can be the result of disputesmiddot over merchandise skipped invoices etc
Each experience shown is from a separate supplier Updated trade experiences replace those previously reported
================================================================= ==============
FNANCE ================================================================= ==============
04172009
Three-year statement comparative
Fiscal Fiscal Fiscal
Dec 31 2005 Dec 31 2006 Dec 31 2008
Current Assets 53345000 33854000 34348000 Current Liabs 16314000 11173000 18594000 Current Ratio 327 303 1 85 Working Capital 37031000 22681000 15754000 Other Assets 9824000 15582000 124757000 Net Worth 38515000 28063000
1304000 Sales 79763000 86130000 130723000 Long Term Liab 8340000 10200000 139207000 Net Profit (Loss) 1105000 8689000 490000
Fiscal statement dated DEC 31 2008
Assets j Liabilities I -----------shy1
Other Curr Assets 343-480001 Other Curr Liabs 18594000
---------------1 Curr Assets 343480001 Curr Liabs 18594000
I Fixt amp Equip 110620001 Pension Reserves 7990000 Goodwill-Net 252040001 Other Liabilities 129932000 other Intangible 825380001 LT Liab-Other 1285000 Assets-Net TOTAL EQUITY 1304000 Deferred Income 2680001 Taxes I Other Assets 56850001
---------------11
Total Assets 1591050001 Total 159105000
From JAN 01 2008 to DEC 31 2008 annual sales $130723000 cost of goods soldmiddot $69475000 Gross profit $61248000 operating expenses $48302000 Operating income $i2946OOO other expenses $11971bOOi net income before taxes $975000 Federal income tax $485000 Net income $490000
Submitted MAR 31 2009 by Ronald Felber pres-ceo Prepared from books without audit
On April 17~ 2009 themiddotfinancial information was updated
================================================================= ==============
KEY BUSINESS RATIOS ================================================================= ==============
Statement date DEC 31 2008 Based on this number of establishments 28
Firm IIndustry Median I---~------------
Return of Sales 04 IReturn of Sales 11 Current Ratio middot18 ICurrent Ratio 21 Assets Sales 1217 IAssets Sales 575 Total Liability Net Worth 9999 ITotal Liability Net Worth 83 7
================================================================= ==============
PUBLIC FILINGS ================================================================= ==============
The following Public Filing data is for information purposes only and is not the official record Certified copies can only be obtained from the official source
================================================================= ==============
UCC FILINGS =~==================================================== ===========
==============
Collateral All Assets Type Original
-----------------------------------------------------------------
Sec party THROUGH ITS
ADMINISTRATIVE AGENT
Debtor Filing number Filed with DOVER DE
Date filed Latest Info Received
Collateral General
Leased Equipment
Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ
Date filed Latest Info Received
Collateral
Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ
Date filed Latest Info Received
CREDIT SUISSE FIRST BOSTON ACTING
CAYMAN ISLANDS BRANCH AS
NEW YORK NY OAKITE PRODUCTS INC 4216854 2 SECRETARY OF STATEUCC DIVISION
08022004 08262004
Accounts receivable and proceeds shy
intangibless) and proceeds shy
and proceeds Original CANON FINANCIAL SERVICES MOUNT
OAKITE PRODUCTS INC 23913509 SECRETARY OF STATEUCC DIVISION
11302006 12272006
Leased Assets - Leased Business machineryequipment Original CANON FINANCIAL SERVICES INC MT
OAKITE PRODUCTS INC 21685842 SECRETARY OF STATEUCC DIVISION
07112003 07292003
Type Continuation Sec party CREDIT SUISSE (FKA CREDIT SUISSEmiddot FIRST
BOSTON) ACTING THROUGH ITS CAYMAN ISLA NEW
YORK NY Debtor CHEMETALL CORPORATION Filing number 2009 0642311 Filed with SECRETARY OF STATEUCC DIVISION DOVER DE
Date filed 02272009 Latest Info Receiv~d 05122009 Original UCC filed date 08022004 Original filing no 4216861 7
The public record items contained in this report may have been paid termirtated vacated or released prior to the date this report was printe~
=======~===============================================~======== ==============
GOVERNMENT ACTIVITY =====================================================~ ===========
==============
Activity summary Borrower (DirGuar) NO Administrative debt YES Contractor YES Grantee NO Party excluded from federal program(s) NO
Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8 (A) firm NA
The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other- sources
----7-------shyCopyright 2009 Dun amp Bradstreet - Provided under
contract I
for the exclusive use of subsCriber 264750059L
FULL DISPLAY COMPLETE
~ 396484BIRHQ2156 3427456432lng emailhIm
dmiddotmiddotmiddotmiddotmiddotto Chemetall
~
ICompany Overview
Chemetall is a global company committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry eg lithium and cesium compounds
Chemetalls businesses historically emerged from the combination of expertise in chemistry and metallurgy which is still mirrored in the companys name Chemetall mainly sells customised packages of products and services ranging from consultation via development through to the operation of entire plants at the customers site - for instance car body pre-treatment in the automotive industry
The companys product portfolio is based on continuous research and development of leading edge technologies High perfOrming products combined with Chemetalls dedication to providing the best technical service and support to its customers have over the decades established excellent market positions in its fields of activity
Chemetall GmbH is headquartered in Frankfurt am Main It is the centre of a worldwide network of some 40 subsidiaries in Europe North and South America Asia Australia and Africa Most of these companies operate their own production sites and many also have their own development laboratories A largely decentralised organisation ensures that each local company can respond quickly and flexibly to the customers needs in its markets whilst at the same time being able to draw on the specialist resources within the Group In this way Chemetall combines the strength of a global supplier with the flexibility and customer focus of a medium-size company
Since August 1st 2004 Chemetall has been part of middotRockwood Holdings Inc
~II ~II
httpwwwchemetaIIcomindexjspjsessionid=D1E2B97C5F308BBEFA7790E98D334D 8112009
202009
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May 272009 Significant savings achieved with the change from zinc-phosphating pretreatment to Oxsllanreg technology Opel Replaces its Metal Pretreatment System Adam Opel GmbH in Kaiserslautem Germany is an important more
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April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more
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April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more
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February OS 2009 Chemetall Aerospace Technologies has successfully integrated the NOT business of Ely Chemical Company Ltd We are proud to inform our customers around the world that Chemetall has effectively transferred and more
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January 20 2009 Chemetall Oakite changed its name to Chemetall
Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc more
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2008
August 01 2008 Chemetall acquires Nalco Finishing Technologies Rockwood Holdings Inc Chemetall-Group has acquired Nalcos Finishing Technologies (FT) businessnull more
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July 31 2008 Chemetall announces global price increases Chemetall is currently increasing prices within a range of 5 to 20 percent or implementing and adjusting more
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httpwwwchemetallcomindexjspcontent=newsjspnewsDat=pressreleases_sortbyyear 81112009
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April 01 2008 Chemetall acquires NOT Business of Ely Chemical Company Ltd Chemetall GmbH FrankfurtM via its UK subsidiary has acquired the NOT business of the UK basednull more
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March 29 2007 Chemetall Signs Distribution Agreement with Advanced Chemistry amp Technology Inc Chemetall Aerospace Technologies announced that it has signed an exclusive sales and distribution agreement more
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February 212007 Chemetall Acquires the Chemical Division Business of Wirral Fospray Chemetall PLC has announced the acquisition of the chemical division business from Wirral Fospray Limited more
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January 22 2007 Rockwood Appoints M~nlka Engel-Bader President ofChemetal Rockwood Holdings Inc (NYSEROC) has announced that Dr Monika EngelshyBader has been appointed tonull more=
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httpwwwchemetallcomindexispcontent=newsi SpnewsDat=pressreleases sortbyyear 8112009
kindof activity Production fields of activity Lithium
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~ Chemetall US Inc
Country United States Streetaddress 13177 Huron River Drive ZIP MI 48174 City Romulus Phone +1-734-941 3800 Fax +1-734-941-5524 kind of activity Productionmiddot fields of activity Surface Treatment MapMgQ
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IIsectsectsect Chemetall US Inc
Country United States Streetaddress 16961 Knott Ave ZIP CA 90638 City La Mirada Phone +1800-331-1197 Fax +1 714a70-6480 kind of activity Sales Production fields of activity Surface Treatment Map Mm
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Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-464-6900 Fax +1908-464-5571 kind of activity Headoffice $ales Production fields of activity Surface Treatment Direct Contact Email oakiteproductschemetaILcom Map Map
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Chemetall Foote Corp
Country United States Streetaddress 348 Holiday Inn prive ZIP NC 28086 City Kings Mountain Phone +1-704-739 2501 Fax +1-704-734 0208 kind of activity Headoffice Sales Production fields of actvity Lithium Direct Contact Email footelithiumchemetallcom Map Map
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Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-665-9466 Fax +1-908-665-8543 kind of activity Headoffice Sales fields of activity Special metals MapM~
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~ Chemetall Foote Corp
Country United States Streetaddress 856 Foote Lane
ZIP TN 37134 City New Johnsonville Phone +1-931-535 3401 Fax +1-931-535 3404 kind of activity Production fields of activity Lithium Map Map
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Country United States Streetaddress Hwy 265 ZIP NV 89047 City Silver Peak Phone +1-775-937-2222 Fax +1-775-937-2250
httpwwwchemetallcomindexj spcontent=contact_choice 1jspid=UnitedStatesampconti 8112009
~aa -rlte_middot~ bull Chemetall
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Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc doing business as Chemetall The same applies to the Canadian subsidiary whose official name will be Chemetall Canada Limited
middotCustomers around the world link Chemetall with quality innovation and extraordinary technical services says Joris Merckx President Surface Treatment at Chemetall middotOne consistent name of our all our subsidiaries will strengthen our corporate brand and with it our image he commented
No changes Will be made to the Mexican and Brazilian entities as these countries already operate their business under the name of Chemetall
About Chemeta
Chemetall a company of Rockwood Holdings Inc (NYSE ROC) is one of the leading global companies committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry including lithium and cesium compounds
Contact Sandra Zirm Phone +496971653605 Mall sandrazirmchemetallcom
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9
The TSCA Section 8 penalty policy then adumbrates how each of those factors is taken
into account These factors are used in a matrix (a grid) to arrive at an appropriate GBP At that
point [0]nce the gravity based penalty has been determined upward or downward adjustments
to the penalty amount are made by taking into account the following factors with respect to the
violator the degree of culpability whether there is a history of prior such violations a
respondents ability to pay its ability to continue in business and such other factors as justice
may require be considered Page 6 (unless otherwise noted subsequent page references are to the
TSCA Section 8 penalty policy) It is the gravity based penalty that is a function of the nature
circumstances and extent of each violation Page 7
Any failure timely to report for the TSCA Inventory Update is classified as hazardrisk
assessment in nature Page 9 The classification of circumstance level can be from 1 to 6 these
levels make-up the vertical axis on the grid As noted on page 1 a failure to timely report for the
TSCA Inventory Upgrade is classified as a Levell violation and it is assessed as a one-day
violation ie penalties are not assessed on a day-by-day basis The extent level represents the
second step in determining the gravity based penalty The levels are Major Significant and
Minor As noted on page 12 an IUR failure is classified as Significant extent level
Using these classifications the gravity based penalty is derived In the TSCA Section 8
penalty policy (the edition issued in 1999) the amount listed for these parameters is $18700 In
accordance with the June 5 2006 memorandum (Complainants Exhibit 2 page 8-A) this
number has been increased to $21922 This increased amount has been in effect subsequent to
March 152004 Therefore for an IUR violation occurring after March 152004 but before
January 122009 the penalty amount that corresponds to a Circumstance Levelland a
Significant Extent Level is $21922 This represents the gravity based penalty for each of the 20
chemicals Respondent failed timely to report
With regard to adjustments to the gravity based penalty as discussed on pages 15-17
these are considered after issuance of the Complaint normally as part of the settlement
10
negotiation process This is noted on page 9 of the Complaint wherein it states that the penalty
amount listed represents the facts and circumstances known to Complainant up to the time of the
issuance of the Complaint
VI Paperwork Reduction Act
The Paperwork Reduction Act of 1980 as amended 44 USC sect 3501 et seq (the
PRA) does not bar EPAs prosecution of this action or its attempt to obtain a penalty for
violations arising from Respondents alleged failure to report during the period of August 25
2006 through March 23 2007
Respondent is alleged to have violated 40 CFR sect 71053 (paragraphs 32 and 48 of the
Complaint) Thjs provision is part of Subpart C of Part 710 Inventory Update Reporting for
2006 and Beyond The OMB (Office of Management and Budget) Control Number for the 40
CFR Part 710 Subpart C regulations is 2070-0162 40 CFR Part 9 The relevant ICR
number was 188403 OMB approval for this ICR number was secured on May 3 2006 with an
expiration date of May 31 2009 71 Fed Reg 34932 (June 162006) [FRL-8184-3] The
Federal Register of September 52008 referring to OMB Control No 2070-0162 announce[d]
that EPA is planning to submit a request to renew an existing approved Information Collection
Request (ICR) to the Office of Management and Budget (OMB) 73 Fed Reg 51805 [FRLshy
8370-3] The announcement that this ICR now bearing number 188404 was submitted to the
OMB was published on May 12 2009 74 Fed Reg 22163 [FRL 8903-4] This ICR was
approved on September 172009 and it will expire on September 302012
Display of the relevant OMB number has been frequent and consistent See eg 40
CFR Part 9 (July 12006 edition)
Because there had been no lapse in approval at the time the alleged violations arose the
PRA is not a bar to EPAs attempt to prosecute this action and to obtain a penalty for such
violations
11
Dated May 26 2010 New York New York
Le~ A Spielmann Assistant Regional C6unsel Waste and Toxic Substances Branch Environmental Protection Agency Region 2 290 Broadway 16th floor New York New York 10007-1866 212-637-3222 fax 212-637-3199
TO
Regional Hearing Clerk US Environmental Protection Agency Region 2
Honorable Barbara A Gunning Presiding Officer
Benne C Hutson Esq McGuire Woods LLP Counsel for Respondent
In re Oakite Products Inc et al Docket No TSCA-02-2009-9148
CERTIFICATE OF SERVICE
I certify that I have this day caused to be sent the foregoing COMPLAINANTS INITIAL PREHEARING EXCHANGE dated May 26 2010 in the following manner to the respective addressees listed below
Original and One Copy By Inter-Office Mail
Office of Regional Hearing Clerk US Environmental Protection Agency - Region 2 290 Broadway 16th floor New York New York 10007-1866
Copy by UPS Overnight Mail
Honorable Barbara A Gunning Administrative Law Judge US Environmental Protection Agency Franklin Court Building 1099 14th Street NW Suite 350 Washington DC 20460
Copy by UPS Overnight Mail
Benne C Hutson Esq McGuire Woods LLP 201 North Tryon Street PO Box 31247 (28231) Charlotte North Carolina 28202
Dated May 26 2010 New York New York
THE ENFORCEMENT RESPONSE POLICY FOR REPORTING AND RECORD-KEEPING RULES AND REQUIREMENTS FOR TSCA SECTIONS 8 12 AND 13 produced by EPAs Toxics and Pesticides Enforcement Division of the Office of Regulatory Enforcement within the Office of Enforcement and Compliance Assurance (revised March 31 1999 effective June 1 1999) available at httpcfpubepagovcomplianceresourcespoliciesciviltscal
tEO sr 1 p
gt ft t UNITED STATES ENVIRONMENTAL PROTECTION AGENCY S~~11 o Cl WASHINGTON DC 20460 ~ ltl
~ l of( AOt~c
OFFICE OF ENFORCEMENT AND
COMPLIANCE ASSURANCE
JUN - 5 2006
MEMORANDUM
SUBJECT Penalty Policy Supplements Pursuant to the 2004 Civil Monetary Penalty Inflation Adjustment Rule
FROM Stephanie P Brown Acting Director AIPdJ~YJmiddot~ Toxics and Pesticides Enforcement Di~~i~middot -- --- Office of Civil Enforcement
TO Regional Counsels Regional TSCA FIFRA and EPCRA Division Directors
This memorandum modifies each enforcement responsepenalty policy (Penalty Policy) within the purview ofthe Toxics and Pesticides Enforcement Division (TPED) to adjust for the Civil Monetary Penalty Inflation Adjustment Rule published in the Federal Register 011 February 132004 (69 Fed Reg 7121) and codified at 40 CFR Parts 19 and 27 (Final Rule) The matrices herein supercede and void any interim matrices for the 2004 rule issued or used by TPED or a Regional Office In accordance with the Final Rule all violations occurring on or after March 152004 are subject to statutory penalties adjusted for inflation A complete list of each Penalty Policy subject to this memorandum is provided at Attachment A Appendix B provides instructions for amending each Penalty Policy as well as updated matrices for inseliion into each policy
The adjustments here follow the implementation policy established in the attached September 212004 memorandum signed by Thomas V Skinner That memorandum provides for adjusting each cell in a penalty matrix by multiplying the existing gravity-based penalty component by 11723 We are aware that this approach results in penalty amounts (within matrix celIs) that are not roimded-off as compared to previous iterations This is the outcome required by proper application of the Final Rule The September 212004 memorandum also provides for rounding the aggregate penalty in a particular case to the nearest $100 unit after calculating and summing the gravity-based penalties for each count in the case
Intemet Address (URL) bull hltpllwwwepagov ReCycledRecyclable Prin18d with Vegetable Oil Baaed Inks on Recycled Paper (Minimum 5Olo Postconsumer content)
Violations occurring before March 152004 and after January 30 1997 remain subject to penalties adjusted for inflation as specified in TPEDs April 18 1997 memorandum entitled Penalty Policy Suwlements Pursuant to the Civil Penalty Inflation Adjustment Rule Copies of this memorandum are available upon request
Please contact Brian Dyer at (202) 564-4166 (dyerbrianepagov) if you have any questions concerning these penalty adjustments
Attaclunents
cc Rosemarie Kelley US EPA OECAOCE David Abdalla us EPA OECAOCE Susan OKeefe US EPA OECAOCE John Neylan US EPA OECAOC Tom Ripp US EPA OECAOC Priscilla Flattery US EPA OPPTSOPPT Ben Smith US EPA OEIOIAA
Craig Matthiessen US EPA OSWERJOEM Daniel Helfgott US EPA OPPTSOPP Deborah Brown US EPA Region 1 Nancy Bannakian US EPA Region 1 Ken Stoller US EPA Region 2 Adrian Enache US EPA Region 2 Daniel Kraft US EPA Region 2 John Higgins US EPA Region 2 Ken Eng US EPA Region 2 Harry Daw US EPA Region 3 Aquanetta Dickens US EPA Region 3 Mikal Shabazz US EPA Region 3 Jeaneanne Gettle US EPA Region 4 Anthony Toney US EPA Region 4 Joanne Benante US EPA Region 4 Caron Falconer US EPA Region 4 Anthony Restaino US EPA Region 5 MarkHorwitz US EPA Region 5 Bob Goodfellow US EPA Region 6 Maria Martinez US EPA Region 6 Steve Vargo US EPA Region 6 Jamie Green US EPA Region 7 Mark A Smith US EPA Region 7 Elisabeth Evans US EPA Region 8 Pam Cooper US EPA Region 9 Paula Bisson US EPA Region 9 Scott Downey US EPA Region 10
TPED Pen Adj Memo wAttachments - Page 2 of J9
ATTACHMENT A
FEDERAL INSECTICIDE FUNGICIDE AND RODENTICIDE ACT
FIFRA Worker Protection Standard Penalty Policy - Interim Final- (0901197)
Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act --Good Laboratory Practice (GLP) Regulations - (093091)
Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act (FIFRA) - (070290)
FIFRA Section 7(c) Enforcement Response Policy - (021086)
TOXIC SUBSTANCES CONTROL ACT
Section 1018 - Disclosure Rule Enforcement Response Policy - (020100)
Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8 12 AND 13shy(033199)
Polychlorinated Biphenyls Penalty Policy - (022698)
Enforcement Response Policy for TSCA Section 4 Test Rules - (052886)
Amendment to the TSCA Section 5 Enforcement Response Policy - (060889)
Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Polic~ - (013189)
Interim Final Enforcement Response Policy Asbestos Abatement Projects Worker Protection Final Rule - (111489)
Final TSCA GLP Enforcement Response Policy - (040985)
EMERGENCY PLANNING AND COMMUNITY RIGHT-TO-KNOW ACT
Enforcement Response Policy for Section 313 of the Emergency Planning Community Right-ToshyKnow Act (1989) and Section 6607 of the Pollution Prevention Act (1990) Amended shy(041201)
Enforcement Response Policy for Sections 30~ 311 and 312 of the Emergency Planning and Community Right-to-Know Act (1989) and Section 103 of the Comprehensive Environmental Response Compensation and Liability Act -(093099)
TPED Pen Adj Memo wAttachments - Page 3 of 19
ATTACHMENT B
FlFRA
Insert table (p 4-A) behind page 4 FIFRA Worker Protection Standard PenaltY Policy - Interim Final (090 97)
No insert Rodenticide Act - Good Laboratory Practice (GLP) Regulations (093091) Enforcement Response Policy for the Federal Insecticide Fungicide and
When proposing penalty amounts under the Enforcement Response Policy for GLP Regulations dated September 30 1991 actual dollar amounts are determined by using the ERP for FIFRA (070290) See directions below for F1FRA ERP
Insert after page 19-A in the policy and page CshyRodenticide Act (070290) Enforcement Response Policy for the Federal Insecticide Fungicide and
I in the appendix
No insert While the FIFRA ERP (1990) does not supersede the Section 7(c) ERP (1986) the matrix setting forth the penalties in the ERP for FIFRA (070290) should be used instead of the matrix in the 1986 policy
FIFRA Section 7(c)Enforcement Response Policy (021086)
TSCA
Insert matrix (Appendix B-4-A) behind Appendix B-4
Section 1018 - Disclosure Rule Enforcement Response Policy (020 I00)
Insert matrix (p7-B) behind page 7-A 12 AND 13 (033199) Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8
Polychlorinated Biphenyls Penalty Policy (040990) Insert matrix (p9-B) behind page 9-A
Enforcement Response Policy for TSCA Section 4 Test Rules (052886) Insert matrix (p2-B) behind page 2-A
Amendment to the TSCA Section 5 Enforcement Response Policy (060889) Insert matrix (p16-B) behind page 16-A
Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Insert matrix (pII-B) behind page II-A Policy (0 131 89) Insert matrix (p17-B) behind page 17-A
Interim Final Enforcement Response Policy - Asbestos Abatement Projects Insert matrix (p 6-B) behind page 6-A Worker Protection Final Rule (111489)
Final TSCA GLP Enforcement Response Policy (040985) Insert matrix (pA-B) behind page 4-A
EPCRA
Enforcement Response Policy for Section 313 of the Emergency Planning and I Insert matrix (pi I-B) behind page II-A Community Right-To-Know Act (1989) and Section 6607 ofthe Pollution Prevention Act (1990) Amended (04120 I )
Final Enforcement Response Policy for Sections 304 311312 of EPCRA and I Insert matrix (pp 20C amp 200) behind page 20B Section 103 ofCERCLA (093099)
TPED Pen Adj Memo wAttachments - Page 4 of 19
Page8-A
Gravity based penaltY matrix to supplement Recordkeeping and Reporting Rules and Requirements for TSCA Sections 8 12 and 13 for violations that occur on or after March 15 2004 Insert behind ~e 8
TSCA sectsect 8 12 amp 13 GRAVITY BASED PENALTY MATRIX
EXTENT CIRCUMSTANCES
A B C Major Significant Minor
LEVELS 1 $32500 $21922 $6448
High Range 2 $25791 $16764 $3869
3 $19343 $12895 $1934 Mid Range
4 $12895 $7737 $1290
5 $6448 $3869 $645 Low Range
6 $2579 $1676 $258
Note After calculating the gravity-based penalty for each count the total applicable gravity-based penalty for all counts in a particular casematter should be rounded to the nearest unit of $100 as required by the memorandum from Thomas Skinner dated September 212004 implementing the Civil Monetary Penalty Adjustment Rule as published in the Federal Register on February 132004 (69 FR 7121)
TPED Pen Adj Memo wAnachments - Page 9 of 19
UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
TSCA Section 5 and 8 Inspection Chemetall Oakite Inc 675 Central Avenue New Providence NJ 07974
From Chester Norman Chemist Leonard Pappalardo Chemist Toxics Section Toxics Section
To Daniel 1 Kraft Chief Toxics Section
On May 14 2008 a TSCA Section 5 and 8 inspection was conducted at Chemetall Oakite Inc at the address listed above This inspection was conducted as part of the regional neutral inspection scheme We scheduled the meeting in advance with Mr Michael Chang Manager Health and Environmental Department Upon arriving at Chemetall Oakite Inc official credentials were presented to Mr Michael Chang Julia C Murray Vice President Technical Marketing and Ron Ascenzo Director Technical Marketing Notices ofInspection (Attachment 1) and Confidentiality (Attachment 2) were issued and explained to Ms Murray Ms Murray signed the notices
Chemetall Oakite is an importer of chemicals They import metal cleaners and surface treatment chemicals They have approximately 110 employees in New Providence New Jersey Chemetall has been at this site since 2006 prior to that they were located in Berkley Heights New Jersey Chemetall Oakite Inc is also known as Chemetall Chemical Products and Chemetall Americas Chemetall Americas is owned by Rockwood Holding Company who is owned by Chemetall BMGH in Germany Their Standard Industrial Codes (SIC) is 5169 The companys fiscal year is the calendar year Ms Murray said Chemetall Oakite Incs corporate sales were approximately $100000000 Chemetall Oakites facility in New Providence New Jersey is the corporate headquarters sales export and import offices and their research and development laboratories for the United States Chemetall Oakite Inc has manufacturing facilities in La Mirada CA and Romulus MI
We asked if they filed an Inventory Update Report for the 2006 reporting period They didnt know We asked if they filed a preliminary assessment inventory report for any of the chemicals the company manufactures or imports and they responded they didnt know We asked if they filed any PMNs recently they responded with a 10 year old low volume exemption and an older PMN We asked if they filed any significant new use report they responded no We asked if they had a
TSCA Section 8c file They also responded no
We issued Receipts for Samples and Documents and Confidential Business Information Nothing was declared Confidential
Attachments 1 Notice ofInspection 2 Notice of Confidentiality 3 Receipt for Samples and Documents 4 Declaration of Confidential Business Information
I bull US ENVIRONMENTAL PIlOTECTlON ~- WASHINGTON DC 204Ci0
TOXIC 5UBSTAlCES CONTllOL ACI EPA-----_- _--__--------------------- shyTOXICS SECfION - NOTICE OF INSPECflON
1_ INVESTIGATION IDENT1FICAnON 3 F~Z~ ~~7jJi--- Chemetall Oaki 42008
S FACllrryS ADDRESS
~PA Region 2 MS-I05 iPECTORS ADDRESS
675 Central Ave Woodbridge Avenue New Providence New Jersey 07974-1560
on NJ08837-5602
REASON FOR INSPECTION
Under the authority of Section II of the Toxics Substances Control Act
b For the purposes of inspecting (Including taking samples photographs statements and other inspection activities) an establisbment facility or other premises in which chemical substances or mixtures or articles containing same are manufactured processed or stored or held before or after their distribution in commerce ( including records files papers processes controls and facilities) and any conveyance being used to transport chemical substances mixtures or articles containing same in connection with their distribution in commerce (including records files papers processes controls and facilities) bearing on whether the requirements of the Act applicable to the chemical substances mixtures or articles within or ass()Ciated with such premises or conveyance have been complied with
In In addition this inspection extends to (Check appropriate blocks)
Jq- A Financial data o D Personnel data I
LV B Sales data o E Research data
13 C Pricin ~ data The natureland extent of the inspection of such data specified in A through E above is as follows
~rtification
lcknowledge that the statements I have made on this fonnand all attachments thereto are true accurate and complete I acknowledge that y knowingly false or misleading statement may be punishable by fine or imprisonment or both under applicable law
PREVIOUS VERSIONS ARE OBSOLETE
ME
rnE Chemist
DATE SIGNED
~r TI11E -shy~J ~ea~~ (1 4~
A FORM 77ltWmiddot3A FOR 1018 (REVISED JAN 2002)
IUR FORM (Form U) submitted September 24 2008
CBIDELETED
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0- 0shy
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Zn2+ 0shyNAME Phosphoric acid zinc salt (21) 1RN 13598-37-3
l) - P -o-Il o
MW 25533
Enlarge Structure
SHrch Infomudion
Bask For more information about this substance NlWiglitiOn
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OH I
HO-P-OH
1 o
NAME Ethanol 2-amino- phosphate (1 ) RN 29868-05-1 r
OH
MW 159077
Enlarge Structure
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you may select from the the links below
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HO- P-O- Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH
MW 119976
=nlarge Structure
Basic ellmiddotFor more information about this substance NavigationInformation you may select from the the links below
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HO - P shy 0shy Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH
MW 119976
Enlarge Stru_cture
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NAME Zinc nitrate RN 7779-88-6
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0shyI
N+i o 0shy
Zn2+ 0shy
I N+ 0shy0
MW 189398
InJil~~tJ(tlJr~
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ampampampampamp ampu I IU Y fo4IampU ~ L U~ La o
IRQ rn CERCLA Reportable Quantities I
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0 0
pl
o 0
Mn2 lt
NAME Phosphoric acid manganese(2+) salt (21) RN 18718-07-5
0 I
o-p -o-Il o
MW 244878
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0- 0_
po 0_
Zn2+ 0shyNAME Phosphoric acid zinc salt (21) lRN 13598-37-3 -0 - P -o-Il o
MW 25533
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0shy
I ~N-o 0shy
Mn+ NAME Manganese nitrate 0shyRN 10377-66-9 I
N+- 0shy0
MW 178946
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NAME Potassium cis-9-octadecenoic acid RN 143-18-0
o
O
(
MW 320555
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OH I
HO-P=O
~ OHN~I
0) p NAME Sodium aminotris(methylenephosphonate) II OHRN 20592-85-2
0P HO shy
OH
MW 2990478
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hale I~----F-o-r-m-o-re-in-fo-r-m-a-t-io-n-a-b-o-u-t-t-hi-s-s-u-b-s-ta-n-c-e------1 N=~Information
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NAME Sodium silicate RN 1344-09-8
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0shyt
O=Si 0shy
MW 122063
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Na+
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SNrell N8Yfgetlon
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NAME Boric acid dipotassium salt RN 1332-77-0
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NAME Potassium tallate No StructureRN 61790-44-1
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HO OH
j ~
HO
OH
J NAME Boric acid compd with 222middotnitrilotris (ethanol) OH ~N-
HO
RN 68413middot80middot9
MW 2110202
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f
NAME Butanedioic acid 2-(octen-1-yl)- potassium salt (1 2)
ti~middotmiddot
(gt
a
RN 58641-28-4
MW 304466
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H3C OH
NAME Alcohol [USP] RN 64-17-5
MW 460684
~nlarge Structur~
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yen~
H3C OH
NAME Alcohol [U5P] RN 64-17-5
MW 460684
Enlarge Structure
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0shy
IOp-o- cr3+
NAME Chromic phosphate I 0shyRN 7789-04-0
MW 146966
Enlarge Structure
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NAME Monoammonium phosphate RN 7722-76-1
0 II
HO-P -0shyI
NW 4
OH
MW 115024
Enlarge Structure
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INER
PAFA
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HO OH Si NH2NAME Silanetriol 1-(3-aminopropyl)shy HO ~ ~
RN 58160-99-9
MW 13721
Enlarge Structure
auk Information For more information about this substance
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Na+ o II
HO- p- 0shyNAME Disodium phosphate IRN 7558-79-4 0- Na+
MW 141958middot
Enlarge Structure
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Sitamp Inlo
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9Jn1224a Chernelall Oakil Inc
675 Central we
New PlOYidence Unton NJ 07974 PO BOX 7 N_ PrcNiclence
NJ 079740007 908~900
51691001 Anti-corrosion product 424690 424690-Other Chemical lII1d Allied Prod
Ron Felper
President
65 100 $100000000
016164399 000000000 1067934JJ
PRIVATE COMPANY SINGlE
40697755 -74A08967
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DUNS Number Business Name Tradestyl8 Physical Slr881 Addlt888 Physic C~y
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556121200 Cham_Uslnc Chemelall dalcrle 675 Centrol we 11_ PrrMdllf1C8 Union NJ 07974 POBOX 7 New PrrMdence NJ 079740007 9OB-464~900
26420000 Polishes and sanitation goods 325612 325612-Po1ish amp 01 Ssnitalion Gd MIg Ronald Felber Pesident
90 340 S130723000
016164399 0000000oo 016164399
PRIVATE COMPANY HEADQUARTERS 40697755 74408967
custservdnbcom To Lee SpielmannR2USEPAlUSEPA Karen
bull SeetlR2USEPAlUSEPA08132009 11 22 AM
cc
bcc
Subject CHEMETALL OAKITE INC DampB Business Information Report
The folloWing e-mail was sent to you by seetkarenepagov Personal Note
ampBhas more options to help you decide with confidence Learn more about DampB eroducts and services lis this an important decision ~ IUJlilIImil
Get more with DampBs Enhanced Comprehensive Report ~I bull Business failure and credit scores
Click here to provideI bull Context behind the scores Added industrY and Financial comDarisons feedback on this report
iiiiRi55i~iiiiiAii~1~-
ort on this business
J --1- )21 _II1tjjjj1 Wgll_~yg 1
Copyright 2009 bun amp Bradstreet - Provided under contract
for the exclusive use of subscriber 264750059L
ATTN Lee Spielmann Report Printed AUG 13 2009
========================~======~=================================
============== BUSINESS SUMMARY
==========~======================================================
==============
CHEMETALL OAKITE INC (SUBSIDIARY OF ROCKWOOD SPECIALTIES INC PRINCETON NJ) 675 Central Ave New Providence NJ 07974
This is a headquarters D-U-N-Sreg Number 93-771-2248 (subsidiary) location Branch (es) or division(s) exist DampB Rating
Mailing address PO Box 7
II I
New ~rovidence NJ07974
Web site wwwrockwoodspeciallI IIIIIIIIIIIIII
Telephone
Chief executive
Year started
Management control
Employs
Sales
History
SIC
Line of business
tiescom
908 464-6900
RON FELPER PRES
1987
2006
100 (65 here)
$100000000
CLEAR
5169
Whol corrosion preventative chemicals
III III
================================================================= ===============
SPECIAL EVENTS ================================================================ ==============
06142007 Business started 1987 Present control succeeded June 2006
================================================================= ==============
SUMMARY ANALYSIS ================================================================= ==============
DampB Rating
The blank rating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and
that further enquiry should be made before reaching a decision Some reasons for using a _II symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information
Below is an overview of the companys rating history since 061507
DampBRating Date Applied 061507
The Summary Analysis section reflects information in DampBs file as of August 102009
=================~======~==~==~=======================~==========
============== INVESTIGATIVE SERVICES
================================================================= ==============
Update available on request
This information is being provided to you immediately in the interest of speed This reportmay not reflect the current status of this business DampB can investigate this business and update the information based on the resulta of that investigation
By ordering a standard investigation the same day you order this report an updated report will be provided to you at no extra cost
=========~=======================================================
==============
CUSTOMER SERVICE ================================================================= ==============
If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you
~ (
are outside the us contact your local DampB office
Additional Decision Support Available
Additional DampB products monitoring services and specialized investigations are available to help you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcom
=================================================================
===== = = = === = = =
HISTORY ================================================================= ==============
The following information was reported 08182008
Officer(s) RON FELPER PRES
THE OFFICER(S)
Business started 1987 Present control succeeded June 2006 100 of capital stock is owned by the parent company
RON FELPER Work history is unknown
Business address has changed from 14826 Ne 95th St Redmond WA 98052 to 675 Central Ave New Providence NJ 07974
=~===============================================================
==============
CORPORATE FAMILY =====================c=========================================== ==============
The following global corporate family members are related to this busihess
Members are listed alphabetically first by company name then by country or us state then by city
Global Ultimate Rockwood Holdings Inc Princeton NJ 01-616-4399
Parent Rockwood Specialties Group Inc Princeton NJ 10-679-3433
Affiliates (US) Advantis Technologies Inc Alpharetta GA 93-189-6385 Alphagary Corporation Leominster MA 09-743-4484 Ceramtec North America Innovative Laurens SC 17-483-0034 Ceramic Engineering Corporation Chemetall Foote Corp Kings Mountain NC 00-232-9456 Chemical Specialties Inc Charlotte NC 04-297-3313 Pure Wafer Inc Prescott AZ 83-746-8321 Rockwood Pigments NA Inc Beltsville MD 04-754-7690 Southern Clay Products Inc Gonzales TX 04-166-1737
Affiliates (International) AlphaGary (Canada) Limited Stoney Creek CANADA 24-924-8626 Cs i Kemwood AB Helsingborg SWEDEN 35-401-6487middot ProCeram spolmiddot s ro Dolni Rychnov CZECH 49-516-1929
REPUBLIC
== = = == = == = == ==== = == = = = == = = ==== = ==== = = ==== = = ===-= = = = = === == == === =
==============
OPERATIONS ===================~==========~====================== ============
==============
08182008
Description Subsidiary of Rockwood Specialties Inc
Princeton NJ started 2000 which operates as a wholesaler
of chemicals or allied products Parent company owns 100
of capital stock
Wholesales corrosion preventative chemicals (100)
Terms are Net 30 days Has 600+ account(s) Sells to
aerospace industry Territory North and South America
Nonseasonal
Employees 100 which includes officer(s) 65 employed here
Facilities Leases premises in a single story brick building
Location Central business section on well traveled street
Branches This business has multiple branches detailed branchdivision information is available in
Dun amp Bradstreets linkage or family tree products
==============~==============~===================================
==============
SIC amp NAICS ================================================================= ==============
SIC Based on information in our file NAICS DampB has assigned this company an extended 8-digit SIC DampBs use of 424~90 Other Chemical and Alli~d
a-digit SICs enables us to be more Products Merchant specific to a companys operations Wholesalers than if we use the standard 4-digit code
51691001 Anti-corrosion products
=================================================~== ============
============== PAYMENT SUMMARY
==============~===========~=========================== ===========
===============
DampB has not received a sufficientsample of payment experiences to establish a PAYDEX score
DampB receives over 600 million payment experiences each year We enter these new and updated experiences intoDampB Reports as this information is received At this time none of those experi~nces relate to this company
=======================================================~==========
============== FINANCE
================================================================= ==-= = = == == === ==
06142007
On JUN 14 2007 Michael Lissandrello SIs Mgr deferred financial statement
Michael Lissandrello submitted the following partial estimates dated JUN 14 2007
Sales for 2006 were $100000000
As of June 14 2007 a search of Dun amp Bradstreets Public Record database found no open suits liens judgements or UCCs to which Chemetall Oakite Inc at 675 Central Ave New Providence NJ was named defendant or debtor Public records received hereafter will be entered into the database and will be included in reports which contain a Public Filings ~ection
==============================================~====== ===========
============== PUBLIC FILINGS
================~====~================================ ===========
==============
A check of DampBs public records database indicates that no filings were found for CHEMETALL OAKITE INC at 675 Central Ave New Providence NJ
DampBs extensive database of public record information is updated daily to ensure timely reporting of changes and additions It includes business-related suits liens judgments bankruptcies UCC financing statements and business registrations from every state and the District of Columbia as well as select filing types from Puerto Rico and the US Virgin Islands
DampBmiddotcollects public records throughmiddot a combination of court reporters third parties and direct electronic links with federal and local authori~ies Its database of US business-related filings is now the largest of its kind
===~====~========================================================
============== GOVERNMENT ACTIVITY
================================================================= ==============
Activity summary Borrower (DirGuar) NO Administrative debt NO Contractor YES Grantee NO Party excluded from federal program(s) NO
Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8(A) firm NA
The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other sources
Copyright 2009 Dun amp Bradstreet- Provided under contract
for the exclusive use of subscriber 264750059L
FULL DISPLAY COMPLETE
~ ~
396484BIR21523427615308tng emailhtm
-- -- - ~-
(I custservdnbeom To Lee SpielmannH2USEPAlUSEPA Karen
SeetlR2USEPAlUSEPA08112009 0314 PM cc
bec
Subject CHEMETALL US INC DampB Business Information Report
The following e-mail was sent to you by seetkarenepagov Personal Note
~--~amp8 has more oDtfcins tohelDvou decide with confidence Learn more about DampB products and services Is this an important decision ~~~~~
Get more with DampBs Enhanced Comprehensiye Report bull Business failure and credit scores
Click here to providebull Context behind the scores bull Added industrv and Financial comparisons feedback on this report
~~OC--~
f4fi1 Order reports on other businesses
Copyright 2009 Dun amp Bradstreet - Provided under contract
for the exclusive use of subscriber 264750059L
ATTN Lee Spielmann Report Printed AUG 11 2009
In Date
=====================~===========================================
============== BUSINESS SUMMARY
===============================~====================== ===========
==============
CHEMETALL US INC (SUBSIDIARY OF ROCKWOOD HOLDINGS INC PRINCETON NJ) CHEMETALL OAKITE 675 Central Ave New Providence NJ 07974
This is a headquarters I D-U~N-S Number 55-612-1200 (subsidiary) location IBranch (es) or division(s) exist I DampB Rating
Mailing address PO Box 7 IIINew Providence NJ
07974 DampB PAYDEXreg
1 12-Month DampB 74 Web site wwwchemetallcom I PAYDEX
I
Telephone 908 464-6900 I When weighted by dollar amount
f paYments to suppliers average 9 days Chief executive RONALD FELBER I beyond terms
I
PRES-CEO II Based on trade collected
over last Year started 1909 I 12 months
Management control
Employs
Financial statement date
Sales F
Net worth
History
Financing
Financial condition
SIC
Line of business
2004
340 (90 here)
DEC 31 2008
$130723000
(106438000)
CLEAR
SECURED
UNBALANCED
2842 2899 2851
Mfg polishsanitation gd mfg chemical preparation
IIIIIIIII
=======================================================~========
==============
SUMMARY ANALYSIS ================================================================= ==============
DampB Rating
The Rating was changed on April 17 2009 because of DampB I S overall assessment of the companys financial payment and history information The blankrating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and that further enquiry should be made before reaching a decision Some reasons for using a II_II
symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information
Below is an overview of the companys rating history since 060707
DampB Rating Date Applied 041709
1R4 030209 1R3 101408 4A3 072408 4A2 060707
The Summary Analysis section reflects information in DampBs file as of August 10 2009
====================~=====================~======================
============== CUSTOMER SERVrCE
================================================~===== ===========
==============
If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you are outside the US contact your local DampB office
Additional Decision Support Available
Additional DampB products monitoring services and specialized
investigations are available tomiddothelp you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcommiddot
================================================================= ==============
HISTORY ====~=========================~=====~================= =========== ==============
The following information was reported 07142009
Officer(s) RONALD FELBER PRES-CEO PHILIP E KELLY VICE PRESIDENT GREGORY V POFF VICE PRESIDENT
DIRECTOR (S) THE OFFICER(S)
The Delaware Secretary of States business registrations file showed that Oakite Products Inc was registered as a corporation on December 19 1991
Business started 1909 by David C Ball George W Oakley and Daniel C Smith Present control succeeded 2004 100 of capital stock is owned by parent company
RONALD FELBER born 1951 1989~present active here 1985-1989 employed with Avon Products Inc New York NY Graduated from Georgetown University in 1973 with a BS degree Also received MA degree from Loyola University in 1985
PHILP E KELLY born 1948 1972-present active here Graduated from University of Dayton in 1970 with a BS Degree Also received MBA Degree from Seton Hall University in 1978
GREGORY V POFF born 1948 1970-present active here Graduated from Catawba College in 1970 with a BA degree Also received MBA from Pace University in
1982
==========================~========================~=============
==============
CORPORATE FAMILY ================================================================= ==============
The following global corporate family members are related to this business Members are listed alphabetically first by company name then by country or US state then by city
Parent Rockwood Holdings Inc Princeton NJ 01-616-4399
Subsidiaries (International) Cheme~allCanada Limited Brampton CANADA 20-036-7514 Chemetall Mexicana SA de CV El Marques MEXICO 81-232-9050
Branches (US) Chemetall Us Inc La Mirada CA 15-886-0572 Chemetall Us Inc Romulus MI 00-515-7698
Affiliates (US) Chemetall Chemical Products Inc New Providence NJ 82-485-0580 Chemetall Oakite La Mirada - Plant La Mirada CA 61- 036 -9832middot Mineral Research and Development Charlotte NC 61-036-9477 Rockwood Holding Company Chicago IL 78-166-9635 Rockwood Specialties Consolidated Inc Princeton NJ 03-845-1386 Rockwood Specialties Group Inc Princeton NJ 10-679-3433 SachtlebenCorporation White Plains NY
95-666-4114 Viance LLC Charlotte NC 79-544-7346
Affiliates (International) Sachtleben Pigments Oy Helsinki FINLAND 54-023-5819
================================================================ ==============
OPERATIONS ==========~========================================== ============
==============
07142009
Description Subsidiary of Rockwood Holdings Inc Princeton NJ
As noted the parent company is Rockwood Holdings Inc
DUNS 01-616-4399 and reference is made to that report
for background information on the parent company and its
management
Manufactures specialty cleaning polishing or sanitation
preparations and sanitation preparations disinfectants or
deodorants Manufactures chemical preparations
specializing in metal treating compounds rust resisting
compounds and water treating compounds Manufactures
paints varnishes lacquers enamels or allied products
and paint removers
Has 10000 account(s) Terms are Net 30 days Sells to
industrial concerns Territory United States Mexico
Brazil and Canada
Nonseasonal
Employees 340 which includes officer(s) and 2 part-time 90 employed
here
Facilities Rents 37000 sq ft ina one story brick building
Location Suburban business section on well traveled street
Branche~ This business has multiple branches detailed branchdivision information is available in
Dun amp Bradstreets linkage or family tree products
Subsidiaries This business has 2 subsidiaries listed below
The extent of ownership where known is shown in
parenthesis following company name
Oakite Canada Limited Bramalea Ontario Canada (100)
Manufactures chemical specialty products Intercompany
relations reported by management to consist of
merchandise and service transactions cleared as scheduled
Chemetall Mexicana Monteray Mexico (100) Manufactures
chemical specialty products
=================================================~===============
==============
SIC amp NAICS ===========~===============~=================================~===
==============
SIC Based on information in our file NAICS DampB has assigned this company an extended a-digit SIC DampBs use of 325612 Polish and Other a-digit SICs enables us to be more Sanitation Good specific to a companys operations Manufacturing than if we use the standard 325612 Polish and Other 4-digit code Sanitation Good
middot 28420000 Polishes and sanitation Miscellaneous
goods and 28420400 Sanitation Manufacturing
preparations Miscellaneous
disinfectants and and
deodorants Manufacturing 28999931 Metal treating compounds Miscellaneous 28999942 Rust resistirtg compounds and
28999948 Water treat~ng compounds Manufacturing 28510000middot Paints and allied Coating
products middot28510401 Paint removers Coating
325998
325998
325998
325510
325510
Manufacturing All Other
Chemical Product
preparation
All Other
Chemical PrOduct
Preparation
All Other
Chemical Product
Preparation
Paint and
Manufacturing Paint and
Manufacturing
================================================================= ==============
DampB PAYDEX ================================================================= ==============
The DampB PAYDEX is a unique dollar weighted indicator of payment performance based on up to 157 payment experiences as reported to DampB by trade references
3-Month DampB PAYDEX 75 I 12-Month DampB PAYDEX 74 I
When weighted by dollar amount I When weighted by dollar amount payments to suppliers average average 9 days beyond terms
Based on trade collected over collected over last months
8 days I payments to suppliers
last 3
I beyond terms II Based on trade
I 12 months
================================================================= ==============
PAYMENT SUMMARY ================================================================= ==============
The Payment Summary section reflects payment information in DampBs file as of the date of this report
Below is an overview of the companys dollar-weighted payments segmented by its suppliers primary industries
Mfg electric test prd 1 35000 35000 100
OTHER INDUSTRIES 101 283550 20000 73 22 4 - 1
Other payment categories Cash experiences 7 750 250 Payment record unknown 0 Omiddot 0 Unfavorable commeJlts 1 1000 1000
Placed for collections With DampB 1 7500 Other 0 NA
===== ============== ========== Total in DampBs file 157 3017350 900000
The highest Now Owes on file is $750000
The highest Past Due on file is $10000
Dun amp Bradstreet has 157 payment experiences in its file for this company For your convenience we have displayed 80 representative experiences in the PAYMENTS section
====~============================================================
==============
PAYMENT DETAILS ================================================================= ==============
Detailed payment history
Date Paying High Now Past Selling Last Salemiddot Reported Record Credit Owes Due Terms Within
(rhmyy) ($) ($) ($) (months)
0709 Ppt 50 0 1 mo
Ppt 2500 0 1 mo
Ppt 200 i OOO 100000 2500 N60 1 mo
Ppt 200000 100000 0
----------------
0508 Ppt-Slow 30 20000 10000 deg N30 1 rno 0707 (08 0) 7500
Placed for collection
Accounts are sometimes placed for collection everi though the existence or amount of the debt is disputed
Payment experiences reflect how bills are met in relation to the terms granted In some instances payment beyond terms can be the result of disputesmiddot over merchandise skipped invoices etc
Each experience shown is from a separate supplier Updated trade experiences replace those previously reported
================================================================= ==============
FNANCE ================================================================= ==============
04172009
Three-year statement comparative
Fiscal Fiscal Fiscal
Dec 31 2005 Dec 31 2006 Dec 31 2008
Current Assets 53345000 33854000 34348000 Current Liabs 16314000 11173000 18594000 Current Ratio 327 303 1 85 Working Capital 37031000 22681000 15754000 Other Assets 9824000 15582000 124757000 Net Worth 38515000 28063000
1304000 Sales 79763000 86130000 130723000 Long Term Liab 8340000 10200000 139207000 Net Profit (Loss) 1105000 8689000 490000
Fiscal statement dated DEC 31 2008
Assets j Liabilities I -----------shy1
Other Curr Assets 343-480001 Other Curr Liabs 18594000
---------------1 Curr Assets 343480001 Curr Liabs 18594000
I Fixt amp Equip 110620001 Pension Reserves 7990000 Goodwill-Net 252040001 Other Liabilities 129932000 other Intangible 825380001 LT Liab-Other 1285000 Assets-Net TOTAL EQUITY 1304000 Deferred Income 2680001 Taxes I Other Assets 56850001
---------------11
Total Assets 1591050001 Total 159105000
From JAN 01 2008 to DEC 31 2008 annual sales $130723000 cost of goods soldmiddot $69475000 Gross profit $61248000 operating expenses $48302000 Operating income $i2946OOO other expenses $11971bOOi net income before taxes $975000 Federal income tax $485000 Net income $490000
Submitted MAR 31 2009 by Ronald Felber pres-ceo Prepared from books without audit
On April 17~ 2009 themiddotfinancial information was updated
================================================================= ==============
KEY BUSINESS RATIOS ================================================================= ==============
Statement date DEC 31 2008 Based on this number of establishments 28
Firm IIndustry Median I---~------------
Return of Sales 04 IReturn of Sales 11 Current Ratio middot18 ICurrent Ratio 21 Assets Sales 1217 IAssets Sales 575 Total Liability Net Worth 9999 ITotal Liability Net Worth 83 7
================================================================= ==============
PUBLIC FILINGS ================================================================= ==============
The following Public Filing data is for information purposes only and is not the official record Certified copies can only be obtained from the official source
================================================================= ==============
UCC FILINGS =~==================================================== ===========
==============
Collateral All Assets Type Original
-----------------------------------------------------------------
Sec party THROUGH ITS
ADMINISTRATIVE AGENT
Debtor Filing number Filed with DOVER DE
Date filed Latest Info Received
Collateral General
Leased Equipment
Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ
Date filed Latest Info Received
Collateral
Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ
Date filed Latest Info Received
CREDIT SUISSE FIRST BOSTON ACTING
CAYMAN ISLANDS BRANCH AS
NEW YORK NY OAKITE PRODUCTS INC 4216854 2 SECRETARY OF STATEUCC DIVISION
08022004 08262004
Accounts receivable and proceeds shy
intangibless) and proceeds shy
and proceeds Original CANON FINANCIAL SERVICES MOUNT
OAKITE PRODUCTS INC 23913509 SECRETARY OF STATEUCC DIVISION
11302006 12272006
Leased Assets - Leased Business machineryequipment Original CANON FINANCIAL SERVICES INC MT
OAKITE PRODUCTS INC 21685842 SECRETARY OF STATEUCC DIVISION
07112003 07292003
Type Continuation Sec party CREDIT SUISSE (FKA CREDIT SUISSEmiddot FIRST
BOSTON) ACTING THROUGH ITS CAYMAN ISLA NEW
YORK NY Debtor CHEMETALL CORPORATION Filing number 2009 0642311 Filed with SECRETARY OF STATEUCC DIVISION DOVER DE
Date filed 02272009 Latest Info Receiv~d 05122009 Original UCC filed date 08022004 Original filing no 4216861 7
The public record items contained in this report may have been paid termirtated vacated or released prior to the date this report was printe~
=======~===============================================~======== ==============
GOVERNMENT ACTIVITY =====================================================~ ===========
==============
Activity summary Borrower (DirGuar) NO Administrative debt YES Contractor YES Grantee NO Party excluded from federal program(s) NO
Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8 (A) firm NA
The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other- sources
----7-------shyCopyright 2009 Dun amp Bradstreet - Provided under
contract I
for the exclusive use of subsCriber 264750059L
FULL DISPLAY COMPLETE
~ 396484BIRHQ2156 3427456432lng emailhIm
dmiddotmiddotmiddotmiddotmiddotto Chemetall
~
ICompany Overview
Chemetall is a global company committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry eg lithium and cesium compounds
Chemetalls businesses historically emerged from the combination of expertise in chemistry and metallurgy which is still mirrored in the companys name Chemetall mainly sells customised packages of products and services ranging from consultation via development through to the operation of entire plants at the customers site - for instance car body pre-treatment in the automotive industry
The companys product portfolio is based on continuous research and development of leading edge technologies High perfOrming products combined with Chemetalls dedication to providing the best technical service and support to its customers have over the decades established excellent market positions in its fields of activity
Chemetall GmbH is headquartered in Frankfurt am Main It is the centre of a worldwide network of some 40 subsidiaries in Europe North and South America Asia Australia and Africa Most of these companies operate their own production sites and many also have their own development laboratories A largely decentralised organisation ensures that each local company can respond quickly and flexibly to the customers needs in its markets whilst at the same time being able to draw on the specialist resources within the Group In this way Chemetall combines the strength of a global supplier with the flexibility and customer focus of a medium-size company
Since August 1st 2004 Chemetall has been part of middotRockwood Holdings Inc
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May 272009 Significant savings achieved with the change from zinc-phosphating pretreatment to Oxsllanreg technology Opel Replaces its Metal Pretreatment System Adam Opel GmbH in Kaiserslautem Germany is an important more
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April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more
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April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more
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February OS 2009 Chemetall Aerospace Technologies has successfully integrated the NOT business of Ely Chemical Company Ltd We are proud to inform our customers around the world that Chemetall has effectively transferred and more
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January 20 2009 Chemetall Oakite changed its name to Chemetall
Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc more
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2008
August 01 2008 Chemetall acquires Nalco Finishing Technologies Rockwood Holdings Inc Chemetall-Group has acquired Nalcos Finishing Technologies (FT) businessnull more
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July 31 2008 Chemetall announces global price increases Chemetall is currently increasing prices within a range of 5 to 20 percent or implementing and adjusting more
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April 01 2008 Chemetall acquires NOT Business of Ely Chemical Company Ltd Chemetall GmbH FrankfurtM via its UK subsidiary has acquired the NOT business of the UK basednull more
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March 29 2007 Chemetall Signs Distribution Agreement with Advanced Chemistry amp Technology Inc Chemetall Aerospace Technologies announced that it has signed an exclusive sales and distribution agreement more
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February 212007 Chemetall Acquires the Chemical Division Business of Wirral Fospray Chemetall PLC has announced the acquisition of the chemical division business from Wirral Fospray Limited more
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January 22 2007 Rockwood Appoints M~nlka Engel-Bader President ofChemetal Rockwood Holdings Inc (NYSEROC) has announced that Dr Monika EngelshyBader has been appointed tonull more=
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kindof activity Production fields of activity Lithium
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Country United States Streetaddress 13177 Huron River Drive ZIP MI 48174 City Romulus Phone +1-734-941 3800 Fax +1-734-941-5524 kind of activity Productionmiddot fields of activity Surface Treatment MapMgQ
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Country United States Streetaddress 16961 Knott Ave ZIP CA 90638 City La Mirada Phone +1800-331-1197 Fax +1 714a70-6480 kind of activity Sales Production fields of activity Surface Treatment Map Mm
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Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-464-6900 Fax +1908-464-5571 kind of activity Headoffice $ales Production fields of activity Surface Treatment Direct Contact Email oakiteproductschemetaILcom Map Map
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Country United States Streetaddress 348 Holiday Inn prive ZIP NC 28086 City Kings Mountain Phone +1-704-739 2501 Fax +1-704-734 0208 kind of activity Headoffice Sales Production fields of actvity Lithium Direct Contact Email footelithiumchemetallcom Map Map
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Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-665-9466 Fax +1-908-665-8543 kind of activity Headoffice Sales fields of activity Special metals MapM~
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Country United States Streetaddress 856 Foote Lane
ZIP TN 37134 City New Johnsonville Phone +1-931-535 3401 Fax +1-931-535 3404 kind of activity Production fields of activity Lithium Map Map
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Country United States Streetaddress Hwy 265 ZIP NV 89047 City Silver Peak Phone +1-775-937-2222 Fax +1-775-937-2250
httpwwwchemetallcomindexj spcontent=contact_choice 1jspid=UnitedStatesampconti 8112009
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Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc doing business as Chemetall The same applies to the Canadian subsidiary whose official name will be Chemetall Canada Limited
middotCustomers around the world link Chemetall with quality innovation and extraordinary technical services says Joris Merckx President Surface Treatment at Chemetall middotOne consistent name of our all our subsidiaries will strengthen our corporate brand and with it our image he commented
No changes Will be made to the Mexican and Brazilian entities as these countries already operate their business under the name of Chemetall
About Chemeta
Chemetall a company of Rockwood Holdings Inc (NYSE ROC) is one of the leading global companies committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry including lithium and cesium compounds
Contact Sandra Zirm Phone +496971653605 Mall sandrazirmchemetallcom
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10
negotiation process This is noted on page 9 of the Complaint wherein it states that the penalty
amount listed represents the facts and circumstances known to Complainant up to the time of the
issuance of the Complaint
VI Paperwork Reduction Act
The Paperwork Reduction Act of 1980 as amended 44 USC sect 3501 et seq (the
PRA) does not bar EPAs prosecution of this action or its attempt to obtain a penalty for
violations arising from Respondents alleged failure to report during the period of August 25
2006 through March 23 2007
Respondent is alleged to have violated 40 CFR sect 71053 (paragraphs 32 and 48 of the
Complaint) Thjs provision is part of Subpart C of Part 710 Inventory Update Reporting for
2006 and Beyond The OMB (Office of Management and Budget) Control Number for the 40
CFR Part 710 Subpart C regulations is 2070-0162 40 CFR Part 9 The relevant ICR
number was 188403 OMB approval for this ICR number was secured on May 3 2006 with an
expiration date of May 31 2009 71 Fed Reg 34932 (June 162006) [FRL-8184-3] The
Federal Register of September 52008 referring to OMB Control No 2070-0162 announce[d]
that EPA is planning to submit a request to renew an existing approved Information Collection
Request (ICR) to the Office of Management and Budget (OMB) 73 Fed Reg 51805 [FRLshy
8370-3] The announcement that this ICR now bearing number 188404 was submitted to the
OMB was published on May 12 2009 74 Fed Reg 22163 [FRL 8903-4] This ICR was
approved on September 172009 and it will expire on September 302012
Display of the relevant OMB number has been frequent and consistent See eg 40
CFR Part 9 (July 12006 edition)
Because there had been no lapse in approval at the time the alleged violations arose the
PRA is not a bar to EPAs attempt to prosecute this action and to obtain a penalty for such
violations
11
Dated May 26 2010 New York New York
Le~ A Spielmann Assistant Regional C6unsel Waste and Toxic Substances Branch Environmental Protection Agency Region 2 290 Broadway 16th floor New York New York 10007-1866 212-637-3222 fax 212-637-3199
TO
Regional Hearing Clerk US Environmental Protection Agency Region 2
Honorable Barbara A Gunning Presiding Officer
Benne C Hutson Esq McGuire Woods LLP Counsel for Respondent
In re Oakite Products Inc et al Docket No TSCA-02-2009-9148
CERTIFICATE OF SERVICE
I certify that I have this day caused to be sent the foregoing COMPLAINANTS INITIAL PREHEARING EXCHANGE dated May 26 2010 in the following manner to the respective addressees listed below
Original and One Copy By Inter-Office Mail
Office of Regional Hearing Clerk US Environmental Protection Agency - Region 2 290 Broadway 16th floor New York New York 10007-1866
Copy by UPS Overnight Mail
Honorable Barbara A Gunning Administrative Law Judge US Environmental Protection Agency Franklin Court Building 1099 14th Street NW Suite 350 Washington DC 20460
Copy by UPS Overnight Mail
Benne C Hutson Esq McGuire Woods LLP 201 North Tryon Street PO Box 31247 (28231) Charlotte North Carolina 28202
Dated May 26 2010 New York New York
THE ENFORCEMENT RESPONSE POLICY FOR REPORTING AND RECORD-KEEPING RULES AND REQUIREMENTS FOR TSCA SECTIONS 8 12 AND 13 produced by EPAs Toxics and Pesticides Enforcement Division of the Office of Regulatory Enforcement within the Office of Enforcement and Compliance Assurance (revised March 31 1999 effective June 1 1999) available at httpcfpubepagovcomplianceresourcespoliciesciviltscal
tEO sr 1 p
gt ft t UNITED STATES ENVIRONMENTAL PROTECTION AGENCY S~~11 o Cl WASHINGTON DC 20460 ~ ltl
~ l of( AOt~c
OFFICE OF ENFORCEMENT AND
COMPLIANCE ASSURANCE
JUN - 5 2006
MEMORANDUM
SUBJECT Penalty Policy Supplements Pursuant to the 2004 Civil Monetary Penalty Inflation Adjustment Rule
FROM Stephanie P Brown Acting Director AIPdJ~YJmiddot~ Toxics and Pesticides Enforcement Di~~i~middot -- --- Office of Civil Enforcement
TO Regional Counsels Regional TSCA FIFRA and EPCRA Division Directors
This memorandum modifies each enforcement responsepenalty policy (Penalty Policy) within the purview ofthe Toxics and Pesticides Enforcement Division (TPED) to adjust for the Civil Monetary Penalty Inflation Adjustment Rule published in the Federal Register 011 February 132004 (69 Fed Reg 7121) and codified at 40 CFR Parts 19 and 27 (Final Rule) The matrices herein supercede and void any interim matrices for the 2004 rule issued or used by TPED or a Regional Office In accordance with the Final Rule all violations occurring on or after March 152004 are subject to statutory penalties adjusted for inflation A complete list of each Penalty Policy subject to this memorandum is provided at Attachment A Appendix B provides instructions for amending each Penalty Policy as well as updated matrices for inseliion into each policy
The adjustments here follow the implementation policy established in the attached September 212004 memorandum signed by Thomas V Skinner That memorandum provides for adjusting each cell in a penalty matrix by multiplying the existing gravity-based penalty component by 11723 We are aware that this approach results in penalty amounts (within matrix celIs) that are not roimded-off as compared to previous iterations This is the outcome required by proper application of the Final Rule The September 212004 memorandum also provides for rounding the aggregate penalty in a particular case to the nearest $100 unit after calculating and summing the gravity-based penalties for each count in the case
Intemet Address (URL) bull hltpllwwwepagov ReCycledRecyclable Prin18d with Vegetable Oil Baaed Inks on Recycled Paper (Minimum 5Olo Postconsumer content)
Violations occurring before March 152004 and after January 30 1997 remain subject to penalties adjusted for inflation as specified in TPEDs April 18 1997 memorandum entitled Penalty Policy Suwlements Pursuant to the Civil Penalty Inflation Adjustment Rule Copies of this memorandum are available upon request
Please contact Brian Dyer at (202) 564-4166 (dyerbrianepagov) if you have any questions concerning these penalty adjustments
Attaclunents
cc Rosemarie Kelley US EPA OECAOCE David Abdalla us EPA OECAOCE Susan OKeefe US EPA OECAOCE John Neylan US EPA OECAOC Tom Ripp US EPA OECAOC Priscilla Flattery US EPA OPPTSOPPT Ben Smith US EPA OEIOIAA
Craig Matthiessen US EPA OSWERJOEM Daniel Helfgott US EPA OPPTSOPP Deborah Brown US EPA Region 1 Nancy Bannakian US EPA Region 1 Ken Stoller US EPA Region 2 Adrian Enache US EPA Region 2 Daniel Kraft US EPA Region 2 John Higgins US EPA Region 2 Ken Eng US EPA Region 2 Harry Daw US EPA Region 3 Aquanetta Dickens US EPA Region 3 Mikal Shabazz US EPA Region 3 Jeaneanne Gettle US EPA Region 4 Anthony Toney US EPA Region 4 Joanne Benante US EPA Region 4 Caron Falconer US EPA Region 4 Anthony Restaino US EPA Region 5 MarkHorwitz US EPA Region 5 Bob Goodfellow US EPA Region 6 Maria Martinez US EPA Region 6 Steve Vargo US EPA Region 6 Jamie Green US EPA Region 7 Mark A Smith US EPA Region 7 Elisabeth Evans US EPA Region 8 Pam Cooper US EPA Region 9 Paula Bisson US EPA Region 9 Scott Downey US EPA Region 10
TPED Pen Adj Memo wAttachments - Page 2 of J9
ATTACHMENT A
FEDERAL INSECTICIDE FUNGICIDE AND RODENTICIDE ACT
FIFRA Worker Protection Standard Penalty Policy - Interim Final- (0901197)
Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act --Good Laboratory Practice (GLP) Regulations - (093091)
Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act (FIFRA) - (070290)
FIFRA Section 7(c) Enforcement Response Policy - (021086)
TOXIC SUBSTANCES CONTROL ACT
Section 1018 - Disclosure Rule Enforcement Response Policy - (020100)
Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8 12 AND 13shy(033199)
Polychlorinated Biphenyls Penalty Policy - (022698)
Enforcement Response Policy for TSCA Section 4 Test Rules - (052886)
Amendment to the TSCA Section 5 Enforcement Response Policy - (060889)
Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Polic~ - (013189)
Interim Final Enforcement Response Policy Asbestos Abatement Projects Worker Protection Final Rule - (111489)
Final TSCA GLP Enforcement Response Policy - (040985)
EMERGENCY PLANNING AND COMMUNITY RIGHT-TO-KNOW ACT
Enforcement Response Policy for Section 313 of the Emergency Planning Community Right-ToshyKnow Act (1989) and Section 6607 of the Pollution Prevention Act (1990) Amended shy(041201)
Enforcement Response Policy for Sections 30~ 311 and 312 of the Emergency Planning and Community Right-to-Know Act (1989) and Section 103 of the Comprehensive Environmental Response Compensation and Liability Act -(093099)
TPED Pen Adj Memo wAttachments - Page 3 of 19
ATTACHMENT B
FlFRA
Insert table (p 4-A) behind page 4 FIFRA Worker Protection Standard PenaltY Policy - Interim Final (090 97)
No insert Rodenticide Act - Good Laboratory Practice (GLP) Regulations (093091) Enforcement Response Policy for the Federal Insecticide Fungicide and
When proposing penalty amounts under the Enforcement Response Policy for GLP Regulations dated September 30 1991 actual dollar amounts are determined by using the ERP for FIFRA (070290) See directions below for F1FRA ERP
Insert after page 19-A in the policy and page CshyRodenticide Act (070290) Enforcement Response Policy for the Federal Insecticide Fungicide and
I in the appendix
No insert While the FIFRA ERP (1990) does not supersede the Section 7(c) ERP (1986) the matrix setting forth the penalties in the ERP for FIFRA (070290) should be used instead of the matrix in the 1986 policy
FIFRA Section 7(c)Enforcement Response Policy (021086)
TSCA
Insert matrix (Appendix B-4-A) behind Appendix B-4
Section 1018 - Disclosure Rule Enforcement Response Policy (020 I00)
Insert matrix (p7-B) behind page 7-A 12 AND 13 (033199) Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8
Polychlorinated Biphenyls Penalty Policy (040990) Insert matrix (p9-B) behind page 9-A
Enforcement Response Policy for TSCA Section 4 Test Rules (052886) Insert matrix (p2-B) behind page 2-A
Amendment to the TSCA Section 5 Enforcement Response Policy (060889) Insert matrix (p16-B) behind page 16-A
Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Insert matrix (pII-B) behind page II-A Policy (0 131 89) Insert matrix (p17-B) behind page 17-A
Interim Final Enforcement Response Policy - Asbestos Abatement Projects Insert matrix (p 6-B) behind page 6-A Worker Protection Final Rule (111489)
Final TSCA GLP Enforcement Response Policy (040985) Insert matrix (pA-B) behind page 4-A
EPCRA
Enforcement Response Policy for Section 313 of the Emergency Planning and I Insert matrix (pi I-B) behind page II-A Community Right-To-Know Act (1989) and Section 6607 ofthe Pollution Prevention Act (1990) Amended (04120 I )
Final Enforcement Response Policy for Sections 304 311312 of EPCRA and I Insert matrix (pp 20C amp 200) behind page 20B Section 103 ofCERCLA (093099)
TPED Pen Adj Memo wAttachments - Page 4 of 19
Page8-A
Gravity based penaltY matrix to supplement Recordkeeping and Reporting Rules and Requirements for TSCA Sections 8 12 and 13 for violations that occur on or after March 15 2004 Insert behind ~e 8
TSCA sectsect 8 12 amp 13 GRAVITY BASED PENALTY MATRIX
EXTENT CIRCUMSTANCES
A B C Major Significant Minor
LEVELS 1 $32500 $21922 $6448
High Range 2 $25791 $16764 $3869
3 $19343 $12895 $1934 Mid Range
4 $12895 $7737 $1290
5 $6448 $3869 $645 Low Range
6 $2579 $1676 $258
Note After calculating the gravity-based penalty for each count the total applicable gravity-based penalty for all counts in a particular casematter should be rounded to the nearest unit of $100 as required by the memorandum from Thomas Skinner dated September 212004 implementing the Civil Monetary Penalty Adjustment Rule as published in the Federal Register on February 132004 (69 FR 7121)
TPED Pen Adj Memo wAnachments - Page 9 of 19
UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
TSCA Section 5 and 8 Inspection Chemetall Oakite Inc 675 Central Avenue New Providence NJ 07974
From Chester Norman Chemist Leonard Pappalardo Chemist Toxics Section Toxics Section
To Daniel 1 Kraft Chief Toxics Section
On May 14 2008 a TSCA Section 5 and 8 inspection was conducted at Chemetall Oakite Inc at the address listed above This inspection was conducted as part of the regional neutral inspection scheme We scheduled the meeting in advance with Mr Michael Chang Manager Health and Environmental Department Upon arriving at Chemetall Oakite Inc official credentials were presented to Mr Michael Chang Julia C Murray Vice President Technical Marketing and Ron Ascenzo Director Technical Marketing Notices ofInspection (Attachment 1) and Confidentiality (Attachment 2) were issued and explained to Ms Murray Ms Murray signed the notices
Chemetall Oakite is an importer of chemicals They import metal cleaners and surface treatment chemicals They have approximately 110 employees in New Providence New Jersey Chemetall has been at this site since 2006 prior to that they were located in Berkley Heights New Jersey Chemetall Oakite Inc is also known as Chemetall Chemical Products and Chemetall Americas Chemetall Americas is owned by Rockwood Holding Company who is owned by Chemetall BMGH in Germany Their Standard Industrial Codes (SIC) is 5169 The companys fiscal year is the calendar year Ms Murray said Chemetall Oakite Incs corporate sales were approximately $100000000 Chemetall Oakites facility in New Providence New Jersey is the corporate headquarters sales export and import offices and their research and development laboratories for the United States Chemetall Oakite Inc has manufacturing facilities in La Mirada CA and Romulus MI
We asked if they filed an Inventory Update Report for the 2006 reporting period They didnt know We asked if they filed a preliminary assessment inventory report for any of the chemicals the company manufactures or imports and they responded they didnt know We asked if they filed any PMNs recently they responded with a 10 year old low volume exemption and an older PMN We asked if they filed any significant new use report they responded no We asked if they had a
TSCA Section 8c file They also responded no
We issued Receipts for Samples and Documents and Confidential Business Information Nothing was declared Confidential
Attachments 1 Notice ofInspection 2 Notice of Confidentiality 3 Receipt for Samples and Documents 4 Declaration of Confidential Business Information
I bull US ENVIRONMENTAL PIlOTECTlON ~- WASHINGTON DC 204Ci0
TOXIC 5UBSTAlCES CONTllOL ACI EPA-----_- _--__--------------------- shyTOXICS SECfION - NOTICE OF INSPECflON
1_ INVESTIGATION IDENT1FICAnON 3 F~Z~ ~~7jJi--- Chemetall Oaki 42008
S FACllrryS ADDRESS
~PA Region 2 MS-I05 iPECTORS ADDRESS
675 Central Ave Woodbridge Avenue New Providence New Jersey 07974-1560
on NJ08837-5602
REASON FOR INSPECTION
Under the authority of Section II of the Toxics Substances Control Act
b For the purposes of inspecting (Including taking samples photographs statements and other inspection activities) an establisbment facility or other premises in which chemical substances or mixtures or articles containing same are manufactured processed or stored or held before or after their distribution in commerce ( including records files papers processes controls and facilities) and any conveyance being used to transport chemical substances mixtures or articles containing same in connection with their distribution in commerce (including records files papers processes controls and facilities) bearing on whether the requirements of the Act applicable to the chemical substances mixtures or articles within or ass()Ciated with such premises or conveyance have been complied with
In In addition this inspection extends to (Check appropriate blocks)
Jq- A Financial data o D Personnel data I
LV B Sales data o E Research data
13 C Pricin ~ data The natureland extent of the inspection of such data specified in A through E above is as follows
~rtification
lcknowledge that the statements I have made on this fonnand all attachments thereto are true accurate and complete I acknowledge that y knowingly false or misleading statement may be punishable by fine or imprisonment or both under applicable law
PREVIOUS VERSIONS ARE OBSOLETE
ME
rnE Chemist
DATE SIGNED
~r TI11E -shy~J ~ea~~ (1 4~
A FORM 77ltWmiddot3A FOR 1018 (REVISED JAN 2002)
IUR FORM (Form U) submitted September 24 2008
CBIDELETED
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0- 0shy
-P 0 0shy
Zn2+ 0shyNAME Phosphoric acid zinc salt (21) 1RN 13598-37-3
l) - P -o-Il o
MW 25533
Enlarge Structure
SHrch Infomudion
Bask For more information about this substance NlWiglitiOn
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OH I
HO-P-OH
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NAME Ethanol 2-amino- phosphate (1 ) RN 29868-05-1 r
OH
MW 159077
Enlarge Structure
s_tc Information For more information about this substance
you may select from the the links below
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HO- P-O- Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH
MW 119976
=nlarge Structure
Basic ellmiddotFor more information about this substance NavigationInformation you may select from the the links below
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HO - P shy 0shy Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH
MW 119976
Enlarge Stru_cture
BaBic lurcbFor more information about this substance NavfgationInformation
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EMIC rn Env Mutagen Info Center
HSDB rn Hazardous Substances Data Bank
Household Products rn Household Products Database
MeSH rn Medical Subject Headings File
PubChem rn PubChem
PubMed rn Biomedical Citations From PubMed
PubMed AIDS rn AIDS Citations from PubMed
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TOXLlliE rn NLM TOXLINE on TOXNET
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NAME Zinc nitrate RN 7779-88-6
ChemlDplus Advanced
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0shyI
N+i o 0shy
Zn2+ 0shy
I N+ 0shy0
MW 189398
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0 0
pl
o 0
Mn2 lt
NAME Phosphoric acid manganese(2+) salt (21) RN 18718-07-5
0 I
o-p -o-Il o
MW 244878
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0- 0_
po 0_
Zn2+ 0shyNAME Phosphoric acid zinc salt (21) lRN 13598-37-3 -0 - P -o-Il o
MW 25533
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0shy
I ~N-o 0shy
Mn+ NAME Manganese nitrate 0shyRN 10377-66-9 I
N+- 0shy0
MW 178946
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hale SurchFor more information about this substance Information NllMgatlon
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NAME Potassium cis-9-octadecenoic acid RN 143-18-0
o
O
(
MW 320555
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OH I
HO-P=O
~ OHN~I
0) p NAME Sodium aminotris(methylenephosphonate) II OHRN 20592-85-2
0P HO shy
OH
MW 2990478
Enlarge Structure
hale I~----F-o-r-m-o-re-in-fo-r-m-a-t-io-n-a-b-o-u-t-t-hi-s-s-u-b-s-ta-n-c-e------1 N=~Information
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NAME Sodium silicate RN 1344-09-8
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0shyt
O=Si 0shy
MW 122063
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Na+
Na+
SNrell N8Yfgetlon
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NAME Boric acid dipotassium salt RN 1332-77-0
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NAME Potassium tallate No StructureRN 61790-44-1
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HO OH
j ~
HO
OH
J NAME Boric acid compd with 222middotnitrilotris (ethanol) OH ~N-
HO
RN 68413middot80middot9
MW 2110202
Enlarge Structure a_Ie Search
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f
NAME Butanedioic acid 2-(octen-1-yl)- potassium salt (1 2)
ti~middotmiddot
(gt
a
RN 58641-28-4
MW 304466
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H3C OH
NAME Alcohol [USP] RN 64-17-5
MW 460684
~nlarge Structur~
SMrchBasic For more information about this substance NavtgatlonInfonnatlon
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yen~
H3C OH
NAME Alcohol [U5P] RN 64-17-5
MW 460684
Enlarge Structure
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0shy
IOp-o- cr3+
NAME Chromic phosphate I 0shyRN 7789-04-0
MW 146966
Enlarge Structure
Bale schFor more information about this substancelnfomurtlon NaYfgBtIon
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NAME Monoammonium phosphate RN 7722-76-1
0 II
HO-P -0shyI
NW 4
OH
MW 115024
Enlarge Structure
Basic schFor more information about this substance Intmnation NlWfGldlon
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INER
PAFA
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HO OH Si NH2NAME Silanetriol 1-(3-aminopropyl)shy HO ~ ~
RN 58160-99-9
MW 13721
Enlarge Structure
auk Information For more information about this substance
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Na+ o II
HO- p- 0shyNAME Disodium phosphate IRN 7558-79-4 0- Na+
MW 141958middot
Enlarge Structure
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Loocuo Results Company DetaUs Contact Nsmes
Sitamp Inlo
DUNS Number
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9Jn1224a Chernelall Oakil Inc
675 Central we
New PlOYidence Unton NJ 07974 PO BOX 7 N_ PrcNiclence
NJ 079740007 908~900
51691001 Anti-corrosion product 424690 424690-Other Chemical lII1d Allied Prod
Ron Felper
President
65 100 $100000000
016164399 000000000 1067934JJ
PRIVATE COMPANY SINGlE
40697755 -74A08967
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DUNS Number Business Name Tradestyl8 Physical Slr881 Addlt888 Physic C~y
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Mllili9 State Mailing Zip Telephone Number Primary BOigrt SIC Code Primary SICB Deampcriplion Primary HAlCS Code Primary HAlCS Description CEO Name CEOT~
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556121200 Cham_Uslnc Chemelall dalcrle 675 Centrol we 11_ PrrMdllf1C8 Union NJ 07974 POBOX 7 New PrrMdence NJ 079740007 9OB-464~900
26420000 Polishes and sanitation goods 325612 325612-Po1ish amp 01 Ssnitalion Gd MIg Ronald Felber Pesident
90 340 S130723000
016164399 0000000oo 016164399
PRIVATE COMPANY HEADQUARTERS 40697755 74408967
custservdnbcom To Lee SpielmannR2USEPAlUSEPA Karen
bull SeetlR2USEPAlUSEPA08132009 11 22 AM
cc
bcc
Subject CHEMETALL OAKITE INC DampB Business Information Report
The folloWing e-mail was sent to you by seetkarenepagov Personal Note
ampBhas more options to help you decide with confidence Learn more about DampB eroducts and services lis this an important decision ~ IUJlilIImil
Get more with DampBs Enhanced Comprehensive Report ~I bull Business failure and credit scores
Click here to provideI bull Context behind the scores Added industrY and Financial comDarisons feedback on this report
iiiiRi55i~iiiiiAii~1~-
ort on this business
J --1- )21 _II1tjjjj1 Wgll_~yg 1
Copyright 2009 bun amp Bradstreet - Provided under contract
for the exclusive use of subscriber 264750059L
ATTN Lee Spielmann Report Printed AUG 13 2009
========================~======~=================================
============== BUSINESS SUMMARY
==========~======================================================
==============
CHEMETALL OAKITE INC (SUBSIDIARY OF ROCKWOOD SPECIALTIES INC PRINCETON NJ) 675 Central Ave New Providence NJ 07974
This is a headquarters D-U-N-Sreg Number 93-771-2248 (subsidiary) location Branch (es) or division(s) exist DampB Rating
Mailing address PO Box 7
II I
New ~rovidence NJ07974
Web site wwwrockwoodspeciallI IIIIIIIIIIIIII
Telephone
Chief executive
Year started
Management control
Employs
Sales
History
SIC
Line of business
tiescom
908 464-6900
RON FELPER PRES
1987
2006
100 (65 here)
$100000000
CLEAR
5169
Whol corrosion preventative chemicals
III III
================================================================= ===============
SPECIAL EVENTS ================================================================ ==============
06142007 Business started 1987 Present control succeeded June 2006
================================================================= ==============
SUMMARY ANALYSIS ================================================================= ==============
DampB Rating
The blank rating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and
that further enquiry should be made before reaching a decision Some reasons for using a _II symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information
Below is an overview of the companys rating history since 061507
DampBRating Date Applied 061507
The Summary Analysis section reflects information in DampBs file as of August 102009
=================~======~==~==~=======================~==========
============== INVESTIGATIVE SERVICES
================================================================= ==============
Update available on request
This information is being provided to you immediately in the interest of speed This reportmay not reflect the current status of this business DampB can investigate this business and update the information based on the resulta of that investigation
By ordering a standard investigation the same day you order this report an updated report will be provided to you at no extra cost
=========~=======================================================
==============
CUSTOMER SERVICE ================================================================= ==============
If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you
~ (
are outside the us contact your local DampB office
Additional Decision Support Available
Additional DampB products monitoring services and specialized investigations are available to help you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcom
=================================================================
===== = = = === = = =
HISTORY ================================================================= ==============
The following information was reported 08182008
Officer(s) RON FELPER PRES
THE OFFICER(S)
Business started 1987 Present control succeeded June 2006 100 of capital stock is owned by the parent company
RON FELPER Work history is unknown
Business address has changed from 14826 Ne 95th St Redmond WA 98052 to 675 Central Ave New Providence NJ 07974
=~===============================================================
==============
CORPORATE FAMILY =====================c=========================================== ==============
The following global corporate family members are related to this busihess
Members are listed alphabetically first by company name then by country or us state then by city
Global Ultimate Rockwood Holdings Inc Princeton NJ 01-616-4399
Parent Rockwood Specialties Group Inc Princeton NJ 10-679-3433
Affiliates (US) Advantis Technologies Inc Alpharetta GA 93-189-6385 Alphagary Corporation Leominster MA 09-743-4484 Ceramtec North America Innovative Laurens SC 17-483-0034 Ceramic Engineering Corporation Chemetall Foote Corp Kings Mountain NC 00-232-9456 Chemical Specialties Inc Charlotte NC 04-297-3313 Pure Wafer Inc Prescott AZ 83-746-8321 Rockwood Pigments NA Inc Beltsville MD 04-754-7690 Southern Clay Products Inc Gonzales TX 04-166-1737
Affiliates (International) AlphaGary (Canada) Limited Stoney Creek CANADA 24-924-8626 Cs i Kemwood AB Helsingborg SWEDEN 35-401-6487middot ProCeram spolmiddot s ro Dolni Rychnov CZECH 49-516-1929
REPUBLIC
== = = == = == = == ==== = == = = = == = = ==== = ==== = = ==== = = ===-= = = = = === == == === =
==============
OPERATIONS ===================~==========~====================== ============
==============
08182008
Description Subsidiary of Rockwood Specialties Inc
Princeton NJ started 2000 which operates as a wholesaler
of chemicals or allied products Parent company owns 100
of capital stock
Wholesales corrosion preventative chemicals (100)
Terms are Net 30 days Has 600+ account(s) Sells to
aerospace industry Territory North and South America
Nonseasonal
Employees 100 which includes officer(s) 65 employed here
Facilities Leases premises in a single story brick building
Location Central business section on well traveled street
Branches This business has multiple branches detailed branchdivision information is available in
Dun amp Bradstreets linkage or family tree products
==============~==============~===================================
==============
SIC amp NAICS ================================================================= ==============
SIC Based on information in our file NAICS DampB has assigned this company an extended 8-digit SIC DampBs use of 424~90 Other Chemical and Alli~d
a-digit SICs enables us to be more Products Merchant specific to a companys operations Wholesalers than if we use the standard 4-digit code
51691001 Anti-corrosion products
=================================================~== ============
============== PAYMENT SUMMARY
==============~===========~=========================== ===========
===============
DampB has not received a sufficientsample of payment experiences to establish a PAYDEX score
DampB receives over 600 million payment experiences each year We enter these new and updated experiences intoDampB Reports as this information is received At this time none of those experi~nces relate to this company
=======================================================~==========
============== FINANCE
================================================================= ==-= = = == == === ==
06142007
On JUN 14 2007 Michael Lissandrello SIs Mgr deferred financial statement
Michael Lissandrello submitted the following partial estimates dated JUN 14 2007
Sales for 2006 were $100000000
As of June 14 2007 a search of Dun amp Bradstreets Public Record database found no open suits liens judgements or UCCs to which Chemetall Oakite Inc at 675 Central Ave New Providence NJ was named defendant or debtor Public records received hereafter will be entered into the database and will be included in reports which contain a Public Filings ~ection
==============================================~====== ===========
============== PUBLIC FILINGS
================~====~================================ ===========
==============
A check of DampBs public records database indicates that no filings were found for CHEMETALL OAKITE INC at 675 Central Ave New Providence NJ
DampBs extensive database of public record information is updated daily to ensure timely reporting of changes and additions It includes business-related suits liens judgments bankruptcies UCC financing statements and business registrations from every state and the District of Columbia as well as select filing types from Puerto Rico and the US Virgin Islands
DampBmiddotcollects public records throughmiddot a combination of court reporters third parties and direct electronic links with federal and local authori~ies Its database of US business-related filings is now the largest of its kind
===~====~========================================================
============== GOVERNMENT ACTIVITY
================================================================= ==============
Activity summary Borrower (DirGuar) NO Administrative debt NO Contractor YES Grantee NO Party excluded from federal program(s) NO
Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8(A) firm NA
The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other sources
Copyright 2009 Dun amp Bradstreet- Provided under contract
for the exclusive use of subscriber 264750059L
FULL DISPLAY COMPLETE
~ ~
396484BIR21523427615308tng emailhtm
-- -- - ~-
(I custservdnbeom To Lee SpielmannH2USEPAlUSEPA Karen
SeetlR2USEPAlUSEPA08112009 0314 PM cc
bec
Subject CHEMETALL US INC DampB Business Information Report
The following e-mail was sent to you by seetkarenepagov Personal Note
~--~amp8 has more oDtfcins tohelDvou decide with confidence Learn more about DampB products and services Is this an important decision ~~~~~
Get more with DampBs Enhanced Comprehensiye Report bull Business failure and credit scores
Click here to providebull Context behind the scores bull Added industrv and Financial comparisons feedback on this report
~~OC--~
f4fi1 Order reports on other businesses
Copyright 2009 Dun amp Bradstreet - Provided under contract
for the exclusive use of subscriber 264750059L
ATTN Lee Spielmann Report Printed AUG 11 2009
In Date
=====================~===========================================
============== BUSINESS SUMMARY
===============================~====================== ===========
==============
CHEMETALL US INC (SUBSIDIARY OF ROCKWOOD HOLDINGS INC PRINCETON NJ) CHEMETALL OAKITE 675 Central Ave New Providence NJ 07974
This is a headquarters I D-U~N-S Number 55-612-1200 (subsidiary) location IBranch (es) or division(s) exist I DampB Rating
Mailing address PO Box 7 IIINew Providence NJ
07974 DampB PAYDEXreg
1 12-Month DampB 74 Web site wwwchemetallcom I PAYDEX
I
Telephone 908 464-6900 I When weighted by dollar amount
f paYments to suppliers average 9 days Chief executive RONALD FELBER I beyond terms
I
PRES-CEO II Based on trade collected
over last Year started 1909 I 12 months
Management control
Employs
Financial statement date
Sales F
Net worth
History
Financing
Financial condition
SIC
Line of business
2004
340 (90 here)
DEC 31 2008
$130723000
(106438000)
CLEAR
SECURED
UNBALANCED
2842 2899 2851
Mfg polishsanitation gd mfg chemical preparation
IIIIIIIII
=======================================================~========
==============
SUMMARY ANALYSIS ================================================================= ==============
DampB Rating
The Rating was changed on April 17 2009 because of DampB I S overall assessment of the companys financial payment and history information The blankrating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and that further enquiry should be made before reaching a decision Some reasons for using a II_II
symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information
Below is an overview of the companys rating history since 060707
DampB Rating Date Applied 041709
1R4 030209 1R3 101408 4A3 072408 4A2 060707
The Summary Analysis section reflects information in DampBs file as of August 10 2009
====================~=====================~======================
============== CUSTOMER SERVrCE
================================================~===== ===========
==============
If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you are outside the US contact your local DampB office
Additional Decision Support Available
Additional DampB products monitoring services and specialized
investigations are available tomiddothelp you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcommiddot
================================================================= ==============
HISTORY ====~=========================~=====~================= =========== ==============
The following information was reported 07142009
Officer(s) RONALD FELBER PRES-CEO PHILIP E KELLY VICE PRESIDENT GREGORY V POFF VICE PRESIDENT
DIRECTOR (S) THE OFFICER(S)
The Delaware Secretary of States business registrations file showed that Oakite Products Inc was registered as a corporation on December 19 1991
Business started 1909 by David C Ball George W Oakley and Daniel C Smith Present control succeeded 2004 100 of capital stock is owned by parent company
RONALD FELBER born 1951 1989~present active here 1985-1989 employed with Avon Products Inc New York NY Graduated from Georgetown University in 1973 with a BS degree Also received MA degree from Loyola University in 1985
PHILP E KELLY born 1948 1972-present active here Graduated from University of Dayton in 1970 with a BS Degree Also received MBA Degree from Seton Hall University in 1978
GREGORY V POFF born 1948 1970-present active here Graduated from Catawba College in 1970 with a BA degree Also received MBA from Pace University in
1982
==========================~========================~=============
==============
CORPORATE FAMILY ================================================================= ==============
The following global corporate family members are related to this business Members are listed alphabetically first by company name then by country or US state then by city
Parent Rockwood Holdings Inc Princeton NJ 01-616-4399
Subsidiaries (International) Cheme~allCanada Limited Brampton CANADA 20-036-7514 Chemetall Mexicana SA de CV El Marques MEXICO 81-232-9050
Branches (US) Chemetall Us Inc La Mirada CA 15-886-0572 Chemetall Us Inc Romulus MI 00-515-7698
Affiliates (US) Chemetall Chemical Products Inc New Providence NJ 82-485-0580 Chemetall Oakite La Mirada - Plant La Mirada CA 61- 036 -9832middot Mineral Research and Development Charlotte NC 61-036-9477 Rockwood Holding Company Chicago IL 78-166-9635 Rockwood Specialties Consolidated Inc Princeton NJ 03-845-1386 Rockwood Specialties Group Inc Princeton NJ 10-679-3433 SachtlebenCorporation White Plains NY
95-666-4114 Viance LLC Charlotte NC 79-544-7346
Affiliates (International) Sachtleben Pigments Oy Helsinki FINLAND 54-023-5819
================================================================ ==============
OPERATIONS ==========~========================================== ============
==============
07142009
Description Subsidiary of Rockwood Holdings Inc Princeton NJ
As noted the parent company is Rockwood Holdings Inc
DUNS 01-616-4399 and reference is made to that report
for background information on the parent company and its
management
Manufactures specialty cleaning polishing or sanitation
preparations and sanitation preparations disinfectants or
deodorants Manufactures chemical preparations
specializing in metal treating compounds rust resisting
compounds and water treating compounds Manufactures
paints varnishes lacquers enamels or allied products
and paint removers
Has 10000 account(s) Terms are Net 30 days Sells to
industrial concerns Territory United States Mexico
Brazil and Canada
Nonseasonal
Employees 340 which includes officer(s) and 2 part-time 90 employed
here
Facilities Rents 37000 sq ft ina one story brick building
Location Suburban business section on well traveled street
Branche~ This business has multiple branches detailed branchdivision information is available in
Dun amp Bradstreets linkage or family tree products
Subsidiaries This business has 2 subsidiaries listed below
The extent of ownership where known is shown in
parenthesis following company name
Oakite Canada Limited Bramalea Ontario Canada (100)
Manufactures chemical specialty products Intercompany
relations reported by management to consist of
merchandise and service transactions cleared as scheduled
Chemetall Mexicana Monteray Mexico (100) Manufactures
chemical specialty products
=================================================~===============
==============
SIC amp NAICS ===========~===============~=================================~===
==============
SIC Based on information in our file NAICS DampB has assigned this company an extended a-digit SIC DampBs use of 325612 Polish and Other a-digit SICs enables us to be more Sanitation Good specific to a companys operations Manufacturing than if we use the standard 325612 Polish and Other 4-digit code Sanitation Good
middot 28420000 Polishes and sanitation Miscellaneous
goods and 28420400 Sanitation Manufacturing
preparations Miscellaneous
disinfectants and and
deodorants Manufacturing 28999931 Metal treating compounds Miscellaneous 28999942 Rust resistirtg compounds and
28999948 Water treat~ng compounds Manufacturing 28510000middot Paints and allied Coating
products middot28510401 Paint removers Coating
325998
325998
325998
325510
325510
Manufacturing All Other
Chemical Product
preparation
All Other
Chemical PrOduct
Preparation
All Other
Chemical Product
Preparation
Paint and
Manufacturing Paint and
Manufacturing
================================================================= ==============
DampB PAYDEX ================================================================= ==============
The DampB PAYDEX is a unique dollar weighted indicator of payment performance based on up to 157 payment experiences as reported to DampB by trade references
3-Month DampB PAYDEX 75 I 12-Month DampB PAYDEX 74 I
When weighted by dollar amount I When weighted by dollar amount payments to suppliers average average 9 days beyond terms
Based on trade collected over collected over last months
8 days I payments to suppliers
last 3
I beyond terms II Based on trade
I 12 months
================================================================= ==============
PAYMENT SUMMARY ================================================================= ==============
The Payment Summary section reflects payment information in DampBs file as of the date of this report
Below is an overview of the companys dollar-weighted payments segmented by its suppliers primary industries
Mfg electric test prd 1 35000 35000 100
OTHER INDUSTRIES 101 283550 20000 73 22 4 - 1
Other payment categories Cash experiences 7 750 250 Payment record unknown 0 Omiddot 0 Unfavorable commeJlts 1 1000 1000
Placed for collections With DampB 1 7500 Other 0 NA
===== ============== ========== Total in DampBs file 157 3017350 900000
The highest Now Owes on file is $750000
The highest Past Due on file is $10000
Dun amp Bradstreet has 157 payment experiences in its file for this company For your convenience we have displayed 80 representative experiences in the PAYMENTS section
====~============================================================
==============
PAYMENT DETAILS ================================================================= ==============
Detailed payment history
Date Paying High Now Past Selling Last Salemiddot Reported Record Credit Owes Due Terms Within
(rhmyy) ($) ($) ($) (months)
0709 Ppt 50 0 1 mo
Ppt 2500 0 1 mo
Ppt 200 i OOO 100000 2500 N60 1 mo
Ppt 200000 100000 0
----------------
0508 Ppt-Slow 30 20000 10000 deg N30 1 rno 0707 (08 0) 7500
Placed for collection
Accounts are sometimes placed for collection everi though the existence or amount of the debt is disputed
Payment experiences reflect how bills are met in relation to the terms granted In some instances payment beyond terms can be the result of disputesmiddot over merchandise skipped invoices etc
Each experience shown is from a separate supplier Updated trade experiences replace those previously reported
================================================================= ==============
FNANCE ================================================================= ==============
04172009
Three-year statement comparative
Fiscal Fiscal Fiscal
Dec 31 2005 Dec 31 2006 Dec 31 2008
Current Assets 53345000 33854000 34348000 Current Liabs 16314000 11173000 18594000 Current Ratio 327 303 1 85 Working Capital 37031000 22681000 15754000 Other Assets 9824000 15582000 124757000 Net Worth 38515000 28063000
1304000 Sales 79763000 86130000 130723000 Long Term Liab 8340000 10200000 139207000 Net Profit (Loss) 1105000 8689000 490000
Fiscal statement dated DEC 31 2008
Assets j Liabilities I -----------shy1
Other Curr Assets 343-480001 Other Curr Liabs 18594000
---------------1 Curr Assets 343480001 Curr Liabs 18594000
I Fixt amp Equip 110620001 Pension Reserves 7990000 Goodwill-Net 252040001 Other Liabilities 129932000 other Intangible 825380001 LT Liab-Other 1285000 Assets-Net TOTAL EQUITY 1304000 Deferred Income 2680001 Taxes I Other Assets 56850001
---------------11
Total Assets 1591050001 Total 159105000
From JAN 01 2008 to DEC 31 2008 annual sales $130723000 cost of goods soldmiddot $69475000 Gross profit $61248000 operating expenses $48302000 Operating income $i2946OOO other expenses $11971bOOi net income before taxes $975000 Federal income tax $485000 Net income $490000
Submitted MAR 31 2009 by Ronald Felber pres-ceo Prepared from books without audit
On April 17~ 2009 themiddotfinancial information was updated
================================================================= ==============
KEY BUSINESS RATIOS ================================================================= ==============
Statement date DEC 31 2008 Based on this number of establishments 28
Firm IIndustry Median I---~------------
Return of Sales 04 IReturn of Sales 11 Current Ratio middot18 ICurrent Ratio 21 Assets Sales 1217 IAssets Sales 575 Total Liability Net Worth 9999 ITotal Liability Net Worth 83 7
================================================================= ==============
PUBLIC FILINGS ================================================================= ==============
The following Public Filing data is for information purposes only and is not the official record Certified copies can only be obtained from the official source
================================================================= ==============
UCC FILINGS =~==================================================== ===========
==============
Collateral All Assets Type Original
-----------------------------------------------------------------
Sec party THROUGH ITS
ADMINISTRATIVE AGENT
Debtor Filing number Filed with DOVER DE
Date filed Latest Info Received
Collateral General
Leased Equipment
Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ
Date filed Latest Info Received
Collateral
Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ
Date filed Latest Info Received
CREDIT SUISSE FIRST BOSTON ACTING
CAYMAN ISLANDS BRANCH AS
NEW YORK NY OAKITE PRODUCTS INC 4216854 2 SECRETARY OF STATEUCC DIVISION
08022004 08262004
Accounts receivable and proceeds shy
intangibless) and proceeds shy
and proceeds Original CANON FINANCIAL SERVICES MOUNT
OAKITE PRODUCTS INC 23913509 SECRETARY OF STATEUCC DIVISION
11302006 12272006
Leased Assets - Leased Business machineryequipment Original CANON FINANCIAL SERVICES INC MT
OAKITE PRODUCTS INC 21685842 SECRETARY OF STATEUCC DIVISION
07112003 07292003
Type Continuation Sec party CREDIT SUISSE (FKA CREDIT SUISSEmiddot FIRST
BOSTON) ACTING THROUGH ITS CAYMAN ISLA NEW
YORK NY Debtor CHEMETALL CORPORATION Filing number 2009 0642311 Filed with SECRETARY OF STATEUCC DIVISION DOVER DE
Date filed 02272009 Latest Info Receiv~d 05122009 Original UCC filed date 08022004 Original filing no 4216861 7
The public record items contained in this report may have been paid termirtated vacated or released prior to the date this report was printe~
=======~===============================================~======== ==============
GOVERNMENT ACTIVITY =====================================================~ ===========
==============
Activity summary Borrower (DirGuar) NO Administrative debt YES Contractor YES Grantee NO Party excluded from federal program(s) NO
Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8 (A) firm NA
The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other- sources
----7-------shyCopyright 2009 Dun amp Bradstreet - Provided under
contract I
for the exclusive use of subsCriber 264750059L
FULL DISPLAY COMPLETE
~ 396484BIRHQ2156 3427456432lng emailhIm
dmiddotmiddotmiddotmiddotmiddotto Chemetall
~
ICompany Overview
Chemetall is a global company committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry eg lithium and cesium compounds
Chemetalls businesses historically emerged from the combination of expertise in chemistry and metallurgy which is still mirrored in the companys name Chemetall mainly sells customised packages of products and services ranging from consultation via development through to the operation of entire plants at the customers site - for instance car body pre-treatment in the automotive industry
The companys product portfolio is based on continuous research and development of leading edge technologies High perfOrming products combined with Chemetalls dedication to providing the best technical service and support to its customers have over the decades established excellent market positions in its fields of activity
Chemetall GmbH is headquartered in Frankfurt am Main It is the centre of a worldwide network of some 40 subsidiaries in Europe North and South America Asia Australia and Africa Most of these companies operate their own production sites and many also have their own development laboratories A largely decentralised organisation ensures that each local company can respond quickly and flexibly to the customers needs in its markets whilst at the same time being able to draw on the specialist resources within the Group In this way Chemetall combines the strength of a global supplier with the flexibility and customer focus of a medium-size company
Since August 1st 2004 Chemetall has been part of middotRockwood Holdings Inc
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May 272009 Significant savings achieved with the change from zinc-phosphating pretreatment to Oxsllanreg technology Opel Replaces its Metal Pretreatment System Adam Opel GmbH in Kaiserslautem Germany is an important more
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April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more
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April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more
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February OS 2009 Chemetall Aerospace Technologies has successfully integrated the NOT business of Ely Chemical Company Ltd We are proud to inform our customers around the world that Chemetall has effectively transferred and more
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August 01 2008 Chemetall acquires Nalco Finishing Technologies Rockwood Holdings Inc Chemetall-Group has acquired Nalcos Finishing Technologies (FT) businessnull more
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July 31 2008 Chemetall announces global price increases Chemetall is currently increasing prices within a range of 5 to 20 percent or implementing and adjusting more
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January 22 2007 Rockwood Appoints M~nlka Engel-Bader President ofChemetal Rockwood Holdings Inc (NYSEROC) has announced that Dr Monika EngelshyBader has been appointed tonull more=
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kindof activity Production fields of activity Lithium
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Country United States Streetaddress 16961 Knott Ave ZIP CA 90638 City La Mirada Phone +1800-331-1197 Fax +1 714a70-6480 kind of activity Sales Production fields of activity Surface Treatment Map Mm
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Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-464-6900 Fax +1908-464-5571 kind of activity Headoffice $ales Production fields of activity Surface Treatment Direct Contact Email oakiteproductschemetaILcom Map Map
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Country United States Streetaddress 348 Holiday Inn prive ZIP NC 28086 City Kings Mountain Phone +1-704-739 2501 Fax +1-704-734 0208 kind of activity Headoffice Sales Production fields of actvity Lithium Direct Contact Email footelithiumchemetallcom Map Map
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ZIP TN 37134 City New Johnsonville Phone +1-931-535 3401 Fax +1-931-535 3404 kind of activity Production fields of activity Lithium Map Map
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httpwwwchemetallcomindexj spcontent=contact_choice 1jspid=UnitedStatesampconti 8112009
~aa -rlte_middot~ bull Chemetall
II~metaIIOakl~ changeditsnClme tOlhemetall
Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc doing business as Chemetall The same applies to the Canadian subsidiary whose official name will be Chemetall Canada Limited
middotCustomers around the world link Chemetall with quality innovation and extraordinary technical services says Joris Merckx President Surface Treatment at Chemetall middotOne consistent name of our all our subsidiaries will strengthen our corporate brand and with it our image he commented
No changes Will be made to the Mexican and Brazilian entities as these countries already operate their business under the name of Chemetall
About Chemeta
Chemetall a company of Rockwood Holdings Inc (NYSE ROC) is one of the leading global companies committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry including lithium and cesium compounds
Contact Sandra Zirm Phone +496971653605 Mall sandrazirmchemetallcom
~I ~II
11
Dated May 26 2010 New York New York
Le~ A Spielmann Assistant Regional C6unsel Waste and Toxic Substances Branch Environmental Protection Agency Region 2 290 Broadway 16th floor New York New York 10007-1866 212-637-3222 fax 212-637-3199
TO
Regional Hearing Clerk US Environmental Protection Agency Region 2
Honorable Barbara A Gunning Presiding Officer
Benne C Hutson Esq McGuire Woods LLP Counsel for Respondent
In re Oakite Products Inc et al Docket No TSCA-02-2009-9148
CERTIFICATE OF SERVICE
I certify that I have this day caused to be sent the foregoing COMPLAINANTS INITIAL PREHEARING EXCHANGE dated May 26 2010 in the following manner to the respective addressees listed below
Original and One Copy By Inter-Office Mail
Office of Regional Hearing Clerk US Environmental Protection Agency - Region 2 290 Broadway 16th floor New York New York 10007-1866
Copy by UPS Overnight Mail
Honorable Barbara A Gunning Administrative Law Judge US Environmental Protection Agency Franklin Court Building 1099 14th Street NW Suite 350 Washington DC 20460
Copy by UPS Overnight Mail
Benne C Hutson Esq McGuire Woods LLP 201 North Tryon Street PO Box 31247 (28231) Charlotte North Carolina 28202
Dated May 26 2010 New York New York
THE ENFORCEMENT RESPONSE POLICY FOR REPORTING AND RECORD-KEEPING RULES AND REQUIREMENTS FOR TSCA SECTIONS 8 12 AND 13 produced by EPAs Toxics and Pesticides Enforcement Division of the Office of Regulatory Enforcement within the Office of Enforcement and Compliance Assurance (revised March 31 1999 effective June 1 1999) available at httpcfpubepagovcomplianceresourcespoliciesciviltscal
tEO sr 1 p
gt ft t UNITED STATES ENVIRONMENTAL PROTECTION AGENCY S~~11 o Cl WASHINGTON DC 20460 ~ ltl
~ l of( AOt~c
OFFICE OF ENFORCEMENT AND
COMPLIANCE ASSURANCE
JUN - 5 2006
MEMORANDUM
SUBJECT Penalty Policy Supplements Pursuant to the 2004 Civil Monetary Penalty Inflation Adjustment Rule
FROM Stephanie P Brown Acting Director AIPdJ~YJmiddot~ Toxics and Pesticides Enforcement Di~~i~middot -- --- Office of Civil Enforcement
TO Regional Counsels Regional TSCA FIFRA and EPCRA Division Directors
This memorandum modifies each enforcement responsepenalty policy (Penalty Policy) within the purview ofthe Toxics and Pesticides Enforcement Division (TPED) to adjust for the Civil Monetary Penalty Inflation Adjustment Rule published in the Federal Register 011 February 132004 (69 Fed Reg 7121) and codified at 40 CFR Parts 19 and 27 (Final Rule) The matrices herein supercede and void any interim matrices for the 2004 rule issued or used by TPED or a Regional Office In accordance with the Final Rule all violations occurring on or after March 152004 are subject to statutory penalties adjusted for inflation A complete list of each Penalty Policy subject to this memorandum is provided at Attachment A Appendix B provides instructions for amending each Penalty Policy as well as updated matrices for inseliion into each policy
The adjustments here follow the implementation policy established in the attached September 212004 memorandum signed by Thomas V Skinner That memorandum provides for adjusting each cell in a penalty matrix by multiplying the existing gravity-based penalty component by 11723 We are aware that this approach results in penalty amounts (within matrix celIs) that are not roimded-off as compared to previous iterations This is the outcome required by proper application of the Final Rule The September 212004 memorandum also provides for rounding the aggregate penalty in a particular case to the nearest $100 unit after calculating and summing the gravity-based penalties for each count in the case
Intemet Address (URL) bull hltpllwwwepagov ReCycledRecyclable Prin18d with Vegetable Oil Baaed Inks on Recycled Paper (Minimum 5Olo Postconsumer content)
Violations occurring before March 152004 and after January 30 1997 remain subject to penalties adjusted for inflation as specified in TPEDs April 18 1997 memorandum entitled Penalty Policy Suwlements Pursuant to the Civil Penalty Inflation Adjustment Rule Copies of this memorandum are available upon request
Please contact Brian Dyer at (202) 564-4166 (dyerbrianepagov) if you have any questions concerning these penalty adjustments
Attaclunents
cc Rosemarie Kelley US EPA OECAOCE David Abdalla us EPA OECAOCE Susan OKeefe US EPA OECAOCE John Neylan US EPA OECAOC Tom Ripp US EPA OECAOC Priscilla Flattery US EPA OPPTSOPPT Ben Smith US EPA OEIOIAA
Craig Matthiessen US EPA OSWERJOEM Daniel Helfgott US EPA OPPTSOPP Deborah Brown US EPA Region 1 Nancy Bannakian US EPA Region 1 Ken Stoller US EPA Region 2 Adrian Enache US EPA Region 2 Daniel Kraft US EPA Region 2 John Higgins US EPA Region 2 Ken Eng US EPA Region 2 Harry Daw US EPA Region 3 Aquanetta Dickens US EPA Region 3 Mikal Shabazz US EPA Region 3 Jeaneanne Gettle US EPA Region 4 Anthony Toney US EPA Region 4 Joanne Benante US EPA Region 4 Caron Falconer US EPA Region 4 Anthony Restaino US EPA Region 5 MarkHorwitz US EPA Region 5 Bob Goodfellow US EPA Region 6 Maria Martinez US EPA Region 6 Steve Vargo US EPA Region 6 Jamie Green US EPA Region 7 Mark A Smith US EPA Region 7 Elisabeth Evans US EPA Region 8 Pam Cooper US EPA Region 9 Paula Bisson US EPA Region 9 Scott Downey US EPA Region 10
TPED Pen Adj Memo wAttachments - Page 2 of J9
ATTACHMENT A
FEDERAL INSECTICIDE FUNGICIDE AND RODENTICIDE ACT
FIFRA Worker Protection Standard Penalty Policy - Interim Final- (0901197)
Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act --Good Laboratory Practice (GLP) Regulations - (093091)
Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act (FIFRA) - (070290)
FIFRA Section 7(c) Enforcement Response Policy - (021086)
TOXIC SUBSTANCES CONTROL ACT
Section 1018 - Disclosure Rule Enforcement Response Policy - (020100)
Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8 12 AND 13shy(033199)
Polychlorinated Biphenyls Penalty Policy - (022698)
Enforcement Response Policy for TSCA Section 4 Test Rules - (052886)
Amendment to the TSCA Section 5 Enforcement Response Policy - (060889)
Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Polic~ - (013189)
Interim Final Enforcement Response Policy Asbestos Abatement Projects Worker Protection Final Rule - (111489)
Final TSCA GLP Enforcement Response Policy - (040985)
EMERGENCY PLANNING AND COMMUNITY RIGHT-TO-KNOW ACT
Enforcement Response Policy for Section 313 of the Emergency Planning Community Right-ToshyKnow Act (1989) and Section 6607 of the Pollution Prevention Act (1990) Amended shy(041201)
Enforcement Response Policy for Sections 30~ 311 and 312 of the Emergency Planning and Community Right-to-Know Act (1989) and Section 103 of the Comprehensive Environmental Response Compensation and Liability Act -(093099)
TPED Pen Adj Memo wAttachments - Page 3 of 19
ATTACHMENT B
FlFRA
Insert table (p 4-A) behind page 4 FIFRA Worker Protection Standard PenaltY Policy - Interim Final (090 97)
No insert Rodenticide Act - Good Laboratory Practice (GLP) Regulations (093091) Enforcement Response Policy for the Federal Insecticide Fungicide and
When proposing penalty amounts under the Enforcement Response Policy for GLP Regulations dated September 30 1991 actual dollar amounts are determined by using the ERP for FIFRA (070290) See directions below for F1FRA ERP
Insert after page 19-A in the policy and page CshyRodenticide Act (070290) Enforcement Response Policy for the Federal Insecticide Fungicide and
I in the appendix
No insert While the FIFRA ERP (1990) does not supersede the Section 7(c) ERP (1986) the matrix setting forth the penalties in the ERP for FIFRA (070290) should be used instead of the matrix in the 1986 policy
FIFRA Section 7(c)Enforcement Response Policy (021086)
TSCA
Insert matrix (Appendix B-4-A) behind Appendix B-4
Section 1018 - Disclosure Rule Enforcement Response Policy (020 I00)
Insert matrix (p7-B) behind page 7-A 12 AND 13 (033199) Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8
Polychlorinated Biphenyls Penalty Policy (040990) Insert matrix (p9-B) behind page 9-A
Enforcement Response Policy for TSCA Section 4 Test Rules (052886) Insert matrix (p2-B) behind page 2-A
Amendment to the TSCA Section 5 Enforcement Response Policy (060889) Insert matrix (p16-B) behind page 16-A
Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Insert matrix (pII-B) behind page II-A Policy (0 131 89) Insert matrix (p17-B) behind page 17-A
Interim Final Enforcement Response Policy - Asbestos Abatement Projects Insert matrix (p 6-B) behind page 6-A Worker Protection Final Rule (111489)
Final TSCA GLP Enforcement Response Policy (040985) Insert matrix (pA-B) behind page 4-A
EPCRA
Enforcement Response Policy for Section 313 of the Emergency Planning and I Insert matrix (pi I-B) behind page II-A Community Right-To-Know Act (1989) and Section 6607 ofthe Pollution Prevention Act (1990) Amended (04120 I )
Final Enforcement Response Policy for Sections 304 311312 of EPCRA and I Insert matrix (pp 20C amp 200) behind page 20B Section 103 ofCERCLA (093099)
TPED Pen Adj Memo wAttachments - Page 4 of 19
Page8-A
Gravity based penaltY matrix to supplement Recordkeeping and Reporting Rules and Requirements for TSCA Sections 8 12 and 13 for violations that occur on or after March 15 2004 Insert behind ~e 8
TSCA sectsect 8 12 amp 13 GRAVITY BASED PENALTY MATRIX
EXTENT CIRCUMSTANCES
A B C Major Significant Minor
LEVELS 1 $32500 $21922 $6448
High Range 2 $25791 $16764 $3869
3 $19343 $12895 $1934 Mid Range
4 $12895 $7737 $1290
5 $6448 $3869 $645 Low Range
6 $2579 $1676 $258
Note After calculating the gravity-based penalty for each count the total applicable gravity-based penalty for all counts in a particular casematter should be rounded to the nearest unit of $100 as required by the memorandum from Thomas Skinner dated September 212004 implementing the Civil Monetary Penalty Adjustment Rule as published in the Federal Register on February 132004 (69 FR 7121)
TPED Pen Adj Memo wAnachments - Page 9 of 19
UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
TSCA Section 5 and 8 Inspection Chemetall Oakite Inc 675 Central Avenue New Providence NJ 07974
From Chester Norman Chemist Leonard Pappalardo Chemist Toxics Section Toxics Section
To Daniel 1 Kraft Chief Toxics Section
On May 14 2008 a TSCA Section 5 and 8 inspection was conducted at Chemetall Oakite Inc at the address listed above This inspection was conducted as part of the regional neutral inspection scheme We scheduled the meeting in advance with Mr Michael Chang Manager Health and Environmental Department Upon arriving at Chemetall Oakite Inc official credentials were presented to Mr Michael Chang Julia C Murray Vice President Technical Marketing and Ron Ascenzo Director Technical Marketing Notices ofInspection (Attachment 1) and Confidentiality (Attachment 2) were issued and explained to Ms Murray Ms Murray signed the notices
Chemetall Oakite is an importer of chemicals They import metal cleaners and surface treatment chemicals They have approximately 110 employees in New Providence New Jersey Chemetall has been at this site since 2006 prior to that they were located in Berkley Heights New Jersey Chemetall Oakite Inc is also known as Chemetall Chemical Products and Chemetall Americas Chemetall Americas is owned by Rockwood Holding Company who is owned by Chemetall BMGH in Germany Their Standard Industrial Codes (SIC) is 5169 The companys fiscal year is the calendar year Ms Murray said Chemetall Oakite Incs corporate sales were approximately $100000000 Chemetall Oakites facility in New Providence New Jersey is the corporate headquarters sales export and import offices and their research and development laboratories for the United States Chemetall Oakite Inc has manufacturing facilities in La Mirada CA and Romulus MI
We asked if they filed an Inventory Update Report for the 2006 reporting period They didnt know We asked if they filed a preliminary assessment inventory report for any of the chemicals the company manufactures or imports and they responded they didnt know We asked if they filed any PMNs recently they responded with a 10 year old low volume exemption and an older PMN We asked if they filed any significant new use report they responded no We asked if they had a
TSCA Section 8c file They also responded no
We issued Receipts for Samples and Documents and Confidential Business Information Nothing was declared Confidential
Attachments 1 Notice ofInspection 2 Notice of Confidentiality 3 Receipt for Samples and Documents 4 Declaration of Confidential Business Information
I bull US ENVIRONMENTAL PIlOTECTlON ~- WASHINGTON DC 204Ci0
TOXIC 5UBSTAlCES CONTllOL ACI EPA-----_- _--__--------------------- shyTOXICS SECfION - NOTICE OF INSPECflON
1_ INVESTIGATION IDENT1FICAnON 3 F~Z~ ~~7jJi--- Chemetall Oaki 42008
S FACllrryS ADDRESS
~PA Region 2 MS-I05 iPECTORS ADDRESS
675 Central Ave Woodbridge Avenue New Providence New Jersey 07974-1560
on NJ08837-5602
REASON FOR INSPECTION
Under the authority of Section II of the Toxics Substances Control Act
b For the purposes of inspecting (Including taking samples photographs statements and other inspection activities) an establisbment facility or other premises in which chemical substances or mixtures or articles containing same are manufactured processed or stored or held before or after their distribution in commerce ( including records files papers processes controls and facilities) and any conveyance being used to transport chemical substances mixtures or articles containing same in connection with their distribution in commerce (including records files papers processes controls and facilities) bearing on whether the requirements of the Act applicable to the chemical substances mixtures or articles within or ass()Ciated with such premises or conveyance have been complied with
In In addition this inspection extends to (Check appropriate blocks)
Jq- A Financial data o D Personnel data I
LV B Sales data o E Research data
13 C Pricin ~ data The natureland extent of the inspection of such data specified in A through E above is as follows
~rtification
lcknowledge that the statements I have made on this fonnand all attachments thereto are true accurate and complete I acknowledge that y knowingly false or misleading statement may be punishable by fine or imprisonment or both under applicable law
PREVIOUS VERSIONS ARE OBSOLETE
ME
rnE Chemist
DATE SIGNED
~r TI11E -shy~J ~ea~~ (1 4~
A FORM 77ltWmiddot3A FOR 1018 (REVISED JAN 2002)
IUR FORM (Form U) submitted September 24 2008
CBIDELETED
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0- 0shy
-P 0 0shy
Zn2+ 0shyNAME Phosphoric acid zinc salt (21) 1RN 13598-37-3
l) - P -o-Il o
MW 25533
Enlarge Structure
SHrch Infomudion
Bask For more information about this substance NlWiglitiOn
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OH I
HO-P-OH
1 o
NAME Ethanol 2-amino- phosphate (1 ) RN 29868-05-1 r
OH
MW 159077
Enlarge Structure
s_tc Information For more information about this substance
you may select from the the links below
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o II
HO- P-O- Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH
MW 119976
=nlarge Structure
Basic ellmiddotFor more information about this substance NavigationInformation you may select from the the links below
File Locator ClinicalTrialsgov ill NIH ClinicalTrialsgov
DART rn Developmental and ReprodTox
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EMIC ill Env Mutagen Info Center
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TOXLINE rn NLM TOXLINE on TOXNET
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o II
HO - P shy 0shy Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH
MW 119976
Enlarge Stru_cture
BaBic lurcbFor more information about this substance NavfgationInformation
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PubMed rn Biomedical Citations From PubMed
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TOXLlliE rn NLM TOXLINE on TOXNET
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NAME Zinc nitrate RN 7779-88-6
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0shyI
N+i o 0shy
Zn2+ 0shy
I N+ 0shy0
MW 189398
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DSL
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EPA SRS NIOSH ICSC
NJ-HSFS
SRC DATALOG
Superlist Locator DOT
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Il Developmental and ReprodTox
Il Domestic Sub List of Canada
rn EU Inv of Exist Comm Chern Sub
Il Env Mutagen Info Center
Il Hazardous Substances Data Bank
rn Medical Subject Headings File
rn PubChem
rn Biomedical Citations From PubMed
rn Cancer Citations from PubMed
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ill EPA Chern Sub Inventory
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ampampampampamp ampu I IU Y fo4IampU ~ L U~ La o
IRQ rn CERCLA Reportable Quantities I
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0 0
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Mn2 lt
NAME Phosphoric acid manganese(2+) salt (21) RN 18718-07-5
0 I
o-p -o-Il o
MW 244878
Enlarge Structure
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0- 0_
po 0_
Zn2+ 0shyNAME Phosphoric acid zinc salt (21) lRN 13598-37-3 -0 - P -o-Il o
MW 25533
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0shy
I ~N-o 0shy
Mn+ NAME Manganese nitrate 0shyRN 10377-66-9 I
N+- 0shy0
MW 178946
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hale SurchFor more information about this substance Information NllMgatlon
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NAME Potassium cis-9-octadecenoic acid RN 143-18-0
o
O
(
MW 320555
Enlarge Structure
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OH I
HO-P=O
~ OHN~I
0) p NAME Sodium aminotris(methylenephosphonate) II OHRN 20592-85-2
0P HO shy
OH
MW 2990478
Enlarge Structure
hale I~----F-o-r-m-o-re-in-fo-r-m-a-t-io-n-a-b-o-u-t-t-hi-s-s-u-b-s-ta-n-c-e------1 N=~Information
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NAME Sodium silicate RN 1344-09-8
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0shyt
O=Si 0shy
MW 122063
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Na+
Na+
SNrell N8Yfgetlon
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NAME Boric acid dipotassium salt RN 1332-77-0
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NAME Potassium tallate No StructureRN 61790-44-1
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HO OH
j ~
HO
OH
J NAME Boric acid compd with 222middotnitrilotris (ethanol) OH ~N-
HO
RN 68413middot80middot9
MW 2110202
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f
NAME Butanedioic acid 2-(octen-1-yl)- potassium salt (1 2)
ti~middotmiddot
(gt
a
RN 58641-28-4
MW 304466
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H3C OH
NAME Alcohol [USP] RN 64-17-5
MW 460684
~nlarge Structur~
SMrchBasic For more information about this substance NavtgatlonInfonnatlon
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yen~
H3C OH
NAME Alcohol [U5P] RN 64-17-5
MW 460684
Enlarge Structure
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0shy
IOp-o- cr3+
NAME Chromic phosphate I 0shyRN 7789-04-0
MW 146966
Enlarge Structure
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NAME Monoammonium phosphate RN 7722-76-1
0 II
HO-P -0shyI
NW 4
OH
MW 115024
Enlarge Structure
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PAFA
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HO OH Si NH2NAME Silanetriol 1-(3-aminopropyl)shy HO ~ ~
RN 58160-99-9
MW 13721
Enlarge Structure
auk Information For more information about this substance
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Na+ o II
HO- p- 0shyNAME Disodium phosphate IRN 7558-79-4 0- Na+
MW 141958middot
Enlarge Structure
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P_ Duns Number
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Ownetship_ Location Type
Latitud lDngiwde
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9Jn1224a Chernelall Oakil Inc
675 Central we
New PlOYidence Unton NJ 07974 PO BOX 7 N_ PrcNiclence
NJ 079740007 908~900
51691001 Anti-corrosion product 424690 424690-Other Chemical lII1d Allied Prod
Ron Felper
President
65 100 $100000000
016164399 000000000 1067934JJ
PRIVATE COMPANY SINGlE
40697755 -74A08967
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Site Inl
DUNS Number Business Name Tradestyl8 Physical Slr881 Addlt888 Physic C~y
County Physical SIale Abbr8lliation Physic Zip Mailing Address Mailing C~y
Mllili9 State Mailing Zip Telephone Number Primary BOigrt SIC Code Primary SICB Deampcriplion Primary HAlCS Code Primary HAlCS Description CEO Name CEOT~
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Organizalion
Ownership
location Typ8
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flZJ60JB loIC ~ i
556121200 Cham_Uslnc Chemelall dalcrle 675 Centrol we 11_ PrrMdllf1C8 Union NJ 07974 POBOX 7 New PrrMdence NJ 079740007 9OB-464~900
26420000 Polishes and sanitation goods 325612 325612-Po1ish amp 01 Ssnitalion Gd MIg Ronald Felber Pesident
90 340 S130723000
016164399 0000000oo 016164399
PRIVATE COMPANY HEADQUARTERS 40697755 74408967
custservdnbcom To Lee SpielmannR2USEPAlUSEPA Karen
bull SeetlR2USEPAlUSEPA08132009 11 22 AM
cc
bcc
Subject CHEMETALL OAKITE INC DampB Business Information Report
The folloWing e-mail was sent to you by seetkarenepagov Personal Note
ampBhas more options to help you decide with confidence Learn more about DampB eroducts and services lis this an important decision ~ IUJlilIImil
Get more with DampBs Enhanced Comprehensive Report ~I bull Business failure and credit scores
Click here to provideI bull Context behind the scores Added industrY and Financial comDarisons feedback on this report
iiiiRi55i~iiiiiAii~1~-
ort on this business
J --1- )21 _II1tjjjj1 Wgll_~yg 1
Copyright 2009 bun amp Bradstreet - Provided under contract
for the exclusive use of subscriber 264750059L
ATTN Lee Spielmann Report Printed AUG 13 2009
========================~======~=================================
============== BUSINESS SUMMARY
==========~======================================================
==============
CHEMETALL OAKITE INC (SUBSIDIARY OF ROCKWOOD SPECIALTIES INC PRINCETON NJ) 675 Central Ave New Providence NJ 07974
This is a headquarters D-U-N-Sreg Number 93-771-2248 (subsidiary) location Branch (es) or division(s) exist DampB Rating
Mailing address PO Box 7
II I
New ~rovidence NJ07974
Web site wwwrockwoodspeciallI IIIIIIIIIIIIII
Telephone
Chief executive
Year started
Management control
Employs
Sales
History
SIC
Line of business
tiescom
908 464-6900
RON FELPER PRES
1987
2006
100 (65 here)
$100000000
CLEAR
5169
Whol corrosion preventative chemicals
III III
================================================================= ===============
SPECIAL EVENTS ================================================================ ==============
06142007 Business started 1987 Present control succeeded June 2006
================================================================= ==============
SUMMARY ANALYSIS ================================================================= ==============
DampB Rating
The blank rating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and
that further enquiry should be made before reaching a decision Some reasons for using a _II symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information
Below is an overview of the companys rating history since 061507
DampBRating Date Applied 061507
The Summary Analysis section reflects information in DampBs file as of August 102009
=================~======~==~==~=======================~==========
============== INVESTIGATIVE SERVICES
================================================================= ==============
Update available on request
This information is being provided to you immediately in the interest of speed This reportmay not reflect the current status of this business DampB can investigate this business and update the information based on the resulta of that investigation
By ordering a standard investigation the same day you order this report an updated report will be provided to you at no extra cost
=========~=======================================================
==============
CUSTOMER SERVICE ================================================================= ==============
If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you
~ (
are outside the us contact your local DampB office
Additional Decision Support Available
Additional DampB products monitoring services and specialized investigations are available to help you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcom
=================================================================
===== = = = === = = =
HISTORY ================================================================= ==============
The following information was reported 08182008
Officer(s) RON FELPER PRES
THE OFFICER(S)
Business started 1987 Present control succeeded June 2006 100 of capital stock is owned by the parent company
RON FELPER Work history is unknown
Business address has changed from 14826 Ne 95th St Redmond WA 98052 to 675 Central Ave New Providence NJ 07974
=~===============================================================
==============
CORPORATE FAMILY =====================c=========================================== ==============
The following global corporate family members are related to this busihess
Members are listed alphabetically first by company name then by country or us state then by city
Global Ultimate Rockwood Holdings Inc Princeton NJ 01-616-4399
Parent Rockwood Specialties Group Inc Princeton NJ 10-679-3433
Affiliates (US) Advantis Technologies Inc Alpharetta GA 93-189-6385 Alphagary Corporation Leominster MA 09-743-4484 Ceramtec North America Innovative Laurens SC 17-483-0034 Ceramic Engineering Corporation Chemetall Foote Corp Kings Mountain NC 00-232-9456 Chemical Specialties Inc Charlotte NC 04-297-3313 Pure Wafer Inc Prescott AZ 83-746-8321 Rockwood Pigments NA Inc Beltsville MD 04-754-7690 Southern Clay Products Inc Gonzales TX 04-166-1737
Affiliates (International) AlphaGary (Canada) Limited Stoney Creek CANADA 24-924-8626 Cs i Kemwood AB Helsingborg SWEDEN 35-401-6487middot ProCeram spolmiddot s ro Dolni Rychnov CZECH 49-516-1929
REPUBLIC
== = = == = == = == ==== = == = = = == = = ==== = ==== = = ==== = = ===-= = = = = === == == === =
==============
OPERATIONS ===================~==========~====================== ============
==============
08182008
Description Subsidiary of Rockwood Specialties Inc
Princeton NJ started 2000 which operates as a wholesaler
of chemicals or allied products Parent company owns 100
of capital stock
Wholesales corrosion preventative chemicals (100)
Terms are Net 30 days Has 600+ account(s) Sells to
aerospace industry Territory North and South America
Nonseasonal
Employees 100 which includes officer(s) 65 employed here
Facilities Leases premises in a single story brick building
Location Central business section on well traveled street
Branches This business has multiple branches detailed branchdivision information is available in
Dun amp Bradstreets linkage or family tree products
==============~==============~===================================
==============
SIC amp NAICS ================================================================= ==============
SIC Based on information in our file NAICS DampB has assigned this company an extended 8-digit SIC DampBs use of 424~90 Other Chemical and Alli~d
a-digit SICs enables us to be more Products Merchant specific to a companys operations Wholesalers than if we use the standard 4-digit code
51691001 Anti-corrosion products
=================================================~== ============
============== PAYMENT SUMMARY
==============~===========~=========================== ===========
===============
DampB has not received a sufficientsample of payment experiences to establish a PAYDEX score
DampB receives over 600 million payment experiences each year We enter these new and updated experiences intoDampB Reports as this information is received At this time none of those experi~nces relate to this company
=======================================================~==========
============== FINANCE
================================================================= ==-= = = == == === ==
06142007
On JUN 14 2007 Michael Lissandrello SIs Mgr deferred financial statement
Michael Lissandrello submitted the following partial estimates dated JUN 14 2007
Sales for 2006 were $100000000
As of June 14 2007 a search of Dun amp Bradstreets Public Record database found no open suits liens judgements or UCCs to which Chemetall Oakite Inc at 675 Central Ave New Providence NJ was named defendant or debtor Public records received hereafter will be entered into the database and will be included in reports which contain a Public Filings ~ection
==============================================~====== ===========
============== PUBLIC FILINGS
================~====~================================ ===========
==============
A check of DampBs public records database indicates that no filings were found for CHEMETALL OAKITE INC at 675 Central Ave New Providence NJ
DampBs extensive database of public record information is updated daily to ensure timely reporting of changes and additions It includes business-related suits liens judgments bankruptcies UCC financing statements and business registrations from every state and the District of Columbia as well as select filing types from Puerto Rico and the US Virgin Islands
DampBmiddotcollects public records throughmiddot a combination of court reporters third parties and direct electronic links with federal and local authori~ies Its database of US business-related filings is now the largest of its kind
===~====~========================================================
============== GOVERNMENT ACTIVITY
================================================================= ==============
Activity summary Borrower (DirGuar) NO Administrative debt NO Contractor YES Grantee NO Party excluded from federal program(s) NO
Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8(A) firm NA
The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other sources
Copyright 2009 Dun amp Bradstreet- Provided under contract
for the exclusive use of subscriber 264750059L
FULL DISPLAY COMPLETE
~ ~
396484BIR21523427615308tng emailhtm
-- -- - ~-
(I custservdnbeom To Lee SpielmannH2USEPAlUSEPA Karen
SeetlR2USEPAlUSEPA08112009 0314 PM cc
bec
Subject CHEMETALL US INC DampB Business Information Report
The following e-mail was sent to you by seetkarenepagov Personal Note
~--~amp8 has more oDtfcins tohelDvou decide with confidence Learn more about DampB products and services Is this an important decision ~~~~~
Get more with DampBs Enhanced Comprehensiye Report bull Business failure and credit scores
Click here to providebull Context behind the scores bull Added industrv and Financial comparisons feedback on this report
~~OC--~
f4fi1 Order reports on other businesses
Copyright 2009 Dun amp Bradstreet - Provided under contract
for the exclusive use of subscriber 264750059L
ATTN Lee Spielmann Report Printed AUG 11 2009
In Date
=====================~===========================================
============== BUSINESS SUMMARY
===============================~====================== ===========
==============
CHEMETALL US INC (SUBSIDIARY OF ROCKWOOD HOLDINGS INC PRINCETON NJ) CHEMETALL OAKITE 675 Central Ave New Providence NJ 07974
This is a headquarters I D-U~N-S Number 55-612-1200 (subsidiary) location IBranch (es) or division(s) exist I DampB Rating
Mailing address PO Box 7 IIINew Providence NJ
07974 DampB PAYDEXreg
1 12-Month DampB 74 Web site wwwchemetallcom I PAYDEX
I
Telephone 908 464-6900 I When weighted by dollar amount
f paYments to suppliers average 9 days Chief executive RONALD FELBER I beyond terms
I
PRES-CEO II Based on trade collected
over last Year started 1909 I 12 months
Management control
Employs
Financial statement date
Sales F
Net worth
History
Financing
Financial condition
SIC
Line of business
2004
340 (90 here)
DEC 31 2008
$130723000
(106438000)
CLEAR
SECURED
UNBALANCED
2842 2899 2851
Mfg polishsanitation gd mfg chemical preparation
IIIIIIIII
=======================================================~========
==============
SUMMARY ANALYSIS ================================================================= ==============
DampB Rating
The Rating was changed on April 17 2009 because of DampB I S overall assessment of the companys financial payment and history information The blankrating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and that further enquiry should be made before reaching a decision Some reasons for using a II_II
symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information
Below is an overview of the companys rating history since 060707
DampB Rating Date Applied 041709
1R4 030209 1R3 101408 4A3 072408 4A2 060707
The Summary Analysis section reflects information in DampBs file as of August 10 2009
====================~=====================~======================
============== CUSTOMER SERVrCE
================================================~===== ===========
==============
If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you are outside the US contact your local DampB office
Additional Decision Support Available
Additional DampB products monitoring services and specialized
investigations are available tomiddothelp you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcommiddot
================================================================= ==============
HISTORY ====~=========================~=====~================= =========== ==============
The following information was reported 07142009
Officer(s) RONALD FELBER PRES-CEO PHILIP E KELLY VICE PRESIDENT GREGORY V POFF VICE PRESIDENT
DIRECTOR (S) THE OFFICER(S)
The Delaware Secretary of States business registrations file showed that Oakite Products Inc was registered as a corporation on December 19 1991
Business started 1909 by David C Ball George W Oakley and Daniel C Smith Present control succeeded 2004 100 of capital stock is owned by parent company
RONALD FELBER born 1951 1989~present active here 1985-1989 employed with Avon Products Inc New York NY Graduated from Georgetown University in 1973 with a BS degree Also received MA degree from Loyola University in 1985
PHILP E KELLY born 1948 1972-present active here Graduated from University of Dayton in 1970 with a BS Degree Also received MBA Degree from Seton Hall University in 1978
GREGORY V POFF born 1948 1970-present active here Graduated from Catawba College in 1970 with a BA degree Also received MBA from Pace University in
1982
==========================~========================~=============
==============
CORPORATE FAMILY ================================================================= ==============
The following global corporate family members are related to this business Members are listed alphabetically first by company name then by country or US state then by city
Parent Rockwood Holdings Inc Princeton NJ 01-616-4399
Subsidiaries (International) Cheme~allCanada Limited Brampton CANADA 20-036-7514 Chemetall Mexicana SA de CV El Marques MEXICO 81-232-9050
Branches (US) Chemetall Us Inc La Mirada CA 15-886-0572 Chemetall Us Inc Romulus MI 00-515-7698
Affiliates (US) Chemetall Chemical Products Inc New Providence NJ 82-485-0580 Chemetall Oakite La Mirada - Plant La Mirada CA 61- 036 -9832middot Mineral Research and Development Charlotte NC 61-036-9477 Rockwood Holding Company Chicago IL 78-166-9635 Rockwood Specialties Consolidated Inc Princeton NJ 03-845-1386 Rockwood Specialties Group Inc Princeton NJ 10-679-3433 SachtlebenCorporation White Plains NY
95-666-4114 Viance LLC Charlotte NC 79-544-7346
Affiliates (International) Sachtleben Pigments Oy Helsinki FINLAND 54-023-5819
================================================================ ==============
OPERATIONS ==========~========================================== ============
==============
07142009
Description Subsidiary of Rockwood Holdings Inc Princeton NJ
As noted the parent company is Rockwood Holdings Inc
DUNS 01-616-4399 and reference is made to that report
for background information on the parent company and its
management
Manufactures specialty cleaning polishing or sanitation
preparations and sanitation preparations disinfectants or
deodorants Manufactures chemical preparations
specializing in metal treating compounds rust resisting
compounds and water treating compounds Manufactures
paints varnishes lacquers enamels or allied products
and paint removers
Has 10000 account(s) Terms are Net 30 days Sells to
industrial concerns Territory United States Mexico
Brazil and Canada
Nonseasonal
Employees 340 which includes officer(s) and 2 part-time 90 employed
here
Facilities Rents 37000 sq ft ina one story brick building
Location Suburban business section on well traveled street
Branche~ This business has multiple branches detailed branchdivision information is available in
Dun amp Bradstreets linkage or family tree products
Subsidiaries This business has 2 subsidiaries listed below
The extent of ownership where known is shown in
parenthesis following company name
Oakite Canada Limited Bramalea Ontario Canada (100)
Manufactures chemical specialty products Intercompany
relations reported by management to consist of
merchandise and service transactions cleared as scheduled
Chemetall Mexicana Monteray Mexico (100) Manufactures
chemical specialty products
=================================================~===============
==============
SIC amp NAICS ===========~===============~=================================~===
==============
SIC Based on information in our file NAICS DampB has assigned this company an extended a-digit SIC DampBs use of 325612 Polish and Other a-digit SICs enables us to be more Sanitation Good specific to a companys operations Manufacturing than if we use the standard 325612 Polish and Other 4-digit code Sanitation Good
middot 28420000 Polishes and sanitation Miscellaneous
goods and 28420400 Sanitation Manufacturing
preparations Miscellaneous
disinfectants and and
deodorants Manufacturing 28999931 Metal treating compounds Miscellaneous 28999942 Rust resistirtg compounds and
28999948 Water treat~ng compounds Manufacturing 28510000middot Paints and allied Coating
products middot28510401 Paint removers Coating
325998
325998
325998
325510
325510
Manufacturing All Other
Chemical Product
preparation
All Other
Chemical PrOduct
Preparation
All Other
Chemical Product
Preparation
Paint and
Manufacturing Paint and
Manufacturing
================================================================= ==============
DampB PAYDEX ================================================================= ==============
The DampB PAYDEX is a unique dollar weighted indicator of payment performance based on up to 157 payment experiences as reported to DampB by trade references
3-Month DampB PAYDEX 75 I 12-Month DampB PAYDEX 74 I
When weighted by dollar amount I When weighted by dollar amount payments to suppliers average average 9 days beyond terms
Based on trade collected over collected over last months
8 days I payments to suppliers
last 3
I beyond terms II Based on trade
I 12 months
================================================================= ==============
PAYMENT SUMMARY ================================================================= ==============
The Payment Summary section reflects payment information in DampBs file as of the date of this report
Below is an overview of the companys dollar-weighted payments segmented by its suppliers primary industries
Mfg electric test prd 1 35000 35000 100
OTHER INDUSTRIES 101 283550 20000 73 22 4 - 1
Other payment categories Cash experiences 7 750 250 Payment record unknown 0 Omiddot 0 Unfavorable commeJlts 1 1000 1000
Placed for collections With DampB 1 7500 Other 0 NA
===== ============== ========== Total in DampBs file 157 3017350 900000
The highest Now Owes on file is $750000
The highest Past Due on file is $10000
Dun amp Bradstreet has 157 payment experiences in its file for this company For your convenience we have displayed 80 representative experiences in the PAYMENTS section
====~============================================================
==============
PAYMENT DETAILS ================================================================= ==============
Detailed payment history
Date Paying High Now Past Selling Last Salemiddot Reported Record Credit Owes Due Terms Within
(rhmyy) ($) ($) ($) (months)
0709 Ppt 50 0 1 mo
Ppt 2500 0 1 mo
Ppt 200 i OOO 100000 2500 N60 1 mo
Ppt 200000 100000 0
----------------
0508 Ppt-Slow 30 20000 10000 deg N30 1 rno 0707 (08 0) 7500
Placed for collection
Accounts are sometimes placed for collection everi though the existence or amount of the debt is disputed
Payment experiences reflect how bills are met in relation to the terms granted In some instances payment beyond terms can be the result of disputesmiddot over merchandise skipped invoices etc
Each experience shown is from a separate supplier Updated trade experiences replace those previously reported
================================================================= ==============
FNANCE ================================================================= ==============
04172009
Three-year statement comparative
Fiscal Fiscal Fiscal
Dec 31 2005 Dec 31 2006 Dec 31 2008
Current Assets 53345000 33854000 34348000 Current Liabs 16314000 11173000 18594000 Current Ratio 327 303 1 85 Working Capital 37031000 22681000 15754000 Other Assets 9824000 15582000 124757000 Net Worth 38515000 28063000
1304000 Sales 79763000 86130000 130723000 Long Term Liab 8340000 10200000 139207000 Net Profit (Loss) 1105000 8689000 490000
Fiscal statement dated DEC 31 2008
Assets j Liabilities I -----------shy1
Other Curr Assets 343-480001 Other Curr Liabs 18594000
---------------1 Curr Assets 343480001 Curr Liabs 18594000
I Fixt amp Equip 110620001 Pension Reserves 7990000 Goodwill-Net 252040001 Other Liabilities 129932000 other Intangible 825380001 LT Liab-Other 1285000 Assets-Net TOTAL EQUITY 1304000 Deferred Income 2680001 Taxes I Other Assets 56850001
---------------11
Total Assets 1591050001 Total 159105000
From JAN 01 2008 to DEC 31 2008 annual sales $130723000 cost of goods soldmiddot $69475000 Gross profit $61248000 operating expenses $48302000 Operating income $i2946OOO other expenses $11971bOOi net income before taxes $975000 Federal income tax $485000 Net income $490000
Submitted MAR 31 2009 by Ronald Felber pres-ceo Prepared from books without audit
On April 17~ 2009 themiddotfinancial information was updated
================================================================= ==============
KEY BUSINESS RATIOS ================================================================= ==============
Statement date DEC 31 2008 Based on this number of establishments 28
Firm IIndustry Median I---~------------
Return of Sales 04 IReturn of Sales 11 Current Ratio middot18 ICurrent Ratio 21 Assets Sales 1217 IAssets Sales 575 Total Liability Net Worth 9999 ITotal Liability Net Worth 83 7
================================================================= ==============
PUBLIC FILINGS ================================================================= ==============
The following Public Filing data is for information purposes only and is not the official record Certified copies can only be obtained from the official source
================================================================= ==============
UCC FILINGS =~==================================================== ===========
==============
Collateral All Assets Type Original
-----------------------------------------------------------------
Sec party THROUGH ITS
ADMINISTRATIVE AGENT
Debtor Filing number Filed with DOVER DE
Date filed Latest Info Received
Collateral General
Leased Equipment
Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ
Date filed Latest Info Received
Collateral
Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ
Date filed Latest Info Received
CREDIT SUISSE FIRST BOSTON ACTING
CAYMAN ISLANDS BRANCH AS
NEW YORK NY OAKITE PRODUCTS INC 4216854 2 SECRETARY OF STATEUCC DIVISION
08022004 08262004
Accounts receivable and proceeds shy
intangibless) and proceeds shy
and proceeds Original CANON FINANCIAL SERVICES MOUNT
OAKITE PRODUCTS INC 23913509 SECRETARY OF STATEUCC DIVISION
11302006 12272006
Leased Assets - Leased Business machineryequipment Original CANON FINANCIAL SERVICES INC MT
OAKITE PRODUCTS INC 21685842 SECRETARY OF STATEUCC DIVISION
07112003 07292003
Type Continuation Sec party CREDIT SUISSE (FKA CREDIT SUISSEmiddot FIRST
BOSTON) ACTING THROUGH ITS CAYMAN ISLA NEW
YORK NY Debtor CHEMETALL CORPORATION Filing number 2009 0642311 Filed with SECRETARY OF STATEUCC DIVISION DOVER DE
Date filed 02272009 Latest Info Receiv~d 05122009 Original UCC filed date 08022004 Original filing no 4216861 7
The public record items contained in this report may have been paid termirtated vacated or released prior to the date this report was printe~
=======~===============================================~======== ==============
GOVERNMENT ACTIVITY =====================================================~ ===========
==============
Activity summary Borrower (DirGuar) NO Administrative debt YES Contractor YES Grantee NO Party excluded from federal program(s) NO
Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8 (A) firm NA
The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other- sources
----7-------shyCopyright 2009 Dun amp Bradstreet - Provided under
contract I
for the exclusive use of subsCriber 264750059L
FULL DISPLAY COMPLETE
~ 396484BIRHQ2156 3427456432lng emailhIm
dmiddotmiddotmiddotmiddotmiddotto Chemetall
~
ICompany Overview
Chemetall is a global company committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry eg lithium and cesium compounds
Chemetalls businesses historically emerged from the combination of expertise in chemistry and metallurgy which is still mirrored in the companys name Chemetall mainly sells customised packages of products and services ranging from consultation via development through to the operation of entire plants at the customers site - for instance car body pre-treatment in the automotive industry
The companys product portfolio is based on continuous research and development of leading edge technologies High perfOrming products combined with Chemetalls dedication to providing the best technical service and support to its customers have over the decades established excellent market positions in its fields of activity
Chemetall GmbH is headquartered in Frankfurt am Main It is the centre of a worldwide network of some 40 subsidiaries in Europe North and South America Asia Australia and Africa Most of these companies operate their own production sites and many also have their own development laboratories A largely decentralised organisation ensures that each local company can respond quickly and flexibly to the customers needs in its markets whilst at the same time being able to draw on the specialist resources within the Group In this way Chemetall combines the strength of a global supplier with the flexibility and customer focus of a medium-size company
Since August 1st 2004 Chemetall has been part of middotRockwood Holdings Inc
~II ~II
httpwwwchemetaIIcomindexjspjsessionid=D1E2B97C5F308BBEFA7790E98D334D 8112009
202009
~ _ c
bulliJi - - -Hsectr
jmiddotY I Chemetall
f 0
I News
I 2009 I zoosl 2007
2009
May 272009 Significant savings achieved with the change from zinc-phosphating pretreatment to Oxsllanreg technology Opel Replaces its Metal Pretreatment System Adam Opel GmbH in Kaiserslautem Germany is an important more
~tl
April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more
~ff
April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more
~If
February OS 2009 Chemetall Aerospace Technologies has successfully integrated the NOT business of Ely Chemical Company Ltd We are proud to inform our customers around the world that Chemetall has effectively transferred and more
~h~~gPASq~~~~JJetoChemetall~ aiiiiilry f 2009 tile neW legal entity name for ChemetallmiddotOakite will be
cCflemetalltJS Inc more
ctt
January 20 2009 Chemetall Oakite changed its name to Chemetall
Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc more
ft
2008
August 01 2008 Chemetall acquires Nalco Finishing Technologies Rockwood Holdings Inc Chemetall-Group has acquired Nalcos Finishing Technologies (FT) businessnull more
~
July 31 2008 Chemetall announces global price increases Chemetall is currently increasing prices within a range of 5 to 20 percent or implementing and adjusting more
~ff
httpwwwchemetallcomindexjspcontent=newsjspnewsDat=pressreleases_sortbyyear 81112009
2007
----------------- -r - ------1 ------------- c- - --r
April 01 2008 Chemetall acquires NOT Business of Ely Chemical Company Ltd Chemetall GmbH FrankfurtM via its UK subsidiary has acquired the NOT business of the UK basednull more
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March 29 2007 Chemetall Signs Distribution Agreement with Advanced Chemistry amp Technology Inc Chemetall Aerospace Technologies announced that it has signed an exclusive sales and distribution agreement more
~II
February 212007 Chemetall Acquires the Chemical Division Business of Wirral Fospray Chemetall PLC has announced the acquisition of the chemical division business from Wirral Fospray Limited more
~JI
January 22 2007 Rockwood Appoints M~nlka Engel-Bader President ofChemetal Rockwood Holdings Inc (NYSEROC) has announced that Dr Monika EngelshyBader has been appointed tonull more=
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httpwwwchemetallcomindexispcontent=newsi SpnewsDat=pressreleases sortbyyear 8112009
kindof activity Production fields of activity Lithium
~II ~IJ
~ Chemetall US Inc
Country United States Streetaddress 13177 Huron River Drive ZIP MI 48174 City Romulus Phone +1-734-941 3800 Fax +1-734-941-5524 kind of activity Productionmiddot fields of activity Surface Treatment MapMgQ
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IIsectsectsect Chemetall US Inc
Country United States Streetaddress 16961 Knott Ave ZIP CA 90638 City La Mirada Phone +1800-331-1197 Fax +1 714a70-6480 kind of activity Sales Production fields of activity Surface Treatment Map Mm
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~ Chemetall US Inc
Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-464-6900 Fax +1908-464-5571 kind of activity Headoffice $ales Production fields of activity Surface Treatment Direct Contact Email oakiteproductschemetaILcom Map Map
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Chemetall Foote Corp
Country United States Streetaddress 348 Holiday Inn prive ZIP NC 28086 City Kings Mountain Phone +1-704-739 2501 Fax +1-704-734 0208 kind of activity Headoffice Sales Production fields of actvity Lithium Direct Contact Email footelithiumchemetallcom Map Map
~ II
~ Chemetall Foote Corp
Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-665-9466 Fax +1-908-665-8543 kind of activity Headoffice Sales fields of activity Special metals MapM~
~II ~11
~ Chemetall Foote Corp
Country United States Streetaddress 856 Foote Lane
ZIP TN 37134 City New Johnsonville Phone +1-931-535 3401 Fax +1-931-535 3404 kind of activity Production fields of activity Lithium Map Map
~IJ ~IJ
~ Chemetall Foote Corp
Country United States Streetaddress Hwy 265 ZIP NV 89047 City Silver Peak Phone +1-775-937-2222 Fax +1-775-937-2250
httpwwwchemetallcomindexj spcontent=contact_choice 1jspid=UnitedStatesampconti 8112009
~aa -rlte_middot~ bull Chemetall
II~metaIIOakl~ changeditsnClme tOlhemetall
Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc doing business as Chemetall The same applies to the Canadian subsidiary whose official name will be Chemetall Canada Limited
middotCustomers around the world link Chemetall with quality innovation and extraordinary technical services says Joris Merckx President Surface Treatment at Chemetall middotOne consistent name of our all our subsidiaries will strengthen our corporate brand and with it our image he commented
No changes Will be made to the Mexican and Brazilian entities as these countries already operate their business under the name of Chemetall
About Chemeta
Chemetall a company of Rockwood Holdings Inc (NYSE ROC) is one of the leading global companies committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry including lithium and cesium compounds
Contact Sandra Zirm Phone +496971653605 Mall sandrazirmchemetallcom
~I ~II
In re Oakite Products Inc et al Docket No TSCA-02-2009-9148
CERTIFICATE OF SERVICE
I certify that I have this day caused to be sent the foregoing COMPLAINANTS INITIAL PREHEARING EXCHANGE dated May 26 2010 in the following manner to the respective addressees listed below
Original and One Copy By Inter-Office Mail
Office of Regional Hearing Clerk US Environmental Protection Agency - Region 2 290 Broadway 16th floor New York New York 10007-1866
Copy by UPS Overnight Mail
Honorable Barbara A Gunning Administrative Law Judge US Environmental Protection Agency Franklin Court Building 1099 14th Street NW Suite 350 Washington DC 20460
Copy by UPS Overnight Mail
Benne C Hutson Esq McGuire Woods LLP 201 North Tryon Street PO Box 31247 (28231) Charlotte North Carolina 28202
Dated May 26 2010 New York New York
THE ENFORCEMENT RESPONSE POLICY FOR REPORTING AND RECORD-KEEPING RULES AND REQUIREMENTS FOR TSCA SECTIONS 8 12 AND 13 produced by EPAs Toxics and Pesticides Enforcement Division of the Office of Regulatory Enforcement within the Office of Enforcement and Compliance Assurance (revised March 31 1999 effective June 1 1999) available at httpcfpubepagovcomplianceresourcespoliciesciviltscal
tEO sr 1 p
gt ft t UNITED STATES ENVIRONMENTAL PROTECTION AGENCY S~~11 o Cl WASHINGTON DC 20460 ~ ltl
~ l of( AOt~c
OFFICE OF ENFORCEMENT AND
COMPLIANCE ASSURANCE
JUN - 5 2006
MEMORANDUM
SUBJECT Penalty Policy Supplements Pursuant to the 2004 Civil Monetary Penalty Inflation Adjustment Rule
FROM Stephanie P Brown Acting Director AIPdJ~YJmiddot~ Toxics and Pesticides Enforcement Di~~i~middot -- --- Office of Civil Enforcement
TO Regional Counsels Regional TSCA FIFRA and EPCRA Division Directors
This memorandum modifies each enforcement responsepenalty policy (Penalty Policy) within the purview ofthe Toxics and Pesticides Enforcement Division (TPED) to adjust for the Civil Monetary Penalty Inflation Adjustment Rule published in the Federal Register 011 February 132004 (69 Fed Reg 7121) and codified at 40 CFR Parts 19 and 27 (Final Rule) The matrices herein supercede and void any interim matrices for the 2004 rule issued or used by TPED or a Regional Office In accordance with the Final Rule all violations occurring on or after March 152004 are subject to statutory penalties adjusted for inflation A complete list of each Penalty Policy subject to this memorandum is provided at Attachment A Appendix B provides instructions for amending each Penalty Policy as well as updated matrices for inseliion into each policy
The adjustments here follow the implementation policy established in the attached September 212004 memorandum signed by Thomas V Skinner That memorandum provides for adjusting each cell in a penalty matrix by multiplying the existing gravity-based penalty component by 11723 We are aware that this approach results in penalty amounts (within matrix celIs) that are not roimded-off as compared to previous iterations This is the outcome required by proper application of the Final Rule The September 212004 memorandum also provides for rounding the aggregate penalty in a particular case to the nearest $100 unit after calculating and summing the gravity-based penalties for each count in the case
Intemet Address (URL) bull hltpllwwwepagov ReCycledRecyclable Prin18d with Vegetable Oil Baaed Inks on Recycled Paper (Minimum 5Olo Postconsumer content)
Violations occurring before March 152004 and after January 30 1997 remain subject to penalties adjusted for inflation as specified in TPEDs April 18 1997 memorandum entitled Penalty Policy Suwlements Pursuant to the Civil Penalty Inflation Adjustment Rule Copies of this memorandum are available upon request
Please contact Brian Dyer at (202) 564-4166 (dyerbrianepagov) if you have any questions concerning these penalty adjustments
Attaclunents
cc Rosemarie Kelley US EPA OECAOCE David Abdalla us EPA OECAOCE Susan OKeefe US EPA OECAOCE John Neylan US EPA OECAOC Tom Ripp US EPA OECAOC Priscilla Flattery US EPA OPPTSOPPT Ben Smith US EPA OEIOIAA
Craig Matthiessen US EPA OSWERJOEM Daniel Helfgott US EPA OPPTSOPP Deborah Brown US EPA Region 1 Nancy Bannakian US EPA Region 1 Ken Stoller US EPA Region 2 Adrian Enache US EPA Region 2 Daniel Kraft US EPA Region 2 John Higgins US EPA Region 2 Ken Eng US EPA Region 2 Harry Daw US EPA Region 3 Aquanetta Dickens US EPA Region 3 Mikal Shabazz US EPA Region 3 Jeaneanne Gettle US EPA Region 4 Anthony Toney US EPA Region 4 Joanne Benante US EPA Region 4 Caron Falconer US EPA Region 4 Anthony Restaino US EPA Region 5 MarkHorwitz US EPA Region 5 Bob Goodfellow US EPA Region 6 Maria Martinez US EPA Region 6 Steve Vargo US EPA Region 6 Jamie Green US EPA Region 7 Mark A Smith US EPA Region 7 Elisabeth Evans US EPA Region 8 Pam Cooper US EPA Region 9 Paula Bisson US EPA Region 9 Scott Downey US EPA Region 10
TPED Pen Adj Memo wAttachments - Page 2 of J9
ATTACHMENT A
FEDERAL INSECTICIDE FUNGICIDE AND RODENTICIDE ACT
FIFRA Worker Protection Standard Penalty Policy - Interim Final- (0901197)
Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act --Good Laboratory Practice (GLP) Regulations - (093091)
Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act (FIFRA) - (070290)
FIFRA Section 7(c) Enforcement Response Policy - (021086)
TOXIC SUBSTANCES CONTROL ACT
Section 1018 - Disclosure Rule Enforcement Response Policy - (020100)
Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8 12 AND 13shy(033199)
Polychlorinated Biphenyls Penalty Policy - (022698)
Enforcement Response Policy for TSCA Section 4 Test Rules - (052886)
Amendment to the TSCA Section 5 Enforcement Response Policy - (060889)
Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Polic~ - (013189)
Interim Final Enforcement Response Policy Asbestos Abatement Projects Worker Protection Final Rule - (111489)
Final TSCA GLP Enforcement Response Policy - (040985)
EMERGENCY PLANNING AND COMMUNITY RIGHT-TO-KNOW ACT
Enforcement Response Policy for Section 313 of the Emergency Planning Community Right-ToshyKnow Act (1989) and Section 6607 of the Pollution Prevention Act (1990) Amended shy(041201)
Enforcement Response Policy for Sections 30~ 311 and 312 of the Emergency Planning and Community Right-to-Know Act (1989) and Section 103 of the Comprehensive Environmental Response Compensation and Liability Act -(093099)
TPED Pen Adj Memo wAttachments - Page 3 of 19
ATTACHMENT B
FlFRA
Insert table (p 4-A) behind page 4 FIFRA Worker Protection Standard PenaltY Policy - Interim Final (090 97)
No insert Rodenticide Act - Good Laboratory Practice (GLP) Regulations (093091) Enforcement Response Policy for the Federal Insecticide Fungicide and
When proposing penalty amounts under the Enforcement Response Policy for GLP Regulations dated September 30 1991 actual dollar amounts are determined by using the ERP for FIFRA (070290) See directions below for F1FRA ERP
Insert after page 19-A in the policy and page CshyRodenticide Act (070290) Enforcement Response Policy for the Federal Insecticide Fungicide and
I in the appendix
No insert While the FIFRA ERP (1990) does not supersede the Section 7(c) ERP (1986) the matrix setting forth the penalties in the ERP for FIFRA (070290) should be used instead of the matrix in the 1986 policy
FIFRA Section 7(c)Enforcement Response Policy (021086)
TSCA
Insert matrix (Appendix B-4-A) behind Appendix B-4
Section 1018 - Disclosure Rule Enforcement Response Policy (020 I00)
Insert matrix (p7-B) behind page 7-A 12 AND 13 (033199) Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8
Polychlorinated Biphenyls Penalty Policy (040990) Insert matrix (p9-B) behind page 9-A
Enforcement Response Policy for TSCA Section 4 Test Rules (052886) Insert matrix (p2-B) behind page 2-A
Amendment to the TSCA Section 5 Enforcement Response Policy (060889) Insert matrix (p16-B) behind page 16-A
Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Insert matrix (pII-B) behind page II-A Policy (0 131 89) Insert matrix (p17-B) behind page 17-A
Interim Final Enforcement Response Policy - Asbestos Abatement Projects Insert matrix (p 6-B) behind page 6-A Worker Protection Final Rule (111489)
Final TSCA GLP Enforcement Response Policy (040985) Insert matrix (pA-B) behind page 4-A
EPCRA
Enforcement Response Policy for Section 313 of the Emergency Planning and I Insert matrix (pi I-B) behind page II-A Community Right-To-Know Act (1989) and Section 6607 ofthe Pollution Prevention Act (1990) Amended (04120 I )
Final Enforcement Response Policy for Sections 304 311312 of EPCRA and I Insert matrix (pp 20C amp 200) behind page 20B Section 103 ofCERCLA (093099)
TPED Pen Adj Memo wAttachments - Page 4 of 19
Page8-A
Gravity based penaltY matrix to supplement Recordkeeping and Reporting Rules and Requirements for TSCA Sections 8 12 and 13 for violations that occur on or after March 15 2004 Insert behind ~e 8
TSCA sectsect 8 12 amp 13 GRAVITY BASED PENALTY MATRIX
EXTENT CIRCUMSTANCES
A B C Major Significant Minor
LEVELS 1 $32500 $21922 $6448
High Range 2 $25791 $16764 $3869
3 $19343 $12895 $1934 Mid Range
4 $12895 $7737 $1290
5 $6448 $3869 $645 Low Range
6 $2579 $1676 $258
Note After calculating the gravity-based penalty for each count the total applicable gravity-based penalty for all counts in a particular casematter should be rounded to the nearest unit of $100 as required by the memorandum from Thomas Skinner dated September 212004 implementing the Civil Monetary Penalty Adjustment Rule as published in the Federal Register on February 132004 (69 FR 7121)
TPED Pen Adj Memo wAnachments - Page 9 of 19
UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
TSCA Section 5 and 8 Inspection Chemetall Oakite Inc 675 Central Avenue New Providence NJ 07974
From Chester Norman Chemist Leonard Pappalardo Chemist Toxics Section Toxics Section
To Daniel 1 Kraft Chief Toxics Section
On May 14 2008 a TSCA Section 5 and 8 inspection was conducted at Chemetall Oakite Inc at the address listed above This inspection was conducted as part of the regional neutral inspection scheme We scheduled the meeting in advance with Mr Michael Chang Manager Health and Environmental Department Upon arriving at Chemetall Oakite Inc official credentials were presented to Mr Michael Chang Julia C Murray Vice President Technical Marketing and Ron Ascenzo Director Technical Marketing Notices ofInspection (Attachment 1) and Confidentiality (Attachment 2) were issued and explained to Ms Murray Ms Murray signed the notices
Chemetall Oakite is an importer of chemicals They import metal cleaners and surface treatment chemicals They have approximately 110 employees in New Providence New Jersey Chemetall has been at this site since 2006 prior to that they were located in Berkley Heights New Jersey Chemetall Oakite Inc is also known as Chemetall Chemical Products and Chemetall Americas Chemetall Americas is owned by Rockwood Holding Company who is owned by Chemetall BMGH in Germany Their Standard Industrial Codes (SIC) is 5169 The companys fiscal year is the calendar year Ms Murray said Chemetall Oakite Incs corporate sales were approximately $100000000 Chemetall Oakites facility in New Providence New Jersey is the corporate headquarters sales export and import offices and their research and development laboratories for the United States Chemetall Oakite Inc has manufacturing facilities in La Mirada CA and Romulus MI
We asked if they filed an Inventory Update Report for the 2006 reporting period They didnt know We asked if they filed a preliminary assessment inventory report for any of the chemicals the company manufactures or imports and they responded they didnt know We asked if they filed any PMNs recently they responded with a 10 year old low volume exemption and an older PMN We asked if they filed any significant new use report they responded no We asked if they had a
TSCA Section 8c file They also responded no
We issued Receipts for Samples and Documents and Confidential Business Information Nothing was declared Confidential
Attachments 1 Notice ofInspection 2 Notice of Confidentiality 3 Receipt for Samples and Documents 4 Declaration of Confidential Business Information
I bull US ENVIRONMENTAL PIlOTECTlON ~- WASHINGTON DC 204Ci0
TOXIC 5UBSTAlCES CONTllOL ACI EPA-----_- _--__--------------------- shyTOXICS SECfION - NOTICE OF INSPECflON
1_ INVESTIGATION IDENT1FICAnON 3 F~Z~ ~~7jJi--- Chemetall Oaki 42008
S FACllrryS ADDRESS
~PA Region 2 MS-I05 iPECTORS ADDRESS
675 Central Ave Woodbridge Avenue New Providence New Jersey 07974-1560
on NJ08837-5602
REASON FOR INSPECTION
Under the authority of Section II of the Toxics Substances Control Act
b For the purposes of inspecting (Including taking samples photographs statements and other inspection activities) an establisbment facility or other premises in which chemical substances or mixtures or articles containing same are manufactured processed or stored or held before or after their distribution in commerce ( including records files papers processes controls and facilities) and any conveyance being used to transport chemical substances mixtures or articles containing same in connection with their distribution in commerce (including records files papers processes controls and facilities) bearing on whether the requirements of the Act applicable to the chemical substances mixtures or articles within or ass()Ciated with such premises or conveyance have been complied with
In In addition this inspection extends to (Check appropriate blocks)
Jq- A Financial data o D Personnel data I
LV B Sales data o E Research data
13 C Pricin ~ data The natureland extent of the inspection of such data specified in A through E above is as follows
~rtification
lcknowledge that the statements I have made on this fonnand all attachments thereto are true accurate and complete I acknowledge that y knowingly false or misleading statement may be punishable by fine or imprisonment or both under applicable law
PREVIOUS VERSIONS ARE OBSOLETE
ME
rnE Chemist
DATE SIGNED
~r TI11E -shy~J ~ea~~ (1 4~
A FORM 77ltWmiddot3A FOR 1018 (REVISED JAN 2002)
IUR FORM (Form U) submitted September 24 2008
CBIDELETED
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0- 0shy
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Zn2+ 0shyNAME Phosphoric acid zinc salt (21) 1RN 13598-37-3
l) - P -o-Il o
MW 25533
Enlarge Structure
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OH I
HO-P-OH
1 o
NAME Ethanol 2-amino- phosphate (1 ) RN 29868-05-1 r
OH
MW 159077
Enlarge Structure
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HO- P-O- Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH
MW 119976
=nlarge Structure
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o II
HO - P shy 0shy Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH
MW 119976
Enlarge Stru_cture
BaBic lurcbFor more information about this substance NavfgationInformation
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VJJJU1LlpJU) L1UVUJJ U 1 a~~ J VJ k
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NAME Zinc nitrate RN 7779-88-6
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0shyI
N+i o 0shy
Zn2+ 0shy
I N+ 0shy0
MW 189398
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MA
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rn EU Inv of Exist Comm Chern Sub
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0 0
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Mn2 lt
NAME Phosphoric acid manganese(2+) salt (21) RN 18718-07-5
0 I
o-p -o-Il o
MW 244878
Enlarge Structure
amplie s-rchFor more information about this substance InformatiOn NfMgation
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0- 0_
po 0_
Zn2+ 0shyNAME Phosphoric acid zinc salt (21) lRN 13598-37-3 -0 - P -o-Il o
MW 25533
Enlarge Structure
B_1e searchFor more information about this substanceInformion NiWigatlon
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0shy
I ~N-o 0shy
Mn+ NAME Manganese nitrate 0shyRN 10377-66-9 I
N+- 0shy0
MW 178946
Enlarge Structure
hale SurchFor more information about this substance Information NllMgatlon
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NAME Potassium cis-9-octadecenoic acid RN 143-18-0
o
O
(
MW 320555
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OH I
HO-P=O
~ OHN~I
0) p NAME Sodium aminotris(methylenephosphonate) II OHRN 20592-85-2
0P HO shy
OH
MW 2990478
Enlarge Structure
hale I~----F-o-r-m-o-re-in-fo-r-m-a-t-io-n-a-b-o-u-t-t-hi-s-s-u-b-s-ta-n-c-e------1 N=~Information
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NAME Sodium silicate RN 1344-09-8
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0shyt
O=Si 0shy
MW 122063
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Na+
Na+
SNrell N8Yfgetlon
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NAME Boric acid dipotassium salt RN 1332-77-0
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NAME Potassium tallate No StructureRN 61790-44-1
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HO OH
j ~
HO
OH
J NAME Boric acid compd with 222middotnitrilotris (ethanol) OH ~N-
HO
RN 68413middot80middot9
MW 2110202
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f
NAME Butanedioic acid 2-(octen-1-yl)- potassium salt (1 2)
ti~middotmiddot
(gt
a
RN 58641-28-4
MW 304466
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H3C OH
NAME Alcohol [USP] RN 64-17-5
MW 460684
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H3C OH
NAME Alcohol [U5P] RN 64-17-5
MW 460684
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0shy
IOp-o- cr3+
NAME Chromic phosphate I 0shyRN 7789-04-0
MW 146966
Enlarge Structure
Bale schFor more information about this substancelnfomurtlon NaYfgBtIon
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NAME Monoammonium phosphate RN 7722-76-1
0 II
HO-P -0shyI
NW 4
OH
MW 115024
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HO OH Si NH2NAME Silanetriol 1-(3-aminopropyl)shy HO ~ ~
RN 58160-99-9
MW 13721
Enlarge Structure
auk Information For more information about this substance
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Na+ o II
HO- p- 0shyNAME Disodium phosphate IRN 7558-79-4 0- Na+
MW 141958middot
Enlarge Structure
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Site Inl
DUNS Number Business Name Tradestyl8 Physical Slr881 Addlt888 Physic C~y
County Physical SIale Abbr8lliation Physic Zip Mailing Address Mailing C~y
Mllili9 State Mailing Zip Telephone Number Primary BOigrt SIC Code Primary SICB Deampcriplion Primary HAlCS Code Primary HAlCS Description CEO Name CEOT~
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Organizalion
Ownership
location Typ8
Latitude longitude
flZJ60JB loIC ~ i
556121200 Cham_Uslnc Chemelall dalcrle 675 Centrol we 11_ PrrMdllf1C8 Union NJ 07974 POBOX 7 New PrrMdence NJ 079740007 9OB-464~900
26420000 Polishes and sanitation goods 325612 325612-Po1ish amp 01 Ssnitalion Gd MIg Ronald Felber Pesident
90 340 S130723000
016164399 0000000oo 016164399
PRIVATE COMPANY HEADQUARTERS 40697755 74408967
custservdnbcom To Lee SpielmannR2USEPAlUSEPA Karen
bull SeetlR2USEPAlUSEPA08132009 11 22 AM
cc
bcc
Subject CHEMETALL OAKITE INC DampB Business Information Report
The folloWing e-mail was sent to you by seetkarenepagov Personal Note
ampBhas more options to help you decide with confidence Learn more about DampB eroducts and services lis this an important decision ~ IUJlilIImil
Get more with DampBs Enhanced Comprehensive Report ~I bull Business failure and credit scores
Click here to provideI bull Context behind the scores Added industrY and Financial comDarisons feedback on this report
iiiiRi55i~iiiiiAii~1~-
ort on this business
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Copyright 2009 bun amp Bradstreet - Provided under contract
for the exclusive use of subscriber 264750059L
ATTN Lee Spielmann Report Printed AUG 13 2009
========================~======~=================================
============== BUSINESS SUMMARY
==========~======================================================
==============
CHEMETALL OAKITE INC (SUBSIDIARY OF ROCKWOOD SPECIALTIES INC PRINCETON NJ) 675 Central Ave New Providence NJ 07974
This is a headquarters D-U-N-Sreg Number 93-771-2248 (subsidiary) location Branch (es) or division(s) exist DampB Rating
Mailing address PO Box 7
II I
New ~rovidence NJ07974
Web site wwwrockwoodspeciallI IIIIIIIIIIIIII
Telephone
Chief executive
Year started
Management control
Employs
Sales
History
SIC
Line of business
tiescom
908 464-6900
RON FELPER PRES
1987
2006
100 (65 here)
$100000000
CLEAR
5169
Whol corrosion preventative chemicals
III III
================================================================= ===============
SPECIAL EVENTS ================================================================ ==============
06142007 Business started 1987 Present control succeeded June 2006
================================================================= ==============
SUMMARY ANALYSIS ================================================================= ==============
DampB Rating
The blank rating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and
that further enquiry should be made before reaching a decision Some reasons for using a _II symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information
Below is an overview of the companys rating history since 061507
DampBRating Date Applied 061507
The Summary Analysis section reflects information in DampBs file as of August 102009
=================~======~==~==~=======================~==========
============== INVESTIGATIVE SERVICES
================================================================= ==============
Update available on request
This information is being provided to you immediately in the interest of speed This reportmay not reflect the current status of this business DampB can investigate this business and update the information based on the resulta of that investigation
By ordering a standard investigation the same day you order this report an updated report will be provided to you at no extra cost
=========~=======================================================
==============
CUSTOMER SERVICE ================================================================= ==============
If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you
~ (
are outside the us contact your local DampB office
Additional Decision Support Available
Additional DampB products monitoring services and specialized investigations are available to help you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcom
=================================================================
===== = = = === = = =
HISTORY ================================================================= ==============
The following information was reported 08182008
Officer(s) RON FELPER PRES
THE OFFICER(S)
Business started 1987 Present control succeeded June 2006 100 of capital stock is owned by the parent company
RON FELPER Work history is unknown
Business address has changed from 14826 Ne 95th St Redmond WA 98052 to 675 Central Ave New Providence NJ 07974
=~===============================================================
==============
CORPORATE FAMILY =====================c=========================================== ==============
The following global corporate family members are related to this busihess
Members are listed alphabetically first by company name then by country or us state then by city
Global Ultimate Rockwood Holdings Inc Princeton NJ 01-616-4399
Parent Rockwood Specialties Group Inc Princeton NJ 10-679-3433
Affiliates (US) Advantis Technologies Inc Alpharetta GA 93-189-6385 Alphagary Corporation Leominster MA 09-743-4484 Ceramtec North America Innovative Laurens SC 17-483-0034 Ceramic Engineering Corporation Chemetall Foote Corp Kings Mountain NC 00-232-9456 Chemical Specialties Inc Charlotte NC 04-297-3313 Pure Wafer Inc Prescott AZ 83-746-8321 Rockwood Pigments NA Inc Beltsville MD 04-754-7690 Southern Clay Products Inc Gonzales TX 04-166-1737
Affiliates (International) AlphaGary (Canada) Limited Stoney Creek CANADA 24-924-8626 Cs i Kemwood AB Helsingborg SWEDEN 35-401-6487middot ProCeram spolmiddot s ro Dolni Rychnov CZECH 49-516-1929
REPUBLIC
== = = == = == = == ==== = == = = = == = = ==== = ==== = = ==== = = ===-= = = = = === == == === =
==============
OPERATIONS ===================~==========~====================== ============
==============
08182008
Description Subsidiary of Rockwood Specialties Inc
Princeton NJ started 2000 which operates as a wholesaler
of chemicals or allied products Parent company owns 100
of capital stock
Wholesales corrosion preventative chemicals (100)
Terms are Net 30 days Has 600+ account(s) Sells to
aerospace industry Territory North and South America
Nonseasonal
Employees 100 which includes officer(s) 65 employed here
Facilities Leases premises in a single story brick building
Location Central business section on well traveled street
Branches This business has multiple branches detailed branchdivision information is available in
Dun amp Bradstreets linkage or family tree products
==============~==============~===================================
==============
SIC amp NAICS ================================================================= ==============
SIC Based on information in our file NAICS DampB has assigned this company an extended 8-digit SIC DampBs use of 424~90 Other Chemical and Alli~d
a-digit SICs enables us to be more Products Merchant specific to a companys operations Wholesalers than if we use the standard 4-digit code
51691001 Anti-corrosion products
=================================================~== ============
============== PAYMENT SUMMARY
==============~===========~=========================== ===========
===============
DampB has not received a sufficientsample of payment experiences to establish a PAYDEX score
DampB receives over 600 million payment experiences each year We enter these new and updated experiences intoDampB Reports as this information is received At this time none of those experi~nces relate to this company
=======================================================~==========
============== FINANCE
================================================================= ==-= = = == == === ==
06142007
On JUN 14 2007 Michael Lissandrello SIs Mgr deferred financial statement
Michael Lissandrello submitted the following partial estimates dated JUN 14 2007
Sales for 2006 were $100000000
As of June 14 2007 a search of Dun amp Bradstreets Public Record database found no open suits liens judgements or UCCs to which Chemetall Oakite Inc at 675 Central Ave New Providence NJ was named defendant or debtor Public records received hereafter will be entered into the database and will be included in reports which contain a Public Filings ~ection
==============================================~====== ===========
============== PUBLIC FILINGS
================~====~================================ ===========
==============
A check of DampBs public records database indicates that no filings were found for CHEMETALL OAKITE INC at 675 Central Ave New Providence NJ
DampBs extensive database of public record information is updated daily to ensure timely reporting of changes and additions It includes business-related suits liens judgments bankruptcies UCC financing statements and business registrations from every state and the District of Columbia as well as select filing types from Puerto Rico and the US Virgin Islands
DampBmiddotcollects public records throughmiddot a combination of court reporters third parties and direct electronic links with federal and local authori~ies Its database of US business-related filings is now the largest of its kind
===~====~========================================================
============== GOVERNMENT ACTIVITY
================================================================= ==============
Activity summary Borrower (DirGuar) NO Administrative debt NO Contractor YES Grantee NO Party excluded from federal program(s) NO
Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8(A) firm NA
The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other sources
Copyright 2009 Dun amp Bradstreet- Provided under contract
for the exclusive use of subscriber 264750059L
FULL DISPLAY COMPLETE
~ ~
396484BIR21523427615308tng emailhtm
-- -- - ~-
(I custservdnbeom To Lee SpielmannH2USEPAlUSEPA Karen
SeetlR2USEPAlUSEPA08112009 0314 PM cc
bec
Subject CHEMETALL US INC DampB Business Information Report
The following e-mail was sent to you by seetkarenepagov Personal Note
~--~amp8 has more oDtfcins tohelDvou decide with confidence Learn more about DampB products and services Is this an important decision ~~~~~
Get more with DampBs Enhanced Comprehensiye Report bull Business failure and credit scores
Click here to providebull Context behind the scores bull Added industrv and Financial comparisons feedback on this report
~~OC--~
f4fi1 Order reports on other businesses
Copyright 2009 Dun amp Bradstreet - Provided under contract
for the exclusive use of subscriber 264750059L
ATTN Lee Spielmann Report Printed AUG 11 2009
In Date
=====================~===========================================
============== BUSINESS SUMMARY
===============================~====================== ===========
==============
CHEMETALL US INC (SUBSIDIARY OF ROCKWOOD HOLDINGS INC PRINCETON NJ) CHEMETALL OAKITE 675 Central Ave New Providence NJ 07974
This is a headquarters I D-U~N-S Number 55-612-1200 (subsidiary) location IBranch (es) or division(s) exist I DampB Rating
Mailing address PO Box 7 IIINew Providence NJ
07974 DampB PAYDEXreg
1 12-Month DampB 74 Web site wwwchemetallcom I PAYDEX
I
Telephone 908 464-6900 I When weighted by dollar amount
f paYments to suppliers average 9 days Chief executive RONALD FELBER I beyond terms
I
PRES-CEO II Based on trade collected
over last Year started 1909 I 12 months
Management control
Employs
Financial statement date
Sales F
Net worth
History
Financing
Financial condition
SIC
Line of business
2004
340 (90 here)
DEC 31 2008
$130723000
(106438000)
CLEAR
SECURED
UNBALANCED
2842 2899 2851
Mfg polishsanitation gd mfg chemical preparation
IIIIIIIII
=======================================================~========
==============
SUMMARY ANALYSIS ================================================================= ==============
DampB Rating
The Rating was changed on April 17 2009 because of DampB I S overall assessment of the companys financial payment and history information The blankrating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and that further enquiry should be made before reaching a decision Some reasons for using a II_II
symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information
Below is an overview of the companys rating history since 060707
DampB Rating Date Applied 041709
1R4 030209 1R3 101408 4A3 072408 4A2 060707
The Summary Analysis section reflects information in DampBs file as of August 10 2009
====================~=====================~======================
============== CUSTOMER SERVrCE
================================================~===== ===========
==============
If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you are outside the US contact your local DampB office
Additional Decision Support Available
Additional DampB products monitoring services and specialized
investigations are available tomiddothelp you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcommiddot
================================================================= ==============
HISTORY ====~=========================~=====~================= =========== ==============
The following information was reported 07142009
Officer(s) RONALD FELBER PRES-CEO PHILIP E KELLY VICE PRESIDENT GREGORY V POFF VICE PRESIDENT
DIRECTOR (S) THE OFFICER(S)
The Delaware Secretary of States business registrations file showed that Oakite Products Inc was registered as a corporation on December 19 1991
Business started 1909 by David C Ball George W Oakley and Daniel C Smith Present control succeeded 2004 100 of capital stock is owned by parent company
RONALD FELBER born 1951 1989~present active here 1985-1989 employed with Avon Products Inc New York NY Graduated from Georgetown University in 1973 with a BS degree Also received MA degree from Loyola University in 1985
PHILP E KELLY born 1948 1972-present active here Graduated from University of Dayton in 1970 with a BS Degree Also received MBA Degree from Seton Hall University in 1978
GREGORY V POFF born 1948 1970-present active here Graduated from Catawba College in 1970 with a BA degree Also received MBA from Pace University in
1982
==========================~========================~=============
==============
CORPORATE FAMILY ================================================================= ==============
The following global corporate family members are related to this business Members are listed alphabetically first by company name then by country or US state then by city
Parent Rockwood Holdings Inc Princeton NJ 01-616-4399
Subsidiaries (International) Cheme~allCanada Limited Brampton CANADA 20-036-7514 Chemetall Mexicana SA de CV El Marques MEXICO 81-232-9050
Branches (US) Chemetall Us Inc La Mirada CA 15-886-0572 Chemetall Us Inc Romulus MI 00-515-7698
Affiliates (US) Chemetall Chemical Products Inc New Providence NJ 82-485-0580 Chemetall Oakite La Mirada - Plant La Mirada CA 61- 036 -9832middot Mineral Research and Development Charlotte NC 61-036-9477 Rockwood Holding Company Chicago IL 78-166-9635 Rockwood Specialties Consolidated Inc Princeton NJ 03-845-1386 Rockwood Specialties Group Inc Princeton NJ 10-679-3433 SachtlebenCorporation White Plains NY
95-666-4114 Viance LLC Charlotte NC 79-544-7346
Affiliates (International) Sachtleben Pigments Oy Helsinki FINLAND 54-023-5819
================================================================ ==============
OPERATIONS ==========~========================================== ============
==============
07142009
Description Subsidiary of Rockwood Holdings Inc Princeton NJ
As noted the parent company is Rockwood Holdings Inc
DUNS 01-616-4399 and reference is made to that report
for background information on the parent company and its
management
Manufactures specialty cleaning polishing or sanitation
preparations and sanitation preparations disinfectants or
deodorants Manufactures chemical preparations
specializing in metal treating compounds rust resisting
compounds and water treating compounds Manufactures
paints varnishes lacquers enamels or allied products
and paint removers
Has 10000 account(s) Terms are Net 30 days Sells to
industrial concerns Territory United States Mexico
Brazil and Canada
Nonseasonal
Employees 340 which includes officer(s) and 2 part-time 90 employed
here
Facilities Rents 37000 sq ft ina one story brick building
Location Suburban business section on well traveled street
Branche~ This business has multiple branches detailed branchdivision information is available in
Dun amp Bradstreets linkage or family tree products
Subsidiaries This business has 2 subsidiaries listed below
The extent of ownership where known is shown in
parenthesis following company name
Oakite Canada Limited Bramalea Ontario Canada (100)
Manufactures chemical specialty products Intercompany
relations reported by management to consist of
merchandise and service transactions cleared as scheduled
Chemetall Mexicana Monteray Mexico (100) Manufactures
chemical specialty products
=================================================~===============
==============
SIC amp NAICS ===========~===============~=================================~===
==============
SIC Based on information in our file NAICS DampB has assigned this company an extended a-digit SIC DampBs use of 325612 Polish and Other a-digit SICs enables us to be more Sanitation Good specific to a companys operations Manufacturing than if we use the standard 325612 Polish and Other 4-digit code Sanitation Good
middot 28420000 Polishes and sanitation Miscellaneous
goods and 28420400 Sanitation Manufacturing
preparations Miscellaneous
disinfectants and and
deodorants Manufacturing 28999931 Metal treating compounds Miscellaneous 28999942 Rust resistirtg compounds and
28999948 Water treat~ng compounds Manufacturing 28510000middot Paints and allied Coating
products middot28510401 Paint removers Coating
325998
325998
325998
325510
325510
Manufacturing All Other
Chemical Product
preparation
All Other
Chemical PrOduct
Preparation
All Other
Chemical Product
Preparation
Paint and
Manufacturing Paint and
Manufacturing
================================================================= ==============
DampB PAYDEX ================================================================= ==============
The DampB PAYDEX is a unique dollar weighted indicator of payment performance based on up to 157 payment experiences as reported to DampB by trade references
3-Month DampB PAYDEX 75 I 12-Month DampB PAYDEX 74 I
When weighted by dollar amount I When weighted by dollar amount payments to suppliers average average 9 days beyond terms
Based on trade collected over collected over last months
8 days I payments to suppliers
last 3
I beyond terms II Based on trade
I 12 months
================================================================= ==============
PAYMENT SUMMARY ================================================================= ==============
The Payment Summary section reflects payment information in DampBs file as of the date of this report
Below is an overview of the companys dollar-weighted payments segmented by its suppliers primary industries
Mfg electric test prd 1 35000 35000 100
OTHER INDUSTRIES 101 283550 20000 73 22 4 - 1
Other payment categories Cash experiences 7 750 250 Payment record unknown 0 Omiddot 0 Unfavorable commeJlts 1 1000 1000
Placed for collections With DampB 1 7500 Other 0 NA
===== ============== ========== Total in DampBs file 157 3017350 900000
The highest Now Owes on file is $750000
The highest Past Due on file is $10000
Dun amp Bradstreet has 157 payment experiences in its file for this company For your convenience we have displayed 80 representative experiences in the PAYMENTS section
====~============================================================
==============
PAYMENT DETAILS ================================================================= ==============
Detailed payment history
Date Paying High Now Past Selling Last Salemiddot Reported Record Credit Owes Due Terms Within
(rhmyy) ($) ($) ($) (months)
0709 Ppt 50 0 1 mo
Ppt 2500 0 1 mo
Ppt 200 i OOO 100000 2500 N60 1 mo
Ppt 200000 100000 0
----------------
0508 Ppt-Slow 30 20000 10000 deg N30 1 rno 0707 (08 0) 7500
Placed for collection
Accounts are sometimes placed for collection everi though the existence or amount of the debt is disputed
Payment experiences reflect how bills are met in relation to the terms granted In some instances payment beyond terms can be the result of disputesmiddot over merchandise skipped invoices etc
Each experience shown is from a separate supplier Updated trade experiences replace those previously reported
================================================================= ==============
FNANCE ================================================================= ==============
04172009
Three-year statement comparative
Fiscal Fiscal Fiscal
Dec 31 2005 Dec 31 2006 Dec 31 2008
Current Assets 53345000 33854000 34348000 Current Liabs 16314000 11173000 18594000 Current Ratio 327 303 1 85 Working Capital 37031000 22681000 15754000 Other Assets 9824000 15582000 124757000 Net Worth 38515000 28063000
1304000 Sales 79763000 86130000 130723000 Long Term Liab 8340000 10200000 139207000 Net Profit (Loss) 1105000 8689000 490000
Fiscal statement dated DEC 31 2008
Assets j Liabilities I -----------shy1
Other Curr Assets 343-480001 Other Curr Liabs 18594000
---------------1 Curr Assets 343480001 Curr Liabs 18594000
I Fixt amp Equip 110620001 Pension Reserves 7990000 Goodwill-Net 252040001 Other Liabilities 129932000 other Intangible 825380001 LT Liab-Other 1285000 Assets-Net TOTAL EQUITY 1304000 Deferred Income 2680001 Taxes I Other Assets 56850001
---------------11
Total Assets 1591050001 Total 159105000
From JAN 01 2008 to DEC 31 2008 annual sales $130723000 cost of goods soldmiddot $69475000 Gross profit $61248000 operating expenses $48302000 Operating income $i2946OOO other expenses $11971bOOi net income before taxes $975000 Federal income tax $485000 Net income $490000
Submitted MAR 31 2009 by Ronald Felber pres-ceo Prepared from books without audit
On April 17~ 2009 themiddotfinancial information was updated
================================================================= ==============
KEY BUSINESS RATIOS ================================================================= ==============
Statement date DEC 31 2008 Based on this number of establishments 28
Firm IIndustry Median I---~------------
Return of Sales 04 IReturn of Sales 11 Current Ratio middot18 ICurrent Ratio 21 Assets Sales 1217 IAssets Sales 575 Total Liability Net Worth 9999 ITotal Liability Net Worth 83 7
================================================================= ==============
PUBLIC FILINGS ================================================================= ==============
The following Public Filing data is for information purposes only and is not the official record Certified copies can only be obtained from the official source
================================================================= ==============
UCC FILINGS =~==================================================== ===========
==============
Collateral All Assets Type Original
-----------------------------------------------------------------
Sec party THROUGH ITS
ADMINISTRATIVE AGENT
Debtor Filing number Filed with DOVER DE
Date filed Latest Info Received
Collateral General
Leased Equipment
Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ
Date filed Latest Info Received
Collateral
Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ
Date filed Latest Info Received
CREDIT SUISSE FIRST BOSTON ACTING
CAYMAN ISLANDS BRANCH AS
NEW YORK NY OAKITE PRODUCTS INC 4216854 2 SECRETARY OF STATEUCC DIVISION
08022004 08262004
Accounts receivable and proceeds shy
intangibless) and proceeds shy
and proceeds Original CANON FINANCIAL SERVICES MOUNT
OAKITE PRODUCTS INC 23913509 SECRETARY OF STATEUCC DIVISION
11302006 12272006
Leased Assets - Leased Business machineryequipment Original CANON FINANCIAL SERVICES INC MT
OAKITE PRODUCTS INC 21685842 SECRETARY OF STATEUCC DIVISION
07112003 07292003
Type Continuation Sec party CREDIT SUISSE (FKA CREDIT SUISSEmiddot FIRST
BOSTON) ACTING THROUGH ITS CAYMAN ISLA NEW
YORK NY Debtor CHEMETALL CORPORATION Filing number 2009 0642311 Filed with SECRETARY OF STATEUCC DIVISION DOVER DE
Date filed 02272009 Latest Info Receiv~d 05122009 Original UCC filed date 08022004 Original filing no 4216861 7
The public record items contained in this report may have been paid termirtated vacated or released prior to the date this report was printe~
=======~===============================================~======== ==============
GOVERNMENT ACTIVITY =====================================================~ ===========
==============
Activity summary Borrower (DirGuar) NO Administrative debt YES Contractor YES Grantee NO Party excluded from federal program(s) NO
Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8 (A) firm NA
The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other- sources
----7-------shyCopyright 2009 Dun amp Bradstreet - Provided under
contract I
for the exclusive use of subsCriber 264750059L
FULL DISPLAY COMPLETE
~ 396484BIRHQ2156 3427456432lng emailhIm
dmiddotmiddotmiddotmiddotmiddotto Chemetall
~
ICompany Overview
Chemetall is a global company committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry eg lithium and cesium compounds
Chemetalls businesses historically emerged from the combination of expertise in chemistry and metallurgy which is still mirrored in the companys name Chemetall mainly sells customised packages of products and services ranging from consultation via development through to the operation of entire plants at the customers site - for instance car body pre-treatment in the automotive industry
The companys product portfolio is based on continuous research and development of leading edge technologies High perfOrming products combined with Chemetalls dedication to providing the best technical service and support to its customers have over the decades established excellent market positions in its fields of activity
Chemetall GmbH is headquartered in Frankfurt am Main It is the centre of a worldwide network of some 40 subsidiaries in Europe North and South America Asia Australia and Africa Most of these companies operate their own production sites and many also have their own development laboratories A largely decentralised organisation ensures that each local company can respond quickly and flexibly to the customers needs in its markets whilst at the same time being able to draw on the specialist resources within the Group In this way Chemetall combines the strength of a global supplier with the flexibility and customer focus of a medium-size company
Since August 1st 2004 Chemetall has been part of middotRockwood Holdings Inc
~II ~II
httpwwwchemetaIIcomindexjspjsessionid=D1E2B97C5F308BBEFA7790E98D334D 8112009
202009
~ _ c
bulliJi - - -Hsectr
jmiddotY I Chemetall
f 0
I News
I 2009 I zoosl 2007
2009
May 272009 Significant savings achieved with the change from zinc-phosphating pretreatment to Oxsllanreg technology Opel Replaces its Metal Pretreatment System Adam Opel GmbH in Kaiserslautem Germany is an important more
~tl
April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more
~ff
April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more
~If
February OS 2009 Chemetall Aerospace Technologies has successfully integrated the NOT business of Ely Chemical Company Ltd We are proud to inform our customers around the world that Chemetall has effectively transferred and more
~h~~gPASq~~~~JJetoChemetall~ aiiiiilry f 2009 tile neW legal entity name for ChemetallmiddotOakite will be
cCflemetalltJS Inc more
ctt
January 20 2009 Chemetall Oakite changed its name to Chemetall
Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc more
ft
2008
August 01 2008 Chemetall acquires Nalco Finishing Technologies Rockwood Holdings Inc Chemetall-Group has acquired Nalcos Finishing Technologies (FT) businessnull more
~
July 31 2008 Chemetall announces global price increases Chemetall is currently increasing prices within a range of 5 to 20 percent or implementing and adjusting more
~ff
httpwwwchemetallcomindexjspcontent=newsjspnewsDat=pressreleases_sortbyyear 81112009
2007
----------------- -r - ------1 ------------- c- - --r
April 01 2008 Chemetall acquires NOT Business of Ely Chemical Company Ltd Chemetall GmbH FrankfurtM via its UK subsidiary has acquired the NOT business of the UK basednull more
~JJ
March 29 2007 Chemetall Signs Distribution Agreement with Advanced Chemistry amp Technology Inc Chemetall Aerospace Technologies announced that it has signed an exclusive sales and distribution agreement more
~II
February 212007 Chemetall Acquires the Chemical Division Business of Wirral Fospray Chemetall PLC has announced the acquisition of the chemical division business from Wirral Fospray Limited more
~JI
January 22 2007 Rockwood Appoints M~nlka Engel-Bader President ofChemetal Rockwood Holdings Inc (NYSEROC) has announced that Dr Monika EngelshyBader has been appointed tonull more=
~II
httpwwwchemetallcomindexispcontent=newsi SpnewsDat=pressreleases sortbyyear 8112009
kindof activity Production fields of activity Lithium
~II ~IJ
~ Chemetall US Inc
Country United States Streetaddress 13177 Huron River Drive ZIP MI 48174 City Romulus Phone +1-734-941 3800 Fax +1-734-941-5524 kind of activity Productionmiddot fields of activity Surface Treatment MapMgQ
~I =11
IIsectsectsect Chemetall US Inc
Country United States Streetaddress 16961 Knott Ave ZIP CA 90638 City La Mirada Phone +1800-331-1197 Fax +1 714a70-6480 kind of activity Sales Production fields of activity Surface Treatment Map Mm
~J ~IJ
~ Chemetall US Inc
Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-464-6900 Fax +1908-464-5571 kind of activity Headoffice $ales Production fields of activity Surface Treatment Direct Contact Email oakiteproductschemetaILcom Map Map
~I ~II
httpwwwchemetallcomindexjspcontent=contact choice1jspid=United Statesampconti 81112009
Chemetall~~-V
J 4(
America ~ United Stetes 1lW
Chemetall Foote Corp
Country United States Streetaddress 348 Holiday Inn prive ZIP NC 28086 City Kings Mountain Phone +1-704-739 2501 Fax +1-704-734 0208 kind of activity Headoffice Sales Production fields of actvity Lithium Direct Contact Email footelithiumchemetallcom Map Map
~ II
~ Chemetall Foote Corp
Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-665-9466 Fax +1-908-665-8543 kind of activity Headoffice Sales fields of activity Special metals MapM~
~II ~11
~ Chemetall Foote Corp
Country United States Streetaddress 856 Foote Lane
ZIP TN 37134 City New Johnsonville Phone +1-931-535 3401 Fax +1-931-535 3404 kind of activity Production fields of activity Lithium Map Map
~IJ ~IJ
~ Chemetall Foote Corp
Country United States Streetaddress Hwy 265 ZIP NV 89047 City Silver Peak Phone +1-775-937-2222 Fax +1-775-937-2250
httpwwwchemetallcomindexj spcontent=contact_choice 1jspid=UnitedStatesampconti 8112009
~aa -rlte_middot~ bull Chemetall
II~metaIIOakl~ changeditsnClme tOlhemetall
Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc doing business as Chemetall The same applies to the Canadian subsidiary whose official name will be Chemetall Canada Limited
middotCustomers around the world link Chemetall with quality innovation and extraordinary technical services says Joris Merckx President Surface Treatment at Chemetall middotOne consistent name of our all our subsidiaries will strengthen our corporate brand and with it our image he commented
No changes Will be made to the Mexican and Brazilian entities as these countries already operate their business under the name of Chemetall
About Chemeta
Chemetall a company of Rockwood Holdings Inc (NYSE ROC) is one of the leading global companies committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry including lithium and cesium compounds
Contact Sandra Zirm Phone +496971653605 Mall sandrazirmchemetallcom
~I ~II
THE ENFORCEMENT RESPONSE POLICY FOR REPORTING AND RECORD-KEEPING RULES AND REQUIREMENTS FOR TSCA SECTIONS 8 12 AND 13 produced by EPAs Toxics and Pesticides Enforcement Division of the Office of Regulatory Enforcement within the Office of Enforcement and Compliance Assurance (revised March 31 1999 effective June 1 1999) available at httpcfpubepagovcomplianceresourcespoliciesciviltscal
tEO sr 1 p
gt ft t UNITED STATES ENVIRONMENTAL PROTECTION AGENCY S~~11 o Cl WASHINGTON DC 20460 ~ ltl
~ l of( AOt~c
OFFICE OF ENFORCEMENT AND
COMPLIANCE ASSURANCE
JUN - 5 2006
MEMORANDUM
SUBJECT Penalty Policy Supplements Pursuant to the 2004 Civil Monetary Penalty Inflation Adjustment Rule
FROM Stephanie P Brown Acting Director AIPdJ~YJmiddot~ Toxics and Pesticides Enforcement Di~~i~middot -- --- Office of Civil Enforcement
TO Regional Counsels Regional TSCA FIFRA and EPCRA Division Directors
This memorandum modifies each enforcement responsepenalty policy (Penalty Policy) within the purview ofthe Toxics and Pesticides Enforcement Division (TPED) to adjust for the Civil Monetary Penalty Inflation Adjustment Rule published in the Federal Register 011 February 132004 (69 Fed Reg 7121) and codified at 40 CFR Parts 19 and 27 (Final Rule) The matrices herein supercede and void any interim matrices for the 2004 rule issued or used by TPED or a Regional Office In accordance with the Final Rule all violations occurring on or after March 152004 are subject to statutory penalties adjusted for inflation A complete list of each Penalty Policy subject to this memorandum is provided at Attachment A Appendix B provides instructions for amending each Penalty Policy as well as updated matrices for inseliion into each policy
The adjustments here follow the implementation policy established in the attached September 212004 memorandum signed by Thomas V Skinner That memorandum provides for adjusting each cell in a penalty matrix by multiplying the existing gravity-based penalty component by 11723 We are aware that this approach results in penalty amounts (within matrix celIs) that are not roimded-off as compared to previous iterations This is the outcome required by proper application of the Final Rule The September 212004 memorandum also provides for rounding the aggregate penalty in a particular case to the nearest $100 unit after calculating and summing the gravity-based penalties for each count in the case
Intemet Address (URL) bull hltpllwwwepagov ReCycledRecyclable Prin18d with Vegetable Oil Baaed Inks on Recycled Paper (Minimum 5Olo Postconsumer content)
Violations occurring before March 152004 and after January 30 1997 remain subject to penalties adjusted for inflation as specified in TPEDs April 18 1997 memorandum entitled Penalty Policy Suwlements Pursuant to the Civil Penalty Inflation Adjustment Rule Copies of this memorandum are available upon request
Please contact Brian Dyer at (202) 564-4166 (dyerbrianepagov) if you have any questions concerning these penalty adjustments
Attaclunents
cc Rosemarie Kelley US EPA OECAOCE David Abdalla us EPA OECAOCE Susan OKeefe US EPA OECAOCE John Neylan US EPA OECAOC Tom Ripp US EPA OECAOC Priscilla Flattery US EPA OPPTSOPPT Ben Smith US EPA OEIOIAA
Craig Matthiessen US EPA OSWERJOEM Daniel Helfgott US EPA OPPTSOPP Deborah Brown US EPA Region 1 Nancy Bannakian US EPA Region 1 Ken Stoller US EPA Region 2 Adrian Enache US EPA Region 2 Daniel Kraft US EPA Region 2 John Higgins US EPA Region 2 Ken Eng US EPA Region 2 Harry Daw US EPA Region 3 Aquanetta Dickens US EPA Region 3 Mikal Shabazz US EPA Region 3 Jeaneanne Gettle US EPA Region 4 Anthony Toney US EPA Region 4 Joanne Benante US EPA Region 4 Caron Falconer US EPA Region 4 Anthony Restaino US EPA Region 5 MarkHorwitz US EPA Region 5 Bob Goodfellow US EPA Region 6 Maria Martinez US EPA Region 6 Steve Vargo US EPA Region 6 Jamie Green US EPA Region 7 Mark A Smith US EPA Region 7 Elisabeth Evans US EPA Region 8 Pam Cooper US EPA Region 9 Paula Bisson US EPA Region 9 Scott Downey US EPA Region 10
TPED Pen Adj Memo wAttachments - Page 2 of J9
ATTACHMENT A
FEDERAL INSECTICIDE FUNGICIDE AND RODENTICIDE ACT
FIFRA Worker Protection Standard Penalty Policy - Interim Final- (0901197)
Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act --Good Laboratory Practice (GLP) Regulations - (093091)
Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act (FIFRA) - (070290)
FIFRA Section 7(c) Enforcement Response Policy - (021086)
TOXIC SUBSTANCES CONTROL ACT
Section 1018 - Disclosure Rule Enforcement Response Policy - (020100)
Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8 12 AND 13shy(033199)
Polychlorinated Biphenyls Penalty Policy - (022698)
Enforcement Response Policy for TSCA Section 4 Test Rules - (052886)
Amendment to the TSCA Section 5 Enforcement Response Policy - (060889)
Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Polic~ - (013189)
Interim Final Enforcement Response Policy Asbestos Abatement Projects Worker Protection Final Rule - (111489)
Final TSCA GLP Enforcement Response Policy - (040985)
EMERGENCY PLANNING AND COMMUNITY RIGHT-TO-KNOW ACT
Enforcement Response Policy for Section 313 of the Emergency Planning Community Right-ToshyKnow Act (1989) and Section 6607 of the Pollution Prevention Act (1990) Amended shy(041201)
Enforcement Response Policy for Sections 30~ 311 and 312 of the Emergency Planning and Community Right-to-Know Act (1989) and Section 103 of the Comprehensive Environmental Response Compensation and Liability Act -(093099)
TPED Pen Adj Memo wAttachments - Page 3 of 19
ATTACHMENT B
FlFRA
Insert table (p 4-A) behind page 4 FIFRA Worker Protection Standard PenaltY Policy - Interim Final (090 97)
No insert Rodenticide Act - Good Laboratory Practice (GLP) Regulations (093091) Enforcement Response Policy for the Federal Insecticide Fungicide and
When proposing penalty amounts under the Enforcement Response Policy for GLP Regulations dated September 30 1991 actual dollar amounts are determined by using the ERP for FIFRA (070290) See directions below for F1FRA ERP
Insert after page 19-A in the policy and page CshyRodenticide Act (070290) Enforcement Response Policy for the Federal Insecticide Fungicide and
I in the appendix
No insert While the FIFRA ERP (1990) does not supersede the Section 7(c) ERP (1986) the matrix setting forth the penalties in the ERP for FIFRA (070290) should be used instead of the matrix in the 1986 policy
FIFRA Section 7(c)Enforcement Response Policy (021086)
TSCA
Insert matrix (Appendix B-4-A) behind Appendix B-4
Section 1018 - Disclosure Rule Enforcement Response Policy (020 I00)
Insert matrix (p7-B) behind page 7-A 12 AND 13 (033199) Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8
Polychlorinated Biphenyls Penalty Policy (040990) Insert matrix (p9-B) behind page 9-A
Enforcement Response Policy for TSCA Section 4 Test Rules (052886) Insert matrix (p2-B) behind page 2-A
Amendment to the TSCA Section 5 Enforcement Response Policy (060889) Insert matrix (p16-B) behind page 16-A
Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Insert matrix (pII-B) behind page II-A Policy (0 131 89) Insert matrix (p17-B) behind page 17-A
Interim Final Enforcement Response Policy - Asbestos Abatement Projects Insert matrix (p 6-B) behind page 6-A Worker Protection Final Rule (111489)
Final TSCA GLP Enforcement Response Policy (040985) Insert matrix (pA-B) behind page 4-A
EPCRA
Enforcement Response Policy for Section 313 of the Emergency Planning and I Insert matrix (pi I-B) behind page II-A Community Right-To-Know Act (1989) and Section 6607 ofthe Pollution Prevention Act (1990) Amended (04120 I )
Final Enforcement Response Policy for Sections 304 311312 of EPCRA and I Insert matrix (pp 20C amp 200) behind page 20B Section 103 ofCERCLA (093099)
TPED Pen Adj Memo wAttachments - Page 4 of 19
Page8-A
Gravity based penaltY matrix to supplement Recordkeeping and Reporting Rules and Requirements for TSCA Sections 8 12 and 13 for violations that occur on or after March 15 2004 Insert behind ~e 8
TSCA sectsect 8 12 amp 13 GRAVITY BASED PENALTY MATRIX
EXTENT CIRCUMSTANCES
A B C Major Significant Minor
LEVELS 1 $32500 $21922 $6448
High Range 2 $25791 $16764 $3869
3 $19343 $12895 $1934 Mid Range
4 $12895 $7737 $1290
5 $6448 $3869 $645 Low Range
6 $2579 $1676 $258
Note After calculating the gravity-based penalty for each count the total applicable gravity-based penalty for all counts in a particular casematter should be rounded to the nearest unit of $100 as required by the memorandum from Thomas Skinner dated September 212004 implementing the Civil Monetary Penalty Adjustment Rule as published in the Federal Register on February 132004 (69 FR 7121)
TPED Pen Adj Memo wAnachments - Page 9 of 19
UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
TSCA Section 5 and 8 Inspection Chemetall Oakite Inc 675 Central Avenue New Providence NJ 07974
From Chester Norman Chemist Leonard Pappalardo Chemist Toxics Section Toxics Section
To Daniel 1 Kraft Chief Toxics Section
On May 14 2008 a TSCA Section 5 and 8 inspection was conducted at Chemetall Oakite Inc at the address listed above This inspection was conducted as part of the regional neutral inspection scheme We scheduled the meeting in advance with Mr Michael Chang Manager Health and Environmental Department Upon arriving at Chemetall Oakite Inc official credentials were presented to Mr Michael Chang Julia C Murray Vice President Technical Marketing and Ron Ascenzo Director Technical Marketing Notices ofInspection (Attachment 1) and Confidentiality (Attachment 2) were issued and explained to Ms Murray Ms Murray signed the notices
Chemetall Oakite is an importer of chemicals They import metal cleaners and surface treatment chemicals They have approximately 110 employees in New Providence New Jersey Chemetall has been at this site since 2006 prior to that they were located in Berkley Heights New Jersey Chemetall Oakite Inc is also known as Chemetall Chemical Products and Chemetall Americas Chemetall Americas is owned by Rockwood Holding Company who is owned by Chemetall BMGH in Germany Their Standard Industrial Codes (SIC) is 5169 The companys fiscal year is the calendar year Ms Murray said Chemetall Oakite Incs corporate sales were approximately $100000000 Chemetall Oakites facility in New Providence New Jersey is the corporate headquarters sales export and import offices and their research and development laboratories for the United States Chemetall Oakite Inc has manufacturing facilities in La Mirada CA and Romulus MI
We asked if they filed an Inventory Update Report for the 2006 reporting period They didnt know We asked if they filed a preliminary assessment inventory report for any of the chemicals the company manufactures or imports and they responded they didnt know We asked if they filed any PMNs recently they responded with a 10 year old low volume exemption and an older PMN We asked if they filed any significant new use report they responded no We asked if they had a
TSCA Section 8c file They also responded no
We issued Receipts for Samples and Documents and Confidential Business Information Nothing was declared Confidential
Attachments 1 Notice ofInspection 2 Notice of Confidentiality 3 Receipt for Samples and Documents 4 Declaration of Confidential Business Information
I bull US ENVIRONMENTAL PIlOTECTlON ~- WASHINGTON DC 204Ci0
TOXIC 5UBSTAlCES CONTllOL ACI EPA-----_- _--__--------------------- shyTOXICS SECfION - NOTICE OF INSPECflON
1_ INVESTIGATION IDENT1FICAnON 3 F~Z~ ~~7jJi--- Chemetall Oaki 42008
S FACllrryS ADDRESS
~PA Region 2 MS-I05 iPECTORS ADDRESS
675 Central Ave Woodbridge Avenue New Providence New Jersey 07974-1560
on NJ08837-5602
REASON FOR INSPECTION
Under the authority of Section II of the Toxics Substances Control Act
b For the purposes of inspecting (Including taking samples photographs statements and other inspection activities) an establisbment facility or other premises in which chemical substances or mixtures or articles containing same are manufactured processed or stored or held before or after their distribution in commerce ( including records files papers processes controls and facilities) and any conveyance being used to transport chemical substances mixtures or articles containing same in connection with their distribution in commerce (including records files papers processes controls and facilities) bearing on whether the requirements of the Act applicable to the chemical substances mixtures or articles within or ass()Ciated with such premises or conveyance have been complied with
In In addition this inspection extends to (Check appropriate blocks)
Jq- A Financial data o D Personnel data I
LV B Sales data o E Research data
13 C Pricin ~ data The natureland extent of the inspection of such data specified in A through E above is as follows
~rtification
lcknowledge that the statements I have made on this fonnand all attachments thereto are true accurate and complete I acknowledge that y knowingly false or misleading statement may be punishable by fine or imprisonment or both under applicable law
PREVIOUS VERSIONS ARE OBSOLETE
ME
rnE Chemist
DATE SIGNED
~r TI11E -shy~J ~ea~~ (1 4~
A FORM 77ltWmiddot3A FOR 1018 (REVISED JAN 2002)
IUR FORM (Form U) submitted September 24 2008
CBIDELETED
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0- 0shy
-P 0 0shy
Zn2+ 0shyNAME Phosphoric acid zinc salt (21) 1RN 13598-37-3
l) - P -o-Il o
MW 25533
Enlarge Structure
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OH I
HO-P-OH
1 o
NAME Ethanol 2-amino- phosphate (1 ) RN 29868-05-1 r
OH
MW 159077
Enlarge Structure
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o II
HO- P-O- Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH
MW 119976
=nlarge Structure
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o II
HO - P shy 0shy Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH
MW 119976
Enlarge Stru_cture
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NAME Zinc nitrate RN 7779-88-6
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0shyI
N+i o 0shy
Zn2+ 0shy
I N+ 0shy0
MW 189398
InJil~~tJ(tlJr~
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rn EU Inv of Exist Comm Chern Sub
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ampampampampamp ampu I IU Y fo4IampU ~ L U~ La o
IRQ rn CERCLA Reportable Quantities I
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0 0
pl
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Mn2 lt
NAME Phosphoric acid manganese(2+) salt (21) RN 18718-07-5
0 I
o-p -o-Il o
MW 244878
Enlarge Structure
amplie s-rchFor more information about this substance InformatiOn NfMgation
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0- 0_
po 0_
Zn2+ 0shyNAME Phosphoric acid zinc salt (21) lRN 13598-37-3 -0 - P -o-Il o
MW 25533
Enlarge Structure
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0shy
I ~N-o 0shy
Mn+ NAME Manganese nitrate 0shyRN 10377-66-9 I
N+- 0shy0
MW 178946
Enlarge Structure
hale SurchFor more information about this substance Information NllMgatlon
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NAME Potassium cis-9-octadecenoic acid RN 143-18-0
o
O
(
MW 320555
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OH I
HO-P=O
~ OHN~I
0) p NAME Sodium aminotris(methylenephosphonate) II OHRN 20592-85-2
0P HO shy
OH
MW 2990478
Enlarge Structure
hale I~----F-o-r-m-o-re-in-fo-r-m-a-t-io-n-a-b-o-u-t-t-hi-s-s-u-b-s-ta-n-c-e------1 N=~Information
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NAME Sodium silicate RN 1344-09-8
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0shyt
O=Si 0shy
MW 122063
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Na+
Na+
SNrell N8Yfgetlon
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NAME Boric acid dipotassium salt RN 1332-77-0
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NAME Potassium tallate No StructureRN 61790-44-1
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HO OH
j ~
HO
OH
J NAME Boric acid compd with 222middotnitrilotris (ethanol) OH ~N-
HO
RN 68413middot80middot9
MW 2110202
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NAME Butanedioic acid 2-(octen-1-yl)- potassium salt (1 2)
ti~middotmiddot
(gt
a
RN 58641-28-4
MW 304466
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H3C OH
NAME Alcohol [USP] RN 64-17-5
MW 460684
~nlarge Structur~
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H3C OH
NAME Alcohol [U5P] RN 64-17-5
MW 460684
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0shy
IOp-o- cr3+
NAME Chromic phosphate I 0shyRN 7789-04-0
MW 146966
Enlarge Structure
Bale schFor more information about this substancelnfomurtlon NaYfgBtIon
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NAME Monoammonium phosphate RN 7722-76-1
0 II
HO-P -0shyI
NW 4
OH
MW 115024
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INER
PAFA
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HO OH Si NH2NAME Silanetriol 1-(3-aminopropyl)shy HO ~ ~
RN 58160-99-9
MW 13721
Enlarge Structure
auk Information For more information about this substance
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Na+ o II
HO- p- 0shyNAME Disodium phosphate IRN 7558-79-4 0- Na+
MW 141958middot
Enlarge Structure
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Loocuo Results Company DetaUs Contact Nsmes
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New PlOYidence Unton NJ 07974 PO BOX 7 N_ PrcNiclence
NJ 079740007 908~900
51691001 Anti-corrosion product 424690 424690-Other Chemical lII1d Allied Prod
Ron Felper
President
65 100 $100000000
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26420000 Polishes and sanitation goods 325612 325612-Po1ish amp 01 Ssnitalion Gd MIg Ronald Felber Pesident
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016164399 0000000oo 016164399
PRIVATE COMPANY HEADQUARTERS 40697755 74408967
custservdnbcom To Lee SpielmannR2USEPAlUSEPA Karen
bull SeetlR2USEPAlUSEPA08132009 11 22 AM
cc
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Subject CHEMETALL OAKITE INC DampB Business Information Report
The folloWing e-mail was sent to you by seetkarenepagov Personal Note
ampBhas more options to help you decide with confidence Learn more about DampB eroducts and services lis this an important decision ~ IUJlilIImil
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iiiiRi55i~iiiiiAii~1~-
ort on this business
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Copyright 2009 bun amp Bradstreet - Provided under contract
for the exclusive use of subscriber 264750059L
ATTN Lee Spielmann Report Printed AUG 13 2009
========================~======~=================================
============== BUSINESS SUMMARY
==========~======================================================
==============
CHEMETALL OAKITE INC (SUBSIDIARY OF ROCKWOOD SPECIALTIES INC PRINCETON NJ) 675 Central Ave New Providence NJ 07974
This is a headquarters D-U-N-Sreg Number 93-771-2248 (subsidiary) location Branch (es) or division(s) exist DampB Rating
Mailing address PO Box 7
II I
New ~rovidence NJ07974
Web site wwwrockwoodspeciallI IIIIIIIIIIIIII
Telephone
Chief executive
Year started
Management control
Employs
Sales
History
SIC
Line of business
tiescom
908 464-6900
RON FELPER PRES
1987
2006
100 (65 here)
$100000000
CLEAR
5169
Whol corrosion preventative chemicals
III III
================================================================= ===============
SPECIAL EVENTS ================================================================ ==============
06142007 Business started 1987 Present control succeeded June 2006
================================================================= ==============
SUMMARY ANALYSIS ================================================================= ==============
DampB Rating
The blank rating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and
that further enquiry should be made before reaching a decision Some reasons for using a _II symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information
Below is an overview of the companys rating history since 061507
DampBRating Date Applied 061507
The Summary Analysis section reflects information in DampBs file as of August 102009
=================~======~==~==~=======================~==========
============== INVESTIGATIVE SERVICES
================================================================= ==============
Update available on request
This information is being provided to you immediately in the interest of speed This reportmay not reflect the current status of this business DampB can investigate this business and update the information based on the resulta of that investigation
By ordering a standard investigation the same day you order this report an updated report will be provided to you at no extra cost
=========~=======================================================
==============
CUSTOMER SERVICE ================================================================= ==============
If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you
~ (
are outside the us contact your local DampB office
Additional Decision Support Available
Additional DampB products monitoring services and specialized investigations are available to help you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcom
=================================================================
===== = = = === = = =
HISTORY ================================================================= ==============
The following information was reported 08182008
Officer(s) RON FELPER PRES
THE OFFICER(S)
Business started 1987 Present control succeeded June 2006 100 of capital stock is owned by the parent company
RON FELPER Work history is unknown
Business address has changed from 14826 Ne 95th St Redmond WA 98052 to 675 Central Ave New Providence NJ 07974
=~===============================================================
==============
CORPORATE FAMILY =====================c=========================================== ==============
The following global corporate family members are related to this busihess
Members are listed alphabetically first by company name then by country or us state then by city
Global Ultimate Rockwood Holdings Inc Princeton NJ 01-616-4399
Parent Rockwood Specialties Group Inc Princeton NJ 10-679-3433
Affiliates (US) Advantis Technologies Inc Alpharetta GA 93-189-6385 Alphagary Corporation Leominster MA 09-743-4484 Ceramtec North America Innovative Laurens SC 17-483-0034 Ceramic Engineering Corporation Chemetall Foote Corp Kings Mountain NC 00-232-9456 Chemical Specialties Inc Charlotte NC 04-297-3313 Pure Wafer Inc Prescott AZ 83-746-8321 Rockwood Pigments NA Inc Beltsville MD 04-754-7690 Southern Clay Products Inc Gonzales TX 04-166-1737
Affiliates (International) AlphaGary (Canada) Limited Stoney Creek CANADA 24-924-8626 Cs i Kemwood AB Helsingborg SWEDEN 35-401-6487middot ProCeram spolmiddot s ro Dolni Rychnov CZECH 49-516-1929
REPUBLIC
== = = == = == = == ==== = == = = = == = = ==== = ==== = = ==== = = ===-= = = = = === == == === =
==============
OPERATIONS ===================~==========~====================== ============
==============
08182008
Description Subsidiary of Rockwood Specialties Inc
Princeton NJ started 2000 which operates as a wholesaler
of chemicals or allied products Parent company owns 100
of capital stock
Wholesales corrosion preventative chemicals (100)
Terms are Net 30 days Has 600+ account(s) Sells to
aerospace industry Territory North and South America
Nonseasonal
Employees 100 which includes officer(s) 65 employed here
Facilities Leases premises in a single story brick building
Location Central business section on well traveled street
Branches This business has multiple branches detailed branchdivision information is available in
Dun amp Bradstreets linkage or family tree products
==============~==============~===================================
==============
SIC amp NAICS ================================================================= ==============
SIC Based on information in our file NAICS DampB has assigned this company an extended 8-digit SIC DampBs use of 424~90 Other Chemical and Alli~d
a-digit SICs enables us to be more Products Merchant specific to a companys operations Wholesalers than if we use the standard 4-digit code
51691001 Anti-corrosion products
=================================================~== ============
============== PAYMENT SUMMARY
==============~===========~=========================== ===========
===============
DampB has not received a sufficientsample of payment experiences to establish a PAYDEX score
DampB receives over 600 million payment experiences each year We enter these new and updated experiences intoDampB Reports as this information is received At this time none of those experi~nces relate to this company
=======================================================~==========
============== FINANCE
================================================================= ==-= = = == == === ==
06142007
On JUN 14 2007 Michael Lissandrello SIs Mgr deferred financial statement
Michael Lissandrello submitted the following partial estimates dated JUN 14 2007
Sales for 2006 were $100000000
As of June 14 2007 a search of Dun amp Bradstreets Public Record database found no open suits liens judgements or UCCs to which Chemetall Oakite Inc at 675 Central Ave New Providence NJ was named defendant or debtor Public records received hereafter will be entered into the database and will be included in reports which contain a Public Filings ~ection
==============================================~====== ===========
============== PUBLIC FILINGS
================~====~================================ ===========
==============
A check of DampBs public records database indicates that no filings were found for CHEMETALL OAKITE INC at 675 Central Ave New Providence NJ
DampBs extensive database of public record information is updated daily to ensure timely reporting of changes and additions It includes business-related suits liens judgments bankruptcies UCC financing statements and business registrations from every state and the District of Columbia as well as select filing types from Puerto Rico and the US Virgin Islands
DampBmiddotcollects public records throughmiddot a combination of court reporters third parties and direct electronic links with federal and local authori~ies Its database of US business-related filings is now the largest of its kind
===~====~========================================================
============== GOVERNMENT ACTIVITY
================================================================= ==============
Activity summary Borrower (DirGuar) NO Administrative debt NO Contractor YES Grantee NO Party excluded from federal program(s) NO
Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8(A) firm NA
The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other sources
Copyright 2009 Dun amp Bradstreet- Provided under contract
for the exclusive use of subscriber 264750059L
FULL DISPLAY COMPLETE
~ ~
396484BIR21523427615308tng emailhtm
-- -- - ~-
(I custservdnbeom To Lee SpielmannH2USEPAlUSEPA Karen
SeetlR2USEPAlUSEPA08112009 0314 PM cc
bec
Subject CHEMETALL US INC DampB Business Information Report
The following e-mail was sent to you by seetkarenepagov Personal Note
~--~amp8 has more oDtfcins tohelDvou decide with confidence Learn more about DampB products and services Is this an important decision ~~~~~
Get more with DampBs Enhanced Comprehensiye Report bull Business failure and credit scores
Click here to providebull Context behind the scores bull Added industrv and Financial comparisons feedback on this report
~~OC--~
f4fi1 Order reports on other businesses
Copyright 2009 Dun amp Bradstreet - Provided under contract
for the exclusive use of subscriber 264750059L
ATTN Lee Spielmann Report Printed AUG 11 2009
In Date
=====================~===========================================
============== BUSINESS SUMMARY
===============================~====================== ===========
==============
CHEMETALL US INC (SUBSIDIARY OF ROCKWOOD HOLDINGS INC PRINCETON NJ) CHEMETALL OAKITE 675 Central Ave New Providence NJ 07974
This is a headquarters I D-U~N-S Number 55-612-1200 (subsidiary) location IBranch (es) or division(s) exist I DampB Rating
Mailing address PO Box 7 IIINew Providence NJ
07974 DampB PAYDEXreg
1 12-Month DampB 74 Web site wwwchemetallcom I PAYDEX
I
Telephone 908 464-6900 I When weighted by dollar amount
f paYments to suppliers average 9 days Chief executive RONALD FELBER I beyond terms
I
PRES-CEO II Based on trade collected
over last Year started 1909 I 12 months
Management control
Employs
Financial statement date
Sales F
Net worth
History
Financing
Financial condition
SIC
Line of business
2004
340 (90 here)
DEC 31 2008
$130723000
(106438000)
CLEAR
SECURED
UNBALANCED
2842 2899 2851
Mfg polishsanitation gd mfg chemical preparation
IIIIIIIII
=======================================================~========
==============
SUMMARY ANALYSIS ================================================================= ==============
DampB Rating
The Rating was changed on April 17 2009 because of DampB I S overall assessment of the companys financial payment and history information The blankrating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and that further enquiry should be made before reaching a decision Some reasons for using a II_II
symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information
Below is an overview of the companys rating history since 060707
DampB Rating Date Applied 041709
1R4 030209 1R3 101408 4A3 072408 4A2 060707
The Summary Analysis section reflects information in DampBs file as of August 10 2009
====================~=====================~======================
============== CUSTOMER SERVrCE
================================================~===== ===========
==============
If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you are outside the US contact your local DampB office
Additional Decision Support Available
Additional DampB products monitoring services and specialized
investigations are available tomiddothelp you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcommiddot
================================================================= ==============
HISTORY ====~=========================~=====~================= =========== ==============
The following information was reported 07142009
Officer(s) RONALD FELBER PRES-CEO PHILIP E KELLY VICE PRESIDENT GREGORY V POFF VICE PRESIDENT
DIRECTOR (S) THE OFFICER(S)
The Delaware Secretary of States business registrations file showed that Oakite Products Inc was registered as a corporation on December 19 1991
Business started 1909 by David C Ball George W Oakley and Daniel C Smith Present control succeeded 2004 100 of capital stock is owned by parent company
RONALD FELBER born 1951 1989~present active here 1985-1989 employed with Avon Products Inc New York NY Graduated from Georgetown University in 1973 with a BS degree Also received MA degree from Loyola University in 1985
PHILP E KELLY born 1948 1972-present active here Graduated from University of Dayton in 1970 with a BS Degree Also received MBA Degree from Seton Hall University in 1978
GREGORY V POFF born 1948 1970-present active here Graduated from Catawba College in 1970 with a BA degree Also received MBA from Pace University in
1982
==========================~========================~=============
==============
CORPORATE FAMILY ================================================================= ==============
The following global corporate family members are related to this business Members are listed alphabetically first by company name then by country or US state then by city
Parent Rockwood Holdings Inc Princeton NJ 01-616-4399
Subsidiaries (International) Cheme~allCanada Limited Brampton CANADA 20-036-7514 Chemetall Mexicana SA de CV El Marques MEXICO 81-232-9050
Branches (US) Chemetall Us Inc La Mirada CA 15-886-0572 Chemetall Us Inc Romulus MI 00-515-7698
Affiliates (US) Chemetall Chemical Products Inc New Providence NJ 82-485-0580 Chemetall Oakite La Mirada - Plant La Mirada CA 61- 036 -9832middot Mineral Research and Development Charlotte NC 61-036-9477 Rockwood Holding Company Chicago IL 78-166-9635 Rockwood Specialties Consolidated Inc Princeton NJ 03-845-1386 Rockwood Specialties Group Inc Princeton NJ 10-679-3433 SachtlebenCorporation White Plains NY
95-666-4114 Viance LLC Charlotte NC 79-544-7346
Affiliates (International) Sachtleben Pigments Oy Helsinki FINLAND 54-023-5819
================================================================ ==============
OPERATIONS ==========~========================================== ============
==============
07142009
Description Subsidiary of Rockwood Holdings Inc Princeton NJ
As noted the parent company is Rockwood Holdings Inc
DUNS 01-616-4399 and reference is made to that report
for background information on the parent company and its
management
Manufactures specialty cleaning polishing or sanitation
preparations and sanitation preparations disinfectants or
deodorants Manufactures chemical preparations
specializing in metal treating compounds rust resisting
compounds and water treating compounds Manufactures
paints varnishes lacquers enamels or allied products
and paint removers
Has 10000 account(s) Terms are Net 30 days Sells to
industrial concerns Territory United States Mexico
Brazil and Canada
Nonseasonal
Employees 340 which includes officer(s) and 2 part-time 90 employed
here
Facilities Rents 37000 sq ft ina one story brick building
Location Suburban business section on well traveled street
Branche~ This business has multiple branches detailed branchdivision information is available in
Dun amp Bradstreets linkage or family tree products
Subsidiaries This business has 2 subsidiaries listed below
The extent of ownership where known is shown in
parenthesis following company name
Oakite Canada Limited Bramalea Ontario Canada (100)
Manufactures chemical specialty products Intercompany
relations reported by management to consist of
merchandise and service transactions cleared as scheduled
Chemetall Mexicana Monteray Mexico (100) Manufactures
chemical specialty products
=================================================~===============
==============
SIC amp NAICS ===========~===============~=================================~===
==============
SIC Based on information in our file NAICS DampB has assigned this company an extended a-digit SIC DampBs use of 325612 Polish and Other a-digit SICs enables us to be more Sanitation Good specific to a companys operations Manufacturing than if we use the standard 325612 Polish and Other 4-digit code Sanitation Good
middot 28420000 Polishes and sanitation Miscellaneous
goods and 28420400 Sanitation Manufacturing
preparations Miscellaneous
disinfectants and and
deodorants Manufacturing 28999931 Metal treating compounds Miscellaneous 28999942 Rust resistirtg compounds and
28999948 Water treat~ng compounds Manufacturing 28510000middot Paints and allied Coating
products middot28510401 Paint removers Coating
325998
325998
325998
325510
325510
Manufacturing All Other
Chemical Product
preparation
All Other
Chemical PrOduct
Preparation
All Other
Chemical Product
Preparation
Paint and
Manufacturing Paint and
Manufacturing
================================================================= ==============
DampB PAYDEX ================================================================= ==============
The DampB PAYDEX is a unique dollar weighted indicator of payment performance based on up to 157 payment experiences as reported to DampB by trade references
3-Month DampB PAYDEX 75 I 12-Month DampB PAYDEX 74 I
When weighted by dollar amount I When weighted by dollar amount payments to suppliers average average 9 days beyond terms
Based on trade collected over collected over last months
8 days I payments to suppliers
last 3
I beyond terms II Based on trade
I 12 months
================================================================= ==============
PAYMENT SUMMARY ================================================================= ==============
The Payment Summary section reflects payment information in DampBs file as of the date of this report
Below is an overview of the companys dollar-weighted payments segmented by its suppliers primary industries
Mfg electric test prd 1 35000 35000 100
OTHER INDUSTRIES 101 283550 20000 73 22 4 - 1
Other payment categories Cash experiences 7 750 250 Payment record unknown 0 Omiddot 0 Unfavorable commeJlts 1 1000 1000
Placed for collections With DampB 1 7500 Other 0 NA
===== ============== ========== Total in DampBs file 157 3017350 900000
The highest Now Owes on file is $750000
The highest Past Due on file is $10000
Dun amp Bradstreet has 157 payment experiences in its file for this company For your convenience we have displayed 80 representative experiences in the PAYMENTS section
====~============================================================
==============
PAYMENT DETAILS ================================================================= ==============
Detailed payment history
Date Paying High Now Past Selling Last Salemiddot Reported Record Credit Owes Due Terms Within
(rhmyy) ($) ($) ($) (months)
0709 Ppt 50 0 1 mo
Ppt 2500 0 1 mo
Ppt 200 i OOO 100000 2500 N60 1 mo
Ppt 200000 100000 0
----------------
0508 Ppt-Slow 30 20000 10000 deg N30 1 rno 0707 (08 0) 7500
Placed for collection
Accounts are sometimes placed for collection everi though the existence or amount of the debt is disputed
Payment experiences reflect how bills are met in relation to the terms granted In some instances payment beyond terms can be the result of disputesmiddot over merchandise skipped invoices etc
Each experience shown is from a separate supplier Updated trade experiences replace those previously reported
================================================================= ==============
FNANCE ================================================================= ==============
04172009
Three-year statement comparative
Fiscal Fiscal Fiscal
Dec 31 2005 Dec 31 2006 Dec 31 2008
Current Assets 53345000 33854000 34348000 Current Liabs 16314000 11173000 18594000 Current Ratio 327 303 1 85 Working Capital 37031000 22681000 15754000 Other Assets 9824000 15582000 124757000 Net Worth 38515000 28063000
1304000 Sales 79763000 86130000 130723000 Long Term Liab 8340000 10200000 139207000 Net Profit (Loss) 1105000 8689000 490000
Fiscal statement dated DEC 31 2008
Assets j Liabilities I -----------shy1
Other Curr Assets 343-480001 Other Curr Liabs 18594000
---------------1 Curr Assets 343480001 Curr Liabs 18594000
I Fixt amp Equip 110620001 Pension Reserves 7990000 Goodwill-Net 252040001 Other Liabilities 129932000 other Intangible 825380001 LT Liab-Other 1285000 Assets-Net TOTAL EQUITY 1304000 Deferred Income 2680001 Taxes I Other Assets 56850001
---------------11
Total Assets 1591050001 Total 159105000
From JAN 01 2008 to DEC 31 2008 annual sales $130723000 cost of goods soldmiddot $69475000 Gross profit $61248000 operating expenses $48302000 Operating income $i2946OOO other expenses $11971bOOi net income before taxes $975000 Federal income tax $485000 Net income $490000
Submitted MAR 31 2009 by Ronald Felber pres-ceo Prepared from books without audit
On April 17~ 2009 themiddotfinancial information was updated
================================================================= ==============
KEY BUSINESS RATIOS ================================================================= ==============
Statement date DEC 31 2008 Based on this number of establishments 28
Firm IIndustry Median I---~------------
Return of Sales 04 IReturn of Sales 11 Current Ratio middot18 ICurrent Ratio 21 Assets Sales 1217 IAssets Sales 575 Total Liability Net Worth 9999 ITotal Liability Net Worth 83 7
================================================================= ==============
PUBLIC FILINGS ================================================================= ==============
The following Public Filing data is for information purposes only and is not the official record Certified copies can only be obtained from the official source
================================================================= ==============
UCC FILINGS =~==================================================== ===========
==============
Collateral All Assets Type Original
-----------------------------------------------------------------
Sec party THROUGH ITS
ADMINISTRATIVE AGENT
Debtor Filing number Filed with DOVER DE
Date filed Latest Info Received
Collateral General
Leased Equipment
Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ
Date filed Latest Info Received
Collateral
Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ
Date filed Latest Info Received
CREDIT SUISSE FIRST BOSTON ACTING
CAYMAN ISLANDS BRANCH AS
NEW YORK NY OAKITE PRODUCTS INC 4216854 2 SECRETARY OF STATEUCC DIVISION
08022004 08262004
Accounts receivable and proceeds shy
intangibless) and proceeds shy
and proceeds Original CANON FINANCIAL SERVICES MOUNT
OAKITE PRODUCTS INC 23913509 SECRETARY OF STATEUCC DIVISION
11302006 12272006
Leased Assets - Leased Business machineryequipment Original CANON FINANCIAL SERVICES INC MT
OAKITE PRODUCTS INC 21685842 SECRETARY OF STATEUCC DIVISION
07112003 07292003
Type Continuation Sec party CREDIT SUISSE (FKA CREDIT SUISSEmiddot FIRST
BOSTON) ACTING THROUGH ITS CAYMAN ISLA NEW
YORK NY Debtor CHEMETALL CORPORATION Filing number 2009 0642311 Filed with SECRETARY OF STATEUCC DIVISION DOVER DE
Date filed 02272009 Latest Info Receiv~d 05122009 Original UCC filed date 08022004 Original filing no 4216861 7
The public record items contained in this report may have been paid termirtated vacated or released prior to the date this report was printe~
=======~===============================================~======== ==============
GOVERNMENT ACTIVITY =====================================================~ ===========
==============
Activity summary Borrower (DirGuar) NO Administrative debt YES Contractor YES Grantee NO Party excluded from federal program(s) NO
Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8 (A) firm NA
The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other- sources
----7-------shyCopyright 2009 Dun amp Bradstreet - Provided under
contract I
for the exclusive use of subsCriber 264750059L
FULL DISPLAY COMPLETE
~ 396484BIRHQ2156 3427456432lng emailhIm
dmiddotmiddotmiddotmiddotmiddotto Chemetall
~
ICompany Overview
Chemetall is a global company committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry eg lithium and cesium compounds
Chemetalls businesses historically emerged from the combination of expertise in chemistry and metallurgy which is still mirrored in the companys name Chemetall mainly sells customised packages of products and services ranging from consultation via development through to the operation of entire plants at the customers site - for instance car body pre-treatment in the automotive industry
The companys product portfolio is based on continuous research and development of leading edge technologies High perfOrming products combined with Chemetalls dedication to providing the best technical service and support to its customers have over the decades established excellent market positions in its fields of activity
Chemetall GmbH is headquartered in Frankfurt am Main It is the centre of a worldwide network of some 40 subsidiaries in Europe North and South America Asia Australia and Africa Most of these companies operate their own production sites and many also have their own development laboratories A largely decentralised organisation ensures that each local company can respond quickly and flexibly to the customers needs in its markets whilst at the same time being able to draw on the specialist resources within the Group In this way Chemetall combines the strength of a global supplier with the flexibility and customer focus of a medium-size company
Since August 1st 2004 Chemetall has been part of middotRockwood Holdings Inc
~II ~II
httpwwwchemetaIIcomindexjspjsessionid=D1E2B97C5F308BBEFA7790E98D334D 8112009
202009
~ _ c
bulliJi - - -Hsectr
jmiddotY I Chemetall
f 0
I News
I 2009 I zoosl 2007
2009
May 272009 Significant savings achieved with the change from zinc-phosphating pretreatment to Oxsllanreg technology Opel Replaces its Metal Pretreatment System Adam Opel GmbH in Kaiserslautem Germany is an important more
~tl
April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more
~ff
April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more
~If
February OS 2009 Chemetall Aerospace Technologies has successfully integrated the NOT business of Ely Chemical Company Ltd We are proud to inform our customers around the world that Chemetall has effectively transferred and more
~h~~gPASq~~~~JJetoChemetall~ aiiiiilry f 2009 tile neW legal entity name for ChemetallmiddotOakite will be
cCflemetalltJS Inc more
ctt
January 20 2009 Chemetall Oakite changed its name to Chemetall
Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc more
ft
2008
August 01 2008 Chemetall acquires Nalco Finishing Technologies Rockwood Holdings Inc Chemetall-Group has acquired Nalcos Finishing Technologies (FT) businessnull more
~
July 31 2008 Chemetall announces global price increases Chemetall is currently increasing prices within a range of 5 to 20 percent or implementing and adjusting more
~ff
httpwwwchemetallcomindexjspcontent=newsjspnewsDat=pressreleases_sortbyyear 81112009
2007
----------------- -r - ------1 ------------- c- - --r
April 01 2008 Chemetall acquires NOT Business of Ely Chemical Company Ltd Chemetall GmbH FrankfurtM via its UK subsidiary has acquired the NOT business of the UK basednull more
~JJ
March 29 2007 Chemetall Signs Distribution Agreement with Advanced Chemistry amp Technology Inc Chemetall Aerospace Technologies announced that it has signed an exclusive sales and distribution agreement more
~II
February 212007 Chemetall Acquires the Chemical Division Business of Wirral Fospray Chemetall PLC has announced the acquisition of the chemical division business from Wirral Fospray Limited more
~JI
January 22 2007 Rockwood Appoints M~nlka Engel-Bader President ofChemetal Rockwood Holdings Inc (NYSEROC) has announced that Dr Monika EngelshyBader has been appointed tonull more=
~II
httpwwwchemetallcomindexispcontent=newsi SpnewsDat=pressreleases sortbyyear 8112009
kindof activity Production fields of activity Lithium
~II ~IJ
~ Chemetall US Inc
Country United States Streetaddress 13177 Huron River Drive ZIP MI 48174 City Romulus Phone +1-734-941 3800 Fax +1-734-941-5524 kind of activity Productionmiddot fields of activity Surface Treatment MapMgQ
~I =11
IIsectsectsect Chemetall US Inc
Country United States Streetaddress 16961 Knott Ave ZIP CA 90638 City La Mirada Phone +1800-331-1197 Fax +1 714a70-6480 kind of activity Sales Production fields of activity Surface Treatment Map Mm
~J ~IJ
~ Chemetall US Inc
Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-464-6900 Fax +1908-464-5571 kind of activity Headoffice $ales Production fields of activity Surface Treatment Direct Contact Email oakiteproductschemetaILcom Map Map
~I ~II
httpwwwchemetallcomindexjspcontent=contact choice1jspid=United Statesampconti 81112009
Chemetall~~-V
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America ~ United Stetes 1lW
Chemetall Foote Corp
Country United States Streetaddress 348 Holiday Inn prive ZIP NC 28086 City Kings Mountain Phone +1-704-739 2501 Fax +1-704-734 0208 kind of activity Headoffice Sales Production fields of actvity Lithium Direct Contact Email footelithiumchemetallcom Map Map
~ II
~ Chemetall Foote Corp
Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-665-9466 Fax +1-908-665-8543 kind of activity Headoffice Sales fields of activity Special metals MapM~
~II ~11
~ Chemetall Foote Corp
Country United States Streetaddress 856 Foote Lane
ZIP TN 37134 City New Johnsonville Phone +1-931-535 3401 Fax +1-931-535 3404 kind of activity Production fields of activity Lithium Map Map
~IJ ~IJ
~ Chemetall Foote Corp
Country United States Streetaddress Hwy 265 ZIP NV 89047 City Silver Peak Phone +1-775-937-2222 Fax +1-775-937-2250
httpwwwchemetallcomindexj spcontent=contact_choice 1jspid=UnitedStatesampconti 8112009
~aa -rlte_middot~ bull Chemetall
II~metaIIOakl~ changeditsnClme tOlhemetall
Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc doing business as Chemetall The same applies to the Canadian subsidiary whose official name will be Chemetall Canada Limited
middotCustomers around the world link Chemetall with quality innovation and extraordinary technical services says Joris Merckx President Surface Treatment at Chemetall middotOne consistent name of our all our subsidiaries will strengthen our corporate brand and with it our image he commented
No changes Will be made to the Mexican and Brazilian entities as these countries already operate their business under the name of Chemetall
About Chemeta
Chemetall a company of Rockwood Holdings Inc (NYSE ROC) is one of the leading global companies committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry including lithium and cesium compounds
Contact Sandra Zirm Phone +496971653605 Mall sandrazirmchemetallcom
~I ~II
tEO sr 1 p
gt ft t UNITED STATES ENVIRONMENTAL PROTECTION AGENCY S~~11 o Cl WASHINGTON DC 20460 ~ ltl
~ l of( AOt~c
OFFICE OF ENFORCEMENT AND
COMPLIANCE ASSURANCE
JUN - 5 2006
MEMORANDUM
SUBJECT Penalty Policy Supplements Pursuant to the 2004 Civil Monetary Penalty Inflation Adjustment Rule
FROM Stephanie P Brown Acting Director AIPdJ~YJmiddot~ Toxics and Pesticides Enforcement Di~~i~middot -- --- Office of Civil Enforcement
TO Regional Counsels Regional TSCA FIFRA and EPCRA Division Directors
This memorandum modifies each enforcement responsepenalty policy (Penalty Policy) within the purview ofthe Toxics and Pesticides Enforcement Division (TPED) to adjust for the Civil Monetary Penalty Inflation Adjustment Rule published in the Federal Register 011 February 132004 (69 Fed Reg 7121) and codified at 40 CFR Parts 19 and 27 (Final Rule) The matrices herein supercede and void any interim matrices for the 2004 rule issued or used by TPED or a Regional Office In accordance with the Final Rule all violations occurring on or after March 152004 are subject to statutory penalties adjusted for inflation A complete list of each Penalty Policy subject to this memorandum is provided at Attachment A Appendix B provides instructions for amending each Penalty Policy as well as updated matrices for inseliion into each policy
The adjustments here follow the implementation policy established in the attached September 212004 memorandum signed by Thomas V Skinner That memorandum provides for adjusting each cell in a penalty matrix by multiplying the existing gravity-based penalty component by 11723 We are aware that this approach results in penalty amounts (within matrix celIs) that are not roimded-off as compared to previous iterations This is the outcome required by proper application of the Final Rule The September 212004 memorandum also provides for rounding the aggregate penalty in a particular case to the nearest $100 unit after calculating and summing the gravity-based penalties for each count in the case
Intemet Address (URL) bull hltpllwwwepagov ReCycledRecyclable Prin18d with Vegetable Oil Baaed Inks on Recycled Paper (Minimum 5Olo Postconsumer content)
Violations occurring before March 152004 and after January 30 1997 remain subject to penalties adjusted for inflation as specified in TPEDs April 18 1997 memorandum entitled Penalty Policy Suwlements Pursuant to the Civil Penalty Inflation Adjustment Rule Copies of this memorandum are available upon request
Please contact Brian Dyer at (202) 564-4166 (dyerbrianepagov) if you have any questions concerning these penalty adjustments
Attaclunents
cc Rosemarie Kelley US EPA OECAOCE David Abdalla us EPA OECAOCE Susan OKeefe US EPA OECAOCE John Neylan US EPA OECAOC Tom Ripp US EPA OECAOC Priscilla Flattery US EPA OPPTSOPPT Ben Smith US EPA OEIOIAA
Craig Matthiessen US EPA OSWERJOEM Daniel Helfgott US EPA OPPTSOPP Deborah Brown US EPA Region 1 Nancy Bannakian US EPA Region 1 Ken Stoller US EPA Region 2 Adrian Enache US EPA Region 2 Daniel Kraft US EPA Region 2 John Higgins US EPA Region 2 Ken Eng US EPA Region 2 Harry Daw US EPA Region 3 Aquanetta Dickens US EPA Region 3 Mikal Shabazz US EPA Region 3 Jeaneanne Gettle US EPA Region 4 Anthony Toney US EPA Region 4 Joanne Benante US EPA Region 4 Caron Falconer US EPA Region 4 Anthony Restaino US EPA Region 5 MarkHorwitz US EPA Region 5 Bob Goodfellow US EPA Region 6 Maria Martinez US EPA Region 6 Steve Vargo US EPA Region 6 Jamie Green US EPA Region 7 Mark A Smith US EPA Region 7 Elisabeth Evans US EPA Region 8 Pam Cooper US EPA Region 9 Paula Bisson US EPA Region 9 Scott Downey US EPA Region 10
TPED Pen Adj Memo wAttachments - Page 2 of J9
ATTACHMENT A
FEDERAL INSECTICIDE FUNGICIDE AND RODENTICIDE ACT
FIFRA Worker Protection Standard Penalty Policy - Interim Final- (0901197)
Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act --Good Laboratory Practice (GLP) Regulations - (093091)
Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act (FIFRA) - (070290)
FIFRA Section 7(c) Enforcement Response Policy - (021086)
TOXIC SUBSTANCES CONTROL ACT
Section 1018 - Disclosure Rule Enforcement Response Policy - (020100)
Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8 12 AND 13shy(033199)
Polychlorinated Biphenyls Penalty Policy - (022698)
Enforcement Response Policy for TSCA Section 4 Test Rules - (052886)
Amendment to the TSCA Section 5 Enforcement Response Policy - (060889)
Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Polic~ - (013189)
Interim Final Enforcement Response Policy Asbestos Abatement Projects Worker Protection Final Rule - (111489)
Final TSCA GLP Enforcement Response Policy - (040985)
EMERGENCY PLANNING AND COMMUNITY RIGHT-TO-KNOW ACT
Enforcement Response Policy for Section 313 of the Emergency Planning Community Right-ToshyKnow Act (1989) and Section 6607 of the Pollution Prevention Act (1990) Amended shy(041201)
Enforcement Response Policy for Sections 30~ 311 and 312 of the Emergency Planning and Community Right-to-Know Act (1989) and Section 103 of the Comprehensive Environmental Response Compensation and Liability Act -(093099)
TPED Pen Adj Memo wAttachments - Page 3 of 19
ATTACHMENT B
FlFRA
Insert table (p 4-A) behind page 4 FIFRA Worker Protection Standard PenaltY Policy - Interim Final (090 97)
No insert Rodenticide Act - Good Laboratory Practice (GLP) Regulations (093091) Enforcement Response Policy for the Federal Insecticide Fungicide and
When proposing penalty amounts under the Enforcement Response Policy for GLP Regulations dated September 30 1991 actual dollar amounts are determined by using the ERP for FIFRA (070290) See directions below for F1FRA ERP
Insert after page 19-A in the policy and page CshyRodenticide Act (070290) Enforcement Response Policy for the Federal Insecticide Fungicide and
I in the appendix
No insert While the FIFRA ERP (1990) does not supersede the Section 7(c) ERP (1986) the matrix setting forth the penalties in the ERP for FIFRA (070290) should be used instead of the matrix in the 1986 policy
FIFRA Section 7(c)Enforcement Response Policy (021086)
TSCA
Insert matrix (Appendix B-4-A) behind Appendix B-4
Section 1018 - Disclosure Rule Enforcement Response Policy (020 I00)
Insert matrix (p7-B) behind page 7-A 12 AND 13 (033199) Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8
Polychlorinated Biphenyls Penalty Policy (040990) Insert matrix (p9-B) behind page 9-A
Enforcement Response Policy for TSCA Section 4 Test Rules (052886) Insert matrix (p2-B) behind page 2-A
Amendment to the TSCA Section 5 Enforcement Response Policy (060889) Insert matrix (p16-B) behind page 16-A
Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Insert matrix (pII-B) behind page II-A Policy (0 131 89) Insert matrix (p17-B) behind page 17-A
Interim Final Enforcement Response Policy - Asbestos Abatement Projects Insert matrix (p 6-B) behind page 6-A Worker Protection Final Rule (111489)
Final TSCA GLP Enforcement Response Policy (040985) Insert matrix (pA-B) behind page 4-A
EPCRA
Enforcement Response Policy for Section 313 of the Emergency Planning and I Insert matrix (pi I-B) behind page II-A Community Right-To-Know Act (1989) and Section 6607 ofthe Pollution Prevention Act (1990) Amended (04120 I )
Final Enforcement Response Policy for Sections 304 311312 of EPCRA and I Insert matrix (pp 20C amp 200) behind page 20B Section 103 ofCERCLA (093099)
TPED Pen Adj Memo wAttachments - Page 4 of 19
Page8-A
Gravity based penaltY matrix to supplement Recordkeeping and Reporting Rules and Requirements for TSCA Sections 8 12 and 13 for violations that occur on or after March 15 2004 Insert behind ~e 8
TSCA sectsect 8 12 amp 13 GRAVITY BASED PENALTY MATRIX
EXTENT CIRCUMSTANCES
A B C Major Significant Minor
LEVELS 1 $32500 $21922 $6448
High Range 2 $25791 $16764 $3869
3 $19343 $12895 $1934 Mid Range
4 $12895 $7737 $1290
5 $6448 $3869 $645 Low Range
6 $2579 $1676 $258
Note After calculating the gravity-based penalty for each count the total applicable gravity-based penalty for all counts in a particular casematter should be rounded to the nearest unit of $100 as required by the memorandum from Thomas Skinner dated September 212004 implementing the Civil Monetary Penalty Adjustment Rule as published in the Federal Register on February 132004 (69 FR 7121)
TPED Pen Adj Memo wAnachments - Page 9 of 19
UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
TSCA Section 5 and 8 Inspection Chemetall Oakite Inc 675 Central Avenue New Providence NJ 07974
From Chester Norman Chemist Leonard Pappalardo Chemist Toxics Section Toxics Section
To Daniel 1 Kraft Chief Toxics Section
On May 14 2008 a TSCA Section 5 and 8 inspection was conducted at Chemetall Oakite Inc at the address listed above This inspection was conducted as part of the regional neutral inspection scheme We scheduled the meeting in advance with Mr Michael Chang Manager Health and Environmental Department Upon arriving at Chemetall Oakite Inc official credentials were presented to Mr Michael Chang Julia C Murray Vice President Technical Marketing and Ron Ascenzo Director Technical Marketing Notices ofInspection (Attachment 1) and Confidentiality (Attachment 2) were issued and explained to Ms Murray Ms Murray signed the notices
Chemetall Oakite is an importer of chemicals They import metal cleaners and surface treatment chemicals They have approximately 110 employees in New Providence New Jersey Chemetall has been at this site since 2006 prior to that they were located in Berkley Heights New Jersey Chemetall Oakite Inc is also known as Chemetall Chemical Products and Chemetall Americas Chemetall Americas is owned by Rockwood Holding Company who is owned by Chemetall BMGH in Germany Their Standard Industrial Codes (SIC) is 5169 The companys fiscal year is the calendar year Ms Murray said Chemetall Oakite Incs corporate sales were approximately $100000000 Chemetall Oakites facility in New Providence New Jersey is the corporate headquarters sales export and import offices and their research and development laboratories for the United States Chemetall Oakite Inc has manufacturing facilities in La Mirada CA and Romulus MI
We asked if they filed an Inventory Update Report for the 2006 reporting period They didnt know We asked if they filed a preliminary assessment inventory report for any of the chemicals the company manufactures or imports and they responded they didnt know We asked if they filed any PMNs recently they responded with a 10 year old low volume exemption and an older PMN We asked if they filed any significant new use report they responded no We asked if they had a
TSCA Section 8c file They also responded no
We issued Receipts for Samples and Documents and Confidential Business Information Nothing was declared Confidential
Attachments 1 Notice ofInspection 2 Notice of Confidentiality 3 Receipt for Samples and Documents 4 Declaration of Confidential Business Information
I bull US ENVIRONMENTAL PIlOTECTlON ~- WASHINGTON DC 204Ci0
TOXIC 5UBSTAlCES CONTllOL ACI EPA-----_- _--__--------------------- shyTOXICS SECfION - NOTICE OF INSPECflON
1_ INVESTIGATION IDENT1FICAnON 3 F~Z~ ~~7jJi--- Chemetall Oaki 42008
S FACllrryS ADDRESS
~PA Region 2 MS-I05 iPECTORS ADDRESS
675 Central Ave Woodbridge Avenue New Providence New Jersey 07974-1560
on NJ08837-5602
REASON FOR INSPECTION
Under the authority of Section II of the Toxics Substances Control Act
b For the purposes of inspecting (Including taking samples photographs statements and other inspection activities) an establisbment facility or other premises in which chemical substances or mixtures or articles containing same are manufactured processed or stored or held before or after their distribution in commerce ( including records files papers processes controls and facilities) and any conveyance being used to transport chemical substances mixtures or articles containing same in connection with their distribution in commerce (including records files papers processes controls and facilities) bearing on whether the requirements of the Act applicable to the chemical substances mixtures or articles within or ass()Ciated with such premises or conveyance have been complied with
In In addition this inspection extends to (Check appropriate blocks)
Jq- A Financial data o D Personnel data I
LV B Sales data o E Research data
13 C Pricin ~ data The natureland extent of the inspection of such data specified in A through E above is as follows
~rtification
lcknowledge that the statements I have made on this fonnand all attachments thereto are true accurate and complete I acknowledge that y knowingly false or misleading statement may be punishable by fine or imprisonment or both under applicable law
PREVIOUS VERSIONS ARE OBSOLETE
ME
rnE Chemist
DATE SIGNED
~r TI11E -shy~J ~ea~~ (1 4~
A FORM 77ltWmiddot3A FOR 1018 (REVISED JAN 2002)
IUR FORM (Form U) submitted September 24 2008
CBIDELETED
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0- 0shy
-P 0 0shy
Zn2+ 0shyNAME Phosphoric acid zinc salt (21) 1RN 13598-37-3
l) - P -o-Il o
MW 25533
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OH I
HO-P-OH
1 o
NAME Ethanol 2-amino- phosphate (1 ) RN 29868-05-1 r
OH
MW 159077
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o II
HO- P-O- Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH
MW 119976
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o II
HO - P shy 0shy Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH
MW 119976
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NAME Zinc nitrate RN 7779-88-6
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0shyI
N+i o 0shy
Zn2+ 0shy
I N+ 0shy0
MW 189398
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0 0
pl
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Mn2 lt
NAME Phosphoric acid manganese(2+) salt (21) RN 18718-07-5
0 I
o-p -o-Il o
MW 244878
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0- 0_
po 0_
Zn2+ 0shyNAME Phosphoric acid zinc salt (21) lRN 13598-37-3 -0 - P -o-Il o
MW 25533
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0shy
I ~N-o 0shy
Mn+ NAME Manganese nitrate 0shyRN 10377-66-9 I
N+- 0shy0
MW 178946
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NAME Potassium cis-9-octadecenoic acid RN 143-18-0
o
O
(
MW 320555
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OH I
HO-P=O
~ OHN~I
0) p NAME Sodium aminotris(methylenephosphonate) II OHRN 20592-85-2
0P HO shy
OH
MW 2990478
Enlarge Structure
hale I~----F-o-r-m-o-re-in-fo-r-m-a-t-io-n-a-b-o-u-t-t-hi-s-s-u-b-s-ta-n-c-e------1 N=~Information
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NAME Sodium silicate RN 1344-09-8
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0shyt
O=Si 0shy
MW 122063
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Na+
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NAME Boric acid dipotassium salt RN 1332-77-0
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NAME Potassium tallate No StructureRN 61790-44-1
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HO OH
j ~
HO
OH
J NAME Boric acid compd with 222middotnitrilotris (ethanol) OH ~N-
HO
RN 68413middot80middot9
MW 2110202
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NAME Butanedioic acid 2-(octen-1-yl)- potassium salt (1 2)
ti~middotmiddot
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RN 58641-28-4
MW 304466
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H3C OH
NAME Alcohol [USP] RN 64-17-5
MW 460684
~nlarge Structur~
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H3C OH
NAME Alcohol [U5P] RN 64-17-5
MW 460684
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0shy
IOp-o- cr3+
NAME Chromic phosphate I 0shyRN 7789-04-0
MW 146966
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NAME Monoammonium phosphate RN 7722-76-1
0 II
HO-P -0shyI
NW 4
OH
MW 115024
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INER
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HO OH Si NH2NAME Silanetriol 1-(3-aminopropyl)shy HO ~ ~
RN 58160-99-9
MW 13721
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auk Information For more information about this substance
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Na+ o II
HO- p- 0shyNAME Disodium phosphate IRN 7558-79-4 0- Na+
MW 141958middot
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Loocuo Results Company DetaUs Contact Nsmes
Sitamp Inlo
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675 Central we
New PlOYidence Unton NJ 07974 PO BOX 7 N_ PrcNiclence
NJ 079740007 908~900
51691001 Anti-corrosion product 424690 424690-Other Chemical lII1d Allied Prod
Ron Felper
President
65 100 $100000000
016164399 000000000 1067934JJ
PRIVATE COMPANY SINGlE
40697755 -74A08967
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26420000 Polishes and sanitation goods 325612 325612-Po1ish amp 01 Ssnitalion Gd MIg Ronald Felber Pesident
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PRIVATE COMPANY HEADQUARTERS 40697755 74408967
custservdnbcom To Lee SpielmannR2USEPAlUSEPA Karen
bull SeetlR2USEPAlUSEPA08132009 11 22 AM
cc
bcc
Subject CHEMETALL OAKITE INC DampB Business Information Report
The folloWing e-mail was sent to you by seetkarenepagov Personal Note
ampBhas more options to help you decide with confidence Learn more about DampB eroducts and services lis this an important decision ~ IUJlilIImil
Get more with DampBs Enhanced Comprehensive Report ~I bull Business failure and credit scores
Click here to provideI bull Context behind the scores Added industrY and Financial comDarisons feedback on this report
iiiiRi55i~iiiiiAii~1~-
ort on this business
J --1- )21 _II1tjjjj1 Wgll_~yg 1
Copyright 2009 bun amp Bradstreet - Provided under contract
for the exclusive use of subscriber 264750059L
ATTN Lee Spielmann Report Printed AUG 13 2009
========================~======~=================================
============== BUSINESS SUMMARY
==========~======================================================
==============
CHEMETALL OAKITE INC (SUBSIDIARY OF ROCKWOOD SPECIALTIES INC PRINCETON NJ) 675 Central Ave New Providence NJ 07974
This is a headquarters D-U-N-Sreg Number 93-771-2248 (subsidiary) location Branch (es) or division(s) exist DampB Rating
Mailing address PO Box 7
II I
New ~rovidence NJ07974
Web site wwwrockwoodspeciallI IIIIIIIIIIIIII
Telephone
Chief executive
Year started
Management control
Employs
Sales
History
SIC
Line of business
tiescom
908 464-6900
RON FELPER PRES
1987
2006
100 (65 here)
$100000000
CLEAR
5169
Whol corrosion preventative chemicals
III III
================================================================= ===============
SPECIAL EVENTS ================================================================ ==============
06142007 Business started 1987 Present control succeeded June 2006
================================================================= ==============
SUMMARY ANALYSIS ================================================================= ==============
DampB Rating
The blank rating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and
that further enquiry should be made before reaching a decision Some reasons for using a _II symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information
Below is an overview of the companys rating history since 061507
DampBRating Date Applied 061507
The Summary Analysis section reflects information in DampBs file as of August 102009
=================~======~==~==~=======================~==========
============== INVESTIGATIVE SERVICES
================================================================= ==============
Update available on request
This information is being provided to you immediately in the interest of speed This reportmay not reflect the current status of this business DampB can investigate this business and update the information based on the resulta of that investigation
By ordering a standard investigation the same day you order this report an updated report will be provided to you at no extra cost
=========~=======================================================
==============
CUSTOMER SERVICE ================================================================= ==============
If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you
~ (
are outside the us contact your local DampB office
Additional Decision Support Available
Additional DampB products monitoring services and specialized investigations are available to help you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcom
=================================================================
===== = = = === = = =
HISTORY ================================================================= ==============
The following information was reported 08182008
Officer(s) RON FELPER PRES
THE OFFICER(S)
Business started 1987 Present control succeeded June 2006 100 of capital stock is owned by the parent company
RON FELPER Work history is unknown
Business address has changed from 14826 Ne 95th St Redmond WA 98052 to 675 Central Ave New Providence NJ 07974
=~===============================================================
==============
CORPORATE FAMILY =====================c=========================================== ==============
The following global corporate family members are related to this busihess
Members are listed alphabetically first by company name then by country or us state then by city
Global Ultimate Rockwood Holdings Inc Princeton NJ 01-616-4399
Parent Rockwood Specialties Group Inc Princeton NJ 10-679-3433
Affiliates (US) Advantis Technologies Inc Alpharetta GA 93-189-6385 Alphagary Corporation Leominster MA 09-743-4484 Ceramtec North America Innovative Laurens SC 17-483-0034 Ceramic Engineering Corporation Chemetall Foote Corp Kings Mountain NC 00-232-9456 Chemical Specialties Inc Charlotte NC 04-297-3313 Pure Wafer Inc Prescott AZ 83-746-8321 Rockwood Pigments NA Inc Beltsville MD 04-754-7690 Southern Clay Products Inc Gonzales TX 04-166-1737
Affiliates (International) AlphaGary (Canada) Limited Stoney Creek CANADA 24-924-8626 Cs i Kemwood AB Helsingborg SWEDEN 35-401-6487middot ProCeram spolmiddot s ro Dolni Rychnov CZECH 49-516-1929
REPUBLIC
== = = == = == = == ==== = == = = = == = = ==== = ==== = = ==== = = ===-= = = = = === == == === =
==============
OPERATIONS ===================~==========~====================== ============
==============
08182008
Description Subsidiary of Rockwood Specialties Inc
Princeton NJ started 2000 which operates as a wholesaler
of chemicals or allied products Parent company owns 100
of capital stock
Wholesales corrosion preventative chemicals (100)
Terms are Net 30 days Has 600+ account(s) Sells to
aerospace industry Territory North and South America
Nonseasonal
Employees 100 which includes officer(s) 65 employed here
Facilities Leases premises in a single story brick building
Location Central business section on well traveled street
Branches This business has multiple branches detailed branchdivision information is available in
Dun amp Bradstreets linkage or family tree products
==============~==============~===================================
==============
SIC amp NAICS ================================================================= ==============
SIC Based on information in our file NAICS DampB has assigned this company an extended 8-digit SIC DampBs use of 424~90 Other Chemical and Alli~d
a-digit SICs enables us to be more Products Merchant specific to a companys operations Wholesalers than if we use the standard 4-digit code
51691001 Anti-corrosion products
=================================================~== ============
============== PAYMENT SUMMARY
==============~===========~=========================== ===========
===============
DampB has not received a sufficientsample of payment experiences to establish a PAYDEX score
DampB receives over 600 million payment experiences each year We enter these new and updated experiences intoDampB Reports as this information is received At this time none of those experi~nces relate to this company
=======================================================~==========
============== FINANCE
================================================================= ==-= = = == == === ==
06142007
On JUN 14 2007 Michael Lissandrello SIs Mgr deferred financial statement
Michael Lissandrello submitted the following partial estimates dated JUN 14 2007
Sales for 2006 were $100000000
As of June 14 2007 a search of Dun amp Bradstreets Public Record database found no open suits liens judgements or UCCs to which Chemetall Oakite Inc at 675 Central Ave New Providence NJ was named defendant or debtor Public records received hereafter will be entered into the database and will be included in reports which contain a Public Filings ~ection
==============================================~====== ===========
============== PUBLIC FILINGS
================~====~================================ ===========
==============
A check of DampBs public records database indicates that no filings were found for CHEMETALL OAKITE INC at 675 Central Ave New Providence NJ
DampBs extensive database of public record information is updated daily to ensure timely reporting of changes and additions It includes business-related suits liens judgments bankruptcies UCC financing statements and business registrations from every state and the District of Columbia as well as select filing types from Puerto Rico and the US Virgin Islands
DampBmiddotcollects public records throughmiddot a combination of court reporters third parties and direct electronic links with federal and local authori~ies Its database of US business-related filings is now the largest of its kind
===~====~========================================================
============== GOVERNMENT ACTIVITY
================================================================= ==============
Activity summary Borrower (DirGuar) NO Administrative debt NO Contractor YES Grantee NO Party excluded from federal program(s) NO
Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8(A) firm NA
The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other sources
Copyright 2009 Dun amp Bradstreet- Provided under contract
for the exclusive use of subscriber 264750059L
FULL DISPLAY COMPLETE
~ ~
396484BIR21523427615308tng emailhtm
-- -- - ~-
(I custservdnbeom To Lee SpielmannH2USEPAlUSEPA Karen
SeetlR2USEPAlUSEPA08112009 0314 PM cc
bec
Subject CHEMETALL US INC DampB Business Information Report
The following e-mail was sent to you by seetkarenepagov Personal Note
~--~amp8 has more oDtfcins tohelDvou decide with confidence Learn more about DampB products and services Is this an important decision ~~~~~
Get more with DampBs Enhanced Comprehensiye Report bull Business failure and credit scores
Click here to providebull Context behind the scores bull Added industrv and Financial comparisons feedback on this report
~~OC--~
f4fi1 Order reports on other businesses
Copyright 2009 Dun amp Bradstreet - Provided under contract
for the exclusive use of subscriber 264750059L
ATTN Lee Spielmann Report Printed AUG 11 2009
In Date
=====================~===========================================
============== BUSINESS SUMMARY
===============================~====================== ===========
==============
CHEMETALL US INC (SUBSIDIARY OF ROCKWOOD HOLDINGS INC PRINCETON NJ) CHEMETALL OAKITE 675 Central Ave New Providence NJ 07974
This is a headquarters I D-U~N-S Number 55-612-1200 (subsidiary) location IBranch (es) or division(s) exist I DampB Rating
Mailing address PO Box 7 IIINew Providence NJ
07974 DampB PAYDEXreg
1 12-Month DampB 74 Web site wwwchemetallcom I PAYDEX
I
Telephone 908 464-6900 I When weighted by dollar amount
f paYments to suppliers average 9 days Chief executive RONALD FELBER I beyond terms
I
PRES-CEO II Based on trade collected
over last Year started 1909 I 12 months
Management control
Employs
Financial statement date
Sales F
Net worth
History
Financing
Financial condition
SIC
Line of business
2004
340 (90 here)
DEC 31 2008
$130723000
(106438000)
CLEAR
SECURED
UNBALANCED
2842 2899 2851
Mfg polishsanitation gd mfg chemical preparation
IIIIIIIII
=======================================================~========
==============
SUMMARY ANALYSIS ================================================================= ==============
DampB Rating
The Rating was changed on April 17 2009 because of DampB I S overall assessment of the companys financial payment and history information The blankrating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and that further enquiry should be made before reaching a decision Some reasons for using a II_II
symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information
Below is an overview of the companys rating history since 060707
DampB Rating Date Applied 041709
1R4 030209 1R3 101408 4A3 072408 4A2 060707
The Summary Analysis section reflects information in DampBs file as of August 10 2009
====================~=====================~======================
============== CUSTOMER SERVrCE
================================================~===== ===========
==============
If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you are outside the US contact your local DampB office
Additional Decision Support Available
Additional DampB products monitoring services and specialized
investigations are available tomiddothelp you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcommiddot
================================================================= ==============
HISTORY ====~=========================~=====~================= =========== ==============
The following information was reported 07142009
Officer(s) RONALD FELBER PRES-CEO PHILIP E KELLY VICE PRESIDENT GREGORY V POFF VICE PRESIDENT
DIRECTOR (S) THE OFFICER(S)
The Delaware Secretary of States business registrations file showed that Oakite Products Inc was registered as a corporation on December 19 1991
Business started 1909 by David C Ball George W Oakley and Daniel C Smith Present control succeeded 2004 100 of capital stock is owned by parent company
RONALD FELBER born 1951 1989~present active here 1985-1989 employed with Avon Products Inc New York NY Graduated from Georgetown University in 1973 with a BS degree Also received MA degree from Loyola University in 1985
PHILP E KELLY born 1948 1972-present active here Graduated from University of Dayton in 1970 with a BS Degree Also received MBA Degree from Seton Hall University in 1978
GREGORY V POFF born 1948 1970-present active here Graduated from Catawba College in 1970 with a BA degree Also received MBA from Pace University in
1982
==========================~========================~=============
==============
CORPORATE FAMILY ================================================================= ==============
The following global corporate family members are related to this business Members are listed alphabetically first by company name then by country or US state then by city
Parent Rockwood Holdings Inc Princeton NJ 01-616-4399
Subsidiaries (International) Cheme~allCanada Limited Brampton CANADA 20-036-7514 Chemetall Mexicana SA de CV El Marques MEXICO 81-232-9050
Branches (US) Chemetall Us Inc La Mirada CA 15-886-0572 Chemetall Us Inc Romulus MI 00-515-7698
Affiliates (US) Chemetall Chemical Products Inc New Providence NJ 82-485-0580 Chemetall Oakite La Mirada - Plant La Mirada CA 61- 036 -9832middot Mineral Research and Development Charlotte NC 61-036-9477 Rockwood Holding Company Chicago IL 78-166-9635 Rockwood Specialties Consolidated Inc Princeton NJ 03-845-1386 Rockwood Specialties Group Inc Princeton NJ 10-679-3433 SachtlebenCorporation White Plains NY
95-666-4114 Viance LLC Charlotte NC 79-544-7346
Affiliates (International) Sachtleben Pigments Oy Helsinki FINLAND 54-023-5819
================================================================ ==============
OPERATIONS ==========~========================================== ============
==============
07142009
Description Subsidiary of Rockwood Holdings Inc Princeton NJ
As noted the parent company is Rockwood Holdings Inc
DUNS 01-616-4399 and reference is made to that report
for background information on the parent company and its
management
Manufactures specialty cleaning polishing or sanitation
preparations and sanitation preparations disinfectants or
deodorants Manufactures chemical preparations
specializing in metal treating compounds rust resisting
compounds and water treating compounds Manufactures
paints varnishes lacquers enamels or allied products
and paint removers
Has 10000 account(s) Terms are Net 30 days Sells to
industrial concerns Territory United States Mexico
Brazil and Canada
Nonseasonal
Employees 340 which includes officer(s) and 2 part-time 90 employed
here
Facilities Rents 37000 sq ft ina one story brick building
Location Suburban business section on well traveled street
Branche~ This business has multiple branches detailed branchdivision information is available in
Dun amp Bradstreets linkage or family tree products
Subsidiaries This business has 2 subsidiaries listed below
The extent of ownership where known is shown in
parenthesis following company name
Oakite Canada Limited Bramalea Ontario Canada (100)
Manufactures chemical specialty products Intercompany
relations reported by management to consist of
merchandise and service transactions cleared as scheduled
Chemetall Mexicana Monteray Mexico (100) Manufactures
chemical specialty products
=================================================~===============
==============
SIC amp NAICS ===========~===============~=================================~===
==============
SIC Based on information in our file NAICS DampB has assigned this company an extended a-digit SIC DampBs use of 325612 Polish and Other a-digit SICs enables us to be more Sanitation Good specific to a companys operations Manufacturing than if we use the standard 325612 Polish and Other 4-digit code Sanitation Good
middot 28420000 Polishes and sanitation Miscellaneous
goods and 28420400 Sanitation Manufacturing
preparations Miscellaneous
disinfectants and and
deodorants Manufacturing 28999931 Metal treating compounds Miscellaneous 28999942 Rust resistirtg compounds and
28999948 Water treat~ng compounds Manufacturing 28510000middot Paints and allied Coating
products middot28510401 Paint removers Coating
325998
325998
325998
325510
325510
Manufacturing All Other
Chemical Product
preparation
All Other
Chemical PrOduct
Preparation
All Other
Chemical Product
Preparation
Paint and
Manufacturing Paint and
Manufacturing
================================================================= ==============
DampB PAYDEX ================================================================= ==============
The DampB PAYDEX is a unique dollar weighted indicator of payment performance based on up to 157 payment experiences as reported to DampB by trade references
3-Month DampB PAYDEX 75 I 12-Month DampB PAYDEX 74 I
When weighted by dollar amount I When weighted by dollar amount payments to suppliers average average 9 days beyond terms
Based on trade collected over collected over last months
8 days I payments to suppliers
last 3
I beyond terms II Based on trade
I 12 months
================================================================= ==============
PAYMENT SUMMARY ================================================================= ==============
The Payment Summary section reflects payment information in DampBs file as of the date of this report
Below is an overview of the companys dollar-weighted payments segmented by its suppliers primary industries
Mfg electric test prd 1 35000 35000 100
OTHER INDUSTRIES 101 283550 20000 73 22 4 - 1
Other payment categories Cash experiences 7 750 250 Payment record unknown 0 Omiddot 0 Unfavorable commeJlts 1 1000 1000
Placed for collections With DampB 1 7500 Other 0 NA
===== ============== ========== Total in DampBs file 157 3017350 900000
The highest Now Owes on file is $750000
The highest Past Due on file is $10000
Dun amp Bradstreet has 157 payment experiences in its file for this company For your convenience we have displayed 80 representative experiences in the PAYMENTS section
====~============================================================
==============
PAYMENT DETAILS ================================================================= ==============
Detailed payment history
Date Paying High Now Past Selling Last Salemiddot Reported Record Credit Owes Due Terms Within
(rhmyy) ($) ($) ($) (months)
0709 Ppt 50 0 1 mo
Ppt 2500 0 1 mo
Ppt 200 i OOO 100000 2500 N60 1 mo
Ppt 200000 100000 0
----------------
0508 Ppt-Slow 30 20000 10000 deg N30 1 rno 0707 (08 0) 7500
Placed for collection
Accounts are sometimes placed for collection everi though the existence or amount of the debt is disputed
Payment experiences reflect how bills are met in relation to the terms granted In some instances payment beyond terms can be the result of disputesmiddot over merchandise skipped invoices etc
Each experience shown is from a separate supplier Updated trade experiences replace those previously reported
================================================================= ==============
FNANCE ================================================================= ==============
04172009
Three-year statement comparative
Fiscal Fiscal Fiscal
Dec 31 2005 Dec 31 2006 Dec 31 2008
Current Assets 53345000 33854000 34348000 Current Liabs 16314000 11173000 18594000 Current Ratio 327 303 1 85 Working Capital 37031000 22681000 15754000 Other Assets 9824000 15582000 124757000 Net Worth 38515000 28063000
1304000 Sales 79763000 86130000 130723000 Long Term Liab 8340000 10200000 139207000 Net Profit (Loss) 1105000 8689000 490000
Fiscal statement dated DEC 31 2008
Assets j Liabilities I -----------shy1
Other Curr Assets 343-480001 Other Curr Liabs 18594000
---------------1 Curr Assets 343480001 Curr Liabs 18594000
I Fixt amp Equip 110620001 Pension Reserves 7990000 Goodwill-Net 252040001 Other Liabilities 129932000 other Intangible 825380001 LT Liab-Other 1285000 Assets-Net TOTAL EQUITY 1304000 Deferred Income 2680001 Taxes I Other Assets 56850001
---------------11
Total Assets 1591050001 Total 159105000
From JAN 01 2008 to DEC 31 2008 annual sales $130723000 cost of goods soldmiddot $69475000 Gross profit $61248000 operating expenses $48302000 Operating income $i2946OOO other expenses $11971bOOi net income before taxes $975000 Federal income tax $485000 Net income $490000
Submitted MAR 31 2009 by Ronald Felber pres-ceo Prepared from books without audit
On April 17~ 2009 themiddotfinancial information was updated
================================================================= ==============
KEY BUSINESS RATIOS ================================================================= ==============
Statement date DEC 31 2008 Based on this number of establishments 28
Firm IIndustry Median I---~------------
Return of Sales 04 IReturn of Sales 11 Current Ratio middot18 ICurrent Ratio 21 Assets Sales 1217 IAssets Sales 575 Total Liability Net Worth 9999 ITotal Liability Net Worth 83 7
================================================================= ==============
PUBLIC FILINGS ================================================================= ==============
The following Public Filing data is for information purposes only and is not the official record Certified copies can only be obtained from the official source
================================================================= ==============
UCC FILINGS =~==================================================== ===========
==============
Collateral All Assets Type Original
-----------------------------------------------------------------
Sec party THROUGH ITS
ADMINISTRATIVE AGENT
Debtor Filing number Filed with DOVER DE
Date filed Latest Info Received
Collateral General
Leased Equipment
Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ
Date filed Latest Info Received
Collateral
Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ
Date filed Latest Info Received
CREDIT SUISSE FIRST BOSTON ACTING
CAYMAN ISLANDS BRANCH AS
NEW YORK NY OAKITE PRODUCTS INC 4216854 2 SECRETARY OF STATEUCC DIVISION
08022004 08262004
Accounts receivable and proceeds shy
intangibless) and proceeds shy
and proceeds Original CANON FINANCIAL SERVICES MOUNT
OAKITE PRODUCTS INC 23913509 SECRETARY OF STATEUCC DIVISION
11302006 12272006
Leased Assets - Leased Business machineryequipment Original CANON FINANCIAL SERVICES INC MT
OAKITE PRODUCTS INC 21685842 SECRETARY OF STATEUCC DIVISION
07112003 07292003
Type Continuation Sec party CREDIT SUISSE (FKA CREDIT SUISSEmiddot FIRST
BOSTON) ACTING THROUGH ITS CAYMAN ISLA NEW
YORK NY Debtor CHEMETALL CORPORATION Filing number 2009 0642311 Filed with SECRETARY OF STATEUCC DIVISION DOVER DE
Date filed 02272009 Latest Info Receiv~d 05122009 Original UCC filed date 08022004 Original filing no 4216861 7
The public record items contained in this report may have been paid termirtated vacated or released prior to the date this report was printe~
=======~===============================================~======== ==============
GOVERNMENT ACTIVITY =====================================================~ ===========
==============
Activity summary Borrower (DirGuar) NO Administrative debt YES Contractor YES Grantee NO Party excluded from federal program(s) NO
Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8 (A) firm NA
The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other- sources
----7-------shyCopyright 2009 Dun amp Bradstreet - Provided under
contract I
for the exclusive use of subsCriber 264750059L
FULL DISPLAY COMPLETE
~ 396484BIRHQ2156 3427456432lng emailhIm
dmiddotmiddotmiddotmiddotmiddotto Chemetall
~
ICompany Overview
Chemetall is a global company committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry eg lithium and cesium compounds
Chemetalls businesses historically emerged from the combination of expertise in chemistry and metallurgy which is still mirrored in the companys name Chemetall mainly sells customised packages of products and services ranging from consultation via development through to the operation of entire plants at the customers site - for instance car body pre-treatment in the automotive industry
The companys product portfolio is based on continuous research and development of leading edge technologies High perfOrming products combined with Chemetalls dedication to providing the best technical service and support to its customers have over the decades established excellent market positions in its fields of activity
Chemetall GmbH is headquartered in Frankfurt am Main It is the centre of a worldwide network of some 40 subsidiaries in Europe North and South America Asia Australia and Africa Most of these companies operate their own production sites and many also have their own development laboratories A largely decentralised organisation ensures that each local company can respond quickly and flexibly to the customers needs in its markets whilst at the same time being able to draw on the specialist resources within the Group In this way Chemetall combines the strength of a global supplier with the flexibility and customer focus of a medium-size company
Since August 1st 2004 Chemetall has been part of middotRockwood Holdings Inc
~II ~II
httpwwwchemetaIIcomindexjspjsessionid=D1E2B97C5F308BBEFA7790E98D334D 8112009
202009
~ _ c
bulliJi - - -Hsectr
jmiddotY I Chemetall
f 0
I News
I 2009 I zoosl 2007
2009
May 272009 Significant savings achieved with the change from zinc-phosphating pretreatment to Oxsllanreg technology Opel Replaces its Metal Pretreatment System Adam Opel GmbH in Kaiserslautem Germany is an important more
~tl
April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more
~ff
April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more
~If
February OS 2009 Chemetall Aerospace Technologies has successfully integrated the NOT business of Ely Chemical Company Ltd We are proud to inform our customers around the world that Chemetall has effectively transferred and more
~h~~gPASq~~~~JJetoChemetall~ aiiiiilry f 2009 tile neW legal entity name for ChemetallmiddotOakite will be
cCflemetalltJS Inc more
ctt
January 20 2009 Chemetall Oakite changed its name to Chemetall
Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc more
ft
2008
August 01 2008 Chemetall acquires Nalco Finishing Technologies Rockwood Holdings Inc Chemetall-Group has acquired Nalcos Finishing Technologies (FT) businessnull more
~
July 31 2008 Chemetall announces global price increases Chemetall is currently increasing prices within a range of 5 to 20 percent or implementing and adjusting more
~ff
httpwwwchemetallcomindexjspcontent=newsjspnewsDat=pressreleases_sortbyyear 81112009
2007
----------------- -r - ------1 ------------- c- - --r
April 01 2008 Chemetall acquires NOT Business of Ely Chemical Company Ltd Chemetall GmbH FrankfurtM via its UK subsidiary has acquired the NOT business of the UK basednull more
~JJ
March 29 2007 Chemetall Signs Distribution Agreement with Advanced Chemistry amp Technology Inc Chemetall Aerospace Technologies announced that it has signed an exclusive sales and distribution agreement more
~II
February 212007 Chemetall Acquires the Chemical Division Business of Wirral Fospray Chemetall PLC has announced the acquisition of the chemical division business from Wirral Fospray Limited more
~JI
January 22 2007 Rockwood Appoints M~nlka Engel-Bader President ofChemetal Rockwood Holdings Inc (NYSEROC) has announced that Dr Monika EngelshyBader has been appointed tonull more=
~II
httpwwwchemetallcomindexispcontent=newsi SpnewsDat=pressreleases sortbyyear 8112009
kindof activity Production fields of activity Lithium
~II ~IJ
~ Chemetall US Inc
Country United States Streetaddress 13177 Huron River Drive ZIP MI 48174 City Romulus Phone +1-734-941 3800 Fax +1-734-941-5524 kind of activity Productionmiddot fields of activity Surface Treatment MapMgQ
~I =11
IIsectsectsect Chemetall US Inc
Country United States Streetaddress 16961 Knott Ave ZIP CA 90638 City La Mirada Phone +1800-331-1197 Fax +1 714a70-6480 kind of activity Sales Production fields of activity Surface Treatment Map Mm
~J ~IJ
~ Chemetall US Inc
Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-464-6900 Fax +1908-464-5571 kind of activity Headoffice $ales Production fields of activity Surface Treatment Direct Contact Email oakiteproductschemetaILcom Map Map
~I ~II
httpwwwchemetallcomindexjspcontent=contact choice1jspid=United Statesampconti 81112009
Chemetall~~-V
J 4(
America ~ United Stetes 1lW
Chemetall Foote Corp
Country United States Streetaddress 348 Holiday Inn prive ZIP NC 28086 City Kings Mountain Phone +1-704-739 2501 Fax +1-704-734 0208 kind of activity Headoffice Sales Production fields of actvity Lithium Direct Contact Email footelithiumchemetallcom Map Map
~ II
~ Chemetall Foote Corp
Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-665-9466 Fax +1-908-665-8543 kind of activity Headoffice Sales fields of activity Special metals MapM~
~II ~11
~ Chemetall Foote Corp
Country United States Streetaddress 856 Foote Lane
ZIP TN 37134 City New Johnsonville Phone +1-931-535 3401 Fax +1-931-535 3404 kind of activity Production fields of activity Lithium Map Map
~IJ ~IJ
~ Chemetall Foote Corp
Country United States Streetaddress Hwy 265 ZIP NV 89047 City Silver Peak Phone +1-775-937-2222 Fax +1-775-937-2250
httpwwwchemetallcomindexj spcontent=contact_choice 1jspid=UnitedStatesampconti 8112009
~aa -rlte_middot~ bull Chemetall
II~metaIIOakl~ changeditsnClme tOlhemetall
Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc doing business as Chemetall The same applies to the Canadian subsidiary whose official name will be Chemetall Canada Limited
middotCustomers around the world link Chemetall with quality innovation and extraordinary technical services says Joris Merckx President Surface Treatment at Chemetall middotOne consistent name of our all our subsidiaries will strengthen our corporate brand and with it our image he commented
No changes Will be made to the Mexican and Brazilian entities as these countries already operate their business under the name of Chemetall
About Chemeta
Chemetall a company of Rockwood Holdings Inc (NYSE ROC) is one of the leading global companies committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry including lithium and cesium compounds
Contact Sandra Zirm Phone +496971653605 Mall sandrazirmchemetallcom
~I ~II
Violations occurring before March 152004 and after January 30 1997 remain subject to penalties adjusted for inflation as specified in TPEDs April 18 1997 memorandum entitled Penalty Policy Suwlements Pursuant to the Civil Penalty Inflation Adjustment Rule Copies of this memorandum are available upon request
Please contact Brian Dyer at (202) 564-4166 (dyerbrianepagov) if you have any questions concerning these penalty adjustments
Attaclunents
cc Rosemarie Kelley US EPA OECAOCE David Abdalla us EPA OECAOCE Susan OKeefe US EPA OECAOCE John Neylan US EPA OECAOC Tom Ripp US EPA OECAOC Priscilla Flattery US EPA OPPTSOPPT Ben Smith US EPA OEIOIAA
Craig Matthiessen US EPA OSWERJOEM Daniel Helfgott US EPA OPPTSOPP Deborah Brown US EPA Region 1 Nancy Bannakian US EPA Region 1 Ken Stoller US EPA Region 2 Adrian Enache US EPA Region 2 Daniel Kraft US EPA Region 2 John Higgins US EPA Region 2 Ken Eng US EPA Region 2 Harry Daw US EPA Region 3 Aquanetta Dickens US EPA Region 3 Mikal Shabazz US EPA Region 3 Jeaneanne Gettle US EPA Region 4 Anthony Toney US EPA Region 4 Joanne Benante US EPA Region 4 Caron Falconer US EPA Region 4 Anthony Restaino US EPA Region 5 MarkHorwitz US EPA Region 5 Bob Goodfellow US EPA Region 6 Maria Martinez US EPA Region 6 Steve Vargo US EPA Region 6 Jamie Green US EPA Region 7 Mark A Smith US EPA Region 7 Elisabeth Evans US EPA Region 8 Pam Cooper US EPA Region 9 Paula Bisson US EPA Region 9 Scott Downey US EPA Region 10
TPED Pen Adj Memo wAttachments - Page 2 of J9
ATTACHMENT A
FEDERAL INSECTICIDE FUNGICIDE AND RODENTICIDE ACT
FIFRA Worker Protection Standard Penalty Policy - Interim Final- (0901197)
Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act --Good Laboratory Practice (GLP) Regulations - (093091)
Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act (FIFRA) - (070290)
FIFRA Section 7(c) Enforcement Response Policy - (021086)
TOXIC SUBSTANCES CONTROL ACT
Section 1018 - Disclosure Rule Enforcement Response Policy - (020100)
Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8 12 AND 13shy(033199)
Polychlorinated Biphenyls Penalty Policy - (022698)
Enforcement Response Policy for TSCA Section 4 Test Rules - (052886)
Amendment to the TSCA Section 5 Enforcement Response Policy - (060889)
Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Polic~ - (013189)
Interim Final Enforcement Response Policy Asbestos Abatement Projects Worker Protection Final Rule - (111489)
Final TSCA GLP Enforcement Response Policy - (040985)
EMERGENCY PLANNING AND COMMUNITY RIGHT-TO-KNOW ACT
Enforcement Response Policy for Section 313 of the Emergency Planning Community Right-ToshyKnow Act (1989) and Section 6607 of the Pollution Prevention Act (1990) Amended shy(041201)
Enforcement Response Policy for Sections 30~ 311 and 312 of the Emergency Planning and Community Right-to-Know Act (1989) and Section 103 of the Comprehensive Environmental Response Compensation and Liability Act -(093099)
TPED Pen Adj Memo wAttachments - Page 3 of 19
ATTACHMENT B
FlFRA
Insert table (p 4-A) behind page 4 FIFRA Worker Protection Standard PenaltY Policy - Interim Final (090 97)
No insert Rodenticide Act - Good Laboratory Practice (GLP) Regulations (093091) Enforcement Response Policy for the Federal Insecticide Fungicide and
When proposing penalty amounts under the Enforcement Response Policy for GLP Regulations dated September 30 1991 actual dollar amounts are determined by using the ERP for FIFRA (070290) See directions below for F1FRA ERP
Insert after page 19-A in the policy and page CshyRodenticide Act (070290) Enforcement Response Policy for the Federal Insecticide Fungicide and
I in the appendix
No insert While the FIFRA ERP (1990) does not supersede the Section 7(c) ERP (1986) the matrix setting forth the penalties in the ERP for FIFRA (070290) should be used instead of the matrix in the 1986 policy
FIFRA Section 7(c)Enforcement Response Policy (021086)
TSCA
Insert matrix (Appendix B-4-A) behind Appendix B-4
Section 1018 - Disclosure Rule Enforcement Response Policy (020 I00)
Insert matrix (p7-B) behind page 7-A 12 AND 13 (033199) Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8
Polychlorinated Biphenyls Penalty Policy (040990) Insert matrix (p9-B) behind page 9-A
Enforcement Response Policy for TSCA Section 4 Test Rules (052886) Insert matrix (p2-B) behind page 2-A
Amendment to the TSCA Section 5 Enforcement Response Policy (060889) Insert matrix (p16-B) behind page 16-A
Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Insert matrix (pII-B) behind page II-A Policy (0 131 89) Insert matrix (p17-B) behind page 17-A
Interim Final Enforcement Response Policy - Asbestos Abatement Projects Insert matrix (p 6-B) behind page 6-A Worker Protection Final Rule (111489)
Final TSCA GLP Enforcement Response Policy (040985) Insert matrix (pA-B) behind page 4-A
EPCRA
Enforcement Response Policy for Section 313 of the Emergency Planning and I Insert matrix (pi I-B) behind page II-A Community Right-To-Know Act (1989) and Section 6607 ofthe Pollution Prevention Act (1990) Amended (04120 I )
Final Enforcement Response Policy for Sections 304 311312 of EPCRA and I Insert matrix (pp 20C amp 200) behind page 20B Section 103 ofCERCLA (093099)
TPED Pen Adj Memo wAttachments - Page 4 of 19
Page8-A
Gravity based penaltY matrix to supplement Recordkeeping and Reporting Rules and Requirements for TSCA Sections 8 12 and 13 for violations that occur on or after March 15 2004 Insert behind ~e 8
TSCA sectsect 8 12 amp 13 GRAVITY BASED PENALTY MATRIX
EXTENT CIRCUMSTANCES
A B C Major Significant Minor
LEVELS 1 $32500 $21922 $6448
High Range 2 $25791 $16764 $3869
3 $19343 $12895 $1934 Mid Range
4 $12895 $7737 $1290
5 $6448 $3869 $645 Low Range
6 $2579 $1676 $258
Note After calculating the gravity-based penalty for each count the total applicable gravity-based penalty for all counts in a particular casematter should be rounded to the nearest unit of $100 as required by the memorandum from Thomas Skinner dated September 212004 implementing the Civil Monetary Penalty Adjustment Rule as published in the Federal Register on February 132004 (69 FR 7121)
TPED Pen Adj Memo wAnachments - Page 9 of 19
UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
TSCA Section 5 and 8 Inspection Chemetall Oakite Inc 675 Central Avenue New Providence NJ 07974
From Chester Norman Chemist Leonard Pappalardo Chemist Toxics Section Toxics Section
To Daniel 1 Kraft Chief Toxics Section
On May 14 2008 a TSCA Section 5 and 8 inspection was conducted at Chemetall Oakite Inc at the address listed above This inspection was conducted as part of the regional neutral inspection scheme We scheduled the meeting in advance with Mr Michael Chang Manager Health and Environmental Department Upon arriving at Chemetall Oakite Inc official credentials were presented to Mr Michael Chang Julia C Murray Vice President Technical Marketing and Ron Ascenzo Director Technical Marketing Notices ofInspection (Attachment 1) and Confidentiality (Attachment 2) were issued and explained to Ms Murray Ms Murray signed the notices
Chemetall Oakite is an importer of chemicals They import metal cleaners and surface treatment chemicals They have approximately 110 employees in New Providence New Jersey Chemetall has been at this site since 2006 prior to that they were located in Berkley Heights New Jersey Chemetall Oakite Inc is also known as Chemetall Chemical Products and Chemetall Americas Chemetall Americas is owned by Rockwood Holding Company who is owned by Chemetall BMGH in Germany Their Standard Industrial Codes (SIC) is 5169 The companys fiscal year is the calendar year Ms Murray said Chemetall Oakite Incs corporate sales were approximately $100000000 Chemetall Oakites facility in New Providence New Jersey is the corporate headquarters sales export and import offices and their research and development laboratories for the United States Chemetall Oakite Inc has manufacturing facilities in La Mirada CA and Romulus MI
We asked if they filed an Inventory Update Report for the 2006 reporting period They didnt know We asked if they filed a preliminary assessment inventory report for any of the chemicals the company manufactures or imports and they responded they didnt know We asked if they filed any PMNs recently they responded with a 10 year old low volume exemption and an older PMN We asked if they filed any significant new use report they responded no We asked if they had a
TSCA Section 8c file They also responded no
We issued Receipts for Samples and Documents and Confidential Business Information Nothing was declared Confidential
Attachments 1 Notice ofInspection 2 Notice of Confidentiality 3 Receipt for Samples and Documents 4 Declaration of Confidential Business Information
I bull US ENVIRONMENTAL PIlOTECTlON ~- WASHINGTON DC 204Ci0
TOXIC 5UBSTAlCES CONTllOL ACI EPA-----_- _--__--------------------- shyTOXICS SECfION - NOTICE OF INSPECflON
1_ INVESTIGATION IDENT1FICAnON 3 F~Z~ ~~7jJi--- Chemetall Oaki 42008
S FACllrryS ADDRESS
~PA Region 2 MS-I05 iPECTORS ADDRESS
675 Central Ave Woodbridge Avenue New Providence New Jersey 07974-1560
on NJ08837-5602
REASON FOR INSPECTION
Under the authority of Section II of the Toxics Substances Control Act
b For the purposes of inspecting (Including taking samples photographs statements and other inspection activities) an establisbment facility or other premises in which chemical substances or mixtures or articles containing same are manufactured processed or stored or held before or after their distribution in commerce ( including records files papers processes controls and facilities) and any conveyance being used to transport chemical substances mixtures or articles containing same in connection with their distribution in commerce (including records files papers processes controls and facilities) bearing on whether the requirements of the Act applicable to the chemical substances mixtures or articles within or ass()Ciated with such premises or conveyance have been complied with
In In addition this inspection extends to (Check appropriate blocks)
Jq- A Financial data o D Personnel data I
LV B Sales data o E Research data
13 C Pricin ~ data The natureland extent of the inspection of such data specified in A through E above is as follows
~rtification
lcknowledge that the statements I have made on this fonnand all attachments thereto are true accurate and complete I acknowledge that y knowingly false or misleading statement may be punishable by fine or imprisonment or both under applicable law
PREVIOUS VERSIONS ARE OBSOLETE
ME
rnE Chemist
DATE SIGNED
~r TI11E -shy~J ~ea~~ (1 4~
A FORM 77ltWmiddot3A FOR 1018 (REVISED JAN 2002)
IUR FORM (Form U) submitted September 24 2008
CBIDELETED
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0- 0shy
-P 0 0shy
Zn2+ 0shyNAME Phosphoric acid zinc salt (21) 1RN 13598-37-3
l) - P -o-Il o
MW 25533
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OH I
HO-P-OH
1 o
NAME Ethanol 2-amino- phosphate (1 ) RN 29868-05-1 r
OH
MW 159077
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o II
HO- P-O- Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH
MW 119976
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HO - P shy 0shy Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH
MW 119976
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VJJJU1LlpJU) L1UVUJJ U 1 a~~ J VJ k
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NAME Zinc nitrate RN 7779-88-6
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0shyI
N+i o 0shy
Zn2+ 0shy
I N+ 0shy0
MW 189398
InJil~~tJ(tlJr~
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ampampampampamp ampu I IU Y fo4IampU ~ L U~ La o
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0 0
pl
o 0
Mn2 lt
NAME Phosphoric acid manganese(2+) salt (21) RN 18718-07-5
0 I
o-p -o-Il o
MW 244878
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0- 0_
po 0_
Zn2+ 0shyNAME Phosphoric acid zinc salt (21) lRN 13598-37-3 -0 - P -o-Il o
MW 25533
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0shy
I ~N-o 0shy
Mn+ NAME Manganese nitrate 0shyRN 10377-66-9 I
N+- 0shy0
MW 178946
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NAME Potassium cis-9-octadecenoic acid RN 143-18-0
o
O
(
MW 320555
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OH I
HO-P=O
~ OHN~I
0) p NAME Sodium aminotris(methylenephosphonate) II OHRN 20592-85-2
0P HO shy
OH
MW 2990478
Enlarge Structure
hale I~----F-o-r-m-o-re-in-fo-r-m-a-t-io-n-a-b-o-u-t-t-hi-s-s-u-b-s-ta-n-c-e------1 N=~Information
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NAME Sodium silicate RN 1344-09-8
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0shyt
O=Si 0shy
MW 122063
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Na+
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NAME Boric acid dipotassium salt RN 1332-77-0
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NAME Potassium tallate No StructureRN 61790-44-1
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HO OH
j ~
HO
OH
J NAME Boric acid compd with 222middotnitrilotris (ethanol) OH ~N-
HO
RN 68413middot80middot9
MW 2110202
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f
NAME Butanedioic acid 2-(octen-1-yl)- potassium salt (1 2)
ti~middotmiddot
(gt
a
RN 58641-28-4
MW 304466
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H3C OH
NAME Alcohol [USP] RN 64-17-5
MW 460684
~nlarge Structur~
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H3C OH
NAME Alcohol [U5P] RN 64-17-5
MW 460684
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0shy
IOp-o- cr3+
NAME Chromic phosphate I 0shyRN 7789-04-0
MW 146966
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NAME Monoammonium phosphate RN 7722-76-1
0 II
HO-P -0shyI
NW 4
OH
MW 115024
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INER
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HO OH Si NH2NAME Silanetriol 1-(3-aminopropyl)shy HO ~ ~
RN 58160-99-9
MW 13721
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Na+ o II
HO- p- 0shyNAME Disodium phosphate IRN 7558-79-4 0- Na+
MW 141958middot
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Loocuo Results Company DetaUs Contact Nsmes
Sitamp Inlo
DUNS Number
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9Jn1224a Chernelall Oakil Inc
675 Central we
New PlOYidence Unton NJ 07974 PO BOX 7 N_ PrcNiclence
NJ 079740007 908~900
51691001 Anti-corrosion product 424690 424690-Other Chemical lII1d Allied Prod
Ron Felper
President
65 100 $100000000
016164399 000000000 1067934JJ
PRIVATE COMPANY SINGlE
40697755 -74A08967
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556121200 Cham_Uslnc Chemelall dalcrle 675 Centrol we 11_ PrrMdllf1C8 Union NJ 07974 POBOX 7 New PrrMdence NJ 079740007 9OB-464~900
26420000 Polishes and sanitation goods 325612 325612-Po1ish amp 01 Ssnitalion Gd MIg Ronald Felber Pesident
90 340 S130723000
016164399 0000000oo 016164399
PRIVATE COMPANY HEADQUARTERS 40697755 74408967
custservdnbcom To Lee SpielmannR2USEPAlUSEPA Karen
bull SeetlR2USEPAlUSEPA08132009 11 22 AM
cc
bcc
Subject CHEMETALL OAKITE INC DampB Business Information Report
The folloWing e-mail was sent to you by seetkarenepagov Personal Note
ampBhas more options to help you decide with confidence Learn more about DampB eroducts and services lis this an important decision ~ IUJlilIImil
Get more with DampBs Enhanced Comprehensive Report ~I bull Business failure and credit scores
Click here to provideI bull Context behind the scores Added industrY and Financial comDarisons feedback on this report
iiiiRi55i~iiiiiAii~1~-
ort on this business
J --1- )21 _II1tjjjj1 Wgll_~yg 1
Copyright 2009 bun amp Bradstreet - Provided under contract
for the exclusive use of subscriber 264750059L
ATTN Lee Spielmann Report Printed AUG 13 2009
========================~======~=================================
============== BUSINESS SUMMARY
==========~======================================================
==============
CHEMETALL OAKITE INC (SUBSIDIARY OF ROCKWOOD SPECIALTIES INC PRINCETON NJ) 675 Central Ave New Providence NJ 07974
This is a headquarters D-U-N-Sreg Number 93-771-2248 (subsidiary) location Branch (es) or division(s) exist DampB Rating
Mailing address PO Box 7
II I
New ~rovidence NJ07974
Web site wwwrockwoodspeciallI IIIIIIIIIIIIII
Telephone
Chief executive
Year started
Management control
Employs
Sales
History
SIC
Line of business
tiescom
908 464-6900
RON FELPER PRES
1987
2006
100 (65 here)
$100000000
CLEAR
5169
Whol corrosion preventative chemicals
III III
================================================================= ===============
SPECIAL EVENTS ================================================================ ==============
06142007 Business started 1987 Present control succeeded June 2006
================================================================= ==============
SUMMARY ANALYSIS ================================================================= ==============
DampB Rating
The blank rating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and
that further enquiry should be made before reaching a decision Some reasons for using a _II symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information
Below is an overview of the companys rating history since 061507
DampBRating Date Applied 061507
The Summary Analysis section reflects information in DampBs file as of August 102009
=================~======~==~==~=======================~==========
============== INVESTIGATIVE SERVICES
================================================================= ==============
Update available on request
This information is being provided to you immediately in the interest of speed This reportmay not reflect the current status of this business DampB can investigate this business and update the information based on the resulta of that investigation
By ordering a standard investigation the same day you order this report an updated report will be provided to you at no extra cost
=========~=======================================================
==============
CUSTOMER SERVICE ================================================================= ==============
If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you
~ (
are outside the us contact your local DampB office
Additional Decision Support Available
Additional DampB products monitoring services and specialized investigations are available to help you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcom
=================================================================
===== = = = === = = =
HISTORY ================================================================= ==============
The following information was reported 08182008
Officer(s) RON FELPER PRES
THE OFFICER(S)
Business started 1987 Present control succeeded June 2006 100 of capital stock is owned by the parent company
RON FELPER Work history is unknown
Business address has changed from 14826 Ne 95th St Redmond WA 98052 to 675 Central Ave New Providence NJ 07974
=~===============================================================
==============
CORPORATE FAMILY =====================c=========================================== ==============
The following global corporate family members are related to this busihess
Members are listed alphabetically first by company name then by country or us state then by city
Global Ultimate Rockwood Holdings Inc Princeton NJ 01-616-4399
Parent Rockwood Specialties Group Inc Princeton NJ 10-679-3433
Affiliates (US) Advantis Technologies Inc Alpharetta GA 93-189-6385 Alphagary Corporation Leominster MA 09-743-4484 Ceramtec North America Innovative Laurens SC 17-483-0034 Ceramic Engineering Corporation Chemetall Foote Corp Kings Mountain NC 00-232-9456 Chemical Specialties Inc Charlotte NC 04-297-3313 Pure Wafer Inc Prescott AZ 83-746-8321 Rockwood Pigments NA Inc Beltsville MD 04-754-7690 Southern Clay Products Inc Gonzales TX 04-166-1737
Affiliates (International) AlphaGary (Canada) Limited Stoney Creek CANADA 24-924-8626 Cs i Kemwood AB Helsingborg SWEDEN 35-401-6487middot ProCeram spolmiddot s ro Dolni Rychnov CZECH 49-516-1929
REPUBLIC
== = = == = == = == ==== = == = = = == = = ==== = ==== = = ==== = = ===-= = = = = === == == === =
==============
OPERATIONS ===================~==========~====================== ============
==============
08182008
Description Subsidiary of Rockwood Specialties Inc
Princeton NJ started 2000 which operates as a wholesaler
of chemicals or allied products Parent company owns 100
of capital stock
Wholesales corrosion preventative chemicals (100)
Terms are Net 30 days Has 600+ account(s) Sells to
aerospace industry Territory North and South America
Nonseasonal
Employees 100 which includes officer(s) 65 employed here
Facilities Leases premises in a single story brick building
Location Central business section on well traveled street
Branches This business has multiple branches detailed branchdivision information is available in
Dun amp Bradstreets linkage or family tree products
==============~==============~===================================
==============
SIC amp NAICS ================================================================= ==============
SIC Based on information in our file NAICS DampB has assigned this company an extended 8-digit SIC DampBs use of 424~90 Other Chemical and Alli~d
a-digit SICs enables us to be more Products Merchant specific to a companys operations Wholesalers than if we use the standard 4-digit code
51691001 Anti-corrosion products
=================================================~== ============
============== PAYMENT SUMMARY
==============~===========~=========================== ===========
===============
DampB has not received a sufficientsample of payment experiences to establish a PAYDEX score
DampB receives over 600 million payment experiences each year We enter these new and updated experiences intoDampB Reports as this information is received At this time none of those experi~nces relate to this company
=======================================================~==========
============== FINANCE
================================================================= ==-= = = == == === ==
06142007
On JUN 14 2007 Michael Lissandrello SIs Mgr deferred financial statement
Michael Lissandrello submitted the following partial estimates dated JUN 14 2007
Sales for 2006 were $100000000
As of June 14 2007 a search of Dun amp Bradstreets Public Record database found no open suits liens judgements or UCCs to which Chemetall Oakite Inc at 675 Central Ave New Providence NJ was named defendant or debtor Public records received hereafter will be entered into the database and will be included in reports which contain a Public Filings ~ection
==============================================~====== ===========
============== PUBLIC FILINGS
================~====~================================ ===========
==============
A check of DampBs public records database indicates that no filings were found for CHEMETALL OAKITE INC at 675 Central Ave New Providence NJ
DampBs extensive database of public record information is updated daily to ensure timely reporting of changes and additions It includes business-related suits liens judgments bankruptcies UCC financing statements and business registrations from every state and the District of Columbia as well as select filing types from Puerto Rico and the US Virgin Islands
DampBmiddotcollects public records throughmiddot a combination of court reporters third parties and direct electronic links with federal and local authori~ies Its database of US business-related filings is now the largest of its kind
===~====~========================================================
============== GOVERNMENT ACTIVITY
================================================================= ==============
Activity summary Borrower (DirGuar) NO Administrative debt NO Contractor YES Grantee NO Party excluded from federal program(s) NO
Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8(A) firm NA
The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other sources
Copyright 2009 Dun amp Bradstreet- Provided under contract
for the exclusive use of subscriber 264750059L
FULL DISPLAY COMPLETE
~ ~
396484BIR21523427615308tng emailhtm
-- -- - ~-
(I custservdnbeom To Lee SpielmannH2USEPAlUSEPA Karen
SeetlR2USEPAlUSEPA08112009 0314 PM cc
bec
Subject CHEMETALL US INC DampB Business Information Report
The following e-mail was sent to you by seetkarenepagov Personal Note
~--~amp8 has more oDtfcins tohelDvou decide with confidence Learn more about DampB products and services Is this an important decision ~~~~~
Get more with DampBs Enhanced Comprehensiye Report bull Business failure and credit scores
Click here to providebull Context behind the scores bull Added industrv and Financial comparisons feedback on this report
~~OC--~
f4fi1 Order reports on other businesses
Copyright 2009 Dun amp Bradstreet - Provided under contract
for the exclusive use of subscriber 264750059L
ATTN Lee Spielmann Report Printed AUG 11 2009
In Date
=====================~===========================================
============== BUSINESS SUMMARY
===============================~====================== ===========
==============
CHEMETALL US INC (SUBSIDIARY OF ROCKWOOD HOLDINGS INC PRINCETON NJ) CHEMETALL OAKITE 675 Central Ave New Providence NJ 07974
This is a headquarters I D-U~N-S Number 55-612-1200 (subsidiary) location IBranch (es) or division(s) exist I DampB Rating
Mailing address PO Box 7 IIINew Providence NJ
07974 DampB PAYDEXreg
1 12-Month DampB 74 Web site wwwchemetallcom I PAYDEX
I
Telephone 908 464-6900 I When weighted by dollar amount
f paYments to suppliers average 9 days Chief executive RONALD FELBER I beyond terms
I
PRES-CEO II Based on trade collected
over last Year started 1909 I 12 months
Management control
Employs
Financial statement date
Sales F
Net worth
History
Financing
Financial condition
SIC
Line of business
2004
340 (90 here)
DEC 31 2008
$130723000
(106438000)
CLEAR
SECURED
UNBALANCED
2842 2899 2851
Mfg polishsanitation gd mfg chemical preparation
IIIIIIIII
=======================================================~========
==============
SUMMARY ANALYSIS ================================================================= ==============
DampB Rating
The Rating was changed on April 17 2009 because of DampB I S overall assessment of the companys financial payment and history information The blankrating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and that further enquiry should be made before reaching a decision Some reasons for using a II_II
symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information
Below is an overview of the companys rating history since 060707
DampB Rating Date Applied 041709
1R4 030209 1R3 101408 4A3 072408 4A2 060707
The Summary Analysis section reflects information in DampBs file as of August 10 2009
====================~=====================~======================
============== CUSTOMER SERVrCE
================================================~===== ===========
==============
If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you are outside the US contact your local DampB office
Additional Decision Support Available
Additional DampB products monitoring services and specialized
investigations are available tomiddothelp you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcommiddot
================================================================= ==============
HISTORY ====~=========================~=====~================= =========== ==============
The following information was reported 07142009
Officer(s) RONALD FELBER PRES-CEO PHILIP E KELLY VICE PRESIDENT GREGORY V POFF VICE PRESIDENT
DIRECTOR (S) THE OFFICER(S)
The Delaware Secretary of States business registrations file showed that Oakite Products Inc was registered as a corporation on December 19 1991
Business started 1909 by David C Ball George W Oakley and Daniel C Smith Present control succeeded 2004 100 of capital stock is owned by parent company
RONALD FELBER born 1951 1989~present active here 1985-1989 employed with Avon Products Inc New York NY Graduated from Georgetown University in 1973 with a BS degree Also received MA degree from Loyola University in 1985
PHILP E KELLY born 1948 1972-present active here Graduated from University of Dayton in 1970 with a BS Degree Also received MBA Degree from Seton Hall University in 1978
GREGORY V POFF born 1948 1970-present active here Graduated from Catawba College in 1970 with a BA degree Also received MBA from Pace University in
1982
==========================~========================~=============
==============
CORPORATE FAMILY ================================================================= ==============
The following global corporate family members are related to this business Members are listed alphabetically first by company name then by country or US state then by city
Parent Rockwood Holdings Inc Princeton NJ 01-616-4399
Subsidiaries (International) Cheme~allCanada Limited Brampton CANADA 20-036-7514 Chemetall Mexicana SA de CV El Marques MEXICO 81-232-9050
Branches (US) Chemetall Us Inc La Mirada CA 15-886-0572 Chemetall Us Inc Romulus MI 00-515-7698
Affiliates (US) Chemetall Chemical Products Inc New Providence NJ 82-485-0580 Chemetall Oakite La Mirada - Plant La Mirada CA 61- 036 -9832middot Mineral Research and Development Charlotte NC 61-036-9477 Rockwood Holding Company Chicago IL 78-166-9635 Rockwood Specialties Consolidated Inc Princeton NJ 03-845-1386 Rockwood Specialties Group Inc Princeton NJ 10-679-3433 SachtlebenCorporation White Plains NY
95-666-4114 Viance LLC Charlotte NC 79-544-7346
Affiliates (International) Sachtleben Pigments Oy Helsinki FINLAND 54-023-5819
================================================================ ==============
OPERATIONS ==========~========================================== ============
==============
07142009
Description Subsidiary of Rockwood Holdings Inc Princeton NJ
As noted the parent company is Rockwood Holdings Inc
DUNS 01-616-4399 and reference is made to that report
for background information on the parent company and its
management
Manufactures specialty cleaning polishing or sanitation
preparations and sanitation preparations disinfectants or
deodorants Manufactures chemical preparations
specializing in metal treating compounds rust resisting
compounds and water treating compounds Manufactures
paints varnishes lacquers enamels or allied products
and paint removers
Has 10000 account(s) Terms are Net 30 days Sells to
industrial concerns Territory United States Mexico
Brazil and Canada
Nonseasonal
Employees 340 which includes officer(s) and 2 part-time 90 employed
here
Facilities Rents 37000 sq ft ina one story brick building
Location Suburban business section on well traveled street
Branche~ This business has multiple branches detailed branchdivision information is available in
Dun amp Bradstreets linkage or family tree products
Subsidiaries This business has 2 subsidiaries listed below
The extent of ownership where known is shown in
parenthesis following company name
Oakite Canada Limited Bramalea Ontario Canada (100)
Manufactures chemical specialty products Intercompany
relations reported by management to consist of
merchandise and service transactions cleared as scheduled
Chemetall Mexicana Monteray Mexico (100) Manufactures
chemical specialty products
=================================================~===============
==============
SIC amp NAICS ===========~===============~=================================~===
==============
SIC Based on information in our file NAICS DampB has assigned this company an extended a-digit SIC DampBs use of 325612 Polish and Other a-digit SICs enables us to be more Sanitation Good specific to a companys operations Manufacturing than if we use the standard 325612 Polish and Other 4-digit code Sanitation Good
middot 28420000 Polishes and sanitation Miscellaneous
goods and 28420400 Sanitation Manufacturing
preparations Miscellaneous
disinfectants and and
deodorants Manufacturing 28999931 Metal treating compounds Miscellaneous 28999942 Rust resistirtg compounds and
28999948 Water treat~ng compounds Manufacturing 28510000middot Paints and allied Coating
products middot28510401 Paint removers Coating
325998
325998
325998
325510
325510
Manufacturing All Other
Chemical Product
preparation
All Other
Chemical PrOduct
Preparation
All Other
Chemical Product
Preparation
Paint and
Manufacturing Paint and
Manufacturing
================================================================= ==============
DampB PAYDEX ================================================================= ==============
The DampB PAYDEX is a unique dollar weighted indicator of payment performance based on up to 157 payment experiences as reported to DampB by trade references
3-Month DampB PAYDEX 75 I 12-Month DampB PAYDEX 74 I
When weighted by dollar amount I When weighted by dollar amount payments to suppliers average average 9 days beyond terms
Based on trade collected over collected over last months
8 days I payments to suppliers
last 3
I beyond terms II Based on trade
I 12 months
================================================================= ==============
PAYMENT SUMMARY ================================================================= ==============
The Payment Summary section reflects payment information in DampBs file as of the date of this report
Below is an overview of the companys dollar-weighted payments segmented by its suppliers primary industries
Mfg electric test prd 1 35000 35000 100
OTHER INDUSTRIES 101 283550 20000 73 22 4 - 1
Other payment categories Cash experiences 7 750 250 Payment record unknown 0 Omiddot 0 Unfavorable commeJlts 1 1000 1000
Placed for collections With DampB 1 7500 Other 0 NA
===== ============== ========== Total in DampBs file 157 3017350 900000
The highest Now Owes on file is $750000
The highest Past Due on file is $10000
Dun amp Bradstreet has 157 payment experiences in its file for this company For your convenience we have displayed 80 representative experiences in the PAYMENTS section
====~============================================================
==============
PAYMENT DETAILS ================================================================= ==============
Detailed payment history
Date Paying High Now Past Selling Last Salemiddot Reported Record Credit Owes Due Terms Within
(rhmyy) ($) ($) ($) (months)
0709 Ppt 50 0 1 mo
Ppt 2500 0 1 mo
Ppt 200 i OOO 100000 2500 N60 1 mo
Ppt 200000 100000 0
----------------
0508 Ppt-Slow 30 20000 10000 deg N30 1 rno 0707 (08 0) 7500
Placed for collection
Accounts are sometimes placed for collection everi though the existence or amount of the debt is disputed
Payment experiences reflect how bills are met in relation to the terms granted In some instances payment beyond terms can be the result of disputesmiddot over merchandise skipped invoices etc
Each experience shown is from a separate supplier Updated trade experiences replace those previously reported
================================================================= ==============
FNANCE ================================================================= ==============
04172009
Three-year statement comparative
Fiscal Fiscal Fiscal
Dec 31 2005 Dec 31 2006 Dec 31 2008
Current Assets 53345000 33854000 34348000 Current Liabs 16314000 11173000 18594000 Current Ratio 327 303 1 85 Working Capital 37031000 22681000 15754000 Other Assets 9824000 15582000 124757000 Net Worth 38515000 28063000
1304000 Sales 79763000 86130000 130723000 Long Term Liab 8340000 10200000 139207000 Net Profit (Loss) 1105000 8689000 490000
Fiscal statement dated DEC 31 2008
Assets j Liabilities I -----------shy1
Other Curr Assets 343-480001 Other Curr Liabs 18594000
---------------1 Curr Assets 343480001 Curr Liabs 18594000
I Fixt amp Equip 110620001 Pension Reserves 7990000 Goodwill-Net 252040001 Other Liabilities 129932000 other Intangible 825380001 LT Liab-Other 1285000 Assets-Net TOTAL EQUITY 1304000 Deferred Income 2680001 Taxes I Other Assets 56850001
---------------11
Total Assets 1591050001 Total 159105000
From JAN 01 2008 to DEC 31 2008 annual sales $130723000 cost of goods soldmiddot $69475000 Gross profit $61248000 operating expenses $48302000 Operating income $i2946OOO other expenses $11971bOOi net income before taxes $975000 Federal income tax $485000 Net income $490000
Submitted MAR 31 2009 by Ronald Felber pres-ceo Prepared from books without audit
On April 17~ 2009 themiddotfinancial information was updated
================================================================= ==============
KEY BUSINESS RATIOS ================================================================= ==============
Statement date DEC 31 2008 Based on this number of establishments 28
Firm IIndustry Median I---~------------
Return of Sales 04 IReturn of Sales 11 Current Ratio middot18 ICurrent Ratio 21 Assets Sales 1217 IAssets Sales 575 Total Liability Net Worth 9999 ITotal Liability Net Worth 83 7
================================================================= ==============
PUBLIC FILINGS ================================================================= ==============
The following Public Filing data is for information purposes only and is not the official record Certified copies can only be obtained from the official source
================================================================= ==============
UCC FILINGS =~==================================================== ===========
==============
Collateral All Assets Type Original
-----------------------------------------------------------------
Sec party THROUGH ITS
ADMINISTRATIVE AGENT
Debtor Filing number Filed with DOVER DE
Date filed Latest Info Received
Collateral General
Leased Equipment
Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ
Date filed Latest Info Received
Collateral
Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ
Date filed Latest Info Received
CREDIT SUISSE FIRST BOSTON ACTING
CAYMAN ISLANDS BRANCH AS
NEW YORK NY OAKITE PRODUCTS INC 4216854 2 SECRETARY OF STATEUCC DIVISION
08022004 08262004
Accounts receivable and proceeds shy
intangibless) and proceeds shy
and proceeds Original CANON FINANCIAL SERVICES MOUNT
OAKITE PRODUCTS INC 23913509 SECRETARY OF STATEUCC DIVISION
11302006 12272006
Leased Assets - Leased Business machineryequipment Original CANON FINANCIAL SERVICES INC MT
OAKITE PRODUCTS INC 21685842 SECRETARY OF STATEUCC DIVISION
07112003 07292003
Type Continuation Sec party CREDIT SUISSE (FKA CREDIT SUISSEmiddot FIRST
BOSTON) ACTING THROUGH ITS CAYMAN ISLA NEW
YORK NY Debtor CHEMETALL CORPORATION Filing number 2009 0642311 Filed with SECRETARY OF STATEUCC DIVISION DOVER DE
Date filed 02272009 Latest Info Receiv~d 05122009 Original UCC filed date 08022004 Original filing no 4216861 7
The public record items contained in this report may have been paid termirtated vacated or released prior to the date this report was printe~
=======~===============================================~======== ==============
GOVERNMENT ACTIVITY =====================================================~ ===========
==============
Activity summary Borrower (DirGuar) NO Administrative debt YES Contractor YES Grantee NO Party excluded from federal program(s) NO
Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8 (A) firm NA
The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other- sources
----7-------shyCopyright 2009 Dun amp Bradstreet - Provided under
contract I
for the exclusive use of subsCriber 264750059L
FULL DISPLAY COMPLETE
~ 396484BIRHQ2156 3427456432lng emailhIm
dmiddotmiddotmiddotmiddotmiddotto Chemetall
~
ICompany Overview
Chemetall is a global company committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry eg lithium and cesium compounds
Chemetalls businesses historically emerged from the combination of expertise in chemistry and metallurgy which is still mirrored in the companys name Chemetall mainly sells customised packages of products and services ranging from consultation via development through to the operation of entire plants at the customers site - for instance car body pre-treatment in the automotive industry
The companys product portfolio is based on continuous research and development of leading edge technologies High perfOrming products combined with Chemetalls dedication to providing the best technical service and support to its customers have over the decades established excellent market positions in its fields of activity
Chemetall GmbH is headquartered in Frankfurt am Main It is the centre of a worldwide network of some 40 subsidiaries in Europe North and South America Asia Australia and Africa Most of these companies operate their own production sites and many also have their own development laboratories A largely decentralised organisation ensures that each local company can respond quickly and flexibly to the customers needs in its markets whilst at the same time being able to draw on the specialist resources within the Group In this way Chemetall combines the strength of a global supplier with the flexibility and customer focus of a medium-size company
Since August 1st 2004 Chemetall has been part of middotRockwood Holdings Inc
~II ~II
httpwwwchemetaIIcomindexjspjsessionid=D1E2B97C5F308BBEFA7790E98D334D 8112009
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I 2009 I zoosl 2007
2009
May 272009 Significant savings achieved with the change from zinc-phosphating pretreatment to Oxsllanreg technology Opel Replaces its Metal Pretreatment System Adam Opel GmbH in Kaiserslautem Germany is an important more
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April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more
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April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more
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February OS 2009 Chemetall Aerospace Technologies has successfully integrated the NOT business of Ely Chemical Company Ltd We are proud to inform our customers around the world that Chemetall has effectively transferred and more
~h~~gPASq~~~~JJetoChemetall~ aiiiiilry f 2009 tile neW legal entity name for ChemetallmiddotOakite will be
cCflemetalltJS Inc more
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January 20 2009 Chemetall Oakite changed its name to Chemetall
Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc more
ft
2008
August 01 2008 Chemetall acquires Nalco Finishing Technologies Rockwood Holdings Inc Chemetall-Group has acquired Nalcos Finishing Technologies (FT) businessnull more
~
July 31 2008 Chemetall announces global price increases Chemetall is currently increasing prices within a range of 5 to 20 percent or implementing and adjusting more
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httpwwwchemetallcomindexjspcontent=newsjspnewsDat=pressreleases_sortbyyear 81112009
2007
----------------- -r - ------1 ------------- c- - --r
April 01 2008 Chemetall acquires NOT Business of Ely Chemical Company Ltd Chemetall GmbH FrankfurtM via its UK subsidiary has acquired the NOT business of the UK basednull more
~JJ
March 29 2007 Chemetall Signs Distribution Agreement with Advanced Chemistry amp Technology Inc Chemetall Aerospace Technologies announced that it has signed an exclusive sales and distribution agreement more
~II
February 212007 Chemetall Acquires the Chemical Division Business of Wirral Fospray Chemetall PLC has announced the acquisition of the chemical division business from Wirral Fospray Limited more
~JI
January 22 2007 Rockwood Appoints M~nlka Engel-Bader President ofChemetal Rockwood Holdings Inc (NYSEROC) has announced that Dr Monika EngelshyBader has been appointed tonull more=
~II
httpwwwchemetallcomindexispcontent=newsi SpnewsDat=pressreleases sortbyyear 8112009
kindof activity Production fields of activity Lithium
~II ~IJ
~ Chemetall US Inc
Country United States Streetaddress 13177 Huron River Drive ZIP MI 48174 City Romulus Phone +1-734-941 3800 Fax +1-734-941-5524 kind of activity Productionmiddot fields of activity Surface Treatment MapMgQ
~I =11
IIsectsectsect Chemetall US Inc
Country United States Streetaddress 16961 Knott Ave ZIP CA 90638 City La Mirada Phone +1800-331-1197 Fax +1 714a70-6480 kind of activity Sales Production fields of activity Surface Treatment Map Mm
~J ~IJ
~ Chemetall US Inc
Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-464-6900 Fax +1908-464-5571 kind of activity Headoffice $ales Production fields of activity Surface Treatment Direct Contact Email oakiteproductschemetaILcom Map Map
~I ~II
httpwwwchemetallcomindexjspcontent=contact choice1jspid=United Statesampconti 81112009
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America ~ United Stetes 1lW
Chemetall Foote Corp
Country United States Streetaddress 348 Holiday Inn prive ZIP NC 28086 City Kings Mountain Phone +1-704-739 2501 Fax +1-704-734 0208 kind of activity Headoffice Sales Production fields of actvity Lithium Direct Contact Email footelithiumchemetallcom Map Map
~ II
~ Chemetall Foote Corp
Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-665-9466 Fax +1-908-665-8543 kind of activity Headoffice Sales fields of activity Special metals MapM~
~II ~11
~ Chemetall Foote Corp
Country United States Streetaddress 856 Foote Lane
ZIP TN 37134 City New Johnsonville Phone +1-931-535 3401 Fax +1-931-535 3404 kind of activity Production fields of activity Lithium Map Map
~IJ ~IJ
~ Chemetall Foote Corp
Country United States Streetaddress Hwy 265 ZIP NV 89047 City Silver Peak Phone +1-775-937-2222 Fax +1-775-937-2250
httpwwwchemetallcomindexj spcontent=contact_choice 1jspid=UnitedStatesampconti 8112009
~aa -rlte_middot~ bull Chemetall
II~metaIIOakl~ changeditsnClme tOlhemetall
Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc doing business as Chemetall The same applies to the Canadian subsidiary whose official name will be Chemetall Canada Limited
middotCustomers around the world link Chemetall with quality innovation and extraordinary technical services says Joris Merckx President Surface Treatment at Chemetall middotOne consistent name of our all our subsidiaries will strengthen our corporate brand and with it our image he commented
No changes Will be made to the Mexican and Brazilian entities as these countries already operate their business under the name of Chemetall
About Chemeta
Chemetall a company of Rockwood Holdings Inc (NYSE ROC) is one of the leading global companies committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry including lithium and cesium compounds
Contact Sandra Zirm Phone +496971653605 Mall sandrazirmchemetallcom
~I ~II
ATTACHMENT A
FEDERAL INSECTICIDE FUNGICIDE AND RODENTICIDE ACT
FIFRA Worker Protection Standard Penalty Policy - Interim Final- (0901197)
Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act --Good Laboratory Practice (GLP) Regulations - (093091)
Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act (FIFRA) - (070290)
FIFRA Section 7(c) Enforcement Response Policy - (021086)
TOXIC SUBSTANCES CONTROL ACT
Section 1018 - Disclosure Rule Enforcement Response Policy - (020100)
Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8 12 AND 13shy(033199)
Polychlorinated Biphenyls Penalty Policy - (022698)
Enforcement Response Policy for TSCA Section 4 Test Rules - (052886)
Amendment to the TSCA Section 5 Enforcement Response Policy - (060889)
Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Polic~ - (013189)
Interim Final Enforcement Response Policy Asbestos Abatement Projects Worker Protection Final Rule - (111489)
Final TSCA GLP Enforcement Response Policy - (040985)
EMERGENCY PLANNING AND COMMUNITY RIGHT-TO-KNOW ACT
Enforcement Response Policy for Section 313 of the Emergency Planning Community Right-ToshyKnow Act (1989) and Section 6607 of the Pollution Prevention Act (1990) Amended shy(041201)
Enforcement Response Policy for Sections 30~ 311 and 312 of the Emergency Planning and Community Right-to-Know Act (1989) and Section 103 of the Comprehensive Environmental Response Compensation and Liability Act -(093099)
TPED Pen Adj Memo wAttachments - Page 3 of 19
ATTACHMENT B
FlFRA
Insert table (p 4-A) behind page 4 FIFRA Worker Protection Standard PenaltY Policy - Interim Final (090 97)
No insert Rodenticide Act - Good Laboratory Practice (GLP) Regulations (093091) Enforcement Response Policy for the Federal Insecticide Fungicide and
When proposing penalty amounts under the Enforcement Response Policy for GLP Regulations dated September 30 1991 actual dollar amounts are determined by using the ERP for FIFRA (070290) See directions below for F1FRA ERP
Insert after page 19-A in the policy and page CshyRodenticide Act (070290) Enforcement Response Policy for the Federal Insecticide Fungicide and
I in the appendix
No insert While the FIFRA ERP (1990) does not supersede the Section 7(c) ERP (1986) the matrix setting forth the penalties in the ERP for FIFRA (070290) should be used instead of the matrix in the 1986 policy
FIFRA Section 7(c)Enforcement Response Policy (021086)
TSCA
Insert matrix (Appendix B-4-A) behind Appendix B-4
Section 1018 - Disclosure Rule Enforcement Response Policy (020 I00)
Insert matrix (p7-B) behind page 7-A 12 AND 13 (033199) Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8
Polychlorinated Biphenyls Penalty Policy (040990) Insert matrix (p9-B) behind page 9-A
Enforcement Response Policy for TSCA Section 4 Test Rules (052886) Insert matrix (p2-B) behind page 2-A
Amendment to the TSCA Section 5 Enforcement Response Policy (060889) Insert matrix (p16-B) behind page 16-A
Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Insert matrix (pII-B) behind page II-A Policy (0 131 89) Insert matrix (p17-B) behind page 17-A
Interim Final Enforcement Response Policy - Asbestos Abatement Projects Insert matrix (p 6-B) behind page 6-A Worker Protection Final Rule (111489)
Final TSCA GLP Enforcement Response Policy (040985) Insert matrix (pA-B) behind page 4-A
EPCRA
Enforcement Response Policy for Section 313 of the Emergency Planning and I Insert matrix (pi I-B) behind page II-A Community Right-To-Know Act (1989) and Section 6607 ofthe Pollution Prevention Act (1990) Amended (04120 I )
Final Enforcement Response Policy for Sections 304 311312 of EPCRA and I Insert matrix (pp 20C amp 200) behind page 20B Section 103 ofCERCLA (093099)
TPED Pen Adj Memo wAttachments - Page 4 of 19
Page8-A
Gravity based penaltY matrix to supplement Recordkeeping and Reporting Rules and Requirements for TSCA Sections 8 12 and 13 for violations that occur on or after March 15 2004 Insert behind ~e 8
TSCA sectsect 8 12 amp 13 GRAVITY BASED PENALTY MATRIX
EXTENT CIRCUMSTANCES
A B C Major Significant Minor
LEVELS 1 $32500 $21922 $6448
High Range 2 $25791 $16764 $3869
3 $19343 $12895 $1934 Mid Range
4 $12895 $7737 $1290
5 $6448 $3869 $645 Low Range
6 $2579 $1676 $258
Note After calculating the gravity-based penalty for each count the total applicable gravity-based penalty for all counts in a particular casematter should be rounded to the nearest unit of $100 as required by the memorandum from Thomas Skinner dated September 212004 implementing the Civil Monetary Penalty Adjustment Rule as published in the Federal Register on February 132004 (69 FR 7121)
TPED Pen Adj Memo wAnachments - Page 9 of 19
UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
TSCA Section 5 and 8 Inspection Chemetall Oakite Inc 675 Central Avenue New Providence NJ 07974
From Chester Norman Chemist Leonard Pappalardo Chemist Toxics Section Toxics Section
To Daniel 1 Kraft Chief Toxics Section
On May 14 2008 a TSCA Section 5 and 8 inspection was conducted at Chemetall Oakite Inc at the address listed above This inspection was conducted as part of the regional neutral inspection scheme We scheduled the meeting in advance with Mr Michael Chang Manager Health and Environmental Department Upon arriving at Chemetall Oakite Inc official credentials were presented to Mr Michael Chang Julia C Murray Vice President Technical Marketing and Ron Ascenzo Director Technical Marketing Notices ofInspection (Attachment 1) and Confidentiality (Attachment 2) were issued and explained to Ms Murray Ms Murray signed the notices
Chemetall Oakite is an importer of chemicals They import metal cleaners and surface treatment chemicals They have approximately 110 employees in New Providence New Jersey Chemetall has been at this site since 2006 prior to that they were located in Berkley Heights New Jersey Chemetall Oakite Inc is also known as Chemetall Chemical Products and Chemetall Americas Chemetall Americas is owned by Rockwood Holding Company who is owned by Chemetall BMGH in Germany Their Standard Industrial Codes (SIC) is 5169 The companys fiscal year is the calendar year Ms Murray said Chemetall Oakite Incs corporate sales were approximately $100000000 Chemetall Oakites facility in New Providence New Jersey is the corporate headquarters sales export and import offices and their research and development laboratories for the United States Chemetall Oakite Inc has manufacturing facilities in La Mirada CA and Romulus MI
We asked if they filed an Inventory Update Report for the 2006 reporting period They didnt know We asked if they filed a preliminary assessment inventory report for any of the chemicals the company manufactures or imports and they responded they didnt know We asked if they filed any PMNs recently they responded with a 10 year old low volume exemption and an older PMN We asked if they filed any significant new use report they responded no We asked if they had a
TSCA Section 8c file They also responded no
We issued Receipts for Samples and Documents and Confidential Business Information Nothing was declared Confidential
Attachments 1 Notice ofInspection 2 Notice of Confidentiality 3 Receipt for Samples and Documents 4 Declaration of Confidential Business Information
I bull US ENVIRONMENTAL PIlOTECTlON ~- WASHINGTON DC 204Ci0
TOXIC 5UBSTAlCES CONTllOL ACI EPA-----_- _--__--------------------- shyTOXICS SECfION - NOTICE OF INSPECflON
1_ INVESTIGATION IDENT1FICAnON 3 F~Z~ ~~7jJi--- Chemetall Oaki 42008
S FACllrryS ADDRESS
~PA Region 2 MS-I05 iPECTORS ADDRESS
675 Central Ave Woodbridge Avenue New Providence New Jersey 07974-1560
on NJ08837-5602
REASON FOR INSPECTION
Under the authority of Section II of the Toxics Substances Control Act
b For the purposes of inspecting (Including taking samples photographs statements and other inspection activities) an establisbment facility or other premises in which chemical substances or mixtures or articles containing same are manufactured processed or stored or held before or after their distribution in commerce ( including records files papers processes controls and facilities) and any conveyance being used to transport chemical substances mixtures or articles containing same in connection with their distribution in commerce (including records files papers processes controls and facilities) bearing on whether the requirements of the Act applicable to the chemical substances mixtures or articles within or ass()Ciated with such premises or conveyance have been complied with
In In addition this inspection extends to (Check appropriate blocks)
Jq- A Financial data o D Personnel data I
LV B Sales data o E Research data
13 C Pricin ~ data The natureland extent of the inspection of such data specified in A through E above is as follows
~rtification
lcknowledge that the statements I have made on this fonnand all attachments thereto are true accurate and complete I acknowledge that y knowingly false or misleading statement may be punishable by fine or imprisonment or both under applicable law
PREVIOUS VERSIONS ARE OBSOLETE
ME
rnE Chemist
DATE SIGNED
~r TI11E -shy~J ~ea~~ (1 4~
A FORM 77ltWmiddot3A FOR 1018 (REVISED JAN 2002)
IUR FORM (Form U) submitted September 24 2008
CBIDELETED
ChemIDplus Advanced Page 1 of 1
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News SIS Home I Site I About Us I Contact I Help
~~Health amp To~~ oIQ2llifI lI-ChemIDplus Lite ~Advanced
0- 0shy
-P 0 0shy
Zn2+ 0shyNAME Phosphoric acid zinc salt (21) 1RN 13598-37-3
l) - P -o-Il o
MW 25533
Enlarge Structure
SHrch Infomudion
Bask For more information about this substance NlWiglitiOn
you may select from the the links below
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OH I
HO-P-OH
1 o
NAME Ethanol 2-amino- phosphate (1 ) RN 29868-05-1 r
OH
MW 159077
Enlarge Structure
s_tc Information For more information about this substance
you may select from the the links below
File Locator DSL rn Domestic Sub List of Canada
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search Navigation
Back to Prelious Page
US National Library of M-edicine 8600 Rockville Pike Bethesda MD 20894 National Institutes of Health Department of Health amp Human Services Copyright and Privacy Policy Freedom of Information ft4 Accessibility
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o II
HO- P-O- Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH
MW 119976
=nlarge Structure
Basic ellmiddotFor more information about this substance NavigationInformation you may select from the the links below
File Locator ClinicalTrialsgov ill NIH ClinicalTrialsgov
DART rn Developmental and ReprodTox
DailyMed rn NLMFDA Drug Labelling
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EMIC ill Env Mutagen Info Center
HSDB rn Hazardous Substances Data Bank
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o II
HO - P shy 0shy Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH
MW 119976
Enlarge Stru_cture
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VJJJU1LlpJU) L1UVUJJ U 1 a~~ J VJ k
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NAME Zinc nitrate RN 7779-88-6
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0shyI
N+i o 0shy
Zn2+ 0shy
I N+ 0shy0
MW 189398
InJil~~tJ(tlJr~
ell Navigiltlon
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ampampampampamp ampu I IU Y fo4IampU ~ L U~ La o
IRQ rn CERCLA Reportable Quantities I
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0 0
pl
o 0
Mn2 lt
NAME Phosphoric acid manganese(2+) salt (21) RN 18718-07-5
0 I
o-p -o-Il o
MW 244878
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0- 0_
po 0_
Zn2+ 0shyNAME Phosphoric acid zinc salt (21) lRN 13598-37-3 -0 - P -o-Il o
MW 25533
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0shy
I ~N-o 0shy
Mn+ NAME Manganese nitrate 0shyRN 10377-66-9 I
N+- 0shy0
MW 178946
Enlarge Structure
hale SurchFor more information about this substance Information NllMgatlon
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NAME Potassium cis-9-octadecenoic acid RN 143-18-0
o
O
(
MW 320555
Enlarge Structure
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OH I
HO-P=O
~ OHN~I
0) p NAME Sodium aminotris(methylenephosphonate) II OHRN 20592-85-2
0P HO shy
OH
MW 2990478
Enlarge Structure
hale I~----F-o-r-m-o-re-in-fo-r-m-a-t-io-n-a-b-o-u-t-t-hi-s-s-u-b-s-ta-n-c-e------1 N=~Information
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NAME Sodium silicate RN 1344-09-8
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0shyt
O=Si 0shy
MW 122063
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Na+
Na+
SNrell N8Yfgetlon
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NAME Boric acid dipotassium salt RN 1332-77-0
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NAME Potassium tallate No StructureRN 61790-44-1
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HO OH
j ~
HO
OH
J NAME Boric acid compd with 222middotnitrilotris (ethanol) OH ~N-
HO
RN 68413middot80middot9
MW 2110202
Enlarge Structure a_Ie Search
For more information about this substance Infonnation NlWfQatlon you may select from the the links below
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f
NAME Butanedioic acid 2-(octen-1-yl)- potassium salt (1 2)
ti~middotmiddot
(gt
a
RN 58641-28-4
MW 304466
Enlarge Structure
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H3C OH
NAME Alcohol [USP] RN 64-17-5
MW 460684
~nlarge Structur~
SMrchBasic For more information about this substance NavtgatlonInfonnatlon
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MeSH Heading rn Medical Subject Headings
MedlinePlusAIl rn Search Consumer Health Info PubChem rn PubChem
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healthfindergov mDHHS healthfinder
Superlist Locator CA65 IJ California Proposition 65 List
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yen~
H3C OH
NAME Alcohol [U5P] RN 64-17-5
MW 460684
Enlarge Structure
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HSDB II] Hazardous Substances Data Bank
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MeSH Heading II] Medtcal Subject Headings
MedlinePlusAIl II] Search Consumer Health Info
PubChem II] PubChem
PubMed mBiomedical Citations From PubMed
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NIOSH Pocket Guide mNIOSH Pocket Guide to Chern Haz NIST WebBook rn NIST Chemistry WebBook
NJ-HSFS [I] New Jersey Haz Sub Fact Sheets
NTP DBS [I] NTP Database Search
OSHA Chern rn OSHA Chemical Sampling Info
SRC BIODEG mSyracuse Res Corp BIODEG File
SRC CHEMFATE rn Syracuse Res Corp CHEMFATE
SRC DATALOG rn Syracuse Res Corp DATALOG
USAgov rn USAgov Search Engine healthfindergov rn DHHS healthfinder
Superlist Locator CA65 rn California Proposition 65 List
CGB rn DOT Coast Guard Bulk Haz Mat
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GRAS mFDA Sub Generally Rec as Safe
HPV [I] EPA High Production Vol Chern
IARC rnlnt Agency for Res on Cancer
INER rn EPA Pesticide Inert Ingredients
MA rn Massachusetts Right-te-know Sub
NTPT [I] NTP Technical Reports
PA rn Pennsylvania Right-to-know Sub
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0shy
IOp-o- cr3+
NAME Chromic phosphate I 0shyRN 7789-04-0
MW 146966
Enlarge Structure
Bale schFor more information about this substancelnfomurtlon NaYfgBtIon
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PubChem IIJ PubChem
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Superlist Locator IARC IIJ Int Agency for Res on Cancer TSCAINV rn EPA Chem Sub Inventory
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NAME Monoammonium phosphate RN 7722-76-1
0 II
HO-P -0shyI
NW 4
OH
MW 115024
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HO OH Si NH2NAME Silanetriol 1-(3-aminopropyl)shy HO ~ ~
RN 58160-99-9
MW 13721
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Na+ o II
HO- p- 0shyNAME Disodium phosphate IRN 7558-79-4 0- Na+
MW 141958middot
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Loocuo Results Company DetaUs Contact Nsmes
Sitamp Inlo
DUNS Number
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9Jn1224a Chernelall Oakil Inc
675 Central we
New PlOYidence Unton NJ 07974 PO BOX 7 N_ PrcNiclence
NJ 079740007 908~900
51691001 Anti-corrosion product 424690 424690-Other Chemical lII1d Allied Prod
Ron Felper
President
65 100 $100000000
016164399 000000000 1067934JJ
PRIVATE COMPANY SINGlE
40697755 -74A08967
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DUNS Number Business Name Tradestyl8 Physical Slr881 Addlt888 Physic C~y
County Physical SIale Abbr8lliation Physic Zip Mailing Address Mailing C~y
Mllili9 State Mailing Zip Telephone Number Primary BOigrt SIC Code Primary SICB Deampcriplion Primary HAlCS Code Primary HAlCS Description CEO Name CEOT~
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556121200 Cham_Uslnc Chemelall dalcrle 675 Centrol we 11_ PrrMdllf1C8 Union NJ 07974 POBOX 7 New PrrMdence NJ 079740007 9OB-464~900
26420000 Polishes and sanitation goods 325612 325612-Po1ish amp 01 Ssnitalion Gd MIg Ronald Felber Pesident
90 340 S130723000
016164399 0000000oo 016164399
PRIVATE COMPANY HEADQUARTERS 40697755 74408967
custservdnbcom To Lee SpielmannR2USEPAlUSEPA Karen
bull SeetlR2USEPAlUSEPA08132009 11 22 AM
cc
bcc
Subject CHEMETALL OAKITE INC DampB Business Information Report
The folloWing e-mail was sent to you by seetkarenepagov Personal Note
ampBhas more options to help you decide with confidence Learn more about DampB eroducts and services lis this an important decision ~ IUJlilIImil
Get more with DampBs Enhanced Comprehensive Report ~I bull Business failure and credit scores
Click here to provideI bull Context behind the scores Added industrY and Financial comDarisons feedback on this report
iiiiRi55i~iiiiiAii~1~-
ort on this business
J --1- )21 _II1tjjjj1 Wgll_~yg 1
Copyright 2009 bun amp Bradstreet - Provided under contract
for the exclusive use of subscriber 264750059L
ATTN Lee Spielmann Report Printed AUG 13 2009
========================~======~=================================
============== BUSINESS SUMMARY
==========~======================================================
==============
CHEMETALL OAKITE INC (SUBSIDIARY OF ROCKWOOD SPECIALTIES INC PRINCETON NJ) 675 Central Ave New Providence NJ 07974
This is a headquarters D-U-N-Sreg Number 93-771-2248 (subsidiary) location Branch (es) or division(s) exist DampB Rating
Mailing address PO Box 7
II I
New ~rovidence NJ07974
Web site wwwrockwoodspeciallI IIIIIIIIIIIIII
Telephone
Chief executive
Year started
Management control
Employs
Sales
History
SIC
Line of business
tiescom
908 464-6900
RON FELPER PRES
1987
2006
100 (65 here)
$100000000
CLEAR
5169
Whol corrosion preventative chemicals
III III
================================================================= ===============
SPECIAL EVENTS ================================================================ ==============
06142007 Business started 1987 Present control succeeded June 2006
================================================================= ==============
SUMMARY ANALYSIS ================================================================= ==============
DampB Rating
The blank rating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and
that further enquiry should be made before reaching a decision Some reasons for using a _II symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information
Below is an overview of the companys rating history since 061507
DampBRating Date Applied 061507
The Summary Analysis section reflects information in DampBs file as of August 102009
=================~======~==~==~=======================~==========
============== INVESTIGATIVE SERVICES
================================================================= ==============
Update available on request
This information is being provided to you immediately in the interest of speed This reportmay not reflect the current status of this business DampB can investigate this business and update the information based on the resulta of that investigation
By ordering a standard investigation the same day you order this report an updated report will be provided to you at no extra cost
=========~=======================================================
==============
CUSTOMER SERVICE ================================================================= ==============
If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you
~ (
are outside the us contact your local DampB office
Additional Decision Support Available
Additional DampB products monitoring services and specialized investigations are available to help you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcom
=================================================================
===== = = = === = = =
HISTORY ================================================================= ==============
The following information was reported 08182008
Officer(s) RON FELPER PRES
THE OFFICER(S)
Business started 1987 Present control succeeded June 2006 100 of capital stock is owned by the parent company
RON FELPER Work history is unknown
Business address has changed from 14826 Ne 95th St Redmond WA 98052 to 675 Central Ave New Providence NJ 07974
=~===============================================================
==============
CORPORATE FAMILY =====================c=========================================== ==============
The following global corporate family members are related to this busihess
Members are listed alphabetically first by company name then by country or us state then by city
Global Ultimate Rockwood Holdings Inc Princeton NJ 01-616-4399
Parent Rockwood Specialties Group Inc Princeton NJ 10-679-3433
Affiliates (US) Advantis Technologies Inc Alpharetta GA 93-189-6385 Alphagary Corporation Leominster MA 09-743-4484 Ceramtec North America Innovative Laurens SC 17-483-0034 Ceramic Engineering Corporation Chemetall Foote Corp Kings Mountain NC 00-232-9456 Chemical Specialties Inc Charlotte NC 04-297-3313 Pure Wafer Inc Prescott AZ 83-746-8321 Rockwood Pigments NA Inc Beltsville MD 04-754-7690 Southern Clay Products Inc Gonzales TX 04-166-1737
Affiliates (International) AlphaGary (Canada) Limited Stoney Creek CANADA 24-924-8626 Cs i Kemwood AB Helsingborg SWEDEN 35-401-6487middot ProCeram spolmiddot s ro Dolni Rychnov CZECH 49-516-1929
REPUBLIC
== = = == = == = == ==== = == = = = == = = ==== = ==== = = ==== = = ===-= = = = = === == == === =
==============
OPERATIONS ===================~==========~====================== ============
==============
08182008
Description Subsidiary of Rockwood Specialties Inc
Princeton NJ started 2000 which operates as a wholesaler
of chemicals or allied products Parent company owns 100
of capital stock
Wholesales corrosion preventative chemicals (100)
Terms are Net 30 days Has 600+ account(s) Sells to
aerospace industry Territory North and South America
Nonseasonal
Employees 100 which includes officer(s) 65 employed here
Facilities Leases premises in a single story brick building
Location Central business section on well traveled street
Branches This business has multiple branches detailed branchdivision information is available in
Dun amp Bradstreets linkage or family tree products
==============~==============~===================================
==============
SIC amp NAICS ================================================================= ==============
SIC Based on information in our file NAICS DampB has assigned this company an extended 8-digit SIC DampBs use of 424~90 Other Chemical and Alli~d
a-digit SICs enables us to be more Products Merchant specific to a companys operations Wholesalers than if we use the standard 4-digit code
51691001 Anti-corrosion products
=================================================~== ============
============== PAYMENT SUMMARY
==============~===========~=========================== ===========
===============
DampB has not received a sufficientsample of payment experiences to establish a PAYDEX score
DampB receives over 600 million payment experiences each year We enter these new and updated experiences intoDampB Reports as this information is received At this time none of those experi~nces relate to this company
=======================================================~==========
============== FINANCE
================================================================= ==-= = = == == === ==
06142007
On JUN 14 2007 Michael Lissandrello SIs Mgr deferred financial statement
Michael Lissandrello submitted the following partial estimates dated JUN 14 2007
Sales for 2006 were $100000000
As of June 14 2007 a search of Dun amp Bradstreets Public Record database found no open suits liens judgements or UCCs to which Chemetall Oakite Inc at 675 Central Ave New Providence NJ was named defendant or debtor Public records received hereafter will be entered into the database and will be included in reports which contain a Public Filings ~ection
==============================================~====== ===========
============== PUBLIC FILINGS
================~====~================================ ===========
==============
A check of DampBs public records database indicates that no filings were found for CHEMETALL OAKITE INC at 675 Central Ave New Providence NJ
DampBs extensive database of public record information is updated daily to ensure timely reporting of changes and additions It includes business-related suits liens judgments bankruptcies UCC financing statements and business registrations from every state and the District of Columbia as well as select filing types from Puerto Rico and the US Virgin Islands
DampBmiddotcollects public records throughmiddot a combination of court reporters third parties and direct electronic links with federal and local authori~ies Its database of US business-related filings is now the largest of its kind
===~====~========================================================
============== GOVERNMENT ACTIVITY
================================================================= ==============
Activity summary Borrower (DirGuar) NO Administrative debt NO Contractor YES Grantee NO Party excluded from federal program(s) NO
Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8(A) firm NA
The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other sources
Copyright 2009 Dun amp Bradstreet- Provided under contract
for the exclusive use of subscriber 264750059L
FULL DISPLAY COMPLETE
~ ~
396484BIR21523427615308tng emailhtm
-- -- - ~-
(I custservdnbeom To Lee SpielmannH2USEPAlUSEPA Karen
SeetlR2USEPAlUSEPA08112009 0314 PM cc
bec
Subject CHEMETALL US INC DampB Business Information Report
The following e-mail was sent to you by seetkarenepagov Personal Note
~--~amp8 has more oDtfcins tohelDvou decide with confidence Learn more about DampB products and services Is this an important decision ~~~~~
Get more with DampBs Enhanced Comprehensiye Report bull Business failure and credit scores
Click here to providebull Context behind the scores bull Added industrv and Financial comparisons feedback on this report
~~OC--~
f4fi1 Order reports on other businesses
Copyright 2009 Dun amp Bradstreet - Provided under contract
for the exclusive use of subscriber 264750059L
ATTN Lee Spielmann Report Printed AUG 11 2009
In Date
=====================~===========================================
============== BUSINESS SUMMARY
===============================~====================== ===========
==============
CHEMETALL US INC (SUBSIDIARY OF ROCKWOOD HOLDINGS INC PRINCETON NJ) CHEMETALL OAKITE 675 Central Ave New Providence NJ 07974
This is a headquarters I D-U~N-S Number 55-612-1200 (subsidiary) location IBranch (es) or division(s) exist I DampB Rating
Mailing address PO Box 7 IIINew Providence NJ
07974 DampB PAYDEXreg
1 12-Month DampB 74 Web site wwwchemetallcom I PAYDEX
I
Telephone 908 464-6900 I When weighted by dollar amount
f paYments to suppliers average 9 days Chief executive RONALD FELBER I beyond terms
I
PRES-CEO II Based on trade collected
over last Year started 1909 I 12 months
Management control
Employs
Financial statement date
Sales F
Net worth
History
Financing
Financial condition
SIC
Line of business
2004
340 (90 here)
DEC 31 2008
$130723000
(106438000)
CLEAR
SECURED
UNBALANCED
2842 2899 2851
Mfg polishsanitation gd mfg chemical preparation
IIIIIIIII
=======================================================~========
==============
SUMMARY ANALYSIS ================================================================= ==============
DampB Rating
The Rating was changed on April 17 2009 because of DampB I S overall assessment of the companys financial payment and history information The blankrating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and that further enquiry should be made before reaching a decision Some reasons for using a II_II
symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information
Below is an overview of the companys rating history since 060707
DampB Rating Date Applied 041709
1R4 030209 1R3 101408 4A3 072408 4A2 060707
The Summary Analysis section reflects information in DampBs file as of August 10 2009
====================~=====================~======================
============== CUSTOMER SERVrCE
================================================~===== ===========
==============
If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you are outside the US contact your local DampB office
Additional Decision Support Available
Additional DampB products monitoring services and specialized
investigations are available tomiddothelp you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcommiddot
================================================================= ==============
HISTORY ====~=========================~=====~================= =========== ==============
The following information was reported 07142009
Officer(s) RONALD FELBER PRES-CEO PHILIP E KELLY VICE PRESIDENT GREGORY V POFF VICE PRESIDENT
DIRECTOR (S) THE OFFICER(S)
The Delaware Secretary of States business registrations file showed that Oakite Products Inc was registered as a corporation on December 19 1991
Business started 1909 by David C Ball George W Oakley and Daniel C Smith Present control succeeded 2004 100 of capital stock is owned by parent company
RONALD FELBER born 1951 1989~present active here 1985-1989 employed with Avon Products Inc New York NY Graduated from Georgetown University in 1973 with a BS degree Also received MA degree from Loyola University in 1985
PHILP E KELLY born 1948 1972-present active here Graduated from University of Dayton in 1970 with a BS Degree Also received MBA Degree from Seton Hall University in 1978
GREGORY V POFF born 1948 1970-present active here Graduated from Catawba College in 1970 with a BA degree Also received MBA from Pace University in
1982
==========================~========================~=============
==============
CORPORATE FAMILY ================================================================= ==============
The following global corporate family members are related to this business Members are listed alphabetically first by company name then by country or US state then by city
Parent Rockwood Holdings Inc Princeton NJ 01-616-4399
Subsidiaries (International) Cheme~allCanada Limited Brampton CANADA 20-036-7514 Chemetall Mexicana SA de CV El Marques MEXICO 81-232-9050
Branches (US) Chemetall Us Inc La Mirada CA 15-886-0572 Chemetall Us Inc Romulus MI 00-515-7698
Affiliates (US) Chemetall Chemical Products Inc New Providence NJ 82-485-0580 Chemetall Oakite La Mirada - Plant La Mirada CA 61- 036 -9832middot Mineral Research and Development Charlotte NC 61-036-9477 Rockwood Holding Company Chicago IL 78-166-9635 Rockwood Specialties Consolidated Inc Princeton NJ 03-845-1386 Rockwood Specialties Group Inc Princeton NJ 10-679-3433 SachtlebenCorporation White Plains NY
95-666-4114 Viance LLC Charlotte NC 79-544-7346
Affiliates (International) Sachtleben Pigments Oy Helsinki FINLAND 54-023-5819
================================================================ ==============
OPERATIONS ==========~========================================== ============
==============
07142009
Description Subsidiary of Rockwood Holdings Inc Princeton NJ
As noted the parent company is Rockwood Holdings Inc
DUNS 01-616-4399 and reference is made to that report
for background information on the parent company and its
management
Manufactures specialty cleaning polishing or sanitation
preparations and sanitation preparations disinfectants or
deodorants Manufactures chemical preparations
specializing in metal treating compounds rust resisting
compounds and water treating compounds Manufactures
paints varnishes lacquers enamels or allied products
and paint removers
Has 10000 account(s) Terms are Net 30 days Sells to
industrial concerns Territory United States Mexico
Brazil and Canada
Nonseasonal
Employees 340 which includes officer(s) and 2 part-time 90 employed
here
Facilities Rents 37000 sq ft ina one story brick building
Location Suburban business section on well traveled street
Branche~ This business has multiple branches detailed branchdivision information is available in
Dun amp Bradstreets linkage or family tree products
Subsidiaries This business has 2 subsidiaries listed below
The extent of ownership where known is shown in
parenthesis following company name
Oakite Canada Limited Bramalea Ontario Canada (100)
Manufactures chemical specialty products Intercompany
relations reported by management to consist of
merchandise and service transactions cleared as scheduled
Chemetall Mexicana Monteray Mexico (100) Manufactures
chemical specialty products
=================================================~===============
==============
SIC amp NAICS ===========~===============~=================================~===
==============
SIC Based on information in our file NAICS DampB has assigned this company an extended a-digit SIC DampBs use of 325612 Polish and Other a-digit SICs enables us to be more Sanitation Good specific to a companys operations Manufacturing than if we use the standard 325612 Polish and Other 4-digit code Sanitation Good
middot 28420000 Polishes and sanitation Miscellaneous
goods and 28420400 Sanitation Manufacturing
preparations Miscellaneous
disinfectants and and
deodorants Manufacturing 28999931 Metal treating compounds Miscellaneous 28999942 Rust resistirtg compounds and
28999948 Water treat~ng compounds Manufacturing 28510000middot Paints and allied Coating
products middot28510401 Paint removers Coating
325998
325998
325998
325510
325510
Manufacturing All Other
Chemical Product
preparation
All Other
Chemical PrOduct
Preparation
All Other
Chemical Product
Preparation
Paint and
Manufacturing Paint and
Manufacturing
================================================================= ==============
DampB PAYDEX ================================================================= ==============
The DampB PAYDEX is a unique dollar weighted indicator of payment performance based on up to 157 payment experiences as reported to DampB by trade references
3-Month DampB PAYDEX 75 I 12-Month DampB PAYDEX 74 I
When weighted by dollar amount I When weighted by dollar amount payments to suppliers average average 9 days beyond terms
Based on trade collected over collected over last months
8 days I payments to suppliers
last 3
I beyond terms II Based on trade
I 12 months
================================================================= ==============
PAYMENT SUMMARY ================================================================= ==============
The Payment Summary section reflects payment information in DampBs file as of the date of this report
Below is an overview of the companys dollar-weighted payments segmented by its suppliers primary industries
Mfg electric test prd 1 35000 35000 100
OTHER INDUSTRIES 101 283550 20000 73 22 4 - 1
Other payment categories Cash experiences 7 750 250 Payment record unknown 0 Omiddot 0 Unfavorable commeJlts 1 1000 1000
Placed for collections With DampB 1 7500 Other 0 NA
===== ============== ========== Total in DampBs file 157 3017350 900000
The highest Now Owes on file is $750000
The highest Past Due on file is $10000
Dun amp Bradstreet has 157 payment experiences in its file for this company For your convenience we have displayed 80 representative experiences in the PAYMENTS section
====~============================================================
==============
PAYMENT DETAILS ================================================================= ==============
Detailed payment history
Date Paying High Now Past Selling Last Salemiddot Reported Record Credit Owes Due Terms Within
(rhmyy) ($) ($) ($) (months)
0709 Ppt 50 0 1 mo
Ppt 2500 0 1 mo
Ppt 200 i OOO 100000 2500 N60 1 mo
Ppt 200000 100000 0
----------------
0508 Ppt-Slow 30 20000 10000 deg N30 1 rno 0707 (08 0) 7500
Placed for collection
Accounts are sometimes placed for collection everi though the existence or amount of the debt is disputed
Payment experiences reflect how bills are met in relation to the terms granted In some instances payment beyond terms can be the result of disputesmiddot over merchandise skipped invoices etc
Each experience shown is from a separate supplier Updated trade experiences replace those previously reported
================================================================= ==============
FNANCE ================================================================= ==============
04172009
Three-year statement comparative
Fiscal Fiscal Fiscal
Dec 31 2005 Dec 31 2006 Dec 31 2008
Current Assets 53345000 33854000 34348000 Current Liabs 16314000 11173000 18594000 Current Ratio 327 303 1 85 Working Capital 37031000 22681000 15754000 Other Assets 9824000 15582000 124757000 Net Worth 38515000 28063000
1304000 Sales 79763000 86130000 130723000 Long Term Liab 8340000 10200000 139207000 Net Profit (Loss) 1105000 8689000 490000
Fiscal statement dated DEC 31 2008
Assets j Liabilities I -----------shy1
Other Curr Assets 343-480001 Other Curr Liabs 18594000
---------------1 Curr Assets 343480001 Curr Liabs 18594000
I Fixt amp Equip 110620001 Pension Reserves 7990000 Goodwill-Net 252040001 Other Liabilities 129932000 other Intangible 825380001 LT Liab-Other 1285000 Assets-Net TOTAL EQUITY 1304000 Deferred Income 2680001 Taxes I Other Assets 56850001
---------------11
Total Assets 1591050001 Total 159105000
From JAN 01 2008 to DEC 31 2008 annual sales $130723000 cost of goods soldmiddot $69475000 Gross profit $61248000 operating expenses $48302000 Operating income $i2946OOO other expenses $11971bOOi net income before taxes $975000 Federal income tax $485000 Net income $490000
Submitted MAR 31 2009 by Ronald Felber pres-ceo Prepared from books without audit
On April 17~ 2009 themiddotfinancial information was updated
================================================================= ==============
KEY BUSINESS RATIOS ================================================================= ==============
Statement date DEC 31 2008 Based on this number of establishments 28
Firm IIndustry Median I---~------------
Return of Sales 04 IReturn of Sales 11 Current Ratio middot18 ICurrent Ratio 21 Assets Sales 1217 IAssets Sales 575 Total Liability Net Worth 9999 ITotal Liability Net Worth 83 7
================================================================= ==============
PUBLIC FILINGS ================================================================= ==============
The following Public Filing data is for information purposes only and is not the official record Certified copies can only be obtained from the official source
================================================================= ==============
UCC FILINGS =~==================================================== ===========
==============
Collateral All Assets Type Original
-----------------------------------------------------------------
Sec party THROUGH ITS
ADMINISTRATIVE AGENT
Debtor Filing number Filed with DOVER DE
Date filed Latest Info Received
Collateral General
Leased Equipment
Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ
Date filed Latest Info Received
Collateral
Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ
Date filed Latest Info Received
CREDIT SUISSE FIRST BOSTON ACTING
CAYMAN ISLANDS BRANCH AS
NEW YORK NY OAKITE PRODUCTS INC 4216854 2 SECRETARY OF STATEUCC DIVISION
08022004 08262004
Accounts receivable and proceeds shy
intangibless) and proceeds shy
and proceeds Original CANON FINANCIAL SERVICES MOUNT
OAKITE PRODUCTS INC 23913509 SECRETARY OF STATEUCC DIVISION
11302006 12272006
Leased Assets - Leased Business machineryequipment Original CANON FINANCIAL SERVICES INC MT
OAKITE PRODUCTS INC 21685842 SECRETARY OF STATEUCC DIVISION
07112003 07292003
Type Continuation Sec party CREDIT SUISSE (FKA CREDIT SUISSEmiddot FIRST
BOSTON) ACTING THROUGH ITS CAYMAN ISLA NEW
YORK NY Debtor CHEMETALL CORPORATION Filing number 2009 0642311 Filed with SECRETARY OF STATEUCC DIVISION DOVER DE
Date filed 02272009 Latest Info Receiv~d 05122009 Original UCC filed date 08022004 Original filing no 4216861 7
The public record items contained in this report may have been paid termirtated vacated or released prior to the date this report was printe~
=======~===============================================~======== ==============
GOVERNMENT ACTIVITY =====================================================~ ===========
==============
Activity summary Borrower (DirGuar) NO Administrative debt YES Contractor YES Grantee NO Party excluded from federal program(s) NO
Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8 (A) firm NA
The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other- sources
----7-------shyCopyright 2009 Dun amp Bradstreet - Provided under
contract I
for the exclusive use of subsCriber 264750059L
FULL DISPLAY COMPLETE
~ 396484BIRHQ2156 3427456432lng emailhIm
dmiddotmiddotmiddotmiddotmiddotto Chemetall
~
ICompany Overview
Chemetall is a global company committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry eg lithium and cesium compounds
Chemetalls businesses historically emerged from the combination of expertise in chemistry and metallurgy which is still mirrored in the companys name Chemetall mainly sells customised packages of products and services ranging from consultation via development through to the operation of entire plants at the customers site - for instance car body pre-treatment in the automotive industry
The companys product portfolio is based on continuous research and development of leading edge technologies High perfOrming products combined with Chemetalls dedication to providing the best technical service and support to its customers have over the decades established excellent market positions in its fields of activity
Chemetall GmbH is headquartered in Frankfurt am Main It is the centre of a worldwide network of some 40 subsidiaries in Europe North and South America Asia Australia and Africa Most of these companies operate their own production sites and many also have their own development laboratories A largely decentralised organisation ensures that each local company can respond quickly and flexibly to the customers needs in its markets whilst at the same time being able to draw on the specialist resources within the Group In this way Chemetall combines the strength of a global supplier with the flexibility and customer focus of a medium-size company
Since August 1st 2004 Chemetall has been part of middotRockwood Holdings Inc
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May 272009 Significant savings achieved with the change from zinc-phosphating pretreatment to Oxsllanreg technology Opel Replaces its Metal Pretreatment System Adam Opel GmbH in Kaiserslautem Germany is an important more
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April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more
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April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more
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February OS 2009 Chemetall Aerospace Technologies has successfully integrated the NOT business of Ely Chemical Company Ltd We are proud to inform our customers around the world that Chemetall has effectively transferred and more
~h~~gPASq~~~~JJetoChemetall~ aiiiiilry f 2009 tile neW legal entity name for ChemetallmiddotOakite will be
cCflemetalltJS Inc more
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January 20 2009 Chemetall Oakite changed its name to Chemetall
Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc more
ft
2008
August 01 2008 Chemetall acquires Nalco Finishing Technologies Rockwood Holdings Inc Chemetall-Group has acquired Nalcos Finishing Technologies (FT) businessnull more
~
July 31 2008 Chemetall announces global price increases Chemetall is currently increasing prices within a range of 5 to 20 percent or implementing and adjusting more
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httpwwwchemetallcomindexjspcontent=newsjspnewsDat=pressreleases_sortbyyear 81112009
2007
----------------- -r - ------1 ------------- c- - --r
April 01 2008 Chemetall acquires NOT Business of Ely Chemical Company Ltd Chemetall GmbH FrankfurtM via its UK subsidiary has acquired the NOT business of the UK basednull more
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March 29 2007 Chemetall Signs Distribution Agreement with Advanced Chemistry amp Technology Inc Chemetall Aerospace Technologies announced that it has signed an exclusive sales and distribution agreement more
~II
February 212007 Chemetall Acquires the Chemical Division Business of Wirral Fospray Chemetall PLC has announced the acquisition of the chemical division business from Wirral Fospray Limited more
~JI
January 22 2007 Rockwood Appoints M~nlka Engel-Bader President ofChemetal Rockwood Holdings Inc (NYSEROC) has announced that Dr Monika EngelshyBader has been appointed tonull more=
~II
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kindof activity Production fields of activity Lithium
~II ~IJ
~ Chemetall US Inc
Country United States Streetaddress 13177 Huron River Drive ZIP MI 48174 City Romulus Phone +1-734-941 3800 Fax +1-734-941-5524 kind of activity Productionmiddot fields of activity Surface Treatment MapMgQ
~I =11
IIsectsectsect Chemetall US Inc
Country United States Streetaddress 16961 Knott Ave ZIP CA 90638 City La Mirada Phone +1800-331-1197 Fax +1 714a70-6480 kind of activity Sales Production fields of activity Surface Treatment Map Mm
~J ~IJ
~ Chemetall US Inc
Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-464-6900 Fax +1908-464-5571 kind of activity Headoffice $ales Production fields of activity Surface Treatment Direct Contact Email oakiteproductschemetaILcom Map Map
~I ~II
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America ~ United Stetes 1lW
Chemetall Foote Corp
Country United States Streetaddress 348 Holiday Inn prive ZIP NC 28086 City Kings Mountain Phone +1-704-739 2501 Fax +1-704-734 0208 kind of activity Headoffice Sales Production fields of actvity Lithium Direct Contact Email footelithiumchemetallcom Map Map
~ II
~ Chemetall Foote Corp
Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-665-9466 Fax +1-908-665-8543 kind of activity Headoffice Sales fields of activity Special metals MapM~
~II ~11
~ Chemetall Foote Corp
Country United States Streetaddress 856 Foote Lane
ZIP TN 37134 City New Johnsonville Phone +1-931-535 3401 Fax +1-931-535 3404 kind of activity Production fields of activity Lithium Map Map
~IJ ~IJ
~ Chemetall Foote Corp
Country United States Streetaddress Hwy 265 ZIP NV 89047 City Silver Peak Phone +1-775-937-2222 Fax +1-775-937-2250
httpwwwchemetallcomindexj spcontent=contact_choice 1jspid=UnitedStatesampconti 8112009
~aa -rlte_middot~ bull Chemetall
II~metaIIOakl~ changeditsnClme tOlhemetall
Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc doing business as Chemetall The same applies to the Canadian subsidiary whose official name will be Chemetall Canada Limited
middotCustomers around the world link Chemetall with quality innovation and extraordinary technical services says Joris Merckx President Surface Treatment at Chemetall middotOne consistent name of our all our subsidiaries will strengthen our corporate brand and with it our image he commented
No changes Will be made to the Mexican and Brazilian entities as these countries already operate their business under the name of Chemetall
About Chemeta
Chemetall a company of Rockwood Holdings Inc (NYSE ROC) is one of the leading global companies committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry including lithium and cesium compounds
Contact Sandra Zirm Phone +496971653605 Mall sandrazirmchemetallcom
~I ~II
ATTACHMENT B
FlFRA
Insert table (p 4-A) behind page 4 FIFRA Worker Protection Standard PenaltY Policy - Interim Final (090 97)
No insert Rodenticide Act - Good Laboratory Practice (GLP) Regulations (093091) Enforcement Response Policy for the Federal Insecticide Fungicide and
When proposing penalty amounts under the Enforcement Response Policy for GLP Regulations dated September 30 1991 actual dollar amounts are determined by using the ERP for FIFRA (070290) See directions below for F1FRA ERP
Insert after page 19-A in the policy and page CshyRodenticide Act (070290) Enforcement Response Policy for the Federal Insecticide Fungicide and
I in the appendix
No insert While the FIFRA ERP (1990) does not supersede the Section 7(c) ERP (1986) the matrix setting forth the penalties in the ERP for FIFRA (070290) should be used instead of the matrix in the 1986 policy
FIFRA Section 7(c)Enforcement Response Policy (021086)
TSCA
Insert matrix (Appendix B-4-A) behind Appendix B-4
Section 1018 - Disclosure Rule Enforcement Response Policy (020 I00)
Insert matrix (p7-B) behind page 7-A 12 AND 13 (033199) Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8
Polychlorinated Biphenyls Penalty Policy (040990) Insert matrix (p9-B) behind page 9-A
Enforcement Response Policy for TSCA Section 4 Test Rules (052886) Insert matrix (p2-B) behind page 2-A
Amendment to the TSCA Section 5 Enforcement Response Policy (060889) Insert matrix (p16-B) behind page 16-A
Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Insert matrix (pII-B) behind page II-A Policy (0 131 89) Insert matrix (p17-B) behind page 17-A
Interim Final Enforcement Response Policy - Asbestos Abatement Projects Insert matrix (p 6-B) behind page 6-A Worker Protection Final Rule (111489)
Final TSCA GLP Enforcement Response Policy (040985) Insert matrix (pA-B) behind page 4-A
EPCRA
Enforcement Response Policy for Section 313 of the Emergency Planning and I Insert matrix (pi I-B) behind page II-A Community Right-To-Know Act (1989) and Section 6607 ofthe Pollution Prevention Act (1990) Amended (04120 I )
Final Enforcement Response Policy for Sections 304 311312 of EPCRA and I Insert matrix (pp 20C amp 200) behind page 20B Section 103 ofCERCLA (093099)
TPED Pen Adj Memo wAttachments - Page 4 of 19
Page8-A
Gravity based penaltY matrix to supplement Recordkeeping and Reporting Rules and Requirements for TSCA Sections 8 12 and 13 for violations that occur on or after March 15 2004 Insert behind ~e 8
TSCA sectsect 8 12 amp 13 GRAVITY BASED PENALTY MATRIX
EXTENT CIRCUMSTANCES
A B C Major Significant Minor
LEVELS 1 $32500 $21922 $6448
High Range 2 $25791 $16764 $3869
3 $19343 $12895 $1934 Mid Range
4 $12895 $7737 $1290
5 $6448 $3869 $645 Low Range
6 $2579 $1676 $258
Note After calculating the gravity-based penalty for each count the total applicable gravity-based penalty for all counts in a particular casematter should be rounded to the nearest unit of $100 as required by the memorandum from Thomas Skinner dated September 212004 implementing the Civil Monetary Penalty Adjustment Rule as published in the Federal Register on February 132004 (69 FR 7121)
TPED Pen Adj Memo wAnachments - Page 9 of 19
UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
TSCA Section 5 and 8 Inspection Chemetall Oakite Inc 675 Central Avenue New Providence NJ 07974
From Chester Norman Chemist Leonard Pappalardo Chemist Toxics Section Toxics Section
To Daniel 1 Kraft Chief Toxics Section
On May 14 2008 a TSCA Section 5 and 8 inspection was conducted at Chemetall Oakite Inc at the address listed above This inspection was conducted as part of the regional neutral inspection scheme We scheduled the meeting in advance with Mr Michael Chang Manager Health and Environmental Department Upon arriving at Chemetall Oakite Inc official credentials were presented to Mr Michael Chang Julia C Murray Vice President Technical Marketing and Ron Ascenzo Director Technical Marketing Notices ofInspection (Attachment 1) and Confidentiality (Attachment 2) were issued and explained to Ms Murray Ms Murray signed the notices
Chemetall Oakite is an importer of chemicals They import metal cleaners and surface treatment chemicals They have approximately 110 employees in New Providence New Jersey Chemetall has been at this site since 2006 prior to that they were located in Berkley Heights New Jersey Chemetall Oakite Inc is also known as Chemetall Chemical Products and Chemetall Americas Chemetall Americas is owned by Rockwood Holding Company who is owned by Chemetall BMGH in Germany Their Standard Industrial Codes (SIC) is 5169 The companys fiscal year is the calendar year Ms Murray said Chemetall Oakite Incs corporate sales were approximately $100000000 Chemetall Oakites facility in New Providence New Jersey is the corporate headquarters sales export and import offices and their research and development laboratories for the United States Chemetall Oakite Inc has manufacturing facilities in La Mirada CA and Romulus MI
We asked if they filed an Inventory Update Report for the 2006 reporting period They didnt know We asked if they filed a preliminary assessment inventory report for any of the chemicals the company manufactures or imports and they responded they didnt know We asked if they filed any PMNs recently they responded with a 10 year old low volume exemption and an older PMN We asked if they filed any significant new use report they responded no We asked if they had a
TSCA Section 8c file They also responded no
We issued Receipts for Samples and Documents and Confidential Business Information Nothing was declared Confidential
Attachments 1 Notice ofInspection 2 Notice of Confidentiality 3 Receipt for Samples and Documents 4 Declaration of Confidential Business Information
I bull US ENVIRONMENTAL PIlOTECTlON ~- WASHINGTON DC 204Ci0
TOXIC 5UBSTAlCES CONTllOL ACI EPA-----_- _--__--------------------- shyTOXICS SECfION - NOTICE OF INSPECflON
1_ INVESTIGATION IDENT1FICAnON 3 F~Z~ ~~7jJi--- Chemetall Oaki 42008
S FACllrryS ADDRESS
~PA Region 2 MS-I05 iPECTORS ADDRESS
675 Central Ave Woodbridge Avenue New Providence New Jersey 07974-1560
on NJ08837-5602
REASON FOR INSPECTION
Under the authority of Section II of the Toxics Substances Control Act
b For the purposes of inspecting (Including taking samples photographs statements and other inspection activities) an establisbment facility or other premises in which chemical substances or mixtures or articles containing same are manufactured processed or stored or held before or after their distribution in commerce ( including records files papers processes controls and facilities) and any conveyance being used to transport chemical substances mixtures or articles containing same in connection with their distribution in commerce (including records files papers processes controls and facilities) bearing on whether the requirements of the Act applicable to the chemical substances mixtures or articles within or ass()Ciated with such premises or conveyance have been complied with
In In addition this inspection extends to (Check appropriate blocks)
Jq- A Financial data o D Personnel data I
LV B Sales data o E Research data
13 C Pricin ~ data The natureland extent of the inspection of such data specified in A through E above is as follows
~rtification
lcknowledge that the statements I have made on this fonnand all attachments thereto are true accurate and complete I acknowledge that y knowingly false or misleading statement may be punishable by fine or imprisonment or both under applicable law
PREVIOUS VERSIONS ARE OBSOLETE
ME
rnE Chemist
DATE SIGNED
~r TI11E -shy~J ~ea~~ (1 4~
A FORM 77ltWmiddot3A FOR 1018 (REVISED JAN 2002)
IUR FORM (Form U) submitted September 24 2008
CBIDELETED
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0- 0shy
-P 0 0shy
Zn2+ 0shyNAME Phosphoric acid zinc salt (21) 1RN 13598-37-3
l) - P -o-Il o
MW 25533
Enlarge Structure
SHrch Infomudion
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OH I
HO-P-OH
1 o
NAME Ethanol 2-amino- phosphate (1 ) RN 29868-05-1 r
OH
MW 159077
Enlarge Structure
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you may select from the the links below
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HO- P-O- Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH
MW 119976
=nlarge Structure
Basic ellmiddotFor more information about this substance NavigationInformation you may select from the the links below
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HO - P shy 0shy Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH
MW 119976
Enlarge Stru_cture
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NAME Zinc nitrate RN 7779-88-6
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0shyI
N+i o 0shy
Zn2+ 0shy
I N+ 0shy0
MW 189398
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NJ-HSFS
SRC DATALOG
Superlist Locator DOT
MA
PA
Il Developmental and ReprodTox
Il Domestic Sub List of Canada
rn EU Inv of Exist Comm Chern Sub
Il Env Mutagen Info Center
Il Hazardous Substances Data Bank
rn Medical Subject Headings File
rn PubChem
rn Biomedical Citations From PubMed
rn Cancer Citations from PubMed
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rn NLM TOXLINE on TOXNET
ill EPA Chern Sub Inventory
Il NOM CAMEO Chemicals
Il EPA Master Chemical Integrator
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Il Pennsylvania Right-to-know Sub
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ampampampampamp ampu I IU Y fo4IampU ~ L U~ La o
IRQ rn CERCLA Reportable Quantities I
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0 0
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o 0
Mn2 lt
NAME Phosphoric acid manganese(2+) salt (21) RN 18718-07-5
0 I
o-p -o-Il o
MW 244878
Enlarge Structure
amplie s-rchFor more information about this substance InformatiOn NfMgation
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0- 0_
po 0_
Zn2+ 0shyNAME Phosphoric acid zinc salt (21) lRN 13598-37-3 -0 - P -o-Il o
MW 25533
Enlarge Structure
B_1e searchFor more information about this substanceInformion NiWigatlon
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0shy
I ~N-o 0shy
Mn+ NAME Manganese nitrate 0shyRN 10377-66-9 I
N+- 0shy0
MW 178946
Enlarge Structure
hale SurchFor more information about this substance Information NllMgatlon
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NAME Potassium cis-9-octadecenoic acid RN 143-18-0
o
O
(
MW 320555
Enlarge Structure
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OH I
HO-P=O
~ OHN~I
0) p NAME Sodium aminotris(methylenephosphonate) II OHRN 20592-85-2
0P HO shy
OH
MW 2990478
Enlarge Structure
hale I~----F-o-r-m-o-re-in-fo-r-m-a-t-io-n-a-b-o-u-t-t-hi-s-s-u-b-s-ta-n-c-e------1 N=~Information
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NAME Sodium silicate RN 1344-09-8
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0shyt
O=Si 0shy
MW 122063
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Na+
Na+
SNrell N8Yfgetlon
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NAME Boric acid dipotassium salt RN 1332-77-0
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NAME Potassium tallate No StructureRN 61790-44-1
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HO OH
j ~
HO
OH
J NAME Boric acid compd with 222middotnitrilotris (ethanol) OH ~N-
HO
RN 68413middot80middot9
MW 2110202
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f
NAME Butanedioic acid 2-(octen-1-yl)- potassium salt (1 2)
ti~middotmiddot
(gt
a
RN 58641-28-4
MW 304466
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H3C OH
NAME Alcohol [USP] RN 64-17-5
MW 460684
~nlarge Structur~
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H3C OH
NAME Alcohol [U5P] RN 64-17-5
MW 460684
Enlarge Structure
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0shy
IOp-o- cr3+
NAME Chromic phosphate I 0shyRN 7789-04-0
MW 146966
Enlarge Structure
Bale schFor more information about this substancelnfomurtlon NaYfgBtIon
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NAME Monoammonium phosphate RN 7722-76-1
0 II
HO-P -0shyI
NW 4
OH
MW 115024
Enlarge Structure
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PAFA
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HO OH Si NH2NAME Silanetriol 1-(3-aminopropyl)shy HO ~ ~
RN 58160-99-9
MW 13721
Enlarge Structure
auk Information For more information about this substance
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Na+ o II
HO- p- 0shyNAME Disodium phosphate IRN 7558-79-4 0- Na+
MW 141958middot
Enlarge Structure
Basic searchFor more information about this substance NaYfgatlonIntmuilion
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Lookup Resufhi Company Details Coot) t Nimes
Site Inl
DUNS Number Business Name Tradestyl8 Physical Slr881 Addlt888 Physic C~y
County Physical SIale Abbr8lliation Physic Zip Mailing Address Mailing C~y
Mllili9 State Mailing Zip Telephone Number Primary BOigrt SIC Code Primary SICB Deampcriplion Primary HAlCS Code Primary HAlCS Description CEO Name CEOT~
BuinQss Slzo
Employees Hent EmpIoyeeo Tot Sal88 VohJme (USS)
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Organizalion
Ownership
location Typ8
Latitude longitude
flZJ60JB loIC ~ i
556121200 Cham_Uslnc Chemelall dalcrle 675 Centrol we 11_ PrrMdllf1C8 Union NJ 07974 POBOX 7 New PrrMdence NJ 079740007 9OB-464~900
26420000 Polishes and sanitation goods 325612 325612-Po1ish amp 01 Ssnitalion Gd MIg Ronald Felber Pesident
90 340 S130723000
016164399 0000000oo 016164399
PRIVATE COMPANY HEADQUARTERS 40697755 74408967
custservdnbcom To Lee SpielmannR2USEPAlUSEPA Karen
bull SeetlR2USEPAlUSEPA08132009 11 22 AM
cc
bcc
Subject CHEMETALL OAKITE INC DampB Business Information Report
The folloWing e-mail was sent to you by seetkarenepagov Personal Note
ampBhas more options to help you decide with confidence Learn more about DampB eroducts and services lis this an important decision ~ IUJlilIImil
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Click here to provideI bull Context behind the scores Added industrY and Financial comDarisons feedback on this report
iiiiRi55i~iiiiiAii~1~-
ort on this business
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Copyright 2009 bun amp Bradstreet - Provided under contract
for the exclusive use of subscriber 264750059L
ATTN Lee Spielmann Report Printed AUG 13 2009
========================~======~=================================
============== BUSINESS SUMMARY
==========~======================================================
==============
CHEMETALL OAKITE INC (SUBSIDIARY OF ROCKWOOD SPECIALTIES INC PRINCETON NJ) 675 Central Ave New Providence NJ 07974
This is a headquarters D-U-N-Sreg Number 93-771-2248 (subsidiary) location Branch (es) or division(s) exist DampB Rating
Mailing address PO Box 7
II I
New ~rovidence NJ07974
Web site wwwrockwoodspeciallI IIIIIIIIIIIIII
Telephone
Chief executive
Year started
Management control
Employs
Sales
History
SIC
Line of business
tiescom
908 464-6900
RON FELPER PRES
1987
2006
100 (65 here)
$100000000
CLEAR
5169
Whol corrosion preventative chemicals
III III
================================================================= ===============
SPECIAL EVENTS ================================================================ ==============
06142007 Business started 1987 Present control succeeded June 2006
================================================================= ==============
SUMMARY ANALYSIS ================================================================= ==============
DampB Rating
The blank rating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and
that further enquiry should be made before reaching a decision Some reasons for using a _II symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information
Below is an overview of the companys rating history since 061507
DampBRating Date Applied 061507
The Summary Analysis section reflects information in DampBs file as of August 102009
=================~======~==~==~=======================~==========
============== INVESTIGATIVE SERVICES
================================================================= ==============
Update available on request
This information is being provided to you immediately in the interest of speed This reportmay not reflect the current status of this business DampB can investigate this business and update the information based on the resulta of that investigation
By ordering a standard investigation the same day you order this report an updated report will be provided to you at no extra cost
=========~=======================================================
==============
CUSTOMER SERVICE ================================================================= ==============
If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you
~ (
are outside the us contact your local DampB office
Additional Decision Support Available
Additional DampB products monitoring services and specialized investigations are available to help you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcom
=================================================================
===== = = = === = = =
HISTORY ================================================================= ==============
The following information was reported 08182008
Officer(s) RON FELPER PRES
THE OFFICER(S)
Business started 1987 Present control succeeded June 2006 100 of capital stock is owned by the parent company
RON FELPER Work history is unknown
Business address has changed from 14826 Ne 95th St Redmond WA 98052 to 675 Central Ave New Providence NJ 07974
=~===============================================================
==============
CORPORATE FAMILY =====================c=========================================== ==============
The following global corporate family members are related to this busihess
Members are listed alphabetically first by company name then by country or us state then by city
Global Ultimate Rockwood Holdings Inc Princeton NJ 01-616-4399
Parent Rockwood Specialties Group Inc Princeton NJ 10-679-3433
Affiliates (US) Advantis Technologies Inc Alpharetta GA 93-189-6385 Alphagary Corporation Leominster MA 09-743-4484 Ceramtec North America Innovative Laurens SC 17-483-0034 Ceramic Engineering Corporation Chemetall Foote Corp Kings Mountain NC 00-232-9456 Chemical Specialties Inc Charlotte NC 04-297-3313 Pure Wafer Inc Prescott AZ 83-746-8321 Rockwood Pigments NA Inc Beltsville MD 04-754-7690 Southern Clay Products Inc Gonzales TX 04-166-1737
Affiliates (International) AlphaGary (Canada) Limited Stoney Creek CANADA 24-924-8626 Cs i Kemwood AB Helsingborg SWEDEN 35-401-6487middot ProCeram spolmiddot s ro Dolni Rychnov CZECH 49-516-1929
REPUBLIC
== = = == = == = == ==== = == = = = == = = ==== = ==== = = ==== = = ===-= = = = = === == == === =
==============
OPERATIONS ===================~==========~====================== ============
==============
08182008
Description Subsidiary of Rockwood Specialties Inc
Princeton NJ started 2000 which operates as a wholesaler
of chemicals or allied products Parent company owns 100
of capital stock
Wholesales corrosion preventative chemicals (100)
Terms are Net 30 days Has 600+ account(s) Sells to
aerospace industry Territory North and South America
Nonseasonal
Employees 100 which includes officer(s) 65 employed here
Facilities Leases premises in a single story brick building
Location Central business section on well traveled street
Branches This business has multiple branches detailed branchdivision information is available in
Dun amp Bradstreets linkage or family tree products
==============~==============~===================================
==============
SIC amp NAICS ================================================================= ==============
SIC Based on information in our file NAICS DampB has assigned this company an extended 8-digit SIC DampBs use of 424~90 Other Chemical and Alli~d
a-digit SICs enables us to be more Products Merchant specific to a companys operations Wholesalers than if we use the standard 4-digit code
51691001 Anti-corrosion products
=================================================~== ============
============== PAYMENT SUMMARY
==============~===========~=========================== ===========
===============
DampB has not received a sufficientsample of payment experiences to establish a PAYDEX score
DampB receives over 600 million payment experiences each year We enter these new and updated experiences intoDampB Reports as this information is received At this time none of those experi~nces relate to this company
=======================================================~==========
============== FINANCE
================================================================= ==-= = = == == === ==
06142007
On JUN 14 2007 Michael Lissandrello SIs Mgr deferred financial statement
Michael Lissandrello submitted the following partial estimates dated JUN 14 2007
Sales for 2006 were $100000000
As of June 14 2007 a search of Dun amp Bradstreets Public Record database found no open suits liens judgements or UCCs to which Chemetall Oakite Inc at 675 Central Ave New Providence NJ was named defendant or debtor Public records received hereafter will be entered into the database and will be included in reports which contain a Public Filings ~ection
==============================================~====== ===========
============== PUBLIC FILINGS
================~====~================================ ===========
==============
A check of DampBs public records database indicates that no filings were found for CHEMETALL OAKITE INC at 675 Central Ave New Providence NJ
DampBs extensive database of public record information is updated daily to ensure timely reporting of changes and additions It includes business-related suits liens judgments bankruptcies UCC financing statements and business registrations from every state and the District of Columbia as well as select filing types from Puerto Rico and the US Virgin Islands
DampBmiddotcollects public records throughmiddot a combination of court reporters third parties and direct electronic links with federal and local authori~ies Its database of US business-related filings is now the largest of its kind
===~====~========================================================
============== GOVERNMENT ACTIVITY
================================================================= ==============
Activity summary Borrower (DirGuar) NO Administrative debt NO Contractor YES Grantee NO Party excluded from federal program(s) NO
Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8(A) firm NA
The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other sources
Copyright 2009 Dun amp Bradstreet- Provided under contract
for the exclusive use of subscriber 264750059L
FULL DISPLAY COMPLETE
~ ~
396484BIR21523427615308tng emailhtm
-- -- - ~-
(I custservdnbeom To Lee SpielmannH2USEPAlUSEPA Karen
SeetlR2USEPAlUSEPA08112009 0314 PM cc
bec
Subject CHEMETALL US INC DampB Business Information Report
The following e-mail was sent to you by seetkarenepagov Personal Note
~--~amp8 has more oDtfcins tohelDvou decide with confidence Learn more about DampB products and services Is this an important decision ~~~~~
Get more with DampBs Enhanced Comprehensiye Report bull Business failure and credit scores
Click here to providebull Context behind the scores bull Added industrv and Financial comparisons feedback on this report
~~OC--~
f4fi1 Order reports on other businesses
Copyright 2009 Dun amp Bradstreet - Provided under contract
for the exclusive use of subscriber 264750059L
ATTN Lee Spielmann Report Printed AUG 11 2009
In Date
=====================~===========================================
============== BUSINESS SUMMARY
===============================~====================== ===========
==============
CHEMETALL US INC (SUBSIDIARY OF ROCKWOOD HOLDINGS INC PRINCETON NJ) CHEMETALL OAKITE 675 Central Ave New Providence NJ 07974
This is a headquarters I D-U~N-S Number 55-612-1200 (subsidiary) location IBranch (es) or division(s) exist I DampB Rating
Mailing address PO Box 7 IIINew Providence NJ
07974 DampB PAYDEXreg
1 12-Month DampB 74 Web site wwwchemetallcom I PAYDEX
I
Telephone 908 464-6900 I When weighted by dollar amount
f paYments to suppliers average 9 days Chief executive RONALD FELBER I beyond terms
I
PRES-CEO II Based on trade collected
over last Year started 1909 I 12 months
Management control
Employs
Financial statement date
Sales F
Net worth
History
Financing
Financial condition
SIC
Line of business
2004
340 (90 here)
DEC 31 2008
$130723000
(106438000)
CLEAR
SECURED
UNBALANCED
2842 2899 2851
Mfg polishsanitation gd mfg chemical preparation
IIIIIIIII
=======================================================~========
==============
SUMMARY ANALYSIS ================================================================= ==============
DampB Rating
The Rating was changed on April 17 2009 because of DampB I S overall assessment of the companys financial payment and history information The blankrating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and that further enquiry should be made before reaching a decision Some reasons for using a II_II
symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information
Below is an overview of the companys rating history since 060707
DampB Rating Date Applied 041709
1R4 030209 1R3 101408 4A3 072408 4A2 060707
The Summary Analysis section reflects information in DampBs file as of August 10 2009
====================~=====================~======================
============== CUSTOMER SERVrCE
================================================~===== ===========
==============
If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you are outside the US contact your local DampB office
Additional Decision Support Available
Additional DampB products monitoring services and specialized
investigations are available tomiddothelp you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcommiddot
================================================================= ==============
HISTORY ====~=========================~=====~================= =========== ==============
The following information was reported 07142009
Officer(s) RONALD FELBER PRES-CEO PHILIP E KELLY VICE PRESIDENT GREGORY V POFF VICE PRESIDENT
DIRECTOR (S) THE OFFICER(S)
The Delaware Secretary of States business registrations file showed that Oakite Products Inc was registered as a corporation on December 19 1991
Business started 1909 by David C Ball George W Oakley and Daniel C Smith Present control succeeded 2004 100 of capital stock is owned by parent company
RONALD FELBER born 1951 1989~present active here 1985-1989 employed with Avon Products Inc New York NY Graduated from Georgetown University in 1973 with a BS degree Also received MA degree from Loyola University in 1985
PHILP E KELLY born 1948 1972-present active here Graduated from University of Dayton in 1970 with a BS Degree Also received MBA Degree from Seton Hall University in 1978
GREGORY V POFF born 1948 1970-present active here Graduated from Catawba College in 1970 with a BA degree Also received MBA from Pace University in
1982
==========================~========================~=============
==============
CORPORATE FAMILY ================================================================= ==============
The following global corporate family members are related to this business Members are listed alphabetically first by company name then by country or US state then by city
Parent Rockwood Holdings Inc Princeton NJ 01-616-4399
Subsidiaries (International) Cheme~allCanada Limited Brampton CANADA 20-036-7514 Chemetall Mexicana SA de CV El Marques MEXICO 81-232-9050
Branches (US) Chemetall Us Inc La Mirada CA 15-886-0572 Chemetall Us Inc Romulus MI 00-515-7698
Affiliates (US) Chemetall Chemical Products Inc New Providence NJ 82-485-0580 Chemetall Oakite La Mirada - Plant La Mirada CA 61- 036 -9832middot Mineral Research and Development Charlotte NC 61-036-9477 Rockwood Holding Company Chicago IL 78-166-9635 Rockwood Specialties Consolidated Inc Princeton NJ 03-845-1386 Rockwood Specialties Group Inc Princeton NJ 10-679-3433 SachtlebenCorporation White Plains NY
95-666-4114 Viance LLC Charlotte NC 79-544-7346
Affiliates (International) Sachtleben Pigments Oy Helsinki FINLAND 54-023-5819
================================================================ ==============
OPERATIONS ==========~========================================== ============
==============
07142009
Description Subsidiary of Rockwood Holdings Inc Princeton NJ
As noted the parent company is Rockwood Holdings Inc
DUNS 01-616-4399 and reference is made to that report
for background information on the parent company and its
management
Manufactures specialty cleaning polishing or sanitation
preparations and sanitation preparations disinfectants or
deodorants Manufactures chemical preparations
specializing in metal treating compounds rust resisting
compounds and water treating compounds Manufactures
paints varnishes lacquers enamels or allied products
and paint removers
Has 10000 account(s) Terms are Net 30 days Sells to
industrial concerns Territory United States Mexico
Brazil and Canada
Nonseasonal
Employees 340 which includes officer(s) and 2 part-time 90 employed
here
Facilities Rents 37000 sq ft ina one story brick building
Location Suburban business section on well traveled street
Branche~ This business has multiple branches detailed branchdivision information is available in
Dun amp Bradstreets linkage or family tree products
Subsidiaries This business has 2 subsidiaries listed below
The extent of ownership where known is shown in
parenthesis following company name
Oakite Canada Limited Bramalea Ontario Canada (100)
Manufactures chemical specialty products Intercompany
relations reported by management to consist of
merchandise and service transactions cleared as scheduled
Chemetall Mexicana Monteray Mexico (100) Manufactures
chemical specialty products
=================================================~===============
==============
SIC amp NAICS ===========~===============~=================================~===
==============
SIC Based on information in our file NAICS DampB has assigned this company an extended a-digit SIC DampBs use of 325612 Polish and Other a-digit SICs enables us to be more Sanitation Good specific to a companys operations Manufacturing than if we use the standard 325612 Polish and Other 4-digit code Sanitation Good
middot 28420000 Polishes and sanitation Miscellaneous
goods and 28420400 Sanitation Manufacturing
preparations Miscellaneous
disinfectants and and
deodorants Manufacturing 28999931 Metal treating compounds Miscellaneous 28999942 Rust resistirtg compounds and
28999948 Water treat~ng compounds Manufacturing 28510000middot Paints and allied Coating
products middot28510401 Paint removers Coating
325998
325998
325998
325510
325510
Manufacturing All Other
Chemical Product
preparation
All Other
Chemical PrOduct
Preparation
All Other
Chemical Product
Preparation
Paint and
Manufacturing Paint and
Manufacturing
================================================================= ==============
DampB PAYDEX ================================================================= ==============
The DampB PAYDEX is a unique dollar weighted indicator of payment performance based on up to 157 payment experiences as reported to DampB by trade references
3-Month DampB PAYDEX 75 I 12-Month DampB PAYDEX 74 I
When weighted by dollar amount I When weighted by dollar amount payments to suppliers average average 9 days beyond terms
Based on trade collected over collected over last months
8 days I payments to suppliers
last 3
I beyond terms II Based on trade
I 12 months
================================================================= ==============
PAYMENT SUMMARY ================================================================= ==============
The Payment Summary section reflects payment information in DampBs file as of the date of this report
Below is an overview of the companys dollar-weighted payments segmented by its suppliers primary industries
Mfg electric test prd 1 35000 35000 100
OTHER INDUSTRIES 101 283550 20000 73 22 4 - 1
Other payment categories Cash experiences 7 750 250 Payment record unknown 0 Omiddot 0 Unfavorable commeJlts 1 1000 1000
Placed for collections With DampB 1 7500 Other 0 NA
===== ============== ========== Total in DampBs file 157 3017350 900000
The highest Now Owes on file is $750000
The highest Past Due on file is $10000
Dun amp Bradstreet has 157 payment experiences in its file for this company For your convenience we have displayed 80 representative experiences in the PAYMENTS section
====~============================================================
==============
PAYMENT DETAILS ================================================================= ==============
Detailed payment history
Date Paying High Now Past Selling Last Salemiddot Reported Record Credit Owes Due Terms Within
(rhmyy) ($) ($) ($) (months)
0709 Ppt 50 0 1 mo
Ppt 2500 0 1 mo
Ppt 200 i OOO 100000 2500 N60 1 mo
Ppt 200000 100000 0
----------------
0508 Ppt-Slow 30 20000 10000 deg N30 1 rno 0707 (08 0) 7500
Placed for collection
Accounts are sometimes placed for collection everi though the existence or amount of the debt is disputed
Payment experiences reflect how bills are met in relation to the terms granted In some instances payment beyond terms can be the result of disputesmiddot over merchandise skipped invoices etc
Each experience shown is from a separate supplier Updated trade experiences replace those previously reported
================================================================= ==============
FNANCE ================================================================= ==============
04172009
Three-year statement comparative
Fiscal Fiscal Fiscal
Dec 31 2005 Dec 31 2006 Dec 31 2008
Current Assets 53345000 33854000 34348000 Current Liabs 16314000 11173000 18594000 Current Ratio 327 303 1 85 Working Capital 37031000 22681000 15754000 Other Assets 9824000 15582000 124757000 Net Worth 38515000 28063000
1304000 Sales 79763000 86130000 130723000 Long Term Liab 8340000 10200000 139207000 Net Profit (Loss) 1105000 8689000 490000
Fiscal statement dated DEC 31 2008
Assets j Liabilities I -----------shy1
Other Curr Assets 343-480001 Other Curr Liabs 18594000
---------------1 Curr Assets 343480001 Curr Liabs 18594000
I Fixt amp Equip 110620001 Pension Reserves 7990000 Goodwill-Net 252040001 Other Liabilities 129932000 other Intangible 825380001 LT Liab-Other 1285000 Assets-Net TOTAL EQUITY 1304000 Deferred Income 2680001 Taxes I Other Assets 56850001
---------------11
Total Assets 1591050001 Total 159105000
From JAN 01 2008 to DEC 31 2008 annual sales $130723000 cost of goods soldmiddot $69475000 Gross profit $61248000 operating expenses $48302000 Operating income $i2946OOO other expenses $11971bOOi net income before taxes $975000 Federal income tax $485000 Net income $490000
Submitted MAR 31 2009 by Ronald Felber pres-ceo Prepared from books without audit
On April 17~ 2009 themiddotfinancial information was updated
================================================================= ==============
KEY BUSINESS RATIOS ================================================================= ==============
Statement date DEC 31 2008 Based on this number of establishments 28
Firm IIndustry Median I---~------------
Return of Sales 04 IReturn of Sales 11 Current Ratio middot18 ICurrent Ratio 21 Assets Sales 1217 IAssets Sales 575 Total Liability Net Worth 9999 ITotal Liability Net Worth 83 7
================================================================= ==============
PUBLIC FILINGS ================================================================= ==============
The following Public Filing data is for information purposes only and is not the official record Certified copies can only be obtained from the official source
================================================================= ==============
UCC FILINGS =~==================================================== ===========
==============
Collateral All Assets Type Original
-----------------------------------------------------------------
Sec party THROUGH ITS
ADMINISTRATIVE AGENT
Debtor Filing number Filed with DOVER DE
Date filed Latest Info Received
Collateral General
Leased Equipment
Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ
Date filed Latest Info Received
Collateral
Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ
Date filed Latest Info Received
CREDIT SUISSE FIRST BOSTON ACTING
CAYMAN ISLANDS BRANCH AS
NEW YORK NY OAKITE PRODUCTS INC 4216854 2 SECRETARY OF STATEUCC DIVISION
08022004 08262004
Accounts receivable and proceeds shy
intangibless) and proceeds shy
and proceeds Original CANON FINANCIAL SERVICES MOUNT
OAKITE PRODUCTS INC 23913509 SECRETARY OF STATEUCC DIVISION
11302006 12272006
Leased Assets - Leased Business machineryequipment Original CANON FINANCIAL SERVICES INC MT
OAKITE PRODUCTS INC 21685842 SECRETARY OF STATEUCC DIVISION
07112003 07292003
Type Continuation Sec party CREDIT SUISSE (FKA CREDIT SUISSEmiddot FIRST
BOSTON) ACTING THROUGH ITS CAYMAN ISLA NEW
YORK NY Debtor CHEMETALL CORPORATION Filing number 2009 0642311 Filed with SECRETARY OF STATEUCC DIVISION DOVER DE
Date filed 02272009 Latest Info Receiv~d 05122009 Original UCC filed date 08022004 Original filing no 4216861 7
The public record items contained in this report may have been paid termirtated vacated or released prior to the date this report was printe~
=======~===============================================~======== ==============
GOVERNMENT ACTIVITY =====================================================~ ===========
==============
Activity summary Borrower (DirGuar) NO Administrative debt YES Contractor YES Grantee NO Party excluded from federal program(s) NO
Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8 (A) firm NA
The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other- sources
----7-------shyCopyright 2009 Dun amp Bradstreet - Provided under
contract I
for the exclusive use of subsCriber 264750059L
FULL DISPLAY COMPLETE
~ 396484BIRHQ2156 3427456432lng emailhIm
dmiddotmiddotmiddotmiddotmiddotto Chemetall
~
ICompany Overview
Chemetall is a global company committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry eg lithium and cesium compounds
Chemetalls businesses historically emerged from the combination of expertise in chemistry and metallurgy which is still mirrored in the companys name Chemetall mainly sells customised packages of products and services ranging from consultation via development through to the operation of entire plants at the customers site - for instance car body pre-treatment in the automotive industry
The companys product portfolio is based on continuous research and development of leading edge technologies High perfOrming products combined with Chemetalls dedication to providing the best technical service and support to its customers have over the decades established excellent market positions in its fields of activity
Chemetall GmbH is headquartered in Frankfurt am Main It is the centre of a worldwide network of some 40 subsidiaries in Europe North and South America Asia Australia and Africa Most of these companies operate their own production sites and many also have their own development laboratories A largely decentralised organisation ensures that each local company can respond quickly and flexibly to the customers needs in its markets whilst at the same time being able to draw on the specialist resources within the Group In this way Chemetall combines the strength of a global supplier with the flexibility and customer focus of a medium-size company
Since August 1st 2004 Chemetall has been part of middotRockwood Holdings Inc
~II ~II
httpwwwchemetaIIcomindexjspjsessionid=D1E2B97C5F308BBEFA7790E98D334D 8112009
202009
~ _ c
bulliJi - - -Hsectr
jmiddotY I Chemetall
f 0
I News
I 2009 I zoosl 2007
2009
May 272009 Significant savings achieved with the change from zinc-phosphating pretreatment to Oxsllanreg technology Opel Replaces its Metal Pretreatment System Adam Opel GmbH in Kaiserslautem Germany is an important more
~tl
April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more
~ff
April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more
~If
February OS 2009 Chemetall Aerospace Technologies has successfully integrated the NOT business of Ely Chemical Company Ltd We are proud to inform our customers around the world that Chemetall has effectively transferred and more
~h~~gPASq~~~~JJetoChemetall~ aiiiiilry f 2009 tile neW legal entity name for ChemetallmiddotOakite will be
cCflemetalltJS Inc more
ctt
January 20 2009 Chemetall Oakite changed its name to Chemetall
Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc more
ft
2008
August 01 2008 Chemetall acquires Nalco Finishing Technologies Rockwood Holdings Inc Chemetall-Group has acquired Nalcos Finishing Technologies (FT) businessnull more
~
July 31 2008 Chemetall announces global price increases Chemetall is currently increasing prices within a range of 5 to 20 percent or implementing and adjusting more
~ff
httpwwwchemetallcomindexjspcontent=newsjspnewsDat=pressreleases_sortbyyear 81112009
2007
----------------- -r - ------1 ------------- c- - --r
April 01 2008 Chemetall acquires NOT Business of Ely Chemical Company Ltd Chemetall GmbH FrankfurtM via its UK subsidiary has acquired the NOT business of the UK basednull more
~JJ
March 29 2007 Chemetall Signs Distribution Agreement with Advanced Chemistry amp Technology Inc Chemetall Aerospace Technologies announced that it has signed an exclusive sales and distribution agreement more
~II
February 212007 Chemetall Acquires the Chemical Division Business of Wirral Fospray Chemetall PLC has announced the acquisition of the chemical division business from Wirral Fospray Limited more
~JI
January 22 2007 Rockwood Appoints M~nlka Engel-Bader President ofChemetal Rockwood Holdings Inc (NYSEROC) has announced that Dr Monika EngelshyBader has been appointed tonull more=
~II
httpwwwchemetallcomindexispcontent=newsi SpnewsDat=pressreleases sortbyyear 8112009
kindof activity Production fields of activity Lithium
~II ~IJ
~ Chemetall US Inc
Country United States Streetaddress 13177 Huron River Drive ZIP MI 48174 City Romulus Phone +1-734-941 3800 Fax +1-734-941-5524 kind of activity Productionmiddot fields of activity Surface Treatment MapMgQ
~I =11
IIsectsectsect Chemetall US Inc
Country United States Streetaddress 16961 Knott Ave ZIP CA 90638 City La Mirada Phone +1800-331-1197 Fax +1 714a70-6480 kind of activity Sales Production fields of activity Surface Treatment Map Mm
~J ~IJ
~ Chemetall US Inc
Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-464-6900 Fax +1908-464-5571 kind of activity Headoffice $ales Production fields of activity Surface Treatment Direct Contact Email oakiteproductschemetaILcom Map Map
~I ~II
httpwwwchemetallcomindexjspcontent=contact choice1jspid=United Statesampconti 81112009
Chemetall~~-V
J 4(
America ~ United Stetes 1lW
Chemetall Foote Corp
Country United States Streetaddress 348 Holiday Inn prive ZIP NC 28086 City Kings Mountain Phone +1-704-739 2501 Fax +1-704-734 0208 kind of activity Headoffice Sales Production fields of actvity Lithium Direct Contact Email footelithiumchemetallcom Map Map
~ II
~ Chemetall Foote Corp
Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-665-9466 Fax +1-908-665-8543 kind of activity Headoffice Sales fields of activity Special metals MapM~
~II ~11
~ Chemetall Foote Corp
Country United States Streetaddress 856 Foote Lane
ZIP TN 37134 City New Johnsonville Phone +1-931-535 3401 Fax +1-931-535 3404 kind of activity Production fields of activity Lithium Map Map
~IJ ~IJ
~ Chemetall Foote Corp
Country United States Streetaddress Hwy 265 ZIP NV 89047 City Silver Peak Phone +1-775-937-2222 Fax +1-775-937-2250
httpwwwchemetallcomindexj spcontent=contact_choice 1jspid=UnitedStatesampconti 8112009
~aa -rlte_middot~ bull Chemetall
II~metaIIOakl~ changeditsnClme tOlhemetall
Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc doing business as Chemetall The same applies to the Canadian subsidiary whose official name will be Chemetall Canada Limited
middotCustomers around the world link Chemetall with quality innovation and extraordinary technical services says Joris Merckx President Surface Treatment at Chemetall middotOne consistent name of our all our subsidiaries will strengthen our corporate brand and with it our image he commented
No changes Will be made to the Mexican and Brazilian entities as these countries already operate their business under the name of Chemetall
About Chemeta
Chemetall a company of Rockwood Holdings Inc (NYSE ROC) is one of the leading global companies committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry including lithium and cesium compounds
Contact Sandra Zirm Phone +496971653605 Mall sandrazirmchemetallcom
~I ~II
Page8-A
Gravity based penaltY matrix to supplement Recordkeeping and Reporting Rules and Requirements for TSCA Sections 8 12 and 13 for violations that occur on or after March 15 2004 Insert behind ~e 8
TSCA sectsect 8 12 amp 13 GRAVITY BASED PENALTY MATRIX
EXTENT CIRCUMSTANCES
A B C Major Significant Minor
LEVELS 1 $32500 $21922 $6448
High Range 2 $25791 $16764 $3869
3 $19343 $12895 $1934 Mid Range
4 $12895 $7737 $1290
5 $6448 $3869 $645 Low Range
6 $2579 $1676 $258
Note After calculating the gravity-based penalty for each count the total applicable gravity-based penalty for all counts in a particular casematter should be rounded to the nearest unit of $100 as required by the memorandum from Thomas Skinner dated September 212004 implementing the Civil Monetary Penalty Adjustment Rule as published in the Federal Register on February 132004 (69 FR 7121)
TPED Pen Adj Memo wAnachments - Page 9 of 19
UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
TSCA Section 5 and 8 Inspection Chemetall Oakite Inc 675 Central Avenue New Providence NJ 07974
From Chester Norman Chemist Leonard Pappalardo Chemist Toxics Section Toxics Section
To Daniel 1 Kraft Chief Toxics Section
On May 14 2008 a TSCA Section 5 and 8 inspection was conducted at Chemetall Oakite Inc at the address listed above This inspection was conducted as part of the regional neutral inspection scheme We scheduled the meeting in advance with Mr Michael Chang Manager Health and Environmental Department Upon arriving at Chemetall Oakite Inc official credentials were presented to Mr Michael Chang Julia C Murray Vice President Technical Marketing and Ron Ascenzo Director Technical Marketing Notices ofInspection (Attachment 1) and Confidentiality (Attachment 2) were issued and explained to Ms Murray Ms Murray signed the notices
Chemetall Oakite is an importer of chemicals They import metal cleaners and surface treatment chemicals They have approximately 110 employees in New Providence New Jersey Chemetall has been at this site since 2006 prior to that they were located in Berkley Heights New Jersey Chemetall Oakite Inc is also known as Chemetall Chemical Products and Chemetall Americas Chemetall Americas is owned by Rockwood Holding Company who is owned by Chemetall BMGH in Germany Their Standard Industrial Codes (SIC) is 5169 The companys fiscal year is the calendar year Ms Murray said Chemetall Oakite Incs corporate sales were approximately $100000000 Chemetall Oakites facility in New Providence New Jersey is the corporate headquarters sales export and import offices and their research and development laboratories for the United States Chemetall Oakite Inc has manufacturing facilities in La Mirada CA and Romulus MI
We asked if they filed an Inventory Update Report for the 2006 reporting period They didnt know We asked if they filed a preliminary assessment inventory report for any of the chemicals the company manufactures or imports and they responded they didnt know We asked if they filed any PMNs recently they responded with a 10 year old low volume exemption and an older PMN We asked if they filed any significant new use report they responded no We asked if they had a
TSCA Section 8c file They also responded no
We issued Receipts for Samples and Documents and Confidential Business Information Nothing was declared Confidential
Attachments 1 Notice ofInspection 2 Notice of Confidentiality 3 Receipt for Samples and Documents 4 Declaration of Confidential Business Information
I bull US ENVIRONMENTAL PIlOTECTlON ~- WASHINGTON DC 204Ci0
TOXIC 5UBSTAlCES CONTllOL ACI EPA-----_- _--__--------------------- shyTOXICS SECfION - NOTICE OF INSPECflON
1_ INVESTIGATION IDENT1FICAnON 3 F~Z~ ~~7jJi--- Chemetall Oaki 42008
S FACllrryS ADDRESS
~PA Region 2 MS-I05 iPECTORS ADDRESS
675 Central Ave Woodbridge Avenue New Providence New Jersey 07974-1560
on NJ08837-5602
REASON FOR INSPECTION
Under the authority of Section II of the Toxics Substances Control Act
b For the purposes of inspecting (Including taking samples photographs statements and other inspection activities) an establisbment facility or other premises in which chemical substances or mixtures or articles containing same are manufactured processed or stored or held before or after their distribution in commerce ( including records files papers processes controls and facilities) and any conveyance being used to transport chemical substances mixtures or articles containing same in connection with their distribution in commerce (including records files papers processes controls and facilities) bearing on whether the requirements of the Act applicable to the chemical substances mixtures or articles within or ass()Ciated with such premises or conveyance have been complied with
In In addition this inspection extends to (Check appropriate blocks)
Jq- A Financial data o D Personnel data I
LV B Sales data o E Research data
13 C Pricin ~ data The natureland extent of the inspection of such data specified in A through E above is as follows
~rtification
lcknowledge that the statements I have made on this fonnand all attachments thereto are true accurate and complete I acknowledge that y knowingly false or misleading statement may be punishable by fine or imprisonment or both under applicable law
PREVIOUS VERSIONS ARE OBSOLETE
ME
rnE Chemist
DATE SIGNED
~r TI11E -shy~J ~ea~~ (1 4~
A FORM 77ltWmiddot3A FOR 1018 (REVISED JAN 2002)
IUR FORM (Form U) submitted September 24 2008
CBIDELETED
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0- 0shy
-P 0 0shy
Zn2+ 0shyNAME Phosphoric acid zinc salt (21) 1RN 13598-37-3
l) - P -o-Il o
MW 25533
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SHrch Infomudion
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OH I
HO-P-OH
1 o
NAME Ethanol 2-amino- phosphate (1 ) RN 29868-05-1 r
OH
MW 159077
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o II
HO- P-O- Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH
MW 119976
=nlarge Structure
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HO - P shy 0shy Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH
MW 119976
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NAME Zinc nitrate RN 7779-88-6
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0shyI
N+i o 0shy
Zn2+ 0shy
I N+ 0shy0
MW 189398
InJil~~tJ(tlJr~
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ampampampampamp ampu I IU Y fo4IampU ~ L U~ La o
IRQ rn CERCLA Reportable Quantities I
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0 0
pl
o 0
Mn2 lt
NAME Phosphoric acid manganese(2+) salt (21) RN 18718-07-5
0 I
o-p -o-Il o
MW 244878
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0- 0_
po 0_
Zn2+ 0shyNAME Phosphoric acid zinc salt (21) lRN 13598-37-3 -0 - P -o-Il o
MW 25533
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0shy
I ~N-o 0shy
Mn+ NAME Manganese nitrate 0shyRN 10377-66-9 I
N+- 0shy0
MW 178946
Enlarge Structure
hale SurchFor more information about this substance Information NllMgatlon
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NAME Potassium cis-9-octadecenoic acid RN 143-18-0
o
O
(
MW 320555
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OH I
HO-P=O
~ OHN~I
0) p NAME Sodium aminotris(methylenephosphonate) II OHRN 20592-85-2
0P HO shy
OH
MW 2990478
Enlarge Structure
hale I~----F-o-r-m-o-re-in-fo-r-m-a-t-io-n-a-b-o-u-t-t-hi-s-s-u-b-s-ta-n-c-e------1 N=~Information
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NAME Sodium silicate RN 1344-09-8
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0shyt
O=Si 0shy
MW 122063
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Na+
Na+
SNrell N8Yfgetlon
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NAME Boric acid dipotassium salt RN 1332-77-0
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NAME Potassium tallate No StructureRN 61790-44-1
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HO OH
j ~
HO
OH
J NAME Boric acid compd with 222middotnitrilotris (ethanol) OH ~N-
HO
RN 68413middot80middot9
MW 2110202
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f
NAME Butanedioic acid 2-(octen-1-yl)- potassium salt (1 2)
ti~middotmiddot
(gt
a
RN 58641-28-4
MW 304466
Enlarge Structure
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H3C OH
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H3C OH
NAME Alcohol [U5P] RN 64-17-5
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0shy
IOp-o- cr3+
NAME Chromic phosphate I 0shyRN 7789-04-0
MW 146966
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NAME Monoammonium phosphate RN 7722-76-1
0 II
HO-P -0shyI
NW 4
OH
MW 115024
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INER
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HO OH Si NH2NAME Silanetriol 1-(3-aminopropyl)shy HO ~ ~
RN 58160-99-9
MW 13721
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Na+ o II
HO- p- 0shyNAME Disodium phosphate IRN 7558-79-4 0- Na+
MW 141958middot
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9Jn1224a Chernelall Oakil Inc
675 Central we
New PlOYidence Unton NJ 07974 PO BOX 7 N_ PrcNiclence
NJ 079740007 908~900
51691001 Anti-corrosion product 424690 424690-Other Chemical lII1d Allied Prod
Ron Felper
President
65 100 $100000000
016164399 000000000 1067934JJ
PRIVATE COMPANY SINGlE
40697755 -74A08967
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26420000 Polishes and sanitation goods 325612 325612-Po1ish amp 01 Ssnitalion Gd MIg Ronald Felber Pesident
90 340 S130723000
016164399 0000000oo 016164399
PRIVATE COMPANY HEADQUARTERS 40697755 74408967
custservdnbcom To Lee SpielmannR2USEPAlUSEPA Karen
bull SeetlR2USEPAlUSEPA08132009 11 22 AM
cc
bcc
Subject CHEMETALL OAKITE INC DampB Business Information Report
The folloWing e-mail was sent to you by seetkarenepagov Personal Note
ampBhas more options to help you decide with confidence Learn more about DampB eroducts and services lis this an important decision ~ IUJlilIImil
Get more with DampBs Enhanced Comprehensive Report ~I bull Business failure and credit scores
Click here to provideI bull Context behind the scores Added industrY and Financial comDarisons feedback on this report
iiiiRi55i~iiiiiAii~1~-
ort on this business
J --1- )21 _II1tjjjj1 Wgll_~yg 1
Copyright 2009 bun amp Bradstreet - Provided under contract
for the exclusive use of subscriber 264750059L
ATTN Lee Spielmann Report Printed AUG 13 2009
========================~======~=================================
============== BUSINESS SUMMARY
==========~======================================================
==============
CHEMETALL OAKITE INC (SUBSIDIARY OF ROCKWOOD SPECIALTIES INC PRINCETON NJ) 675 Central Ave New Providence NJ 07974
This is a headquarters D-U-N-Sreg Number 93-771-2248 (subsidiary) location Branch (es) or division(s) exist DampB Rating
Mailing address PO Box 7
II I
New ~rovidence NJ07974
Web site wwwrockwoodspeciallI IIIIIIIIIIIIII
Telephone
Chief executive
Year started
Management control
Employs
Sales
History
SIC
Line of business
tiescom
908 464-6900
RON FELPER PRES
1987
2006
100 (65 here)
$100000000
CLEAR
5169
Whol corrosion preventative chemicals
III III
================================================================= ===============
SPECIAL EVENTS ================================================================ ==============
06142007 Business started 1987 Present control succeeded June 2006
================================================================= ==============
SUMMARY ANALYSIS ================================================================= ==============
DampB Rating
The blank rating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and
that further enquiry should be made before reaching a decision Some reasons for using a _II symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information
Below is an overview of the companys rating history since 061507
DampBRating Date Applied 061507
The Summary Analysis section reflects information in DampBs file as of August 102009
=================~======~==~==~=======================~==========
============== INVESTIGATIVE SERVICES
================================================================= ==============
Update available on request
This information is being provided to you immediately in the interest of speed This reportmay not reflect the current status of this business DampB can investigate this business and update the information based on the resulta of that investigation
By ordering a standard investigation the same day you order this report an updated report will be provided to you at no extra cost
=========~=======================================================
==============
CUSTOMER SERVICE ================================================================= ==============
If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you
~ (
are outside the us contact your local DampB office
Additional Decision Support Available
Additional DampB products monitoring services and specialized investigations are available to help you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcom
=================================================================
===== = = = === = = =
HISTORY ================================================================= ==============
The following information was reported 08182008
Officer(s) RON FELPER PRES
THE OFFICER(S)
Business started 1987 Present control succeeded June 2006 100 of capital stock is owned by the parent company
RON FELPER Work history is unknown
Business address has changed from 14826 Ne 95th St Redmond WA 98052 to 675 Central Ave New Providence NJ 07974
=~===============================================================
==============
CORPORATE FAMILY =====================c=========================================== ==============
The following global corporate family members are related to this busihess
Members are listed alphabetically first by company name then by country or us state then by city
Global Ultimate Rockwood Holdings Inc Princeton NJ 01-616-4399
Parent Rockwood Specialties Group Inc Princeton NJ 10-679-3433
Affiliates (US) Advantis Technologies Inc Alpharetta GA 93-189-6385 Alphagary Corporation Leominster MA 09-743-4484 Ceramtec North America Innovative Laurens SC 17-483-0034 Ceramic Engineering Corporation Chemetall Foote Corp Kings Mountain NC 00-232-9456 Chemical Specialties Inc Charlotte NC 04-297-3313 Pure Wafer Inc Prescott AZ 83-746-8321 Rockwood Pigments NA Inc Beltsville MD 04-754-7690 Southern Clay Products Inc Gonzales TX 04-166-1737
Affiliates (International) AlphaGary (Canada) Limited Stoney Creek CANADA 24-924-8626 Cs i Kemwood AB Helsingborg SWEDEN 35-401-6487middot ProCeram spolmiddot s ro Dolni Rychnov CZECH 49-516-1929
REPUBLIC
== = = == = == = == ==== = == = = = == = = ==== = ==== = = ==== = = ===-= = = = = === == == === =
==============
OPERATIONS ===================~==========~====================== ============
==============
08182008
Description Subsidiary of Rockwood Specialties Inc
Princeton NJ started 2000 which operates as a wholesaler
of chemicals or allied products Parent company owns 100
of capital stock
Wholesales corrosion preventative chemicals (100)
Terms are Net 30 days Has 600+ account(s) Sells to
aerospace industry Territory North and South America
Nonseasonal
Employees 100 which includes officer(s) 65 employed here
Facilities Leases premises in a single story brick building
Location Central business section on well traveled street
Branches This business has multiple branches detailed branchdivision information is available in
Dun amp Bradstreets linkage or family tree products
==============~==============~===================================
==============
SIC amp NAICS ================================================================= ==============
SIC Based on information in our file NAICS DampB has assigned this company an extended 8-digit SIC DampBs use of 424~90 Other Chemical and Alli~d
a-digit SICs enables us to be more Products Merchant specific to a companys operations Wholesalers than if we use the standard 4-digit code
51691001 Anti-corrosion products
=================================================~== ============
============== PAYMENT SUMMARY
==============~===========~=========================== ===========
===============
DampB has not received a sufficientsample of payment experiences to establish a PAYDEX score
DampB receives over 600 million payment experiences each year We enter these new and updated experiences intoDampB Reports as this information is received At this time none of those experi~nces relate to this company
=======================================================~==========
============== FINANCE
================================================================= ==-= = = == == === ==
06142007
On JUN 14 2007 Michael Lissandrello SIs Mgr deferred financial statement
Michael Lissandrello submitted the following partial estimates dated JUN 14 2007
Sales for 2006 were $100000000
As of June 14 2007 a search of Dun amp Bradstreets Public Record database found no open suits liens judgements or UCCs to which Chemetall Oakite Inc at 675 Central Ave New Providence NJ was named defendant or debtor Public records received hereafter will be entered into the database and will be included in reports which contain a Public Filings ~ection
==============================================~====== ===========
============== PUBLIC FILINGS
================~====~================================ ===========
==============
A check of DampBs public records database indicates that no filings were found for CHEMETALL OAKITE INC at 675 Central Ave New Providence NJ
DampBs extensive database of public record information is updated daily to ensure timely reporting of changes and additions It includes business-related suits liens judgments bankruptcies UCC financing statements and business registrations from every state and the District of Columbia as well as select filing types from Puerto Rico and the US Virgin Islands
DampBmiddotcollects public records throughmiddot a combination of court reporters third parties and direct electronic links with federal and local authori~ies Its database of US business-related filings is now the largest of its kind
===~====~========================================================
============== GOVERNMENT ACTIVITY
================================================================= ==============
Activity summary Borrower (DirGuar) NO Administrative debt NO Contractor YES Grantee NO Party excluded from federal program(s) NO
Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8(A) firm NA
The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other sources
Copyright 2009 Dun amp Bradstreet- Provided under contract
for the exclusive use of subscriber 264750059L
FULL DISPLAY COMPLETE
~ ~
396484BIR21523427615308tng emailhtm
-- -- - ~-
(I custservdnbeom To Lee SpielmannH2USEPAlUSEPA Karen
SeetlR2USEPAlUSEPA08112009 0314 PM cc
bec
Subject CHEMETALL US INC DampB Business Information Report
The following e-mail was sent to you by seetkarenepagov Personal Note
~--~amp8 has more oDtfcins tohelDvou decide with confidence Learn more about DampB products and services Is this an important decision ~~~~~
Get more with DampBs Enhanced Comprehensiye Report bull Business failure and credit scores
Click here to providebull Context behind the scores bull Added industrv and Financial comparisons feedback on this report
~~OC--~
f4fi1 Order reports on other businesses
Copyright 2009 Dun amp Bradstreet - Provided under contract
for the exclusive use of subscriber 264750059L
ATTN Lee Spielmann Report Printed AUG 11 2009
In Date
=====================~===========================================
============== BUSINESS SUMMARY
===============================~====================== ===========
==============
CHEMETALL US INC (SUBSIDIARY OF ROCKWOOD HOLDINGS INC PRINCETON NJ) CHEMETALL OAKITE 675 Central Ave New Providence NJ 07974
This is a headquarters I D-U~N-S Number 55-612-1200 (subsidiary) location IBranch (es) or division(s) exist I DampB Rating
Mailing address PO Box 7 IIINew Providence NJ
07974 DampB PAYDEXreg
1 12-Month DampB 74 Web site wwwchemetallcom I PAYDEX
I
Telephone 908 464-6900 I When weighted by dollar amount
f paYments to suppliers average 9 days Chief executive RONALD FELBER I beyond terms
I
PRES-CEO II Based on trade collected
over last Year started 1909 I 12 months
Management control
Employs
Financial statement date
Sales F
Net worth
History
Financing
Financial condition
SIC
Line of business
2004
340 (90 here)
DEC 31 2008
$130723000
(106438000)
CLEAR
SECURED
UNBALANCED
2842 2899 2851
Mfg polishsanitation gd mfg chemical preparation
IIIIIIIII
=======================================================~========
==============
SUMMARY ANALYSIS ================================================================= ==============
DampB Rating
The Rating was changed on April 17 2009 because of DampB I S overall assessment of the companys financial payment and history information The blankrating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and that further enquiry should be made before reaching a decision Some reasons for using a II_II
symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information
Below is an overview of the companys rating history since 060707
DampB Rating Date Applied 041709
1R4 030209 1R3 101408 4A3 072408 4A2 060707
The Summary Analysis section reflects information in DampBs file as of August 10 2009
====================~=====================~======================
============== CUSTOMER SERVrCE
================================================~===== ===========
==============
If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you are outside the US contact your local DampB office
Additional Decision Support Available
Additional DampB products monitoring services and specialized
investigations are available tomiddothelp you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcommiddot
================================================================= ==============
HISTORY ====~=========================~=====~================= =========== ==============
The following information was reported 07142009
Officer(s) RONALD FELBER PRES-CEO PHILIP E KELLY VICE PRESIDENT GREGORY V POFF VICE PRESIDENT
DIRECTOR (S) THE OFFICER(S)
The Delaware Secretary of States business registrations file showed that Oakite Products Inc was registered as a corporation on December 19 1991
Business started 1909 by David C Ball George W Oakley and Daniel C Smith Present control succeeded 2004 100 of capital stock is owned by parent company
RONALD FELBER born 1951 1989~present active here 1985-1989 employed with Avon Products Inc New York NY Graduated from Georgetown University in 1973 with a BS degree Also received MA degree from Loyola University in 1985
PHILP E KELLY born 1948 1972-present active here Graduated from University of Dayton in 1970 with a BS Degree Also received MBA Degree from Seton Hall University in 1978
GREGORY V POFF born 1948 1970-present active here Graduated from Catawba College in 1970 with a BA degree Also received MBA from Pace University in
1982
==========================~========================~=============
==============
CORPORATE FAMILY ================================================================= ==============
The following global corporate family members are related to this business Members are listed alphabetically first by company name then by country or US state then by city
Parent Rockwood Holdings Inc Princeton NJ 01-616-4399
Subsidiaries (International) Cheme~allCanada Limited Brampton CANADA 20-036-7514 Chemetall Mexicana SA de CV El Marques MEXICO 81-232-9050
Branches (US) Chemetall Us Inc La Mirada CA 15-886-0572 Chemetall Us Inc Romulus MI 00-515-7698
Affiliates (US) Chemetall Chemical Products Inc New Providence NJ 82-485-0580 Chemetall Oakite La Mirada - Plant La Mirada CA 61- 036 -9832middot Mineral Research and Development Charlotte NC 61-036-9477 Rockwood Holding Company Chicago IL 78-166-9635 Rockwood Specialties Consolidated Inc Princeton NJ 03-845-1386 Rockwood Specialties Group Inc Princeton NJ 10-679-3433 SachtlebenCorporation White Plains NY
95-666-4114 Viance LLC Charlotte NC 79-544-7346
Affiliates (International) Sachtleben Pigments Oy Helsinki FINLAND 54-023-5819
================================================================ ==============
OPERATIONS ==========~========================================== ============
==============
07142009
Description Subsidiary of Rockwood Holdings Inc Princeton NJ
As noted the parent company is Rockwood Holdings Inc
DUNS 01-616-4399 and reference is made to that report
for background information on the parent company and its
management
Manufactures specialty cleaning polishing or sanitation
preparations and sanitation preparations disinfectants or
deodorants Manufactures chemical preparations
specializing in metal treating compounds rust resisting
compounds and water treating compounds Manufactures
paints varnishes lacquers enamels or allied products
and paint removers
Has 10000 account(s) Terms are Net 30 days Sells to
industrial concerns Territory United States Mexico
Brazil and Canada
Nonseasonal
Employees 340 which includes officer(s) and 2 part-time 90 employed
here
Facilities Rents 37000 sq ft ina one story brick building
Location Suburban business section on well traveled street
Branche~ This business has multiple branches detailed branchdivision information is available in
Dun amp Bradstreets linkage or family tree products
Subsidiaries This business has 2 subsidiaries listed below
The extent of ownership where known is shown in
parenthesis following company name
Oakite Canada Limited Bramalea Ontario Canada (100)
Manufactures chemical specialty products Intercompany
relations reported by management to consist of
merchandise and service transactions cleared as scheduled
Chemetall Mexicana Monteray Mexico (100) Manufactures
chemical specialty products
=================================================~===============
==============
SIC amp NAICS ===========~===============~=================================~===
==============
SIC Based on information in our file NAICS DampB has assigned this company an extended a-digit SIC DampBs use of 325612 Polish and Other a-digit SICs enables us to be more Sanitation Good specific to a companys operations Manufacturing than if we use the standard 325612 Polish and Other 4-digit code Sanitation Good
middot 28420000 Polishes and sanitation Miscellaneous
goods and 28420400 Sanitation Manufacturing
preparations Miscellaneous
disinfectants and and
deodorants Manufacturing 28999931 Metal treating compounds Miscellaneous 28999942 Rust resistirtg compounds and
28999948 Water treat~ng compounds Manufacturing 28510000middot Paints and allied Coating
products middot28510401 Paint removers Coating
325998
325998
325998
325510
325510
Manufacturing All Other
Chemical Product
preparation
All Other
Chemical PrOduct
Preparation
All Other
Chemical Product
Preparation
Paint and
Manufacturing Paint and
Manufacturing
================================================================= ==============
DampB PAYDEX ================================================================= ==============
The DampB PAYDEX is a unique dollar weighted indicator of payment performance based on up to 157 payment experiences as reported to DampB by trade references
3-Month DampB PAYDEX 75 I 12-Month DampB PAYDEX 74 I
When weighted by dollar amount I When weighted by dollar amount payments to suppliers average average 9 days beyond terms
Based on trade collected over collected over last months
8 days I payments to suppliers
last 3
I beyond terms II Based on trade
I 12 months
================================================================= ==============
PAYMENT SUMMARY ================================================================= ==============
The Payment Summary section reflects payment information in DampBs file as of the date of this report
Below is an overview of the companys dollar-weighted payments segmented by its suppliers primary industries
Mfg electric test prd 1 35000 35000 100
OTHER INDUSTRIES 101 283550 20000 73 22 4 - 1
Other payment categories Cash experiences 7 750 250 Payment record unknown 0 Omiddot 0 Unfavorable commeJlts 1 1000 1000
Placed for collections With DampB 1 7500 Other 0 NA
===== ============== ========== Total in DampBs file 157 3017350 900000
The highest Now Owes on file is $750000
The highest Past Due on file is $10000
Dun amp Bradstreet has 157 payment experiences in its file for this company For your convenience we have displayed 80 representative experiences in the PAYMENTS section
====~============================================================
==============
PAYMENT DETAILS ================================================================= ==============
Detailed payment history
Date Paying High Now Past Selling Last Salemiddot Reported Record Credit Owes Due Terms Within
(rhmyy) ($) ($) ($) (months)
0709 Ppt 50 0 1 mo
Ppt 2500 0 1 mo
Ppt 200 i OOO 100000 2500 N60 1 mo
Ppt 200000 100000 0
----------------
0508 Ppt-Slow 30 20000 10000 deg N30 1 rno 0707 (08 0) 7500
Placed for collection
Accounts are sometimes placed for collection everi though the existence or amount of the debt is disputed
Payment experiences reflect how bills are met in relation to the terms granted In some instances payment beyond terms can be the result of disputesmiddot over merchandise skipped invoices etc
Each experience shown is from a separate supplier Updated trade experiences replace those previously reported
================================================================= ==============
FNANCE ================================================================= ==============
04172009
Three-year statement comparative
Fiscal Fiscal Fiscal
Dec 31 2005 Dec 31 2006 Dec 31 2008
Current Assets 53345000 33854000 34348000 Current Liabs 16314000 11173000 18594000 Current Ratio 327 303 1 85 Working Capital 37031000 22681000 15754000 Other Assets 9824000 15582000 124757000 Net Worth 38515000 28063000
1304000 Sales 79763000 86130000 130723000 Long Term Liab 8340000 10200000 139207000 Net Profit (Loss) 1105000 8689000 490000
Fiscal statement dated DEC 31 2008
Assets j Liabilities I -----------shy1
Other Curr Assets 343-480001 Other Curr Liabs 18594000
---------------1 Curr Assets 343480001 Curr Liabs 18594000
I Fixt amp Equip 110620001 Pension Reserves 7990000 Goodwill-Net 252040001 Other Liabilities 129932000 other Intangible 825380001 LT Liab-Other 1285000 Assets-Net TOTAL EQUITY 1304000 Deferred Income 2680001 Taxes I Other Assets 56850001
---------------11
Total Assets 1591050001 Total 159105000
From JAN 01 2008 to DEC 31 2008 annual sales $130723000 cost of goods soldmiddot $69475000 Gross profit $61248000 operating expenses $48302000 Operating income $i2946OOO other expenses $11971bOOi net income before taxes $975000 Federal income tax $485000 Net income $490000
Submitted MAR 31 2009 by Ronald Felber pres-ceo Prepared from books without audit
On April 17~ 2009 themiddotfinancial information was updated
================================================================= ==============
KEY BUSINESS RATIOS ================================================================= ==============
Statement date DEC 31 2008 Based on this number of establishments 28
Firm IIndustry Median I---~------------
Return of Sales 04 IReturn of Sales 11 Current Ratio middot18 ICurrent Ratio 21 Assets Sales 1217 IAssets Sales 575 Total Liability Net Worth 9999 ITotal Liability Net Worth 83 7
================================================================= ==============
PUBLIC FILINGS ================================================================= ==============
The following Public Filing data is for information purposes only and is not the official record Certified copies can only be obtained from the official source
================================================================= ==============
UCC FILINGS =~==================================================== ===========
==============
Collateral All Assets Type Original
-----------------------------------------------------------------
Sec party THROUGH ITS
ADMINISTRATIVE AGENT
Debtor Filing number Filed with DOVER DE
Date filed Latest Info Received
Collateral General
Leased Equipment
Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ
Date filed Latest Info Received
Collateral
Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ
Date filed Latest Info Received
CREDIT SUISSE FIRST BOSTON ACTING
CAYMAN ISLANDS BRANCH AS
NEW YORK NY OAKITE PRODUCTS INC 4216854 2 SECRETARY OF STATEUCC DIVISION
08022004 08262004
Accounts receivable and proceeds shy
intangibless) and proceeds shy
and proceeds Original CANON FINANCIAL SERVICES MOUNT
OAKITE PRODUCTS INC 23913509 SECRETARY OF STATEUCC DIVISION
11302006 12272006
Leased Assets - Leased Business machineryequipment Original CANON FINANCIAL SERVICES INC MT
OAKITE PRODUCTS INC 21685842 SECRETARY OF STATEUCC DIVISION
07112003 07292003
Type Continuation Sec party CREDIT SUISSE (FKA CREDIT SUISSEmiddot FIRST
BOSTON) ACTING THROUGH ITS CAYMAN ISLA NEW
YORK NY Debtor CHEMETALL CORPORATION Filing number 2009 0642311 Filed with SECRETARY OF STATEUCC DIVISION DOVER DE
Date filed 02272009 Latest Info Receiv~d 05122009 Original UCC filed date 08022004 Original filing no 4216861 7
The public record items contained in this report may have been paid termirtated vacated or released prior to the date this report was printe~
=======~===============================================~======== ==============
GOVERNMENT ACTIVITY =====================================================~ ===========
==============
Activity summary Borrower (DirGuar) NO Administrative debt YES Contractor YES Grantee NO Party excluded from federal program(s) NO
Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8 (A) firm NA
The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other- sources
----7-------shyCopyright 2009 Dun amp Bradstreet - Provided under
contract I
for the exclusive use of subsCriber 264750059L
FULL DISPLAY COMPLETE
~ 396484BIRHQ2156 3427456432lng emailhIm
dmiddotmiddotmiddotmiddotmiddotto Chemetall
~
ICompany Overview
Chemetall is a global company committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry eg lithium and cesium compounds
Chemetalls businesses historically emerged from the combination of expertise in chemistry and metallurgy which is still mirrored in the companys name Chemetall mainly sells customised packages of products and services ranging from consultation via development through to the operation of entire plants at the customers site - for instance car body pre-treatment in the automotive industry
The companys product portfolio is based on continuous research and development of leading edge technologies High perfOrming products combined with Chemetalls dedication to providing the best technical service and support to its customers have over the decades established excellent market positions in its fields of activity
Chemetall GmbH is headquartered in Frankfurt am Main It is the centre of a worldwide network of some 40 subsidiaries in Europe North and South America Asia Australia and Africa Most of these companies operate their own production sites and many also have their own development laboratories A largely decentralised organisation ensures that each local company can respond quickly and flexibly to the customers needs in its markets whilst at the same time being able to draw on the specialist resources within the Group In this way Chemetall combines the strength of a global supplier with the flexibility and customer focus of a medium-size company
Since August 1st 2004 Chemetall has been part of middotRockwood Holdings Inc
~II ~II
httpwwwchemetaIIcomindexjspjsessionid=D1E2B97C5F308BBEFA7790E98D334D 8112009
202009
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bulliJi - - -Hsectr
jmiddotY I Chemetall
f 0
I News
I 2009 I zoosl 2007
2009
May 272009 Significant savings achieved with the change from zinc-phosphating pretreatment to Oxsllanreg technology Opel Replaces its Metal Pretreatment System Adam Opel GmbH in Kaiserslautem Germany is an important more
~tl
April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more
~ff
April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more
~If
February OS 2009 Chemetall Aerospace Technologies has successfully integrated the NOT business of Ely Chemical Company Ltd We are proud to inform our customers around the world that Chemetall has effectively transferred and more
~h~~gPASq~~~~JJetoChemetall~ aiiiiilry f 2009 tile neW legal entity name for ChemetallmiddotOakite will be
cCflemetalltJS Inc more
ctt
January 20 2009 Chemetall Oakite changed its name to Chemetall
Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc more
ft
2008
August 01 2008 Chemetall acquires Nalco Finishing Technologies Rockwood Holdings Inc Chemetall-Group has acquired Nalcos Finishing Technologies (FT) businessnull more
~
July 31 2008 Chemetall announces global price increases Chemetall is currently increasing prices within a range of 5 to 20 percent or implementing and adjusting more
~ff
httpwwwchemetallcomindexjspcontent=newsjspnewsDat=pressreleases_sortbyyear 81112009
2007
----------------- -r - ------1 ------------- c- - --r
April 01 2008 Chemetall acquires NOT Business of Ely Chemical Company Ltd Chemetall GmbH FrankfurtM via its UK subsidiary has acquired the NOT business of the UK basednull more
~JJ
March 29 2007 Chemetall Signs Distribution Agreement with Advanced Chemistry amp Technology Inc Chemetall Aerospace Technologies announced that it has signed an exclusive sales and distribution agreement more
~II
February 212007 Chemetall Acquires the Chemical Division Business of Wirral Fospray Chemetall PLC has announced the acquisition of the chemical division business from Wirral Fospray Limited more
~JI
January 22 2007 Rockwood Appoints M~nlka Engel-Bader President ofChemetal Rockwood Holdings Inc (NYSEROC) has announced that Dr Monika EngelshyBader has been appointed tonull more=
~II
httpwwwchemetallcomindexispcontent=newsi SpnewsDat=pressreleases sortbyyear 8112009
kindof activity Production fields of activity Lithium
~II ~IJ
~ Chemetall US Inc
Country United States Streetaddress 13177 Huron River Drive ZIP MI 48174 City Romulus Phone +1-734-941 3800 Fax +1-734-941-5524 kind of activity Productionmiddot fields of activity Surface Treatment MapMgQ
~I =11
IIsectsectsect Chemetall US Inc
Country United States Streetaddress 16961 Knott Ave ZIP CA 90638 City La Mirada Phone +1800-331-1197 Fax +1 714a70-6480 kind of activity Sales Production fields of activity Surface Treatment Map Mm
~J ~IJ
~ Chemetall US Inc
Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-464-6900 Fax +1908-464-5571 kind of activity Headoffice $ales Production fields of activity Surface Treatment Direct Contact Email oakiteproductschemetaILcom Map Map
~I ~II
httpwwwchemetallcomindexjspcontent=contact choice1jspid=United Statesampconti 81112009
Chemetall~~-V
J 4(
America ~ United Stetes 1lW
Chemetall Foote Corp
Country United States Streetaddress 348 Holiday Inn prive ZIP NC 28086 City Kings Mountain Phone +1-704-739 2501 Fax +1-704-734 0208 kind of activity Headoffice Sales Production fields of actvity Lithium Direct Contact Email footelithiumchemetallcom Map Map
~ II
~ Chemetall Foote Corp
Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-665-9466 Fax +1-908-665-8543 kind of activity Headoffice Sales fields of activity Special metals MapM~
~II ~11
~ Chemetall Foote Corp
Country United States Streetaddress 856 Foote Lane
ZIP TN 37134 City New Johnsonville Phone +1-931-535 3401 Fax +1-931-535 3404 kind of activity Production fields of activity Lithium Map Map
~IJ ~IJ
~ Chemetall Foote Corp
Country United States Streetaddress Hwy 265 ZIP NV 89047 City Silver Peak Phone +1-775-937-2222 Fax +1-775-937-2250
httpwwwchemetallcomindexj spcontent=contact_choice 1jspid=UnitedStatesampconti 8112009
~aa -rlte_middot~ bull Chemetall
II~metaIIOakl~ changeditsnClme tOlhemetall
Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc doing business as Chemetall The same applies to the Canadian subsidiary whose official name will be Chemetall Canada Limited
middotCustomers around the world link Chemetall with quality innovation and extraordinary technical services says Joris Merckx President Surface Treatment at Chemetall middotOne consistent name of our all our subsidiaries will strengthen our corporate brand and with it our image he commented
No changes Will be made to the Mexican and Brazilian entities as these countries already operate their business under the name of Chemetall
About Chemeta
Chemetall a company of Rockwood Holdings Inc (NYSE ROC) is one of the leading global companies committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry including lithium and cesium compounds
Contact Sandra Zirm Phone +496971653605 Mall sandrazirmchemetallcom
~I ~II
UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
TSCA Section 5 and 8 Inspection Chemetall Oakite Inc 675 Central Avenue New Providence NJ 07974
From Chester Norman Chemist Leonard Pappalardo Chemist Toxics Section Toxics Section
To Daniel 1 Kraft Chief Toxics Section
On May 14 2008 a TSCA Section 5 and 8 inspection was conducted at Chemetall Oakite Inc at the address listed above This inspection was conducted as part of the regional neutral inspection scheme We scheduled the meeting in advance with Mr Michael Chang Manager Health and Environmental Department Upon arriving at Chemetall Oakite Inc official credentials were presented to Mr Michael Chang Julia C Murray Vice President Technical Marketing and Ron Ascenzo Director Technical Marketing Notices ofInspection (Attachment 1) and Confidentiality (Attachment 2) were issued and explained to Ms Murray Ms Murray signed the notices
Chemetall Oakite is an importer of chemicals They import metal cleaners and surface treatment chemicals They have approximately 110 employees in New Providence New Jersey Chemetall has been at this site since 2006 prior to that they were located in Berkley Heights New Jersey Chemetall Oakite Inc is also known as Chemetall Chemical Products and Chemetall Americas Chemetall Americas is owned by Rockwood Holding Company who is owned by Chemetall BMGH in Germany Their Standard Industrial Codes (SIC) is 5169 The companys fiscal year is the calendar year Ms Murray said Chemetall Oakite Incs corporate sales were approximately $100000000 Chemetall Oakites facility in New Providence New Jersey is the corporate headquarters sales export and import offices and their research and development laboratories for the United States Chemetall Oakite Inc has manufacturing facilities in La Mirada CA and Romulus MI
We asked if they filed an Inventory Update Report for the 2006 reporting period They didnt know We asked if they filed a preliminary assessment inventory report for any of the chemicals the company manufactures or imports and they responded they didnt know We asked if they filed any PMNs recently they responded with a 10 year old low volume exemption and an older PMN We asked if they filed any significant new use report they responded no We asked if they had a
TSCA Section 8c file They also responded no
We issued Receipts for Samples and Documents and Confidential Business Information Nothing was declared Confidential
Attachments 1 Notice ofInspection 2 Notice of Confidentiality 3 Receipt for Samples and Documents 4 Declaration of Confidential Business Information
I bull US ENVIRONMENTAL PIlOTECTlON ~- WASHINGTON DC 204Ci0
TOXIC 5UBSTAlCES CONTllOL ACI EPA-----_- _--__--------------------- shyTOXICS SECfION - NOTICE OF INSPECflON
1_ INVESTIGATION IDENT1FICAnON 3 F~Z~ ~~7jJi--- Chemetall Oaki 42008
S FACllrryS ADDRESS
~PA Region 2 MS-I05 iPECTORS ADDRESS
675 Central Ave Woodbridge Avenue New Providence New Jersey 07974-1560
on NJ08837-5602
REASON FOR INSPECTION
Under the authority of Section II of the Toxics Substances Control Act
b For the purposes of inspecting (Including taking samples photographs statements and other inspection activities) an establisbment facility or other premises in which chemical substances or mixtures or articles containing same are manufactured processed or stored or held before or after their distribution in commerce ( including records files papers processes controls and facilities) and any conveyance being used to transport chemical substances mixtures or articles containing same in connection with their distribution in commerce (including records files papers processes controls and facilities) bearing on whether the requirements of the Act applicable to the chemical substances mixtures or articles within or ass()Ciated with such premises or conveyance have been complied with
In In addition this inspection extends to (Check appropriate blocks)
Jq- A Financial data o D Personnel data I
LV B Sales data o E Research data
13 C Pricin ~ data The natureland extent of the inspection of such data specified in A through E above is as follows
~rtification
lcknowledge that the statements I have made on this fonnand all attachments thereto are true accurate and complete I acknowledge that y knowingly false or misleading statement may be punishable by fine or imprisonment or both under applicable law
PREVIOUS VERSIONS ARE OBSOLETE
ME
rnE Chemist
DATE SIGNED
~r TI11E -shy~J ~ea~~ (1 4~
A FORM 77ltWmiddot3A FOR 1018 (REVISED JAN 2002)
IUR FORM (Form U) submitted September 24 2008
CBIDELETED
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0- 0shy
-P 0 0shy
Zn2+ 0shyNAME Phosphoric acid zinc salt (21) 1RN 13598-37-3
l) - P -o-Il o
MW 25533
Enlarge Structure
SHrch Infomudion
Bask For more information about this substance NlWiglitiOn
you may select from the the links below
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OH I
HO-P-OH
1 o
NAME Ethanol 2-amino- phosphate (1 ) RN 29868-05-1 r
OH
MW 159077
Enlarge Structure
s_tc Information For more information about this substance
you may select from the the links below
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o II
HO- P-O- Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH
MW 119976
=nlarge Structure
Basic ellmiddotFor more information about this substance NavigationInformation you may select from the the links below
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HO - P shy 0shy Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH
MW 119976
Enlarge Stru_cture
BaBic lurcbFor more information about this substance NavfgationInformation
you may select from the the links below
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VJJJU1LlpJU) L1UVUJJ U 1 a~~ J VJ k
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NAME Zinc nitrate RN 7779-88-6
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0shyI
N+i o 0shy
Zn2+ 0shy
I N+ 0shy0
MW 189398
InJil~~tJ(tlJr~
ell Navigiltlon
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ampampampampamp ampu I IU Y fo4IampU ~ L U~ La o
IRQ rn CERCLA Reportable Quantities I
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0 0
pl
o 0
Mn2 lt
NAME Phosphoric acid manganese(2+) salt (21) RN 18718-07-5
0 I
o-p -o-Il o
MW 244878
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0- 0_
po 0_
Zn2+ 0shyNAME Phosphoric acid zinc salt (21) lRN 13598-37-3 -0 - P -o-Il o
MW 25533
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0shy
I ~N-o 0shy
Mn+ NAME Manganese nitrate 0shyRN 10377-66-9 I
N+- 0shy0
MW 178946
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hale SurchFor more information about this substance Information NllMgatlon
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NAME Potassium cis-9-octadecenoic acid RN 143-18-0
o
O
(
MW 320555
Enlarge Structure
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OH I
HO-P=O
~ OHN~I
0) p NAME Sodium aminotris(methylenephosphonate) II OHRN 20592-85-2
0P HO shy
OH
MW 2990478
Enlarge Structure
hale I~----F-o-r-m-o-re-in-fo-r-m-a-t-io-n-a-b-o-u-t-t-hi-s-s-u-b-s-ta-n-c-e------1 N=~Information
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NAME Sodium silicate RN 1344-09-8
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0shyt
O=Si 0shy
MW 122063
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Na+
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SNrell N8Yfgetlon
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NAME Boric acid dipotassium salt RN 1332-77-0
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NAME Potassium tallate No StructureRN 61790-44-1
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HO OH
j ~
HO
OH
J NAME Boric acid compd with 222middotnitrilotris (ethanol) OH ~N-
HO
RN 68413middot80middot9
MW 2110202
Enlarge Structure a_Ie Search
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f
NAME Butanedioic acid 2-(octen-1-yl)- potassium salt (1 2)
ti~middotmiddot
(gt
a
RN 58641-28-4
MW 304466
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H3C OH
NAME Alcohol [USP] RN 64-17-5
MW 460684
~nlarge Structur~
SMrchBasic For more information about this substance NavtgatlonInfonnatlon
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yen~
H3C OH
NAME Alcohol [U5P] RN 64-17-5
MW 460684
Enlarge Structure
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SRC CHEMFATE rn Syracuse Res Corp CHEMFATE
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0shy
IOp-o- cr3+
NAME Chromic phosphate I 0shyRN 7789-04-0
MW 146966
Enlarge Structure
Bale schFor more information about this substancelnfomurtlon NaYfgBtIon
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NAME Monoammonium phosphate RN 7722-76-1
0 II
HO-P -0shyI
NW 4
OH
MW 115024
Enlarge Structure
Basic schFor more information about this substance Intmnation NlWfGldlon
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Superlist Locator ~
INER
PAFA
ill Developmental and ReprodTox
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III FDA Sub Generally Rec as Safe
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HO OH Si NH2NAME Silanetriol 1-(3-aminopropyl)shy HO ~ ~
RN 58160-99-9
MW 13721
Enlarge Structure
auk Information For more information about this substance
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Loocuo Results Company DetaUs Contact Nsmes
Sitamp Inlo
DUNS Number
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9Jn1224a Chernelall Oakil Inc
675 Central we
New PlOYidence Unton NJ 07974 PO BOX 7 N_ PrcNiclence
NJ 079740007 908~900
51691001 Anti-corrosion product 424690 424690-Other Chemical lII1d Allied Prod
Ron Felper
President
65 100 $100000000
016164399 000000000 1067934JJ
PRIVATE COMPANY SINGlE
40697755 -74A08967
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556121200 Cham_Uslnc Chemelall dalcrle 675 Centrol we 11_ PrrMdllf1C8 Union NJ 07974 POBOX 7 New PrrMdence NJ 079740007 9OB-464~900
26420000 Polishes and sanitation goods 325612 325612-Po1ish amp 01 Ssnitalion Gd MIg Ronald Felber Pesident
90 340 S130723000
016164399 0000000oo 016164399
PRIVATE COMPANY HEADQUARTERS 40697755 74408967
custservdnbcom To Lee SpielmannR2USEPAlUSEPA Karen
bull SeetlR2USEPAlUSEPA08132009 11 22 AM
cc
bcc
Subject CHEMETALL OAKITE INC DampB Business Information Report
The folloWing e-mail was sent to you by seetkarenepagov Personal Note
ampBhas more options to help you decide with confidence Learn more about DampB eroducts and services lis this an important decision ~ IUJlilIImil
Get more with DampBs Enhanced Comprehensive Report ~I bull Business failure and credit scores
Click here to provideI bull Context behind the scores Added industrY and Financial comDarisons feedback on this report
iiiiRi55i~iiiiiAii~1~-
ort on this business
J --1- )21 _II1tjjjj1 Wgll_~yg 1
Copyright 2009 bun amp Bradstreet - Provided under contract
for the exclusive use of subscriber 264750059L
ATTN Lee Spielmann Report Printed AUG 13 2009
========================~======~=================================
============== BUSINESS SUMMARY
==========~======================================================
==============
CHEMETALL OAKITE INC (SUBSIDIARY OF ROCKWOOD SPECIALTIES INC PRINCETON NJ) 675 Central Ave New Providence NJ 07974
This is a headquarters D-U-N-Sreg Number 93-771-2248 (subsidiary) location Branch (es) or division(s) exist DampB Rating
Mailing address PO Box 7
II I
New ~rovidence NJ07974
Web site wwwrockwoodspeciallI IIIIIIIIIIIIII
Telephone
Chief executive
Year started
Management control
Employs
Sales
History
SIC
Line of business
tiescom
908 464-6900
RON FELPER PRES
1987
2006
100 (65 here)
$100000000
CLEAR
5169
Whol corrosion preventative chemicals
III III
================================================================= ===============
SPECIAL EVENTS ================================================================ ==============
06142007 Business started 1987 Present control succeeded June 2006
================================================================= ==============
SUMMARY ANALYSIS ================================================================= ==============
DampB Rating
The blank rating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and
that further enquiry should be made before reaching a decision Some reasons for using a _II symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information
Below is an overview of the companys rating history since 061507
DampBRating Date Applied 061507
The Summary Analysis section reflects information in DampBs file as of August 102009
=================~======~==~==~=======================~==========
============== INVESTIGATIVE SERVICES
================================================================= ==============
Update available on request
This information is being provided to you immediately in the interest of speed This reportmay not reflect the current status of this business DampB can investigate this business and update the information based on the resulta of that investigation
By ordering a standard investigation the same day you order this report an updated report will be provided to you at no extra cost
=========~=======================================================
==============
CUSTOMER SERVICE ================================================================= ==============
If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you
~ (
are outside the us contact your local DampB office
Additional Decision Support Available
Additional DampB products monitoring services and specialized investigations are available to help you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcom
=================================================================
===== = = = === = = =
HISTORY ================================================================= ==============
The following information was reported 08182008
Officer(s) RON FELPER PRES
THE OFFICER(S)
Business started 1987 Present control succeeded June 2006 100 of capital stock is owned by the parent company
RON FELPER Work history is unknown
Business address has changed from 14826 Ne 95th St Redmond WA 98052 to 675 Central Ave New Providence NJ 07974
=~===============================================================
==============
CORPORATE FAMILY =====================c=========================================== ==============
The following global corporate family members are related to this busihess
Members are listed alphabetically first by company name then by country or us state then by city
Global Ultimate Rockwood Holdings Inc Princeton NJ 01-616-4399
Parent Rockwood Specialties Group Inc Princeton NJ 10-679-3433
Affiliates (US) Advantis Technologies Inc Alpharetta GA 93-189-6385 Alphagary Corporation Leominster MA 09-743-4484 Ceramtec North America Innovative Laurens SC 17-483-0034 Ceramic Engineering Corporation Chemetall Foote Corp Kings Mountain NC 00-232-9456 Chemical Specialties Inc Charlotte NC 04-297-3313 Pure Wafer Inc Prescott AZ 83-746-8321 Rockwood Pigments NA Inc Beltsville MD 04-754-7690 Southern Clay Products Inc Gonzales TX 04-166-1737
Affiliates (International) AlphaGary (Canada) Limited Stoney Creek CANADA 24-924-8626 Cs i Kemwood AB Helsingborg SWEDEN 35-401-6487middot ProCeram spolmiddot s ro Dolni Rychnov CZECH 49-516-1929
REPUBLIC
== = = == = == = == ==== = == = = = == = = ==== = ==== = = ==== = = ===-= = = = = === == == === =
==============
OPERATIONS ===================~==========~====================== ============
==============
08182008
Description Subsidiary of Rockwood Specialties Inc
Princeton NJ started 2000 which operates as a wholesaler
of chemicals or allied products Parent company owns 100
of capital stock
Wholesales corrosion preventative chemicals (100)
Terms are Net 30 days Has 600+ account(s) Sells to
aerospace industry Territory North and South America
Nonseasonal
Employees 100 which includes officer(s) 65 employed here
Facilities Leases premises in a single story brick building
Location Central business section on well traveled street
Branches This business has multiple branches detailed branchdivision information is available in
Dun amp Bradstreets linkage or family tree products
==============~==============~===================================
==============
SIC amp NAICS ================================================================= ==============
SIC Based on information in our file NAICS DampB has assigned this company an extended 8-digit SIC DampBs use of 424~90 Other Chemical and Alli~d
a-digit SICs enables us to be more Products Merchant specific to a companys operations Wholesalers than if we use the standard 4-digit code
51691001 Anti-corrosion products
=================================================~== ============
============== PAYMENT SUMMARY
==============~===========~=========================== ===========
===============
DampB has not received a sufficientsample of payment experiences to establish a PAYDEX score
DampB receives over 600 million payment experiences each year We enter these new and updated experiences intoDampB Reports as this information is received At this time none of those experi~nces relate to this company
=======================================================~==========
============== FINANCE
================================================================= ==-= = = == == === ==
06142007
On JUN 14 2007 Michael Lissandrello SIs Mgr deferred financial statement
Michael Lissandrello submitted the following partial estimates dated JUN 14 2007
Sales for 2006 were $100000000
As of June 14 2007 a search of Dun amp Bradstreets Public Record database found no open suits liens judgements or UCCs to which Chemetall Oakite Inc at 675 Central Ave New Providence NJ was named defendant or debtor Public records received hereafter will be entered into the database and will be included in reports which contain a Public Filings ~ection
==============================================~====== ===========
============== PUBLIC FILINGS
================~====~================================ ===========
==============
A check of DampBs public records database indicates that no filings were found for CHEMETALL OAKITE INC at 675 Central Ave New Providence NJ
DampBs extensive database of public record information is updated daily to ensure timely reporting of changes and additions It includes business-related suits liens judgments bankruptcies UCC financing statements and business registrations from every state and the District of Columbia as well as select filing types from Puerto Rico and the US Virgin Islands
DampBmiddotcollects public records throughmiddot a combination of court reporters third parties and direct electronic links with federal and local authori~ies Its database of US business-related filings is now the largest of its kind
===~====~========================================================
============== GOVERNMENT ACTIVITY
================================================================= ==============
Activity summary Borrower (DirGuar) NO Administrative debt NO Contractor YES Grantee NO Party excluded from federal program(s) NO
Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8(A) firm NA
The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other sources
Copyright 2009 Dun amp Bradstreet- Provided under contract
for the exclusive use of subscriber 264750059L
FULL DISPLAY COMPLETE
~ ~
396484BIR21523427615308tng emailhtm
-- -- - ~-
(I custservdnbeom To Lee SpielmannH2USEPAlUSEPA Karen
SeetlR2USEPAlUSEPA08112009 0314 PM cc
bec
Subject CHEMETALL US INC DampB Business Information Report
The following e-mail was sent to you by seetkarenepagov Personal Note
~--~amp8 has more oDtfcins tohelDvou decide with confidence Learn more about DampB products and services Is this an important decision ~~~~~
Get more with DampBs Enhanced Comprehensiye Report bull Business failure and credit scores
Click here to providebull Context behind the scores bull Added industrv and Financial comparisons feedback on this report
~~OC--~
f4fi1 Order reports on other businesses
Copyright 2009 Dun amp Bradstreet - Provided under contract
for the exclusive use of subscriber 264750059L
ATTN Lee Spielmann Report Printed AUG 11 2009
In Date
=====================~===========================================
============== BUSINESS SUMMARY
===============================~====================== ===========
==============
CHEMETALL US INC (SUBSIDIARY OF ROCKWOOD HOLDINGS INC PRINCETON NJ) CHEMETALL OAKITE 675 Central Ave New Providence NJ 07974
This is a headquarters I D-U~N-S Number 55-612-1200 (subsidiary) location IBranch (es) or division(s) exist I DampB Rating
Mailing address PO Box 7 IIINew Providence NJ
07974 DampB PAYDEXreg
1 12-Month DampB 74 Web site wwwchemetallcom I PAYDEX
I
Telephone 908 464-6900 I When weighted by dollar amount
f paYments to suppliers average 9 days Chief executive RONALD FELBER I beyond terms
I
PRES-CEO II Based on trade collected
over last Year started 1909 I 12 months
Management control
Employs
Financial statement date
Sales F
Net worth
History
Financing
Financial condition
SIC
Line of business
2004
340 (90 here)
DEC 31 2008
$130723000
(106438000)
CLEAR
SECURED
UNBALANCED
2842 2899 2851
Mfg polishsanitation gd mfg chemical preparation
IIIIIIIII
=======================================================~========
==============
SUMMARY ANALYSIS ================================================================= ==============
DampB Rating
The Rating was changed on April 17 2009 because of DampB I S overall assessment of the companys financial payment and history information The blankrating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and that further enquiry should be made before reaching a decision Some reasons for using a II_II
symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information
Below is an overview of the companys rating history since 060707
DampB Rating Date Applied 041709
1R4 030209 1R3 101408 4A3 072408 4A2 060707
The Summary Analysis section reflects information in DampBs file as of August 10 2009
====================~=====================~======================
============== CUSTOMER SERVrCE
================================================~===== ===========
==============
If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you are outside the US contact your local DampB office
Additional Decision Support Available
Additional DampB products monitoring services and specialized
investigations are available tomiddothelp you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcommiddot
================================================================= ==============
HISTORY ====~=========================~=====~================= =========== ==============
The following information was reported 07142009
Officer(s) RONALD FELBER PRES-CEO PHILIP E KELLY VICE PRESIDENT GREGORY V POFF VICE PRESIDENT
DIRECTOR (S) THE OFFICER(S)
The Delaware Secretary of States business registrations file showed that Oakite Products Inc was registered as a corporation on December 19 1991
Business started 1909 by David C Ball George W Oakley and Daniel C Smith Present control succeeded 2004 100 of capital stock is owned by parent company
RONALD FELBER born 1951 1989~present active here 1985-1989 employed with Avon Products Inc New York NY Graduated from Georgetown University in 1973 with a BS degree Also received MA degree from Loyola University in 1985
PHILP E KELLY born 1948 1972-present active here Graduated from University of Dayton in 1970 with a BS Degree Also received MBA Degree from Seton Hall University in 1978
GREGORY V POFF born 1948 1970-present active here Graduated from Catawba College in 1970 with a BA degree Also received MBA from Pace University in
1982
==========================~========================~=============
==============
CORPORATE FAMILY ================================================================= ==============
The following global corporate family members are related to this business Members are listed alphabetically first by company name then by country or US state then by city
Parent Rockwood Holdings Inc Princeton NJ 01-616-4399
Subsidiaries (International) Cheme~allCanada Limited Brampton CANADA 20-036-7514 Chemetall Mexicana SA de CV El Marques MEXICO 81-232-9050
Branches (US) Chemetall Us Inc La Mirada CA 15-886-0572 Chemetall Us Inc Romulus MI 00-515-7698
Affiliates (US) Chemetall Chemical Products Inc New Providence NJ 82-485-0580 Chemetall Oakite La Mirada - Plant La Mirada CA 61- 036 -9832middot Mineral Research and Development Charlotte NC 61-036-9477 Rockwood Holding Company Chicago IL 78-166-9635 Rockwood Specialties Consolidated Inc Princeton NJ 03-845-1386 Rockwood Specialties Group Inc Princeton NJ 10-679-3433 SachtlebenCorporation White Plains NY
95-666-4114 Viance LLC Charlotte NC 79-544-7346
Affiliates (International) Sachtleben Pigments Oy Helsinki FINLAND 54-023-5819
================================================================ ==============
OPERATIONS ==========~========================================== ============
==============
07142009
Description Subsidiary of Rockwood Holdings Inc Princeton NJ
As noted the parent company is Rockwood Holdings Inc
DUNS 01-616-4399 and reference is made to that report
for background information on the parent company and its
management
Manufactures specialty cleaning polishing or sanitation
preparations and sanitation preparations disinfectants or
deodorants Manufactures chemical preparations
specializing in metal treating compounds rust resisting
compounds and water treating compounds Manufactures
paints varnishes lacquers enamels or allied products
and paint removers
Has 10000 account(s) Terms are Net 30 days Sells to
industrial concerns Territory United States Mexico
Brazil and Canada
Nonseasonal
Employees 340 which includes officer(s) and 2 part-time 90 employed
here
Facilities Rents 37000 sq ft ina one story brick building
Location Suburban business section on well traveled street
Branche~ This business has multiple branches detailed branchdivision information is available in
Dun amp Bradstreets linkage or family tree products
Subsidiaries This business has 2 subsidiaries listed below
The extent of ownership where known is shown in
parenthesis following company name
Oakite Canada Limited Bramalea Ontario Canada (100)
Manufactures chemical specialty products Intercompany
relations reported by management to consist of
merchandise and service transactions cleared as scheduled
Chemetall Mexicana Monteray Mexico (100) Manufactures
chemical specialty products
=================================================~===============
==============
SIC amp NAICS ===========~===============~=================================~===
==============
SIC Based on information in our file NAICS DampB has assigned this company an extended a-digit SIC DampBs use of 325612 Polish and Other a-digit SICs enables us to be more Sanitation Good specific to a companys operations Manufacturing than if we use the standard 325612 Polish and Other 4-digit code Sanitation Good
middot 28420000 Polishes and sanitation Miscellaneous
goods and 28420400 Sanitation Manufacturing
preparations Miscellaneous
disinfectants and and
deodorants Manufacturing 28999931 Metal treating compounds Miscellaneous 28999942 Rust resistirtg compounds and
28999948 Water treat~ng compounds Manufacturing 28510000middot Paints and allied Coating
products middot28510401 Paint removers Coating
325998
325998
325998
325510
325510
Manufacturing All Other
Chemical Product
preparation
All Other
Chemical PrOduct
Preparation
All Other
Chemical Product
Preparation
Paint and
Manufacturing Paint and
Manufacturing
================================================================= ==============
DampB PAYDEX ================================================================= ==============
The DampB PAYDEX is a unique dollar weighted indicator of payment performance based on up to 157 payment experiences as reported to DampB by trade references
3-Month DampB PAYDEX 75 I 12-Month DampB PAYDEX 74 I
When weighted by dollar amount I When weighted by dollar amount payments to suppliers average average 9 days beyond terms
Based on trade collected over collected over last months
8 days I payments to suppliers
last 3
I beyond terms II Based on trade
I 12 months
================================================================= ==============
PAYMENT SUMMARY ================================================================= ==============
The Payment Summary section reflects payment information in DampBs file as of the date of this report
Below is an overview of the companys dollar-weighted payments segmented by its suppliers primary industries
Mfg electric test prd 1 35000 35000 100
OTHER INDUSTRIES 101 283550 20000 73 22 4 - 1
Other payment categories Cash experiences 7 750 250 Payment record unknown 0 Omiddot 0 Unfavorable commeJlts 1 1000 1000
Placed for collections With DampB 1 7500 Other 0 NA
===== ============== ========== Total in DampBs file 157 3017350 900000
The highest Now Owes on file is $750000
The highest Past Due on file is $10000
Dun amp Bradstreet has 157 payment experiences in its file for this company For your convenience we have displayed 80 representative experiences in the PAYMENTS section
====~============================================================
==============
PAYMENT DETAILS ================================================================= ==============
Detailed payment history
Date Paying High Now Past Selling Last Salemiddot Reported Record Credit Owes Due Terms Within
(rhmyy) ($) ($) ($) (months)
0709 Ppt 50 0 1 mo
Ppt 2500 0 1 mo
Ppt 200 i OOO 100000 2500 N60 1 mo
Ppt 200000 100000 0
----------------
0508 Ppt-Slow 30 20000 10000 deg N30 1 rno 0707 (08 0) 7500
Placed for collection
Accounts are sometimes placed for collection everi though the existence or amount of the debt is disputed
Payment experiences reflect how bills are met in relation to the terms granted In some instances payment beyond terms can be the result of disputesmiddot over merchandise skipped invoices etc
Each experience shown is from a separate supplier Updated trade experiences replace those previously reported
================================================================= ==============
FNANCE ================================================================= ==============
04172009
Three-year statement comparative
Fiscal Fiscal Fiscal
Dec 31 2005 Dec 31 2006 Dec 31 2008
Current Assets 53345000 33854000 34348000 Current Liabs 16314000 11173000 18594000 Current Ratio 327 303 1 85 Working Capital 37031000 22681000 15754000 Other Assets 9824000 15582000 124757000 Net Worth 38515000 28063000
1304000 Sales 79763000 86130000 130723000 Long Term Liab 8340000 10200000 139207000 Net Profit (Loss) 1105000 8689000 490000
Fiscal statement dated DEC 31 2008
Assets j Liabilities I -----------shy1
Other Curr Assets 343-480001 Other Curr Liabs 18594000
---------------1 Curr Assets 343480001 Curr Liabs 18594000
I Fixt amp Equip 110620001 Pension Reserves 7990000 Goodwill-Net 252040001 Other Liabilities 129932000 other Intangible 825380001 LT Liab-Other 1285000 Assets-Net TOTAL EQUITY 1304000 Deferred Income 2680001 Taxes I Other Assets 56850001
---------------11
Total Assets 1591050001 Total 159105000
From JAN 01 2008 to DEC 31 2008 annual sales $130723000 cost of goods soldmiddot $69475000 Gross profit $61248000 operating expenses $48302000 Operating income $i2946OOO other expenses $11971bOOi net income before taxes $975000 Federal income tax $485000 Net income $490000
Submitted MAR 31 2009 by Ronald Felber pres-ceo Prepared from books without audit
On April 17~ 2009 themiddotfinancial information was updated
================================================================= ==============
KEY BUSINESS RATIOS ================================================================= ==============
Statement date DEC 31 2008 Based on this number of establishments 28
Firm IIndustry Median I---~------------
Return of Sales 04 IReturn of Sales 11 Current Ratio middot18 ICurrent Ratio 21 Assets Sales 1217 IAssets Sales 575 Total Liability Net Worth 9999 ITotal Liability Net Worth 83 7
================================================================= ==============
PUBLIC FILINGS ================================================================= ==============
The following Public Filing data is for information purposes only and is not the official record Certified copies can only be obtained from the official source
================================================================= ==============
UCC FILINGS =~==================================================== ===========
==============
Collateral All Assets Type Original
-----------------------------------------------------------------
Sec party THROUGH ITS
ADMINISTRATIVE AGENT
Debtor Filing number Filed with DOVER DE
Date filed Latest Info Received
Collateral General
Leased Equipment
Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ
Date filed Latest Info Received
Collateral
Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ
Date filed Latest Info Received
CREDIT SUISSE FIRST BOSTON ACTING
CAYMAN ISLANDS BRANCH AS
NEW YORK NY OAKITE PRODUCTS INC 4216854 2 SECRETARY OF STATEUCC DIVISION
08022004 08262004
Accounts receivable and proceeds shy
intangibless) and proceeds shy
and proceeds Original CANON FINANCIAL SERVICES MOUNT
OAKITE PRODUCTS INC 23913509 SECRETARY OF STATEUCC DIVISION
11302006 12272006
Leased Assets - Leased Business machineryequipment Original CANON FINANCIAL SERVICES INC MT
OAKITE PRODUCTS INC 21685842 SECRETARY OF STATEUCC DIVISION
07112003 07292003
Type Continuation Sec party CREDIT SUISSE (FKA CREDIT SUISSEmiddot FIRST
BOSTON) ACTING THROUGH ITS CAYMAN ISLA NEW
YORK NY Debtor CHEMETALL CORPORATION Filing number 2009 0642311 Filed with SECRETARY OF STATEUCC DIVISION DOVER DE
Date filed 02272009 Latest Info Receiv~d 05122009 Original UCC filed date 08022004 Original filing no 4216861 7
The public record items contained in this report may have been paid termirtated vacated or released prior to the date this report was printe~
=======~===============================================~======== ==============
GOVERNMENT ACTIVITY =====================================================~ ===========
==============
Activity summary Borrower (DirGuar) NO Administrative debt YES Contractor YES Grantee NO Party excluded from federal program(s) NO
Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8 (A) firm NA
The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other- sources
----7-------shyCopyright 2009 Dun amp Bradstreet - Provided under
contract I
for the exclusive use of subsCriber 264750059L
FULL DISPLAY COMPLETE
~ 396484BIRHQ2156 3427456432lng emailhIm
dmiddotmiddotmiddotmiddotmiddotto Chemetall
~
ICompany Overview
Chemetall is a global company committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry eg lithium and cesium compounds
Chemetalls businesses historically emerged from the combination of expertise in chemistry and metallurgy which is still mirrored in the companys name Chemetall mainly sells customised packages of products and services ranging from consultation via development through to the operation of entire plants at the customers site - for instance car body pre-treatment in the automotive industry
The companys product portfolio is based on continuous research and development of leading edge technologies High perfOrming products combined with Chemetalls dedication to providing the best technical service and support to its customers have over the decades established excellent market positions in its fields of activity
Chemetall GmbH is headquartered in Frankfurt am Main It is the centre of a worldwide network of some 40 subsidiaries in Europe North and South America Asia Australia and Africa Most of these companies operate their own production sites and many also have their own development laboratories A largely decentralised organisation ensures that each local company can respond quickly and flexibly to the customers needs in its markets whilst at the same time being able to draw on the specialist resources within the Group In this way Chemetall combines the strength of a global supplier with the flexibility and customer focus of a medium-size company
Since August 1st 2004 Chemetall has been part of middotRockwood Holdings Inc
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I 2009 I zoosl 2007
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May 272009 Significant savings achieved with the change from zinc-phosphating pretreatment to Oxsllanreg technology Opel Replaces its Metal Pretreatment System Adam Opel GmbH in Kaiserslautem Germany is an important more
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April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more
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April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more
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February OS 2009 Chemetall Aerospace Technologies has successfully integrated the NOT business of Ely Chemical Company Ltd We are proud to inform our customers around the world that Chemetall has effectively transferred and more
~h~~gPASq~~~~JJetoChemetall~ aiiiiilry f 2009 tile neW legal entity name for ChemetallmiddotOakite will be
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January 20 2009 Chemetall Oakite changed its name to Chemetall
Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc more
ft
2008
August 01 2008 Chemetall acquires Nalco Finishing Technologies Rockwood Holdings Inc Chemetall-Group has acquired Nalcos Finishing Technologies (FT) businessnull more
~
July 31 2008 Chemetall announces global price increases Chemetall is currently increasing prices within a range of 5 to 20 percent or implementing and adjusting more
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httpwwwchemetallcomindexjspcontent=newsjspnewsDat=pressreleases_sortbyyear 81112009
2007
----------------- -r - ------1 ------------- c- - --r
April 01 2008 Chemetall acquires NOT Business of Ely Chemical Company Ltd Chemetall GmbH FrankfurtM via its UK subsidiary has acquired the NOT business of the UK basednull more
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March 29 2007 Chemetall Signs Distribution Agreement with Advanced Chemistry amp Technology Inc Chemetall Aerospace Technologies announced that it has signed an exclusive sales and distribution agreement more
~II
February 212007 Chemetall Acquires the Chemical Division Business of Wirral Fospray Chemetall PLC has announced the acquisition of the chemical division business from Wirral Fospray Limited more
~JI
January 22 2007 Rockwood Appoints M~nlka Engel-Bader President ofChemetal Rockwood Holdings Inc (NYSEROC) has announced that Dr Monika EngelshyBader has been appointed tonull more=
~II
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kindof activity Production fields of activity Lithium
~II ~IJ
~ Chemetall US Inc
Country United States Streetaddress 13177 Huron River Drive ZIP MI 48174 City Romulus Phone +1-734-941 3800 Fax +1-734-941-5524 kind of activity Productionmiddot fields of activity Surface Treatment MapMgQ
~I =11
IIsectsectsect Chemetall US Inc
Country United States Streetaddress 16961 Knott Ave ZIP CA 90638 City La Mirada Phone +1800-331-1197 Fax +1 714a70-6480 kind of activity Sales Production fields of activity Surface Treatment Map Mm
~J ~IJ
~ Chemetall US Inc
Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-464-6900 Fax +1908-464-5571 kind of activity Headoffice $ales Production fields of activity Surface Treatment Direct Contact Email oakiteproductschemetaILcom Map Map
~I ~II
httpwwwchemetallcomindexjspcontent=contact choice1jspid=United Statesampconti 81112009
Chemetall~~-V
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America ~ United Stetes 1lW
Chemetall Foote Corp
Country United States Streetaddress 348 Holiday Inn prive ZIP NC 28086 City Kings Mountain Phone +1-704-739 2501 Fax +1-704-734 0208 kind of activity Headoffice Sales Production fields of actvity Lithium Direct Contact Email footelithiumchemetallcom Map Map
~ II
~ Chemetall Foote Corp
Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-665-9466 Fax +1-908-665-8543 kind of activity Headoffice Sales fields of activity Special metals MapM~
~II ~11
~ Chemetall Foote Corp
Country United States Streetaddress 856 Foote Lane
ZIP TN 37134 City New Johnsonville Phone +1-931-535 3401 Fax +1-931-535 3404 kind of activity Production fields of activity Lithium Map Map
~IJ ~IJ
~ Chemetall Foote Corp
Country United States Streetaddress Hwy 265 ZIP NV 89047 City Silver Peak Phone +1-775-937-2222 Fax +1-775-937-2250
httpwwwchemetallcomindexj spcontent=contact_choice 1jspid=UnitedStatesampconti 8112009
~aa -rlte_middot~ bull Chemetall
II~metaIIOakl~ changeditsnClme tOlhemetall
Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc doing business as Chemetall The same applies to the Canadian subsidiary whose official name will be Chemetall Canada Limited
middotCustomers around the world link Chemetall with quality innovation and extraordinary technical services says Joris Merckx President Surface Treatment at Chemetall middotOne consistent name of our all our subsidiaries will strengthen our corporate brand and with it our image he commented
No changes Will be made to the Mexican and Brazilian entities as these countries already operate their business under the name of Chemetall
About Chemeta
Chemetall a company of Rockwood Holdings Inc (NYSE ROC) is one of the leading global companies committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry including lithium and cesium compounds
Contact Sandra Zirm Phone +496971653605 Mall sandrazirmchemetallcom
~I ~II
I bull US ENVIRONMENTAL PIlOTECTlON ~- WASHINGTON DC 204Ci0
TOXIC 5UBSTAlCES CONTllOL ACI EPA-----_- _--__--------------------- shyTOXICS SECfION - NOTICE OF INSPECflON
1_ INVESTIGATION IDENT1FICAnON 3 F~Z~ ~~7jJi--- Chemetall Oaki 42008
S FACllrryS ADDRESS
~PA Region 2 MS-I05 iPECTORS ADDRESS
675 Central Ave Woodbridge Avenue New Providence New Jersey 07974-1560
on NJ08837-5602
REASON FOR INSPECTION
Under the authority of Section II of the Toxics Substances Control Act
b For the purposes of inspecting (Including taking samples photographs statements and other inspection activities) an establisbment facility or other premises in which chemical substances or mixtures or articles containing same are manufactured processed or stored or held before or after their distribution in commerce ( including records files papers processes controls and facilities) and any conveyance being used to transport chemical substances mixtures or articles containing same in connection with their distribution in commerce (including records files papers processes controls and facilities) bearing on whether the requirements of the Act applicable to the chemical substances mixtures or articles within or ass()Ciated with such premises or conveyance have been complied with
In In addition this inspection extends to (Check appropriate blocks)
Jq- A Financial data o D Personnel data I
LV B Sales data o E Research data
13 C Pricin ~ data The natureland extent of the inspection of such data specified in A through E above is as follows
~rtification
lcknowledge that the statements I have made on this fonnand all attachments thereto are true accurate and complete I acknowledge that y knowingly false or misleading statement may be punishable by fine or imprisonment or both under applicable law
PREVIOUS VERSIONS ARE OBSOLETE
ME
rnE Chemist
DATE SIGNED
~r TI11E -shy~J ~ea~~ (1 4~
A FORM 77ltWmiddot3A FOR 1018 (REVISED JAN 2002)
IUR FORM (Form U) submitted September 24 2008
CBIDELETED
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0- 0shy
-P 0 0shy
Zn2+ 0shyNAME Phosphoric acid zinc salt (21) 1RN 13598-37-3
l) - P -o-Il o
MW 25533
Enlarge Structure
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OH I
HO-P-OH
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NAME Ethanol 2-amino- phosphate (1 ) RN 29868-05-1 r
OH
MW 159077
Enlarge Structure
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HO- P-O- Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH
MW 119976
=nlarge Structure
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HO - P shy 0shy Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH
MW 119976
Enlarge Stru_cture
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NAME Zinc nitrate RN 7779-88-6
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0shyI
N+i o 0shy
Zn2+ 0shy
I N+ 0shy0
MW 189398
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ampampampampamp ampu I IU Y fo4IampU ~ L U~ La o
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0 0
pl
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Mn2 lt
NAME Phosphoric acid manganese(2+) salt (21) RN 18718-07-5
0 I
o-p -o-Il o
MW 244878
Enlarge Structure
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0- 0_
po 0_
Zn2+ 0shyNAME Phosphoric acid zinc salt (21) lRN 13598-37-3 -0 - P -o-Il o
MW 25533
Enlarge Structure
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0shy
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Mn+ NAME Manganese nitrate 0shyRN 10377-66-9 I
N+- 0shy0
MW 178946
Enlarge Structure
hale SurchFor more information about this substance Information NllMgatlon
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NAME Potassium cis-9-octadecenoic acid RN 143-18-0
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MW 320555
Enlarge Structure
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OH I
HO-P=O
~ OHN~I
0) p NAME Sodium aminotris(methylenephosphonate) II OHRN 20592-85-2
0P HO shy
OH
MW 2990478
Enlarge Structure
hale I~----F-o-r-m-o-re-in-fo-r-m-a-t-io-n-a-b-o-u-t-t-hi-s-s-u-b-s-ta-n-c-e------1 N=~Information
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NAME Sodium silicate RN 1344-09-8
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0shyt
O=Si 0shy
MW 122063
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Na+
Na+
SNrell N8Yfgetlon
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NAME Boric acid dipotassium salt RN 1332-77-0
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NAME Potassium tallate No StructureRN 61790-44-1
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HO OH
j ~
HO
OH
J NAME Boric acid compd with 222middotnitrilotris (ethanol) OH ~N-
HO
RN 68413middot80middot9
MW 2110202
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NAME Butanedioic acid 2-(octen-1-yl)- potassium salt (1 2)
ti~middotmiddot
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RN 58641-28-4
MW 304466
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H3C OH
NAME Alcohol [USP] RN 64-17-5
MW 460684
~nlarge Structur~
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H3C OH
NAME Alcohol [U5P] RN 64-17-5
MW 460684
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0shy
IOp-o- cr3+
NAME Chromic phosphate I 0shyRN 7789-04-0
MW 146966
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NAME Monoammonium phosphate RN 7722-76-1
0 II
HO-P -0shyI
NW 4
OH
MW 115024
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INER
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HO OH Si NH2NAME Silanetriol 1-(3-aminopropyl)shy HO ~ ~
RN 58160-99-9
MW 13721
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auk Information For more information about this substance
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Na+ o II
HO- p- 0shyNAME Disodium phosphate IRN 7558-79-4 0- Na+
MW 141958middot
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Loocuo Results Company DetaUs Contact Nsmes
Sitamp Inlo
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675 Central we
New PlOYidence Unton NJ 07974 PO BOX 7 N_ PrcNiclence
NJ 079740007 908~900
51691001 Anti-corrosion product 424690 424690-Other Chemical lII1d Allied Prod
Ron Felper
President
65 100 $100000000
016164399 000000000 1067934JJ
PRIVATE COMPANY SINGlE
40697755 -74A08967
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26420000 Polishes and sanitation goods 325612 325612-Po1ish amp 01 Ssnitalion Gd MIg Ronald Felber Pesident
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PRIVATE COMPANY HEADQUARTERS 40697755 74408967
custservdnbcom To Lee SpielmannR2USEPAlUSEPA Karen
bull SeetlR2USEPAlUSEPA08132009 11 22 AM
cc
bcc
Subject CHEMETALL OAKITE INC DampB Business Information Report
The folloWing e-mail was sent to you by seetkarenepagov Personal Note
ampBhas more options to help you decide with confidence Learn more about DampB eroducts and services lis this an important decision ~ IUJlilIImil
Get more with DampBs Enhanced Comprehensive Report ~I bull Business failure and credit scores
Click here to provideI bull Context behind the scores Added industrY and Financial comDarisons feedback on this report
iiiiRi55i~iiiiiAii~1~-
ort on this business
J --1- )21 _II1tjjjj1 Wgll_~yg 1
Copyright 2009 bun amp Bradstreet - Provided under contract
for the exclusive use of subscriber 264750059L
ATTN Lee Spielmann Report Printed AUG 13 2009
========================~======~=================================
============== BUSINESS SUMMARY
==========~======================================================
==============
CHEMETALL OAKITE INC (SUBSIDIARY OF ROCKWOOD SPECIALTIES INC PRINCETON NJ) 675 Central Ave New Providence NJ 07974
This is a headquarters D-U-N-Sreg Number 93-771-2248 (subsidiary) location Branch (es) or division(s) exist DampB Rating
Mailing address PO Box 7
II I
New ~rovidence NJ07974
Web site wwwrockwoodspeciallI IIIIIIIIIIIIII
Telephone
Chief executive
Year started
Management control
Employs
Sales
History
SIC
Line of business
tiescom
908 464-6900
RON FELPER PRES
1987
2006
100 (65 here)
$100000000
CLEAR
5169
Whol corrosion preventative chemicals
III III
================================================================= ===============
SPECIAL EVENTS ================================================================ ==============
06142007 Business started 1987 Present control succeeded June 2006
================================================================= ==============
SUMMARY ANALYSIS ================================================================= ==============
DampB Rating
The blank rating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and
that further enquiry should be made before reaching a decision Some reasons for using a _II symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information
Below is an overview of the companys rating history since 061507
DampBRating Date Applied 061507
The Summary Analysis section reflects information in DampBs file as of August 102009
=================~======~==~==~=======================~==========
============== INVESTIGATIVE SERVICES
================================================================= ==============
Update available on request
This information is being provided to you immediately in the interest of speed This reportmay not reflect the current status of this business DampB can investigate this business and update the information based on the resulta of that investigation
By ordering a standard investigation the same day you order this report an updated report will be provided to you at no extra cost
=========~=======================================================
==============
CUSTOMER SERVICE ================================================================= ==============
If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you
~ (
are outside the us contact your local DampB office
Additional Decision Support Available
Additional DampB products monitoring services and specialized investigations are available to help you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcom
=================================================================
===== = = = === = = =
HISTORY ================================================================= ==============
The following information was reported 08182008
Officer(s) RON FELPER PRES
THE OFFICER(S)
Business started 1987 Present control succeeded June 2006 100 of capital stock is owned by the parent company
RON FELPER Work history is unknown
Business address has changed from 14826 Ne 95th St Redmond WA 98052 to 675 Central Ave New Providence NJ 07974
=~===============================================================
==============
CORPORATE FAMILY =====================c=========================================== ==============
The following global corporate family members are related to this busihess
Members are listed alphabetically first by company name then by country or us state then by city
Global Ultimate Rockwood Holdings Inc Princeton NJ 01-616-4399
Parent Rockwood Specialties Group Inc Princeton NJ 10-679-3433
Affiliates (US) Advantis Technologies Inc Alpharetta GA 93-189-6385 Alphagary Corporation Leominster MA 09-743-4484 Ceramtec North America Innovative Laurens SC 17-483-0034 Ceramic Engineering Corporation Chemetall Foote Corp Kings Mountain NC 00-232-9456 Chemical Specialties Inc Charlotte NC 04-297-3313 Pure Wafer Inc Prescott AZ 83-746-8321 Rockwood Pigments NA Inc Beltsville MD 04-754-7690 Southern Clay Products Inc Gonzales TX 04-166-1737
Affiliates (International) AlphaGary (Canada) Limited Stoney Creek CANADA 24-924-8626 Cs i Kemwood AB Helsingborg SWEDEN 35-401-6487middot ProCeram spolmiddot s ro Dolni Rychnov CZECH 49-516-1929
REPUBLIC
== = = == = == = == ==== = == = = = == = = ==== = ==== = = ==== = = ===-= = = = = === == == === =
==============
OPERATIONS ===================~==========~====================== ============
==============
08182008
Description Subsidiary of Rockwood Specialties Inc
Princeton NJ started 2000 which operates as a wholesaler
of chemicals or allied products Parent company owns 100
of capital stock
Wholesales corrosion preventative chemicals (100)
Terms are Net 30 days Has 600+ account(s) Sells to
aerospace industry Territory North and South America
Nonseasonal
Employees 100 which includes officer(s) 65 employed here
Facilities Leases premises in a single story brick building
Location Central business section on well traveled street
Branches This business has multiple branches detailed branchdivision information is available in
Dun amp Bradstreets linkage or family tree products
==============~==============~===================================
==============
SIC amp NAICS ================================================================= ==============
SIC Based on information in our file NAICS DampB has assigned this company an extended 8-digit SIC DampBs use of 424~90 Other Chemical and Alli~d
a-digit SICs enables us to be more Products Merchant specific to a companys operations Wholesalers than if we use the standard 4-digit code
51691001 Anti-corrosion products
=================================================~== ============
============== PAYMENT SUMMARY
==============~===========~=========================== ===========
===============
DampB has not received a sufficientsample of payment experiences to establish a PAYDEX score
DampB receives over 600 million payment experiences each year We enter these new and updated experiences intoDampB Reports as this information is received At this time none of those experi~nces relate to this company
=======================================================~==========
============== FINANCE
================================================================= ==-= = = == == === ==
06142007
On JUN 14 2007 Michael Lissandrello SIs Mgr deferred financial statement
Michael Lissandrello submitted the following partial estimates dated JUN 14 2007
Sales for 2006 were $100000000
As of June 14 2007 a search of Dun amp Bradstreets Public Record database found no open suits liens judgements or UCCs to which Chemetall Oakite Inc at 675 Central Ave New Providence NJ was named defendant or debtor Public records received hereafter will be entered into the database and will be included in reports which contain a Public Filings ~ection
==============================================~====== ===========
============== PUBLIC FILINGS
================~====~================================ ===========
==============
A check of DampBs public records database indicates that no filings were found for CHEMETALL OAKITE INC at 675 Central Ave New Providence NJ
DampBs extensive database of public record information is updated daily to ensure timely reporting of changes and additions It includes business-related suits liens judgments bankruptcies UCC financing statements and business registrations from every state and the District of Columbia as well as select filing types from Puerto Rico and the US Virgin Islands
DampBmiddotcollects public records throughmiddot a combination of court reporters third parties and direct electronic links with federal and local authori~ies Its database of US business-related filings is now the largest of its kind
===~====~========================================================
============== GOVERNMENT ACTIVITY
================================================================= ==============
Activity summary Borrower (DirGuar) NO Administrative debt NO Contractor YES Grantee NO Party excluded from federal program(s) NO
Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8(A) firm NA
The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other sources
Copyright 2009 Dun amp Bradstreet- Provided under contract
for the exclusive use of subscriber 264750059L
FULL DISPLAY COMPLETE
~ ~
396484BIR21523427615308tng emailhtm
-- -- - ~-
(I custservdnbeom To Lee SpielmannH2USEPAlUSEPA Karen
SeetlR2USEPAlUSEPA08112009 0314 PM cc
bec
Subject CHEMETALL US INC DampB Business Information Report
The following e-mail was sent to you by seetkarenepagov Personal Note
~--~amp8 has more oDtfcins tohelDvou decide with confidence Learn more about DampB products and services Is this an important decision ~~~~~
Get more with DampBs Enhanced Comprehensiye Report bull Business failure and credit scores
Click here to providebull Context behind the scores bull Added industrv and Financial comparisons feedback on this report
~~OC--~
f4fi1 Order reports on other businesses
Copyright 2009 Dun amp Bradstreet - Provided under contract
for the exclusive use of subscriber 264750059L
ATTN Lee Spielmann Report Printed AUG 11 2009
In Date
=====================~===========================================
============== BUSINESS SUMMARY
===============================~====================== ===========
==============
CHEMETALL US INC (SUBSIDIARY OF ROCKWOOD HOLDINGS INC PRINCETON NJ) CHEMETALL OAKITE 675 Central Ave New Providence NJ 07974
This is a headquarters I D-U~N-S Number 55-612-1200 (subsidiary) location IBranch (es) or division(s) exist I DampB Rating
Mailing address PO Box 7 IIINew Providence NJ
07974 DampB PAYDEXreg
1 12-Month DampB 74 Web site wwwchemetallcom I PAYDEX
I
Telephone 908 464-6900 I When weighted by dollar amount
f paYments to suppliers average 9 days Chief executive RONALD FELBER I beyond terms
I
PRES-CEO II Based on trade collected
over last Year started 1909 I 12 months
Management control
Employs
Financial statement date
Sales F
Net worth
History
Financing
Financial condition
SIC
Line of business
2004
340 (90 here)
DEC 31 2008
$130723000
(106438000)
CLEAR
SECURED
UNBALANCED
2842 2899 2851
Mfg polishsanitation gd mfg chemical preparation
IIIIIIIII
=======================================================~========
==============
SUMMARY ANALYSIS ================================================================= ==============
DampB Rating
The Rating was changed on April 17 2009 because of DampB I S overall assessment of the companys financial payment and history information The blankrating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and that further enquiry should be made before reaching a decision Some reasons for using a II_II
symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information
Below is an overview of the companys rating history since 060707
DampB Rating Date Applied 041709
1R4 030209 1R3 101408 4A3 072408 4A2 060707
The Summary Analysis section reflects information in DampBs file as of August 10 2009
====================~=====================~======================
============== CUSTOMER SERVrCE
================================================~===== ===========
==============
If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you are outside the US contact your local DampB office
Additional Decision Support Available
Additional DampB products monitoring services and specialized
investigations are available tomiddothelp you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcommiddot
================================================================= ==============
HISTORY ====~=========================~=====~================= =========== ==============
The following information was reported 07142009
Officer(s) RONALD FELBER PRES-CEO PHILIP E KELLY VICE PRESIDENT GREGORY V POFF VICE PRESIDENT
DIRECTOR (S) THE OFFICER(S)
The Delaware Secretary of States business registrations file showed that Oakite Products Inc was registered as a corporation on December 19 1991
Business started 1909 by David C Ball George W Oakley and Daniel C Smith Present control succeeded 2004 100 of capital stock is owned by parent company
RONALD FELBER born 1951 1989~present active here 1985-1989 employed with Avon Products Inc New York NY Graduated from Georgetown University in 1973 with a BS degree Also received MA degree from Loyola University in 1985
PHILP E KELLY born 1948 1972-present active here Graduated from University of Dayton in 1970 with a BS Degree Also received MBA Degree from Seton Hall University in 1978
GREGORY V POFF born 1948 1970-present active here Graduated from Catawba College in 1970 with a BA degree Also received MBA from Pace University in
1982
==========================~========================~=============
==============
CORPORATE FAMILY ================================================================= ==============
The following global corporate family members are related to this business Members are listed alphabetically first by company name then by country or US state then by city
Parent Rockwood Holdings Inc Princeton NJ 01-616-4399
Subsidiaries (International) Cheme~allCanada Limited Brampton CANADA 20-036-7514 Chemetall Mexicana SA de CV El Marques MEXICO 81-232-9050
Branches (US) Chemetall Us Inc La Mirada CA 15-886-0572 Chemetall Us Inc Romulus MI 00-515-7698
Affiliates (US) Chemetall Chemical Products Inc New Providence NJ 82-485-0580 Chemetall Oakite La Mirada - Plant La Mirada CA 61- 036 -9832middot Mineral Research and Development Charlotte NC 61-036-9477 Rockwood Holding Company Chicago IL 78-166-9635 Rockwood Specialties Consolidated Inc Princeton NJ 03-845-1386 Rockwood Specialties Group Inc Princeton NJ 10-679-3433 SachtlebenCorporation White Plains NY
95-666-4114 Viance LLC Charlotte NC 79-544-7346
Affiliates (International) Sachtleben Pigments Oy Helsinki FINLAND 54-023-5819
================================================================ ==============
OPERATIONS ==========~========================================== ============
==============
07142009
Description Subsidiary of Rockwood Holdings Inc Princeton NJ
As noted the parent company is Rockwood Holdings Inc
DUNS 01-616-4399 and reference is made to that report
for background information on the parent company and its
management
Manufactures specialty cleaning polishing or sanitation
preparations and sanitation preparations disinfectants or
deodorants Manufactures chemical preparations
specializing in metal treating compounds rust resisting
compounds and water treating compounds Manufactures
paints varnishes lacquers enamels or allied products
and paint removers
Has 10000 account(s) Terms are Net 30 days Sells to
industrial concerns Territory United States Mexico
Brazil and Canada
Nonseasonal
Employees 340 which includes officer(s) and 2 part-time 90 employed
here
Facilities Rents 37000 sq ft ina one story brick building
Location Suburban business section on well traveled street
Branche~ This business has multiple branches detailed branchdivision information is available in
Dun amp Bradstreets linkage or family tree products
Subsidiaries This business has 2 subsidiaries listed below
The extent of ownership where known is shown in
parenthesis following company name
Oakite Canada Limited Bramalea Ontario Canada (100)
Manufactures chemical specialty products Intercompany
relations reported by management to consist of
merchandise and service transactions cleared as scheduled
Chemetall Mexicana Monteray Mexico (100) Manufactures
chemical specialty products
=================================================~===============
==============
SIC amp NAICS ===========~===============~=================================~===
==============
SIC Based on information in our file NAICS DampB has assigned this company an extended a-digit SIC DampBs use of 325612 Polish and Other a-digit SICs enables us to be more Sanitation Good specific to a companys operations Manufacturing than if we use the standard 325612 Polish and Other 4-digit code Sanitation Good
middot 28420000 Polishes and sanitation Miscellaneous
goods and 28420400 Sanitation Manufacturing
preparations Miscellaneous
disinfectants and and
deodorants Manufacturing 28999931 Metal treating compounds Miscellaneous 28999942 Rust resistirtg compounds and
28999948 Water treat~ng compounds Manufacturing 28510000middot Paints and allied Coating
products middot28510401 Paint removers Coating
325998
325998
325998
325510
325510
Manufacturing All Other
Chemical Product
preparation
All Other
Chemical PrOduct
Preparation
All Other
Chemical Product
Preparation
Paint and
Manufacturing Paint and
Manufacturing
================================================================= ==============
DampB PAYDEX ================================================================= ==============
The DampB PAYDEX is a unique dollar weighted indicator of payment performance based on up to 157 payment experiences as reported to DampB by trade references
3-Month DampB PAYDEX 75 I 12-Month DampB PAYDEX 74 I
When weighted by dollar amount I When weighted by dollar amount payments to suppliers average average 9 days beyond terms
Based on trade collected over collected over last months
8 days I payments to suppliers
last 3
I beyond terms II Based on trade
I 12 months
================================================================= ==============
PAYMENT SUMMARY ================================================================= ==============
The Payment Summary section reflects payment information in DampBs file as of the date of this report
Below is an overview of the companys dollar-weighted payments segmented by its suppliers primary industries
Mfg electric test prd 1 35000 35000 100
OTHER INDUSTRIES 101 283550 20000 73 22 4 - 1
Other payment categories Cash experiences 7 750 250 Payment record unknown 0 Omiddot 0 Unfavorable commeJlts 1 1000 1000
Placed for collections With DampB 1 7500 Other 0 NA
===== ============== ========== Total in DampBs file 157 3017350 900000
The highest Now Owes on file is $750000
The highest Past Due on file is $10000
Dun amp Bradstreet has 157 payment experiences in its file for this company For your convenience we have displayed 80 representative experiences in the PAYMENTS section
====~============================================================
==============
PAYMENT DETAILS ================================================================= ==============
Detailed payment history
Date Paying High Now Past Selling Last Salemiddot Reported Record Credit Owes Due Terms Within
(rhmyy) ($) ($) ($) (months)
0709 Ppt 50 0 1 mo
Ppt 2500 0 1 mo
Ppt 200 i OOO 100000 2500 N60 1 mo
Ppt 200000 100000 0
----------------
0508 Ppt-Slow 30 20000 10000 deg N30 1 rno 0707 (08 0) 7500
Placed for collection
Accounts are sometimes placed for collection everi though the existence or amount of the debt is disputed
Payment experiences reflect how bills are met in relation to the terms granted In some instances payment beyond terms can be the result of disputesmiddot over merchandise skipped invoices etc
Each experience shown is from a separate supplier Updated trade experiences replace those previously reported
================================================================= ==============
FNANCE ================================================================= ==============
04172009
Three-year statement comparative
Fiscal Fiscal Fiscal
Dec 31 2005 Dec 31 2006 Dec 31 2008
Current Assets 53345000 33854000 34348000 Current Liabs 16314000 11173000 18594000 Current Ratio 327 303 1 85 Working Capital 37031000 22681000 15754000 Other Assets 9824000 15582000 124757000 Net Worth 38515000 28063000
1304000 Sales 79763000 86130000 130723000 Long Term Liab 8340000 10200000 139207000 Net Profit (Loss) 1105000 8689000 490000
Fiscal statement dated DEC 31 2008
Assets j Liabilities I -----------shy1
Other Curr Assets 343-480001 Other Curr Liabs 18594000
---------------1 Curr Assets 343480001 Curr Liabs 18594000
I Fixt amp Equip 110620001 Pension Reserves 7990000 Goodwill-Net 252040001 Other Liabilities 129932000 other Intangible 825380001 LT Liab-Other 1285000 Assets-Net TOTAL EQUITY 1304000 Deferred Income 2680001 Taxes I Other Assets 56850001
---------------11
Total Assets 1591050001 Total 159105000
From JAN 01 2008 to DEC 31 2008 annual sales $130723000 cost of goods soldmiddot $69475000 Gross profit $61248000 operating expenses $48302000 Operating income $i2946OOO other expenses $11971bOOi net income before taxes $975000 Federal income tax $485000 Net income $490000
Submitted MAR 31 2009 by Ronald Felber pres-ceo Prepared from books without audit
On April 17~ 2009 themiddotfinancial information was updated
================================================================= ==============
KEY BUSINESS RATIOS ================================================================= ==============
Statement date DEC 31 2008 Based on this number of establishments 28
Firm IIndustry Median I---~------------
Return of Sales 04 IReturn of Sales 11 Current Ratio middot18 ICurrent Ratio 21 Assets Sales 1217 IAssets Sales 575 Total Liability Net Worth 9999 ITotal Liability Net Worth 83 7
================================================================= ==============
PUBLIC FILINGS ================================================================= ==============
The following Public Filing data is for information purposes only and is not the official record Certified copies can only be obtained from the official source
================================================================= ==============
UCC FILINGS =~==================================================== ===========
==============
Collateral All Assets Type Original
-----------------------------------------------------------------
Sec party THROUGH ITS
ADMINISTRATIVE AGENT
Debtor Filing number Filed with DOVER DE
Date filed Latest Info Received
Collateral General
Leased Equipment
Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ
Date filed Latest Info Received
Collateral
Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ
Date filed Latest Info Received
CREDIT SUISSE FIRST BOSTON ACTING
CAYMAN ISLANDS BRANCH AS
NEW YORK NY OAKITE PRODUCTS INC 4216854 2 SECRETARY OF STATEUCC DIVISION
08022004 08262004
Accounts receivable and proceeds shy
intangibless) and proceeds shy
and proceeds Original CANON FINANCIAL SERVICES MOUNT
OAKITE PRODUCTS INC 23913509 SECRETARY OF STATEUCC DIVISION
11302006 12272006
Leased Assets - Leased Business machineryequipment Original CANON FINANCIAL SERVICES INC MT
OAKITE PRODUCTS INC 21685842 SECRETARY OF STATEUCC DIVISION
07112003 07292003
Type Continuation Sec party CREDIT SUISSE (FKA CREDIT SUISSEmiddot FIRST
BOSTON) ACTING THROUGH ITS CAYMAN ISLA NEW
YORK NY Debtor CHEMETALL CORPORATION Filing number 2009 0642311 Filed with SECRETARY OF STATEUCC DIVISION DOVER DE
Date filed 02272009 Latest Info Receiv~d 05122009 Original UCC filed date 08022004 Original filing no 4216861 7
The public record items contained in this report may have been paid termirtated vacated or released prior to the date this report was printe~
=======~===============================================~======== ==============
GOVERNMENT ACTIVITY =====================================================~ ===========
==============
Activity summary Borrower (DirGuar) NO Administrative debt YES Contractor YES Grantee NO Party excluded from federal program(s) NO
Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8 (A) firm NA
The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other- sources
----7-------shyCopyright 2009 Dun amp Bradstreet - Provided under
contract I
for the exclusive use of subsCriber 264750059L
FULL DISPLAY COMPLETE
~ 396484BIRHQ2156 3427456432lng emailhIm
dmiddotmiddotmiddotmiddotmiddotto Chemetall
~
ICompany Overview
Chemetall is a global company committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry eg lithium and cesium compounds
Chemetalls businesses historically emerged from the combination of expertise in chemistry and metallurgy which is still mirrored in the companys name Chemetall mainly sells customised packages of products and services ranging from consultation via development through to the operation of entire plants at the customers site - for instance car body pre-treatment in the automotive industry
The companys product portfolio is based on continuous research and development of leading edge technologies High perfOrming products combined with Chemetalls dedication to providing the best technical service and support to its customers have over the decades established excellent market positions in its fields of activity
Chemetall GmbH is headquartered in Frankfurt am Main It is the centre of a worldwide network of some 40 subsidiaries in Europe North and South America Asia Australia and Africa Most of these companies operate their own production sites and many also have their own development laboratories A largely decentralised organisation ensures that each local company can respond quickly and flexibly to the customers needs in its markets whilst at the same time being able to draw on the specialist resources within the Group In this way Chemetall combines the strength of a global supplier with the flexibility and customer focus of a medium-size company
Since August 1st 2004 Chemetall has been part of middotRockwood Holdings Inc
~II ~II
httpwwwchemetaIIcomindexjspjsessionid=D1E2B97C5F308BBEFA7790E98D334D 8112009
202009
~ _ c
bulliJi - - -Hsectr
jmiddotY I Chemetall
f 0
I News
I 2009 I zoosl 2007
2009
May 272009 Significant savings achieved with the change from zinc-phosphating pretreatment to Oxsllanreg technology Opel Replaces its Metal Pretreatment System Adam Opel GmbH in Kaiserslautem Germany is an important more
~tl
April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more
~ff
April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more
~If
February OS 2009 Chemetall Aerospace Technologies has successfully integrated the NOT business of Ely Chemical Company Ltd We are proud to inform our customers around the world that Chemetall has effectively transferred and more
~h~~gPASq~~~~JJetoChemetall~ aiiiiilry f 2009 tile neW legal entity name for ChemetallmiddotOakite will be
cCflemetalltJS Inc more
ctt
January 20 2009 Chemetall Oakite changed its name to Chemetall
Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc more
ft
2008
August 01 2008 Chemetall acquires Nalco Finishing Technologies Rockwood Holdings Inc Chemetall-Group has acquired Nalcos Finishing Technologies (FT) businessnull more
~
July 31 2008 Chemetall announces global price increases Chemetall is currently increasing prices within a range of 5 to 20 percent or implementing and adjusting more
~ff
httpwwwchemetallcomindexjspcontent=newsjspnewsDat=pressreleases_sortbyyear 81112009
2007
----------------- -r - ------1 ------------- c- - --r
April 01 2008 Chemetall acquires NOT Business of Ely Chemical Company Ltd Chemetall GmbH FrankfurtM via its UK subsidiary has acquired the NOT business of the UK basednull more
~JJ
March 29 2007 Chemetall Signs Distribution Agreement with Advanced Chemistry amp Technology Inc Chemetall Aerospace Technologies announced that it has signed an exclusive sales and distribution agreement more
~II
February 212007 Chemetall Acquires the Chemical Division Business of Wirral Fospray Chemetall PLC has announced the acquisition of the chemical division business from Wirral Fospray Limited more
~JI
January 22 2007 Rockwood Appoints M~nlka Engel-Bader President ofChemetal Rockwood Holdings Inc (NYSEROC) has announced that Dr Monika EngelshyBader has been appointed tonull more=
~II
httpwwwchemetallcomindexispcontent=newsi SpnewsDat=pressreleases sortbyyear 8112009
kindof activity Production fields of activity Lithium
~II ~IJ
~ Chemetall US Inc
Country United States Streetaddress 13177 Huron River Drive ZIP MI 48174 City Romulus Phone +1-734-941 3800 Fax +1-734-941-5524 kind of activity Productionmiddot fields of activity Surface Treatment MapMgQ
~I =11
IIsectsectsect Chemetall US Inc
Country United States Streetaddress 16961 Knott Ave ZIP CA 90638 City La Mirada Phone +1800-331-1197 Fax +1 714a70-6480 kind of activity Sales Production fields of activity Surface Treatment Map Mm
~J ~IJ
~ Chemetall US Inc
Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-464-6900 Fax +1908-464-5571 kind of activity Headoffice $ales Production fields of activity Surface Treatment Direct Contact Email oakiteproductschemetaILcom Map Map
~I ~II
httpwwwchemetallcomindexjspcontent=contact choice1jspid=United Statesampconti 81112009
Chemetall~~-V
J 4(
America ~ United Stetes 1lW
Chemetall Foote Corp
Country United States Streetaddress 348 Holiday Inn prive ZIP NC 28086 City Kings Mountain Phone +1-704-739 2501 Fax +1-704-734 0208 kind of activity Headoffice Sales Production fields of actvity Lithium Direct Contact Email footelithiumchemetallcom Map Map
~ II
~ Chemetall Foote Corp
Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-665-9466 Fax +1-908-665-8543 kind of activity Headoffice Sales fields of activity Special metals MapM~
~II ~11
~ Chemetall Foote Corp
Country United States Streetaddress 856 Foote Lane
ZIP TN 37134 City New Johnsonville Phone +1-931-535 3401 Fax +1-931-535 3404 kind of activity Production fields of activity Lithium Map Map
~IJ ~IJ
~ Chemetall Foote Corp
Country United States Streetaddress Hwy 265 ZIP NV 89047 City Silver Peak Phone +1-775-937-2222 Fax +1-775-937-2250
httpwwwchemetallcomindexj spcontent=contact_choice 1jspid=UnitedStatesampconti 8112009
~aa -rlte_middot~ bull Chemetall
II~metaIIOakl~ changeditsnClme tOlhemetall
Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc doing business as Chemetall The same applies to the Canadian subsidiary whose official name will be Chemetall Canada Limited
middotCustomers around the world link Chemetall with quality innovation and extraordinary technical services says Joris Merckx President Surface Treatment at Chemetall middotOne consistent name of our all our subsidiaries will strengthen our corporate brand and with it our image he commented
No changes Will be made to the Mexican and Brazilian entities as these countries already operate their business under the name of Chemetall
About Chemeta
Chemetall a company of Rockwood Holdings Inc (NYSE ROC) is one of the leading global companies committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry including lithium and cesium compounds
Contact Sandra Zirm Phone +496971653605 Mall sandrazirmchemetallcom
~I ~II
IUR FORM (Form U) submitted September 24 2008
CBIDELETED
ChemIDplus Advanced Page 1 of 1
bull
United State~ qNational Library ChemlDplus AdVanCed Nl 1 of Medicine
News SIS Home I Site I About Us I Contact I Help
~~Health amp To~~ oIQ2llifI lI-ChemIDplus Lite ~Advanced
0- 0shy
-P 0 0shy
Zn2+ 0shyNAME Phosphoric acid zinc salt (21) 1RN 13598-37-3
l) - P -o-Il o
MW 25533
Enlarge Structure
SHrch Infomudion
Bask For more information about this substance NlWiglitiOn
you may select from the the links below
File Locator DSL [I] Domestic Sub List of Canada
EINECS [I] EU Inv of Exist Comm Chem Sub
PubChem [I] PubChem
RTECS [I] Reg of Toxic Eft of Chern Sub
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Internet Locator EPA SRS [I] EPA Substance Registry System
Bacls to Previous Page
US National Library of MediQilg 8600 Rockville Pike Bethesda MD 20894 National Institutes of Health Department of Health amp Human Services Copyright and Privacy Policy Freedom of Informatio~ Accessibility
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tgtEnv Health amp ToxicQQQyen ~ TOXNET ~ChemIDpluslte ~Advanced
OH I
HO-P-OH
1 o
NAME Ethanol 2-amino- phosphate (1 ) RN 29868-05-1 r
OH
MW 159077
Enlarge Structure
s_tc Information For more information about this substance
you may select from the the links below
File Locator DSL rn Domestic Sub List of Canada
EINECS rn EU Inv of Exist Comm Chem Sub
PubChem rn PubChem
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Internet Locator EPA SRS rn EPA Substance Registry System
search Navigation
Back to Prelious Page
US National Library of M-edicine 8600 Rockville Pike Bethesda MD 20894 National Institutes of Health Department of Health amp Human Services Copyright and Privacy Policy Freedom of Information ft4 Accessibility
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lIgtEnv Health ampToxicology sgt TQXNET ~ChemIDplus Lite f4gtAdvanced
o II
HO- P-O- Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH
MW 119976
=nlarge Structure
Basic ellmiddotFor more information about this substance NavigationInformation you may select from the the links below
File Locator ClinicalTrialsgov ill NIH ClinicalTrialsgov
DART rn Developmental and ReprodTox
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httpchemsisnlmnihgovchemidplusProxyServletobjectHandle=DBMaintampactionHand 932009
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o II
HO - P shy 0shy Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH
MW 119976
Enlarge Stru_cture
BaBic lurcbFor more information about this substance NavfgationInformation
you may select from the the links below
File Locator ClinicalTrialsgov rn NIH ClinicalTrialsgov
DART rn Developmental and ReprodTox
DailyMed rn NLMFDA Drug Labelling
DrugPortal rn NLM Drug Information Portal
EINECS rn EU Inv of Exist Comm Chem Sub
EMIC rn Env Mutagen Info Center
HSDB rn Hazardous Substances Data Bank
Household Products rn Household Products Database
MeSH rn Medical Subject Headings File
PubChem rn PubChem
PubMed rn Biomedical Citations From PubMed
PubMed AIDS rn AIDS Citations from PubMed
PubMed Cancer rn Cancer Citations from PubMed
PubMed Toxico]Qgy rn Toxicology Citations From PubMed
RTECS rn Reg of Toxic Eft of Chem Sub
TOXLlliE rn NLM TOXLINE on TOXNET
Internet Locator DrugsFDA rn FDA Drug Database
EPA Envirofacts rn EPA Master Chemical Integrator
EPA PPIS rn EPA Pest Prod Info System
EPA SRS rn EPA Substance Registry System
IUCLID rn EU IUCLID Chemical Data Sheet
SRC DATALOG rn Syracuse Res Corp DATALOG
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NAME Zinc nitrate RN 7779-88-6
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0shyI
N+i o 0shy
Zn2+ 0shy
I N+ 0shy0
MW 189398
InJil~~tJ(tlJr~
ell Navigiltlon
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ampampampampamp ampu I IU Y fo4IampU ~ L U~ La o
IRQ rn CERCLA Reportable Quantities I
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0 0
pl
o 0
Mn2 lt
NAME Phosphoric acid manganese(2+) salt (21) RN 18718-07-5
0 I
o-p -o-Il o
MW 244878
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0- 0_
po 0_
Zn2+ 0shyNAME Phosphoric acid zinc salt (21) lRN 13598-37-3 -0 - P -o-Il o
MW 25533
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0shy
I ~N-o 0shy
Mn+ NAME Manganese nitrate 0shyRN 10377-66-9 I
N+- 0shy0
MW 178946
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NAME Potassium cis-9-octadecenoic acid RN 143-18-0
o
O
(
MW 320555
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OH I
HO-P=O
~ OHN~I
0) p NAME Sodium aminotris(methylenephosphonate) II OHRN 20592-85-2
0P HO shy
OH
MW 2990478
Enlarge Structure
hale I~----F-o-r-m-o-re-in-fo-r-m-a-t-io-n-a-b-o-u-t-t-hi-s-s-u-b-s-ta-n-c-e------1 N=~Information
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NAME Sodium silicate RN 1344-09-8
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0shyt
O=Si 0shy
MW 122063
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Na+
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NAME Boric acid dipotassium salt RN 1332-77-0
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NAME Potassium tallate No StructureRN 61790-44-1
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HO OH
j ~
HO
OH
J NAME Boric acid compd with 222middotnitrilotris (ethanol) OH ~N-
HO
RN 68413middot80middot9
MW 2110202
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f
NAME Butanedioic acid 2-(octen-1-yl)- potassium salt (1 2)
ti~middotmiddot
(gt
a
RN 58641-28-4
MW 304466
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H3C OH
NAME Alcohol [USP] RN 64-17-5
MW 460684
~nlarge Structur~
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yen~
H3C OH
NAME Alcohol [U5P] RN 64-17-5
MW 460684
Enlarge Structure
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0shy
IOp-o- cr3+
NAME Chromic phosphate I 0shyRN 7789-04-0
MW 146966
Enlarge Structure
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NAME Monoammonium phosphate RN 7722-76-1
0 II
HO-P -0shyI
NW 4
OH
MW 115024
Enlarge Structure
Basic schFor more information about this substance Intmnation NlWfGldlon
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INER
PAFA
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III FDA Sub Generally Rec as Safe
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HO OH Si NH2NAME Silanetriol 1-(3-aminopropyl)shy HO ~ ~
RN 58160-99-9
MW 13721
Enlarge Structure
auk Information For more information about this substance
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Loocuo Results Company DetaUs Contact Nsmes
Sitamp Inlo
DUNS Number
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9Jn1224a Chernelall Oakil Inc
675 Central we
New PlOYidence Unton NJ 07974 PO BOX 7 N_ PrcNiclence
NJ 079740007 908~900
51691001 Anti-corrosion product 424690 424690-Other Chemical lII1d Allied Prod
Ron Felper
President
65 100 $100000000
016164399 000000000 1067934JJ
PRIVATE COMPANY SINGlE
40697755 -74A08967
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556121200 Cham_Uslnc Chemelall dalcrle 675 Centrol we 11_ PrrMdllf1C8 Union NJ 07974 POBOX 7 New PrrMdence NJ 079740007 9OB-464~900
26420000 Polishes and sanitation goods 325612 325612-Po1ish amp 01 Ssnitalion Gd MIg Ronald Felber Pesident
90 340 S130723000
016164399 0000000oo 016164399
PRIVATE COMPANY HEADQUARTERS 40697755 74408967
custservdnbcom To Lee SpielmannR2USEPAlUSEPA Karen
bull SeetlR2USEPAlUSEPA08132009 11 22 AM
cc
bcc
Subject CHEMETALL OAKITE INC DampB Business Information Report
The folloWing e-mail was sent to you by seetkarenepagov Personal Note
ampBhas more options to help you decide with confidence Learn more about DampB eroducts and services lis this an important decision ~ IUJlilIImil
Get more with DampBs Enhanced Comprehensive Report ~I bull Business failure and credit scores
Click here to provideI bull Context behind the scores Added industrY and Financial comDarisons feedback on this report
iiiiRi55i~iiiiiAii~1~-
ort on this business
J --1- )21 _II1tjjjj1 Wgll_~yg 1
Copyright 2009 bun amp Bradstreet - Provided under contract
for the exclusive use of subscriber 264750059L
ATTN Lee Spielmann Report Printed AUG 13 2009
========================~======~=================================
============== BUSINESS SUMMARY
==========~======================================================
==============
CHEMETALL OAKITE INC (SUBSIDIARY OF ROCKWOOD SPECIALTIES INC PRINCETON NJ) 675 Central Ave New Providence NJ 07974
This is a headquarters D-U-N-Sreg Number 93-771-2248 (subsidiary) location Branch (es) or division(s) exist DampB Rating
Mailing address PO Box 7
II I
New ~rovidence NJ07974
Web site wwwrockwoodspeciallI IIIIIIIIIIIIII
Telephone
Chief executive
Year started
Management control
Employs
Sales
History
SIC
Line of business
tiescom
908 464-6900
RON FELPER PRES
1987
2006
100 (65 here)
$100000000
CLEAR
5169
Whol corrosion preventative chemicals
III III
================================================================= ===============
SPECIAL EVENTS ================================================================ ==============
06142007 Business started 1987 Present control succeeded June 2006
================================================================= ==============
SUMMARY ANALYSIS ================================================================= ==============
DampB Rating
The blank rating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and
that further enquiry should be made before reaching a decision Some reasons for using a _II symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information
Below is an overview of the companys rating history since 061507
DampBRating Date Applied 061507
The Summary Analysis section reflects information in DampBs file as of August 102009
=================~======~==~==~=======================~==========
============== INVESTIGATIVE SERVICES
================================================================= ==============
Update available on request
This information is being provided to you immediately in the interest of speed This reportmay not reflect the current status of this business DampB can investigate this business and update the information based on the resulta of that investigation
By ordering a standard investigation the same day you order this report an updated report will be provided to you at no extra cost
=========~=======================================================
==============
CUSTOMER SERVICE ================================================================= ==============
If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you
~ (
are outside the us contact your local DampB office
Additional Decision Support Available
Additional DampB products monitoring services and specialized investigations are available to help you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcom
=================================================================
===== = = = === = = =
HISTORY ================================================================= ==============
The following information was reported 08182008
Officer(s) RON FELPER PRES
THE OFFICER(S)
Business started 1987 Present control succeeded June 2006 100 of capital stock is owned by the parent company
RON FELPER Work history is unknown
Business address has changed from 14826 Ne 95th St Redmond WA 98052 to 675 Central Ave New Providence NJ 07974
=~===============================================================
==============
CORPORATE FAMILY =====================c=========================================== ==============
The following global corporate family members are related to this busihess
Members are listed alphabetically first by company name then by country or us state then by city
Global Ultimate Rockwood Holdings Inc Princeton NJ 01-616-4399
Parent Rockwood Specialties Group Inc Princeton NJ 10-679-3433
Affiliates (US) Advantis Technologies Inc Alpharetta GA 93-189-6385 Alphagary Corporation Leominster MA 09-743-4484 Ceramtec North America Innovative Laurens SC 17-483-0034 Ceramic Engineering Corporation Chemetall Foote Corp Kings Mountain NC 00-232-9456 Chemical Specialties Inc Charlotte NC 04-297-3313 Pure Wafer Inc Prescott AZ 83-746-8321 Rockwood Pigments NA Inc Beltsville MD 04-754-7690 Southern Clay Products Inc Gonzales TX 04-166-1737
Affiliates (International) AlphaGary (Canada) Limited Stoney Creek CANADA 24-924-8626 Cs i Kemwood AB Helsingborg SWEDEN 35-401-6487middot ProCeram spolmiddot s ro Dolni Rychnov CZECH 49-516-1929
REPUBLIC
== = = == = == = == ==== = == = = = == = = ==== = ==== = = ==== = = ===-= = = = = === == == === =
==============
OPERATIONS ===================~==========~====================== ============
==============
08182008
Description Subsidiary of Rockwood Specialties Inc
Princeton NJ started 2000 which operates as a wholesaler
of chemicals or allied products Parent company owns 100
of capital stock
Wholesales corrosion preventative chemicals (100)
Terms are Net 30 days Has 600+ account(s) Sells to
aerospace industry Territory North and South America
Nonseasonal
Employees 100 which includes officer(s) 65 employed here
Facilities Leases premises in a single story brick building
Location Central business section on well traveled street
Branches This business has multiple branches detailed branchdivision information is available in
Dun amp Bradstreets linkage or family tree products
==============~==============~===================================
==============
SIC amp NAICS ================================================================= ==============
SIC Based on information in our file NAICS DampB has assigned this company an extended 8-digit SIC DampBs use of 424~90 Other Chemical and Alli~d
a-digit SICs enables us to be more Products Merchant specific to a companys operations Wholesalers than if we use the standard 4-digit code
51691001 Anti-corrosion products
=================================================~== ============
============== PAYMENT SUMMARY
==============~===========~=========================== ===========
===============
DampB has not received a sufficientsample of payment experiences to establish a PAYDEX score
DampB receives over 600 million payment experiences each year We enter these new and updated experiences intoDampB Reports as this information is received At this time none of those experi~nces relate to this company
=======================================================~==========
============== FINANCE
================================================================= ==-= = = == == === ==
06142007
On JUN 14 2007 Michael Lissandrello SIs Mgr deferred financial statement
Michael Lissandrello submitted the following partial estimates dated JUN 14 2007
Sales for 2006 were $100000000
As of June 14 2007 a search of Dun amp Bradstreets Public Record database found no open suits liens judgements or UCCs to which Chemetall Oakite Inc at 675 Central Ave New Providence NJ was named defendant or debtor Public records received hereafter will be entered into the database and will be included in reports which contain a Public Filings ~ection
==============================================~====== ===========
============== PUBLIC FILINGS
================~====~================================ ===========
==============
A check of DampBs public records database indicates that no filings were found for CHEMETALL OAKITE INC at 675 Central Ave New Providence NJ
DampBs extensive database of public record information is updated daily to ensure timely reporting of changes and additions It includes business-related suits liens judgments bankruptcies UCC financing statements and business registrations from every state and the District of Columbia as well as select filing types from Puerto Rico and the US Virgin Islands
DampBmiddotcollects public records throughmiddot a combination of court reporters third parties and direct electronic links with federal and local authori~ies Its database of US business-related filings is now the largest of its kind
===~====~========================================================
============== GOVERNMENT ACTIVITY
================================================================= ==============
Activity summary Borrower (DirGuar) NO Administrative debt NO Contractor YES Grantee NO Party excluded from federal program(s) NO
Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8(A) firm NA
The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other sources
Copyright 2009 Dun amp Bradstreet- Provided under contract
for the exclusive use of subscriber 264750059L
FULL DISPLAY COMPLETE
~ ~
396484BIR21523427615308tng emailhtm
-- -- - ~-
(I custservdnbeom To Lee SpielmannH2USEPAlUSEPA Karen
SeetlR2USEPAlUSEPA08112009 0314 PM cc
bec
Subject CHEMETALL US INC DampB Business Information Report
The following e-mail was sent to you by seetkarenepagov Personal Note
~--~amp8 has more oDtfcins tohelDvou decide with confidence Learn more about DampB products and services Is this an important decision ~~~~~
Get more with DampBs Enhanced Comprehensiye Report bull Business failure and credit scores
Click here to providebull Context behind the scores bull Added industrv and Financial comparisons feedback on this report
~~OC--~
f4fi1 Order reports on other businesses
Copyright 2009 Dun amp Bradstreet - Provided under contract
for the exclusive use of subscriber 264750059L
ATTN Lee Spielmann Report Printed AUG 11 2009
In Date
=====================~===========================================
============== BUSINESS SUMMARY
===============================~====================== ===========
==============
CHEMETALL US INC (SUBSIDIARY OF ROCKWOOD HOLDINGS INC PRINCETON NJ) CHEMETALL OAKITE 675 Central Ave New Providence NJ 07974
This is a headquarters I D-U~N-S Number 55-612-1200 (subsidiary) location IBranch (es) or division(s) exist I DampB Rating
Mailing address PO Box 7 IIINew Providence NJ
07974 DampB PAYDEXreg
1 12-Month DampB 74 Web site wwwchemetallcom I PAYDEX
I
Telephone 908 464-6900 I When weighted by dollar amount
f paYments to suppliers average 9 days Chief executive RONALD FELBER I beyond terms
I
PRES-CEO II Based on trade collected
over last Year started 1909 I 12 months
Management control
Employs
Financial statement date
Sales F
Net worth
History
Financing
Financial condition
SIC
Line of business
2004
340 (90 here)
DEC 31 2008
$130723000
(106438000)
CLEAR
SECURED
UNBALANCED
2842 2899 2851
Mfg polishsanitation gd mfg chemical preparation
IIIIIIIII
=======================================================~========
==============
SUMMARY ANALYSIS ================================================================= ==============
DampB Rating
The Rating was changed on April 17 2009 because of DampB I S overall assessment of the companys financial payment and history information The blankrating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and that further enquiry should be made before reaching a decision Some reasons for using a II_II
symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information
Below is an overview of the companys rating history since 060707
DampB Rating Date Applied 041709
1R4 030209 1R3 101408 4A3 072408 4A2 060707
The Summary Analysis section reflects information in DampBs file as of August 10 2009
====================~=====================~======================
============== CUSTOMER SERVrCE
================================================~===== ===========
==============
If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you are outside the US contact your local DampB office
Additional Decision Support Available
Additional DampB products monitoring services and specialized
investigations are available tomiddothelp you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcommiddot
================================================================= ==============
HISTORY ====~=========================~=====~================= =========== ==============
The following information was reported 07142009
Officer(s) RONALD FELBER PRES-CEO PHILIP E KELLY VICE PRESIDENT GREGORY V POFF VICE PRESIDENT
DIRECTOR (S) THE OFFICER(S)
The Delaware Secretary of States business registrations file showed that Oakite Products Inc was registered as a corporation on December 19 1991
Business started 1909 by David C Ball George W Oakley and Daniel C Smith Present control succeeded 2004 100 of capital stock is owned by parent company
RONALD FELBER born 1951 1989~present active here 1985-1989 employed with Avon Products Inc New York NY Graduated from Georgetown University in 1973 with a BS degree Also received MA degree from Loyola University in 1985
PHILP E KELLY born 1948 1972-present active here Graduated from University of Dayton in 1970 with a BS Degree Also received MBA Degree from Seton Hall University in 1978
GREGORY V POFF born 1948 1970-present active here Graduated from Catawba College in 1970 with a BA degree Also received MBA from Pace University in
1982
==========================~========================~=============
==============
CORPORATE FAMILY ================================================================= ==============
The following global corporate family members are related to this business Members are listed alphabetically first by company name then by country or US state then by city
Parent Rockwood Holdings Inc Princeton NJ 01-616-4399
Subsidiaries (International) Cheme~allCanada Limited Brampton CANADA 20-036-7514 Chemetall Mexicana SA de CV El Marques MEXICO 81-232-9050
Branches (US) Chemetall Us Inc La Mirada CA 15-886-0572 Chemetall Us Inc Romulus MI 00-515-7698
Affiliates (US) Chemetall Chemical Products Inc New Providence NJ 82-485-0580 Chemetall Oakite La Mirada - Plant La Mirada CA 61- 036 -9832middot Mineral Research and Development Charlotte NC 61-036-9477 Rockwood Holding Company Chicago IL 78-166-9635 Rockwood Specialties Consolidated Inc Princeton NJ 03-845-1386 Rockwood Specialties Group Inc Princeton NJ 10-679-3433 SachtlebenCorporation White Plains NY
95-666-4114 Viance LLC Charlotte NC 79-544-7346
Affiliates (International) Sachtleben Pigments Oy Helsinki FINLAND 54-023-5819
================================================================ ==============
OPERATIONS ==========~========================================== ============
==============
07142009
Description Subsidiary of Rockwood Holdings Inc Princeton NJ
As noted the parent company is Rockwood Holdings Inc
DUNS 01-616-4399 and reference is made to that report
for background information on the parent company and its
management
Manufactures specialty cleaning polishing or sanitation
preparations and sanitation preparations disinfectants or
deodorants Manufactures chemical preparations
specializing in metal treating compounds rust resisting
compounds and water treating compounds Manufactures
paints varnishes lacquers enamels or allied products
and paint removers
Has 10000 account(s) Terms are Net 30 days Sells to
industrial concerns Territory United States Mexico
Brazil and Canada
Nonseasonal
Employees 340 which includes officer(s) and 2 part-time 90 employed
here
Facilities Rents 37000 sq ft ina one story brick building
Location Suburban business section on well traveled street
Branche~ This business has multiple branches detailed branchdivision information is available in
Dun amp Bradstreets linkage or family tree products
Subsidiaries This business has 2 subsidiaries listed below
The extent of ownership where known is shown in
parenthesis following company name
Oakite Canada Limited Bramalea Ontario Canada (100)
Manufactures chemical specialty products Intercompany
relations reported by management to consist of
merchandise and service transactions cleared as scheduled
Chemetall Mexicana Monteray Mexico (100) Manufactures
chemical specialty products
=================================================~===============
==============
SIC amp NAICS ===========~===============~=================================~===
==============
SIC Based on information in our file NAICS DampB has assigned this company an extended a-digit SIC DampBs use of 325612 Polish and Other a-digit SICs enables us to be more Sanitation Good specific to a companys operations Manufacturing than if we use the standard 325612 Polish and Other 4-digit code Sanitation Good
middot 28420000 Polishes and sanitation Miscellaneous
goods and 28420400 Sanitation Manufacturing
preparations Miscellaneous
disinfectants and and
deodorants Manufacturing 28999931 Metal treating compounds Miscellaneous 28999942 Rust resistirtg compounds and
28999948 Water treat~ng compounds Manufacturing 28510000middot Paints and allied Coating
products middot28510401 Paint removers Coating
325998
325998
325998
325510
325510
Manufacturing All Other
Chemical Product
preparation
All Other
Chemical PrOduct
Preparation
All Other
Chemical Product
Preparation
Paint and
Manufacturing Paint and
Manufacturing
================================================================= ==============
DampB PAYDEX ================================================================= ==============
The DampB PAYDEX is a unique dollar weighted indicator of payment performance based on up to 157 payment experiences as reported to DampB by trade references
3-Month DampB PAYDEX 75 I 12-Month DampB PAYDEX 74 I
When weighted by dollar amount I When weighted by dollar amount payments to suppliers average average 9 days beyond terms
Based on trade collected over collected over last months
8 days I payments to suppliers
last 3
I beyond terms II Based on trade
I 12 months
================================================================= ==============
PAYMENT SUMMARY ================================================================= ==============
The Payment Summary section reflects payment information in DampBs file as of the date of this report
Below is an overview of the companys dollar-weighted payments segmented by its suppliers primary industries
Mfg electric test prd 1 35000 35000 100
OTHER INDUSTRIES 101 283550 20000 73 22 4 - 1
Other payment categories Cash experiences 7 750 250 Payment record unknown 0 Omiddot 0 Unfavorable commeJlts 1 1000 1000
Placed for collections With DampB 1 7500 Other 0 NA
===== ============== ========== Total in DampBs file 157 3017350 900000
The highest Now Owes on file is $750000
The highest Past Due on file is $10000
Dun amp Bradstreet has 157 payment experiences in its file for this company For your convenience we have displayed 80 representative experiences in the PAYMENTS section
====~============================================================
==============
PAYMENT DETAILS ================================================================= ==============
Detailed payment history
Date Paying High Now Past Selling Last Salemiddot Reported Record Credit Owes Due Terms Within
(rhmyy) ($) ($) ($) (months)
0709 Ppt 50 0 1 mo
Ppt 2500 0 1 mo
Ppt 200 i OOO 100000 2500 N60 1 mo
Ppt 200000 100000 0
----------------
0508 Ppt-Slow 30 20000 10000 deg N30 1 rno 0707 (08 0) 7500
Placed for collection
Accounts are sometimes placed for collection everi though the existence or amount of the debt is disputed
Payment experiences reflect how bills are met in relation to the terms granted In some instances payment beyond terms can be the result of disputesmiddot over merchandise skipped invoices etc
Each experience shown is from a separate supplier Updated trade experiences replace those previously reported
================================================================= ==============
FNANCE ================================================================= ==============
04172009
Three-year statement comparative
Fiscal Fiscal Fiscal
Dec 31 2005 Dec 31 2006 Dec 31 2008
Current Assets 53345000 33854000 34348000 Current Liabs 16314000 11173000 18594000 Current Ratio 327 303 1 85 Working Capital 37031000 22681000 15754000 Other Assets 9824000 15582000 124757000 Net Worth 38515000 28063000
1304000 Sales 79763000 86130000 130723000 Long Term Liab 8340000 10200000 139207000 Net Profit (Loss) 1105000 8689000 490000
Fiscal statement dated DEC 31 2008
Assets j Liabilities I -----------shy1
Other Curr Assets 343-480001 Other Curr Liabs 18594000
---------------1 Curr Assets 343480001 Curr Liabs 18594000
I Fixt amp Equip 110620001 Pension Reserves 7990000 Goodwill-Net 252040001 Other Liabilities 129932000 other Intangible 825380001 LT Liab-Other 1285000 Assets-Net TOTAL EQUITY 1304000 Deferred Income 2680001 Taxes I Other Assets 56850001
---------------11
Total Assets 1591050001 Total 159105000
From JAN 01 2008 to DEC 31 2008 annual sales $130723000 cost of goods soldmiddot $69475000 Gross profit $61248000 operating expenses $48302000 Operating income $i2946OOO other expenses $11971bOOi net income before taxes $975000 Federal income tax $485000 Net income $490000
Submitted MAR 31 2009 by Ronald Felber pres-ceo Prepared from books without audit
On April 17~ 2009 themiddotfinancial information was updated
================================================================= ==============
KEY BUSINESS RATIOS ================================================================= ==============
Statement date DEC 31 2008 Based on this number of establishments 28
Firm IIndustry Median I---~------------
Return of Sales 04 IReturn of Sales 11 Current Ratio middot18 ICurrent Ratio 21 Assets Sales 1217 IAssets Sales 575 Total Liability Net Worth 9999 ITotal Liability Net Worth 83 7
================================================================= ==============
PUBLIC FILINGS ================================================================= ==============
The following Public Filing data is for information purposes only and is not the official record Certified copies can only be obtained from the official source
================================================================= ==============
UCC FILINGS =~==================================================== ===========
==============
Collateral All Assets Type Original
-----------------------------------------------------------------
Sec party THROUGH ITS
ADMINISTRATIVE AGENT
Debtor Filing number Filed with DOVER DE
Date filed Latest Info Received
Collateral General
Leased Equipment
Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ
Date filed Latest Info Received
Collateral
Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ
Date filed Latest Info Received
CREDIT SUISSE FIRST BOSTON ACTING
CAYMAN ISLANDS BRANCH AS
NEW YORK NY OAKITE PRODUCTS INC 4216854 2 SECRETARY OF STATEUCC DIVISION
08022004 08262004
Accounts receivable and proceeds shy
intangibless) and proceeds shy
and proceeds Original CANON FINANCIAL SERVICES MOUNT
OAKITE PRODUCTS INC 23913509 SECRETARY OF STATEUCC DIVISION
11302006 12272006
Leased Assets - Leased Business machineryequipment Original CANON FINANCIAL SERVICES INC MT
OAKITE PRODUCTS INC 21685842 SECRETARY OF STATEUCC DIVISION
07112003 07292003
Type Continuation Sec party CREDIT SUISSE (FKA CREDIT SUISSEmiddot FIRST
BOSTON) ACTING THROUGH ITS CAYMAN ISLA NEW
YORK NY Debtor CHEMETALL CORPORATION Filing number 2009 0642311 Filed with SECRETARY OF STATEUCC DIVISION DOVER DE
Date filed 02272009 Latest Info Receiv~d 05122009 Original UCC filed date 08022004 Original filing no 4216861 7
The public record items contained in this report may have been paid termirtated vacated or released prior to the date this report was printe~
=======~===============================================~======== ==============
GOVERNMENT ACTIVITY =====================================================~ ===========
==============
Activity summary Borrower (DirGuar) NO Administrative debt YES Contractor YES Grantee NO Party excluded from federal program(s) NO
Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8 (A) firm NA
The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other- sources
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for the exclusive use of subsCriber 264750059L
FULL DISPLAY COMPLETE
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dmiddotmiddotmiddotmiddotmiddotto Chemetall
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ICompany Overview
Chemetall is a global company committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry eg lithium and cesium compounds
Chemetalls businesses historically emerged from the combination of expertise in chemistry and metallurgy which is still mirrored in the companys name Chemetall mainly sells customised packages of products and services ranging from consultation via development through to the operation of entire plants at the customers site - for instance car body pre-treatment in the automotive industry
The companys product portfolio is based on continuous research and development of leading edge technologies High perfOrming products combined with Chemetalls dedication to providing the best technical service and support to its customers have over the decades established excellent market positions in its fields of activity
Chemetall GmbH is headquartered in Frankfurt am Main It is the centre of a worldwide network of some 40 subsidiaries in Europe North and South America Asia Australia and Africa Most of these companies operate their own production sites and many also have their own development laboratories A largely decentralised organisation ensures that each local company can respond quickly and flexibly to the customers needs in its markets whilst at the same time being able to draw on the specialist resources within the Group In this way Chemetall combines the strength of a global supplier with the flexibility and customer focus of a medium-size company
Since August 1st 2004 Chemetall has been part of middotRockwood Holdings Inc
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202009
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2009
May 272009 Significant savings achieved with the change from zinc-phosphating pretreatment to Oxsllanreg technology Opel Replaces its Metal Pretreatment System Adam Opel GmbH in Kaiserslautem Germany is an important more
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April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more
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April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more
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February OS 2009 Chemetall Aerospace Technologies has successfully integrated the NOT business of Ely Chemical Company Ltd We are proud to inform our customers around the world that Chemetall has effectively transferred and more
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January 20 2009 Chemetall Oakite changed its name to Chemetall
Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc more
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2008
August 01 2008 Chemetall acquires Nalco Finishing Technologies Rockwood Holdings Inc Chemetall-Group has acquired Nalcos Finishing Technologies (FT) businessnull more
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July 31 2008 Chemetall announces global price increases Chemetall is currently increasing prices within a range of 5 to 20 percent or implementing and adjusting more
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2007
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April 01 2008 Chemetall acquires NOT Business of Ely Chemical Company Ltd Chemetall GmbH FrankfurtM via its UK subsidiary has acquired the NOT business of the UK basednull more
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March 29 2007 Chemetall Signs Distribution Agreement with Advanced Chemistry amp Technology Inc Chemetall Aerospace Technologies announced that it has signed an exclusive sales and distribution agreement more
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February 212007 Chemetall Acquires the Chemical Division Business of Wirral Fospray Chemetall PLC has announced the acquisition of the chemical division business from Wirral Fospray Limited more
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January 22 2007 Rockwood Appoints M~nlka Engel-Bader President ofChemetal Rockwood Holdings Inc (NYSEROC) has announced that Dr Monika EngelshyBader has been appointed tonull more=
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kindof activity Production fields of activity Lithium
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~ Chemetall US Inc
Country United States Streetaddress 13177 Huron River Drive ZIP MI 48174 City Romulus Phone +1-734-941 3800 Fax +1-734-941-5524 kind of activity Productionmiddot fields of activity Surface Treatment MapMgQ
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IIsectsectsect Chemetall US Inc
Country United States Streetaddress 16961 Knott Ave ZIP CA 90638 City La Mirada Phone +1800-331-1197 Fax +1 714a70-6480 kind of activity Sales Production fields of activity Surface Treatment Map Mm
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~ Chemetall US Inc
Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-464-6900 Fax +1908-464-5571 kind of activity Headoffice $ales Production fields of activity Surface Treatment Direct Contact Email oakiteproductschemetaILcom Map Map
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Chemetall Foote Corp
Country United States Streetaddress 348 Holiday Inn prive ZIP NC 28086 City Kings Mountain Phone +1-704-739 2501 Fax +1-704-734 0208 kind of activity Headoffice Sales Production fields of actvity Lithium Direct Contact Email footelithiumchemetallcom Map Map
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~ Chemetall Foote Corp
Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-665-9466 Fax +1-908-665-8543 kind of activity Headoffice Sales fields of activity Special metals MapM~
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~ Chemetall Foote Corp
Country United States Streetaddress 856 Foote Lane
ZIP TN 37134 City New Johnsonville Phone +1-931-535 3401 Fax +1-931-535 3404 kind of activity Production fields of activity Lithium Map Map
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~ Chemetall Foote Corp
Country United States Streetaddress Hwy 265 ZIP NV 89047 City Silver Peak Phone +1-775-937-2222 Fax +1-775-937-2250
httpwwwchemetallcomindexj spcontent=contact_choice 1jspid=UnitedStatesampconti 8112009
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Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc doing business as Chemetall The same applies to the Canadian subsidiary whose official name will be Chemetall Canada Limited
middotCustomers around the world link Chemetall with quality innovation and extraordinary technical services says Joris Merckx President Surface Treatment at Chemetall middotOne consistent name of our all our subsidiaries will strengthen our corporate brand and with it our image he commented
No changes Will be made to the Mexican and Brazilian entities as these countries already operate their business under the name of Chemetall
About Chemeta
Chemetall a company of Rockwood Holdings Inc (NYSE ROC) is one of the leading global companies committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry including lithium and cesium compounds
Contact Sandra Zirm Phone +496971653605 Mall sandrazirmchemetallcom
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