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UNITED STATES ENVIRONMENTAL PROTECTION AGENCY REGION 2 r- .....hl :;:,J t=::J: Pl - :;c= G) ::;: rq"'l) ---------------------------------------------x <,,--.,. a =.:,-:0.... >.' d- -"'- .,,:: :;;> In the Matter of Hon. Barbara A. Gunning, ['v r,', 1-- O'l ·,>:;:'YJ Presiding Officer ::;: Oakite Products, Inc., d/b/a J ... ,,, .. - _..:...• '-:l f'l Chemetall Oakite, :> -<:;: ::'J <'0 :-i and Chemetall US, Inc., •.-;:P'" rl"t"j- Ul G") C;j ....0 Respondents. Docket No. Proceeding under Section 16(a) of TSCA-02-2009-9148 Toxic Substances Control Act, 15 U.S.c. § 2615(a). ---------------------------------------------x COMPLAINANT'S INITIAL PREHEARING EXCHANGE Complainant, the Director of the Division of Enforcement and Compliance Assistance ("DECA") of the United States Environmental Protection Agency ("EPA" or "Agency"), Region 2. herewith submits the following initial prehearing exchange pursuant to the "Prehearing Order," dated November 23,2009, as modified by this Court's "Order Granting Motion for Additional Time for Filing Prehearing Exchange," dated March 18, 2010, and pursuant to 40 C.F.R. § 22.19(a). I. Preliminary Statement Complainant commenced this action under authority of Section 16(a) of the Toxic Substances Control Act (TSCA), 15 U.S.c. § 2615(a). The Complaint and Notice of Opportunity for Hearing (Complaint) was issued on September 24, 2009 and served on September 28, 2009. It alleges the failure of Respondent Oakite Products, Inc., d/b/a Chemetall Oakite (hereinafter referred to as "OPI") to have submitted to EPA the report known as the "Form U" for the updating of the TSCA Master Inventory File (defined in 40 C.F.R. § 710.43) during the submission period between August 25, 2006 and March 23,2007 (such reports subsequently referred to as "IURs," standing for TSCA Inventory Update Reports.) The

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Page 1: :;c= ---------------------------------------------x >.' --~ -'- ::~C~l d- r ......Opportunity for Hearing (Complaint) was issued on September 24, 2009 and served on September 28, 2009

UNITED STATES ENVIRONMENTAL PROTECTION AGENCY REGION 2

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gtIn the Matter of Hon Barbara A Gunning [v ~i~~~r 1-shy Ol middotgtYJPresiding Officer ~~J ~J2

Oakite Products Inc dba -~fl1 J ~=-~~ ~ shy_bull -l flChemetall Oakite gt -ltJ lt0 bull -iand Chemetall US Inc ~gtbull-P

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0 Respondents

Docket No Proceeding under Section 16(a) of TSCA-02-2009-9148 Toxic Substances Control Act 15 USc sect 2615(a) ---------------------------------------------x

COMPLAINANTS INITIAL PREHEARING EXCHANGE

Complainant the Director of the Division of Enforcement and Compliance Assistance

(DECA) of the United States Environmental Protection Agency (EPA or Agency) Region

2 herewith submits the following initial prehearing exchange pursuant to the Prehearing

Order dated November 232009 as modified by this Courts Order Granting Motion for

Additional Time for Filing Prehearing Exchange dated March 18 2010 and pursuant to 40

CFR sect 2219(a)

I Preliminary Statement

Complainant commenced this action under authority of Section 16(a) of the Toxic

Substances Control Act (TSCA) 15 USc sect 2615(a) The Complaint and Notice of

Opportunity for Hearing (Complaint) was issued on September 24 2009 and served on

September 28 2009 It alleges the failure of Respondent Oakite Products Inc dba Chemetall

Oakite (hereinafter referred to as OPI) to have submitted to EPA the report known as the

Form U for the updating of the TSCA Master Inventory File (defined in 40 CFR sect 71043)

during the submission period between August 25 2006 and March 232007 (such reports

subsequently referred to as IURs standing for TSCA Inventory Update Reports) The

2

Complaint alleges OPI was required to report the following a) three chemical substances it

manufactured during calendar year 2005 at its La Mirada California facility b) 16 chemical

substances it manufactured during calendar year 2005 at its Romulus Michigan facility and c)

one chemical substance it imported during calendar year 2005 at the Romulus Michigan facility

The Complaint further alleges that OPI manufacturedimported the 20 chemical substances for

commercial purposes with the quantity of each one in excess of the amount set forth in 40

CFR sect 71O48(a) After alleging that Respondent Chemetall US Inc has assumed the relevant

TSCA reporting responsibilities and obligations of OPI the Complaint states that each failure by

OPI to have timely (ie during the August 25 2006 through March 232007 submission period)

submitted the Form U for these chemicals as required by 40 CFR sect 71053 constitutes a

separate and distinct violation of Section 15(3)(B) ofTSCA 15 USC sect 2614(3)(B) for which

Respondents are jointly and severally liable pursuant to Section 16(a)(I) ofTSCA 15 USc sect

2615(a)(I) The Complaint seeks a total penalty of $438400 (slightly less than $22000 for each

alleged violation)

The Answer was timely filed on or about October 292009 noting preliminarily that

there is one Respondent 2 Respondents Answer admits some of the underlying predicate

allegations it denies allegations pertinent to a finding of liability The Answer asserts two

affirmative defenses (though neither is denominated as such) the sought-for assessment of the

penalty is contrary to applicable law regulations policies and guidelines and is arbitrary and

capricious Page 6 of the Answer Respondent has requested a hearing in the matter

Paragraphs 37 and 54 of the Complaint in referencing Section 16(a)(I) ofTSCA incorrectly cite the United States Code provision Each cites 15 USC sect 2614(a)(I) when the correct provision is 15 USC sect 2615(a)(I)

The Introductory Response of the Answer states in relevant part Effective January 1 2009 Oakite Products Inc [OPI] changed its corporate name to Chemetall US Inc As a result at law Oakite Products Inc and Chemetall US Inc are the same legal entity meaning there is only one Respondent in this matter Henceforth the singular term will be used

3

The parties held an informal settlement conference on December 11 2009 and have been

engaged in ongoing settlement negotiations since To date they have been unable to reach a

negotiated settlement but efforts to reach one continue

II Complainants Witnesses

EPA anticipates that it will call both (or either of) the following witnesses

1) Chester Norman Chemist with EPAs Pesticides and Toxic Substances Branch of the

Division of Enforcement and Compliance Assistance working out of the Agencys Woodbridge

Avenue facility in Edison New Jersey Mr Norman is expected to testify as to his May 2008

inspection of Respondents facility in New Providence New Jersey including his observations

and what information he then otherwise obtained regarding Respondents operations He is also

expected to testify as to information Respondent provided as a follow-up to the inspection and

his evaluation of such information Mr Norman is further expected to discuss and describe

Complainants exhibits the preparation and development of the Complaint how the penalty

amount the EPA seeks in this case was determined and the bases therefor (including compliance

with the TSCA statutory factors and applicable penalty policy) In addition to the above Mr

Normans expected testimony should encompass a host of TSCA Section 8 IUR regulatory

issues how penalties are generally calculated the Regions use and reliance upon the penalty

policy the importance of timely IUR filing reporting and the consequences of a regulated entitys

failure to do so the Agencys use of data reported pursuant to TSCA Section 8 IUR provisions

and the overall importance to the EPA of TSCA Section 8 (including regulatory provisions) and

its objectives with regard to the IUR requirements

2) Daniel Kraft Chief of the Toxics Section of the Pesticides and Toxics Branch of the

Division of Enforcement and Compliance Assistance working out of EPAs Woodbridge

4

Avenue facility in Edison New Jersey3 Mr Kraft is expected to testify as to his review of the

Complaint after it had been initially drafted His expected testimony will also encompass the

preparation ofthe Complaint with regard to its consistency with and adherence to the applicable

TSCA statutory and regulatory provisions the bases for the substantive allegations the

determination of the penalty amounts sought (including EPAs use of and reliance upon the

applicable TSCA penalty policy) and the appropriateness of the proposed civil penalty relative to

the facts and circumstances underlying this proceeding Mr Krafts expected testimony should

further cover a host of TSCA Section 8 IUR regulatory issues how penalties are generally

calculated the Regions use and reliance upon the penalty policy the importance of timely IUR

filing reporting and the consequences of a regulated entitys failure to do so the Agencys use of

data reported pursuant to TSCA Section 8 IUR provisions and the overall importance of TSCA

Section 8 (including regulatory provisions) and its objectives to EPA with regard to IUR

requirements Mr Kraft is also expected to discuss and explain the significance of various

exhibits Complainant intends to offer

To the extent not prohibited by the rules of procedure of this proceeding 40 CFR Part

22 EPA reserves the right to call or not to call any of the aforementioned potential witnesses

The listing of the expected scope of the testimony of each witness is not intended to limit EPAs

right to modify or otherwise expand upon the scope and extent of the testimony of each such

witness where appropriate (such as in response to evidence Respondent might present or

testimony its witnesses might proffer) EPA might list additional witnesses in any rebuttal

prehearing exchange(s) the Agency might file

Mr Kraft has been temporarily assigned to be the Acting Chief of this branch

5

III Complainants Exhibits

EPA anticipates offering into evidence the following documents and records copies of

which are annexed hereto (unless otherwise specifically noted below) these materials will be

identified as Complainants Exhibit with each exhibit numbered with the following Arabic

numerals

1 The Enforcement Response Policy for Reporting and Recordkeeping Rules and

Requirements for TSCA Sections 812 and 13 produced by EPAs Toxics and Pesticides

Enforcement Division of the Office of Regulatory Enforcement within the Office of Enforcement

and Compliance Assurance (revised March 31 1999 effective June 1 1999) (hereinafter the

TSCA Section 8 penalty policy) This document was referenced in the Complaint (pages 8-9)

and is publicly available at httpcfpubepagovcomplianceresourcespoliciescivilltsca4

2 June 5 2006 memorandum Penalty Policy Supplements Pursuant to the 2004 Civil

Monetary Penalty Inflation Adjustment Rule from Stephanie Brown the Acting Director of the

Toxics and Pesticides Enforcement Division of the Office of Civil Enforcement to Regional

Counsels and Regional TSCA FIFRA and EPCRA Division Directors (including Appendix A

Appendix B and p~ge 8-A the pages pertinent in whole or in part to the TSCA Section 8

penalty policy)

In order to save the paper required to make multiple copies of the TSCA Section 8 penalty policy copies of it will not be physically included as part of this initial prehearing exchange This document will be provided if so ordered by the Court andor if Respondent requests a copy To the extent not previously done or as otherwise ordered by this Court at the time of hearing Complainant will provide copies of this document As this document is publicly available on the Internet it is readily accessible Further pursuant to 40 CFR sect 2227(b) this Court is required to consider any civil penalty guidelines issued under [TSCA] The TSCA Section 8 penalty policy constitutes a civil penalty guideline[] issued under [TSCA]

6

3 TSCA Section 5 and 8 Inspection report from Chester Norman and Leonard

Pappalardo to Daniel J Kraft with Notice ofInspection

4 The IUR form (Form U) submitted on September 242008 together with

accompanying correspondence Because such documentation contains Confidential Business

Information it will not be included as part of this Initial Prehearing Exchange the exhibit here

will bear the notation CBI Deleteds

5 United States National Library of Medicine ChemIDplus Advanced with regard to the

three chemical substances Respondent is alleged to have manufactured at its La Mirada

California facility (each followed by its Chemical Abstracts Service Registry Number [CAS

Number 40 CFR sect 7043])

Zinc dihydrogen phosphate (13598-37-3)

Phosphoric acid monoethanolamine salt (29868-05-1) and

Sodium dihydrogen phosphate (7558-80-7)

6 United States National Library of Medicine ChemIDplus Advanced with regard to the

16 chemical substances Respondent is alleged to have manufactured at its Romulus Michigan

facility (each followed by its CAS Number)

This documentation will be provided to the Court in accordance with applicable CBI regulations and protocol prior to the start of the hearing or as otherwise directed by this tribunal At the moment it is not being provided in order to minimize the number of documents containing CBI information in circulation Respondent having prepared the document obviously is aware of this document and what it contains

Complainant wishes to draw this Courts attention to paragraph 31 of the Answer which states in part that filings were subsequently made on a voluntary basis on or about September 242008 Furthermore with regard to the identity of the chemical substances Complainant directs this Court to paragraphs 25 39 and 40 (listing the chemical substances manufactured imported at both facilities)Respondent has admitted the allegations in these three paragraphs

7

Sodium dihydrogen phosphate (7558-80-7)

Zinc nitrate (7779-88-6)

Manganese dihydrogen phosphate (18718-07-5)

Zinc dihydrogen phosphate (13598-37-3)

Manganese nitrate (10377-66-9)

Potassium oleate (also known as potassium cis-9-octadecenoic acid 143-1middot8-0)

Phosphonic acid PPP - [nitrilotris (methylene)] tris sodium salt (also known as sodium aminotris (methylenephosphonate) 20592-85-2)

Sodium silicate (1344-09-8)

Potassium tetraborate (also known as boric acid dipotassium salt 1332-77-0)

Potassium tallate (61790-44-1)

Triethanolamine borate (also known as boric acid compd with 222-nitrilotris (ethanol) 68413-80-9)

Dipotassium octenyl succinate (also known as butanedioic acid 2(octen-l-yl)- potassium salt (1 2) 58641-28-4)

Ethanol (64-17-5)

Chromium phosphate (also known as chromic phosphate 7789-04-0)

Ammonium dihydrogen phosphate (also known as monoammonium phosphate 7722-76-1) and

3-aminopropyl silanetriol (also known as silanetriol 1-(3-aminopropyl)- 58160shy99-9)

7 United States National Library of Medicine ChemlDplus Advanced with regard to the

one chemical substance sodium hydrogen phosphate (also known as disodium phosphate CAS

Number 7558-79-4) Respondent is alleged to have imported at its Romulus Michigan facility

8 Information from the EPA website on Respondent and its operations

9 Dun amp Bradstreet report for Chemetall Oakite Inc [sic] printed August 132009

8

10 Dun amp Bradstreet report for Chemetall US Inc printed August 11 2009

11 Information retrieved August 11 2009 from wwwchemetallcom

Complainant may request this Court to take judicial notice of appropriate matters in

accordance with 40 CFR sect 2222(t)

IV Hearing Arrangements

Complainant requests that a hearing in the matter be in New York City (New York

County) the location of the main office of EPA Region 2 Complainant anticipates being able to

present her case-in-chief in probably two days three at the most

V Proposed Penalty Amount Determination

An explanation as to EPAs derivation of the penalty assessment proposed and the

reasoning behind it is set forth on pages 8 and 9 of the Complaint As noted there this penalty

has been developed in accordance with Section 16(a) ofTSCA 15 USC sect 2615(a) with

specific reference made to and guidance provided by the TSCA Section 8 penalty policy which

has been listed as part of Complainants exhibits

On page 5 of this document it explains that the TSCA Civil Penalty policy published on

September 10 1980 in the Federal Register establishes a systems for determining penalties in

administrative actions brought pursuant to TSCA sect 16 Further

EPA believes that the system is a r~asonable interpretation of the statutory penalty factors in TSCA section 16 Under that system penalties are determined in two stages (1) determination of a gravity based penalty (GBP) and (2) adjustments to the gravity based penalty

To determine the gravity based penalty TSCA sect 16(a)(2)(B) requires the Agency to take into account the statutory factors of Nature Circumstances Extent and Gravity

9

The TSCA Section 8 penalty policy then adumbrates how each of those factors is taken

into account These factors are used in a matrix (a grid) to arrive at an appropriate GBP At that

point [0]nce the gravity based penalty has been determined upward or downward adjustments

to the penalty amount are made by taking into account the following factors with respect to the

violator the degree of culpability whether there is a history of prior such violations a

respondents ability to pay its ability to continue in business and such other factors as justice

may require be considered Page 6 (unless otherwise noted subsequent page references are to the

TSCA Section 8 penalty policy) It is the gravity based penalty that is a function of the nature

circumstances and extent of each violation Page 7

Any failure timely to report for the TSCA Inventory Update is classified as hazardrisk

assessment in nature Page 9 The classification of circumstance level can be from 1 to 6 these

levels make-up the vertical axis on the grid As noted on page 1 a failure to timely report for the

TSCA Inventory Upgrade is classified as a Levell violation and it is assessed as a one-day

violation ie penalties are not assessed on a day-by-day basis The extent level represents the

second step in determining the gravity based penalty The levels are Major Significant and

Minor As noted on page 12 an IUR failure is classified as Significant extent level

Using these classifications the gravity based penalty is derived In the TSCA Section 8

penalty policy (the edition issued in 1999) the amount listed for these parameters is $18700 In

accordance with the June 5 2006 memorandum (Complainants Exhibit 2 page 8-A) this

number has been increased to $21922 This increased amount has been in effect subsequent to

March 152004 Therefore for an IUR violation occurring after March 152004 but before

January 122009 the penalty amount that corresponds to a Circumstance Levelland a

Significant Extent Level is $21922 This represents the gravity based penalty for each of the 20

chemicals Respondent failed timely to report

With regard to adjustments to the gravity based penalty as discussed on pages 15-17

these are considered after issuance of the Complaint normally as part of the settlement

10

negotiation process This is noted on page 9 of the Complaint wherein it states that the penalty

amount listed represents the facts and circumstances known to Complainant up to the time of the

issuance of the Complaint

VI Paperwork Reduction Act

The Paperwork Reduction Act of 1980 as amended 44 USC sect 3501 et seq (the

PRA) does not bar EPAs prosecution of this action or its attempt to obtain a penalty for

violations arising from Respondents alleged failure to report during the period of August 25

2006 through March 23 2007

Respondent is alleged to have violated 40 CFR sect 71053 (paragraphs 32 and 48 of the

Complaint) Thjs provision is part of Subpart C of Part 710 Inventory Update Reporting for

2006 and Beyond The OMB (Office of Management and Budget) Control Number for the 40

CFR Part 710 Subpart C regulations is 2070-0162 40 CFR Part 9 The relevant ICR

number was 188403 OMB approval for this ICR number was secured on May 3 2006 with an

expiration date of May 31 2009 71 Fed Reg 34932 (June 162006) [FRL-8184-3] The

Federal Register of September 52008 referring to OMB Control No 2070-0162 announce[d]

that EPA is planning to submit a request to renew an existing approved Information Collection

Request (ICR) to the Office of Management and Budget (OMB) 73 Fed Reg 51805 [FRLshy

8370-3] The announcement that this ICR now bearing number 188404 was submitted to the

OMB was published on May 12 2009 74 Fed Reg 22163 [FRL 8903-4] This ICR was

approved on September 172009 and it will expire on September 302012

Display of the relevant OMB number has been frequent and consistent See eg 40

CFR Part 9 (July 12006 edition)

Because there had been no lapse in approval at the time the alleged violations arose the

PRA is not a bar to EPAs attempt to prosecute this action and to obtain a penalty for such

violations

11

Dated May 26 2010 New York New York

Le~ A Spielmann Assistant Regional C6unsel Waste and Toxic Substances Branch Environmental Protection Agency Region 2 290 Broadway 16th floor New York New York 10007-1866 212-637-3222 fax 212-637-3199

TO

Regional Hearing Clerk US Environmental Protection Agency Region 2

Honorable Barbara A Gunning Presiding Officer

Benne C Hutson Esq McGuire Woods LLP Counsel for Respondent

In re Oakite Products Inc et al Docket No TSCA-02-2009-9148

CERTIFICATE OF SERVICE

I certify that I have this day caused to be sent the foregoing COMPLAINANTS INITIAL PREHEARING EXCHANGE dated May 26 2010 in the following manner to the respective addressees listed below

Original and One Copy By Inter-Office Mail

Office of Regional Hearing Clerk US Environmental Protection Agency - Region 2 290 Broadway 16th floor New York New York 10007-1866

Copy by UPS Overnight Mail

Honorable Barbara A Gunning Administrative Law Judge US Environmental Protection Agency Franklin Court Building 1099 14th Street NW Suite 350 Washington DC 20460

Copy by UPS Overnight Mail

Benne C Hutson Esq McGuire Woods LLP 201 North Tryon Street PO Box 31247 (28231) Charlotte North Carolina 28202

Dated May 26 2010 New York New York

THE ENFORCEMENT RESPONSE POLICY FOR REPORTING AND RECORD-KEEPING RULES AND REQUIREMENTS FOR TSCA SECTIONS 8 12 AND 13 produced by EPAs Toxics and Pesticides Enforcement Division of the Office of Regulatory Enforcement within the Office of Enforcement and Compliance Assurance (revised March 31 1999 effective June 1 1999) available at httpcfpubepagovcomplianceresourcespoliciesciviltscal

tEO sr 1 p

gt ft t UNITED STATES ENVIRONMENTAL PROTECTION AGENCY S~~11 o Cl WASHINGTON DC 20460 ~ ltl

~ l of( AOt~c

OFFICE OF ENFORCEMENT AND

COMPLIANCE ASSURANCE

JUN - 5 2006

MEMORANDUM

SUBJECT Penalty Policy Supplements Pursuant to the 2004 Civil Monetary Penalty Inflation Adjustment Rule

FROM Stephanie P Brown Acting Director AIPdJ~YJmiddot~ Toxics and Pesticides Enforcement Di~~i~middot -- --- Office of Civil Enforcement

TO Regional Counsels Regional TSCA FIFRA and EPCRA Division Directors

This memorandum modifies each enforcement responsepenalty policy (Penalty Policy) within the purview ofthe Toxics and Pesticides Enforcement Division (TPED) to adjust for the Civil Monetary Penalty Inflation Adjustment Rule published in the Federal Register 011 February 132004 (69 Fed Reg 7121) and codified at 40 CFR Parts 19 and 27 (Final Rule) The matrices herein supercede and void any interim matrices for the 2004 rule issued or used by TPED or a Regional Office In accordance with the Final Rule all violations occurring on or after March 152004 are subject to statutory penalties adjusted for inflation A complete list of each Penalty Policy subject to this memorandum is provided at Attachment A Appendix B provides instructions for amending each Penalty Policy as well as updated matrices for inseliion into each policy

The adjustments here follow the implementation policy established in the attached September 212004 memorandum signed by Thomas V Skinner That memorandum provides for adjusting each cell in a penalty matrix by multiplying the existing gravity-based penalty component by 11723 We are aware that this approach results in penalty amounts (within matrix celIs) that are not roimded-off as compared to previous iterations This is the outcome required by proper application of the Final Rule The September 212004 memorandum also provides for rounding the aggregate penalty in a particular case to the nearest $100 unit after calculating and summing the gravity-based penalties for each count in the case

Intemet Address (URL) bull hltpllwwwepagov ReCycledRecyclable Prin18d with Vegetable Oil Baaed Inks on Recycled Paper (Minimum 5Olo Postconsumer content)

Violations occurring before March 152004 and after January 30 1997 remain subject to penalties adjusted for inflation as specified in TPEDs April 18 1997 memorandum entitled Penalty Policy Suwlements Pursuant to the Civil Penalty Inflation Adjustment Rule Copies of this memorandum are available upon request

Please contact Brian Dyer at (202) 564-4166 (dyerbrianepagov) if you have any questions concerning these penalty adjustments

Attaclunents

cc Rosemarie Kelley US EPA OECAOCE David Abdalla us EPA OECAOCE Susan OKeefe US EPA OECAOCE John Neylan US EPA OECAOC Tom Ripp US EPA OECAOC Priscilla Flattery US EPA OPPTSOPPT Ben Smith US EPA OEIOIAA

Craig Matthiessen US EPA OSWERJOEM Daniel Helfgott US EPA OPPTSOPP Deborah Brown US EPA Region 1 Nancy Bannakian US EPA Region 1 Ken Stoller US EPA Region 2 Adrian Enache US EPA Region 2 Daniel Kraft US EPA Region 2 John Higgins US EPA Region 2 Ken Eng US EPA Region 2 Harry Daw US EPA Region 3 Aquanetta Dickens US EPA Region 3 Mikal Shabazz US EPA Region 3 Jeaneanne Gettle US EPA Region 4 Anthony Toney US EPA Region 4 Joanne Benante US EPA Region 4 Caron Falconer US EPA Region 4 Anthony Restaino US EPA Region 5 MarkHorwitz US EPA Region 5 Bob Goodfellow US EPA Region 6 Maria Martinez US EPA Region 6 Steve Vargo US EPA Region 6 Jamie Green US EPA Region 7 Mark A Smith US EPA Region 7 Elisabeth Evans US EPA Region 8 Pam Cooper US EPA Region 9 Paula Bisson US EPA Region 9 Scott Downey US EPA Region 10

TPED Pen Adj Memo wAttachments - Page 2 of J9

ATTACHMENT A

FEDERAL INSECTICIDE FUNGICIDE AND RODENTICIDE ACT

FIFRA Worker Protection Standard Penalty Policy - Interim Final- (0901197)

Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act --Good Laboratory Practice (GLP) Regulations - (093091)

Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act (FIFRA) - (070290)

FIFRA Section 7(c) Enforcement Response Policy - (021086)

TOXIC SUBSTANCES CONTROL ACT

Section 1018 - Disclosure Rule Enforcement Response Policy - (020100)

Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8 12 AND 13shy(033199)

Polychlorinated Biphenyls Penalty Policy - (022698)

Enforcement Response Policy for TSCA Section 4 Test Rules - (052886)

Amendment to the TSCA Section 5 Enforcement Response Policy - (060889)

Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Polic~ - (013189)

Interim Final Enforcement Response Policy Asbestos Abatement Projects Worker Protection Final Rule - (111489)

Final TSCA GLP Enforcement Response Policy - (040985)

EMERGENCY PLANNING AND COMMUNITY RIGHT-TO-KNOW ACT

Enforcement Response Policy for Section 313 of the Emergency Planning Community Right-ToshyKnow Act (1989) and Section 6607 of the Pollution Prevention Act (1990) Amended shy(041201)

Enforcement Response Policy for Sections 30~ 311 and 312 of the Emergency Planning and Community Right-to-Know Act (1989) and Section 103 of the Comprehensive Environmental Response Compensation and Liability Act -(093099)

TPED Pen Adj Memo wAttachments - Page 3 of 19

ATTACHMENT B

FlFRA

Insert table (p 4-A) behind page 4 FIFRA Worker Protection Standard PenaltY Policy - Interim Final (090 97)

No insert Rodenticide Act - Good Laboratory Practice (GLP) Regulations (093091) Enforcement Response Policy for the Federal Insecticide Fungicide and

When proposing penalty amounts under the Enforcement Response Policy for GLP Regulations dated September 30 1991 actual dollar amounts are determined by using the ERP for FIFRA (070290) See directions below for F1FRA ERP

Insert after page 19-A in the policy and page CshyRodenticide Act (070290) Enforcement Response Policy for the Federal Insecticide Fungicide and

I in the appendix

No insert While the FIFRA ERP (1990) does not supersede the Section 7(c) ERP (1986) the matrix setting forth the penalties in the ERP for FIFRA (070290) should be used instead of the matrix in the 1986 policy

FIFRA Section 7(c)Enforcement Response Policy (021086)

TSCA

Insert matrix (Appendix B-4-A) behind Appendix B-4

Section 1018 - Disclosure Rule Enforcement Response Policy (020 I00)

Insert matrix (p7-B) behind page 7-A 12 AND 13 (033199) Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8

Polychlorinated Biphenyls Penalty Policy (040990) Insert matrix (p9-B) behind page 9-A

Enforcement Response Policy for TSCA Section 4 Test Rules (052886) Insert matrix (p2-B) behind page 2-A

Amendment to the TSCA Section 5 Enforcement Response Policy (060889) Insert matrix (p16-B) behind page 16-A

Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Insert matrix (pII-B) behind page II-A Policy (0 131 89) Insert matrix (p17-B) behind page 17-A

Interim Final Enforcement Response Policy - Asbestos Abatement Projects Insert matrix (p 6-B) behind page 6-A Worker Protection Final Rule (111489)

Final TSCA GLP Enforcement Response Policy (040985) Insert matrix (pA-B) behind page 4-A

EPCRA

Enforcement Response Policy for Section 313 of the Emergency Planning and I Insert matrix (pi I-B) behind page II-A Community Right-To-Know Act (1989) and Section 6607 ofthe Pollution Prevention Act (1990) Amended (04120 I )

Final Enforcement Response Policy for Sections 304 311312 of EPCRA and I Insert matrix (pp 20C amp 200) behind page 20B Section 103 ofCERCLA (093099)

TPED Pen Adj Memo wAttachments - Page 4 of 19

Page8-A

Gravity based penaltY matrix to supplement Recordkeeping and Reporting Rules and Requirements for TSCA Sections 8 12 and 13 for violations that occur on or after March 15 2004 Insert behind ~e 8

TSCA sectsect 8 12 amp 13 GRAVITY BASED PENALTY MATRIX

EXTENT CIRCUMSTANCES

A B C Major Significant Minor

LEVELS 1 $32500 $21922 $6448

High Range 2 $25791 $16764 $3869

3 $19343 $12895 $1934 Mid Range

4 $12895 $7737 $1290

5 $6448 $3869 $645 Low Range

6 $2579 $1676 $258

Note After calculating the gravity-based penalty for each count the total applicable gravity-based penalty for all counts in a particular casematter should be rounded to the nearest unit of $100 as required by the memorandum from Thomas Skinner dated September 212004 implementing the Civil Monetary Penalty Adjustment Rule as published in the Federal Register on February 132004 (69 FR 7121)

TPED Pen Adj Memo wAnachments - Page 9 of 19

UNITED STATES ENVIRONMENTAL PROTECTION AGENCY

TSCA Section 5 and 8 Inspection Chemetall Oakite Inc 675 Central Avenue New Providence NJ 07974

From Chester Norman Chemist Leonard Pappalardo Chemist Toxics Section Toxics Section

To Daniel 1 Kraft Chief Toxics Section

On May 14 2008 a TSCA Section 5 and 8 inspection was conducted at Chemetall Oakite Inc at the address listed above This inspection was conducted as part of the regional neutral inspection scheme We scheduled the meeting in advance with Mr Michael Chang Manager Health and Environmental Department Upon arriving at Chemetall Oakite Inc official credentials were presented to Mr Michael Chang Julia C Murray Vice President Technical Marketing and Ron Ascenzo Director Technical Marketing Notices ofInspection (Attachment 1) and Confidentiality (Attachment 2) were issued and explained to Ms Murray Ms Murray signed the notices

Chemetall Oakite is an importer of chemicals They import metal cleaners and surface treatment chemicals They have approximately 110 employees in New Providence New Jersey Chemetall has been at this site since 2006 prior to that they were located in Berkley Heights New Jersey Chemetall Oakite Inc is also known as Chemetall Chemical Products and Chemetall Americas Chemetall Americas is owned by Rockwood Holding Company who is owned by Chemetall BMGH in Germany Their Standard Industrial Codes (SIC) is 5169 The companys fiscal year is the calendar year Ms Murray said Chemetall Oakite Incs corporate sales were approximately $100000000 Chemetall Oakites facility in New Providence New Jersey is the corporate headquarters sales export and import offices and their research and development laboratories for the United States Chemetall Oakite Inc has manufacturing facilities in La Mirada CA and Romulus MI

We asked if they filed an Inventory Update Report for the 2006 reporting period They didnt know We asked if they filed a preliminary assessment inventory report for any of the chemicals the company manufactures or imports and they responded they didnt know We asked if they filed any PMNs recently they responded with a 10 year old low volume exemption and an older PMN We asked if they filed any significant new use report they responded no We asked if they had a

TSCA Section 8c file They also responded no

We issued Receipts for Samples and Documents and Confidential Business Information Nothing was declared Confidential

Attachments 1 Notice ofInspection 2 Notice of Confidentiality 3 Receipt for Samples and Documents 4 Declaration of Confidential Business Information

I bull US ENVIRONMENTAL PIlOTECTlON ~- WASHINGTON DC 204Ci0

TOXIC 5UBSTAlCES CONTllOL ACI EPA-----_- _--__--------------------- shyTOXICS SECfION - NOTICE OF INSPECflON

1_ INVESTIGATION IDENT1FICAnON 3 F~Z~ ~~7jJi--- Chemetall Oaki 42008

S FACllrryS ADDRESS

~PA Region 2 MS-I05 iPECTORS ADDRESS

675 Central Ave Woodbridge Avenue New Providence New Jersey 07974-1560

on NJ08837-5602

REASON FOR INSPECTION

Under the authority of Section II of the Toxics Substances Control Act

b For the purposes of inspecting (Including taking samples photographs statements and other inspection activities) an establisbment facility or other premises in which chemical substances or mixtures or articles containing same are manufactured processed or stored or held before or after their distribution in commerce ( including records files papers processes controls and facilities) and any conveyance being used to transport chemical substances mixtures or articles containing same in connection with their distribution in commerce (including records files papers processes controls and facilities) bearing on whether the requirements of the Act applicable to the chemical substances mixtures or articles within or ass()Ciated with such premises or conveyance have been complied with

In In addition this inspection extends to (Check appropriate blocks)

Jq- A Financial data o D Personnel data I

LV B Sales data o E Research data

13 C Pricin ~ data The natureland extent of the inspection of such data specified in A through E above is as follows

~rtification

lcknowledge that the statements I have made on this fonnand all attachments thereto are true accurate and complete I acknowledge that y knowingly false or misleading statement may be punishable by fine or imprisonment or both under applicable law

PREVIOUS VERSIONS ARE OBSOLETE

ME

rnE Chemist

DATE SIGNED

~r TI11E -shy~J ~ea~~ (1 4~

A FORM 77ltWmiddot3A FOR 1018 (REVISED JAN 2002)

IUR FORM (Form U) submitted September 24 2008

CBIDELETED

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0- 0shy

-P 0 0shy

Zn2+ 0shyNAME Phosphoric acid zinc salt (21) 1RN 13598-37-3

l) - P -o-Il o

MW 25533

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OH I

HO-P-OH

1 o

NAME Ethanol 2-amino- phosphate (1 ) RN 29868-05-1 r

OH

MW 159077

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o II

HO- P-O- Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH

MW 119976

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o II

HO - P shy 0shy Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH

MW 119976

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NAME Zinc nitrate RN 7779-88-6

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0shyI

N+i o 0shy

Zn2+ 0shy

I N+ 0shy0

MW 189398

InJil~~tJ(tlJr~

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ampampampampamp ampu I IU Y fo4IampU ~ L U~ La o

IRQ rn CERCLA Reportable Quantities I

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0 0

pl

o 0

Mn2 lt

NAME Phosphoric acid manganese(2+) salt (21) RN 18718-07-5

0 I

o-p -o-Il o

MW 244878

Enlarge Structure

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0- 0_

po 0_

Zn2+ 0shyNAME Phosphoric acid zinc salt (21) lRN 13598-37-3 -0 - P -o-Il o

MW 25533

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0shy

I ~N-o 0shy

Mn+ NAME Manganese nitrate 0shyRN 10377-66-9 I

N+- 0shy0

MW 178946

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NAME Potassium cis-9-octadecenoic acid RN 143-18-0

o

O

(

MW 320555

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OH I

HO-P=O

~ OHN~I

0) p NAME Sodium aminotris(methylenephosphonate) II OHRN 20592-85-2

0P HO shy

OH

MW 2990478

Enlarge Structure

hale I~----F-o-r-m-o-re-in-fo-r-m-a-t-io-n-a-b-o-u-t-t-hi-s-s-u-b-s-ta-n-c-e------1 N=~Information

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NAME Sodium silicate RN 1344-09-8

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0shyt

O=Si 0shy

MW 122063

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Na+

Na+

SNrell N8Yfgetlon

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NAME Boric acid dipotassium salt RN 1332-77-0

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NAME Potassium tallate No StructureRN 61790-44-1

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HO OH

j ~

HO

OH

J NAME Boric acid compd with 222middotnitrilotris (ethanol) OH ~N-

HO

RN 68413middot80middot9

MW 2110202

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f

NAME Butanedioic acid 2-(octen-1-yl)- potassium salt (1 2)

ti~middotmiddot

(gt

a

RN 58641-28-4

MW 304466

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H3C OH

NAME Alcohol [USP] RN 64-17-5

MW 460684

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H3C OH

NAME Alcohol [U5P] RN 64-17-5

MW 460684

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0shy

IOp-o- cr3+

NAME Chromic phosphate I 0shyRN 7789-04-0

MW 146966

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NAME Monoammonium phosphate RN 7722-76-1

0 II

HO-P -0shyI

NW 4

OH

MW 115024

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HO OH Si NH2NAME Silanetriol 1-(3-aminopropyl)shy HO ~ ~

RN 58160-99-9

MW 13721

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Na+ o II

HO- p- 0shyNAME Disodium phosphate IRN 7558-79-4 0- Na+

MW 141958middot

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51691001 Anti-corrosion product 424690 424690-Other Chemical lII1d Allied Prod

Ron Felper

President

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26420000 Polishes and sanitation goods 325612 325612-Po1ish amp 01 Ssnitalion Gd MIg Ronald Felber Pesident

90 340 S130723000

016164399 0000000oo 016164399

PRIVATE COMPANY HEADQUARTERS 40697755 74408967

custservdnbcom To Lee SpielmannR2USEPAlUSEPA Karen

bull SeetlR2USEPAlUSEPA08132009 11 22 AM

cc

bcc

Subject CHEMETALL OAKITE INC DampB Business Information Report

The folloWing e-mail was sent to you by seetkarenepagov Personal Note

ampBhas more options to help you decide with confidence Learn more about DampB eroducts and services lis this an important decision ~ IUJlilIImil

Get more with DampBs Enhanced Comprehensive Report ~I bull Business failure and credit scores

Click here to provideI bull Context behind the scores Added industrY and Financial comDarisons feedback on this report

iiiiRi55i~iiiiiAii~1~-

ort on this business

J --1- )21 _II1tjjjj1 Wgll_~yg 1

Copyright 2009 bun amp Bradstreet - Provided under contract

for the exclusive use of subscriber 264750059L

ATTN Lee Spielmann Report Printed AUG 13 2009

========================~======~=================================

============== BUSINESS SUMMARY

==========~======================================================

==============

CHEMETALL OAKITE INC (SUBSIDIARY OF ROCKWOOD SPECIALTIES INC PRINCETON NJ) 675 Central Ave New Providence NJ 07974

This is a headquarters D-U-N-Sreg Number 93-771-2248 (subsidiary) location Branch (es) or division(s) exist DampB Rating

Mailing address PO Box 7

II I

New ~rovidence NJ07974

Web site wwwrockwoodspeciallI IIIIIIIIIIIIII

Telephone

Chief executive

Year started

Management control

Employs

Sales

History

SIC

Line of business

tiescom

908 464-6900

RON FELPER PRES

1987

2006

100 (65 here)

$100000000

CLEAR

5169

Whol corrosion preventative chemicals

III III

================================================================= ===============

SPECIAL EVENTS ================================================================ ==============

06142007 Business started 1987 Present control succeeded June 2006

================================================================= ==============

SUMMARY ANALYSIS ================================================================= ==============

DampB Rating

The blank rating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and

that further enquiry should be made before reaching a decision Some reasons for using a _II symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information

Below is an overview of the companys rating history since 061507

DampBRating Date Applied 061507

The Summary Analysis section reflects information in DampBs file as of August 102009

=================~======~==~==~=======================~==========

============== INVESTIGATIVE SERVICES

================================================================= ==============

Update available on request

This information is being provided to you immediately in the interest of speed This reportmay not reflect the current status of this business DampB can investigate this business and update the information based on the resulta of that investigation

By ordering a standard investigation the same day you order this report an updated report will be provided to you at no extra cost

=========~=======================================================

==============

CUSTOMER SERVICE ================================================================= ==============

If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you

~ (

are outside the us contact your local DampB office

Additional Decision Support Available

Additional DampB products monitoring services and specialized investigations are available to help you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcom

=================================================================

===== = = = === = = =

HISTORY ================================================================= ==============

The following information was reported 08182008

Officer(s) RON FELPER PRES

THE OFFICER(S)

Business started 1987 Present control succeeded June 2006 100 of capital stock is owned by the parent company

RON FELPER Work history is unknown

Business address has changed from 14826 Ne 95th St Redmond WA 98052 to 675 Central Ave New Providence NJ 07974

=~===============================================================

==============

CORPORATE FAMILY =====================c=========================================== ==============

The following global corporate family members are related to this busihess

Members are listed alphabetically first by company name then by country or us state then by city

Global Ultimate Rockwood Holdings Inc Princeton NJ 01-616-4399

Parent Rockwood Specialties Group Inc Princeton NJ 10-679-3433

Affiliates (US) Advantis Technologies Inc Alpharetta GA 93-189-6385 Alphagary Corporation Leominster MA 09-743-4484 Ceramtec North America Innovative Laurens SC 17-483-0034 Ceramic Engineering Corporation Chemetall Foote Corp Kings Mountain NC 00-232-9456 Chemical Specialties Inc Charlotte NC 04-297-3313 Pure Wafer Inc Prescott AZ 83-746-8321 Rockwood Pigments NA Inc Beltsville MD 04-754-7690 Southern Clay Products Inc Gonzales TX 04-166-1737

Affiliates (International) AlphaGary (Canada) Limited Stoney Creek CANADA 24-924-8626 Cs i Kemwood AB Helsingborg SWEDEN 35-401-6487middot ProCeram spolmiddot s ro Dolni Rychnov CZECH 49-516-1929

REPUBLIC

== = = == = == = == ==== = == = = = == = = ==== = ==== = = ==== = = ===-= = = = = === == == === =

==============

OPERATIONS ===================~==========~====================== ============

==============

08182008

Description Subsidiary of Rockwood Specialties Inc

Princeton NJ started 2000 which operates as a wholesaler

of chemicals or allied products Parent company owns 100

of capital stock

Wholesales corrosion preventative chemicals (100)

Terms are Net 30 days Has 600+ account(s) Sells to

aerospace industry Territory North and South America

Nonseasonal

Employees 100 which includes officer(s) 65 employed here

Facilities Leases premises in a single story brick building

Location Central business section on well traveled street

Branches This business has multiple branches detailed branchdivision information is available in

Dun amp Bradstreets linkage or family tree products

==============~==============~===================================

==============

SIC amp NAICS ================================================================= ==============

SIC Based on information in our file NAICS DampB has assigned this company an extended 8-digit SIC DampBs use of 424~90 Other Chemical and Alli~d

a-digit SICs enables us to be more Products Merchant specific to a companys operations Wholesalers than if we use the standard 4-digit code

51691001 Anti-corrosion products

=================================================~== ============

============== PAYMENT SUMMARY

==============~===========~=========================== ===========

===============

DampB has not received a sufficientsample of payment experiences to establish a PAYDEX score

DampB receives over 600 million payment experiences each year We enter these new and updated experiences intoDampB Reports as this information is received At this time none of those experi~nces relate to this company

=======================================================~==========

============== FINANCE

================================================================= ==-= = = == == === ==

06142007

On JUN 14 2007 Michael Lissandrello SIs Mgr deferred financial statement

Michael Lissandrello submitted the following partial estimates dated JUN 14 2007

Sales for 2006 were $100000000

As of June 14 2007 a search of Dun amp Bradstreets Public Record database found no open suits liens judgements or UCCs to which Chemetall Oakite Inc at 675 Central Ave New Providence NJ was named defendant or debtor Public records received hereafter will be entered into the database and will be included in reports which contain a Public Filings ~ection

==============================================~====== ===========

============== PUBLIC FILINGS

================~====~================================ ===========

==============

A check of DampBs public records database indicates that no filings were found for CHEMETALL OAKITE INC at 675 Central Ave New Providence NJ

DampBs extensive database of public record information is updated daily to ensure timely reporting of changes and additions It includes business-related suits liens judgments bankruptcies UCC financing statements and business registrations from every state and the District of Columbia as well as select filing types from Puerto Rico and the US Virgin Islands

DampBmiddotcollects public records throughmiddot a combination of court reporters third parties and direct electronic links with federal and local authori~ies Its database of US business-related filings is now the largest of its kind

===~====~========================================================

============== GOVERNMENT ACTIVITY

================================================================= ==============

Activity summary Borrower (DirGuar) NO Administrative debt NO Contractor YES Grantee NO Party excluded from federal program(s) NO

Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8(A) firm NA

The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other sources

Copyright 2009 Dun amp Bradstreet- Provided under contract

for the exclusive use of subscriber 264750059L

FULL DISPLAY COMPLETE

~ ~

396484BIR21523427615308tng emailhtm

-- -- - ~-

(I custservdnbeom To Lee SpielmannH2USEPAlUSEPA Karen

SeetlR2USEPAlUSEPA08112009 0314 PM cc

bec

Subject CHEMETALL US INC DampB Business Information Report

The following e-mail was sent to you by seetkarenepagov Personal Note

~--~amp8 has more oDtfcins tohelDvou decide with confidence Learn more about DampB products and services Is this an important decision ~~~~~

Get more with DampBs Enhanced Comprehensiye Report bull Business failure and credit scores

Click here to providebull Context behind the scores bull Added industrv and Financial comparisons feedback on this report

~~OC--~

f4fi1 Order reports on other businesses

Copyright 2009 Dun amp Bradstreet - Provided under contract

for the exclusive use of subscriber 264750059L

ATTN Lee Spielmann Report Printed AUG 11 2009

In Date

=====================~===========================================

============== BUSINESS SUMMARY

===============================~====================== ===========

==============

CHEMETALL US INC (SUBSIDIARY OF ROCKWOOD HOLDINGS INC PRINCETON NJ) CHEMETALL OAKITE 675 Central Ave New Providence NJ 07974

This is a headquarters I D-U~N-S Number 55-612-1200 (subsidiary) location IBranch (es) or division(s) exist I DampB Rating

Mailing address PO Box 7 IIINew Providence NJ

07974 DampB PAYDEXreg

1 12-Month DampB 74 Web site wwwchemetallcom I PAYDEX

I

Telephone 908 464-6900 I When weighted by dollar amount

f paYments to suppliers average 9 days Chief executive RONALD FELBER I beyond terms

I

PRES-CEO II Based on trade collected

over last Year started 1909 I 12 months

Management control

Employs

Financial statement date

Sales F

Net worth

History

Financing

Financial condition

SIC

Line of business

2004

340 (90 here)

DEC 31 2008

$130723000

(106438000)

CLEAR

SECURED

UNBALANCED

2842 2899 2851

Mfg polishsanitation gd mfg chemical preparation

IIIIIIIII

=======================================================~========

==============

SUMMARY ANALYSIS ================================================================= ==============

DampB Rating

The Rating was changed on April 17 2009 because of DampB I S overall assessment of the companys financial payment and history information The blankrating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and that further enquiry should be made before reaching a decision Some reasons for using a II_II

symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information

Below is an overview of the companys rating history since 060707

DampB Rating Date Applied 041709

1R4 030209 1R3 101408 4A3 072408 4A2 060707

The Summary Analysis section reflects information in DampBs file as of August 10 2009

====================~=====================~======================

============== CUSTOMER SERVrCE

================================================~===== ===========

==============

If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you are outside the US contact your local DampB office

Additional Decision Support Available

Additional DampB products monitoring services and specialized

investigations are available tomiddothelp you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcommiddot

================================================================= ==============

HISTORY ====~=========================~=====~================= =========== ==============

The following information was reported 07142009

Officer(s) RONALD FELBER PRES-CEO PHILIP E KELLY VICE PRESIDENT GREGORY V POFF VICE PRESIDENT

DIRECTOR (S) THE OFFICER(S)

The Delaware Secretary of States business registrations file showed that Oakite Products Inc was registered as a corporation on December 19 1991

Business started 1909 by David C Ball George W Oakley and Daniel C Smith Present control succeeded 2004 100 of capital stock is owned by parent company

RONALD FELBER born 1951 1989~present active here 1985-1989 employed with Avon Products Inc New York NY Graduated from Georgetown University in 1973 with a BS degree Also received MA degree from Loyola University in 1985

PHILP E KELLY born 1948 1972-present active here Graduated from University of Dayton in 1970 with a BS Degree Also received MBA Degree from Seton Hall University in 1978

GREGORY V POFF born 1948 1970-present active here Graduated from Catawba College in 1970 with a BA degree Also received MBA from Pace University in

1982

==========================~========================~=============

==============

CORPORATE FAMILY ================================================================= ==============

The following global corporate family members are related to this business Members are listed alphabetically first by company name then by country or US state then by city

Parent Rockwood Holdings Inc Princeton NJ 01-616-4399

Subsidiaries (International) Cheme~allCanada Limited Brampton CANADA 20-036-7514 Chemetall Mexicana SA de CV El Marques MEXICO 81-232-9050

Branches (US) Chemetall Us Inc La Mirada CA 15-886-0572 Chemetall Us Inc Romulus MI 00-515-7698

Affiliates (US) Chemetall Chemical Products Inc New Providence NJ 82-485-0580 Chemetall Oakite La Mirada - Plant La Mirada CA 61- 036 -9832middot Mineral Research and Development Charlotte NC 61-036-9477 Rockwood Holding Company Chicago IL 78-166-9635 Rockwood Specialties Consolidated Inc Princeton NJ 03-845-1386 Rockwood Specialties Group Inc Princeton NJ 10-679-3433 SachtlebenCorporation White Plains NY

95-666-4114 Viance LLC Charlotte NC 79-544-7346

Affiliates (International) Sachtleben Pigments Oy Helsinki FINLAND 54-023-5819

================================================================ ==============

OPERATIONS ==========~========================================== ============

==============

07142009

Description Subsidiary of Rockwood Holdings Inc Princeton NJ

As noted the parent company is Rockwood Holdings Inc

DUNS 01-616-4399 and reference is made to that report

for background information on the parent company and its

management

Manufactures specialty cleaning polishing or sanitation

preparations and sanitation preparations disinfectants or

deodorants Manufactures chemical preparations

specializing in metal treating compounds rust resisting

compounds and water treating compounds Manufactures

paints varnishes lacquers enamels or allied products

and paint removers

Has 10000 account(s) Terms are Net 30 days Sells to

industrial concerns Territory United States Mexico

Brazil and Canada

Nonseasonal

Employees 340 which includes officer(s) and 2 part-time 90 employed

here

Facilities Rents 37000 sq ft ina one story brick building

Location Suburban business section on well traveled street

Branche~ This business has multiple branches detailed branchdivision information is available in

Dun amp Bradstreets linkage or family tree products

Subsidiaries This business has 2 subsidiaries listed below

The extent of ownership where known is shown in

parenthesis following company name

Oakite Canada Limited Bramalea Ontario Canada (100)

Manufactures chemical specialty products Intercompany

relations reported by management to consist of

merchandise and service transactions cleared as scheduled

Chemetall Mexicana Monteray Mexico (100) Manufactures

chemical specialty products

=================================================~===============

==============

SIC amp NAICS ===========~===============~=================================~===

==============

SIC Based on information in our file NAICS DampB has assigned this company an extended a-digit SIC DampBs use of 325612 Polish and Other a-digit SICs enables us to be more Sanitation Good specific to a companys operations Manufacturing than if we use the standard 325612 Polish and Other 4-digit code Sanitation Good

middot 28420000 Polishes and sanitation Miscellaneous

goods and 28420400 Sanitation Manufacturing

preparations Miscellaneous

disinfectants and and

deodorants Manufacturing 28999931 Metal treating compounds Miscellaneous 28999942 Rust resistirtg compounds and

28999948 Water treat~ng compounds Manufacturing 28510000middot Paints and allied Coating

products middot28510401 Paint removers Coating

325998

325998

325998

325510

325510

Manufacturing All Other

Chemical Product

preparation

All Other

Chemical PrOduct

Preparation

All Other

Chemical Product

Preparation

Paint and

Manufacturing Paint and

Manufacturing

================================================================= ==============

DampB PAYDEX ================================================================= ==============

The DampB PAYDEX is a unique dollar weighted indicator of payment performance based on up to 157 payment experiences as reported to DampB by trade references

3-Month DampB PAYDEX 75 I 12-Month DampB PAYDEX 74 I

When weighted by dollar amount I When weighted by dollar amount payments to suppliers average average 9 days beyond terms

Based on trade collected over collected over last months

8 days I payments to suppliers

last 3

I beyond terms II Based on trade

I 12 months

================================================================= ==============

PAYMENT SUMMARY ================================================================= ==============

The Payment Summary section reflects payment information in DampBs file as of the date of this report

Below is an overview of the companys dollar-weighted payments segmented by its suppliers primary industries

Mfg electric test prd 1 35000 35000 100

OTHER INDUSTRIES 101 283550 20000 73 22 4 - 1

Other payment categories Cash experiences 7 750 250 Payment record unknown 0 Omiddot 0 Unfavorable commeJlts 1 1000 1000

Placed for collections With DampB 1 7500 Other 0 NA

===== ============== ========== Total in DampBs file 157 3017350 900000

The highest Now Owes on file is $750000

The highest Past Due on file is $10000

Dun amp Bradstreet has 157 payment experiences in its file for this company For your convenience we have displayed 80 representative experiences in the PAYMENTS section

====~============================================================

==============

PAYMENT DETAILS ================================================================= ==============

Detailed payment history

Date Paying High Now Past Selling Last Salemiddot Reported Record Credit Owes Due Terms Within

(rhmyy) ($) ($) ($) (months)

0709 Ppt 50 0 1 mo

Ppt 2500 0 1 mo

Ppt 200 i OOO 100000 2500 N60 1 mo

Ppt 200000 100000 0

----------------

0508 Ppt-Slow 30 20000 10000 deg N30 1 rno 0707 (08 0) 7500

Placed for collection

Accounts are sometimes placed for collection everi though the existence or amount of the debt is disputed

Payment experiences reflect how bills are met in relation to the terms granted In some instances payment beyond terms can be the result of disputesmiddot over merchandise skipped invoices etc

Each experience shown is from a separate supplier Updated trade experiences replace those previously reported

================================================================= ==============

FNANCE ================================================================= ==============

04172009

Three-year statement comparative

Fiscal Fiscal Fiscal

Dec 31 2005 Dec 31 2006 Dec 31 2008

Current Assets 53345000 33854000 34348000 Current Liabs 16314000 11173000 18594000 Current Ratio 327 303 1 85 Working Capital 37031000 22681000 15754000 Other Assets 9824000 15582000 124757000 Net Worth 38515000 28063000

1304000 Sales 79763000 86130000 130723000 Long Term Liab 8340000 10200000 139207000 Net Profit (Loss) 1105000 8689000 490000

Fiscal statement dated DEC 31 2008

Assets j Liabilities I -----------shy1

Other Curr Assets 343-480001 Other Curr Liabs 18594000

---------------1 Curr Assets 343480001 Curr Liabs 18594000

I Fixt amp Equip 110620001 Pension Reserves 7990000 Goodwill-Net 252040001 Other Liabilities 129932000 other Intangible 825380001 LT Liab-Other 1285000 Assets-Net TOTAL EQUITY 1304000 Deferred Income 2680001 Taxes I Other Assets 56850001

---------------11

Total Assets 1591050001 Total 159105000

From JAN 01 2008 to DEC 31 2008 annual sales $130723000 cost of goods soldmiddot $69475000 Gross profit $61248000 operating expenses $48302000 Operating income $i2946OOO other expenses $11971bOOi net income before taxes $975000 Federal income tax $485000 Net income $490000

Submitted MAR 31 2009 by Ronald Felber pres-ceo Prepared from books without audit

On April 17~ 2009 themiddotfinancial information was updated

================================================================= ==============

KEY BUSINESS RATIOS ================================================================= ==============

Statement date DEC 31 2008 Based on this number of establishments 28

Firm IIndustry Median I---~------------

Return of Sales 04 IReturn of Sales 11 Current Ratio middot18 ICurrent Ratio 21 Assets Sales 1217 IAssets Sales 575 Total Liability Net Worth 9999 ITotal Liability Net Worth 83 7

================================================================= ==============

PUBLIC FILINGS ================================================================= ==============

The following Public Filing data is for information purposes only and is not the official record Certified copies can only be obtained from the official source

================================================================= ==============

UCC FILINGS =~==================================================== ===========

==============

Collateral All Assets Type Original

-----------------------------------------------------------------

Sec party THROUGH ITS

ADMINISTRATIVE AGENT

Debtor Filing number Filed with DOVER DE

Date filed Latest Info Received

Collateral General

Leased Equipment

Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ

Date filed Latest Info Received

Collateral

Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ

Date filed Latest Info Received

CREDIT SUISSE FIRST BOSTON ACTING

CAYMAN ISLANDS BRANCH AS

NEW YORK NY OAKITE PRODUCTS INC 4216854 2 SECRETARY OF STATEUCC DIVISION

08022004 08262004

Accounts receivable and proceeds shy

intangibless) and proceeds shy

and proceeds Original CANON FINANCIAL SERVICES MOUNT

OAKITE PRODUCTS INC 23913509 SECRETARY OF STATEUCC DIVISION

11302006 12272006

Leased Assets - Leased Business machineryequipment Original CANON FINANCIAL SERVICES INC MT

OAKITE PRODUCTS INC 21685842 SECRETARY OF STATEUCC DIVISION

07112003 07292003

Type Continuation Sec party CREDIT SUISSE (FKA CREDIT SUISSEmiddot FIRST

BOSTON) ACTING THROUGH ITS CAYMAN ISLA NEW

YORK NY Debtor CHEMETALL CORPORATION Filing number 2009 0642311 Filed with SECRETARY OF STATEUCC DIVISION DOVER DE

Date filed 02272009 Latest Info Receiv~d 05122009 Original UCC filed date 08022004 Original filing no 4216861 7

The public record items contained in this report may have been paid termirtated vacated or released prior to the date this report was printe~

=======~===============================================~======== ==============

GOVERNMENT ACTIVITY =====================================================~ ===========

==============

Activity summary Borrower (DirGuar) NO Administrative debt YES Contractor YES Grantee NO Party excluded from federal program(s) NO

Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8 (A) firm NA

The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other- sources

----7-------shyCopyright 2009 Dun amp Bradstreet - Provided under

contract I

for the exclusive use of subsCriber 264750059L

FULL DISPLAY COMPLETE

~ 396484BIRHQ2156 3427456432lng emailhIm

dmiddotmiddotmiddotmiddotmiddotto Chemetall

~

ICompany Overview

Chemetall is a global company committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry eg lithium and cesium compounds

Chemetalls businesses historically emerged from the combination of expertise in chemistry and metallurgy which is still mirrored in the companys name Chemetall mainly sells customised packages of products and services ranging from consultation via development through to the operation of entire plants at the customers site - for instance car body pre-treatment in the automotive industry

The companys product portfolio is based on continuous research and development of leading edge technologies High perfOrming products combined with Chemetalls dedication to providing the best technical service and support to its customers have over the decades established excellent market positions in its fields of activity

Chemetall GmbH is headquartered in Frankfurt am Main It is the centre of a worldwide network of some 40 subsidiaries in Europe North and South America Asia Australia and Africa Most of these companies operate their own production sites and many also have their own development laboratories A largely decentralised organisation ensures that each local company can respond quickly and flexibly to the customers needs in its markets whilst at the same time being able to draw on the specialist resources within the Group In this way Chemetall combines the strength of a global supplier with the flexibility and customer focus of a medium-size company

Since August 1st 2004 Chemetall has been part of middotRockwood Holdings Inc

~II ~II

httpwwwchemetaIIcomindexjspjsessionid=D1E2B97C5F308BBEFA7790E98D334D 8112009

202009

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bulliJi - - -Hsectr

jmiddotY I Chemetall

f 0

I News

I 2009 I zoosl 2007

2009

May 272009 Significant savings achieved with the change from zinc-phosphating pretreatment to Oxsllanreg technology Opel Replaces its Metal Pretreatment System Adam Opel GmbH in Kaiserslautem Germany is an important more

~tl

April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more

~ff

April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more

~If

February OS 2009 Chemetall Aerospace Technologies has successfully integrated the NOT business of Ely Chemical Company Ltd We are proud to inform our customers around the world that Chemetall has effectively transferred and more

~h~~gPASq~~~~JJetoChemetall~ aiiiiilry f 2009 tile neW legal entity name for ChemetallmiddotOakite will be

cCflemetalltJS Inc more

ctt

January 20 2009 Chemetall Oakite changed its name to Chemetall

Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc more

ft

2008

August 01 2008 Chemetall acquires Nalco Finishing Technologies Rockwood Holdings Inc Chemetall-Group has acquired Nalcos Finishing Technologies (FT) businessnull more

~

July 31 2008 Chemetall announces global price increases Chemetall is currently increasing prices within a range of 5 to 20 percent or implementing and adjusting more

~ff

httpwwwchemetallcomindexjspcontent=newsjspnewsDat=pressreleases_sortbyyear 81112009

2007

----------------- -r - ------1 ------------- c- - --r

April 01 2008 Chemetall acquires NOT Business of Ely Chemical Company Ltd Chemetall GmbH FrankfurtM via its UK subsidiary has acquired the NOT business of the UK basednull more

~JJ

March 29 2007 Chemetall Signs Distribution Agreement with Advanced Chemistry amp Technology Inc Chemetall Aerospace Technologies announced that it has signed an exclusive sales and distribution agreement more

~II

February 212007 Chemetall Acquires the Chemical Division Business of Wirral Fospray Chemetall PLC has announced the acquisition of the chemical division business from Wirral Fospray Limited more

~JI

January 22 2007 Rockwood Appoints M~nlka Engel-Bader President ofChemetal Rockwood Holdings Inc (NYSEROC) has announced that Dr Monika EngelshyBader has been appointed tonull more=

~II

httpwwwchemetallcomindexispcontent=newsi SpnewsDat=pressreleases sortbyyear 8112009

kindof activity Production fields of activity Lithium

~II ~IJ

~ Chemetall US Inc

Country United States Streetaddress 13177 Huron River Drive ZIP MI 48174 City Romulus Phone +1-734-941 3800 Fax +1-734-941-5524 kind of activity Productionmiddot fields of activity Surface Treatment MapMgQ

~I =11

IIsectsectsect Chemetall US Inc

Country United States Streetaddress 16961 Knott Ave ZIP CA 90638 City La Mirada Phone +1800-331-1197 Fax +1 714a70-6480 kind of activity Sales Production fields of activity Surface Treatment Map Mm

~J ~IJ

~ Chemetall US Inc

Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-464-6900 Fax +1908-464-5571 kind of activity Headoffice $ales Production fields of activity Surface Treatment Direct Contact Email oakiteproductschemetaILcom Map Map

~I ~II

httpwwwchemetallcomindexjspcontent=contact choice1jspid=United Statesampconti 81112009

Chemetall~~-V

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America ~ United Stetes 1lW

Chemetall Foote Corp

Country United States Streetaddress 348 Holiday Inn prive ZIP NC 28086 City Kings Mountain Phone +1-704-739 2501 Fax +1-704-734 0208 kind of activity Headoffice Sales Production fields of actvity Lithium Direct Contact Email footelithiumchemetallcom Map Map

~ II

~ Chemetall Foote Corp

Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-665-9466 Fax +1-908-665-8543 kind of activity Headoffice Sales fields of activity Special metals MapM~

~II ~11

~ Chemetall Foote Corp

Country United States Streetaddress 856 Foote Lane

ZIP TN 37134 City New Johnsonville Phone +1-931-535 3401 Fax +1-931-535 3404 kind of activity Production fields of activity Lithium Map Map

~IJ ~IJ

~ Chemetall Foote Corp

Country United States Streetaddress Hwy 265 ZIP NV 89047 City Silver Peak Phone +1-775-937-2222 Fax +1-775-937-2250

httpwwwchemetallcomindexj spcontent=contact_choice 1jspid=UnitedStatesampconti 8112009

~aa -rlte_middot~ bull Chemetall

II~metaIIOakl~ changeditsnClme tOlhemetall

Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc doing business as Chemetall The same applies to the Canadian subsidiary whose official name will be Chemetall Canada Limited

middotCustomers around the world link Chemetall with quality innovation and extraordinary technical services says Joris Merckx President Surface Treatment at Chemetall middotOne consistent name of our all our subsidiaries will strengthen our corporate brand and with it our image he commented

No changes Will be made to the Mexican and Brazilian entities as these countries already operate their business under the name of Chemetall

About Chemeta

Chemetall a company of Rockwood Holdings Inc (NYSE ROC) is one of the leading global companies committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry including lithium and cesium compounds

Contact Sandra Zirm Phone +496971653605 Mall sandrazirmchemetallcom

~I ~II

Page 2: :;c= ---------------------------------------------x >.' --~ -'- ::~C~l d- r ......Opportunity for Hearing (Complaint) was issued on September 24, 2009 and served on September 28, 2009

2

Complaint alleges OPI was required to report the following a) three chemical substances it

manufactured during calendar year 2005 at its La Mirada California facility b) 16 chemical

substances it manufactured during calendar year 2005 at its Romulus Michigan facility and c)

one chemical substance it imported during calendar year 2005 at the Romulus Michigan facility

The Complaint further alleges that OPI manufacturedimported the 20 chemical substances for

commercial purposes with the quantity of each one in excess of the amount set forth in 40

CFR sect 71O48(a) After alleging that Respondent Chemetall US Inc has assumed the relevant

TSCA reporting responsibilities and obligations of OPI the Complaint states that each failure by

OPI to have timely (ie during the August 25 2006 through March 232007 submission period)

submitted the Form U for these chemicals as required by 40 CFR sect 71053 constitutes a

separate and distinct violation of Section 15(3)(B) ofTSCA 15 USC sect 2614(3)(B) for which

Respondents are jointly and severally liable pursuant to Section 16(a)(I) ofTSCA 15 USc sect

2615(a)(I) The Complaint seeks a total penalty of $438400 (slightly less than $22000 for each

alleged violation)

The Answer was timely filed on or about October 292009 noting preliminarily that

there is one Respondent 2 Respondents Answer admits some of the underlying predicate

allegations it denies allegations pertinent to a finding of liability The Answer asserts two

affirmative defenses (though neither is denominated as such) the sought-for assessment of the

penalty is contrary to applicable law regulations policies and guidelines and is arbitrary and

capricious Page 6 of the Answer Respondent has requested a hearing in the matter

Paragraphs 37 and 54 of the Complaint in referencing Section 16(a)(I) ofTSCA incorrectly cite the United States Code provision Each cites 15 USC sect 2614(a)(I) when the correct provision is 15 USC sect 2615(a)(I)

The Introductory Response of the Answer states in relevant part Effective January 1 2009 Oakite Products Inc [OPI] changed its corporate name to Chemetall US Inc As a result at law Oakite Products Inc and Chemetall US Inc are the same legal entity meaning there is only one Respondent in this matter Henceforth the singular term will be used

3

The parties held an informal settlement conference on December 11 2009 and have been

engaged in ongoing settlement negotiations since To date they have been unable to reach a

negotiated settlement but efforts to reach one continue

II Complainants Witnesses

EPA anticipates that it will call both (or either of) the following witnesses

1) Chester Norman Chemist with EPAs Pesticides and Toxic Substances Branch of the

Division of Enforcement and Compliance Assistance working out of the Agencys Woodbridge

Avenue facility in Edison New Jersey Mr Norman is expected to testify as to his May 2008

inspection of Respondents facility in New Providence New Jersey including his observations

and what information he then otherwise obtained regarding Respondents operations He is also

expected to testify as to information Respondent provided as a follow-up to the inspection and

his evaluation of such information Mr Norman is further expected to discuss and describe

Complainants exhibits the preparation and development of the Complaint how the penalty

amount the EPA seeks in this case was determined and the bases therefor (including compliance

with the TSCA statutory factors and applicable penalty policy) In addition to the above Mr

Normans expected testimony should encompass a host of TSCA Section 8 IUR regulatory

issues how penalties are generally calculated the Regions use and reliance upon the penalty

policy the importance of timely IUR filing reporting and the consequences of a regulated entitys

failure to do so the Agencys use of data reported pursuant to TSCA Section 8 IUR provisions

and the overall importance to the EPA of TSCA Section 8 (including regulatory provisions) and

its objectives with regard to the IUR requirements

2) Daniel Kraft Chief of the Toxics Section of the Pesticides and Toxics Branch of the

Division of Enforcement and Compliance Assistance working out of EPAs Woodbridge

4

Avenue facility in Edison New Jersey3 Mr Kraft is expected to testify as to his review of the

Complaint after it had been initially drafted His expected testimony will also encompass the

preparation ofthe Complaint with regard to its consistency with and adherence to the applicable

TSCA statutory and regulatory provisions the bases for the substantive allegations the

determination of the penalty amounts sought (including EPAs use of and reliance upon the

applicable TSCA penalty policy) and the appropriateness of the proposed civil penalty relative to

the facts and circumstances underlying this proceeding Mr Krafts expected testimony should

further cover a host of TSCA Section 8 IUR regulatory issues how penalties are generally

calculated the Regions use and reliance upon the penalty policy the importance of timely IUR

filing reporting and the consequences of a regulated entitys failure to do so the Agencys use of

data reported pursuant to TSCA Section 8 IUR provisions and the overall importance of TSCA

Section 8 (including regulatory provisions) and its objectives to EPA with regard to IUR

requirements Mr Kraft is also expected to discuss and explain the significance of various

exhibits Complainant intends to offer

To the extent not prohibited by the rules of procedure of this proceeding 40 CFR Part

22 EPA reserves the right to call or not to call any of the aforementioned potential witnesses

The listing of the expected scope of the testimony of each witness is not intended to limit EPAs

right to modify or otherwise expand upon the scope and extent of the testimony of each such

witness where appropriate (such as in response to evidence Respondent might present or

testimony its witnesses might proffer) EPA might list additional witnesses in any rebuttal

prehearing exchange(s) the Agency might file

Mr Kraft has been temporarily assigned to be the Acting Chief of this branch

5

III Complainants Exhibits

EPA anticipates offering into evidence the following documents and records copies of

which are annexed hereto (unless otherwise specifically noted below) these materials will be

identified as Complainants Exhibit with each exhibit numbered with the following Arabic

numerals

1 The Enforcement Response Policy for Reporting and Recordkeeping Rules and

Requirements for TSCA Sections 812 and 13 produced by EPAs Toxics and Pesticides

Enforcement Division of the Office of Regulatory Enforcement within the Office of Enforcement

and Compliance Assurance (revised March 31 1999 effective June 1 1999) (hereinafter the

TSCA Section 8 penalty policy) This document was referenced in the Complaint (pages 8-9)

and is publicly available at httpcfpubepagovcomplianceresourcespoliciescivilltsca4

2 June 5 2006 memorandum Penalty Policy Supplements Pursuant to the 2004 Civil

Monetary Penalty Inflation Adjustment Rule from Stephanie Brown the Acting Director of the

Toxics and Pesticides Enforcement Division of the Office of Civil Enforcement to Regional

Counsels and Regional TSCA FIFRA and EPCRA Division Directors (including Appendix A

Appendix B and p~ge 8-A the pages pertinent in whole or in part to the TSCA Section 8

penalty policy)

In order to save the paper required to make multiple copies of the TSCA Section 8 penalty policy copies of it will not be physically included as part of this initial prehearing exchange This document will be provided if so ordered by the Court andor if Respondent requests a copy To the extent not previously done or as otherwise ordered by this Court at the time of hearing Complainant will provide copies of this document As this document is publicly available on the Internet it is readily accessible Further pursuant to 40 CFR sect 2227(b) this Court is required to consider any civil penalty guidelines issued under [TSCA] The TSCA Section 8 penalty policy constitutes a civil penalty guideline[] issued under [TSCA]

6

3 TSCA Section 5 and 8 Inspection report from Chester Norman and Leonard

Pappalardo to Daniel J Kraft with Notice ofInspection

4 The IUR form (Form U) submitted on September 242008 together with

accompanying correspondence Because such documentation contains Confidential Business

Information it will not be included as part of this Initial Prehearing Exchange the exhibit here

will bear the notation CBI Deleteds

5 United States National Library of Medicine ChemIDplus Advanced with regard to the

three chemical substances Respondent is alleged to have manufactured at its La Mirada

California facility (each followed by its Chemical Abstracts Service Registry Number [CAS

Number 40 CFR sect 7043])

Zinc dihydrogen phosphate (13598-37-3)

Phosphoric acid monoethanolamine salt (29868-05-1) and

Sodium dihydrogen phosphate (7558-80-7)

6 United States National Library of Medicine ChemIDplus Advanced with regard to the

16 chemical substances Respondent is alleged to have manufactured at its Romulus Michigan

facility (each followed by its CAS Number)

This documentation will be provided to the Court in accordance with applicable CBI regulations and protocol prior to the start of the hearing or as otherwise directed by this tribunal At the moment it is not being provided in order to minimize the number of documents containing CBI information in circulation Respondent having prepared the document obviously is aware of this document and what it contains

Complainant wishes to draw this Courts attention to paragraph 31 of the Answer which states in part that filings were subsequently made on a voluntary basis on or about September 242008 Furthermore with regard to the identity of the chemical substances Complainant directs this Court to paragraphs 25 39 and 40 (listing the chemical substances manufactured imported at both facilities)Respondent has admitted the allegations in these three paragraphs

7

Sodium dihydrogen phosphate (7558-80-7)

Zinc nitrate (7779-88-6)

Manganese dihydrogen phosphate (18718-07-5)

Zinc dihydrogen phosphate (13598-37-3)

Manganese nitrate (10377-66-9)

Potassium oleate (also known as potassium cis-9-octadecenoic acid 143-1middot8-0)

Phosphonic acid PPP - [nitrilotris (methylene)] tris sodium salt (also known as sodium aminotris (methylenephosphonate) 20592-85-2)

Sodium silicate (1344-09-8)

Potassium tetraborate (also known as boric acid dipotassium salt 1332-77-0)

Potassium tallate (61790-44-1)

Triethanolamine borate (also known as boric acid compd with 222-nitrilotris (ethanol) 68413-80-9)

Dipotassium octenyl succinate (also known as butanedioic acid 2(octen-l-yl)- potassium salt (1 2) 58641-28-4)

Ethanol (64-17-5)

Chromium phosphate (also known as chromic phosphate 7789-04-0)

Ammonium dihydrogen phosphate (also known as monoammonium phosphate 7722-76-1) and

3-aminopropyl silanetriol (also known as silanetriol 1-(3-aminopropyl)- 58160shy99-9)

7 United States National Library of Medicine ChemlDplus Advanced with regard to the

one chemical substance sodium hydrogen phosphate (also known as disodium phosphate CAS

Number 7558-79-4) Respondent is alleged to have imported at its Romulus Michigan facility

8 Information from the EPA website on Respondent and its operations

9 Dun amp Bradstreet report for Chemetall Oakite Inc [sic] printed August 132009

8

10 Dun amp Bradstreet report for Chemetall US Inc printed August 11 2009

11 Information retrieved August 11 2009 from wwwchemetallcom

Complainant may request this Court to take judicial notice of appropriate matters in

accordance with 40 CFR sect 2222(t)

IV Hearing Arrangements

Complainant requests that a hearing in the matter be in New York City (New York

County) the location of the main office of EPA Region 2 Complainant anticipates being able to

present her case-in-chief in probably two days three at the most

V Proposed Penalty Amount Determination

An explanation as to EPAs derivation of the penalty assessment proposed and the

reasoning behind it is set forth on pages 8 and 9 of the Complaint As noted there this penalty

has been developed in accordance with Section 16(a) ofTSCA 15 USC sect 2615(a) with

specific reference made to and guidance provided by the TSCA Section 8 penalty policy which

has been listed as part of Complainants exhibits

On page 5 of this document it explains that the TSCA Civil Penalty policy published on

September 10 1980 in the Federal Register establishes a systems for determining penalties in

administrative actions brought pursuant to TSCA sect 16 Further

EPA believes that the system is a r~asonable interpretation of the statutory penalty factors in TSCA section 16 Under that system penalties are determined in two stages (1) determination of a gravity based penalty (GBP) and (2) adjustments to the gravity based penalty

To determine the gravity based penalty TSCA sect 16(a)(2)(B) requires the Agency to take into account the statutory factors of Nature Circumstances Extent and Gravity

9

The TSCA Section 8 penalty policy then adumbrates how each of those factors is taken

into account These factors are used in a matrix (a grid) to arrive at an appropriate GBP At that

point [0]nce the gravity based penalty has been determined upward or downward adjustments

to the penalty amount are made by taking into account the following factors with respect to the

violator the degree of culpability whether there is a history of prior such violations a

respondents ability to pay its ability to continue in business and such other factors as justice

may require be considered Page 6 (unless otherwise noted subsequent page references are to the

TSCA Section 8 penalty policy) It is the gravity based penalty that is a function of the nature

circumstances and extent of each violation Page 7

Any failure timely to report for the TSCA Inventory Update is classified as hazardrisk

assessment in nature Page 9 The classification of circumstance level can be from 1 to 6 these

levels make-up the vertical axis on the grid As noted on page 1 a failure to timely report for the

TSCA Inventory Upgrade is classified as a Levell violation and it is assessed as a one-day

violation ie penalties are not assessed on a day-by-day basis The extent level represents the

second step in determining the gravity based penalty The levels are Major Significant and

Minor As noted on page 12 an IUR failure is classified as Significant extent level

Using these classifications the gravity based penalty is derived In the TSCA Section 8

penalty policy (the edition issued in 1999) the amount listed for these parameters is $18700 In

accordance with the June 5 2006 memorandum (Complainants Exhibit 2 page 8-A) this

number has been increased to $21922 This increased amount has been in effect subsequent to

March 152004 Therefore for an IUR violation occurring after March 152004 but before

January 122009 the penalty amount that corresponds to a Circumstance Levelland a

Significant Extent Level is $21922 This represents the gravity based penalty for each of the 20

chemicals Respondent failed timely to report

With regard to adjustments to the gravity based penalty as discussed on pages 15-17

these are considered after issuance of the Complaint normally as part of the settlement

10

negotiation process This is noted on page 9 of the Complaint wherein it states that the penalty

amount listed represents the facts and circumstances known to Complainant up to the time of the

issuance of the Complaint

VI Paperwork Reduction Act

The Paperwork Reduction Act of 1980 as amended 44 USC sect 3501 et seq (the

PRA) does not bar EPAs prosecution of this action or its attempt to obtain a penalty for

violations arising from Respondents alleged failure to report during the period of August 25

2006 through March 23 2007

Respondent is alleged to have violated 40 CFR sect 71053 (paragraphs 32 and 48 of the

Complaint) Thjs provision is part of Subpart C of Part 710 Inventory Update Reporting for

2006 and Beyond The OMB (Office of Management and Budget) Control Number for the 40

CFR Part 710 Subpart C regulations is 2070-0162 40 CFR Part 9 The relevant ICR

number was 188403 OMB approval for this ICR number was secured on May 3 2006 with an

expiration date of May 31 2009 71 Fed Reg 34932 (June 162006) [FRL-8184-3] The

Federal Register of September 52008 referring to OMB Control No 2070-0162 announce[d]

that EPA is planning to submit a request to renew an existing approved Information Collection

Request (ICR) to the Office of Management and Budget (OMB) 73 Fed Reg 51805 [FRLshy

8370-3] The announcement that this ICR now bearing number 188404 was submitted to the

OMB was published on May 12 2009 74 Fed Reg 22163 [FRL 8903-4] This ICR was

approved on September 172009 and it will expire on September 302012

Display of the relevant OMB number has been frequent and consistent See eg 40

CFR Part 9 (July 12006 edition)

Because there had been no lapse in approval at the time the alleged violations arose the

PRA is not a bar to EPAs attempt to prosecute this action and to obtain a penalty for such

violations

11

Dated May 26 2010 New York New York

Le~ A Spielmann Assistant Regional C6unsel Waste and Toxic Substances Branch Environmental Protection Agency Region 2 290 Broadway 16th floor New York New York 10007-1866 212-637-3222 fax 212-637-3199

TO

Regional Hearing Clerk US Environmental Protection Agency Region 2

Honorable Barbara A Gunning Presiding Officer

Benne C Hutson Esq McGuire Woods LLP Counsel for Respondent

In re Oakite Products Inc et al Docket No TSCA-02-2009-9148

CERTIFICATE OF SERVICE

I certify that I have this day caused to be sent the foregoing COMPLAINANTS INITIAL PREHEARING EXCHANGE dated May 26 2010 in the following manner to the respective addressees listed below

Original and One Copy By Inter-Office Mail

Office of Regional Hearing Clerk US Environmental Protection Agency - Region 2 290 Broadway 16th floor New York New York 10007-1866

Copy by UPS Overnight Mail

Honorable Barbara A Gunning Administrative Law Judge US Environmental Protection Agency Franklin Court Building 1099 14th Street NW Suite 350 Washington DC 20460

Copy by UPS Overnight Mail

Benne C Hutson Esq McGuire Woods LLP 201 North Tryon Street PO Box 31247 (28231) Charlotte North Carolina 28202

Dated May 26 2010 New York New York

THE ENFORCEMENT RESPONSE POLICY FOR REPORTING AND RECORD-KEEPING RULES AND REQUIREMENTS FOR TSCA SECTIONS 8 12 AND 13 produced by EPAs Toxics and Pesticides Enforcement Division of the Office of Regulatory Enforcement within the Office of Enforcement and Compliance Assurance (revised March 31 1999 effective June 1 1999) available at httpcfpubepagovcomplianceresourcespoliciesciviltscal

tEO sr 1 p

gt ft t UNITED STATES ENVIRONMENTAL PROTECTION AGENCY S~~11 o Cl WASHINGTON DC 20460 ~ ltl

~ l of( AOt~c

OFFICE OF ENFORCEMENT AND

COMPLIANCE ASSURANCE

JUN - 5 2006

MEMORANDUM

SUBJECT Penalty Policy Supplements Pursuant to the 2004 Civil Monetary Penalty Inflation Adjustment Rule

FROM Stephanie P Brown Acting Director AIPdJ~YJmiddot~ Toxics and Pesticides Enforcement Di~~i~middot -- --- Office of Civil Enforcement

TO Regional Counsels Regional TSCA FIFRA and EPCRA Division Directors

This memorandum modifies each enforcement responsepenalty policy (Penalty Policy) within the purview ofthe Toxics and Pesticides Enforcement Division (TPED) to adjust for the Civil Monetary Penalty Inflation Adjustment Rule published in the Federal Register 011 February 132004 (69 Fed Reg 7121) and codified at 40 CFR Parts 19 and 27 (Final Rule) The matrices herein supercede and void any interim matrices for the 2004 rule issued or used by TPED or a Regional Office In accordance with the Final Rule all violations occurring on or after March 152004 are subject to statutory penalties adjusted for inflation A complete list of each Penalty Policy subject to this memorandum is provided at Attachment A Appendix B provides instructions for amending each Penalty Policy as well as updated matrices for inseliion into each policy

The adjustments here follow the implementation policy established in the attached September 212004 memorandum signed by Thomas V Skinner That memorandum provides for adjusting each cell in a penalty matrix by multiplying the existing gravity-based penalty component by 11723 We are aware that this approach results in penalty amounts (within matrix celIs) that are not roimded-off as compared to previous iterations This is the outcome required by proper application of the Final Rule The September 212004 memorandum also provides for rounding the aggregate penalty in a particular case to the nearest $100 unit after calculating and summing the gravity-based penalties for each count in the case

Intemet Address (URL) bull hltpllwwwepagov ReCycledRecyclable Prin18d with Vegetable Oil Baaed Inks on Recycled Paper (Minimum 5Olo Postconsumer content)

Violations occurring before March 152004 and after January 30 1997 remain subject to penalties adjusted for inflation as specified in TPEDs April 18 1997 memorandum entitled Penalty Policy Suwlements Pursuant to the Civil Penalty Inflation Adjustment Rule Copies of this memorandum are available upon request

Please contact Brian Dyer at (202) 564-4166 (dyerbrianepagov) if you have any questions concerning these penalty adjustments

Attaclunents

cc Rosemarie Kelley US EPA OECAOCE David Abdalla us EPA OECAOCE Susan OKeefe US EPA OECAOCE John Neylan US EPA OECAOC Tom Ripp US EPA OECAOC Priscilla Flattery US EPA OPPTSOPPT Ben Smith US EPA OEIOIAA

Craig Matthiessen US EPA OSWERJOEM Daniel Helfgott US EPA OPPTSOPP Deborah Brown US EPA Region 1 Nancy Bannakian US EPA Region 1 Ken Stoller US EPA Region 2 Adrian Enache US EPA Region 2 Daniel Kraft US EPA Region 2 John Higgins US EPA Region 2 Ken Eng US EPA Region 2 Harry Daw US EPA Region 3 Aquanetta Dickens US EPA Region 3 Mikal Shabazz US EPA Region 3 Jeaneanne Gettle US EPA Region 4 Anthony Toney US EPA Region 4 Joanne Benante US EPA Region 4 Caron Falconer US EPA Region 4 Anthony Restaino US EPA Region 5 MarkHorwitz US EPA Region 5 Bob Goodfellow US EPA Region 6 Maria Martinez US EPA Region 6 Steve Vargo US EPA Region 6 Jamie Green US EPA Region 7 Mark A Smith US EPA Region 7 Elisabeth Evans US EPA Region 8 Pam Cooper US EPA Region 9 Paula Bisson US EPA Region 9 Scott Downey US EPA Region 10

TPED Pen Adj Memo wAttachments - Page 2 of J9

ATTACHMENT A

FEDERAL INSECTICIDE FUNGICIDE AND RODENTICIDE ACT

FIFRA Worker Protection Standard Penalty Policy - Interim Final- (0901197)

Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act --Good Laboratory Practice (GLP) Regulations - (093091)

Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act (FIFRA) - (070290)

FIFRA Section 7(c) Enforcement Response Policy - (021086)

TOXIC SUBSTANCES CONTROL ACT

Section 1018 - Disclosure Rule Enforcement Response Policy - (020100)

Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8 12 AND 13shy(033199)

Polychlorinated Biphenyls Penalty Policy - (022698)

Enforcement Response Policy for TSCA Section 4 Test Rules - (052886)

Amendment to the TSCA Section 5 Enforcement Response Policy - (060889)

Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Polic~ - (013189)

Interim Final Enforcement Response Policy Asbestos Abatement Projects Worker Protection Final Rule - (111489)

Final TSCA GLP Enforcement Response Policy - (040985)

EMERGENCY PLANNING AND COMMUNITY RIGHT-TO-KNOW ACT

Enforcement Response Policy for Section 313 of the Emergency Planning Community Right-ToshyKnow Act (1989) and Section 6607 of the Pollution Prevention Act (1990) Amended shy(041201)

Enforcement Response Policy for Sections 30~ 311 and 312 of the Emergency Planning and Community Right-to-Know Act (1989) and Section 103 of the Comprehensive Environmental Response Compensation and Liability Act -(093099)

TPED Pen Adj Memo wAttachments - Page 3 of 19

ATTACHMENT B

FlFRA

Insert table (p 4-A) behind page 4 FIFRA Worker Protection Standard PenaltY Policy - Interim Final (090 97)

No insert Rodenticide Act - Good Laboratory Practice (GLP) Regulations (093091) Enforcement Response Policy for the Federal Insecticide Fungicide and

When proposing penalty amounts under the Enforcement Response Policy for GLP Regulations dated September 30 1991 actual dollar amounts are determined by using the ERP for FIFRA (070290) See directions below for F1FRA ERP

Insert after page 19-A in the policy and page CshyRodenticide Act (070290) Enforcement Response Policy for the Federal Insecticide Fungicide and

I in the appendix

No insert While the FIFRA ERP (1990) does not supersede the Section 7(c) ERP (1986) the matrix setting forth the penalties in the ERP for FIFRA (070290) should be used instead of the matrix in the 1986 policy

FIFRA Section 7(c)Enforcement Response Policy (021086)

TSCA

Insert matrix (Appendix B-4-A) behind Appendix B-4

Section 1018 - Disclosure Rule Enforcement Response Policy (020 I00)

Insert matrix (p7-B) behind page 7-A 12 AND 13 (033199) Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8

Polychlorinated Biphenyls Penalty Policy (040990) Insert matrix (p9-B) behind page 9-A

Enforcement Response Policy for TSCA Section 4 Test Rules (052886) Insert matrix (p2-B) behind page 2-A

Amendment to the TSCA Section 5 Enforcement Response Policy (060889) Insert matrix (p16-B) behind page 16-A

Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Insert matrix (pII-B) behind page II-A Policy (0 131 89) Insert matrix (p17-B) behind page 17-A

Interim Final Enforcement Response Policy - Asbestos Abatement Projects Insert matrix (p 6-B) behind page 6-A Worker Protection Final Rule (111489)

Final TSCA GLP Enforcement Response Policy (040985) Insert matrix (pA-B) behind page 4-A

EPCRA

Enforcement Response Policy for Section 313 of the Emergency Planning and I Insert matrix (pi I-B) behind page II-A Community Right-To-Know Act (1989) and Section 6607 ofthe Pollution Prevention Act (1990) Amended (04120 I )

Final Enforcement Response Policy for Sections 304 311312 of EPCRA and I Insert matrix (pp 20C amp 200) behind page 20B Section 103 ofCERCLA (093099)

TPED Pen Adj Memo wAttachments - Page 4 of 19

Page8-A

Gravity based penaltY matrix to supplement Recordkeeping and Reporting Rules and Requirements for TSCA Sections 8 12 and 13 for violations that occur on or after March 15 2004 Insert behind ~e 8

TSCA sectsect 8 12 amp 13 GRAVITY BASED PENALTY MATRIX

EXTENT CIRCUMSTANCES

A B C Major Significant Minor

LEVELS 1 $32500 $21922 $6448

High Range 2 $25791 $16764 $3869

3 $19343 $12895 $1934 Mid Range

4 $12895 $7737 $1290

5 $6448 $3869 $645 Low Range

6 $2579 $1676 $258

Note After calculating the gravity-based penalty for each count the total applicable gravity-based penalty for all counts in a particular casematter should be rounded to the nearest unit of $100 as required by the memorandum from Thomas Skinner dated September 212004 implementing the Civil Monetary Penalty Adjustment Rule as published in the Federal Register on February 132004 (69 FR 7121)

TPED Pen Adj Memo wAnachments - Page 9 of 19

UNITED STATES ENVIRONMENTAL PROTECTION AGENCY

TSCA Section 5 and 8 Inspection Chemetall Oakite Inc 675 Central Avenue New Providence NJ 07974

From Chester Norman Chemist Leonard Pappalardo Chemist Toxics Section Toxics Section

To Daniel 1 Kraft Chief Toxics Section

On May 14 2008 a TSCA Section 5 and 8 inspection was conducted at Chemetall Oakite Inc at the address listed above This inspection was conducted as part of the regional neutral inspection scheme We scheduled the meeting in advance with Mr Michael Chang Manager Health and Environmental Department Upon arriving at Chemetall Oakite Inc official credentials were presented to Mr Michael Chang Julia C Murray Vice President Technical Marketing and Ron Ascenzo Director Technical Marketing Notices ofInspection (Attachment 1) and Confidentiality (Attachment 2) were issued and explained to Ms Murray Ms Murray signed the notices

Chemetall Oakite is an importer of chemicals They import metal cleaners and surface treatment chemicals They have approximately 110 employees in New Providence New Jersey Chemetall has been at this site since 2006 prior to that they were located in Berkley Heights New Jersey Chemetall Oakite Inc is also known as Chemetall Chemical Products and Chemetall Americas Chemetall Americas is owned by Rockwood Holding Company who is owned by Chemetall BMGH in Germany Their Standard Industrial Codes (SIC) is 5169 The companys fiscal year is the calendar year Ms Murray said Chemetall Oakite Incs corporate sales were approximately $100000000 Chemetall Oakites facility in New Providence New Jersey is the corporate headquarters sales export and import offices and their research and development laboratories for the United States Chemetall Oakite Inc has manufacturing facilities in La Mirada CA and Romulus MI

We asked if they filed an Inventory Update Report for the 2006 reporting period They didnt know We asked if they filed a preliminary assessment inventory report for any of the chemicals the company manufactures or imports and they responded they didnt know We asked if they filed any PMNs recently they responded with a 10 year old low volume exemption and an older PMN We asked if they filed any significant new use report they responded no We asked if they had a

TSCA Section 8c file They also responded no

We issued Receipts for Samples and Documents and Confidential Business Information Nothing was declared Confidential

Attachments 1 Notice ofInspection 2 Notice of Confidentiality 3 Receipt for Samples and Documents 4 Declaration of Confidential Business Information

I bull US ENVIRONMENTAL PIlOTECTlON ~- WASHINGTON DC 204Ci0

TOXIC 5UBSTAlCES CONTllOL ACI EPA-----_- _--__--------------------- shyTOXICS SECfION - NOTICE OF INSPECflON

1_ INVESTIGATION IDENT1FICAnON 3 F~Z~ ~~7jJi--- Chemetall Oaki 42008

S FACllrryS ADDRESS

~PA Region 2 MS-I05 iPECTORS ADDRESS

675 Central Ave Woodbridge Avenue New Providence New Jersey 07974-1560

on NJ08837-5602

REASON FOR INSPECTION

Under the authority of Section II of the Toxics Substances Control Act

b For the purposes of inspecting (Including taking samples photographs statements and other inspection activities) an establisbment facility or other premises in which chemical substances or mixtures or articles containing same are manufactured processed or stored or held before or after their distribution in commerce ( including records files papers processes controls and facilities) and any conveyance being used to transport chemical substances mixtures or articles containing same in connection with their distribution in commerce (including records files papers processes controls and facilities) bearing on whether the requirements of the Act applicable to the chemical substances mixtures or articles within or ass()Ciated with such premises or conveyance have been complied with

In In addition this inspection extends to (Check appropriate blocks)

Jq- A Financial data o D Personnel data I

LV B Sales data o E Research data

13 C Pricin ~ data The natureland extent of the inspection of such data specified in A through E above is as follows

~rtification

lcknowledge that the statements I have made on this fonnand all attachments thereto are true accurate and complete I acknowledge that y knowingly false or misleading statement may be punishable by fine or imprisonment or both under applicable law

PREVIOUS VERSIONS ARE OBSOLETE

ME

rnE Chemist

DATE SIGNED

~r TI11E -shy~J ~ea~~ (1 4~

A FORM 77ltWmiddot3A FOR 1018 (REVISED JAN 2002)

IUR FORM (Form U) submitted September 24 2008

CBIDELETED

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0- 0shy

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Zn2+ 0shyNAME Phosphoric acid zinc salt (21) 1RN 13598-37-3

l) - P -o-Il o

MW 25533

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OH I

HO-P-OH

1 o

NAME Ethanol 2-amino- phosphate (1 ) RN 29868-05-1 r

OH

MW 159077

Enlarge Structure

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o II

HO- P-O- Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH

MW 119976

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o II

HO - P shy 0shy Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH

MW 119976

Enlarge Stru_cture

BaBic lurcbFor more information about this substance NavfgationInformation

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VJJJU1LlpJU) L1UVUJJ U 1 a~~ J VJ k

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NAME Zinc nitrate RN 7779-88-6

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0shyI

N+i o 0shy

Zn2+ 0shy

I N+ 0shy0

MW 189398

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0 0

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Mn2 lt

NAME Phosphoric acid manganese(2+) salt (21) RN 18718-07-5

0 I

o-p -o-Il o

MW 244878

Enlarge Structure

amplie s-rchFor more information about this substance InformatiOn NfMgation

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0- 0_

po 0_

Zn2+ 0shyNAME Phosphoric acid zinc salt (21) lRN 13598-37-3 -0 - P -o-Il o

MW 25533

Enlarge Structure

B_1e searchFor more information about this substanceInformion NiWigatlon

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0shy

I ~N-o 0shy

Mn+ NAME Manganese nitrate 0shyRN 10377-66-9 I

N+- 0shy0

MW 178946

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hale SurchFor more information about this substance Information NllMgatlon

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NAME Potassium cis-9-octadecenoic acid RN 143-18-0

o

O

(

MW 320555

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OH I

HO-P=O

~ OHN~I

0) p NAME Sodium aminotris(methylenephosphonate) II OHRN 20592-85-2

0P HO shy

OH

MW 2990478

Enlarge Structure

hale I~----F-o-r-m-o-re-in-fo-r-m-a-t-io-n-a-b-o-u-t-t-hi-s-s-u-b-s-ta-n-c-e------1 N=~Information

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NAME Sodium silicate RN 1344-09-8

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0shyt

O=Si 0shy

MW 122063

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Na+

Na+

SNrell N8Yfgetlon

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NAME Boric acid dipotassium salt RN 1332-77-0

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NAME Potassium tallate No StructureRN 61790-44-1

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HO OH

j ~

HO

OH

J NAME Boric acid compd with 222middotnitrilotris (ethanol) OH ~N-

HO

RN 68413middot80middot9

MW 2110202

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f

NAME Butanedioic acid 2-(octen-1-yl)- potassium salt (1 2)

ti~middotmiddot

(gt

a

RN 58641-28-4

MW 304466

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H3C OH

NAME Alcohol [USP] RN 64-17-5

MW 460684

~nlarge Structur~

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H3C OH

NAME Alcohol [U5P] RN 64-17-5

MW 460684

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0shy

IOp-o- cr3+

NAME Chromic phosphate I 0shyRN 7789-04-0

MW 146966

Enlarge Structure

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NAME Monoammonium phosphate RN 7722-76-1

0 II

HO-P -0shyI

NW 4

OH

MW 115024

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HO OH Si NH2NAME Silanetriol 1-(3-aminopropyl)shy HO ~ ~

RN 58160-99-9

MW 13721

Enlarge Structure

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Na+ o II

HO- p- 0shyNAME Disodium phosphate IRN 7558-79-4 0- Na+

MW 141958middot

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556121200 Cham_Uslnc Chemelall dalcrle 675 Centrol we 11_ PrrMdllf1C8 Union NJ 07974 POBOX 7 New PrrMdence NJ 079740007 9OB-464~900

26420000 Polishes and sanitation goods 325612 325612-Po1ish amp 01 Ssnitalion Gd MIg Ronald Felber Pesident

90 340 S130723000

016164399 0000000oo 016164399

PRIVATE COMPANY HEADQUARTERS 40697755 74408967

custservdnbcom To Lee SpielmannR2USEPAlUSEPA Karen

bull SeetlR2USEPAlUSEPA08132009 11 22 AM

cc

bcc

Subject CHEMETALL OAKITE INC DampB Business Information Report

The folloWing e-mail was sent to you by seetkarenepagov Personal Note

ampBhas more options to help you decide with confidence Learn more about DampB eroducts and services lis this an important decision ~ IUJlilIImil

Get more with DampBs Enhanced Comprehensive Report ~I bull Business failure and credit scores

Click here to provideI bull Context behind the scores Added industrY and Financial comDarisons feedback on this report

iiiiRi55i~iiiiiAii~1~-

ort on this business

J --1- )21 _II1tjjjj1 Wgll_~yg 1

Copyright 2009 bun amp Bradstreet - Provided under contract

for the exclusive use of subscriber 264750059L

ATTN Lee Spielmann Report Printed AUG 13 2009

========================~======~=================================

============== BUSINESS SUMMARY

==========~======================================================

==============

CHEMETALL OAKITE INC (SUBSIDIARY OF ROCKWOOD SPECIALTIES INC PRINCETON NJ) 675 Central Ave New Providence NJ 07974

This is a headquarters D-U-N-Sreg Number 93-771-2248 (subsidiary) location Branch (es) or division(s) exist DampB Rating

Mailing address PO Box 7

II I

New ~rovidence NJ07974

Web site wwwrockwoodspeciallI IIIIIIIIIIIIII

Telephone

Chief executive

Year started

Management control

Employs

Sales

History

SIC

Line of business

tiescom

908 464-6900

RON FELPER PRES

1987

2006

100 (65 here)

$100000000

CLEAR

5169

Whol corrosion preventative chemicals

III III

================================================================= ===============

SPECIAL EVENTS ================================================================ ==============

06142007 Business started 1987 Present control succeeded June 2006

================================================================= ==============

SUMMARY ANALYSIS ================================================================= ==============

DampB Rating

The blank rating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and

that further enquiry should be made before reaching a decision Some reasons for using a _II symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information

Below is an overview of the companys rating history since 061507

DampBRating Date Applied 061507

The Summary Analysis section reflects information in DampBs file as of August 102009

=================~======~==~==~=======================~==========

============== INVESTIGATIVE SERVICES

================================================================= ==============

Update available on request

This information is being provided to you immediately in the interest of speed This reportmay not reflect the current status of this business DampB can investigate this business and update the information based on the resulta of that investigation

By ordering a standard investigation the same day you order this report an updated report will be provided to you at no extra cost

=========~=======================================================

==============

CUSTOMER SERVICE ================================================================= ==============

If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you

~ (

are outside the us contact your local DampB office

Additional Decision Support Available

Additional DampB products monitoring services and specialized investigations are available to help you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcom

=================================================================

===== = = = === = = =

HISTORY ================================================================= ==============

The following information was reported 08182008

Officer(s) RON FELPER PRES

THE OFFICER(S)

Business started 1987 Present control succeeded June 2006 100 of capital stock is owned by the parent company

RON FELPER Work history is unknown

Business address has changed from 14826 Ne 95th St Redmond WA 98052 to 675 Central Ave New Providence NJ 07974

=~===============================================================

==============

CORPORATE FAMILY =====================c=========================================== ==============

The following global corporate family members are related to this busihess

Members are listed alphabetically first by company name then by country or us state then by city

Global Ultimate Rockwood Holdings Inc Princeton NJ 01-616-4399

Parent Rockwood Specialties Group Inc Princeton NJ 10-679-3433

Affiliates (US) Advantis Technologies Inc Alpharetta GA 93-189-6385 Alphagary Corporation Leominster MA 09-743-4484 Ceramtec North America Innovative Laurens SC 17-483-0034 Ceramic Engineering Corporation Chemetall Foote Corp Kings Mountain NC 00-232-9456 Chemical Specialties Inc Charlotte NC 04-297-3313 Pure Wafer Inc Prescott AZ 83-746-8321 Rockwood Pigments NA Inc Beltsville MD 04-754-7690 Southern Clay Products Inc Gonzales TX 04-166-1737

Affiliates (International) AlphaGary (Canada) Limited Stoney Creek CANADA 24-924-8626 Cs i Kemwood AB Helsingborg SWEDEN 35-401-6487middot ProCeram spolmiddot s ro Dolni Rychnov CZECH 49-516-1929

REPUBLIC

== = = == = == = == ==== = == = = = == = = ==== = ==== = = ==== = = ===-= = = = = === == == === =

==============

OPERATIONS ===================~==========~====================== ============

==============

08182008

Description Subsidiary of Rockwood Specialties Inc

Princeton NJ started 2000 which operates as a wholesaler

of chemicals or allied products Parent company owns 100

of capital stock

Wholesales corrosion preventative chemicals (100)

Terms are Net 30 days Has 600+ account(s) Sells to

aerospace industry Territory North and South America

Nonseasonal

Employees 100 which includes officer(s) 65 employed here

Facilities Leases premises in a single story brick building

Location Central business section on well traveled street

Branches This business has multiple branches detailed branchdivision information is available in

Dun amp Bradstreets linkage or family tree products

==============~==============~===================================

==============

SIC amp NAICS ================================================================= ==============

SIC Based on information in our file NAICS DampB has assigned this company an extended 8-digit SIC DampBs use of 424~90 Other Chemical and Alli~d

a-digit SICs enables us to be more Products Merchant specific to a companys operations Wholesalers than if we use the standard 4-digit code

51691001 Anti-corrosion products

=================================================~== ============

============== PAYMENT SUMMARY

==============~===========~=========================== ===========

===============

DampB has not received a sufficientsample of payment experiences to establish a PAYDEX score

DampB receives over 600 million payment experiences each year We enter these new and updated experiences intoDampB Reports as this information is received At this time none of those experi~nces relate to this company

=======================================================~==========

============== FINANCE

================================================================= ==-= = = == == === ==

06142007

On JUN 14 2007 Michael Lissandrello SIs Mgr deferred financial statement

Michael Lissandrello submitted the following partial estimates dated JUN 14 2007

Sales for 2006 were $100000000

As of June 14 2007 a search of Dun amp Bradstreets Public Record database found no open suits liens judgements or UCCs to which Chemetall Oakite Inc at 675 Central Ave New Providence NJ was named defendant or debtor Public records received hereafter will be entered into the database and will be included in reports which contain a Public Filings ~ection

==============================================~====== ===========

============== PUBLIC FILINGS

================~====~================================ ===========

==============

A check of DampBs public records database indicates that no filings were found for CHEMETALL OAKITE INC at 675 Central Ave New Providence NJ

DampBs extensive database of public record information is updated daily to ensure timely reporting of changes and additions It includes business-related suits liens judgments bankruptcies UCC financing statements and business registrations from every state and the District of Columbia as well as select filing types from Puerto Rico and the US Virgin Islands

DampBmiddotcollects public records throughmiddot a combination of court reporters third parties and direct electronic links with federal and local authori~ies Its database of US business-related filings is now the largest of its kind

===~====~========================================================

============== GOVERNMENT ACTIVITY

================================================================= ==============

Activity summary Borrower (DirGuar) NO Administrative debt NO Contractor YES Grantee NO Party excluded from federal program(s) NO

Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8(A) firm NA

The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other sources

Copyright 2009 Dun amp Bradstreet- Provided under contract

for the exclusive use of subscriber 264750059L

FULL DISPLAY COMPLETE

~ ~

396484BIR21523427615308tng emailhtm

-- -- - ~-

(I custservdnbeom To Lee SpielmannH2USEPAlUSEPA Karen

SeetlR2USEPAlUSEPA08112009 0314 PM cc

bec

Subject CHEMETALL US INC DampB Business Information Report

The following e-mail was sent to you by seetkarenepagov Personal Note

~--~amp8 has more oDtfcins tohelDvou decide with confidence Learn more about DampB products and services Is this an important decision ~~~~~

Get more with DampBs Enhanced Comprehensiye Report bull Business failure and credit scores

Click here to providebull Context behind the scores bull Added industrv and Financial comparisons feedback on this report

~~OC--~

f4fi1 Order reports on other businesses

Copyright 2009 Dun amp Bradstreet - Provided under contract

for the exclusive use of subscriber 264750059L

ATTN Lee Spielmann Report Printed AUG 11 2009

In Date

=====================~===========================================

============== BUSINESS SUMMARY

===============================~====================== ===========

==============

CHEMETALL US INC (SUBSIDIARY OF ROCKWOOD HOLDINGS INC PRINCETON NJ) CHEMETALL OAKITE 675 Central Ave New Providence NJ 07974

This is a headquarters I D-U~N-S Number 55-612-1200 (subsidiary) location IBranch (es) or division(s) exist I DampB Rating

Mailing address PO Box 7 IIINew Providence NJ

07974 DampB PAYDEXreg

1 12-Month DampB 74 Web site wwwchemetallcom I PAYDEX

I

Telephone 908 464-6900 I When weighted by dollar amount

f paYments to suppliers average 9 days Chief executive RONALD FELBER I beyond terms

I

PRES-CEO II Based on trade collected

over last Year started 1909 I 12 months

Management control

Employs

Financial statement date

Sales F

Net worth

History

Financing

Financial condition

SIC

Line of business

2004

340 (90 here)

DEC 31 2008

$130723000

(106438000)

CLEAR

SECURED

UNBALANCED

2842 2899 2851

Mfg polishsanitation gd mfg chemical preparation

IIIIIIIII

=======================================================~========

==============

SUMMARY ANALYSIS ================================================================= ==============

DampB Rating

The Rating was changed on April 17 2009 because of DampB I S overall assessment of the companys financial payment and history information The blankrating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and that further enquiry should be made before reaching a decision Some reasons for using a II_II

symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information

Below is an overview of the companys rating history since 060707

DampB Rating Date Applied 041709

1R4 030209 1R3 101408 4A3 072408 4A2 060707

The Summary Analysis section reflects information in DampBs file as of August 10 2009

====================~=====================~======================

============== CUSTOMER SERVrCE

================================================~===== ===========

==============

If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you are outside the US contact your local DampB office

Additional Decision Support Available

Additional DampB products monitoring services and specialized

investigations are available tomiddothelp you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcommiddot

================================================================= ==============

HISTORY ====~=========================~=====~================= =========== ==============

The following information was reported 07142009

Officer(s) RONALD FELBER PRES-CEO PHILIP E KELLY VICE PRESIDENT GREGORY V POFF VICE PRESIDENT

DIRECTOR (S) THE OFFICER(S)

The Delaware Secretary of States business registrations file showed that Oakite Products Inc was registered as a corporation on December 19 1991

Business started 1909 by David C Ball George W Oakley and Daniel C Smith Present control succeeded 2004 100 of capital stock is owned by parent company

RONALD FELBER born 1951 1989~present active here 1985-1989 employed with Avon Products Inc New York NY Graduated from Georgetown University in 1973 with a BS degree Also received MA degree from Loyola University in 1985

PHILP E KELLY born 1948 1972-present active here Graduated from University of Dayton in 1970 with a BS Degree Also received MBA Degree from Seton Hall University in 1978

GREGORY V POFF born 1948 1970-present active here Graduated from Catawba College in 1970 with a BA degree Also received MBA from Pace University in

1982

==========================~========================~=============

==============

CORPORATE FAMILY ================================================================= ==============

The following global corporate family members are related to this business Members are listed alphabetically first by company name then by country or US state then by city

Parent Rockwood Holdings Inc Princeton NJ 01-616-4399

Subsidiaries (International) Cheme~allCanada Limited Brampton CANADA 20-036-7514 Chemetall Mexicana SA de CV El Marques MEXICO 81-232-9050

Branches (US) Chemetall Us Inc La Mirada CA 15-886-0572 Chemetall Us Inc Romulus MI 00-515-7698

Affiliates (US) Chemetall Chemical Products Inc New Providence NJ 82-485-0580 Chemetall Oakite La Mirada - Plant La Mirada CA 61- 036 -9832middot Mineral Research and Development Charlotte NC 61-036-9477 Rockwood Holding Company Chicago IL 78-166-9635 Rockwood Specialties Consolidated Inc Princeton NJ 03-845-1386 Rockwood Specialties Group Inc Princeton NJ 10-679-3433 SachtlebenCorporation White Plains NY

95-666-4114 Viance LLC Charlotte NC 79-544-7346

Affiliates (International) Sachtleben Pigments Oy Helsinki FINLAND 54-023-5819

================================================================ ==============

OPERATIONS ==========~========================================== ============

==============

07142009

Description Subsidiary of Rockwood Holdings Inc Princeton NJ

As noted the parent company is Rockwood Holdings Inc

DUNS 01-616-4399 and reference is made to that report

for background information on the parent company and its

management

Manufactures specialty cleaning polishing or sanitation

preparations and sanitation preparations disinfectants or

deodorants Manufactures chemical preparations

specializing in metal treating compounds rust resisting

compounds and water treating compounds Manufactures

paints varnishes lacquers enamels or allied products

and paint removers

Has 10000 account(s) Terms are Net 30 days Sells to

industrial concerns Territory United States Mexico

Brazil and Canada

Nonseasonal

Employees 340 which includes officer(s) and 2 part-time 90 employed

here

Facilities Rents 37000 sq ft ina one story brick building

Location Suburban business section on well traveled street

Branche~ This business has multiple branches detailed branchdivision information is available in

Dun amp Bradstreets linkage or family tree products

Subsidiaries This business has 2 subsidiaries listed below

The extent of ownership where known is shown in

parenthesis following company name

Oakite Canada Limited Bramalea Ontario Canada (100)

Manufactures chemical specialty products Intercompany

relations reported by management to consist of

merchandise and service transactions cleared as scheduled

Chemetall Mexicana Monteray Mexico (100) Manufactures

chemical specialty products

=================================================~===============

==============

SIC amp NAICS ===========~===============~=================================~===

==============

SIC Based on information in our file NAICS DampB has assigned this company an extended a-digit SIC DampBs use of 325612 Polish and Other a-digit SICs enables us to be more Sanitation Good specific to a companys operations Manufacturing than if we use the standard 325612 Polish and Other 4-digit code Sanitation Good

middot 28420000 Polishes and sanitation Miscellaneous

goods and 28420400 Sanitation Manufacturing

preparations Miscellaneous

disinfectants and and

deodorants Manufacturing 28999931 Metal treating compounds Miscellaneous 28999942 Rust resistirtg compounds and

28999948 Water treat~ng compounds Manufacturing 28510000middot Paints and allied Coating

products middot28510401 Paint removers Coating

325998

325998

325998

325510

325510

Manufacturing All Other

Chemical Product

preparation

All Other

Chemical PrOduct

Preparation

All Other

Chemical Product

Preparation

Paint and

Manufacturing Paint and

Manufacturing

================================================================= ==============

DampB PAYDEX ================================================================= ==============

The DampB PAYDEX is a unique dollar weighted indicator of payment performance based on up to 157 payment experiences as reported to DampB by trade references

3-Month DampB PAYDEX 75 I 12-Month DampB PAYDEX 74 I

When weighted by dollar amount I When weighted by dollar amount payments to suppliers average average 9 days beyond terms

Based on trade collected over collected over last months

8 days I payments to suppliers

last 3

I beyond terms II Based on trade

I 12 months

================================================================= ==============

PAYMENT SUMMARY ================================================================= ==============

The Payment Summary section reflects payment information in DampBs file as of the date of this report

Below is an overview of the companys dollar-weighted payments segmented by its suppliers primary industries

Mfg electric test prd 1 35000 35000 100

OTHER INDUSTRIES 101 283550 20000 73 22 4 - 1

Other payment categories Cash experiences 7 750 250 Payment record unknown 0 Omiddot 0 Unfavorable commeJlts 1 1000 1000

Placed for collections With DampB 1 7500 Other 0 NA

===== ============== ========== Total in DampBs file 157 3017350 900000

The highest Now Owes on file is $750000

The highest Past Due on file is $10000

Dun amp Bradstreet has 157 payment experiences in its file for this company For your convenience we have displayed 80 representative experiences in the PAYMENTS section

====~============================================================

==============

PAYMENT DETAILS ================================================================= ==============

Detailed payment history

Date Paying High Now Past Selling Last Salemiddot Reported Record Credit Owes Due Terms Within

(rhmyy) ($) ($) ($) (months)

0709 Ppt 50 0 1 mo

Ppt 2500 0 1 mo

Ppt 200 i OOO 100000 2500 N60 1 mo

Ppt 200000 100000 0

----------------

0508 Ppt-Slow 30 20000 10000 deg N30 1 rno 0707 (08 0) 7500

Placed for collection

Accounts are sometimes placed for collection everi though the existence or amount of the debt is disputed

Payment experiences reflect how bills are met in relation to the terms granted In some instances payment beyond terms can be the result of disputesmiddot over merchandise skipped invoices etc

Each experience shown is from a separate supplier Updated trade experiences replace those previously reported

================================================================= ==============

FNANCE ================================================================= ==============

04172009

Three-year statement comparative

Fiscal Fiscal Fiscal

Dec 31 2005 Dec 31 2006 Dec 31 2008

Current Assets 53345000 33854000 34348000 Current Liabs 16314000 11173000 18594000 Current Ratio 327 303 1 85 Working Capital 37031000 22681000 15754000 Other Assets 9824000 15582000 124757000 Net Worth 38515000 28063000

1304000 Sales 79763000 86130000 130723000 Long Term Liab 8340000 10200000 139207000 Net Profit (Loss) 1105000 8689000 490000

Fiscal statement dated DEC 31 2008

Assets j Liabilities I -----------shy1

Other Curr Assets 343-480001 Other Curr Liabs 18594000

---------------1 Curr Assets 343480001 Curr Liabs 18594000

I Fixt amp Equip 110620001 Pension Reserves 7990000 Goodwill-Net 252040001 Other Liabilities 129932000 other Intangible 825380001 LT Liab-Other 1285000 Assets-Net TOTAL EQUITY 1304000 Deferred Income 2680001 Taxes I Other Assets 56850001

---------------11

Total Assets 1591050001 Total 159105000

From JAN 01 2008 to DEC 31 2008 annual sales $130723000 cost of goods soldmiddot $69475000 Gross profit $61248000 operating expenses $48302000 Operating income $i2946OOO other expenses $11971bOOi net income before taxes $975000 Federal income tax $485000 Net income $490000

Submitted MAR 31 2009 by Ronald Felber pres-ceo Prepared from books without audit

On April 17~ 2009 themiddotfinancial information was updated

================================================================= ==============

KEY BUSINESS RATIOS ================================================================= ==============

Statement date DEC 31 2008 Based on this number of establishments 28

Firm IIndustry Median I---~------------

Return of Sales 04 IReturn of Sales 11 Current Ratio middot18 ICurrent Ratio 21 Assets Sales 1217 IAssets Sales 575 Total Liability Net Worth 9999 ITotal Liability Net Worth 83 7

================================================================= ==============

PUBLIC FILINGS ================================================================= ==============

The following Public Filing data is for information purposes only and is not the official record Certified copies can only be obtained from the official source

================================================================= ==============

UCC FILINGS =~==================================================== ===========

==============

Collateral All Assets Type Original

-----------------------------------------------------------------

Sec party THROUGH ITS

ADMINISTRATIVE AGENT

Debtor Filing number Filed with DOVER DE

Date filed Latest Info Received

Collateral General

Leased Equipment

Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ

Date filed Latest Info Received

Collateral

Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ

Date filed Latest Info Received

CREDIT SUISSE FIRST BOSTON ACTING

CAYMAN ISLANDS BRANCH AS

NEW YORK NY OAKITE PRODUCTS INC 4216854 2 SECRETARY OF STATEUCC DIVISION

08022004 08262004

Accounts receivable and proceeds shy

intangibless) and proceeds shy

and proceeds Original CANON FINANCIAL SERVICES MOUNT

OAKITE PRODUCTS INC 23913509 SECRETARY OF STATEUCC DIVISION

11302006 12272006

Leased Assets - Leased Business machineryequipment Original CANON FINANCIAL SERVICES INC MT

OAKITE PRODUCTS INC 21685842 SECRETARY OF STATEUCC DIVISION

07112003 07292003

Type Continuation Sec party CREDIT SUISSE (FKA CREDIT SUISSEmiddot FIRST

BOSTON) ACTING THROUGH ITS CAYMAN ISLA NEW

YORK NY Debtor CHEMETALL CORPORATION Filing number 2009 0642311 Filed with SECRETARY OF STATEUCC DIVISION DOVER DE

Date filed 02272009 Latest Info Receiv~d 05122009 Original UCC filed date 08022004 Original filing no 4216861 7

The public record items contained in this report may have been paid termirtated vacated or released prior to the date this report was printe~

=======~===============================================~======== ==============

GOVERNMENT ACTIVITY =====================================================~ ===========

==============

Activity summary Borrower (DirGuar) NO Administrative debt YES Contractor YES Grantee NO Party excluded from federal program(s) NO

Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8 (A) firm NA

The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other- sources

----7-------shyCopyright 2009 Dun amp Bradstreet - Provided under

contract I

for the exclusive use of subsCriber 264750059L

FULL DISPLAY COMPLETE

~ 396484BIRHQ2156 3427456432lng emailhIm

dmiddotmiddotmiddotmiddotmiddotto Chemetall

~

ICompany Overview

Chemetall is a global company committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry eg lithium and cesium compounds

Chemetalls businesses historically emerged from the combination of expertise in chemistry and metallurgy which is still mirrored in the companys name Chemetall mainly sells customised packages of products and services ranging from consultation via development through to the operation of entire plants at the customers site - for instance car body pre-treatment in the automotive industry

The companys product portfolio is based on continuous research and development of leading edge technologies High perfOrming products combined with Chemetalls dedication to providing the best technical service and support to its customers have over the decades established excellent market positions in its fields of activity

Chemetall GmbH is headquartered in Frankfurt am Main It is the centre of a worldwide network of some 40 subsidiaries in Europe North and South America Asia Australia and Africa Most of these companies operate their own production sites and many also have their own development laboratories A largely decentralised organisation ensures that each local company can respond quickly and flexibly to the customers needs in its markets whilst at the same time being able to draw on the specialist resources within the Group In this way Chemetall combines the strength of a global supplier with the flexibility and customer focus of a medium-size company

Since August 1st 2004 Chemetall has been part of middotRockwood Holdings Inc

~II ~II

httpwwwchemetaIIcomindexjspjsessionid=D1E2B97C5F308BBEFA7790E98D334D 8112009

202009

~ _ c

bulliJi - - -Hsectr

jmiddotY I Chemetall

f 0

I News

I 2009 I zoosl 2007

2009

May 272009 Significant savings achieved with the change from zinc-phosphating pretreatment to Oxsllanreg technology Opel Replaces its Metal Pretreatment System Adam Opel GmbH in Kaiserslautem Germany is an important more

~tl

April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more

~ff

April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more

~If

February OS 2009 Chemetall Aerospace Technologies has successfully integrated the NOT business of Ely Chemical Company Ltd We are proud to inform our customers around the world that Chemetall has effectively transferred and more

~h~~gPASq~~~~JJetoChemetall~ aiiiiilry f 2009 tile neW legal entity name for ChemetallmiddotOakite will be

cCflemetalltJS Inc more

ctt

January 20 2009 Chemetall Oakite changed its name to Chemetall

Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc more

ft

2008

August 01 2008 Chemetall acquires Nalco Finishing Technologies Rockwood Holdings Inc Chemetall-Group has acquired Nalcos Finishing Technologies (FT) businessnull more

~

July 31 2008 Chemetall announces global price increases Chemetall is currently increasing prices within a range of 5 to 20 percent or implementing and adjusting more

~ff

httpwwwchemetallcomindexjspcontent=newsjspnewsDat=pressreleases_sortbyyear 81112009

2007

----------------- -r - ------1 ------------- c- - --r

April 01 2008 Chemetall acquires NOT Business of Ely Chemical Company Ltd Chemetall GmbH FrankfurtM via its UK subsidiary has acquired the NOT business of the UK basednull more

~JJ

March 29 2007 Chemetall Signs Distribution Agreement with Advanced Chemistry amp Technology Inc Chemetall Aerospace Technologies announced that it has signed an exclusive sales and distribution agreement more

~II

February 212007 Chemetall Acquires the Chemical Division Business of Wirral Fospray Chemetall PLC has announced the acquisition of the chemical division business from Wirral Fospray Limited more

~JI

January 22 2007 Rockwood Appoints M~nlka Engel-Bader President ofChemetal Rockwood Holdings Inc (NYSEROC) has announced that Dr Monika EngelshyBader has been appointed tonull more=

~II

httpwwwchemetallcomindexispcontent=newsi SpnewsDat=pressreleases sortbyyear 8112009

kindof activity Production fields of activity Lithium

~II ~IJ

~ Chemetall US Inc

Country United States Streetaddress 13177 Huron River Drive ZIP MI 48174 City Romulus Phone +1-734-941 3800 Fax +1-734-941-5524 kind of activity Productionmiddot fields of activity Surface Treatment MapMgQ

~I =11

IIsectsectsect Chemetall US Inc

Country United States Streetaddress 16961 Knott Ave ZIP CA 90638 City La Mirada Phone +1800-331-1197 Fax +1 714a70-6480 kind of activity Sales Production fields of activity Surface Treatment Map Mm

~J ~IJ

~ Chemetall US Inc

Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-464-6900 Fax +1908-464-5571 kind of activity Headoffice $ales Production fields of activity Surface Treatment Direct Contact Email oakiteproductschemetaILcom Map Map

~I ~II

httpwwwchemetallcomindexjspcontent=contact choice1jspid=United Statesampconti 81112009

Chemetall~~-V

J 4(

America ~ United Stetes 1lW

Chemetall Foote Corp

Country United States Streetaddress 348 Holiday Inn prive ZIP NC 28086 City Kings Mountain Phone +1-704-739 2501 Fax +1-704-734 0208 kind of activity Headoffice Sales Production fields of actvity Lithium Direct Contact Email footelithiumchemetallcom Map Map

~ II

~ Chemetall Foote Corp

Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-665-9466 Fax +1-908-665-8543 kind of activity Headoffice Sales fields of activity Special metals MapM~

~II ~11

~ Chemetall Foote Corp

Country United States Streetaddress 856 Foote Lane

ZIP TN 37134 City New Johnsonville Phone +1-931-535 3401 Fax +1-931-535 3404 kind of activity Production fields of activity Lithium Map Map

~IJ ~IJ

~ Chemetall Foote Corp

Country United States Streetaddress Hwy 265 ZIP NV 89047 City Silver Peak Phone +1-775-937-2222 Fax +1-775-937-2250

httpwwwchemetallcomindexj spcontent=contact_choice 1jspid=UnitedStatesampconti 8112009

~aa -rlte_middot~ bull Chemetall

II~metaIIOakl~ changeditsnClme tOlhemetall

Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc doing business as Chemetall The same applies to the Canadian subsidiary whose official name will be Chemetall Canada Limited

middotCustomers around the world link Chemetall with quality innovation and extraordinary technical services says Joris Merckx President Surface Treatment at Chemetall middotOne consistent name of our all our subsidiaries will strengthen our corporate brand and with it our image he commented

No changes Will be made to the Mexican and Brazilian entities as these countries already operate their business under the name of Chemetall

About Chemeta

Chemetall a company of Rockwood Holdings Inc (NYSE ROC) is one of the leading global companies committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry including lithium and cesium compounds

Contact Sandra Zirm Phone +496971653605 Mall sandrazirmchemetallcom

~I ~II

Page 3: :;c= ---------------------------------------------x >.' --~ -'- ::~C~l d- r ......Opportunity for Hearing (Complaint) was issued on September 24, 2009 and served on September 28, 2009

3

The parties held an informal settlement conference on December 11 2009 and have been

engaged in ongoing settlement negotiations since To date they have been unable to reach a

negotiated settlement but efforts to reach one continue

II Complainants Witnesses

EPA anticipates that it will call both (or either of) the following witnesses

1) Chester Norman Chemist with EPAs Pesticides and Toxic Substances Branch of the

Division of Enforcement and Compliance Assistance working out of the Agencys Woodbridge

Avenue facility in Edison New Jersey Mr Norman is expected to testify as to his May 2008

inspection of Respondents facility in New Providence New Jersey including his observations

and what information he then otherwise obtained regarding Respondents operations He is also

expected to testify as to information Respondent provided as a follow-up to the inspection and

his evaluation of such information Mr Norman is further expected to discuss and describe

Complainants exhibits the preparation and development of the Complaint how the penalty

amount the EPA seeks in this case was determined and the bases therefor (including compliance

with the TSCA statutory factors and applicable penalty policy) In addition to the above Mr

Normans expected testimony should encompass a host of TSCA Section 8 IUR regulatory

issues how penalties are generally calculated the Regions use and reliance upon the penalty

policy the importance of timely IUR filing reporting and the consequences of a regulated entitys

failure to do so the Agencys use of data reported pursuant to TSCA Section 8 IUR provisions

and the overall importance to the EPA of TSCA Section 8 (including regulatory provisions) and

its objectives with regard to the IUR requirements

2) Daniel Kraft Chief of the Toxics Section of the Pesticides and Toxics Branch of the

Division of Enforcement and Compliance Assistance working out of EPAs Woodbridge

4

Avenue facility in Edison New Jersey3 Mr Kraft is expected to testify as to his review of the

Complaint after it had been initially drafted His expected testimony will also encompass the

preparation ofthe Complaint with regard to its consistency with and adherence to the applicable

TSCA statutory and regulatory provisions the bases for the substantive allegations the

determination of the penalty amounts sought (including EPAs use of and reliance upon the

applicable TSCA penalty policy) and the appropriateness of the proposed civil penalty relative to

the facts and circumstances underlying this proceeding Mr Krafts expected testimony should

further cover a host of TSCA Section 8 IUR regulatory issues how penalties are generally

calculated the Regions use and reliance upon the penalty policy the importance of timely IUR

filing reporting and the consequences of a regulated entitys failure to do so the Agencys use of

data reported pursuant to TSCA Section 8 IUR provisions and the overall importance of TSCA

Section 8 (including regulatory provisions) and its objectives to EPA with regard to IUR

requirements Mr Kraft is also expected to discuss and explain the significance of various

exhibits Complainant intends to offer

To the extent not prohibited by the rules of procedure of this proceeding 40 CFR Part

22 EPA reserves the right to call or not to call any of the aforementioned potential witnesses

The listing of the expected scope of the testimony of each witness is not intended to limit EPAs

right to modify or otherwise expand upon the scope and extent of the testimony of each such

witness where appropriate (such as in response to evidence Respondent might present or

testimony its witnesses might proffer) EPA might list additional witnesses in any rebuttal

prehearing exchange(s) the Agency might file

Mr Kraft has been temporarily assigned to be the Acting Chief of this branch

5

III Complainants Exhibits

EPA anticipates offering into evidence the following documents and records copies of

which are annexed hereto (unless otherwise specifically noted below) these materials will be

identified as Complainants Exhibit with each exhibit numbered with the following Arabic

numerals

1 The Enforcement Response Policy for Reporting and Recordkeeping Rules and

Requirements for TSCA Sections 812 and 13 produced by EPAs Toxics and Pesticides

Enforcement Division of the Office of Regulatory Enforcement within the Office of Enforcement

and Compliance Assurance (revised March 31 1999 effective June 1 1999) (hereinafter the

TSCA Section 8 penalty policy) This document was referenced in the Complaint (pages 8-9)

and is publicly available at httpcfpubepagovcomplianceresourcespoliciescivilltsca4

2 June 5 2006 memorandum Penalty Policy Supplements Pursuant to the 2004 Civil

Monetary Penalty Inflation Adjustment Rule from Stephanie Brown the Acting Director of the

Toxics and Pesticides Enforcement Division of the Office of Civil Enforcement to Regional

Counsels and Regional TSCA FIFRA and EPCRA Division Directors (including Appendix A

Appendix B and p~ge 8-A the pages pertinent in whole or in part to the TSCA Section 8

penalty policy)

In order to save the paper required to make multiple copies of the TSCA Section 8 penalty policy copies of it will not be physically included as part of this initial prehearing exchange This document will be provided if so ordered by the Court andor if Respondent requests a copy To the extent not previously done or as otherwise ordered by this Court at the time of hearing Complainant will provide copies of this document As this document is publicly available on the Internet it is readily accessible Further pursuant to 40 CFR sect 2227(b) this Court is required to consider any civil penalty guidelines issued under [TSCA] The TSCA Section 8 penalty policy constitutes a civil penalty guideline[] issued under [TSCA]

6

3 TSCA Section 5 and 8 Inspection report from Chester Norman and Leonard

Pappalardo to Daniel J Kraft with Notice ofInspection

4 The IUR form (Form U) submitted on September 242008 together with

accompanying correspondence Because such documentation contains Confidential Business

Information it will not be included as part of this Initial Prehearing Exchange the exhibit here

will bear the notation CBI Deleteds

5 United States National Library of Medicine ChemIDplus Advanced with regard to the

three chemical substances Respondent is alleged to have manufactured at its La Mirada

California facility (each followed by its Chemical Abstracts Service Registry Number [CAS

Number 40 CFR sect 7043])

Zinc dihydrogen phosphate (13598-37-3)

Phosphoric acid monoethanolamine salt (29868-05-1) and

Sodium dihydrogen phosphate (7558-80-7)

6 United States National Library of Medicine ChemIDplus Advanced with regard to the

16 chemical substances Respondent is alleged to have manufactured at its Romulus Michigan

facility (each followed by its CAS Number)

This documentation will be provided to the Court in accordance with applicable CBI regulations and protocol prior to the start of the hearing or as otherwise directed by this tribunal At the moment it is not being provided in order to minimize the number of documents containing CBI information in circulation Respondent having prepared the document obviously is aware of this document and what it contains

Complainant wishes to draw this Courts attention to paragraph 31 of the Answer which states in part that filings were subsequently made on a voluntary basis on or about September 242008 Furthermore with regard to the identity of the chemical substances Complainant directs this Court to paragraphs 25 39 and 40 (listing the chemical substances manufactured imported at both facilities)Respondent has admitted the allegations in these three paragraphs

7

Sodium dihydrogen phosphate (7558-80-7)

Zinc nitrate (7779-88-6)

Manganese dihydrogen phosphate (18718-07-5)

Zinc dihydrogen phosphate (13598-37-3)

Manganese nitrate (10377-66-9)

Potassium oleate (also known as potassium cis-9-octadecenoic acid 143-1middot8-0)

Phosphonic acid PPP - [nitrilotris (methylene)] tris sodium salt (also known as sodium aminotris (methylenephosphonate) 20592-85-2)

Sodium silicate (1344-09-8)

Potassium tetraborate (also known as boric acid dipotassium salt 1332-77-0)

Potassium tallate (61790-44-1)

Triethanolamine borate (also known as boric acid compd with 222-nitrilotris (ethanol) 68413-80-9)

Dipotassium octenyl succinate (also known as butanedioic acid 2(octen-l-yl)- potassium salt (1 2) 58641-28-4)

Ethanol (64-17-5)

Chromium phosphate (also known as chromic phosphate 7789-04-0)

Ammonium dihydrogen phosphate (also known as monoammonium phosphate 7722-76-1) and

3-aminopropyl silanetriol (also known as silanetriol 1-(3-aminopropyl)- 58160shy99-9)

7 United States National Library of Medicine ChemlDplus Advanced with regard to the

one chemical substance sodium hydrogen phosphate (also known as disodium phosphate CAS

Number 7558-79-4) Respondent is alleged to have imported at its Romulus Michigan facility

8 Information from the EPA website on Respondent and its operations

9 Dun amp Bradstreet report for Chemetall Oakite Inc [sic] printed August 132009

8

10 Dun amp Bradstreet report for Chemetall US Inc printed August 11 2009

11 Information retrieved August 11 2009 from wwwchemetallcom

Complainant may request this Court to take judicial notice of appropriate matters in

accordance with 40 CFR sect 2222(t)

IV Hearing Arrangements

Complainant requests that a hearing in the matter be in New York City (New York

County) the location of the main office of EPA Region 2 Complainant anticipates being able to

present her case-in-chief in probably two days three at the most

V Proposed Penalty Amount Determination

An explanation as to EPAs derivation of the penalty assessment proposed and the

reasoning behind it is set forth on pages 8 and 9 of the Complaint As noted there this penalty

has been developed in accordance with Section 16(a) ofTSCA 15 USC sect 2615(a) with

specific reference made to and guidance provided by the TSCA Section 8 penalty policy which

has been listed as part of Complainants exhibits

On page 5 of this document it explains that the TSCA Civil Penalty policy published on

September 10 1980 in the Federal Register establishes a systems for determining penalties in

administrative actions brought pursuant to TSCA sect 16 Further

EPA believes that the system is a r~asonable interpretation of the statutory penalty factors in TSCA section 16 Under that system penalties are determined in two stages (1) determination of a gravity based penalty (GBP) and (2) adjustments to the gravity based penalty

To determine the gravity based penalty TSCA sect 16(a)(2)(B) requires the Agency to take into account the statutory factors of Nature Circumstances Extent and Gravity

9

The TSCA Section 8 penalty policy then adumbrates how each of those factors is taken

into account These factors are used in a matrix (a grid) to arrive at an appropriate GBP At that

point [0]nce the gravity based penalty has been determined upward or downward adjustments

to the penalty amount are made by taking into account the following factors with respect to the

violator the degree of culpability whether there is a history of prior such violations a

respondents ability to pay its ability to continue in business and such other factors as justice

may require be considered Page 6 (unless otherwise noted subsequent page references are to the

TSCA Section 8 penalty policy) It is the gravity based penalty that is a function of the nature

circumstances and extent of each violation Page 7

Any failure timely to report for the TSCA Inventory Update is classified as hazardrisk

assessment in nature Page 9 The classification of circumstance level can be from 1 to 6 these

levels make-up the vertical axis on the grid As noted on page 1 a failure to timely report for the

TSCA Inventory Upgrade is classified as a Levell violation and it is assessed as a one-day

violation ie penalties are not assessed on a day-by-day basis The extent level represents the

second step in determining the gravity based penalty The levels are Major Significant and

Minor As noted on page 12 an IUR failure is classified as Significant extent level

Using these classifications the gravity based penalty is derived In the TSCA Section 8

penalty policy (the edition issued in 1999) the amount listed for these parameters is $18700 In

accordance with the June 5 2006 memorandum (Complainants Exhibit 2 page 8-A) this

number has been increased to $21922 This increased amount has been in effect subsequent to

March 152004 Therefore for an IUR violation occurring after March 152004 but before

January 122009 the penalty amount that corresponds to a Circumstance Levelland a

Significant Extent Level is $21922 This represents the gravity based penalty for each of the 20

chemicals Respondent failed timely to report

With regard to adjustments to the gravity based penalty as discussed on pages 15-17

these are considered after issuance of the Complaint normally as part of the settlement

10

negotiation process This is noted on page 9 of the Complaint wherein it states that the penalty

amount listed represents the facts and circumstances known to Complainant up to the time of the

issuance of the Complaint

VI Paperwork Reduction Act

The Paperwork Reduction Act of 1980 as amended 44 USC sect 3501 et seq (the

PRA) does not bar EPAs prosecution of this action or its attempt to obtain a penalty for

violations arising from Respondents alleged failure to report during the period of August 25

2006 through March 23 2007

Respondent is alleged to have violated 40 CFR sect 71053 (paragraphs 32 and 48 of the

Complaint) Thjs provision is part of Subpart C of Part 710 Inventory Update Reporting for

2006 and Beyond The OMB (Office of Management and Budget) Control Number for the 40

CFR Part 710 Subpart C regulations is 2070-0162 40 CFR Part 9 The relevant ICR

number was 188403 OMB approval for this ICR number was secured on May 3 2006 with an

expiration date of May 31 2009 71 Fed Reg 34932 (June 162006) [FRL-8184-3] The

Federal Register of September 52008 referring to OMB Control No 2070-0162 announce[d]

that EPA is planning to submit a request to renew an existing approved Information Collection

Request (ICR) to the Office of Management and Budget (OMB) 73 Fed Reg 51805 [FRLshy

8370-3] The announcement that this ICR now bearing number 188404 was submitted to the

OMB was published on May 12 2009 74 Fed Reg 22163 [FRL 8903-4] This ICR was

approved on September 172009 and it will expire on September 302012

Display of the relevant OMB number has been frequent and consistent See eg 40

CFR Part 9 (July 12006 edition)

Because there had been no lapse in approval at the time the alleged violations arose the

PRA is not a bar to EPAs attempt to prosecute this action and to obtain a penalty for such

violations

11

Dated May 26 2010 New York New York

Le~ A Spielmann Assistant Regional C6unsel Waste and Toxic Substances Branch Environmental Protection Agency Region 2 290 Broadway 16th floor New York New York 10007-1866 212-637-3222 fax 212-637-3199

TO

Regional Hearing Clerk US Environmental Protection Agency Region 2

Honorable Barbara A Gunning Presiding Officer

Benne C Hutson Esq McGuire Woods LLP Counsel for Respondent

In re Oakite Products Inc et al Docket No TSCA-02-2009-9148

CERTIFICATE OF SERVICE

I certify that I have this day caused to be sent the foregoing COMPLAINANTS INITIAL PREHEARING EXCHANGE dated May 26 2010 in the following manner to the respective addressees listed below

Original and One Copy By Inter-Office Mail

Office of Regional Hearing Clerk US Environmental Protection Agency - Region 2 290 Broadway 16th floor New York New York 10007-1866

Copy by UPS Overnight Mail

Honorable Barbara A Gunning Administrative Law Judge US Environmental Protection Agency Franklin Court Building 1099 14th Street NW Suite 350 Washington DC 20460

Copy by UPS Overnight Mail

Benne C Hutson Esq McGuire Woods LLP 201 North Tryon Street PO Box 31247 (28231) Charlotte North Carolina 28202

Dated May 26 2010 New York New York

THE ENFORCEMENT RESPONSE POLICY FOR REPORTING AND RECORD-KEEPING RULES AND REQUIREMENTS FOR TSCA SECTIONS 8 12 AND 13 produced by EPAs Toxics and Pesticides Enforcement Division of the Office of Regulatory Enforcement within the Office of Enforcement and Compliance Assurance (revised March 31 1999 effective June 1 1999) available at httpcfpubepagovcomplianceresourcespoliciesciviltscal

tEO sr 1 p

gt ft t UNITED STATES ENVIRONMENTAL PROTECTION AGENCY S~~11 o Cl WASHINGTON DC 20460 ~ ltl

~ l of( AOt~c

OFFICE OF ENFORCEMENT AND

COMPLIANCE ASSURANCE

JUN - 5 2006

MEMORANDUM

SUBJECT Penalty Policy Supplements Pursuant to the 2004 Civil Monetary Penalty Inflation Adjustment Rule

FROM Stephanie P Brown Acting Director AIPdJ~YJmiddot~ Toxics and Pesticides Enforcement Di~~i~middot -- --- Office of Civil Enforcement

TO Regional Counsels Regional TSCA FIFRA and EPCRA Division Directors

This memorandum modifies each enforcement responsepenalty policy (Penalty Policy) within the purview ofthe Toxics and Pesticides Enforcement Division (TPED) to adjust for the Civil Monetary Penalty Inflation Adjustment Rule published in the Federal Register 011 February 132004 (69 Fed Reg 7121) and codified at 40 CFR Parts 19 and 27 (Final Rule) The matrices herein supercede and void any interim matrices for the 2004 rule issued or used by TPED or a Regional Office In accordance with the Final Rule all violations occurring on or after March 152004 are subject to statutory penalties adjusted for inflation A complete list of each Penalty Policy subject to this memorandum is provided at Attachment A Appendix B provides instructions for amending each Penalty Policy as well as updated matrices for inseliion into each policy

The adjustments here follow the implementation policy established in the attached September 212004 memorandum signed by Thomas V Skinner That memorandum provides for adjusting each cell in a penalty matrix by multiplying the existing gravity-based penalty component by 11723 We are aware that this approach results in penalty amounts (within matrix celIs) that are not roimded-off as compared to previous iterations This is the outcome required by proper application of the Final Rule The September 212004 memorandum also provides for rounding the aggregate penalty in a particular case to the nearest $100 unit after calculating and summing the gravity-based penalties for each count in the case

Intemet Address (URL) bull hltpllwwwepagov ReCycledRecyclable Prin18d with Vegetable Oil Baaed Inks on Recycled Paper (Minimum 5Olo Postconsumer content)

Violations occurring before March 152004 and after January 30 1997 remain subject to penalties adjusted for inflation as specified in TPEDs April 18 1997 memorandum entitled Penalty Policy Suwlements Pursuant to the Civil Penalty Inflation Adjustment Rule Copies of this memorandum are available upon request

Please contact Brian Dyer at (202) 564-4166 (dyerbrianepagov) if you have any questions concerning these penalty adjustments

Attaclunents

cc Rosemarie Kelley US EPA OECAOCE David Abdalla us EPA OECAOCE Susan OKeefe US EPA OECAOCE John Neylan US EPA OECAOC Tom Ripp US EPA OECAOC Priscilla Flattery US EPA OPPTSOPPT Ben Smith US EPA OEIOIAA

Craig Matthiessen US EPA OSWERJOEM Daniel Helfgott US EPA OPPTSOPP Deborah Brown US EPA Region 1 Nancy Bannakian US EPA Region 1 Ken Stoller US EPA Region 2 Adrian Enache US EPA Region 2 Daniel Kraft US EPA Region 2 John Higgins US EPA Region 2 Ken Eng US EPA Region 2 Harry Daw US EPA Region 3 Aquanetta Dickens US EPA Region 3 Mikal Shabazz US EPA Region 3 Jeaneanne Gettle US EPA Region 4 Anthony Toney US EPA Region 4 Joanne Benante US EPA Region 4 Caron Falconer US EPA Region 4 Anthony Restaino US EPA Region 5 MarkHorwitz US EPA Region 5 Bob Goodfellow US EPA Region 6 Maria Martinez US EPA Region 6 Steve Vargo US EPA Region 6 Jamie Green US EPA Region 7 Mark A Smith US EPA Region 7 Elisabeth Evans US EPA Region 8 Pam Cooper US EPA Region 9 Paula Bisson US EPA Region 9 Scott Downey US EPA Region 10

TPED Pen Adj Memo wAttachments - Page 2 of J9

ATTACHMENT A

FEDERAL INSECTICIDE FUNGICIDE AND RODENTICIDE ACT

FIFRA Worker Protection Standard Penalty Policy - Interim Final- (0901197)

Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act --Good Laboratory Practice (GLP) Regulations - (093091)

Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act (FIFRA) - (070290)

FIFRA Section 7(c) Enforcement Response Policy - (021086)

TOXIC SUBSTANCES CONTROL ACT

Section 1018 - Disclosure Rule Enforcement Response Policy - (020100)

Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8 12 AND 13shy(033199)

Polychlorinated Biphenyls Penalty Policy - (022698)

Enforcement Response Policy for TSCA Section 4 Test Rules - (052886)

Amendment to the TSCA Section 5 Enforcement Response Policy - (060889)

Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Polic~ - (013189)

Interim Final Enforcement Response Policy Asbestos Abatement Projects Worker Protection Final Rule - (111489)

Final TSCA GLP Enforcement Response Policy - (040985)

EMERGENCY PLANNING AND COMMUNITY RIGHT-TO-KNOW ACT

Enforcement Response Policy for Section 313 of the Emergency Planning Community Right-ToshyKnow Act (1989) and Section 6607 of the Pollution Prevention Act (1990) Amended shy(041201)

Enforcement Response Policy for Sections 30~ 311 and 312 of the Emergency Planning and Community Right-to-Know Act (1989) and Section 103 of the Comprehensive Environmental Response Compensation and Liability Act -(093099)

TPED Pen Adj Memo wAttachments - Page 3 of 19

ATTACHMENT B

FlFRA

Insert table (p 4-A) behind page 4 FIFRA Worker Protection Standard PenaltY Policy - Interim Final (090 97)

No insert Rodenticide Act - Good Laboratory Practice (GLP) Regulations (093091) Enforcement Response Policy for the Federal Insecticide Fungicide and

When proposing penalty amounts under the Enforcement Response Policy for GLP Regulations dated September 30 1991 actual dollar amounts are determined by using the ERP for FIFRA (070290) See directions below for F1FRA ERP

Insert after page 19-A in the policy and page CshyRodenticide Act (070290) Enforcement Response Policy for the Federal Insecticide Fungicide and

I in the appendix

No insert While the FIFRA ERP (1990) does not supersede the Section 7(c) ERP (1986) the matrix setting forth the penalties in the ERP for FIFRA (070290) should be used instead of the matrix in the 1986 policy

FIFRA Section 7(c)Enforcement Response Policy (021086)

TSCA

Insert matrix (Appendix B-4-A) behind Appendix B-4

Section 1018 - Disclosure Rule Enforcement Response Policy (020 I00)

Insert matrix (p7-B) behind page 7-A 12 AND 13 (033199) Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8

Polychlorinated Biphenyls Penalty Policy (040990) Insert matrix (p9-B) behind page 9-A

Enforcement Response Policy for TSCA Section 4 Test Rules (052886) Insert matrix (p2-B) behind page 2-A

Amendment to the TSCA Section 5 Enforcement Response Policy (060889) Insert matrix (p16-B) behind page 16-A

Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Insert matrix (pII-B) behind page II-A Policy (0 131 89) Insert matrix (p17-B) behind page 17-A

Interim Final Enforcement Response Policy - Asbestos Abatement Projects Insert matrix (p 6-B) behind page 6-A Worker Protection Final Rule (111489)

Final TSCA GLP Enforcement Response Policy (040985) Insert matrix (pA-B) behind page 4-A

EPCRA

Enforcement Response Policy for Section 313 of the Emergency Planning and I Insert matrix (pi I-B) behind page II-A Community Right-To-Know Act (1989) and Section 6607 ofthe Pollution Prevention Act (1990) Amended (04120 I )

Final Enforcement Response Policy for Sections 304 311312 of EPCRA and I Insert matrix (pp 20C amp 200) behind page 20B Section 103 ofCERCLA (093099)

TPED Pen Adj Memo wAttachments - Page 4 of 19

Page8-A

Gravity based penaltY matrix to supplement Recordkeeping and Reporting Rules and Requirements for TSCA Sections 8 12 and 13 for violations that occur on or after March 15 2004 Insert behind ~e 8

TSCA sectsect 8 12 amp 13 GRAVITY BASED PENALTY MATRIX

EXTENT CIRCUMSTANCES

A B C Major Significant Minor

LEVELS 1 $32500 $21922 $6448

High Range 2 $25791 $16764 $3869

3 $19343 $12895 $1934 Mid Range

4 $12895 $7737 $1290

5 $6448 $3869 $645 Low Range

6 $2579 $1676 $258

Note After calculating the gravity-based penalty for each count the total applicable gravity-based penalty for all counts in a particular casematter should be rounded to the nearest unit of $100 as required by the memorandum from Thomas Skinner dated September 212004 implementing the Civil Monetary Penalty Adjustment Rule as published in the Federal Register on February 132004 (69 FR 7121)

TPED Pen Adj Memo wAnachments - Page 9 of 19

UNITED STATES ENVIRONMENTAL PROTECTION AGENCY

TSCA Section 5 and 8 Inspection Chemetall Oakite Inc 675 Central Avenue New Providence NJ 07974

From Chester Norman Chemist Leonard Pappalardo Chemist Toxics Section Toxics Section

To Daniel 1 Kraft Chief Toxics Section

On May 14 2008 a TSCA Section 5 and 8 inspection was conducted at Chemetall Oakite Inc at the address listed above This inspection was conducted as part of the regional neutral inspection scheme We scheduled the meeting in advance with Mr Michael Chang Manager Health and Environmental Department Upon arriving at Chemetall Oakite Inc official credentials were presented to Mr Michael Chang Julia C Murray Vice President Technical Marketing and Ron Ascenzo Director Technical Marketing Notices ofInspection (Attachment 1) and Confidentiality (Attachment 2) were issued and explained to Ms Murray Ms Murray signed the notices

Chemetall Oakite is an importer of chemicals They import metal cleaners and surface treatment chemicals They have approximately 110 employees in New Providence New Jersey Chemetall has been at this site since 2006 prior to that they were located in Berkley Heights New Jersey Chemetall Oakite Inc is also known as Chemetall Chemical Products and Chemetall Americas Chemetall Americas is owned by Rockwood Holding Company who is owned by Chemetall BMGH in Germany Their Standard Industrial Codes (SIC) is 5169 The companys fiscal year is the calendar year Ms Murray said Chemetall Oakite Incs corporate sales were approximately $100000000 Chemetall Oakites facility in New Providence New Jersey is the corporate headquarters sales export and import offices and their research and development laboratories for the United States Chemetall Oakite Inc has manufacturing facilities in La Mirada CA and Romulus MI

We asked if they filed an Inventory Update Report for the 2006 reporting period They didnt know We asked if they filed a preliminary assessment inventory report for any of the chemicals the company manufactures or imports and they responded they didnt know We asked if they filed any PMNs recently they responded with a 10 year old low volume exemption and an older PMN We asked if they filed any significant new use report they responded no We asked if they had a

TSCA Section 8c file They also responded no

We issued Receipts for Samples and Documents and Confidential Business Information Nothing was declared Confidential

Attachments 1 Notice ofInspection 2 Notice of Confidentiality 3 Receipt for Samples and Documents 4 Declaration of Confidential Business Information

I bull US ENVIRONMENTAL PIlOTECTlON ~- WASHINGTON DC 204Ci0

TOXIC 5UBSTAlCES CONTllOL ACI EPA-----_- _--__--------------------- shyTOXICS SECfION - NOTICE OF INSPECflON

1_ INVESTIGATION IDENT1FICAnON 3 F~Z~ ~~7jJi--- Chemetall Oaki 42008

S FACllrryS ADDRESS

~PA Region 2 MS-I05 iPECTORS ADDRESS

675 Central Ave Woodbridge Avenue New Providence New Jersey 07974-1560

on NJ08837-5602

REASON FOR INSPECTION

Under the authority of Section II of the Toxics Substances Control Act

b For the purposes of inspecting (Including taking samples photographs statements and other inspection activities) an establisbment facility or other premises in which chemical substances or mixtures or articles containing same are manufactured processed or stored or held before or after their distribution in commerce ( including records files papers processes controls and facilities) and any conveyance being used to transport chemical substances mixtures or articles containing same in connection with their distribution in commerce (including records files papers processes controls and facilities) bearing on whether the requirements of the Act applicable to the chemical substances mixtures or articles within or ass()Ciated with such premises or conveyance have been complied with

In In addition this inspection extends to (Check appropriate blocks)

Jq- A Financial data o D Personnel data I

LV B Sales data o E Research data

13 C Pricin ~ data The natureland extent of the inspection of such data specified in A through E above is as follows

~rtification

lcknowledge that the statements I have made on this fonnand all attachments thereto are true accurate and complete I acknowledge that y knowingly false or misleading statement may be punishable by fine or imprisonment or both under applicable law

PREVIOUS VERSIONS ARE OBSOLETE

ME

rnE Chemist

DATE SIGNED

~r TI11E -shy~J ~ea~~ (1 4~

A FORM 77ltWmiddot3A FOR 1018 (REVISED JAN 2002)

IUR FORM (Form U) submitted September 24 2008

CBIDELETED

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United State~ qNational Library ChemlDplus AdVanCed Nl 1 of Medicine

News SIS Home I Site I About Us I Contact I Help

~~Health amp To~~ oIQ2llifI lI-ChemIDplus Lite ~Advanced

0- 0shy

-P 0 0shy

Zn2+ 0shyNAME Phosphoric acid zinc salt (21) 1RN 13598-37-3

l) - P -o-Il o

MW 25533

Enlarge Structure

SHrch Infomudion

Bask For more information about this substance NlWiglitiOn

you may select from the the links below

File Locator DSL [I] Domestic Sub List of Canada

EINECS [I] EU Inv of Exist Comm Chem Sub

PubChem [I] PubChem

RTECS [I] Reg of Toxic Eft of Chern Sub

TSCAINV [I] EPA Chern Sub Inventory

Internet Locator EPA SRS [I] EPA Substance Registry System

Bacls to Previous Page

US National Library of MediQilg 8600 Rockville Pike Bethesda MD 20894 National Institutes of Health Department of Health amp Human Services Copyright and Privacy Policy Freedom of Informatio~ Accessibility

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OH I

HO-P-OH

1 o

NAME Ethanol 2-amino- phosphate (1 ) RN 29868-05-1 r

OH

MW 159077

Enlarge Structure

s_tc Information For more information about this substance

you may select from the the links below

File Locator DSL rn Domestic Sub List of Canada

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search Navigation

Back to Prelious Page

US National Library of M-edicine 8600 Rockville Pike Bethesda MD 20894 National Institutes of Health Department of Health amp Human Services Copyright and Privacy Policy Freedom of Information ft4 Accessibility

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o II

HO- P-O- Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH

MW 119976

=nlarge Structure

Basic ellmiddotFor more information about this substance NavigationInformation you may select from the the links below

File Locator ClinicalTrialsgov ill NIH ClinicalTrialsgov

DART rn Developmental and ReprodTox

DailyMed rn NLMFDA Drug Labelling

DrugPortal rn NLM Drug Information Portal

EINECS rn EU Inv of Exist Comm Chem Sub

EMIC ill Env Mutagen Info Center

HSDB rn Hazardous Substances Data Bank

Household Products rn Household Products Database

MeSH rn Medical Subject Headings File

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PubMed rn Biomedical Citations From PubMed

PubMedAIDS rn AIDS Citations from PubMed

PubMed Cancer rn Cancer Citations from PubMed

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o II

HO - P shy 0shy Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH

MW 119976

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VJJJU1LlpJU) L1UVUJJ U 1 a~~ J VJ k

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NAME Zinc nitrate RN 7779-88-6

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0shyI

N+i o 0shy

Zn2+ 0shy

I N+ 0shy0

MW 189398

InJil~~tJ(tlJr~

ell Navigiltlon

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ampampampampamp ampu I IU Y fo4IampU ~ L U~ La o

IRQ rn CERCLA Reportable Quantities I

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0 0

pl

o 0

Mn2 lt

NAME Phosphoric acid manganese(2+) salt (21) RN 18718-07-5

0 I

o-p -o-Il o

MW 244878

Enlarge Structure

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0- 0_

po 0_

Zn2+ 0shyNAME Phosphoric acid zinc salt (21) lRN 13598-37-3 -0 - P -o-Il o

MW 25533

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0shy

I ~N-o 0shy

Mn+ NAME Manganese nitrate 0shyRN 10377-66-9 I

N+- 0shy0

MW 178946

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hale SurchFor more information about this substance Information NllMgatlon

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NAME Potassium cis-9-octadecenoic acid RN 143-18-0

o

O

(

MW 320555

Enlarge Structure

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OH I

HO-P=O

~ OHN~I

0) p NAME Sodium aminotris(methylenephosphonate) II OHRN 20592-85-2

0P HO shy

OH

MW 2990478

Enlarge Structure

hale I~----F-o-r-m-o-re-in-fo-r-m-a-t-io-n-a-b-o-u-t-t-hi-s-s-u-b-s-ta-n-c-e------1 N=~Information

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NAME Sodium silicate RN 1344-09-8

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0shyt

O=Si 0shy

MW 122063

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Na+

Na+

SNrell N8Yfgetlon

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NAME Boric acid dipotassium salt RN 1332-77-0

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NAME Potassium tallate No StructureRN 61790-44-1

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HO OH

j ~

HO

OH

J NAME Boric acid compd with 222middotnitrilotris (ethanol) OH ~N-

HO

RN 68413middot80middot9

MW 2110202

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f

NAME Butanedioic acid 2-(octen-1-yl)- potassium salt (1 2)

ti~middotmiddot

(gt

a

RN 58641-28-4

MW 304466

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H3C OH

NAME Alcohol [USP] RN 64-17-5

MW 460684

~nlarge Structur~

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H3C OH

NAME Alcohol [U5P] RN 64-17-5

MW 460684

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0shy

IOp-o- cr3+

NAME Chromic phosphate I 0shyRN 7789-04-0

MW 146966

Enlarge Structure

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NAME Monoammonium phosphate RN 7722-76-1

0 II

HO-P -0shyI

NW 4

OH

MW 115024

Enlarge Structure

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HO OH Si NH2NAME Silanetriol 1-(3-aminopropyl)shy HO ~ ~

RN 58160-99-9

MW 13721

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Na+ o II

HO- p- 0shyNAME Disodium phosphate IRN 7558-79-4 0- Na+

MW 141958middot

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Ron Felper

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556121200 Cham_Uslnc Chemelall dalcrle 675 Centrol we 11_ PrrMdllf1C8 Union NJ 07974 POBOX 7 New PrrMdence NJ 079740007 9OB-464~900

26420000 Polishes and sanitation goods 325612 325612-Po1ish amp 01 Ssnitalion Gd MIg Ronald Felber Pesident

90 340 S130723000

016164399 0000000oo 016164399

PRIVATE COMPANY HEADQUARTERS 40697755 74408967

custservdnbcom To Lee SpielmannR2USEPAlUSEPA Karen

bull SeetlR2USEPAlUSEPA08132009 11 22 AM

cc

bcc

Subject CHEMETALL OAKITE INC DampB Business Information Report

The folloWing e-mail was sent to you by seetkarenepagov Personal Note

ampBhas more options to help you decide with confidence Learn more about DampB eroducts and services lis this an important decision ~ IUJlilIImil

Get more with DampBs Enhanced Comprehensive Report ~I bull Business failure and credit scores

Click here to provideI bull Context behind the scores Added industrY and Financial comDarisons feedback on this report

iiiiRi55i~iiiiiAii~1~-

ort on this business

J --1- )21 _II1tjjjj1 Wgll_~yg 1

Copyright 2009 bun amp Bradstreet - Provided under contract

for the exclusive use of subscriber 264750059L

ATTN Lee Spielmann Report Printed AUG 13 2009

========================~======~=================================

============== BUSINESS SUMMARY

==========~======================================================

==============

CHEMETALL OAKITE INC (SUBSIDIARY OF ROCKWOOD SPECIALTIES INC PRINCETON NJ) 675 Central Ave New Providence NJ 07974

This is a headquarters D-U-N-Sreg Number 93-771-2248 (subsidiary) location Branch (es) or division(s) exist DampB Rating

Mailing address PO Box 7

II I

New ~rovidence NJ07974

Web site wwwrockwoodspeciallI IIIIIIIIIIIIII

Telephone

Chief executive

Year started

Management control

Employs

Sales

History

SIC

Line of business

tiescom

908 464-6900

RON FELPER PRES

1987

2006

100 (65 here)

$100000000

CLEAR

5169

Whol corrosion preventative chemicals

III III

================================================================= ===============

SPECIAL EVENTS ================================================================ ==============

06142007 Business started 1987 Present control succeeded June 2006

================================================================= ==============

SUMMARY ANALYSIS ================================================================= ==============

DampB Rating

The blank rating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and

that further enquiry should be made before reaching a decision Some reasons for using a _II symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information

Below is an overview of the companys rating history since 061507

DampBRating Date Applied 061507

The Summary Analysis section reflects information in DampBs file as of August 102009

=================~======~==~==~=======================~==========

============== INVESTIGATIVE SERVICES

================================================================= ==============

Update available on request

This information is being provided to you immediately in the interest of speed This reportmay not reflect the current status of this business DampB can investigate this business and update the information based on the resulta of that investigation

By ordering a standard investigation the same day you order this report an updated report will be provided to you at no extra cost

=========~=======================================================

==============

CUSTOMER SERVICE ================================================================= ==============

If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you

~ (

are outside the us contact your local DampB office

Additional Decision Support Available

Additional DampB products monitoring services and specialized investigations are available to help you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcom

=================================================================

===== = = = === = = =

HISTORY ================================================================= ==============

The following information was reported 08182008

Officer(s) RON FELPER PRES

THE OFFICER(S)

Business started 1987 Present control succeeded June 2006 100 of capital stock is owned by the parent company

RON FELPER Work history is unknown

Business address has changed from 14826 Ne 95th St Redmond WA 98052 to 675 Central Ave New Providence NJ 07974

=~===============================================================

==============

CORPORATE FAMILY =====================c=========================================== ==============

The following global corporate family members are related to this busihess

Members are listed alphabetically first by company name then by country or us state then by city

Global Ultimate Rockwood Holdings Inc Princeton NJ 01-616-4399

Parent Rockwood Specialties Group Inc Princeton NJ 10-679-3433

Affiliates (US) Advantis Technologies Inc Alpharetta GA 93-189-6385 Alphagary Corporation Leominster MA 09-743-4484 Ceramtec North America Innovative Laurens SC 17-483-0034 Ceramic Engineering Corporation Chemetall Foote Corp Kings Mountain NC 00-232-9456 Chemical Specialties Inc Charlotte NC 04-297-3313 Pure Wafer Inc Prescott AZ 83-746-8321 Rockwood Pigments NA Inc Beltsville MD 04-754-7690 Southern Clay Products Inc Gonzales TX 04-166-1737

Affiliates (International) AlphaGary (Canada) Limited Stoney Creek CANADA 24-924-8626 Cs i Kemwood AB Helsingborg SWEDEN 35-401-6487middot ProCeram spolmiddot s ro Dolni Rychnov CZECH 49-516-1929

REPUBLIC

== = = == = == = == ==== = == = = = == = = ==== = ==== = = ==== = = ===-= = = = = === == == === =

==============

OPERATIONS ===================~==========~====================== ============

==============

08182008

Description Subsidiary of Rockwood Specialties Inc

Princeton NJ started 2000 which operates as a wholesaler

of chemicals or allied products Parent company owns 100

of capital stock

Wholesales corrosion preventative chemicals (100)

Terms are Net 30 days Has 600+ account(s) Sells to

aerospace industry Territory North and South America

Nonseasonal

Employees 100 which includes officer(s) 65 employed here

Facilities Leases premises in a single story brick building

Location Central business section on well traveled street

Branches This business has multiple branches detailed branchdivision information is available in

Dun amp Bradstreets linkage or family tree products

==============~==============~===================================

==============

SIC amp NAICS ================================================================= ==============

SIC Based on information in our file NAICS DampB has assigned this company an extended 8-digit SIC DampBs use of 424~90 Other Chemical and Alli~d

a-digit SICs enables us to be more Products Merchant specific to a companys operations Wholesalers than if we use the standard 4-digit code

51691001 Anti-corrosion products

=================================================~== ============

============== PAYMENT SUMMARY

==============~===========~=========================== ===========

===============

DampB has not received a sufficientsample of payment experiences to establish a PAYDEX score

DampB receives over 600 million payment experiences each year We enter these new and updated experiences intoDampB Reports as this information is received At this time none of those experi~nces relate to this company

=======================================================~==========

============== FINANCE

================================================================= ==-= = = == == === ==

06142007

On JUN 14 2007 Michael Lissandrello SIs Mgr deferred financial statement

Michael Lissandrello submitted the following partial estimates dated JUN 14 2007

Sales for 2006 were $100000000

As of June 14 2007 a search of Dun amp Bradstreets Public Record database found no open suits liens judgements or UCCs to which Chemetall Oakite Inc at 675 Central Ave New Providence NJ was named defendant or debtor Public records received hereafter will be entered into the database and will be included in reports which contain a Public Filings ~ection

==============================================~====== ===========

============== PUBLIC FILINGS

================~====~================================ ===========

==============

A check of DampBs public records database indicates that no filings were found for CHEMETALL OAKITE INC at 675 Central Ave New Providence NJ

DampBs extensive database of public record information is updated daily to ensure timely reporting of changes and additions It includes business-related suits liens judgments bankruptcies UCC financing statements and business registrations from every state and the District of Columbia as well as select filing types from Puerto Rico and the US Virgin Islands

DampBmiddotcollects public records throughmiddot a combination of court reporters third parties and direct electronic links with federal and local authori~ies Its database of US business-related filings is now the largest of its kind

===~====~========================================================

============== GOVERNMENT ACTIVITY

================================================================= ==============

Activity summary Borrower (DirGuar) NO Administrative debt NO Contractor YES Grantee NO Party excluded from federal program(s) NO

Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8(A) firm NA

The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other sources

Copyright 2009 Dun amp Bradstreet- Provided under contract

for the exclusive use of subscriber 264750059L

FULL DISPLAY COMPLETE

~ ~

396484BIR21523427615308tng emailhtm

-- -- - ~-

(I custservdnbeom To Lee SpielmannH2USEPAlUSEPA Karen

SeetlR2USEPAlUSEPA08112009 0314 PM cc

bec

Subject CHEMETALL US INC DampB Business Information Report

The following e-mail was sent to you by seetkarenepagov Personal Note

~--~amp8 has more oDtfcins tohelDvou decide with confidence Learn more about DampB products and services Is this an important decision ~~~~~

Get more with DampBs Enhanced Comprehensiye Report bull Business failure and credit scores

Click here to providebull Context behind the scores bull Added industrv and Financial comparisons feedback on this report

~~OC--~

f4fi1 Order reports on other businesses

Copyright 2009 Dun amp Bradstreet - Provided under contract

for the exclusive use of subscriber 264750059L

ATTN Lee Spielmann Report Printed AUG 11 2009

In Date

=====================~===========================================

============== BUSINESS SUMMARY

===============================~====================== ===========

==============

CHEMETALL US INC (SUBSIDIARY OF ROCKWOOD HOLDINGS INC PRINCETON NJ) CHEMETALL OAKITE 675 Central Ave New Providence NJ 07974

This is a headquarters I D-U~N-S Number 55-612-1200 (subsidiary) location IBranch (es) or division(s) exist I DampB Rating

Mailing address PO Box 7 IIINew Providence NJ

07974 DampB PAYDEXreg

1 12-Month DampB 74 Web site wwwchemetallcom I PAYDEX

I

Telephone 908 464-6900 I When weighted by dollar amount

f paYments to suppliers average 9 days Chief executive RONALD FELBER I beyond terms

I

PRES-CEO II Based on trade collected

over last Year started 1909 I 12 months

Management control

Employs

Financial statement date

Sales F

Net worth

History

Financing

Financial condition

SIC

Line of business

2004

340 (90 here)

DEC 31 2008

$130723000

(106438000)

CLEAR

SECURED

UNBALANCED

2842 2899 2851

Mfg polishsanitation gd mfg chemical preparation

IIIIIIIII

=======================================================~========

==============

SUMMARY ANALYSIS ================================================================= ==============

DampB Rating

The Rating was changed on April 17 2009 because of DampB I S overall assessment of the companys financial payment and history information The blankrating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and that further enquiry should be made before reaching a decision Some reasons for using a II_II

symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information

Below is an overview of the companys rating history since 060707

DampB Rating Date Applied 041709

1R4 030209 1R3 101408 4A3 072408 4A2 060707

The Summary Analysis section reflects information in DampBs file as of August 10 2009

====================~=====================~======================

============== CUSTOMER SERVrCE

================================================~===== ===========

==============

If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you are outside the US contact your local DampB office

Additional Decision Support Available

Additional DampB products monitoring services and specialized

investigations are available tomiddothelp you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcommiddot

================================================================= ==============

HISTORY ====~=========================~=====~================= =========== ==============

The following information was reported 07142009

Officer(s) RONALD FELBER PRES-CEO PHILIP E KELLY VICE PRESIDENT GREGORY V POFF VICE PRESIDENT

DIRECTOR (S) THE OFFICER(S)

The Delaware Secretary of States business registrations file showed that Oakite Products Inc was registered as a corporation on December 19 1991

Business started 1909 by David C Ball George W Oakley and Daniel C Smith Present control succeeded 2004 100 of capital stock is owned by parent company

RONALD FELBER born 1951 1989~present active here 1985-1989 employed with Avon Products Inc New York NY Graduated from Georgetown University in 1973 with a BS degree Also received MA degree from Loyola University in 1985

PHILP E KELLY born 1948 1972-present active here Graduated from University of Dayton in 1970 with a BS Degree Also received MBA Degree from Seton Hall University in 1978

GREGORY V POFF born 1948 1970-present active here Graduated from Catawba College in 1970 with a BA degree Also received MBA from Pace University in

1982

==========================~========================~=============

==============

CORPORATE FAMILY ================================================================= ==============

The following global corporate family members are related to this business Members are listed alphabetically first by company name then by country or US state then by city

Parent Rockwood Holdings Inc Princeton NJ 01-616-4399

Subsidiaries (International) Cheme~allCanada Limited Brampton CANADA 20-036-7514 Chemetall Mexicana SA de CV El Marques MEXICO 81-232-9050

Branches (US) Chemetall Us Inc La Mirada CA 15-886-0572 Chemetall Us Inc Romulus MI 00-515-7698

Affiliates (US) Chemetall Chemical Products Inc New Providence NJ 82-485-0580 Chemetall Oakite La Mirada - Plant La Mirada CA 61- 036 -9832middot Mineral Research and Development Charlotte NC 61-036-9477 Rockwood Holding Company Chicago IL 78-166-9635 Rockwood Specialties Consolidated Inc Princeton NJ 03-845-1386 Rockwood Specialties Group Inc Princeton NJ 10-679-3433 SachtlebenCorporation White Plains NY

95-666-4114 Viance LLC Charlotte NC 79-544-7346

Affiliates (International) Sachtleben Pigments Oy Helsinki FINLAND 54-023-5819

================================================================ ==============

OPERATIONS ==========~========================================== ============

==============

07142009

Description Subsidiary of Rockwood Holdings Inc Princeton NJ

As noted the parent company is Rockwood Holdings Inc

DUNS 01-616-4399 and reference is made to that report

for background information on the parent company and its

management

Manufactures specialty cleaning polishing or sanitation

preparations and sanitation preparations disinfectants or

deodorants Manufactures chemical preparations

specializing in metal treating compounds rust resisting

compounds and water treating compounds Manufactures

paints varnishes lacquers enamels or allied products

and paint removers

Has 10000 account(s) Terms are Net 30 days Sells to

industrial concerns Territory United States Mexico

Brazil and Canada

Nonseasonal

Employees 340 which includes officer(s) and 2 part-time 90 employed

here

Facilities Rents 37000 sq ft ina one story brick building

Location Suburban business section on well traveled street

Branche~ This business has multiple branches detailed branchdivision information is available in

Dun amp Bradstreets linkage or family tree products

Subsidiaries This business has 2 subsidiaries listed below

The extent of ownership where known is shown in

parenthesis following company name

Oakite Canada Limited Bramalea Ontario Canada (100)

Manufactures chemical specialty products Intercompany

relations reported by management to consist of

merchandise and service transactions cleared as scheduled

Chemetall Mexicana Monteray Mexico (100) Manufactures

chemical specialty products

=================================================~===============

==============

SIC amp NAICS ===========~===============~=================================~===

==============

SIC Based on information in our file NAICS DampB has assigned this company an extended a-digit SIC DampBs use of 325612 Polish and Other a-digit SICs enables us to be more Sanitation Good specific to a companys operations Manufacturing than if we use the standard 325612 Polish and Other 4-digit code Sanitation Good

middot 28420000 Polishes and sanitation Miscellaneous

goods and 28420400 Sanitation Manufacturing

preparations Miscellaneous

disinfectants and and

deodorants Manufacturing 28999931 Metal treating compounds Miscellaneous 28999942 Rust resistirtg compounds and

28999948 Water treat~ng compounds Manufacturing 28510000middot Paints and allied Coating

products middot28510401 Paint removers Coating

325998

325998

325998

325510

325510

Manufacturing All Other

Chemical Product

preparation

All Other

Chemical PrOduct

Preparation

All Other

Chemical Product

Preparation

Paint and

Manufacturing Paint and

Manufacturing

================================================================= ==============

DampB PAYDEX ================================================================= ==============

The DampB PAYDEX is a unique dollar weighted indicator of payment performance based on up to 157 payment experiences as reported to DampB by trade references

3-Month DampB PAYDEX 75 I 12-Month DampB PAYDEX 74 I

When weighted by dollar amount I When weighted by dollar amount payments to suppliers average average 9 days beyond terms

Based on trade collected over collected over last months

8 days I payments to suppliers

last 3

I beyond terms II Based on trade

I 12 months

================================================================= ==============

PAYMENT SUMMARY ================================================================= ==============

The Payment Summary section reflects payment information in DampBs file as of the date of this report

Below is an overview of the companys dollar-weighted payments segmented by its suppliers primary industries

Mfg electric test prd 1 35000 35000 100

OTHER INDUSTRIES 101 283550 20000 73 22 4 - 1

Other payment categories Cash experiences 7 750 250 Payment record unknown 0 Omiddot 0 Unfavorable commeJlts 1 1000 1000

Placed for collections With DampB 1 7500 Other 0 NA

===== ============== ========== Total in DampBs file 157 3017350 900000

The highest Now Owes on file is $750000

The highest Past Due on file is $10000

Dun amp Bradstreet has 157 payment experiences in its file for this company For your convenience we have displayed 80 representative experiences in the PAYMENTS section

====~============================================================

==============

PAYMENT DETAILS ================================================================= ==============

Detailed payment history

Date Paying High Now Past Selling Last Salemiddot Reported Record Credit Owes Due Terms Within

(rhmyy) ($) ($) ($) (months)

0709 Ppt 50 0 1 mo

Ppt 2500 0 1 mo

Ppt 200 i OOO 100000 2500 N60 1 mo

Ppt 200000 100000 0

----------------

0508 Ppt-Slow 30 20000 10000 deg N30 1 rno 0707 (08 0) 7500

Placed for collection

Accounts are sometimes placed for collection everi though the existence or amount of the debt is disputed

Payment experiences reflect how bills are met in relation to the terms granted In some instances payment beyond terms can be the result of disputesmiddot over merchandise skipped invoices etc

Each experience shown is from a separate supplier Updated trade experiences replace those previously reported

================================================================= ==============

FNANCE ================================================================= ==============

04172009

Three-year statement comparative

Fiscal Fiscal Fiscal

Dec 31 2005 Dec 31 2006 Dec 31 2008

Current Assets 53345000 33854000 34348000 Current Liabs 16314000 11173000 18594000 Current Ratio 327 303 1 85 Working Capital 37031000 22681000 15754000 Other Assets 9824000 15582000 124757000 Net Worth 38515000 28063000

1304000 Sales 79763000 86130000 130723000 Long Term Liab 8340000 10200000 139207000 Net Profit (Loss) 1105000 8689000 490000

Fiscal statement dated DEC 31 2008

Assets j Liabilities I -----------shy1

Other Curr Assets 343-480001 Other Curr Liabs 18594000

---------------1 Curr Assets 343480001 Curr Liabs 18594000

I Fixt amp Equip 110620001 Pension Reserves 7990000 Goodwill-Net 252040001 Other Liabilities 129932000 other Intangible 825380001 LT Liab-Other 1285000 Assets-Net TOTAL EQUITY 1304000 Deferred Income 2680001 Taxes I Other Assets 56850001

---------------11

Total Assets 1591050001 Total 159105000

From JAN 01 2008 to DEC 31 2008 annual sales $130723000 cost of goods soldmiddot $69475000 Gross profit $61248000 operating expenses $48302000 Operating income $i2946OOO other expenses $11971bOOi net income before taxes $975000 Federal income tax $485000 Net income $490000

Submitted MAR 31 2009 by Ronald Felber pres-ceo Prepared from books without audit

On April 17~ 2009 themiddotfinancial information was updated

================================================================= ==============

KEY BUSINESS RATIOS ================================================================= ==============

Statement date DEC 31 2008 Based on this number of establishments 28

Firm IIndustry Median I---~------------

Return of Sales 04 IReturn of Sales 11 Current Ratio middot18 ICurrent Ratio 21 Assets Sales 1217 IAssets Sales 575 Total Liability Net Worth 9999 ITotal Liability Net Worth 83 7

================================================================= ==============

PUBLIC FILINGS ================================================================= ==============

The following Public Filing data is for information purposes only and is not the official record Certified copies can only be obtained from the official source

================================================================= ==============

UCC FILINGS =~==================================================== ===========

==============

Collateral All Assets Type Original

-----------------------------------------------------------------

Sec party THROUGH ITS

ADMINISTRATIVE AGENT

Debtor Filing number Filed with DOVER DE

Date filed Latest Info Received

Collateral General

Leased Equipment

Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ

Date filed Latest Info Received

Collateral

Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ

Date filed Latest Info Received

CREDIT SUISSE FIRST BOSTON ACTING

CAYMAN ISLANDS BRANCH AS

NEW YORK NY OAKITE PRODUCTS INC 4216854 2 SECRETARY OF STATEUCC DIVISION

08022004 08262004

Accounts receivable and proceeds shy

intangibless) and proceeds shy

and proceeds Original CANON FINANCIAL SERVICES MOUNT

OAKITE PRODUCTS INC 23913509 SECRETARY OF STATEUCC DIVISION

11302006 12272006

Leased Assets - Leased Business machineryequipment Original CANON FINANCIAL SERVICES INC MT

OAKITE PRODUCTS INC 21685842 SECRETARY OF STATEUCC DIVISION

07112003 07292003

Type Continuation Sec party CREDIT SUISSE (FKA CREDIT SUISSEmiddot FIRST

BOSTON) ACTING THROUGH ITS CAYMAN ISLA NEW

YORK NY Debtor CHEMETALL CORPORATION Filing number 2009 0642311 Filed with SECRETARY OF STATEUCC DIVISION DOVER DE

Date filed 02272009 Latest Info Receiv~d 05122009 Original UCC filed date 08022004 Original filing no 4216861 7

The public record items contained in this report may have been paid termirtated vacated or released prior to the date this report was printe~

=======~===============================================~======== ==============

GOVERNMENT ACTIVITY =====================================================~ ===========

==============

Activity summary Borrower (DirGuar) NO Administrative debt YES Contractor YES Grantee NO Party excluded from federal program(s) NO

Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8 (A) firm NA

The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other- sources

----7-------shyCopyright 2009 Dun amp Bradstreet - Provided under

contract I

for the exclusive use of subsCriber 264750059L

FULL DISPLAY COMPLETE

~ 396484BIRHQ2156 3427456432lng emailhIm

dmiddotmiddotmiddotmiddotmiddotto Chemetall

~

ICompany Overview

Chemetall is a global company committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry eg lithium and cesium compounds

Chemetalls businesses historically emerged from the combination of expertise in chemistry and metallurgy which is still mirrored in the companys name Chemetall mainly sells customised packages of products and services ranging from consultation via development through to the operation of entire plants at the customers site - for instance car body pre-treatment in the automotive industry

The companys product portfolio is based on continuous research and development of leading edge technologies High perfOrming products combined with Chemetalls dedication to providing the best technical service and support to its customers have over the decades established excellent market positions in its fields of activity

Chemetall GmbH is headquartered in Frankfurt am Main It is the centre of a worldwide network of some 40 subsidiaries in Europe North and South America Asia Australia and Africa Most of these companies operate their own production sites and many also have their own development laboratories A largely decentralised organisation ensures that each local company can respond quickly and flexibly to the customers needs in its markets whilst at the same time being able to draw on the specialist resources within the Group In this way Chemetall combines the strength of a global supplier with the flexibility and customer focus of a medium-size company

Since August 1st 2004 Chemetall has been part of middotRockwood Holdings Inc

~II ~II

httpwwwchemetaIIcomindexjspjsessionid=D1E2B97C5F308BBEFA7790E98D334D 8112009

202009

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bulliJi - - -Hsectr

jmiddotY I Chemetall

f 0

I News

I 2009 I zoosl 2007

2009

May 272009 Significant savings achieved with the change from zinc-phosphating pretreatment to Oxsllanreg technology Opel Replaces its Metal Pretreatment System Adam Opel GmbH in Kaiserslautem Germany is an important more

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April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more

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April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more

~If

February OS 2009 Chemetall Aerospace Technologies has successfully integrated the NOT business of Ely Chemical Company Ltd We are proud to inform our customers around the world that Chemetall has effectively transferred and more

~h~~gPASq~~~~JJetoChemetall~ aiiiiilry f 2009 tile neW legal entity name for ChemetallmiddotOakite will be

cCflemetalltJS Inc more

ctt

January 20 2009 Chemetall Oakite changed its name to Chemetall

Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc more

ft

2008

August 01 2008 Chemetall acquires Nalco Finishing Technologies Rockwood Holdings Inc Chemetall-Group has acquired Nalcos Finishing Technologies (FT) businessnull more

~

July 31 2008 Chemetall announces global price increases Chemetall is currently increasing prices within a range of 5 to 20 percent or implementing and adjusting more

~ff

httpwwwchemetallcomindexjspcontent=newsjspnewsDat=pressreleases_sortbyyear 81112009

2007

----------------- -r - ------1 ------------- c- - --r

April 01 2008 Chemetall acquires NOT Business of Ely Chemical Company Ltd Chemetall GmbH FrankfurtM via its UK subsidiary has acquired the NOT business of the UK basednull more

~JJ

March 29 2007 Chemetall Signs Distribution Agreement with Advanced Chemistry amp Technology Inc Chemetall Aerospace Technologies announced that it has signed an exclusive sales and distribution agreement more

~II

February 212007 Chemetall Acquires the Chemical Division Business of Wirral Fospray Chemetall PLC has announced the acquisition of the chemical division business from Wirral Fospray Limited more

~JI

January 22 2007 Rockwood Appoints M~nlka Engel-Bader President ofChemetal Rockwood Holdings Inc (NYSEROC) has announced that Dr Monika EngelshyBader has been appointed tonull more=

~II

httpwwwchemetallcomindexispcontent=newsi SpnewsDat=pressreleases sortbyyear 8112009

kindof activity Production fields of activity Lithium

~II ~IJ

~ Chemetall US Inc

Country United States Streetaddress 13177 Huron River Drive ZIP MI 48174 City Romulus Phone +1-734-941 3800 Fax +1-734-941-5524 kind of activity Productionmiddot fields of activity Surface Treatment MapMgQ

~I =11

IIsectsectsect Chemetall US Inc

Country United States Streetaddress 16961 Knott Ave ZIP CA 90638 City La Mirada Phone +1800-331-1197 Fax +1 714a70-6480 kind of activity Sales Production fields of activity Surface Treatment Map Mm

~J ~IJ

~ Chemetall US Inc

Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-464-6900 Fax +1908-464-5571 kind of activity Headoffice $ales Production fields of activity Surface Treatment Direct Contact Email oakiteproductschemetaILcom Map Map

~I ~II

httpwwwchemetallcomindexjspcontent=contact choice1jspid=United Statesampconti 81112009

Chemetall~~-V

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America ~ United Stetes 1lW

Chemetall Foote Corp

Country United States Streetaddress 348 Holiday Inn prive ZIP NC 28086 City Kings Mountain Phone +1-704-739 2501 Fax +1-704-734 0208 kind of activity Headoffice Sales Production fields of actvity Lithium Direct Contact Email footelithiumchemetallcom Map Map

~ II

~ Chemetall Foote Corp

Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-665-9466 Fax +1-908-665-8543 kind of activity Headoffice Sales fields of activity Special metals MapM~

~II ~11

~ Chemetall Foote Corp

Country United States Streetaddress 856 Foote Lane

ZIP TN 37134 City New Johnsonville Phone +1-931-535 3401 Fax +1-931-535 3404 kind of activity Production fields of activity Lithium Map Map

~IJ ~IJ

~ Chemetall Foote Corp

Country United States Streetaddress Hwy 265 ZIP NV 89047 City Silver Peak Phone +1-775-937-2222 Fax +1-775-937-2250

httpwwwchemetallcomindexj spcontent=contact_choice 1jspid=UnitedStatesampconti 8112009

~aa -rlte_middot~ bull Chemetall

II~metaIIOakl~ changeditsnClme tOlhemetall

Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc doing business as Chemetall The same applies to the Canadian subsidiary whose official name will be Chemetall Canada Limited

middotCustomers around the world link Chemetall with quality innovation and extraordinary technical services says Joris Merckx President Surface Treatment at Chemetall middotOne consistent name of our all our subsidiaries will strengthen our corporate brand and with it our image he commented

No changes Will be made to the Mexican and Brazilian entities as these countries already operate their business under the name of Chemetall

About Chemeta

Chemetall a company of Rockwood Holdings Inc (NYSE ROC) is one of the leading global companies committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry including lithium and cesium compounds

Contact Sandra Zirm Phone +496971653605 Mall sandrazirmchemetallcom

~I ~II

Page 4: :;c= ---------------------------------------------x >.' --~ -'- ::~C~l d- r ......Opportunity for Hearing (Complaint) was issued on September 24, 2009 and served on September 28, 2009

4

Avenue facility in Edison New Jersey3 Mr Kraft is expected to testify as to his review of the

Complaint after it had been initially drafted His expected testimony will also encompass the

preparation ofthe Complaint with regard to its consistency with and adherence to the applicable

TSCA statutory and regulatory provisions the bases for the substantive allegations the

determination of the penalty amounts sought (including EPAs use of and reliance upon the

applicable TSCA penalty policy) and the appropriateness of the proposed civil penalty relative to

the facts and circumstances underlying this proceeding Mr Krafts expected testimony should

further cover a host of TSCA Section 8 IUR regulatory issues how penalties are generally

calculated the Regions use and reliance upon the penalty policy the importance of timely IUR

filing reporting and the consequences of a regulated entitys failure to do so the Agencys use of

data reported pursuant to TSCA Section 8 IUR provisions and the overall importance of TSCA

Section 8 (including regulatory provisions) and its objectives to EPA with regard to IUR

requirements Mr Kraft is also expected to discuss and explain the significance of various

exhibits Complainant intends to offer

To the extent not prohibited by the rules of procedure of this proceeding 40 CFR Part

22 EPA reserves the right to call or not to call any of the aforementioned potential witnesses

The listing of the expected scope of the testimony of each witness is not intended to limit EPAs

right to modify or otherwise expand upon the scope and extent of the testimony of each such

witness where appropriate (such as in response to evidence Respondent might present or

testimony its witnesses might proffer) EPA might list additional witnesses in any rebuttal

prehearing exchange(s) the Agency might file

Mr Kraft has been temporarily assigned to be the Acting Chief of this branch

5

III Complainants Exhibits

EPA anticipates offering into evidence the following documents and records copies of

which are annexed hereto (unless otherwise specifically noted below) these materials will be

identified as Complainants Exhibit with each exhibit numbered with the following Arabic

numerals

1 The Enforcement Response Policy for Reporting and Recordkeeping Rules and

Requirements for TSCA Sections 812 and 13 produced by EPAs Toxics and Pesticides

Enforcement Division of the Office of Regulatory Enforcement within the Office of Enforcement

and Compliance Assurance (revised March 31 1999 effective June 1 1999) (hereinafter the

TSCA Section 8 penalty policy) This document was referenced in the Complaint (pages 8-9)

and is publicly available at httpcfpubepagovcomplianceresourcespoliciescivilltsca4

2 June 5 2006 memorandum Penalty Policy Supplements Pursuant to the 2004 Civil

Monetary Penalty Inflation Adjustment Rule from Stephanie Brown the Acting Director of the

Toxics and Pesticides Enforcement Division of the Office of Civil Enforcement to Regional

Counsels and Regional TSCA FIFRA and EPCRA Division Directors (including Appendix A

Appendix B and p~ge 8-A the pages pertinent in whole or in part to the TSCA Section 8

penalty policy)

In order to save the paper required to make multiple copies of the TSCA Section 8 penalty policy copies of it will not be physically included as part of this initial prehearing exchange This document will be provided if so ordered by the Court andor if Respondent requests a copy To the extent not previously done or as otherwise ordered by this Court at the time of hearing Complainant will provide copies of this document As this document is publicly available on the Internet it is readily accessible Further pursuant to 40 CFR sect 2227(b) this Court is required to consider any civil penalty guidelines issued under [TSCA] The TSCA Section 8 penalty policy constitutes a civil penalty guideline[] issued under [TSCA]

6

3 TSCA Section 5 and 8 Inspection report from Chester Norman and Leonard

Pappalardo to Daniel J Kraft with Notice ofInspection

4 The IUR form (Form U) submitted on September 242008 together with

accompanying correspondence Because such documentation contains Confidential Business

Information it will not be included as part of this Initial Prehearing Exchange the exhibit here

will bear the notation CBI Deleteds

5 United States National Library of Medicine ChemIDplus Advanced with regard to the

three chemical substances Respondent is alleged to have manufactured at its La Mirada

California facility (each followed by its Chemical Abstracts Service Registry Number [CAS

Number 40 CFR sect 7043])

Zinc dihydrogen phosphate (13598-37-3)

Phosphoric acid monoethanolamine salt (29868-05-1) and

Sodium dihydrogen phosphate (7558-80-7)

6 United States National Library of Medicine ChemIDplus Advanced with regard to the

16 chemical substances Respondent is alleged to have manufactured at its Romulus Michigan

facility (each followed by its CAS Number)

This documentation will be provided to the Court in accordance with applicable CBI regulations and protocol prior to the start of the hearing or as otherwise directed by this tribunal At the moment it is not being provided in order to minimize the number of documents containing CBI information in circulation Respondent having prepared the document obviously is aware of this document and what it contains

Complainant wishes to draw this Courts attention to paragraph 31 of the Answer which states in part that filings were subsequently made on a voluntary basis on or about September 242008 Furthermore with regard to the identity of the chemical substances Complainant directs this Court to paragraphs 25 39 and 40 (listing the chemical substances manufactured imported at both facilities)Respondent has admitted the allegations in these three paragraphs

7

Sodium dihydrogen phosphate (7558-80-7)

Zinc nitrate (7779-88-6)

Manganese dihydrogen phosphate (18718-07-5)

Zinc dihydrogen phosphate (13598-37-3)

Manganese nitrate (10377-66-9)

Potassium oleate (also known as potassium cis-9-octadecenoic acid 143-1middot8-0)

Phosphonic acid PPP - [nitrilotris (methylene)] tris sodium salt (also known as sodium aminotris (methylenephosphonate) 20592-85-2)

Sodium silicate (1344-09-8)

Potassium tetraborate (also known as boric acid dipotassium salt 1332-77-0)

Potassium tallate (61790-44-1)

Triethanolamine borate (also known as boric acid compd with 222-nitrilotris (ethanol) 68413-80-9)

Dipotassium octenyl succinate (also known as butanedioic acid 2(octen-l-yl)- potassium salt (1 2) 58641-28-4)

Ethanol (64-17-5)

Chromium phosphate (also known as chromic phosphate 7789-04-0)

Ammonium dihydrogen phosphate (also known as monoammonium phosphate 7722-76-1) and

3-aminopropyl silanetriol (also known as silanetriol 1-(3-aminopropyl)- 58160shy99-9)

7 United States National Library of Medicine ChemlDplus Advanced with regard to the

one chemical substance sodium hydrogen phosphate (also known as disodium phosphate CAS

Number 7558-79-4) Respondent is alleged to have imported at its Romulus Michigan facility

8 Information from the EPA website on Respondent and its operations

9 Dun amp Bradstreet report for Chemetall Oakite Inc [sic] printed August 132009

8

10 Dun amp Bradstreet report for Chemetall US Inc printed August 11 2009

11 Information retrieved August 11 2009 from wwwchemetallcom

Complainant may request this Court to take judicial notice of appropriate matters in

accordance with 40 CFR sect 2222(t)

IV Hearing Arrangements

Complainant requests that a hearing in the matter be in New York City (New York

County) the location of the main office of EPA Region 2 Complainant anticipates being able to

present her case-in-chief in probably two days three at the most

V Proposed Penalty Amount Determination

An explanation as to EPAs derivation of the penalty assessment proposed and the

reasoning behind it is set forth on pages 8 and 9 of the Complaint As noted there this penalty

has been developed in accordance with Section 16(a) ofTSCA 15 USC sect 2615(a) with

specific reference made to and guidance provided by the TSCA Section 8 penalty policy which

has been listed as part of Complainants exhibits

On page 5 of this document it explains that the TSCA Civil Penalty policy published on

September 10 1980 in the Federal Register establishes a systems for determining penalties in

administrative actions brought pursuant to TSCA sect 16 Further

EPA believes that the system is a r~asonable interpretation of the statutory penalty factors in TSCA section 16 Under that system penalties are determined in two stages (1) determination of a gravity based penalty (GBP) and (2) adjustments to the gravity based penalty

To determine the gravity based penalty TSCA sect 16(a)(2)(B) requires the Agency to take into account the statutory factors of Nature Circumstances Extent and Gravity

9

The TSCA Section 8 penalty policy then adumbrates how each of those factors is taken

into account These factors are used in a matrix (a grid) to arrive at an appropriate GBP At that

point [0]nce the gravity based penalty has been determined upward or downward adjustments

to the penalty amount are made by taking into account the following factors with respect to the

violator the degree of culpability whether there is a history of prior such violations a

respondents ability to pay its ability to continue in business and such other factors as justice

may require be considered Page 6 (unless otherwise noted subsequent page references are to the

TSCA Section 8 penalty policy) It is the gravity based penalty that is a function of the nature

circumstances and extent of each violation Page 7

Any failure timely to report for the TSCA Inventory Update is classified as hazardrisk

assessment in nature Page 9 The classification of circumstance level can be from 1 to 6 these

levels make-up the vertical axis on the grid As noted on page 1 a failure to timely report for the

TSCA Inventory Upgrade is classified as a Levell violation and it is assessed as a one-day

violation ie penalties are not assessed on a day-by-day basis The extent level represents the

second step in determining the gravity based penalty The levels are Major Significant and

Minor As noted on page 12 an IUR failure is classified as Significant extent level

Using these classifications the gravity based penalty is derived In the TSCA Section 8

penalty policy (the edition issued in 1999) the amount listed for these parameters is $18700 In

accordance with the June 5 2006 memorandum (Complainants Exhibit 2 page 8-A) this

number has been increased to $21922 This increased amount has been in effect subsequent to

March 152004 Therefore for an IUR violation occurring after March 152004 but before

January 122009 the penalty amount that corresponds to a Circumstance Levelland a

Significant Extent Level is $21922 This represents the gravity based penalty for each of the 20

chemicals Respondent failed timely to report

With regard to adjustments to the gravity based penalty as discussed on pages 15-17

these are considered after issuance of the Complaint normally as part of the settlement

10

negotiation process This is noted on page 9 of the Complaint wherein it states that the penalty

amount listed represents the facts and circumstances known to Complainant up to the time of the

issuance of the Complaint

VI Paperwork Reduction Act

The Paperwork Reduction Act of 1980 as amended 44 USC sect 3501 et seq (the

PRA) does not bar EPAs prosecution of this action or its attempt to obtain a penalty for

violations arising from Respondents alleged failure to report during the period of August 25

2006 through March 23 2007

Respondent is alleged to have violated 40 CFR sect 71053 (paragraphs 32 and 48 of the

Complaint) Thjs provision is part of Subpart C of Part 710 Inventory Update Reporting for

2006 and Beyond The OMB (Office of Management and Budget) Control Number for the 40

CFR Part 710 Subpart C regulations is 2070-0162 40 CFR Part 9 The relevant ICR

number was 188403 OMB approval for this ICR number was secured on May 3 2006 with an

expiration date of May 31 2009 71 Fed Reg 34932 (June 162006) [FRL-8184-3] The

Federal Register of September 52008 referring to OMB Control No 2070-0162 announce[d]

that EPA is planning to submit a request to renew an existing approved Information Collection

Request (ICR) to the Office of Management and Budget (OMB) 73 Fed Reg 51805 [FRLshy

8370-3] The announcement that this ICR now bearing number 188404 was submitted to the

OMB was published on May 12 2009 74 Fed Reg 22163 [FRL 8903-4] This ICR was

approved on September 172009 and it will expire on September 302012

Display of the relevant OMB number has been frequent and consistent See eg 40

CFR Part 9 (July 12006 edition)

Because there had been no lapse in approval at the time the alleged violations arose the

PRA is not a bar to EPAs attempt to prosecute this action and to obtain a penalty for such

violations

11

Dated May 26 2010 New York New York

Le~ A Spielmann Assistant Regional C6unsel Waste and Toxic Substances Branch Environmental Protection Agency Region 2 290 Broadway 16th floor New York New York 10007-1866 212-637-3222 fax 212-637-3199

TO

Regional Hearing Clerk US Environmental Protection Agency Region 2

Honorable Barbara A Gunning Presiding Officer

Benne C Hutson Esq McGuire Woods LLP Counsel for Respondent

In re Oakite Products Inc et al Docket No TSCA-02-2009-9148

CERTIFICATE OF SERVICE

I certify that I have this day caused to be sent the foregoing COMPLAINANTS INITIAL PREHEARING EXCHANGE dated May 26 2010 in the following manner to the respective addressees listed below

Original and One Copy By Inter-Office Mail

Office of Regional Hearing Clerk US Environmental Protection Agency - Region 2 290 Broadway 16th floor New York New York 10007-1866

Copy by UPS Overnight Mail

Honorable Barbara A Gunning Administrative Law Judge US Environmental Protection Agency Franklin Court Building 1099 14th Street NW Suite 350 Washington DC 20460

Copy by UPS Overnight Mail

Benne C Hutson Esq McGuire Woods LLP 201 North Tryon Street PO Box 31247 (28231) Charlotte North Carolina 28202

Dated May 26 2010 New York New York

THE ENFORCEMENT RESPONSE POLICY FOR REPORTING AND RECORD-KEEPING RULES AND REQUIREMENTS FOR TSCA SECTIONS 8 12 AND 13 produced by EPAs Toxics and Pesticides Enforcement Division of the Office of Regulatory Enforcement within the Office of Enforcement and Compliance Assurance (revised March 31 1999 effective June 1 1999) available at httpcfpubepagovcomplianceresourcespoliciesciviltscal

tEO sr 1 p

gt ft t UNITED STATES ENVIRONMENTAL PROTECTION AGENCY S~~11 o Cl WASHINGTON DC 20460 ~ ltl

~ l of( AOt~c

OFFICE OF ENFORCEMENT AND

COMPLIANCE ASSURANCE

JUN - 5 2006

MEMORANDUM

SUBJECT Penalty Policy Supplements Pursuant to the 2004 Civil Monetary Penalty Inflation Adjustment Rule

FROM Stephanie P Brown Acting Director AIPdJ~YJmiddot~ Toxics and Pesticides Enforcement Di~~i~middot -- --- Office of Civil Enforcement

TO Regional Counsels Regional TSCA FIFRA and EPCRA Division Directors

This memorandum modifies each enforcement responsepenalty policy (Penalty Policy) within the purview ofthe Toxics and Pesticides Enforcement Division (TPED) to adjust for the Civil Monetary Penalty Inflation Adjustment Rule published in the Federal Register 011 February 132004 (69 Fed Reg 7121) and codified at 40 CFR Parts 19 and 27 (Final Rule) The matrices herein supercede and void any interim matrices for the 2004 rule issued or used by TPED or a Regional Office In accordance with the Final Rule all violations occurring on or after March 152004 are subject to statutory penalties adjusted for inflation A complete list of each Penalty Policy subject to this memorandum is provided at Attachment A Appendix B provides instructions for amending each Penalty Policy as well as updated matrices for inseliion into each policy

The adjustments here follow the implementation policy established in the attached September 212004 memorandum signed by Thomas V Skinner That memorandum provides for adjusting each cell in a penalty matrix by multiplying the existing gravity-based penalty component by 11723 We are aware that this approach results in penalty amounts (within matrix celIs) that are not roimded-off as compared to previous iterations This is the outcome required by proper application of the Final Rule The September 212004 memorandum also provides for rounding the aggregate penalty in a particular case to the nearest $100 unit after calculating and summing the gravity-based penalties for each count in the case

Intemet Address (URL) bull hltpllwwwepagov ReCycledRecyclable Prin18d with Vegetable Oil Baaed Inks on Recycled Paper (Minimum 5Olo Postconsumer content)

Violations occurring before March 152004 and after January 30 1997 remain subject to penalties adjusted for inflation as specified in TPEDs April 18 1997 memorandum entitled Penalty Policy Suwlements Pursuant to the Civil Penalty Inflation Adjustment Rule Copies of this memorandum are available upon request

Please contact Brian Dyer at (202) 564-4166 (dyerbrianepagov) if you have any questions concerning these penalty adjustments

Attaclunents

cc Rosemarie Kelley US EPA OECAOCE David Abdalla us EPA OECAOCE Susan OKeefe US EPA OECAOCE John Neylan US EPA OECAOC Tom Ripp US EPA OECAOC Priscilla Flattery US EPA OPPTSOPPT Ben Smith US EPA OEIOIAA

Craig Matthiessen US EPA OSWERJOEM Daniel Helfgott US EPA OPPTSOPP Deborah Brown US EPA Region 1 Nancy Bannakian US EPA Region 1 Ken Stoller US EPA Region 2 Adrian Enache US EPA Region 2 Daniel Kraft US EPA Region 2 John Higgins US EPA Region 2 Ken Eng US EPA Region 2 Harry Daw US EPA Region 3 Aquanetta Dickens US EPA Region 3 Mikal Shabazz US EPA Region 3 Jeaneanne Gettle US EPA Region 4 Anthony Toney US EPA Region 4 Joanne Benante US EPA Region 4 Caron Falconer US EPA Region 4 Anthony Restaino US EPA Region 5 MarkHorwitz US EPA Region 5 Bob Goodfellow US EPA Region 6 Maria Martinez US EPA Region 6 Steve Vargo US EPA Region 6 Jamie Green US EPA Region 7 Mark A Smith US EPA Region 7 Elisabeth Evans US EPA Region 8 Pam Cooper US EPA Region 9 Paula Bisson US EPA Region 9 Scott Downey US EPA Region 10

TPED Pen Adj Memo wAttachments - Page 2 of J9

ATTACHMENT A

FEDERAL INSECTICIDE FUNGICIDE AND RODENTICIDE ACT

FIFRA Worker Protection Standard Penalty Policy - Interim Final- (0901197)

Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act --Good Laboratory Practice (GLP) Regulations - (093091)

Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act (FIFRA) - (070290)

FIFRA Section 7(c) Enforcement Response Policy - (021086)

TOXIC SUBSTANCES CONTROL ACT

Section 1018 - Disclosure Rule Enforcement Response Policy - (020100)

Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8 12 AND 13shy(033199)

Polychlorinated Biphenyls Penalty Policy - (022698)

Enforcement Response Policy for TSCA Section 4 Test Rules - (052886)

Amendment to the TSCA Section 5 Enforcement Response Policy - (060889)

Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Polic~ - (013189)

Interim Final Enforcement Response Policy Asbestos Abatement Projects Worker Protection Final Rule - (111489)

Final TSCA GLP Enforcement Response Policy - (040985)

EMERGENCY PLANNING AND COMMUNITY RIGHT-TO-KNOW ACT

Enforcement Response Policy for Section 313 of the Emergency Planning Community Right-ToshyKnow Act (1989) and Section 6607 of the Pollution Prevention Act (1990) Amended shy(041201)

Enforcement Response Policy for Sections 30~ 311 and 312 of the Emergency Planning and Community Right-to-Know Act (1989) and Section 103 of the Comprehensive Environmental Response Compensation and Liability Act -(093099)

TPED Pen Adj Memo wAttachments - Page 3 of 19

ATTACHMENT B

FlFRA

Insert table (p 4-A) behind page 4 FIFRA Worker Protection Standard PenaltY Policy - Interim Final (090 97)

No insert Rodenticide Act - Good Laboratory Practice (GLP) Regulations (093091) Enforcement Response Policy for the Federal Insecticide Fungicide and

When proposing penalty amounts under the Enforcement Response Policy for GLP Regulations dated September 30 1991 actual dollar amounts are determined by using the ERP for FIFRA (070290) See directions below for F1FRA ERP

Insert after page 19-A in the policy and page CshyRodenticide Act (070290) Enforcement Response Policy for the Federal Insecticide Fungicide and

I in the appendix

No insert While the FIFRA ERP (1990) does not supersede the Section 7(c) ERP (1986) the matrix setting forth the penalties in the ERP for FIFRA (070290) should be used instead of the matrix in the 1986 policy

FIFRA Section 7(c)Enforcement Response Policy (021086)

TSCA

Insert matrix (Appendix B-4-A) behind Appendix B-4

Section 1018 - Disclosure Rule Enforcement Response Policy (020 I00)

Insert matrix (p7-B) behind page 7-A 12 AND 13 (033199) Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8

Polychlorinated Biphenyls Penalty Policy (040990) Insert matrix (p9-B) behind page 9-A

Enforcement Response Policy for TSCA Section 4 Test Rules (052886) Insert matrix (p2-B) behind page 2-A

Amendment to the TSCA Section 5 Enforcement Response Policy (060889) Insert matrix (p16-B) behind page 16-A

Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Insert matrix (pII-B) behind page II-A Policy (0 131 89) Insert matrix (p17-B) behind page 17-A

Interim Final Enforcement Response Policy - Asbestos Abatement Projects Insert matrix (p 6-B) behind page 6-A Worker Protection Final Rule (111489)

Final TSCA GLP Enforcement Response Policy (040985) Insert matrix (pA-B) behind page 4-A

EPCRA

Enforcement Response Policy for Section 313 of the Emergency Planning and I Insert matrix (pi I-B) behind page II-A Community Right-To-Know Act (1989) and Section 6607 ofthe Pollution Prevention Act (1990) Amended (04120 I )

Final Enforcement Response Policy for Sections 304 311312 of EPCRA and I Insert matrix (pp 20C amp 200) behind page 20B Section 103 ofCERCLA (093099)

TPED Pen Adj Memo wAttachments - Page 4 of 19

Page8-A

Gravity based penaltY matrix to supplement Recordkeeping and Reporting Rules and Requirements for TSCA Sections 8 12 and 13 for violations that occur on or after March 15 2004 Insert behind ~e 8

TSCA sectsect 8 12 amp 13 GRAVITY BASED PENALTY MATRIX

EXTENT CIRCUMSTANCES

A B C Major Significant Minor

LEVELS 1 $32500 $21922 $6448

High Range 2 $25791 $16764 $3869

3 $19343 $12895 $1934 Mid Range

4 $12895 $7737 $1290

5 $6448 $3869 $645 Low Range

6 $2579 $1676 $258

Note After calculating the gravity-based penalty for each count the total applicable gravity-based penalty for all counts in a particular casematter should be rounded to the nearest unit of $100 as required by the memorandum from Thomas Skinner dated September 212004 implementing the Civil Monetary Penalty Adjustment Rule as published in the Federal Register on February 132004 (69 FR 7121)

TPED Pen Adj Memo wAnachments - Page 9 of 19

UNITED STATES ENVIRONMENTAL PROTECTION AGENCY

TSCA Section 5 and 8 Inspection Chemetall Oakite Inc 675 Central Avenue New Providence NJ 07974

From Chester Norman Chemist Leonard Pappalardo Chemist Toxics Section Toxics Section

To Daniel 1 Kraft Chief Toxics Section

On May 14 2008 a TSCA Section 5 and 8 inspection was conducted at Chemetall Oakite Inc at the address listed above This inspection was conducted as part of the regional neutral inspection scheme We scheduled the meeting in advance with Mr Michael Chang Manager Health and Environmental Department Upon arriving at Chemetall Oakite Inc official credentials were presented to Mr Michael Chang Julia C Murray Vice President Technical Marketing and Ron Ascenzo Director Technical Marketing Notices ofInspection (Attachment 1) and Confidentiality (Attachment 2) were issued and explained to Ms Murray Ms Murray signed the notices

Chemetall Oakite is an importer of chemicals They import metal cleaners and surface treatment chemicals They have approximately 110 employees in New Providence New Jersey Chemetall has been at this site since 2006 prior to that they were located in Berkley Heights New Jersey Chemetall Oakite Inc is also known as Chemetall Chemical Products and Chemetall Americas Chemetall Americas is owned by Rockwood Holding Company who is owned by Chemetall BMGH in Germany Their Standard Industrial Codes (SIC) is 5169 The companys fiscal year is the calendar year Ms Murray said Chemetall Oakite Incs corporate sales were approximately $100000000 Chemetall Oakites facility in New Providence New Jersey is the corporate headquarters sales export and import offices and their research and development laboratories for the United States Chemetall Oakite Inc has manufacturing facilities in La Mirada CA and Romulus MI

We asked if they filed an Inventory Update Report for the 2006 reporting period They didnt know We asked if they filed a preliminary assessment inventory report for any of the chemicals the company manufactures or imports and they responded they didnt know We asked if they filed any PMNs recently they responded with a 10 year old low volume exemption and an older PMN We asked if they filed any significant new use report they responded no We asked if they had a

TSCA Section 8c file They also responded no

We issued Receipts for Samples and Documents and Confidential Business Information Nothing was declared Confidential

Attachments 1 Notice ofInspection 2 Notice of Confidentiality 3 Receipt for Samples and Documents 4 Declaration of Confidential Business Information

I bull US ENVIRONMENTAL PIlOTECTlON ~- WASHINGTON DC 204Ci0

TOXIC 5UBSTAlCES CONTllOL ACI EPA-----_- _--__--------------------- shyTOXICS SECfION - NOTICE OF INSPECflON

1_ INVESTIGATION IDENT1FICAnON 3 F~Z~ ~~7jJi--- Chemetall Oaki 42008

S FACllrryS ADDRESS

~PA Region 2 MS-I05 iPECTORS ADDRESS

675 Central Ave Woodbridge Avenue New Providence New Jersey 07974-1560

on NJ08837-5602

REASON FOR INSPECTION

Under the authority of Section II of the Toxics Substances Control Act

b For the purposes of inspecting (Including taking samples photographs statements and other inspection activities) an establisbment facility or other premises in which chemical substances or mixtures or articles containing same are manufactured processed or stored or held before or after their distribution in commerce ( including records files papers processes controls and facilities) and any conveyance being used to transport chemical substances mixtures or articles containing same in connection with their distribution in commerce (including records files papers processes controls and facilities) bearing on whether the requirements of the Act applicable to the chemical substances mixtures or articles within or ass()Ciated with such premises or conveyance have been complied with

In In addition this inspection extends to (Check appropriate blocks)

Jq- A Financial data o D Personnel data I

LV B Sales data o E Research data

13 C Pricin ~ data The natureland extent of the inspection of such data specified in A through E above is as follows

~rtification

lcknowledge that the statements I have made on this fonnand all attachments thereto are true accurate and complete I acknowledge that y knowingly false or misleading statement may be punishable by fine or imprisonment or both under applicable law

PREVIOUS VERSIONS ARE OBSOLETE

ME

rnE Chemist

DATE SIGNED

~r TI11E -shy~J ~ea~~ (1 4~

A FORM 77ltWmiddot3A FOR 1018 (REVISED JAN 2002)

IUR FORM (Form U) submitted September 24 2008

CBIDELETED

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0- 0shy

-P 0 0shy

Zn2+ 0shyNAME Phosphoric acid zinc salt (21) 1RN 13598-37-3

l) - P -o-Il o

MW 25533

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OH I

HO-P-OH

1 o

NAME Ethanol 2-amino- phosphate (1 ) RN 29868-05-1 r

OH

MW 159077

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o II

HO- P-O- Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH

MW 119976

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o II

HO - P shy 0shy Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH

MW 119976

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VJJJU1LlpJU) L1UVUJJ U 1 a~~ J VJ k

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NAME Zinc nitrate RN 7779-88-6

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0shyI

N+i o 0shy

Zn2+ 0shy

I N+ 0shy0

MW 189398

InJil~~tJ(tlJr~

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ampampampampamp ampu I IU Y fo4IampU ~ L U~ La o

IRQ rn CERCLA Reportable Quantities I

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0 0

pl

o 0

Mn2 lt

NAME Phosphoric acid manganese(2+) salt (21) RN 18718-07-5

0 I

o-p -o-Il o

MW 244878

Enlarge Structure

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0- 0_

po 0_

Zn2+ 0shyNAME Phosphoric acid zinc salt (21) lRN 13598-37-3 -0 - P -o-Il o

MW 25533

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0shy

I ~N-o 0shy

Mn+ NAME Manganese nitrate 0shyRN 10377-66-9 I

N+- 0shy0

MW 178946

Enlarge Structure

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NAME Potassium cis-9-octadecenoic acid RN 143-18-0

o

O

(

MW 320555

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OH I

HO-P=O

~ OHN~I

0) p NAME Sodium aminotris(methylenephosphonate) II OHRN 20592-85-2

0P HO shy

OH

MW 2990478

Enlarge Structure

hale I~----F-o-r-m-o-re-in-fo-r-m-a-t-io-n-a-b-o-u-t-t-hi-s-s-u-b-s-ta-n-c-e------1 N=~Information

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NAME Sodium silicate RN 1344-09-8

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0shyt

O=Si 0shy

MW 122063

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Na+

Na+

SNrell N8Yfgetlon

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NAME Boric acid dipotassium salt RN 1332-77-0

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NAME Potassium tallate No StructureRN 61790-44-1

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HO OH

j ~

HO

OH

J NAME Boric acid compd with 222middotnitrilotris (ethanol) OH ~N-

HO

RN 68413middot80middot9

MW 2110202

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f

NAME Butanedioic acid 2-(octen-1-yl)- potassium salt (1 2)

ti~middotmiddot

(gt

a

RN 58641-28-4

MW 304466

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H3C OH

NAME Alcohol [USP] RN 64-17-5

MW 460684

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H3C OH

NAME Alcohol [U5P] RN 64-17-5

MW 460684

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0shy

IOp-o- cr3+

NAME Chromic phosphate I 0shyRN 7789-04-0

MW 146966

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NAME Monoammonium phosphate RN 7722-76-1

0 II

HO-P -0shyI

NW 4

OH

MW 115024

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INER

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HO OH Si NH2NAME Silanetriol 1-(3-aminopropyl)shy HO ~ ~

RN 58160-99-9

MW 13721

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auk Information For more information about this substance

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Na+ o II

HO- p- 0shyNAME Disodium phosphate IRN 7558-79-4 0- Na+

MW 141958middot

Enlarge Structure

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51691001 Anti-corrosion product 424690 424690-Other Chemical lII1d Allied Prod

Ron Felper

President

65 100 $100000000

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26420000 Polishes and sanitation goods 325612 325612-Po1ish amp 01 Ssnitalion Gd MIg Ronald Felber Pesident

90 340 S130723000

016164399 0000000oo 016164399

PRIVATE COMPANY HEADQUARTERS 40697755 74408967

custservdnbcom To Lee SpielmannR2USEPAlUSEPA Karen

bull SeetlR2USEPAlUSEPA08132009 11 22 AM

cc

bcc

Subject CHEMETALL OAKITE INC DampB Business Information Report

The folloWing e-mail was sent to you by seetkarenepagov Personal Note

ampBhas more options to help you decide with confidence Learn more about DampB eroducts and services lis this an important decision ~ IUJlilIImil

Get more with DampBs Enhanced Comprehensive Report ~I bull Business failure and credit scores

Click here to provideI bull Context behind the scores Added industrY and Financial comDarisons feedback on this report

iiiiRi55i~iiiiiAii~1~-

ort on this business

J --1- )21 _II1tjjjj1 Wgll_~yg 1

Copyright 2009 bun amp Bradstreet - Provided under contract

for the exclusive use of subscriber 264750059L

ATTN Lee Spielmann Report Printed AUG 13 2009

========================~======~=================================

============== BUSINESS SUMMARY

==========~======================================================

==============

CHEMETALL OAKITE INC (SUBSIDIARY OF ROCKWOOD SPECIALTIES INC PRINCETON NJ) 675 Central Ave New Providence NJ 07974

This is a headquarters D-U-N-Sreg Number 93-771-2248 (subsidiary) location Branch (es) or division(s) exist DampB Rating

Mailing address PO Box 7

II I

New ~rovidence NJ07974

Web site wwwrockwoodspeciallI IIIIIIIIIIIIII

Telephone

Chief executive

Year started

Management control

Employs

Sales

History

SIC

Line of business

tiescom

908 464-6900

RON FELPER PRES

1987

2006

100 (65 here)

$100000000

CLEAR

5169

Whol corrosion preventative chemicals

III III

================================================================= ===============

SPECIAL EVENTS ================================================================ ==============

06142007 Business started 1987 Present control succeeded June 2006

================================================================= ==============

SUMMARY ANALYSIS ================================================================= ==============

DampB Rating

The blank rating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and

that further enquiry should be made before reaching a decision Some reasons for using a _II symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information

Below is an overview of the companys rating history since 061507

DampBRating Date Applied 061507

The Summary Analysis section reflects information in DampBs file as of August 102009

=================~======~==~==~=======================~==========

============== INVESTIGATIVE SERVICES

================================================================= ==============

Update available on request

This information is being provided to you immediately in the interest of speed This reportmay not reflect the current status of this business DampB can investigate this business and update the information based on the resulta of that investigation

By ordering a standard investigation the same day you order this report an updated report will be provided to you at no extra cost

=========~=======================================================

==============

CUSTOMER SERVICE ================================================================= ==============

If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you

~ (

are outside the us contact your local DampB office

Additional Decision Support Available

Additional DampB products monitoring services and specialized investigations are available to help you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcom

=================================================================

===== = = = === = = =

HISTORY ================================================================= ==============

The following information was reported 08182008

Officer(s) RON FELPER PRES

THE OFFICER(S)

Business started 1987 Present control succeeded June 2006 100 of capital stock is owned by the parent company

RON FELPER Work history is unknown

Business address has changed from 14826 Ne 95th St Redmond WA 98052 to 675 Central Ave New Providence NJ 07974

=~===============================================================

==============

CORPORATE FAMILY =====================c=========================================== ==============

The following global corporate family members are related to this busihess

Members are listed alphabetically first by company name then by country or us state then by city

Global Ultimate Rockwood Holdings Inc Princeton NJ 01-616-4399

Parent Rockwood Specialties Group Inc Princeton NJ 10-679-3433

Affiliates (US) Advantis Technologies Inc Alpharetta GA 93-189-6385 Alphagary Corporation Leominster MA 09-743-4484 Ceramtec North America Innovative Laurens SC 17-483-0034 Ceramic Engineering Corporation Chemetall Foote Corp Kings Mountain NC 00-232-9456 Chemical Specialties Inc Charlotte NC 04-297-3313 Pure Wafer Inc Prescott AZ 83-746-8321 Rockwood Pigments NA Inc Beltsville MD 04-754-7690 Southern Clay Products Inc Gonzales TX 04-166-1737

Affiliates (International) AlphaGary (Canada) Limited Stoney Creek CANADA 24-924-8626 Cs i Kemwood AB Helsingborg SWEDEN 35-401-6487middot ProCeram spolmiddot s ro Dolni Rychnov CZECH 49-516-1929

REPUBLIC

== = = == = == = == ==== = == = = = == = = ==== = ==== = = ==== = = ===-= = = = = === == == === =

==============

OPERATIONS ===================~==========~====================== ============

==============

08182008

Description Subsidiary of Rockwood Specialties Inc

Princeton NJ started 2000 which operates as a wholesaler

of chemicals or allied products Parent company owns 100

of capital stock

Wholesales corrosion preventative chemicals (100)

Terms are Net 30 days Has 600+ account(s) Sells to

aerospace industry Territory North and South America

Nonseasonal

Employees 100 which includes officer(s) 65 employed here

Facilities Leases premises in a single story brick building

Location Central business section on well traveled street

Branches This business has multiple branches detailed branchdivision information is available in

Dun amp Bradstreets linkage or family tree products

==============~==============~===================================

==============

SIC amp NAICS ================================================================= ==============

SIC Based on information in our file NAICS DampB has assigned this company an extended 8-digit SIC DampBs use of 424~90 Other Chemical and Alli~d

a-digit SICs enables us to be more Products Merchant specific to a companys operations Wholesalers than if we use the standard 4-digit code

51691001 Anti-corrosion products

=================================================~== ============

============== PAYMENT SUMMARY

==============~===========~=========================== ===========

===============

DampB has not received a sufficientsample of payment experiences to establish a PAYDEX score

DampB receives over 600 million payment experiences each year We enter these new and updated experiences intoDampB Reports as this information is received At this time none of those experi~nces relate to this company

=======================================================~==========

============== FINANCE

================================================================= ==-= = = == == === ==

06142007

On JUN 14 2007 Michael Lissandrello SIs Mgr deferred financial statement

Michael Lissandrello submitted the following partial estimates dated JUN 14 2007

Sales for 2006 were $100000000

As of June 14 2007 a search of Dun amp Bradstreets Public Record database found no open suits liens judgements or UCCs to which Chemetall Oakite Inc at 675 Central Ave New Providence NJ was named defendant or debtor Public records received hereafter will be entered into the database and will be included in reports which contain a Public Filings ~ection

==============================================~====== ===========

============== PUBLIC FILINGS

================~====~================================ ===========

==============

A check of DampBs public records database indicates that no filings were found for CHEMETALL OAKITE INC at 675 Central Ave New Providence NJ

DampBs extensive database of public record information is updated daily to ensure timely reporting of changes and additions It includes business-related suits liens judgments bankruptcies UCC financing statements and business registrations from every state and the District of Columbia as well as select filing types from Puerto Rico and the US Virgin Islands

DampBmiddotcollects public records throughmiddot a combination of court reporters third parties and direct electronic links with federal and local authori~ies Its database of US business-related filings is now the largest of its kind

===~====~========================================================

============== GOVERNMENT ACTIVITY

================================================================= ==============

Activity summary Borrower (DirGuar) NO Administrative debt NO Contractor YES Grantee NO Party excluded from federal program(s) NO

Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8(A) firm NA

The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other sources

Copyright 2009 Dun amp Bradstreet- Provided under contract

for the exclusive use of subscriber 264750059L

FULL DISPLAY COMPLETE

~ ~

396484BIR21523427615308tng emailhtm

-- -- - ~-

(I custservdnbeom To Lee SpielmannH2USEPAlUSEPA Karen

SeetlR2USEPAlUSEPA08112009 0314 PM cc

bec

Subject CHEMETALL US INC DampB Business Information Report

The following e-mail was sent to you by seetkarenepagov Personal Note

~--~amp8 has more oDtfcins tohelDvou decide with confidence Learn more about DampB products and services Is this an important decision ~~~~~

Get more with DampBs Enhanced Comprehensiye Report bull Business failure and credit scores

Click here to providebull Context behind the scores bull Added industrv and Financial comparisons feedback on this report

~~OC--~

f4fi1 Order reports on other businesses

Copyright 2009 Dun amp Bradstreet - Provided under contract

for the exclusive use of subscriber 264750059L

ATTN Lee Spielmann Report Printed AUG 11 2009

In Date

=====================~===========================================

============== BUSINESS SUMMARY

===============================~====================== ===========

==============

CHEMETALL US INC (SUBSIDIARY OF ROCKWOOD HOLDINGS INC PRINCETON NJ) CHEMETALL OAKITE 675 Central Ave New Providence NJ 07974

This is a headquarters I D-U~N-S Number 55-612-1200 (subsidiary) location IBranch (es) or division(s) exist I DampB Rating

Mailing address PO Box 7 IIINew Providence NJ

07974 DampB PAYDEXreg

1 12-Month DampB 74 Web site wwwchemetallcom I PAYDEX

I

Telephone 908 464-6900 I When weighted by dollar amount

f paYments to suppliers average 9 days Chief executive RONALD FELBER I beyond terms

I

PRES-CEO II Based on trade collected

over last Year started 1909 I 12 months

Management control

Employs

Financial statement date

Sales F

Net worth

History

Financing

Financial condition

SIC

Line of business

2004

340 (90 here)

DEC 31 2008

$130723000

(106438000)

CLEAR

SECURED

UNBALANCED

2842 2899 2851

Mfg polishsanitation gd mfg chemical preparation

IIIIIIIII

=======================================================~========

==============

SUMMARY ANALYSIS ================================================================= ==============

DampB Rating

The Rating was changed on April 17 2009 because of DampB I S overall assessment of the companys financial payment and history information The blankrating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and that further enquiry should be made before reaching a decision Some reasons for using a II_II

symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information

Below is an overview of the companys rating history since 060707

DampB Rating Date Applied 041709

1R4 030209 1R3 101408 4A3 072408 4A2 060707

The Summary Analysis section reflects information in DampBs file as of August 10 2009

====================~=====================~======================

============== CUSTOMER SERVrCE

================================================~===== ===========

==============

If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you are outside the US contact your local DampB office

Additional Decision Support Available

Additional DampB products monitoring services and specialized

investigations are available tomiddothelp you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcommiddot

================================================================= ==============

HISTORY ====~=========================~=====~================= =========== ==============

The following information was reported 07142009

Officer(s) RONALD FELBER PRES-CEO PHILIP E KELLY VICE PRESIDENT GREGORY V POFF VICE PRESIDENT

DIRECTOR (S) THE OFFICER(S)

The Delaware Secretary of States business registrations file showed that Oakite Products Inc was registered as a corporation on December 19 1991

Business started 1909 by David C Ball George W Oakley and Daniel C Smith Present control succeeded 2004 100 of capital stock is owned by parent company

RONALD FELBER born 1951 1989~present active here 1985-1989 employed with Avon Products Inc New York NY Graduated from Georgetown University in 1973 with a BS degree Also received MA degree from Loyola University in 1985

PHILP E KELLY born 1948 1972-present active here Graduated from University of Dayton in 1970 with a BS Degree Also received MBA Degree from Seton Hall University in 1978

GREGORY V POFF born 1948 1970-present active here Graduated from Catawba College in 1970 with a BA degree Also received MBA from Pace University in

1982

==========================~========================~=============

==============

CORPORATE FAMILY ================================================================= ==============

The following global corporate family members are related to this business Members are listed alphabetically first by company name then by country or US state then by city

Parent Rockwood Holdings Inc Princeton NJ 01-616-4399

Subsidiaries (International) Cheme~allCanada Limited Brampton CANADA 20-036-7514 Chemetall Mexicana SA de CV El Marques MEXICO 81-232-9050

Branches (US) Chemetall Us Inc La Mirada CA 15-886-0572 Chemetall Us Inc Romulus MI 00-515-7698

Affiliates (US) Chemetall Chemical Products Inc New Providence NJ 82-485-0580 Chemetall Oakite La Mirada - Plant La Mirada CA 61- 036 -9832middot Mineral Research and Development Charlotte NC 61-036-9477 Rockwood Holding Company Chicago IL 78-166-9635 Rockwood Specialties Consolidated Inc Princeton NJ 03-845-1386 Rockwood Specialties Group Inc Princeton NJ 10-679-3433 SachtlebenCorporation White Plains NY

95-666-4114 Viance LLC Charlotte NC 79-544-7346

Affiliates (International) Sachtleben Pigments Oy Helsinki FINLAND 54-023-5819

================================================================ ==============

OPERATIONS ==========~========================================== ============

==============

07142009

Description Subsidiary of Rockwood Holdings Inc Princeton NJ

As noted the parent company is Rockwood Holdings Inc

DUNS 01-616-4399 and reference is made to that report

for background information on the parent company and its

management

Manufactures specialty cleaning polishing or sanitation

preparations and sanitation preparations disinfectants or

deodorants Manufactures chemical preparations

specializing in metal treating compounds rust resisting

compounds and water treating compounds Manufactures

paints varnishes lacquers enamels or allied products

and paint removers

Has 10000 account(s) Terms are Net 30 days Sells to

industrial concerns Territory United States Mexico

Brazil and Canada

Nonseasonal

Employees 340 which includes officer(s) and 2 part-time 90 employed

here

Facilities Rents 37000 sq ft ina one story brick building

Location Suburban business section on well traveled street

Branche~ This business has multiple branches detailed branchdivision information is available in

Dun amp Bradstreets linkage or family tree products

Subsidiaries This business has 2 subsidiaries listed below

The extent of ownership where known is shown in

parenthesis following company name

Oakite Canada Limited Bramalea Ontario Canada (100)

Manufactures chemical specialty products Intercompany

relations reported by management to consist of

merchandise and service transactions cleared as scheduled

Chemetall Mexicana Monteray Mexico (100) Manufactures

chemical specialty products

=================================================~===============

==============

SIC amp NAICS ===========~===============~=================================~===

==============

SIC Based on information in our file NAICS DampB has assigned this company an extended a-digit SIC DampBs use of 325612 Polish and Other a-digit SICs enables us to be more Sanitation Good specific to a companys operations Manufacturing than if we use the standard 325612 Polish and Other 4-digit code Sanitation Good

middot 28420000 Polishes and sanitation Miscellaneous

goods and 28420400 Sanitation Manufacturing

preparations Miscellaneous

disinfectants and and

deodorants Manufacturing 28999931 Metal treating compounds Miscellaneous 28999942 Rust resistirtg compounds and

28999948 Water treat~ng compounds Manufacturing 28510000middot Paints and allied Coating

products middot28510401 Paint removers Coating

325998

325998

325998

325510

325510

Manufacturing All Other

Chemical Product

preparation

All Other

Chemical PrOduct

Preparation

All Other

Chemical Product

Preparation

Paint and

Manufacturing Paint and

Manufacturing

================================================================= ==============

DampB PAYDEX ================================================================= ==============

The DampB PAYDEX is a unique dollar weighted indicator of payment performance based on up to 157 payment experiences as reported to DampB by trade references

3-Month DampB PAYDEX 75 I 12-Month DampB PAYDEX 74 I

When weighted by dollar amount I When weighted by dollar amount payments to suppliers average average 9 days beyond terms

Based on trade collected over collected over last months

8 days I payments to suppliers

last 3

I beyond terms II Based on trade

I 12 months

================================================================= ==============

PAYMENT SUMMARY ================================================================= ==============

The Payment Summary section reflects payment information in DampBs file as of the date of this report

Below is an overview of the companys dollar-weighted payments segmented by its suppliers primary industries

Mfg electric test prd 1 35000 35000 100

OTHER INDUSTRIES 101 283550 20000 73 22 4 - 1

Other payment categories Cash experiences 7 750 250 Payment record unknown 0 Omiddot 0 Unfavorable commeJlts 1 1000 1000

Placed for collections With DampB 1 7500 Other 0 NA

===== ============== ========== Total in DampBs file 157 3017350 900000

The highest Now Owes on file is $750000

The highest Past Due on file is $10000

Dun amp Bradstreet has 157 payment experiences in its file for this company For your convenience we have displayed 80 representative experiences in the PAYMENTS section

====~============================================================

==============

PAYMENT DETAILS ================================================================= ==============

Detailed payment history

Date Paying High Now Past Selling Last Salemiddot Reported Record Credit Owes Due Terms Within

(rhmyy) ($) ($) ($) (months)

0709 Ppt 50 0 1 mo

Ppt 2500 0 1 mo

Ppt 200 i OOO 100000 2500 N60 1 mo

Ppt 200000 100000 0

----------------

0508 Ppt-Slow 30 20000 10000 deg N30 1 rno 0707 (08 0) 7500

Placed for collection

Accounts are sometimes placed for collection everi though the existence or amount of the debt is disputed

Payment experiences reflect how bills are met in relation to the terms granted In some instances payment beyond terms can be the result of disputesmiddot over merchandise skipped invoices etc

Each experience shown is from a separate supplier Updated trade experiences replace those previously reported

================================================================= ==============

FNANCE ================================================================= ==============

04172009

Three-year statement comparative

Fiscal Fiscal Fiscal

Dec 31 2005 Dec 31 2006 Dec 31 2008

Current Assets 53345000 33854000 34348000 Current Liabs 16314000 11173000 18594000 Current Ratio 327 303 1 85 Working Capital 37031000 22681000 15754000 Other Assets 9824000 15582000 124757000 Net Worth 38515000 28063000

1304000 Sales 79763000 86130000 130723000 Long Term Liab 8340000 10200000 139207000 Net Profit (Loss) 1105000 8689000 490000

Fiscal statement dated DEC 31 2008

Assets j Liabilities I -----------shy1

Other Curr Assets 343-480001 Other Curr Liabs 18594000

---------------1 Curr Assets 343480001 Curr Liabs 18594000

I Fixt amp Equip 110620001 Pension Reserves 7990000 Goodwill-Net 252040001 Other Liabilities 129932000 other Intangible 825380001 LT Liab-Other 1285000 Assets-Net TOTAL EQUITY 1304000 Deferred Income 2680001 Taxes I Other Assets 56850001

---------------11

Total Assets 1591050001 Total 159105000

From JAN 01 2008 to DEC 31 2008 annual sales $130723000 cost of goods soldmiddot $69475000 Gross profit $61248000 operating expenses $48302000 Operating income $i2946OOO other expenses $11971bOOi net income before taxes $975000 Federal income tax $485000 Net income $490000

Submitted MAR 31 2009 by Ronald Felber pres-ceo Prepared from books without audit

On April 17~ 2009 themiddotfinancial information was updated

================================================================= ==============

KEY BUSINESS RATIOS ================================================================= ==============

Statement date DEC 31 2008 Based on this number of establishments 28

Firm IIndustry Median I---~------------

Return of Sales 04 IReturn of Sales 11 Current Ratio middot18 ICurrent Ratio 21 Assets Sales 1217 IAssets Sales 575 Total Liability Net Worth 9999 ITotal Liability Net Worth 83 7

================================================================= ==============

PUBLIC FILINGS ================================================================= ==============

The following Public Filing data is for information purposes only and is not the official record Certified copies can only be obtained from the official source

================================================================= ==============

UCC FILINGS =~==================================================== ===========

==============

Collateral All Assets Type Original

-----------------------------------------------------------------

Sec party THROUGH ITS

ADMINISTRATIVE AGENT

Debtor Filing number Filed with DOVER DE

Date filed Latest Info Received

Collateral General

Leased Equipment

Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ

Date filed Latest Info Received

Collateral

Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ

Date filed Latest Info Received

CREDIT SUISSE FIRST BOSTON ACTING

CAYMAN ISLANDS BRANCH AS

NEW YORK NY OAKITE PRODUCTS INC 4216854 2 SECRETARY OF STATEUCC DIVISION

08022004 08262004

Accounts receivable and proceeds shy

intangibless) and proceeds shy

and proceeds Original CANON FINANCIAL SERVICES MOUNT

OAKITE PRODUCTS INC 23913509 SECRETARY OF STATEUCC DIVISION

11302006 12272006

Leased Assets - Leased Business machineryequipment Original CANON FINANCIAL SERVICES INC MT

OAKITE PRODUCTS INC 21685842 SECRETARY OF STATEUCC DIVISION

07112003 07292003

Type Continuation Sec party CREDIT SUISSE (FKA CREDIT SUISSEmiddot FIRST

BOSTON) ACTING THROUGH ITS CAYMAN ISLA NEW

YORK NY Debtor CHEMETALL CORPORATION Filing number 2009 0642311 Filed with SECRETARY OF STATEUCC DIVISION DOVER DE

Date filed 02272009 Latest Info Receiv~d 05122009 Original UCC filed date 08022004 Original filing no 4216861 7

The public record items contained in this report may have been paid termirtated vacated or released prior to the date this report was printe~

=======~===============================================~======== ==============

GOVERNMENT ACTIVITY =====================================================~ ===========

==============

Activity summary Borrower (DirGuar) NO Administrative debt YES Contractor YES Grantee NO Party excluded from federal program(s) NO

Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8 (A) firm NA

The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other- sources

----7-------shyCopyright 2009 Dun amp Bradstreet - Provided under

contract I

for the exclusive use of subsCriber 264750059L

FULL DISPLAY COMPLETE

~ 396484BIRHQ2156 3427456432lng emailhIm

dmiddotmiddotmiddotmiddotmiddotto Chemetall

~

ICompany Overview

Chemetall is a global company committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry eg lithium and cesium compounds

Chemetalls businesses historically emerged from the combination of expertise in chemistry and metallurgy which is still mirrored in the companys name Chemetall mainly sells customised packages of products and services ranging from consultation via development through to the operation of entire plants at the customers site - for instance car body pre-treatment in the automotive industry

The companys product portfolio is based on continuous research and development of leading edge technologies High perfOrming products combined with Chemetalls dedication to providing the best technical service and support to its customers have over the decades established excellent market positions in its fields of activity

Chemetall GmbH is headquartered in Frankfurt am Main It is the centre of a worldwide network of some 40 subsidiaries in Europe North and South America Asia Australia and Africa Most of these companies operate their own production sites and many also have their own development laboratories A largely decentralised organisation ensures that each local company can respond quickly and flexibly to the customers needs in its markets whilst at the same time being able to draw on the specialist resources within the Group In this way Chemetall combines the strength of a global supplier with the flexibility and customer focus of a medium-size company

Since August 1st 2004 Chemetall has been part of middotRockwood Holdings Inc

~II ~II

httpwwwchemetaIIcomindexjspjsessionid=D1E2B97C5F308BBEFA7790E98D334D 8112009

202009

~ _ c

bulliJi - - -Hsectr

jmiddotY I Chemetall

f 0

I News

I 2009 I zoosl 2007

2009

May 272009 Significant savings achieved with the change from zinc-phosphating pretreatment to Oxsllanreg technology Opel Replaces its Metal Pretreatment System Adam Opel GmbH in Kaiserslautem Germany is an important more

~tl

April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more

~ff

April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more

~If

February OS 2009 Chemetall Aerospace Technologies has successfully integrated the NOT business of Ely Chemical Company Ltd We are proud to inform our customers around the world that Chemetall has effectively transferred and more

~h~~gPASq~~~~JJetoChemetall~ aiiiiilry f 2009 tile neW legal entity name for ChemetallmiddotOakite will be

cCflemetalltJS Inc more

ctt

January 20 2009 Chemetall Oakite changed its name to Chemetall

Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc more

ft

2008

August 01 2008 Chemetall acquires Nalco Finishing Technologies Rockwood Holdings Inc Chemetall-Group has acquired Nalcos Finishing Technologies (FT) businessnull more

~

July 31 2008 Chemetall announces global price increases Chemetall is currently increasing prices within a range of 5 to 20 percent or implementing and adjusting more

~ff

httpwwwchemetallcomindexjspcontent=newsjspnewsDat=pressreleases_sortbyyear 81112009

2007

----------------- -r - ------1 ------------- c- - --r

April 01 2008 Chemetall acquires NOT Business of Ely Chemical Company Ltd Chemetall GmbH FrankfurtM via its UK subsidiary has acquired the NOT business of the UK basednull more

~JJ

March 29 2007 Chemetall Signs Distribution Agreement with Advanced Chemistry amp Technology Inc Chemetall Aerospace Technologies announced that it has signed an exclusive sales and distribution agreement more

~II

February 212007 Chemetall Acquires the Chemical Division Business of Wirral Fospray Chemetall PLC has announced the acquisition of the chemical division business from Wirral Fospray Limited more

~JI

January 22 2007 Rockwood Appoints M~nlka Engel-Bader President ofChemetal Rockwood Holdings Inc (NYSEROC) has announced that Dr Monika EngelshyBader has been appointed tonull more=

~II

httpwwwchemetallcomindexispcontent=newsi SpnewsDat=pressreleases sortbyyear 8112009

kindof activity Production fields of activity Lithium

~II ~IJ

~ Chemetall US Inc

Country United States Streetaddress 13177 Huron River Drive ZIP MI 48174 City Romulus Phone +1-734-941 3800 Fax +1-734-941-5524 kind of activity Productionmiddot fields of activity Surface Treatment MapMgQ

~I =11

IIsectsectsect Chemetall US Inc

Country United States Streetaddress 16961 Knott Ave ZIP CA 90638 City La Mirada Phone +1800-331-1197 Fax +1 714a70-6480 kind of activity Sales Production fields of activity Surface Treatment Map Mm

~J ~IJ

~ Chemetall US Inc

Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-464-6900 Fax +1908-464-5571 kind of activity Headoffice $ales Production fields of activity Surface Treatment Direct Contact Email oakiteproductschemetaILcom Map Map

~I ~II

httpwwwchemetallcomindexjspcontent=contact choice1jspid=United Statesampconti 81112009

Chemetall~~-V

J 4(

America ~ United Stetes 1lW

Chemetall Foote Corp

Country United States Streetaddress 348 Holiday Inn prive ZIP NC 28086 City Kings Mountain Phone +1-704-739 2501 Fax +1-704-734 0208 kind of activity Headoffice Sales Production fields of actvity Lithium Direct Contact Email footelithiumchemetallcom Map Map

~ II

~ Chemetall Foote Corp

Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-665-9466 Fax +1-908-665-8543 kind of activity Headoffice Sales fields of activity Special metals MapM~

~II ~11

~ Chemetall Foote Corp

Country United States Streetaddress 856 Foote Lane

ZIP TN 37134 City New Johnsonville Phone +1-931-535 3401 Fax +1-931-535 3404 kind of activity Production fields of activity Lithium Map Map

~IJ ~IJ

~ Chemetall Foote Corp

Country United States Streetaddress Hwy 265 ZIP NV 89047 City Silver Peak Phone +1-775-937-2222 Fax +1-775-937-2250

httpwwwchemetallcomindexj spcontent=contact_choice 1jspid=UnitedStatesampconti 8112009

~aa -rlte_middot~ bull Chemetall

II~metaIIOakl~ changeditsnClme tOlhemetall

Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc doing business as Chemetall The same applies to the Canadian subsidiary whose official name will be Chemetall Canada Limited

middotCustomers around the world link Chemetall with quality innovation and extraordinary technical services says Joris Merckx President Surface Treatment at Chemetall middotOne consistent name of our all our subsidiaries will strengthen our corporate brand and with it our image he commented

No changes Will be made to the Mexican and Brazilian entities as these countries already operate their business under the name of Chemetall

About Chemeta

Chemetall a company of Rockwood Holdings Inc (NYSE ROC) is one of the leading global companies committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry including lithium and cesium compounds

Contact Sandra Zirm Phone +496971653605 Mall sandrazirmchemetallcom

~I ~II

Page 5: :;c= ---------------------------------------------x >.' --~ -'- ::~C~l d- r ......Opportunity for Hearing (Complaint) was issued on September 24, 2009 and served on September 28, 2009

5

III Complainants Exhibits

EPA anticipates offering into evidence the following documents and records copies of

which are annexed hereto (unless otherwise specifically noted below) these materials will be

identified as Complainants Exhibit with each exhibit numbered with the following Arabic

numerals

1 The Enforcement Response Policy for Reporting and Recordkeeping Rules and

Requirements for TSCA Sections 812 and 13 produced by EPAs Toxics and Pesticides

Enforcement Division of the Office of Regulatory Enforcement within the Office of Enforcement

and Compliance Assurance (revised March 31 1999 effective June 1 1999) (hereinafter the

TSCA Section 8 penalty policy) This document was referenced in the Complaint (pages 8-9)

and is publicly available at httpcfpubepagovcomplianceresourcespoliciescivilltsca4

2 June 5 2006 memorandum Penalty Policy Supplements Pursuant to the 2004 Civil

Monetary Penalty Inflation Adjustment Rule from Stephanie Brown the Acting Director of the

Toxics and Pesticides Enforcement Division of the Office of Civil Enforcement to Regional

Counsels and Regional TSCA FIFRA and EPCRA Division Directors (including Appendix A

Appendix B and p~ge 8-A the pages pertinent in whole or in part to the TSCA Section 8

penalty policy)

In order to save the paper required to make multiple copies of the TSCA Section 8 penalty policy copies of it will not be physically included as part of this initial prehearing exchange This document will be provided if so ordered by the Court andor if Respondent requests a copy To the extent not previously done or as otherwise ordered by this Court at the time of hearing Complainant will provide copies of this document As this document is publicly available on the Internet it is readily accessible Further pursuant to 40 CFR sect 2227(b) this Court is required to consider any civil penalty guidelines issued under [TSCA] The TSCA Section 8 penalty policy constitutes a civil penalty guideline[] issued under [TSCA]

6

3 TSCA Section 5 and 8 Inspection report from Chester Norman and Leonard

Pappalardo to Daniel J Kraft with Notice ofInspection

4 The IUR form (Form U) submitted on September 242008 together with

accompanying correspondence Because such documentation contains Confidential Business

Information it will not be included as part of this Initial Prehearing Exchange the exhibit here

will bear the notation CBI Deleteds

5 United States National Library of Medicine ChemIDplus Advanced with regard to the

three chemical substances Respondent is alleged to have manufactured at its La Mirada

California facility (each followed by its Chemical Abstracts Service Registry Number [CAS

Number 40 CFR sect 7043])

Zinc dihydrogen phosphate (13598-37-3)

Phosphoric acid monoethanolamine salt (29868-05-1) and

Sodium dihydrogen phosphate (7558-80-7)

6 United States National Library of Medicine ChemIDplus Advanced with regard to the

16 chemical substances Respondent is alleged to have manufactured at its Romulus Michigan

facility (each followed by its CAS Number)

This documentation will be provided to the Court in accordance with applicable CBI regulations and protocol prior to the start of the hearing or as otherwise directed by this tribunal At the moment it is not being provided in order to minimize the number of documents containing CBI information in circulation Respondent having prepared the document obviously is aware of this document and what it contains

Complainant wishes to draw this Courts attention to paragraph 31 of the Answer which states in part that filings were subsequently made on a voluntary basis on or about September 242008 Furthermore with regard to the identity of the chemical substances Complainant directs this Court to paragraphs 25 39 and 40 (listing the chemical substances manufactured imported at both facilities)Respondent has admitted the allegations in these three paragraphs

7

Sodium dihydrogen phosphate (7558-80-7)

Zinc nitrate (7779-88-6)

Manganese dihydrogen phosphate (18718-07-5)

Zinc dihydrogen phosphate (13598-37-3)

Manganese nitrate (10377-66-9)

Potassium oleate (also known as potassium cis-9-octadecenoic acid 143-1middot8-0)

Phosphonic acid PPP - [nitrilotris (methylene)] tris sodium salt (also known as sodium aminotris (methylenephosphonate) 20592-85-2)

Sodium silicate (1344-09-8)

Potassium tetraborate (also known as boric acid dipotassium salt 1332-77-0)

Potassium tallate (61790-44-1)

Triethanolamine borate (also known as boric acid compd with 222-nitrilotris (ethanol) 68413-80-9)

Dipotassium octenyl succinate (also known as butanedioic acid 2(octen-l-yl)- potassium salt (1 2) 58641-28-4)

Ethanol (64-17-5)

Chromium phosphate (also known as chromic phosphate 7789-04-0)

Ammonium dihydrogen phosphate (also known as monoammonium phosphate 7722-76-1) and

3-aminopropyl silanetriol (also known as silanetriol 1-(3-aminopropyl)- 58160shy99-9)

7 United States National Library of Medicine ChemlDplus Advanced with regard to the

one chemical substance sodium hydrogen phosphate (also known as disodium phosphate CAS

Number 7558-79-4) Respondent is alleged to have imported at its Romulus Michigan facility

8 Information from the EPA website on Respondent and its operations

9 Dun amp Bradstreet report for Chemetall Oakite Inc [sic] printed August 132009

8

10 Dun amp Bradstreet report for Chemetall US Inc printed August 11 2009

11 Information retrieved August 11 2009 from wwwchemetallcom

Complainant may request this Court to take judicial notice of appropriate matters in

accordance with 40 CFR sect 2222(t)

IV Hearing Arrangements

Complainant requests that a hearing in the matter be in New York City (New York

County) the location of the main office of EPA Region 2 Complainant anticipates being able to

present her case-in-chief in probably two days three at the most

V Proposed Penalty Amount Determination

An explanation as to EPAs derivation of the penalty assessment proposed and the

reasoning behind it is set forth on pages 8 and 9 of the Complaint As noted there this penalty

has been developed in accordance with Section 16(a) ofTSCA 15 USC sect 2615(a) with

specific reference made to and guidance provided by the TSCA Section 8 penalty policy which

has been listed as part of Complainants exhibits

On page 5 of this document it explains that the TSCA Civil Penalty policy published on

September 10 1980 in the Federal Register establishes a systems for determining penalties in

administrative actions brought pursuant to TSCA sect 16 Further

EPA believes that the system is a r~asonable interpretation of the statutory penalty factors in TSCA section 16 Under that system penalties are determined in two stages (1) determination of a gravity based penalty (GBP) and (2) adjustments to the gravity based penalty

To determine the gravity based penalty TSCA sect 16(a)(2)(B) requires the Agency to take into account the statutory factors of Nature Circumstances Extent and Gravity

9

The TSCA Section 8 penalty policy then adumbrates how each of those factors is taken

into account These factors are used in a matrix (a grid) to arrive at an appropriate GBP At that

point [0]nce the gravity based penalty has been determined upward or downward adjustments

to the penalty amount are made by taking into account the following factors with respect to the

violator the degree of culpability whether there is a history of prior such violations a

respondents ability to pay its ability to continue in business and such other factors as justice

may require be considered Page 6 (unless otherwise noted subsequent page references are to the

TSCA Section 8 penalty policy) It is the gravity based penalty that is a function of the nature

circumstances and extent of each violation Page 7

Any failure timely to report for the TSCA Inventory Update is classified as hazardrisk

assessment in nature Page 9 The classification of circumstance level can be from 1 to 6 these

levels make-up the vertical axis on the grid As noted on page 1 a failure to timely report for the

TSCA Inventory Upgrade is classified as a Levell violation and it is assessed as a one-day

violation ie penalties are not assessed on a day-by-day basis The extent level represents the

second step in determining the gravity based penalty The levels are Major Significant and

Minor As noted on page 12 an IUR failure is classified as Significant extent level

Using these classifications the gravity based penalty is derived In the TSCA Section 8

penalty policy (the edition issued in 1999) the amount listed for these parameters is $18700 In

accordance with the June 5 2006 memorandum (Complainants Exhibit 2 page 8-A) this

number has been increased to $21922 This increased amount has been in effect subsequent to

March 152004 Therefore for an IUR violation occurring after March 152004 but before

January 122009 the penalty amount that corresponds to a Circumstance Levelland a

Significant Extent Level is $21922 This represents the gravity based penalty for each of the 20

chemicals Respondent failed timely to report

With regard to adjustments to the gravity based penalty as discussed on pages 15-17

these are considered after issuance of the Complaint normally as part of the settlement

10

negotiation process This is noted on page 9 of the Complaint wherein it states that the penalty

amount listed represents the facts and circumstances known to Complainant up to the time of the

issuance of the Complaint

VI Paperwork Reduction Act

The Paperwork Reduction Act of 1980 as amended 44 USC sect 3501 et seq (the

PRA) does not bar EPAs prosecution of this action or its attempt to obtain a penalty for

violations arising from Respondents alleged failure to report during the period of August 25

2006 through March 23 2007

Respondent is alleged to have violated 40 CFR sect 71053 (paragraphs 32 and 48 of the

Complaint) Thjs provision is part of Subpart C of Part 710 Inventory Update Reporting for

2006 and Beyond The OMB (Office of Management and Budget) Control Number for the 40

CFR Part 710 Subpart C regulations is 2070-0162 40 CFR Part 9 The relevant ICR

number was 188403 OMB approval for this ICR number was secured on May 3 2006 with an

expiration date of May 31 2009 71 Fed Reg 34932 (June 162006) [FRL-8184-3] The

Federal Register of September 52008 referring to OMB Control No 2070-0162 announce[d]

that EPA is planning to submit a request to renew an existing approved Information Collection

Request (ICR) to the Office of Management and Budget (OMB) 73 Fed Reg 51805 [FRLshy

8370-3] The announcement that this ICR now bearing number 188404 was submitted to the

OMB was published on May 12 2009 74 Fed Reg 22163 [FRL 8903-4] This ICR was

approved on September 172009 and it will expire on September 302012

Display of the relevant OMB number has been frequent and consistent See eg 40

CFR Part 9 (July 12006 edition)

Because there had been no lapse in approval at the time the alleged violations arose the

PRA is not a bar to EPAs attempt to prosecute this action and to obtain a penalty for such

violations

11

Dated May 26 2010 New York New York

Le~ A Spielmann Assistant Regional C6unsel Waste and Toxic Substances Branch Environmental Protection Agency Region 2 290 Broadway 16th floor New York New York 10007-1866 212-637-3222 fax 212-637-3199

TO

Regional Hearing Clerk US Environmental Protection Agency Region 2

Honorable Barbara A Gunning Presiding Officer

Benne C Hutson Esq McGuire Woods LLP Counsel for Respondent

In re Oakite Products Inc et al Docket No TSCA-02-2009-9148

CERTIFICATE OF SERVICE

I certify that I have this day caused to be sent the foregoing COMPLAINANTS INITIAL PREHEARING EXCHANGE dated May 26 2010 in the following manner to the respective addressees listed below

Original and One Copy By Inter-Office Mail

Office of Regional Hearing Clerk US Environmental Protection Agency - Region 2 290 Broadway 16th floor New York New York 10007-1866

Copy by UPS Overnight Mail

Honorable Barbara A Gunning Administrative Law Judge US Environmental Protection Agency Franklin Court Building 1099 14th Street NW Suite 350 Washington DC 20460

Copy by UPS Overnight Mail

Benne C Hutson Esq McGuire Woods LLP 201 North Tryon Street PO Box 31247 (28231) Charlotte North Carolina 28202

Dated May 26 2010 New York New York

THE ENFORCEMENT RESPONSE POLICY FOR REPORTING AND RECORD-KEEPING RULES AND REQUIREMENTS FOR TSCA SECTIONS 8 12 AND 13 produced by EPAs Toxics and Pesticides Enforcement Division of the Office of Regulatory Enforcement within the Office of Enforcement and Compliance Assurance (revised March 31 1999 effective June 1 1999) available at httpcfpubepagovcomplianceresourcespoliciesciviltscal

tEO sr 1 p

gt ft t UNITED STATES ENVIRONMENTAL PROTECTION AGENCY S~~11 o Cl WASHINGTON DC 20460 ~ ltl

~ l of( AOt~c

OFFICE OF ENFORCEMENT AND

COMPLIANCE ASSURANCE

JUN - 5 2006

MEMORANDUM

SUBJECT Penalty Policy Supplements Pursuant to the 2004 Civil Monetary Penalty Inflation Adjustment Rule

FROM Stephanie P Brown Acting Director AIPdJ~YJmiddot~ Toxics and Pesticides Enforcement Di~~i~middot -- --- Office of Civil Enforcement

TO Regional Counsels Regional TSCA FIFRA and EPCRA Division Directors

This memorandum modifies each enforcement responsepenalty policy (Penalty Policy) within the purview ofthe Toxics and Pesticides Enforcement Division (TPED) to adjust for the Civil Monetary Penalty Inflation Adjustment Rule published in the Federal Register 011 February 132004 (69 Fed Reg 7121) and codified at 40 CFR Parts 19 and 27 (Final Rule) The matrices herein supercede and void any interim matrices for the 2004 rule issued or used by TPED or a Regional Office In accordance with the Final Rule all violations occurring on or after March 152004 are subject to statutory penalties adjusted for inflation A complete list of each Penalty Policy subject to this memorandum is provided at Attachment A Appendix B provides instructions for amending each Penalty Policy as well as updated matrices for inseliion into each policy

The adjustments here follow the implementation policy established in the attached September 212004 memorandum signed by Thomas V Skinner That memorandum provides for adjusting each cell in a penalty matrix by multiplying the existing gravity-based penalty component by 11723 We are aware that this approach results in penalty amounts (within matrix celIs) that are not roimded-off as compared to previous iterations This is the outcome required by proper application of the Final Rule The September 212004 memorandum also provides for rounding the aggregate penalty in a particular case to the nearest $100 unit after calculating and summing the gravity-based penalties for each count in the case

Intemet Address (URL) bull hltpllwwwepagov ReCycledRecyclable Prin18d with Vegetable Oil Baaed Inks on Recycled Paper (Minimum 5Olo Postconsumer content)

Violations occurring before March 152004 and after January 30 1997 remain subject to penalties adjusted for inflation as specified in TPEDs April 18 1997 memorandum entitled Penalty Policy Suwlements Pursuant to the Civil Penalty Inflation Adjustment Rule Copies of this memorandum are available upon request

Please contact Brian Dyer at (202) 564-4166 (dyerbrianepagov) if you have any questions concerning these penalty adjustments

Attaclunents

cc Rosemarie Kelley US EPA OECAOCE David Abdalla us EPA OECAOCE Susan OKeefe US EPA OECAOCE John Neylan US EPA OECAOC Tom Ripp US EPA OECAOC Priscilla Flattery US EPA OPPTSOPPT Ben Smith US EPA OEIOIAA

Craig Matthiessen US EPA OSWERJOEM Daniel Helfgott US EPA OPPTSOPP Deborah Brown US EPA Region 1 Nancy Bannakian US EPA Region 1 Ken Stoller US EPA Region 2 Adrian Enache US EPA Region 2 Daniel Kraft US EPA Region 2 John Higgins US EPA Region 2 Ken Eng US EPA Region 2 Harry Daw US EPA Region 3 Aquanetta Dickens US EPA Region 3 Mikal Shabazz US EPA Region 3 Jeaneanne Gettle US EPA Region 4 Anthony Toney US EPA Region 4 Joanne Benante US EPA Region 4 Caron Falconer US EPA Region 4 Anthony Restaino US EPA Region 5 MarkHorwitz US EPA Region 5 Bob Goodfellow US EPA Region 6 Maria Martinez US EPA Region 6 Steve Vargo US EPA Region 6 Jamie Green US EPA Region 7 Mark A Smith US EPA Region 7 Elisabeth Evans US EPA Region 8 Pam Cooper US EPA Region 9 Paula Bisson US EPA Region 9 Scott Downey US EPA Region 10

TPED Pen Adj Memo wAttachments - Page 2 of J9

ATTACHMENT A

FEDERAL INSECTICIDE FUNGICIDE AND RODENTICIDE ACT

FIFRA Worker Protection Standard Penalty Policy - Interim Final- (0901197)

Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act --Good Laboratory Practice (GLP) Regulations - (093091)

Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act (FIFRA) - (070290)

FIFRA Section 7(c) Enforcement Response Policy - (021086)

TOXIC SUBSTANCES CONTROL ACT

Section 1018 - Disclosure Rule Enforcement Response Policy - (020100)

Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8 12 AND 13shy(033199)

Polychlorinated Biphenyls Penalty Policy - (022698)

Enforcement Response Policy for TSCA Section 4 Test Rules - (052886)

Amendment to the TSCA Section 5 Enforcement Response Policy - (060889)

Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Polic~ - (013189)

Interim Final Enforcement Response Policy Asbestos Abatement Projects Worker Protection Final Rule - (111489)

Final TSCA GLP Enforcement Response Policy - (040985)

EMERGENCY PLANNING AND COMMUNITY RIGHT-TO-KNOW ACT

Enforcement Response Policy for Section 313 of the Emergency Planning Community Right-ToshyKnow Act (1989) and Section 6607 of the Pollution Prevention Act (1990) Amended shy(041201)

Enforcement Response Policy for Sections 30~ 311 and 312 of the Emergency Planning and Community Right-to-Know Act (1989) and Section 103 of the Comprehensive Environmental Response Compensation and Liability Act -(093099)

TPED Pen Adj Memo wAttachments - Page 3 of 19

ATTACHMENT B

FlFRA

Insert table (p 4-A) behind page 4 FIFRA Worker Protection Standard PenaltY Policy - Interim Final (090 97)

No insert Rodenticide Act - Good Laboratory Practice (GLP) Regulations (093091) Enforcement Response Policy for the Federal Insecticide Fungicide and

When proposing penalty amounts under the Enforcement Response Policy for GLP Regulations dated September 30 1991 actual dollar amounts are determined by using the ERP for FIFRA (070290) See directions below for F1FRA ERP

Insert after page 19-A in the policy and page CshyRodenticide Act (070290) Enforcement Response Policy for the Federal Insecticide Fungicide and

I in the appendix

No insert While the FIFRA ERP (1990) does not supersede the Section 7(c) ERP (1986) the matrix setting forth the penalties in the ERP for FIFRA (070290) should be used instead of the matrix in the 1986 policy

FIFRA Section 7(c)Enforcement Response Policy (021086)

TSCA

Insert matrix (Appendix B-4-A) behind Appendix B-4

Section 1018 - Disclosure Rule Enforcement Response Policy (020 I00)

Insert matrix (p7-B) behind page 7-A 12 AND 13 (033199) Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8

Polychlorinated Biphenyls Penalty Policy (040990) Insert matrix (p9-B) behind page 9-A

Enforcement Response Policy for TSCA Section 4 Test Rules (052886) Insert matrix (p2-B) behind page 2-A

Amendment to the TSCA Section 5 Enforcement Response Policy (060889) Insert matrix (p16-B) behind page 16-A

Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Insert matrix (pII-B) behind page II-A Policy (0 131 89) Insert matrix (p17-B) behind page 17-A

Interim Final Enforcement Response Policy - Asbestos Abatement Projects Insert matrix (p 6-B) behind page 6-A Worker Protection Final Rule (111489)

Final TSCA GLP Enforcement Response Policy (040985) Insert matrix (pA-B) behind page 4-A

EPCRA

Enforcement Response Policy for Section 313 of the Emergency Planning and I Insert matrix (pi I-B) behind page II-A Community Right-To-Know Act (1989) and Section 6607 ofthe Pollution Prevention Act (1990) Amended (04120 I )

Final Enforcement Response Policy for Sections 304 311312 of EPCRA and I Insert matrix (pp 20C amp 200) behind page 20B Section 103 ofCERCLA (093099)

TPED Pen Adj Memo wAttachments - Page 4 of 19

Page8-A

Gravity based penaltY matrix to supplement Recordkeeping and Reporting Rules and Requirements for TSCA Sections 8 12 and 13 for violations that occur on or after March 15 2004 Insert behind ~e 8

TSCA sectsect 8 12 amp 13 GRAVITY BASED PENALTY MATRIX

EXTENT CIRCUMSTANCES

A B C Major Significant Minor

LEVELS 1 $32500 $21922 $6448

High Range 2 $25791 $16764 $3869

3 $19343 $12895 $1934 Mid Range

4 $12895 $7737 $1290

5 $6448 $3869 $645 Low Range

6 $2579 $1676 $258

Note After calculating the gravity-based penalty for each count the total applicable gravity-based penalty for all counts in a particular casematter should be rounded to the nearest unit of $100 as required by the memorandum from Thomas Skinner dated September 212004 implementing the Civil Monetary Penalty Adjustment Rule as published in the Federal Register on February 132004 (69 FR 7121)

TPED Pen Adj Memo wAnachments - Page 9 of 19

UNITED STATES ENVIRONMENTAL PROTECTION AGENCY

TSCA Section 5 and 8 Inspection Chemetall Oakite Inc 675 Central Avenue New Providence NJ 07974

From Chester Norman Chemist Leonard Pappalardo Chemist Toxics Section Toxics Section

To Daniel 1 Kraft Chief Toxics Section

On May 14 2008 a TSCA Section 5 and 8 inspection was conducted at Chemetall Oakite Inc at the address listed above This inspection was conducted as part of the regional neutral inspection scheme We scheduled the meeting in advance with Mr Michael Chang Manager Health and Environmental Department Upon arriving at Chemetall Oakite Inc official credentials were presented to Mr Michael Chang Julia C Murray Vice President Technical Marketing and Ron Ascenzo Director Technical Marketing Notices ofInspection (Attachment 1) and Confidentiality (Attachment 2) were issued and explained to Ms Murray Ms Murray signed the notices

Chemetall Oakite is an importer of chemicals They import metal cleaners and surface treatment chemicals They have approximately 110 employees in New Providence New Jersey Chemetall has been at this site since 2006 prior to that they were located in Berkley Heights New Jersey Chemetall Oakite Inc is also known as Chemetall Chemical Products and Chemetall Americas Chemetall Americas is owned by Rockwood Holding Company who is owned by Chemetall BMGH in Germany Their Standard Industrial Codes (SIC) is 5169 The companys fiscal year is the calendar year Ms Murray said Chemetall Oakite Incs corporate sales were approximately $100000000 Chemetall Oakites facility in New Providence New Jersey is the corporate headquarters sales export and import offices and their research and development laboratories for the United States Chemetall Oakite Inc has manufacturing facilities in La Mirada CA and Romulus MI

We asked if they filed an Inventory Update Report for the 2006 reporting period They didnt know We asked if they filed a preliminary assessment inventory report for any of the chemicals the company manufactures or imports and they responded they didnt know We asked if they filed any PMNs recently they responded with a 10 year old low volume exemption and an older PMN We asked if they filed any significant new use report they responded no We asked if they had a

TSCA Section 8c file They also responded no

We issued Receipts for Samples and Documents and Confidential Business Information Nothing was declared Confidential

Attachments 1 Notice ofInspection 2 Notice of Confidentiality 3 Receipt for Samples and Documents 4 Declaration of Confidential Business Information

I bull US ENVIRONMENTAL PIlOTECTlON ~- WASHINGTON DC 204Ci0

TOXIC 5UBSTAlCES CONTllOL ACI EPA-----_- _--__--------------------- shyTOXICS SECfION - NOTICE OF INSPECflON

1_ INVESTIGATION IDENT1FICAnON 3 F~Z~ ~~7jJi--- Chemetall Oaki 42008

S FACllrryS ADDRESS

~PA Region 2 MS-I05 iPECTORS ADDRESS

675 Central Ave Woodbridge Avenue New Providence New Jersey 07974-1560

on NJ08837-5602

REASON FOR INSPECTION

Under the authority of Section II of the Toxics Substances Control Act

b For the purposes of inspecting (Including taking samples photographs statements and other inspection activities) an establisbment facility or other premises in which chemical substances or mixtures or articles containing same are manufactured processed or stored or held before or after their distribution in commerce ( including records files papers processes controls and facilities) and any conveyance being used to transport chemical substances mixtures or articles containing same in connection with their distribution in commerce (including records files papers processes controls and facilities) bearing on whether the requirements of the Act applicable to the chemical substances mixtures or articles within or ass()Ciated with such premises or conveyance have been complied with

In In addition this inspection extends to (Check appropriate blocks)

Jq- A Financial data o D Personnel data I

LV B Sales data o E Research data

13 C Pricin ~ data The natureland extent of the inspection of such data specified in A through E above is as follows

~rtification

lcknowledge that the statements I have made on this fonnand all attachments thereto are true accurate and complete I acknowledge that y knowingly false or misleading statement may be punishable by fine or imprisonment or both under applicable law

PREVIOUS VERSIONS ARE OBSOLETE

ME

rnE Chemist

DATE SIGNED

~r TI11E -shy~J ~ea~~ (1 4~

A FORM 77ltWmiddot3A FOR 1018 (REVISED JAN 2002)

IUR FORM (Form U) submitted September 24 2008

CBIDELETED

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0- 0shy

-P 0 0shy

Zn2+ 0shyNAME Phosphoric acid zinc salt (21) 1RN 13598-37-3

l) - P -o-Il o

MW 25533

Enlarge Structure

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OH I

HO-P-OH

1 o

NAME Ethanol 2-amino- phosphate (1 ) RN 29868-05-1 r

OH

MW 159077

Enlarge Structure

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o II

HO- P-O- Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH

MW 119976

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o II

HO - P shy 0shy Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH

MW 119976

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VJJJU1LlpJU) L1UVUJJ U 1 a~~ J VJ k

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NAME Zinc nitrate RN 7779-88-6

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0shyI

N+i o 0shy

Zn2+ 0shy

I N+ 0shy0

MW 189398

InJil~~tJ(tlJr~

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0 0

pl

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Mn2 lt

NAME Phosphoric acid manganese(2+) salt (21) RN 18718-07-5

0 I

o-p -o-Il o

MW 244878

Enlarge Structure

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0- 0_

po 0_

Zn2+ 0shyNAME Phosphoric acid zinc salt (21) lRN 13598-37-3 -0 - P -o-Il o

MW 25533

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0shy

I ~N-o 0shy

Mn+ NAME Manganese nitrate 0shyRN 10377-66-9 I

N+- 0shy0

MW 178946

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hale SurchFor more information about this substance Information NllMgatlon

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NAME Potassium cis-9-octadecenoic acid RN 143-18-0

o

O

(

MW 320555

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OH I

HO-P=O

~ OHN~I

0) p NAME Sodium aminotris(methylenephosphonate) II OHRN 20592-85-2

0P HO shy

OH

MW 2990478

Enlarge Structure

hale I~----F-o-r-m-o-re-in-fo-r-m-a-t-io-n-a-b-o-u-t-t-hi-s-s-u-b-s-ta-n-c-e------1 N=~Information

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NAME Sodium silicate RN 1344-09-8

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0shyt

O=Si 0shy

MW 122063

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Na+

Na+

SNrell N8Yfgetlon

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NAME Boric acid dipotassium salt RN 1332-77-0

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NAME Potassium tallate No StructureRN 61790-44-1

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HO OH

j ~

HO

OH

J NAME Boric acid compd with 222middotnitrilotris (ethanol) OH ~N-

HO

RN 68413middot80middot9

MW 2110202

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NAME Butanedioic acid 2-(octen-1-yl)- potassium salt (1 2)

ti~middotmiddot

(gt

a

RN 58641-28-4

MW 304466

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H3C OH

NAME Alcohol [USP] RN 64-17-5

MW 460684

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H3C OH

NAME Alcohol [U5P] RN 64-17-5

MW 460684

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0shy

IOp-o- cr3+

NAME Chromic phosphate I 0shyRN 7789-04-0

MW 146966

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NAME Monoammonium phosphate RN 7722-76-1

0 II

HO-P -0shyI

NW 4

OH

MW 115024

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HO OH Si NH2NAME Silanetriol 1-(3-aminopropyl)shy HO ~ ~

RN 58160-99-9

MW 13721

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Na+ o II

HO- p- 0shyNAME Disodium phosphate IRN 7558-79-4 0- Na+

MW 141958middot

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New PlOYidence Unton NJ 07974 PO BOX 7 N_ PrcNiclence

NJ 079740007 908~900

51691001 Anti-corrosion product 424690 424690-Other Chemical lII1d Allied Prod

Ron Felper

President

65 100 $100000000

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26420000 Polishes and sanitation goods 325612 325612-Po1ish amp 01 Ssnitalion Gd MIg Ronald Felber Pesident

90 340 S130723000

016164399 0000000oo 016164399

PRIVATE COMPANY HEADQUARTERS 40697755 74408967

custservdnbcom To Lee SpielmannR2USEPAlUSEPA Karen

bull SeetlR2USEPAlUSEPA08132009 11 22 AM

cc

bcc

Subject CHEMETALL OAKITE INC DampB Business Information Report

The folloWing e-mail was sent to you by seetkarenepagov Personal Note

ampBhas more options to help you decide with confidence Learn more about DampB eroducts and services lis this an important decision ~ IUJlilIImil

Get more with DampBs Enhanced Comprehensive Report ~I bull Business failure and credit scores

Click here to provideI bull Context behind the scores Added industrY and Financial comDarisons feedback on this report

iiiiRi55i~iiiiiAii~1~-

ort on this business

J --1- )21 _II1tjjjj1 Wgll_~yg 1

Copyright 2009 bun amp Bradstreet - Provided under contract

for the exclusive use of subscriber 264750059L

ATTN Lee Spielmann Report Printed AUG 13 2009

========================~======~=================================

============== BUSINESS SUMMARY

==========~======================================================

==============

CHEMETALL OAKITE INC (SUBSIDIARY OF ROCKWOOD SPECIALTIES INC PRINCETON NJ) 675 Central Ave New Providence NJ 07974

This is a headquarters D-U-N-Sreg Number 93-771-2248 (subsidiary) location Branch (es) or division(s) exist DampB Rating

Mailing address PO Box 7

II I

New ~rovidence NJ07974

Web site wwwrockwoodspeciallI IIIIIIIIIIIIII

Telephone

Chief executive

Year started

Management control

Employs

Sales

History

SIC

Line of business

tiescom

908 464-6900

RON FELPER PRES

1987

2006

100 (65 here)

$100000000

CLEAR

5169

Whol corrosion preventative chemicals

III III

================================================================= ===============

SPECIAL EVENTS ================================================================ ==============

06142007 Business started 1987 Present control succeeded June 2006

================================================================= ==============

SUMMARY ANALYSIS ================================================================= ==============

DampB Rating

The blank rating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and

that further enquiry should be made before reaching a decision Some reasons for using a _II symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information

Below is an overview of the companys rating history since 061507

DampBRating Date Applied 061507

The Summary Analysis section reflects information in DampBs file as of August 102009

=================~======~==~==~=======================~==========

============== INVESTIGATIVE SERVICES

================================================================= ==============

Update available on request

This information is being provided to you immediately in the interest of speed This reportmay not reflect the current status of this business DampB can investigate this business and update the information based on the resulta of that investigation

By ordering a standard investigation the same day you order this report an updated report will be provided to you at no extra cost

=========~=======================================================

==============

CUSTOMER SERVICE ================================================================= ==============

If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you

~ (

are outside the us contact your local DampB office

Additional Decision Support Available

Additional DampB products monitoring services and specialized investigations are available to help you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcom

=================================================================

===== = = = === = = =

HISTORY ================================================================= ==============

The following information was reported 08182008

Officer(s) RON FELPER PRES

THE OFFICER(S)

Business started 1987 Present control succeeded June 2006 100 of capital stock is owned by the parent company

RON FELPER Work history is unknown

Business address has changed from 14826 Ne 95th St Redmond WA 98052 to 675 Central Ave New Providence NJ 07974

=~===============================================================

==============

CORPORATE FAMILY =====================c=========================================== ==============

The following global corporate family members are related to this busihess

Members are listed alphabetically first by company name then by country or us state then by city

Global Ultimate Rockwood Holdings Inc Princeton NJ 01-616-4399

Parent Rockwood Specialties Group Inc Princeton NJ 10-679-3433

Affiliates (US) Advantis Technologies Inc Alpharetta GA 93-189-6385 Alphagary Corporation Leominster MA 09-743-4484 Ceramtec North America Innovative Laurens SC 17-483-0034 Ceramic Engineering Corporation Chemetall Foote Corp Kings Mountain NC 00-232-9456 Chemical Specialties Inc Charlotte NC 04-297-3313 Pure Wafer Inc Prescott AZ 83-746-8321 Rockwood Pigments NA Inc Beltsville MD 04-754-7690 Southern Clay Products Inc Gonzales TX 04-166-1737

Affiliates (International) AlphaGary (Canada) Limited Stoney Creek CANADA 24-924-8626 Cs i Kemwood AB Helsingborg SWEDEN 35-401-6487middot ProCeram spolmiddot s ro Dolni Rychnov CZECH 49-516-1929

REPUBLIC

== = = == = == = == ==== = == = = = == = = ==== = ==== = = ==== = = ===-= = = = = === == == === =

==============

OPERATIONS ===================~==========~====================== ============

==============

08182008

Description Subsidiary of Rockwood Specialties Inc

Princeton NJ started 2000 which operates as a wholesaler

of chemicals or allied products Parent company owns 100

of capital stock

Wholesales corrosion preventative chemicals (100)

Terms are Net 30 days Has 600+ account(s) Sells to

aerospace industry Territory North and South America

Nonseasonal

Employees 100 which includes officer(s) 65 employed here

Facilities Leases premises in a single story brick building

Location Central business section on well traveled street

Branches This business has multiple branches detailed branchdivision information is available in

Dun amp Bradstreets linkage or family tree products

==============~==============~===================================

==============

SIC amp NAICS ================================================================= ==============

SIC Based on information in our file NAICS DampB has assigned this company an extended 8-digit SIC DampBs use of 424~90 Other Chemical and Alli~d

a-digit SICs enables us to be more Products Merchant specific to a companys operations Wholesalers than if we use the standard 4-digit code

51691001 Anti-corrosion products

=================================================~== ============

============== PAYMENT SUMMARY

==============~===========~=========================== ===========

===============

DampB has not received a sufficientsample of payment experiences to establish a PAYDEX score

DampB receives over 600 million payment experiences each year We enter these new and updated experiences intoDampB Reports as this information is received At this time none of those experi~nces relate to this company

=======================================================~==========

============== FINANCE

================================================================= ==-= = = == == === ==

06142007

On JUN 14 2007 Michael Lissandrello SIs Mgr deferred financial statement

Michael Lissandrello submitted the following partial estimates dated JUN 14 2007

Sales for 2006 were $100000000

As of June 14 2007 a search of Dun amp Bradstreets Public Record database found no open suits liens judgements or UCCs to which Chemetall Oakite Inc at 675 Central Ave New Providence NJ was named defendant or debtor Public records received hereafter will be entered into the database and will be included in reports which contain a Public Filings ~ection

==============================================~====== ===========

============== PUBLIC FILINGS

================~====~================================ ===========

==============

A check of DampBs public records database indicates that no filings were found for CHEMETALL OAKITE INC at 675 Central Ave New Providence NJ

DampBs extensive database of public record information is updated daily to ensure timely reporting of changes and additions It includes business-related suits liens judgments bankruptcies UCC financing statements and business registrations from every state and the District of Columbia as well as select filing types from Puerto Rico and the US Virgin Islands

DampBmiddotcollects public records throughmiddot a combination of court reporters third parties and direct electronic links with federal and local authori~ies Its database of US business-related filings is now the largest of its kind

===~====~========================================================

============== GOVERNMENT ACTIVITY

================================================================= ==============

Activity summary Borrower (DirGuar) NO Administrative debt NO Contractor YES Grantee NO Party excluded from federal program(s) NO

Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8(A) firm NA

The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other sources

Copyright 2009 Dun amp Bradstreet- Provided under contract

for the exclusive use of subscriber 264750059L

FULL DISPLAY COMPLETE

~ ~

396484BIR21523427615308tng emailhtm

-- -- - ~-

(I custservdnbeom To Lee SpielmannH2USEPAlUSEPA Karen

SeetlR2USEPAlUSEPA08112009 0314 PM cc

bec

Subject CHEMETALL US INC DampB Business Information Report

The following e-mail was sent to you by seetkarenepagov Personal Note

~--~amp8 has more oDtfcins tohelDvou decide with confidence Learn more about DampB products and services Is this an important decision ~~~~~

Get more with DampBs Enhanced Comprehensiye Report bull Business failure and credit scores

Click here to providebull Context behind the scores bull Added industrv and Financial comparisons feedback on this report

~~OC--~

f4fi1 Order reports on other businesses

Copyright 2009 Dun amp Bradstreet - Provided under contract

for the exclusive use of subscriber 264750059L

ATTN Lee Spielmann Report Printed AUG 11 2009

In Date

=====================~===========================================

============== BUSINESS SUMMARY

===============================~====================== ===========

==============

CHEMETALL US INC (SUBSIDIARY OF ROCKWOOD HOLDINGS INC PRINCETON NJ) CHEMETALL OAKITE 675 Central Ave New Providence NJ 07974

This is a headquarters I D-U~N-S Number 55-612-1200 (subsidiary) location IBranch (es) or division(s) exist I DampB Rating

Mailing address PO Box 7 IIINew Providence NJ

07974 DampB PAYDEXreg

1 12-Month DampB 74 Web site wwwchemetallcom I PAYDEX

I

Telephone 908 464-6900 I When weighted by dollar amount

f paYments to suppliers average 9 days Chief executive RONALD FELBER I beyond terms

I

PRES-CEO II Based on trade collected

over last Year started 1909 I 12 months

Management control

Employs

Financial statement date

Sales F

Net worth

History

Financing

Financial condition

SIC

Line of business

2004

340 (90 here)

DEC 31 2008

$130723000

(106438000)

CLEAR

SECURED

UNBALANCED

2842 2899 2851

Mfg polishsanitation gd mfg chemical preparation

IIIIIIIII

=======================================================~========

==============

SUMMARY ANALYSIS ================================================================= ==============

DampB Rating

The Rating was changed on April 17 2009 because of DampB I S overall assessment of the companys financial payment and history information The blankrating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and that further enquiry should be made before reaching a decision Some reasons for using a II_II

symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information

Below is an overview of the companys rating history since 060707

DampB Rating Date Applied 041709

1R4 030209 1R3 101408 4A3 072408 4A2 060707

The Summary Analysis section reflects information in DampBs file as of August 10 2009

====================~=====================~======================

============== CUSTOMER SERVrCE

================================================~===== ===========

==============

If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you are outside the US contact your local DampB office

Additional Decision Support Available

Additional DampB products monitoring services and specialized

investigations are available tomiddothelp you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcommiddot

================================================================= ==============

HISTORY ====~=========================~=====~================= =========== ==============

The following information was reported 07142009

Officer(s) RONALD FELBER PRES-CEO PHILIP E KELLY VICE PRESIDENT GREGORY V POFF VICE PRESIDENT

DIRECTOR (S) THE OFFICER(S)

The Delaware Secretary of States business registrations file showed that Oakite Products Inc was registered as a corporation on December 19 1991

Business started 1909 by David C Ball George W Oakley and Daniel C Smith Present control succeeded 2004 100 of capital stock is owned by parent company

RONALD FELBER born 1951 1989~present active here 1985-1989 employed with Avon Products Inc New York NY Graduated from Georgetown University in 1973 with a BS degree Also received MA degree from Loyola University in 1985

PHILP E KELLY born 1948 1972-present active here Graduated from University of Dayton in 1970 with a BS Degree Also received MBA Degree from Seton Hall University in 1978

GREGORY V POFF born 1948 1970-present active here Graduated from Catawba College in 1970 with a BA degree Also received MBA from Pace University in

1982

==========================~========================~=============

==============

CORPORATE FAMILY ================================================================= ==============

The following global corporate family members are related to this business Members are listed alphabetically first by company name then by country or US state then by city

Parent Rockwood Holdings Inc Princeton NJ 01-616-4399

Subsidiaries (International) Cheme~allCanada Limited Brampton CANADA 20-036-7514 Chemetall Mexicana SA de CV El Marques MEXICO 81-232-9050

Branches (US) Chemetall Us Inc La Mirada CA 15-886-0572 Chemetall Us Inc Romulus MI 00-515-7698

Affiliates (US) Chemetall Chemical Products Inc New Providence NJ 82-485-0580 Chemetall Oakite La Mirada - Plant La Mirada CA 61- 036 -9832middot Mineral Research and Development Charlotte NC 61-036-9477 Rockwood Holding Company Chicago IL 78-166-9635 Rockwood Specialties Consolidated Inc Princeton NJ 03-845-1386 Rockwood Specialties Group Inc Princeton NJ 10-679-3433 SachtlebenCorporation White Plains NY

95-666-4114 Viance LLC Charlotte NC 79-544-7346

Affiliates (International) Sachtleben Pigments Oy Helsinki FINLAND 54-023-5819

================================================================ ==============

OPERATIONS ==========~========================================== ============

==============

07142009

Description Subsidiary of Rockwood Holdings Inc Princeton NJ

As noted the parent company is Rockwood Holdings Inc

DUNS 01-616-4399 and reference is made to that report

for background information on the parent company and its

management

Manufactures specialty cleaning polishing or sanitation

preparations and sanitation preparations disinfectants or

deodorants Manufactures chemical preparations

specializing in metal treating compounds rust resisting

compounds and water treating compounds Manufactures

paints varnishes lacquers enamels or allied products

and paint removers

Has 10000 account(s) Terms are Net 30 days Sells to

industrial concerns Territory United States Mexico

Brazil and Canada

Nonseasonal

Employees 340 which includes officer(s) and 2 part-time 90 employed

here

Facilities Rents 37000 sq ft ina one story brick building

Location Suburban business section on well traveled street

Branche~ This business has multiple branches detailed branchdivision information is available in

Dun amp Bradstreets linkage or family tree products

Subsidiaries This business has 2 subsidiaries listed below

The extent of ownership where known is shown in

parenthesis following company name

Oakite Canada Limited Bramalea Ontario Canada (100)

Manufactures chemical specialty products Intercompany

relations reported by management to consist of

merchandise and service transactions cleared as scheduled

Chemetall Mexicana Monteray Mexico (100) Manufactures

chemical specialty products

=================================================~===============

==============

SIC amp NAICS ===========~===============~=================================~===

==============

SIC Based on information in our file NAICS DampB has assigned this company an extended a-digit SIC DampBs use of 325612 Polish and Other a-digit SICs enables us to be more Sanitation Good specific to a companys operations Manufacturing than if we use the standard 325612 Polish and Other 4-digit code Sanitation Good

middot 28420000 Polishes and sanitation Miscellaneous

goods and 28420400 Sanitation Manufacturing

preparations Miscellaneous

disinfectants and and

deodorants Manufacturing 28999931 Metal treating compounds Miscellaneous 28999942 Rust resistirtg compounds and

28999948 Water treat~ng compounds Manufacturing 28510000middot Paints and allied Coating

products middot28510401 Paint removers Coating

325998

325998

325998

325510

325510

Manufacturing All Other

Chemical Product

preparation

All Other

Chemical PrOduct

Preparation

All Other

Chemical Product

Preparation

Paint and

Manufacturing Paint and

Manufacturing

================================================================= ==============

DampB PAYDEX ================================================================= ==============

The DampB PAYDEX is a unique dollar weighted indicator of payment performance based on up to 157 payment experiences as reported to DampB by trade references

3-Month DampB PAYDEX 75 I 12-Month DampB PAYDEX 74 I

When weighted by dollar amount I When weighted by dollar amount payments to suppliers average average 9 days beyond terms

Based on trade collected over collected over last months

8 days I payments to suppliers

last 3

I beyond terms II Based on trade

I 12 months

================================================================= ==============

PAYMENT SUMMARY ================================================================= ==============

The Payment Summary section reflects payment information in DampBs file as of the date of this report

Below is an overview of the companys dollar-weighted payments segmented by its suppliers primary industries

Mfg electric test prd 1 35000 35000 100

OTHER INDUSTRIES 101 283550 20000 73 22 4 - 1

Other payment categories Cash experiences 7 750 250 Payment record unknown 0 Omiddot 0 Unfavorable commeJlts 1 1000 1000

Placed for collections With DampB 1 7500 Other 0 NA

===== ============== ========== Total in DampBs file 157 3017350 900000

The highest Now Owes on file is $750000

The highest Past Due on file is $10000

Dun amp Bradstreet has 157 payment experiences in its file for this company For your convenience we have displayed 80 representative experiences in the PAYMENTS section

====~============================================================

==============

PAYMENT DETAILS ================================================================= ==============

Detailed payment history

Date Paying High Now Past Selling Last Salemiddot Reported Record Credit Owes Due Terms Within

(rhmyy) ($) ($) ($) (months)

0709 Ppt 50 0 1 mo

Ppt 2500 0 1 mo

Ppt 200 i OOO 100000 2500 N60 1 mo

Ppt 200000 100000 0

----------------

0508 Ppt-Slow 30 20000 10000 deg N30 1 rno 0707 (08 0) 7500

Placed for collection

Accounts are sometimes placed for collection everi though the existence or amount of the debt is disputed

Payment experiences reflect how bills are met in relation to the terms granted In some instances payment beyond terms can be the result of disputesmiddot over merchandise skipped invoices etc

Each experience shown is from a separate supplier Updated trade experiences replace those previously reported

================================================================= ==============

FNANCE ================================================================= ==============

04172009

Three-year statement comparative

Fiscal Fiscal Fiscal

Dec 31 2005 Dec 31 2006 Dec 31 2008

Current Assets 53345000 33854000 34348000 Current Liabs 16314000 11173000 18594000 Current Ratio 327 303 1 85 Working Capital 37031000 22681000 15754000 Other Assets 9824000 15582000 124757000 Net Worth 38515000 28063000

1304000 Sales 79763000 86130000 130723000 Long Term Liab 8340000 10200000 139207000 Net Profit (Loss) 1105000 8689000 490000

Fiscal statement dated DEC 31 2008

Assets j Liabilities I -----------shy1

Other Curr Assets 343-480001 Other Curr Liabs 18594000

---------------1 Curr Assets 343480001 Curr Liabs 18594000

I Fixt amp Equip 110620001 Pension Reserves 7990000 Goodwill-Net 252040001 Other Liabilities 129932000 other Intangible 825380001 LT Liab-Other 1285000 Assets-Net TOTAL EQUITY 1304000 Deferred Income 2680001 Taxes I Other Assets 56850001

---------------11

Total Assets 1591050001 Total 159105000

From JAN 01 2008 to DEC 31 2008 annual sales $130723000 cost of goods soldmiddot $69475000 Gross profit $61248000 operating expenses $48302000 Operating income $i2946OOO other expenses $11971bOOi net income before taxes $975000 Federal income tax $485000 Net income $490000

Submitted MAR 31 2009 by Ronald Felber pres-ceo Prepared from books without audit

On April 17~ 2009 themiddotfinancial information was updated

================================================================= ==============

KEY BUSINESS RATIOS ================================================================= ==============

Statement date DEC 31 2008 Based on this number of establishments 28

Firm IIndustry Median I---~------------

Return of Sales 04 IReturn of Sales 11 Current Ratio middot18 ICurrent Ratio 21 Assets Sales 1217 IAssets Sales 575 Total Liability Net Worth 9999 ITotal Liability Net Worth 83 7

================================================================= ==============

PUBLIC FILINGS ================================================================= ==============

The following Public Filing data is for information purposes only and is not the official record Certified copies can only be obtained from the official source

================================================================= ==============

UCC FILINGS =~==================================================== ===========

==============

Collateral All Assets Type Original

-----------------------------------------------------------------

Sec party THROUGH ITS

ADMINISTRATIVE AGENT

Debtor Filing number Filed with DOVER DE

Date filed Latest Info Received

Collateral General

Leased Equipment

Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ

Date filed Latest Info Received

Collateral

Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ

Date filed Latest Info Received

CREDIT SUISSE FIRST BOSTON ACTING

CAYMAN ISLANDS BRANCH AS

NEW YORK NY OAKITE PRODUCTS INC 4216854 2 SECRETARY OF STATEUCC DIVISION

08022004 08262004

Accounts receivable and proceeds shy

intangibless) and proceeds shy

and proceeds Original CANON FINANCIAL SERVICES MOUNT

OAKITE PRODUCTS INC 23913509 SECRETARY OF STATEUCC DIVISION

11302006 12272006

Leased Assets - Leased Business machineryequipment Original CANON FINANCIAL SERVICES INC MT

OAKITE PRODUCTS INC 21685842 SECRETARY OF STATEUCC DIVISION

07112003 07292003

Type Continuation Sec party CREDIT SUISSE (FKA CREDIT SUISSEmiddot FIRST

BOSTON) ACTING THROUGH ITS CAYMAN ISLA NEW

YORK NY Debtor CHEMETALL CORPORATION Filing number 2009 0642311 Filed with SECRETARY OF STATEUCC DIVISION DOVER DE

Date filed 02272009 Latest Info Receiv~d 05122009 Original UCC filed date 08022004 Original filing no 4216861 7

The public record items contained in this report may have been paid termirtated vacated or released prior to the date this report was printe~

=======~===============================================~======== ==============

GOVERNMENT ACTIVITY =====================================================~ ===========

==============

Activity summary Borrower (DirGuar) NO Administrative debt YES Contractor YES Grantee NO Party excluded from federal program(s) NO

Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8 (A) firm NA

The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other- sources

----7-------shyCopyright 2009 Dun amp Bradstreet - Provided under

contract I

for the exclusive use of subsCriber 264750059L

FULL DISPLAY COMPLETE

~ 396484BIRHQ2156 3427456432lng emailhIm

dmiddotmiddotmiddotmiddotmiddotto Chemetall

~

ICompany Overview

Chemetall is a global company committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry eg lithium and cesium compounds

Chemetalls businesses historically emerged from the combination of expertise in chemistry and metallurgy which is still mirrored in the companys name Chemetall mainly sells customised packages of products and services ranging from consultation via development through to the operation of entire plants at the customers site - for instance car body pre-treatment in the automotive industry

The companys product portfolio is based on continuous research and development of leading edge technologies High perfOrming products combined with Chemetalls dedication to providing the best technical service and support to its customers have over the decades established excellent market positions in its fields of activity

Chemetall GmbH is headquartered in Frankfurt am Main It is the centre of a worldwide network of some 40 subsidiaries in Europe North and South America Asia Australia and Africa Most of these companies operate their own production sites and many also have their own development laboratories A largely decentralised organisation ensures that each local company can respond quickly and flexibly to the customers needs in its markets whilst at the same time being able to draw on the specialist resources within the Group In this way Chemetall combines the strength of a global supplier with the flexibility and customer focus of a medium-size company

Since August 1st 2004 Chemetall has been part of middotRockwood Holdings Inc

~II ~II

httpwwwchemetaIIcomindexjspjsessionid=D1E2B97C5F308BBEFA7790E98D334D 8112009

202009

~ _ c

bulliJi - - -Hsectr

jmiddotY I Chemetall

f 0

I News

I 2009 I zoosl 2007

2009

May 272009 Significant savings achieved with the change from zinc-phosphating pretreatment to Oxsllanreg technology Opel Replaces its Metal Pretreatment System Adam Opel GmbH in Kaiserslautem Germany is an important more

~tl

April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more

~ff

April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more

~If

February OS 2009 Chemetall Aerospace Technologies has successfully integrated the NOT business of Ely Chemical Company Ltd We are proud to inform our customers around the world that Chemetall has effectively transferred and more

~h~~gPASq~~~~JJetoChemetall~ aiiiiilry f 2009 tile neW legal entity name for ChemetallmiddotOakite will be

cCflemetalltJS Inc more

ctt

January 20 2009 Chemetall Oakite changed its name to Chemetall

Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc more

ft

2008

August 01 2008 Chemetall acquires Nalco Finishing Technologies Rockwood Holdings Inc Chemetall-Group has acquired Nalcos Finishing Technologies (FT) businessnull more

~

July 31 2008 Chemetall announces global price increases Chemetall is currently increasing prices within a range of 5 to 20 percent or implementing and adjusting more

~ff

httpwwwchemetallcomindexjspcontent=newsjspnewsDat=pressreleases_sortbyyear 81112009

2007

----------------- -r - ------1 ------------- c- - --r

April 01 2008 Chemetall acquires NOT Business of Ely Chemical Company Ltd Chemetall GmbH FrankfurtM via its UK subsidiary has acquired the NOT business of the UK basednull more

~JJ

March 29 2007 Chemetall Signs Distribution Agreement with Advanced Chemistry amp Technology Inc Chemetall Aerospace Technologies announced that it has signed an exclusive sales and distribution agreement more

~II

February 212007 Chemetall Acquires the Chemical Division Business of Wirral Fospray Chemetall PLC has announced the acquisition of the chemical division business from Wirral Fospray Limited more

~JI

January 22 2007 Rockwood Appoints M~nlka Engel-Bader President ofChemetal Rockwood Holdings Inc (NYSEROC) has announced that Dr Monika EngelshyBader has been appointed tonull more=

~II

httpwwwchemetallcomindexispcontent=newsi SpnewsDat=pressreleases sortbyyear 8112009

kindof activity Production fields of activity Lithium

~II ~IJ

~ Chemetall US Inc

Country United States Streetaddress 13177 Huron River Drive ZIP MI 48174 City Romulus Phone +1-734-941 3800 Fax +1-734-941-5524 kind of activity Productionmiddot fields of activity Surface Treatment MapMgQ

~I =11

IIsectsectsect Chemetall US Inc

Country United States Streetaddress 16961 Knott Ave ZIP CA 90638 City La Mirada Phone +1800-331-1197 Fax +1 714a70-6480 kind of activity Sales Production fields of activity Surface Treatment Map Mm

~J ~IJ

~ Chemetall US Inc

Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-464-6900 Fax +1908-464-5571 kind of activity Headoffice $ales Production fields of activity Surface Treatment Direct Contact Email oakiteproductschemetaILcom Map Map

~I ~II

httpwwwchemetallcomindexjspcontent=contact choice1jspid=United Statesampconti 81112009

Chemetall~~-V

J 4(

America ~ United Stetes 1lW

Chemetall Foote Corp

Country United States Streetaddress 348 Holiday Inn prive ZIP NC 28086 City Kings Mountain Phone +1-704-739 2501 Fax +1-704-734 0208 kind of activity Headoffice Sales Production fields of actvity Lithium Direct Contact Email footelithiumchemetallcom Map Map

~ II

~ Chemetall Foote Corp

Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-665-9466 Fax +1-908-665-8543 kind of activity Headoffice Sales fields of activity Special metals MapM~

~II ~11

~ Chemetall Foote Corp

Country United States Streetaddress 856 Foote Lane

ZIP TN 37134 City New Johnsonville Phone +1-931-535 3401 Fax +1-931-535 3404 kind of activity Production fields of activity Lithium Map Map

~IJ ~IJ

~ Chemetall Foote Corp

Country United States Streetaddress Hwy 265 ZIP NV 89047 City Silver Peak Phone +1-775-937-2222 Fax +1-775-937-2250

httpwwwchemetallcomindexj spcontent=contact_choice 1jspid=UnitedStatesampconti 8112009

~aa -rlte_middot~ bull Chemetall

II~metaIIOakl~ changeditsnClme tOlhemetall

Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc doing business as Chemetall The same applies to the Canadian subsidiary whose official name will be Chemetall Canada Limited

middotCustomers around the world link Chemetall with quality innovation and extraordinary technical services says Joris Merckx President Surface Treatment at Chemetall middotOne consistent name of our all our subsidiaries will strengthen our corporate brand and with it our image he commented

No changes Will be made to the Mexican and Brazilian entities as these countries already operate their business under the name of Chemetall

About Chemeta

Chemetall a company of Rockwood Holdings Inc (NYSE ROC) is one of the leading global companies committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry including lithium and cesium compounds

Contact Sandra Zirm Phone +496971653605 Mall sandrazirmchemetallcom

~I ~II

Page 6: :;c= ---------------------------------------------x >.' --~ -'- ::~C~l d- r ......Opportunity for Hearing (Complaint) was issued on September 24, 2009 and served on September 28, 2009

6

3 TSCA Section 5 and 8 Inspection report from Chester Norman and Leonard

Pappalardo to Daniel J Kraft with Notice ofInspection

4 The IUR form (Form U) submitted on September 242008 together with

accompanying correspondence Because such documentation contains Confidential Business

Information it will not be included as part of this Initial Prehearing Exchange the exhibit here

will bear the notation CBI Deleteds

5 United States National Library of Medicine ChemIDplus Advanced with regard to the

three chemical substances Respondent is alleged to have manufactured at its La Mirada

California facility (each followed by its Chemical Abstracts Service Registry Number [CAS

Number 40 CFR sect 7043])

Zinc dihydrogen phosphate (13598-37-3)

Phosphoric acid monoethanolamine salt (29868-05-1) and

Sodium dihydrogen phosphate (7558-80-7)

6 United States National Library of Medicine ChemIDplus Advanced with regard to the

16 chemical substances Respondent is alleged to have manufactured at its Romulus Michigan

facility (each followed by its CAS Number)

This documentation will be provided to the Court in accordance with applicable CBI regulations and protocol prior to the start of the hearing or as otherwise directed by this tribunal At the moment it is not being provided in order to minimize the number of documents containing CBI information in circulation Respondent having prepared the document obviously is aware of this document and what it contains

Complainant wishes to draw this Courts attention to paragraph 31 of the Answer which states in part that filings were subsequently made on a voluntary basis on or about September 242008 Furthermore with regard to the identity of the chemical substances Complainant directs this Court to paragraphs 25 39 and 40 (listing the chemical substances manufactured imported at both facilities)Respondent has admitted the allegations in these three paragraphs

7

Sodium dihydrogen phosphate (7558-80-7)

Zinc nitrate (7779-88-6)

Manganese dihydrogen phosphate (18718-07-5)

Zinc dihydrogen phosphate (13598-37-3)

Manganese nitrate (10377-66-9)

Potassium oleate (also known as potassium cis-9-octadecenoic acid 143-1middot8-0)

Phosphonic acid PPP - [nitrilotris (methylene)] tris sodium salt (also known as sodium aminotris (methylenephosphonate) 20592-85-2)

Sodium silicate (1344-09-8)

Potassium tetraborate (also known as boric acid dipotassium salt 1332-77-0)

Potassium tallate (61790-44-1)

Triethanolamine borate (also known as boric acid compd with 222-nitrilotris (ethanol) 68413-80-9)

Dipotassium octenyl succinate (also known as butanedioic acid 2(octen-l-yl)- potassium salt (1 2) 58641-28-4)

Ethanol (64-17-5)

Chromium phosphate (also known as chromic phosphate 7789-04-0)

Ammonium dihydrogen phosphate (also known as monoammonium phosphate 7722-76-1) and

3-aminopropyl silanetriol (also known as silanetriol 1-(3-aminopropyl)- 58160shy99-9)

7 United States National Library of Medicine ChemlDplus Advanced with regard to the

one chemical substance sodium hydrogen phosphate (also known as disodium phosphate CAS

Number 7558-79-4) Respondent is alleged to have imported at its Romulus Michigan facility

8 Information from the EPA website on Respondent and its operations

9 Dun amp Bradstreet report for Chemetall Oakite Inc [sic] printed August 132009

8

10 Dun amp Bradstreet report for Chemetall US Inc printed August 11 2009

11 Information retrieved August 11 2009 from wwwchemetallcom

Complainant may request this Court to take judicial notice of appropriate matters in

accordance with 40 CFR sect 2222(t)

IV Hearing Arrangements

Complainant requests that a hearing in the matter be in New York City (New York

County) the location of the main office of EPA Region 2 Complainant anticipates being able to

present her case-in-chief in probably two days three at the most

V Proposed Penalty Amount Determination

An explanation as to EPAs derivation of the penalty assessment proposed and the

reasoning behind it is set forth on pages 8 and 9 of the Complaint As noted there this penalty

has been developed in accordance with Section 16(a) ofTSCA 15 USC sect 2615(a) with

specific reference made to and guidance provided by the TSCA Section 8 penalty policy which

has been listed as part of Complainants exhibits

On page 5 of this document it explains that the TSCA Civil Penalty policy published on

September 10 1980 in the Federal Register establishes a systems for determining penalties in

administrative actions brought pursuant to TSCA sect 16 Further

EPA believes that the system is a r~asonable interpretation of the statutory penalty factors in TSCA section 16 Under that system penalties are determined in two stages (1) determination of a gravity based penalty (GBP) and (2) adjustments to the gravity based penalty

To determine the gravity based penalty TSCA sect 16(a)(2)(B) requires the Agency to take into account the statutory factors of Nature Circumstances Extent and Gravity

9

The TSCA Section 8 penalty policy then adumbrates how each of those factors is taken

into account These factors are used in a matrix (a grid) to arrive at an appropriate GBP At that

point [0]nce the gravity based penalty has been determined upward or downward adjustments

to the penalty amount are made by taking into account the following factors with respect to the

violator the degree of culpability whether there is a history of prior such violations a

respondents ability to pay its ability to continue in business and such other factors as justice

may require be considered Page 6 (unless otherwise noted subsequent page references are to the

TSCA Section 8 penalty policy) It is the gravity based penalty that is a function of the nature

circumstances and extent of each violation Page 7

Any failure timely to report for the TSCA Inventory Update is classified as hazardrisk

assessment in nature Page 9 The classification of circumstance level can be from 1 to 6 these

levels make-up the vertical axis on the grid As noted on page 1 a failure to timely report for the

TSCA Inventory Upgrade is classified as a Levell violation and it is assessed as a one-day

violation ie penalties are not assessed on a day-by-day basis The extent level represents the

second step in determining the gravity based penalty The levels are Major Significant and

Minor As noted on page 12 an IUR failure is classified as Significant extent level

Using these classifications the gravity based penalty is derived In the TSCA Section 8

penalty policy (the edition issued in 1999) the amount listed for these parameters is $18700 In

accordance with the June 5 2006 memorandum (Complainants Exhibit 2 page 8-A) this

number has been increased to $21922 This increased amount has been in effect subsequent to

March 152004 Therefore for an IUR violation occurring after March 152004 but before

January 122009 the penalty amount that corresponds to a Circumstance Levelland a

Significant Extent Level is $21922 This represents the gravity based penalty for each of the 20

chemicals Respondent failed timely to report

With regard to adjustments to the gravity based penalty as discussed on pages 15-17

these are considered after issuance of the Complaint normally as part of the settlement

10

negotiation process This is noted on page 9 of the Complaint wherein it states that the penalty

amount listed represents the facts and circumstances known to Complainant up to the time of the

issuance of the Complaint

VI Paperwork Reduction Act

The Paperwork Reduction Act of 1980 as amended 44 USC sect 3501 et seq (the

PRA) does not bar EPAs prosecution of this action or its attempt to obtain a penalty for

violations arising from Respondents alleged failure to report during the period of August 25

2006 through March 23 2007

Respondent is alleged to have violated 40 CFR sect 71053 (paragraphs 32 and 48 of the

Complaint) Thjs provision is part of Subpart C of Part 710 Inventory Update Reporting for

2006 and Beyond The OMB (Office of Management and Budget) Control Number for the 40

CFR Part 710 Subpart C regulations is 2070-0162 40 CFR Part 9 The relevant ICR

number was 188403 OMB approval for this ICR number was secured on May 3 2006 with an

expiration date of May 31 2009 71 Fed Reg 34932 (June 162006) [FRL-8184-3] The

Federal Register of September 52008 referring to OMB Control No 2070-0162 announce[d]

that EPA is planning to submit a request to renew an existing approved Information Collection

Request (ICR) to the Office of Management and Budget (OMB) 73 Fed Reg 51805 [FRLshy

8370-3] The announcement that this ICR now bearing number 188404 was submitted to the

OMB was published on May 12 2009 74 Fed Reg 22163 [FRL 8903-4] This ICR was

approved on September 172009 and it will expire on September 302012

Display of the relevant OMB number has been frequent and consistent See eg 40

CFR Part 9 (July 12006 edition)

Because there had been no lapse in approval at the time the alleged violations arose the

PRA is not a bar to EPAs attempt to prosecute this action and to obtain a penalty for such

violations

11

Dated May 26 2010 New York New York

Le~ A Spielmann Assistant Regional C6unsel Waste and Toxic Substances Branch Environmental Protection Agency Region 2 290 Broadway 16th floor New York New York 10007-1866 212-637-3222 fax 212-637-3199

TO

Regional Hearing Clerk US Environmental Protection Agency Region 2

Honorable Barbara A Gunning Presiding Officer

Benne C Hutson Esq McGuire Woods LLP Counsel for Respondent

In re Oakite Products Inc et al Docket No TSCA-02-2009-9148

CERTIFICATE OF SERVICE

I certify that I have this day caused to be sent the foregoing COMPLAINANTS INITIAL PREHEARING EXCHANGE dated May 26 2010 in the following manner to the respective addressees listed below

Original and One Copy By Inter-Office Mail

Office of Regional Hearing Clerk US Environmental Protection Agency - Region 2 290 Broadway 16th floor New York New York 10007-1866

Copy by UPS Overnight Mail

Honorable Barbara A Gunning Administrative Law Judge US Environmental Protection Agency Franklin Court Building 1099 14th Street NW Suite 350 Washington DC 20460

Copy by UPS Overnight Mail

Benne C Hutson Esq McGuire Woods LLP 201 North Tryon Street PO Box 31247 (28231) Charlotte North Carolina 28202

Dated May 26 2010 New York New York

THE ENFORCEMENT RESPONSE POLICY FOR REPORTING AND RECORD-KEEPING RULES AND REQUIREMENTS FOR TSCA SECTIONS 8 12 AND 13 produced by EPAs Toxics and Pesticides Enforcement Division of the Office of Regulatory Enforcement within the Office of Enforcement and Compliance Assurance (revised March 31 1999 effective June 1 1999) available at httpcfpubepagovcomplianceresourcespoliciesciviltscal

tEO sr 1 p

gt ft t UNITED STATES ENVIRONMENTAL PROTECTION AGENCY S~~11 o Cl WASHINGTON DC 20460 ~ ltl

~ l of( AOt~c

OFFICE OF ENFORCEMENT AND

COMPLIANCE ASSURANCE

JUN - 5 2006

MEMORANDUM

SUBJECT Penalty Policy Supplements Pursuant to the 2004 Civil Monetary Penalty Inflation Adjustment Rule

FROM Stephanie P Brown Acting Director AIPdJ~YJmiddot~ Toxics and Pesticides Enforcement Di~~i~middot -- --- Office of Civil Enforcement

TO Regional Counsels Regional TSCA FIFRA and EPCRA Division Directors

This memorandum modifies each enforcement responsepenalty policy (Penalty Policy) within the purview ofthe Toxics and Pesticides Enforcement Division (TPED) to adjust for the Civil Monetary Penalty Inflation Adjustment Rule published in the Federal Register 011 February 132004 (69 Fed Reg 7121) and codified at 40 CFR Parts 19 and 27 (Final Rule) The matrices herein supercede and void any interim matrices for the 2004 rule issued or used by TPED or a Regional Office In accordance with the Final Rule all violations occurring on or after March 152004 are subject to statutory penalties adjusted for inflation A complete list of each Penalty Policy subject to this memorandum is provided at Attachment A Appendix B provides instructions for amending each Penalty Policy as well as updated matrices for inseliion into each policy

The adjustments here follow the implementation policy established in the attached September 212004 memorandum signed by Thomas V Skinner That memorandum provides for adjusting each cell in a penalty matrix by multiplying the existing gravity-based penalty component by 11723 We are aware that this approach results in penalty amounts (within matrix celIs) that are not roimded-off as compared to previous iterations This is the outcome required by proper application of the Final Rule The September 212004 memorandum also provides for rounding the aggregate penalty in a particular case to the nearest $100 unit after calculating and summing the gravity-based penalties for each count in the case

Intemet Address (URL) bull hltpllwwwepagov ReCycledRecyclable Prin18d with Vegetable Oil Baaed Inks on Recycled Paper (Minimum 5Olo Postconsumer content)

Violations occurring before March 152004 and after January 30 1997 remain subject to penalties adjusted for inflation as specified in TPEDs April 18 1997 memorandum entitled Penalty Policy Suwlements Pursuant to the Civil Penalty Inflation Adjustment Rule Copies of this memorandum are available upon request

Please contact Brian Dyer at (202) 564-4166 (dyerbrianepagov) if you have any questions concerning these penalty adjustments

Attaclunents

cc Rosemarie Kelley US EPA OECAOCE David Abdalla us EPA OECAOCE Susan OKeefe US EPA OECAOCE John Neylan US EPA OECAOC Tom Ripp US EPA OECAOC Priscilla Flattery US EPA OPPTSOPPT Ben Smith US EPA OEIOIAA

Craig Matthiessen US EPA OSWERJOEM Daniel Helfgott US EPA OPPTSOPP Deborah Brown US EPA Region 1 Nancy Bannakian US EPA Region 1 Ken Stoller US EPA Region 2 Adrian Enache US EPA Region 2 Daniel Kraft US EPA Region 2 John Higgins US EPA Region 2 Ken Eng US EPA Region 2 Harry Daw US EPA Region 3 Aquanetta Dickens US EPA Region 3 Mikal Shabazz US EPA Region 3 Jeaneanne Gettle US EPA Region 4 Anthony Toney US EPA Region 4 Joanne Benante US EPA Region 4 Caron Falconer US EPA Region 4 Anthony Restaino US EPA Region 5 MarkHorwitz US EPA Region 5 Bob Goodfellow US EPA Region 6 Maria Martinez US EPA Region 6 Steve Vargo US EPA Region 6 Jamie Green US EPA Region 7 Mark A Smith US EPA Region 7 Elisabeth Evans US EPA Region 8 Pam Cooper US EPA Region 9 Paula Bisson US EPA Region 9 Scott Downey US EPA Region 10

TPED Pen Adj Memo wAttachments - Page 2 of J9

ATTACHMENT A

FEDERAL INSECTICIDE FUNGICIDE AND RODENTICIDE ACT

FIFRA Worker Protection Standard Penalty Policy - Interim Final- (0901197)

Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act --Good Laboratory Practice (GLP) Regulations - (093091)

Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act (FIFRA) - (070290)

FIFRA Section 7(c) Enforcement Response Policy - (021086)

TOXIC SUBSTANCES CONTROL ACT

Section 1018 - Disclosure Rule Enforcement Response Policy - (020100)

Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8 12 AND 13shy(033199)

Polychlorinated Biphenyls Penalty Policy - (022698)

Enforcement Response Policy for TSCA Section 4 Test Rules - (052886)

Amendment to the TSCA Section 5 Enforcement Response Policy - (060889)

Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Polic~ - (013189)

Interim Final Enforcement Response Policy Asbestos Abatement Projects Worker Protection Final Rule - (111489)

Final TSCA GLP Enforcement Response Policy - (040985)

EMERGENCY PLANNING AND COMMUNITY RIGHT-TO-KNOW ACT

Enforcement Response Policy for Section 313 of the Emergency Planning Community Right-ToshyKnow Act (1989) and Section 6607 of the Pollution Prevention Act (1990) Amended shy(041201)

Enforcement Response Policy for Sections 30~ 311 and 312 of the Emergency Planning and Community Right-to-Know Act (1989) and Section 103 of the Comprehensive Environmental Response Compensation and Liability Act -(093099)

TPED Pen Adj Memo wAttachments - Page 3 of 19

ATTACHMENT B

FlFRA

Insert table (p 4-A) behind page 4 FIFRA Worker Protection Standard PenaltY Policy - Interim Final (090 97)

No insert Rodenticide Act - Good Laboratory Practice (GLP) Regulations (093091) Enforcement Response Policy for the Federal Insecticide Fungicide and

When proposing penalty amounts under the Enforcement Response Policy for GLP Regulations dated September 30 1991 actual dollar amounts are determined by using the ERP for FIFRA (070290) See directions below for F1FRA ERP

Insert after page 19-A in the policy and page CshyRodenticide Act (070290) Enforcement Response Policy for the Federal Insecticide Fungicide and

I in the appendix

No insert While the FIFRA ERP (1990) does not supersede the Section 7(c) ERP (1986) the matrix setting forth the penalties in the ERP for FIFRA (070290) should be used instead of the matrix in the 1986 policy

FIFRA Section 7(c)Enforcement Response Policy (021086)

TSCA

Insert matrix (Appendix B-4-A) behind Appendix B-4

Section 1018 - Disclosure Rule Enforcement Response Policy (020 I00)

Insert matrix (p7-B) behind page 7-A 12 AND 13 (033199) Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8

Polychlorinated Biphenyls Penalty Policy (040990) Insert matrix (p9-B) behind page 9-A

Enforcement Response Policy for TSCA Section 4 Test Rules (052886) Insert matrix (p2-B) behind page 2-A

Amendment to the TSCA Section 5 Enforcement Response Policy (060889) Insert matrix (p16-B) behind page 16-A

Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Insert matrix (pII-B) behind page II-A Policy (0 131 89) Insert matrix (p17-B) behind page 17-A

Interim Final Enforcement Response Policy - Asbestos Abatement Projects Insert matrix (p 6-B) behind page 6-A Worker Protection Final Rule (111489)

Final TSCA GLP Enforcement Response Policy (040985) Insert matrix (pA-B) behind page 4-A

EPCRA

Enforcement Response Policy for Section 313 of the Emergency Planning and I Insert matrix (pi I-B) behind page II-A Community Right-To-Know Act (1989) and Section 6607 ofthe Pollution Prevention Act (1990) Amended (04120 I )

Final Enforcement Response Policy for Sections 304 311312 of EPCRA and I Insert matrix (pp 20C amp 200) behind page 20B Section 103 ofCERCLA (093099)

TPED Pen Adj Memo wAttachments - Page 4 of 19

Page8-A

Gravity based penaltY matrix to supplement Recordkeeping and Reporting Rules and Requirements for TSCA Sections 8 12 and 13 for violations that occur on or after March 15 2004 Insert behind ~e 8

TSCA sectsect 8 12 amp 13 GRAVITY BASED PENALTY MATRIX

EXTENT CIRCUMSTANCES

A B C Major Significant Minor

LEVELS 1 $32500 $21922 $6448

High Range 2 $25791 $16764 $3869

3 $19343 $12895 $1934 Mid Range

4 $12895 $7737 $1290

5 $6448 $3869 $645 Low Range

6 $2579 $1676 $258

Note After calculating the gravity-based penalty for each count the total applicable gravity-based penalty for all counts in a particular casematter should be rounded to the nearest unit of $100 as required by the memorandum from Thomas Skinner dated September 212004 implementing the Civil Monetary Penalty Adjustment Rule as published in the Federal Register on February 132004 (69 FR 7121)

TPED Pen Adj Memo wAnachments - Page 9 of 19

UNITED STATES ENVIRONMENTAL PROTECTION AGENCY

TSCA Section 5 and 8 Inspection Chemetall Oakite Inc 675 Central Avenue New Providence NJ 07974

From Chester Norman Chemist Leonard Pappalardo Chemist Toxics Section Toxics Section

To Daniel 1 Kraft Chief Toxics Section

On May 14 2008 a TSCA Section 5 and 8 inspection was conducted at Chemetall Oakite Inc at the address listed above This inspection was conducted as part of the regional neutral inspection scheme We scheduled the meeting in advance with Mr Michael Chang Manager Health and Environmental Department Upon arriving at Chemetall Oakite Inc official credentials were presented to Mr Michael Chang Julia C Murray Vice President Technical Marketing and Ron Ascenzo Director Technical Marketing Notices ofInspection (Attachment 1) and Confidentiality (Attachment 2) were issued and explained to Ms Murray Ms Murray signed the notices

Chemetall Oakite is an importer of chemicals They import metal cleaners and surface treatment chemicals They have approximately 110 employees in New Providence New Jersey Chemetall has been at this site since 2006 prior to that they were located in Berkley Heights New Jersey Chemetall Oakite Inc is also known as Chemetall Chemical Products and Chemetall Americas Chemetall Americas is owned by Rockwood Holding Company who is owned by Chemetall BMGH in Germany Their Standard Industrial Codes (SIC) is 5169 The companys fiscal year is the calendar year Ms Murray said Chemetall Oakite Incs corporate sales were approximately $100000000 Chemetall Oakites facility in New Providence New Jersey is the corporate headquarters sales export and import offices and their research and development laboratories for the United States Chemetall Oakite Inc has manufacturing facilities in La Mirada CA and Romulus MI

We asked if they filed an Inventory Update Report for the 2006 reporting period They didnt know We asked if they filed a preliminary assessment inventory report for any of the chemicals the company manufactures or imports and they responded they didnt know We asked if they filed any PMNs recently they responded with a 10 year old low volume exemption and an older PMN We asked if they filed any significant new use report they responded no We asked if they had a

TSCA Section 8c file They also responded no

We issued Receipts for Samples and Documents and Confidential Business Information Nothing was declared Confidential

Attachments 1 Notice ofInspection 2 Notice of Confidentiality 3 Receipt for Samples and Documents 4 Declaration of Confidential Business Information

I bull US ENVIRONMENTAL PIlOTECTlON ~- WASHINGTON DC 204Ci0

TOXIC 5UBSTAlCES CONTllOL ACI EPA-----_- _--__--------------------- shyTOXICS SECfION - NOTICE OF INSPECflON

1_ INVESTIGATION IDENT1FICAnON 3 F~Z~ ~~7jJi--- Chemetall Oaki 42008

S FACllrryS ADDRESS

~PA Region 2 MS-I05 iPECTORS ADDRESS

675 Central Ave Woodbridge Avenue New Providence New Jersey 07974-1560

on NJ08837-5602

REASON FOR INSPECTION

Under the authority of Section II of the Toxics Substances Control Act

b For the purposes of inspecting (Including taking samples photographs statements and other inspection activities) an establisbment facility or other premises in which chemical substances or mixtures or articles containing same are manufactured processed or stored or held before or after their distribution in commerce ( including records files papers processes controls and facilities) and any conveyance being used to transport chemical substances mixtures or articles containing same in connection with their distribution in commerce (including records files papers processes controls and facilities) bearing on whether the requirements of the Act applicable to the chemical substances mixtures or articles within or ass()Ciated with such premises or conveyance have been complied with

In In addition this inspection extends to (Check appropriate blocks)

Jq- A Financial data o D Personnel data I

LV B Sales data o E Research data

13 C Pricin ~ data The natureland extent of the inspection of such data specified in A through E above is as follows

~rtification

lcknowledge that the statements I have made on this fonnand all attachments thereto are true accurate and complete I acknowledge that y knowingly false or misleading statement may be punishable by fine or imprisonment or both under applicable law

PREVIOUS VERSIONS ARE OBSOLETE

ME

rnE Chemist

DATE SIGNED

~r TI11E -shy~J ~ea~~ (1 4~

A FORM 77ltWmiddot3A FOR 1018 (REVISED JAN 2002)

IUR FORM (Form U) submitted September 24 2008

CBIDELETED

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Zn2+ 0shyNAME Phosphoric acid zinc salt (21) 1RN 13598-37-3

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MW 25533

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OH I

HO-P-OH

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NAME Ethanol 2-amino- phosphate (1 ) RN 29868-05-1 r

OH

MW 159077

Enlarge Structure

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HO- P-O- Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH

MW 119976

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Basic ellmiddotFor more information about this substance NavigationInformation you may select from the the links below

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HO - P shy 0shy Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH

MW 119976

Enlarge Stru_cture

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NAME Zinc nitrate RN 7779-88-6

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NAME Phosphoric acid manganese(2+) salt (21) RN 18718-07-5

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MW 25533

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0shy

I ~N-o 0shy

Mn+ NAME Manganese nitrate 0shyRN 10377-66-9 I

N+- 0shy0

MW 178946

Enlarge Structure

hale SurchFor more information about this substance Information NllMgatlon

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NAME Potassium cis-9-octadecenoic acid RN 143-18-0

o

O

(

MW 320555

Enlarge Structure

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OH I

HO-P=O

~ OHN~I

0) p NAME Sodium aminotris(methylenephosphonate) II OHRN 20592-85-2

0P HO shy

OH

MW 2990478

Enlarge Structure

hale I~----F-o-r-m-o-re-in-fo-r-m-a-t-io-n-a-b-o-u-t-t-hi-s-s-u-b-s-ta-n-c-e------1 N=~Information

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NAME Sodium silicate RN 1344-09-8

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0shyt

O=Si 0shy

MW 122063

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Na+

Na+

SNrell N8Yfgetlon

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NAME Boric acid dipotassium salt RN 1332-77-0

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NIST WebBook

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NAME Potassium tallate No StructureRN 61790-44-1

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HO OH

j ~

HO

OH

J NAME Boric acid compd with 222middotnitrilotris (ethanol) OH ~N-

HO

RN 68413middot80middot9

MW 2110202

Enlarge Structure a_Ie Search

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f

NAME Butanedioic acid 2-(octen-1-yl)- potassium salt (1 2)

ti~middotmiddot

(gt

a

RN 58641-28-4

MW 304466

Enlarge Structure

Bale srchFor more information about this substance Inbmation Navigation

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H3C OH

NAME Alcohol [USP] RN 64-17-5

MW 460684

~nlarge Structur~

SMrchBasic For more information about this substance NavtgatlonInfonnatlon

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H3C OH

NAME Alcohol [U5P] RN 64-17-5

MW 460684

Enlarge Structure

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0shy

IOp-o- cr3+

NAME Chromic phosphate I 0shyRN 7789-04-0

MW 146966

Enlarge Structure

Bale schFor more information about this substancelnfomurtlon NaYfgBtIon

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NAME Monoammonium phosphate RN 7722-76-1

0 II

HO-P -0shyI

NW 4

OH

MW 115024

Enlarge Structure

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INER

PAFA

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HO OH Si NH2NAME Silanetriol 1-(3-aminopropyl)shy HO ~ ~

RN 58160-99-9

MW 13721

Enlarge Structure

auk Information For more information about this substance

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Na+ o II

HO- p- 0shyNAME Disodium phosphate IRN 7558-79-4 0- Na+

MW 141958middot

Enlarge Structure

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III NIOSH IntI Chern Safety Cards

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New PlOYidence Unton NJ 07974 PO BOX 7 N_ PrcNiclence

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51691001 Anti-corrosion product 424690 424690-Other Chemical lII1d Allied Prod

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DUNS Number Business Name Tradestyl8 Physical Slr881 Addlt888 Physic C~y

County Physical SIale Abbr8lliation Physic Zip Mailing Address Mailing C~y

Mllili9 State Mailing Zip Telephone Number Primary BOigrt SIC Code Primary SICB Deampcriplion Primary HAlCS Code Primary HAlCS Description CEO Name CEOT~

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556121200 Cham_Uslnc Chemelall dalcrle 675 Centrol we 11_ PrrMdllf1C8 Union NJ 07974 POBOX 7 New PrrMdence NJ 079740007 9OB-464~900

26420000 Polishes and sanitation goods 325612 325612-Po1ish amp 01 Ssnitalion Gd MIg Ronald Felber Pesident

90 340 S130723000

016164399 0000000oo 016164399

PRIVATE COMPANY HEADQUARTERS 40697755 74408967

custservdnbcom To Lee SpielmannR2USEPAlUSEPA Karen

bull SeetlR2USEPAlUSEPA08132009 11 22 AM

cc

bcc

Subject CHEMETALL OAKITE INC DampB Business Information Report

The folloWing e-mail was sent to you by seetkarenepagov Personal Note

ampBhas more options to help you decide with confidence Learn more about DampB eroducts and services lis this an important decision ~ IUJlilIImil

Get more with DampBs Enhanced Comprehensive Report ~I bull Business failure and credit scores

Click here to provideI bull Context behind the scores Added industrY and Financial comDarisons feedback on this report

iiiiRi55i~iiiiiAii~1~-

ort on this business

J --1- )21 _II1tjjjj1 Wgll_~yg 1

Copyright 2009 bun amp Bradstreet - Provided under contract

for the exclusive use of subscriber 264750059L

ATTN Lee Spielmann Report Printed AUG 13 2009

========================~======~=================================

============== BUSINESS SUMMARY

==========~======================================================

==============

CHEMETALL OAKITE INC (SUBSIDIARY OF ROCKWOOD SPECIALTIES INC PRINCETON NJ) 675 Central Ave New Providence NJ 07974

This is a headquarters D-U-N-Sreg Number 93-771-2248 (subsidiary) location Branch (es) or division(s) exist DampB Rating

Mailing address PO Box 7

II I

New ~rovidence NJ07974

Web site wwwrockwoodspeciallI IIIIIIIIIIIIII

Telephone

Chief executive

Year started

Management control

Employs

Sales

History

SIC

Line of business

tiescom

908 464-6900

RON FELPER PRES

1987

2006

100 (65 here)

$100000000

CLEAR

5169

Whol corrosion preventative chemicals

III III

================================================================= ===============

SPECIAL EVENTS ================================================================ ==============

06142007 Business started 1987 Present control succeeded June 2006

================================================================= ==============

SUMMARY ANALYSIS ================================================================= ==============

DampB Rating

The blank rating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and

that further enquiry should be made before reaching a decision Some reasons for using a _II symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information

Below is an overview of the companys rating history since 061507

DampBRating Date Applied 061507

The Summary Analysis section reflects information in DampBs file as of August 102009

=================~======~==~==~=======================~==========

============== INVESTIGATIVE SERVICES

================================================================= ==============

Update available on request

This information is being provided to you immediately in the interest of speed This reportmay not reflect the current status of this business DampB can investigate this business and update the information based on the resulta of that investigation

By ordering a standard investigation the same day you order this report an updated report will be provided to you at no extra cost

=========~=======================================================

==============

CUSTOMER SERVICE ================================================================= ==============

If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you

~ (

are outside the us contact your local DampB office

Additional Decision Support Available

Additional DampB products monitoring services and specialized investigations are available to help you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcom

=================================================================

===== = = = === = = =

HISTORY ================================================================= ==============

The following information was reported 08182008

Officer(s) RON FELPER PRES

THE OFFICER(S)

Business started 1987 Present control succeeded June 2006 100 of capital stock is owned by the parent company

RON FELPER Work history is unknown

Business address has changed from 14826 Ne 95th St Redmond WA 98052 to 675 Central Ave New Providence NJ 07974

=~===============================================================

==============

CORPORATE FAMILY =====================c=========================================== ==============

The following global corporate family members are related to this busihess

Members are listed alphabetically first by company name then by country or us state then by city

Global Ultimate Rockwood Holdings Inc Princeton NJ 01-616-4399

Parent Rockwood Specialties Group Inc Princeton NJ 10-679-3433

Affiliates (US) Advantis Technologies Inc Alpharetta GA 93-189-6385 Alphagary Corporation Leominster MA 09-743-4484 Ceramtec North America Innovative Laurens SC 17-483-0034 Ceramic Engineering Corporation Chemetall Foote Corp Kings Mountain NC 00-232-9456 Chemical Specialties Inc Charlotte NC 04-297-3313 Pure Wafer Inc Prescott AZ 83-746-8321 Rockwood Pigments NA Inc Beltsville MD 04-754-7690 Southern Clay Products Inc Gonzales TX 04-166-1737

Affiliates (International) AlphaGary (Canada) Limited Stoney Creek CANADA 24-924-8626 Cs i Kemwood AB Helsingborg SWEDEN 35-401-6487middot ProCeram spolmiddot s ro Dolni Rychnov CZECH 49-516-1929

REPUBLIC

== = = == = == = == ==== = == = = = == = = ==== = ==== = = ==== = = ===-= = = = = === == == === =

==============

OPERATIONS ===================~==========~====================== ============

==============

08182008

Description Subsidiary of Rockwood Specialties Inc

Princeton NJ started 2000 which operates as a wholesaler

of chemicals or allied products Parent company owns 100

of capital stock

Wholesales corrosion preventative chemicals (100)

Terms are Net 30 days Has 600+ account(s) Sells to

aerospace industry Territory North and South America

Nonseasonal

Employees 100 which includes officer(s) 65 employed here

Facilities Leases premises in a single story brick building

Location Central business section on well traveled street

Branches This business has multiple branches detailed branchdivision information is available in

Dun amp Bradstreets linkage or family tree products

==============~==============~===================================

==============

SIC amp NAICS ================================================================= ==============

SIC Based on information in our file NAICS DampB has assigned this company an extended 8-digit SIC DampBs use of 424~90 Other Chemical and Alli~d

a-digit SICs enables us to be more Products Merchant specific to a companys operations Wholesalers than if we use the standard 4-digit code

51691001 Anti-corrosion products

=================================================~== ============

============== PAYMENT SUMMARY

==============~===========~=========================== ===========

===============

DampB has not received a sufficientsample of payment experiences to establish a PAYDEX score

DampB receives over 600 million payment experiences each year We enter these new and updated experiences intoDampB Reports as this information is received At this time none of those experi~nces relate to this company

=======================================================~==========

============== FINANCE

================================================================= ==-= = = == == === ==

06142007

On JUN 14 2007 Michael Lissandrello SIs Mgr deferred financial statement

Michael Lissandrello submitted the following partial estimates dated JUN 14 2007

Sales for 2006 were $100000000

As of June 14 2007 a search of Dun amp Bradstreets Public Record database found no open suits liens judgements or UCCs to which Chemetall Oakite Inc at 675 Central Ave New Providence NJ was named defendant or debtor Public records received hereafter will be entered into the database and will be included in reports which contain a Public Filings ~ection

==============================================~====== ===========

============== PUBLIC FILINGS

================~====~================================ ===========

==============

A check of DampBs public records database indicates that no filings were found for CHEMETALL OAKITE INC at 675 Central Ave New Providence NJ

DampBs extensive database of public record information is updated daily to ensure timely reporting of changes and additions It includes business-related suits liens judgments bankruptcies UCC financing statements and business registrations from every state and the District of Columbia as well as select filing types from Puerto Rico and the US Virgin Islands

DampBmiddotcollects public records throughmiddot a combination of court reporters third parties and direct electronic links with federal and local authori~ies Its database of US business-related filings is now the largest of its kind

===~====~========================================================

============== GOVERNMENT ACTIVITY

================================================================= ==============

Activity summary Borrower (DirGuar) NO Administrative debt NO Contractor YES Grantee NO Party excluded from federal program(s) NO

Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8(A) firm NA

The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other sources

Copyright 2009 Dun amp Bradstreet- Provided under contract

for the exclusive use of subscriber 264750059L

FULL DISPLAY COMPLETE

~ ~

396484BIR21523427615308tng emailhtm

-- -- - ~-

(I custservdnbeom To Lee SpielmannH2USEPAlUSEPA Karen

SeetlR2USEPAlUSEPA08112009 0314 PM cc

bec

Subject CHEMETALL US INC DampB Business Information Report

The following e-mail was sent to you by seetkarenepagov Personal Note

~--~amp8 has more oDtfcins tohelDvou decide with confidence Learn more about DampB products and services Is this an important decision ~~~~~

Get more with DampBs Enhanced Comprehensiye Report bull Business failure and credit scores

Click here to providebull Context behind the scores bull Added industrv and Financial comparisons feedback on this report

~~OC--~

f4fi1 Order reports on other businesses

Copyright 2009 Dun amp Bradstreet - Provided under contract

for the exclusive use of subscriber 264750059L

ATTN Lee Spielmann Report Printed AUG 11 2009

In Date

=====================~===========================================

============== BUSINESS SUMMARY

===============================~====================== ===========

==============

CHEMETALL US INC (SUBSIDIARY OF ROCKWOOD HOLDINGS INC PRINCETON NJ) CHEMETALL OAKITE 675 Central Ave New Providence NJ 07974

This is a headquarters I D-U~N-S Number 55-612-1200 (subsidiary) location IBranch (es) or division(s) exist I DampB Rating

Mailing address PO Box 7 IIINew Providence NJ

07974 DampB PAYDEXreg

1 12-Month DampB 74 Web site wwwchemetallcom I PAYDEX

I

Telephone 908 464-6900 I When weighted by dollar amount

f paYments to suppliers average 9 days Chief executive RONALD FELBER I beyond terms

I

PRES-CEO II Based on trade collected

over last Year started 1909 I 12 months

Management control

Employs

Financial statement date

Sales F

Net worth

History

Financing

Financial condition

SIC

Line of business

2004

340 (90 here)

DEC 31 2008

$130723000

(106438000)

CLEAR

SECURED

UNBALANCED

2842 2899 2851

Mfg polishsanitation gd mfg chemical preparation

IIIIIIIII

=======================================================~========

==============

SUMMARY ANALYSIS ================================================================= ==============

DampB Rating

The Rating was changed on April 17 2009 because of DampB I S overall assessment of the companys financial payment and history information The blankrating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and that further enquiry should be made before reaching a decision Some reasons for using a II_II

symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information

Below is an overview of the companys rating history since 060707

DampB Rating Date Applied 041709

1R4 030209 1R3 101408 4A3 072408 4A2 060707

The Summary Analysis section reflects information in DampBs file as of August 10 2009

====================~=====================~======================

============== CUSTOMER SERVrCE

================================================~===== ===========

==============

If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you are outside the US contact your local DampB office

Additional Decision Support Available

Additional DampB products monitoring services and specialized

investigations are available tomiddothelp you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcommiddot

================================================================= ==============

HISTORY ====~=========================~=====~================= =========== ==============

The following information was reported 07142009

Officer(s) RONALD FELBER PRES-CEO PHILIP E KELLY VICE PRESIDENT GREGORY V POFF VICE PRESIDENT

DIRECTOR (S) THE OFFICER(S)

The Delaware Secretary of States business registrations file showed that Oakite Products Inc was registered as a corporation on December 19 1991

Business started 1909 by David C Ball George W Oakley and Daniel C Smith Present control succeeded 2004 100 of capital stock is owned by parent company

RONALD FELBER born 1951 1989~present active here 1985-1989 employed with Avon Products Inc New York NY Graduated from Georgetown University in 1973 with a BS degree Also received MA degree from Loyola University in 1985

PHILP E KELLY born 1948 1972-present active here Graduated from University of Dayton in 1970 with a BS Degree Also received MBA Degree from Seton Hall University in 1978

GREGORY V POFF born 1948 1970-present active here Graduated from Catawba College in 1970 with a BA degree Also received MBA from Pace University in

1982

==========================~========================~=============

==============

CORPORATE FAMILY ================================================================= ==============

The following global corporate family members are related to this business Members are listed alphabetically first by company name then by country or US state then by city

Parent Rockwood Holdings Inc Princeton NJ 01-616-4399

Subsidiaries (International) Cheme~allCanada Limited Brampton CANADA 20-036-7514 Chemetall Mexicana SA de CV El Marques MEXICO 81-232-9050

Branches (US) Chemetall Us Inc La Mirada CA 15-886-0572 Chemetall Us Inc Romulus MI 00-515-7698

Affiliates (US) Chemetall Chemical Products Inc New Providence NJ 82-485-0580 Chemetall Oakite La Mirada - Plant La Mirada CA 61- 036 -9832middot Mineral Research and Development Charlotte NC 61-036-9477 Rockwood Holding Company Chicago IL 78-166-9635 Rockwood Specialties Consolidated Inc Princeton NJ 03-845-1386 Rockwood Specialties Group Inc Princeton NJ 10-679-3433 SachtlebenCorporation White Plains NY

95-666-4114 Viance LLC Charlotte NC 79-544-7346

Affiliates (International) Sachtleben Pigments Oy Helsinki FINLAND 54-023-5819

================================================================ ==============

OPERATIONS ==========~========================================== ============

==============

07142009

Description Subsidiary of Rockwood Holdings Inc Princeton NJ

As noted the parent company is Rockwood Holdings Inc

DUNS 01-616-4399 and reference is made to that report

for background information on the parent company and its

management

Manufactures specialty cleaning polishing or sanitation

preparations and sanitation preparations disinfectants or

deodorants Manufactures chemical preparations

specializing in metal treating compounds rust resisting

compounds and water treating compounds Manufactures

paints varnishes lacquers enamels or allied products

and paint removers

Has 10000 account(s) Terms are Net 30 days Sells to

industrial concerns Territory United States Mexico

Brazil and Canada

Nonseasonal

Employees 340 which includes officer(s) and 2 part-time 90 employed

here

Facilities Rents 37000 sq ft ina one story brick building

Location Suburban business section on well traveled street

Branche~ This business has multiple branches detailed branchdivision information is available in

Dun amp Bradstreets linkage or family tree products

Subsidiaries This business has 2 subsidiaries listed below

The extent of ownership where known is shown in

parenthesis following company name

Oakite Canada Limited Bramalea Ontario Canada (100)

Manufactures chemical specialty products Intercompany

relations reported by management to consist of

merchandise and service transactions cleared as scheduled

Chemetall Mexicana Monteray Mexico (100) Manufactures

chemical specialty products

=================================================~===============

==============

SIC amp NAICS ===========~===============~=================================~===

==============

SIC Based on information in our file NAICS DampB has assigned this company an extended a-digit SIC DampBs use of 325612 Polish and Other a-digit SICs enables us to be more Sanitation Good specific to a companys operations Manufacturing than if we use the standard 325612 Polish and Other 4-digit code Sanitation Good

middot 28420000 Polishes and sanitation Miscellaneous

goods and 28420400 Sanitation Manufacturing

preparations Miscellaneous

disinfectants and and

deodorants Manufacturing 28999931 Metal treating compounds Miscellaneous 28999942 Rust resistirtg compounds and

28999948 Water treat~ng compounds Manufacturing 28510000middot Paints and allied Coating

products middot28510401 Paint removers Coating

325998

325998

325998

325510

325510

Manufacturing All Other

Chemical Product

preparation

All Other

Chemical PrOduct

Preparation

All Other

Chemical Product

Preparation

Paint and

Manufacturing Paint and

Manufacturing

================================================================= ==============

DampB PAYDEX ================================================================= ==============

The DampB PAYDEX is a unique dollar weighted indicator of payment performance based on up to 157 payment experiences as reported to DampB by trade references

3-Month DampB PAYDEX 75 I 12-Month DampB PAYDEX 74 I

When weighted by dollar amount I When weighted by dollar amount payments to suppliers average average 9 days beyond terms

Based on trade collected over collected over last months

8 days I payments to suppliers

last 3

I beyond terms II Based on trade

I 12 months

================================================================= ==============

PAYMENT SUMMARY ================================================================= ==============

The Payment Summary section reflects payment information in DampBs file as of the date of this report

Below is an overview of the companys dollar-weighted payments segmented by its suppliers primary industries

Mfg electric test prd 1 35000 35000 100

OTHER INDUSTRIES 101 283550 20000 73 22 4 - 1

Other payment categories Cash experiences 7 750 250 Payment record unknown 0 Omiddot 0 Unfavorable commeJlts 1 1000 1000

Placed for collections With DampB 1 7500 Other 0 NA

===== ============== ========== Total in DampBs file 157 3017350 900000

The highest Now Owes on file is $750000

The highest Past Due on file is $10000

Dun amp Bradstreet has 157 payment experiences in its file for this company For your convenience we have displayed 80 representative experiences in the PAYMENTS section

====~============================================================

==============

PAYMENT DETAILS ================================================================= ==============

Detailed payment history

Date Paying High Now Past Selling Last Salemiddot Reported Record Credit Owes Due Terms Within

(rhmyy) ($) ($) ($) (months)

0709 Ppt 50 0 1 mo

Ppt 2500 0 1 mo

Ppt 200 i OOO 100000 2500 N60 1 mo

Ppt 200000 100000 0

----------------

0508 Ppt-Slow 30 20000 10000 deg N30 1 rno 0707 (08 0) 7500

Placed for collection

Accounts are sometimes placed for collection everi though the existence or amount of the debt is disputed

Payment experiences reflect how bills are met in relation to the terms granted In some instances payment beyond terms can be the result of disputesmiddot over merchandise skipped invoices etc

Each experience shown is from a separate supplier Updated trade experiences replace those previously reported

================================================================= ==============

FNANCE ================================================================= ==============

04172009

Three-year statement comparative

Fiscal Fiscal Fiscal

Dec 31 2005 Dec 31 2006 Dec 31 2008

Current Assets 53345000 33854000 34348000 Current Liabs 16314000 11173000 18594000 Current Ratio 327 303 1 85 Working Capital 37031000 22681000 15754000 Other Assets 9824000 15582000 124757000 Net Worth 38515000 28063000

1304000 Sales 79763000 86130000 130723000 Long Term Liab 8340000 10200000 139207000 Net Profit (Loss) 1105000 8689000 490000

Fiscal statement dated DEC 31 2008

Assets j Liabilities I -----------shy1

Other Curr Assets 343-480001 Other Curr Liabs 18594000

---------------1 Curr Assets 343480001 Curr Liabs 18594000

I Fixt amp Equip 110620001 Pension Reserves 7990000 Goodwill-Net 252040001 Other Liabilities 129932000 other Intangible 825380001 LT Liab-Other 1285000 Assets-Net TOTAL EQUITY 1304000 Deferred Income 2680001 Taxes I Other Assets 56850001

---------------11

Total Assets 1591050001 Total 159105000

From JAN 01 2008 to DEC 31 2008 annual sales $130723000 cost of goods soldmiddot $69475000 Gross profit $61248000 operating expenses $48302000 Operating income $i2946OOO other expenses $11971bOOi net income before taxes $975000 Federal income tax $485000 Net income $490000

Submitted MAR 31 2009 by Ronald Felber pres-ceo Prepared from books without audit

On April 17~ 2009 themiddotfinancial information was updated

================================================================= ==============

KEY BUSINESS RATIOS ================================================================= ==============

Statement date DEC 31 2008 Based on this number of establishments 28

Firm IIndustry Median I---~------------

Return of Sales 04 IReturn of Sales 11 Current Ratio middot18 ICurrent Ratio 21 Assets Sales 1217 IAssets Sales 575 Total Liability Net Worth 9999 ITotal Liability Net Worth 83 7

================================================================= ==============

PUBLIC FILINGS ================================================================= ==============

The following Public Filing data is for information purposes only and is not the official record Certified copies can only be obtained from the official source

================================================================= ==============

UCC FILINGS =~==================================================== ===========

==============

Collateral All Assets Type Original

-----------------------------------------------------------------

Sec party THROUGH ITS

ADMINISTRATIVE AGENT

Debtor Filing number Filed with DOVER DE

Date filed Latest Info Received

Collateral General

Leased Equipment

Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ

Date filed Latest Info Received

Collateral

Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ

Date filed Latest Info Received

CREDIT SUISSE FIRST BOSTON ACTING

CAYMAN ISLANDS BRANCH AS

NEW YORK NY OAKITE PRODUCTS INC 4216854 2 SECRETARY OF STATEUCC DIVISION

08022004 08262004

Accounts receivable and proceeds shy

intangibless) and proceeds shy

and proceeds Original CANON FINANCIAL SERVICES MOUNT

OAKITE PRODUCTS INC 23913509 SECRETARY OF STATEUCC DIVISION

11302006 12272006

Leased Assets - Leased Business machineryequipment Original CANON FINANCIAL SERVICES INC MT

OAKITE PRODUCTS INC 21685842 SECRETARY OF STATEUCC DIVISION

07112003 07292003

Type Continuation Sec party CREDIT SUISSE (FKA CREDIT SUISSEmiddot FIRST

BOSTON) ACTING THROUGH ITS CAYMAN ISLA NEW

YORK NY Debtor CHEMETALL CORPORATION Filing number 2009 0642311 Filed with SECRETARY OF STATEUCC DIVISION DOVER DE

Date filed 02272009 Latest Info Receiv~d 05122009 Original UCC filed date 08022004 Original filing no 4216861 7

The public record items contained in this report may have been paid termirtated vacated or released prior to the date this report was printe~

=======~===============================================~======== ==============

GOVERNMENT ACTIVITY =====================================================~ ===========

==============

Activity summary Borrower (DirGuar) NO Administrative debt YES Contractor YES Grantee NO Party excluded from federal program(s) NO

Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8 (A) firm NA

The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other- sources

----7-------shyCopyright 2009 Dun amp Bradstreet - Provided under

contract I

for the exclusive use of subsCriber 264750059L

FULL DISPLAY COMPLETE

~ 396484BIRHQ2156 3427456432lng emailhIm

dmiddotmiddotmiddotmiddotmiddotto Chemetall

~

ICompany Overview

Chemetall is a global company committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry eg lithium and cesium compounds

Chemetalls businesses historically emerged from the combination of expertise in chemistry and metallurgy which is still mirrored in the companys name Chemetall mainly sells customised packages of products and services ranging from consultation via development through to the operation of entire plants at the customers site - for instance car body pre-treatment in the automotive industry

The companys product portfolio is based on continuous research and development of leading edge technologies High perfOrming products combined with Chemetalls dedication to providing the best technical service and support to its customers have over the decades established excellent market positions in its fields of activity

Chemetall GmbH is headquartered in Frankfurt am Main It is the centre of a worldwide network of some 40 subsidiaries in Europe North and South America Asia Australia and Africa Most of these companies operate their own production sites and many also have their own development laboratories A largely decentralised organisation ensures that each local company can respond quickly and flexibly to the customers needs in its markets whilst at the same time being able to draw on the specialist resources within the Group In this way Chemetall combines the strength of a global supplier with the flexibility and customer focus of a medium-size company

Since August 1st 2004 Chemetall has been part of middotRockwood Holdings Inc

~II ~II

httpwwwchemetaIIcomindexjspjsessionid=D1E2B97C5F308BBEFA7790E98D334D 8112009

202009

~ _ c

bulliJi - - -Hsectr

jmiddotY I Chemetall

f 0

I News

I 2009 I zoosl 2007

2009

May 272009 Significant savings achieved with the change from zinc-phosphating pretreatment to Oxsllanreg technology Opel Replaces its Metal Pretreatment System Adam Opel GmbH in Kaiserslautem Germany is an important more

~tl

April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more

~ff

April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more

~If

February OS 2009 Chemetall Aerospace Technologies has successfully integrated the NOT business of Ely Chemical Company Ltd We are proud to inform our customers around the world that Chemetall has effectively transferred and more

~h~~gPASq~~~~JJetoChemetall~ aiiiiilry f 2009 tile neW legal entity name for ChemetallmiddotOakite will be

cCflemetalltJS Inc more

ctt

January 20 2009 Chemetall Oakite changed its name to Chemetall

Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc more

ft

2008

August 01 2008 Chemetall acquires Nalco Finishing Technologies Rockwood Holdings Inc Chemetall-Group has acquired Nalcos Finishing Technologies (FT) businessnull more

~

July 31 2008 Chemetall announces global price increases Chemetall is currently increasing prices within a range of 5 to 20 percent or implementing and adjusting more

~ff

httpwwwchemetallcomindexjspcontent=newsjspnewsDat=pressreleases_sortbyyear 81112009

2007

----------------- -r - ------1 ------------- c- - --r

April 01 2008 Chemetall acquires NOT Business of Ely Chemical Company Ltd Chemetall GmbH FrankfurtM via its UK subsidiary has acquired the NOT business of the UK basednull more

~JJ

March 29 2007 Chemetall Signs Distribution Agreement with Advanced Chemistry amp Technology Inc Chemetall Aerospace Technologies announced that it has signed an exclusive sales and distribution agreement more

~II

February 212007 Chemetall Acquires the Chemical Division Business of Wirral Fospray Chemetall PLC has announced the acquisition of the chemical division business from Wirral Fospray Limited more

~JI

January 22 2007 Rockwood Appoints M~nlka Engel-Bader President ofChemetal Rockwood Holdings Inc (NYSEROC) has announced that Dr Monika EngelshyBader has been appointed tonull more=

~II

httpwwwchemetallcomindexispcontent=newsi SpnewsDat=pressreleases sortbyyear 8112009

kindof activity Production fields of activity Lithium

~II ~IJ

~ Chemetall US Inc

Country United States Streetaddress 13177 Huron River Drive ZIP MI 48174 City Romulus Phone +1-734-941 3800 Fax +1-734-941-5524 kind of activity Productionmiddot fields of activity Surface Treatment MapMgQ

~I =11

IIsectsectsect Chemetall US Inc

Country United States Streetaddress 16961 Knott Ave ZIP CA 90638 City La Mirada Phone +1800-331-1197 Fax +1 714a70-6480 kind of activity Sales Production fields of activity Surface Treatment Map Mm

~J ~IJ

~ Chemetall US Inc

Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-464-6900 Fax +1908-464-5571 kind of activity Headoffice $ales Production fields of activity Surface Treatment Direct Contact Email oakiteproductschemetaILcom Map Map

~I ~II

httpwwwchemetallcomindexjspcontent=contact choice1jspid=United Statesampconti 81112009

Chemetall~~-V

J 4(

America ~ United Stetes 1lW

Chemetall Foote Corp

Country United States Streetaddress 348 Holiday Inn prive ZIP NC 28086 City Kings Mountain Phone +1-704-739 2501 Fax +1-704-734 0208 kind of activity Headoffice Sales Production fields of actvity Lithium Direct Contact Email footelithiumchemetallcom Map Map

~ II

~ Chemetall Foote Corp

Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-665-9466 Fax +1-908-665-8543 kind of activity Headoffice Sales fields of activity Special metals MapM~

~II ~11

~ Chemetall Foote Corp

Country United States Streetaddress 856 Foote Lane

ZIP TN 37134 City New Johnsonville Phone +1-931-535 3401 Fax +1-931-535 3404 kind of activity Production fields of activity Lithium Map Map

~IJ ~IJ

~ Chemetall Foote Corp

Country United States Streetaddress Hwy 265 ZIP NV 89047 City Silver Peak Phone +1-775-937-2222 Fax +1-775-937-2250

httpwwwchemetallcomindexj spcontent=contact_choice 1jspid=UnitedStatesampconti 8112009

~aa -rlte_middot~ bull Chemetall

II~metaIIOakl~ changeditsnClme tOlhemetall

Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc doing business as Chemetall The same applies to the Canadian subsidiary whose official name will be Chemetall Canada Limited

middotCustomers around the world link Chemetall with quality innovation and extraordinary technical services says Joris Merckx President Surface Treatment at Chemetall middotOne consistent name of our all our subsidiaries will strengthen our corporate brand and with it our image he commented

No changes Will be made to the Mexican and Brazilian entities as these countries already operate their business under the name of Chemetall

About Chemeta

Chemetall a company of Rockwood Holdings Inc (NYSE ROC) is one of the leading global companies committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry including lithium and cesium compounds

Contact Sandra Zirm Phone +496971653605 Mall sandrazirmchemetallcom

~I ~II

Page 7: :;c= ---------------------------------------------x >.' --~ -'- ::~C~l d- r ......Opportunity for Hearing (Complaint) was issued on September 24, 2009 and served on September 28, 2009

7

Sodium dihydrogen phosphate (7558-80-7)

Zinc nitrate (7779-88-6)

Manganese dihydrogen phosphate (18718-07-5)

Zinc dihydrogen phosphate (13598-37-3)

Manganese nitrate (10377-66-9)

Potassium oleate (also known as potassium cis-9-octadecenoic acid 143-1middot8-0)

Phosphonic acid PPP - [nitrilotris (methylene)] tris sodium salt (also known as sodium aminotris (methylenephosphonate) 20592-85-2)

Sodium silicate (1344-09-8)

Potassium tetraborate (also known as boric acid dipotassium salt 1332-77-0)

Potassium tallate (61790-44-1)

Triethanolamine borate (also known as boric acid compd with 222-nitrilotris (ethanol) 68413-80-9)

Dipotassium octenyl succinate (also known as butanedioic acid 2(octen-l-yl)- potassium salt (1 2) 58641-28-4)

Ethanol (64-17-5)

Chromium phosphate (also known as chromic phosphate 7789-04-0)

Ammonium dihydrogen phosphate (also known as monoammonium phosphate 7722-76-1) and

3-aminopropyl silanetriol (also known as silanetriol 1-(3-aminopropyl)- 58160shy99-9)

7 United States National Library of Medicine ChemlDplus Advanced with regard to the

one chemical substance sodium hydrogen phosphate (also known as disodium phosphate CAS

Number 7558-79-4) Respondent is alleged to have imported at its Romulus Michigan facility

8 Information from the EPA website on Respondent and its operations

9 Dun amp Bradstreet report for Chemetall Oakite Inc [sic] printed August 132009

8

10 Dun amp Bradstreet report for Chemetall US Inc printed August 11 2009

11 Information retrieved August 11 2009 from wwwchemetallcom

Complainant may request this Court to take judicial notice of appropriate matters in

accordance with 40 CFR sect 2222(t)

IV Hearing Arrangements

Complainant requests that a hearing in the matter be in New York City (New York

County) the location of the main office of EPA Region 2 Complainant anticipates being able to

present her case-in-chief in probably two days three at the most

V Proposed Penalty Amount Determination

An explanation as to EPAs derivation of the penalty assessment proposed and the

reasoning behind it is set forth on pages 8 and 9 of the Complaint As noted there this penalty

has been developed in accordance with Section 16(a) ofTSCA 15 USC sect 2615(a) with

specific reference made to and guidance provided by the TSCA Section 8 penalty policy which

has been listed as part of Complainants exhibits

On page 5 of this document it explains that the TSCA Civil Penalty policy published on

September 10 1980 in the Federal Register establishes a systems for determining penalties in

administrative actions brought pursuant to TSCA sect 16 Further

EPA believes that the system is a r~asonable interpretation of the statutory penalty factors in TSCA section 16 Under that system penalties are determined in two stages (1) determination of a gravity based penalty (GBP) and (2) adjustments to the gravity based penalty

To determine the gravity based penalty TSCA sect 16(a)(2)(B) requires the Agency to take into account the statutory factors of Nature Circumstances Extent and Gravity

9

The TSCA Section 8 penalty policy then adumbrates how each of those factors is taken

into account These factors are used in a matrix (a grid) to arrive at an appropriate GBP At that

point [0]nce the gravity based penalty has been determined upward or downward adjustments

to the penalty amount are made by taking into account the following factors with respect to the

violator the degree of culpability whether there is a history of prior such violations a

respondents ability to pay its ability to continue in business and such other factors as justice

may require be considered Page 6 (unless otherwise noted subsequent page references are to the

TSCA Section 8 penalty policy) It is the gravity based penalty that is a function of the nature

circumstances and extent of each violation Page 7

Any failure timely to report for the TSCA Inventory Update is classified as hazardrisk

assessment in nature Page 9 The classification of circumstance level can be from 1 to 6 these

levels make-up the vertical axis on the grid As noted on page 1 a failure to timely report for the

TSCA Inventory Upgrade is classified as a Levell violation and it is assessed as a one-day

violation ie penalties are not assessed on a day-by-day basis The extent level represents the

second step in determining the gravity based penalty The levels are Major Significant and

Minor As noted on page 12 an IUR failure is classified as Significant extent level

Using these classifications the gravity based penalty is derived In the TSCA Section 8

penalty policy (the edition issued in 1999) the amount listed for these parameters is $18700 In

accordance with the June 5 2006 memorandum (Complainants Exhibit 2 page 8-A) this

number has been increased to $21922 This increased amount has been in effect subsequent to

March 152004 Therefore for an IUR violation occurring after March 152004 but before

January 122009 the penalty amount that corresponds to a Circumstance Levelland a

Significant Extent Level is $21922 This represents the gravity based penalty for each of the 20

chemicals Respondent failed timely to report

With regard to adjustments to the gravity based penalty as discussed on pages 15-17

these are considered after issuance of the Complaint normally as part of the settlement

10

negotiation process This is noted on page 9 of the Complaint wherein it states that the penalty

amount listed represents the facts and circumstances known to Complainant up to the time of the

issuance of the Complaint

VI Paperwork Reduction Act

The Paperwork Reduction Act of 1980 as amended 44 USC sect 3501 et seq (the

PRA) does not bar EPAs prosecution of this action or its attempt to obtain a penalty for

violations arising from Respondents alleged failure to report during the period of August 25

2006 through March 23 2007

Respondent is alleged to have violated 40 CFR sect 71053 (paragraphs 32 and 48 of the

Complaint) Thjs provision is part of Subpart C of Part 710 Inventory Update Reporting for

2006 and Beyond The OMB (Office of Management and Budget) Control Number for the 40

CFR Part 710 Subpart C regulations is 2070-0162 40 CFR Part 9 The relevant ICR

number was 188403 OMB approval for this ICR number was secured on May 3 2006 with an

expiration date of May 31 2009 71 Fed Reg 34932 (June 162006) [FRL-8184-3] The

Federal Register of September 52008 referring to OMB Control No 2070-0162 announce[d]

that EPA is planning to submit a request to renew an existing approved Information Collection

Request (ICR) to the Office of Management and Budget (OMB) 73 Fed Reg 51805 [FRLshy

8370-3] The announcement that this ICR now bearing number 188404 was submitted to the

OMB was published on May 12 2009 74 Fed Reg 22163 [FRL 8903-4] This ICR was

approved on September 172009 and it will expire on September 302012

Display of the relevant OMB number has been frequent and consistent See eg 40

CFR Part 9 (July 12006 edition)

Because there had been no lapse in approval at the time the alleged violations arose the

PRA is not a bar to EPAs attempt to prosecute this action and to obtain a penalty for such

violations

11

Dated May 26 2010 New York New York

Le~ A Spielmann Assistant Regional C6unsel Waste and Toxic Substances Branch Environmental Protection Agency Region 2 290 Broadway 16th floor New York New York 10007-1866 212-637-3222 fax 212-637-3199

TO

Regional Hearing Clerk US Environmental Protection Agency Region 2

Honorable Barbara A Gunning Presiding Officer

Benne C Hutson Esq McGuire Woods LLP Counsel for Respondent

In re Oakite Products Inc et al Docket No TSCA-02-2009-9148

CERTIFICATE OF SERVICE

I certify that I have this day caused to be sent the foregoing COMPLAINANTS INITIAL PREHEARING EXCHANGE dated May 26 2010 in the following manner to the respective addressees listed below

Original and One Copy By Inter-Office Mail

Office of Regional Hearing Clerk US Environmental Protection Agency - Region 2 290 Broadway 16th floor New York New York 10007-1866

Copy by UPS Overnight Mail

Honorable Barbara A Gunning Administrative Law Judge US Environmental Protection Agency Franklin Court Building 1099 14th Street NW Suite 350 Washington DC 20460

Copy by UPS Overnight Mail

Benne C Hutson Esq McGuire Woods LLP 201 North Tryon Street PO Box 31247 (28231) Charlotte North Carolina 28202

Dated May 26 2010 New York New York

THE ENFORCEMENT RESPONSE POLICY FOR REPORTING AND RECORD-KEEPING RULES AND REQUIREMENTS FOR TSCA SECTIONS 8 12 AND 13 produced by EPAs Toxics and Pesticides Enforcement Division of the Office of Regulatory Enforcement within the Office of Enforcement and Compliance Assurance (revised March 31 1999 effective June 1 1999) available at httpcfpubepagovcomplianceresourcespoliciesciviltscal

tEO sr 1 p

gt ft t UNITED STATES ENVIRONMENTAL PROTECTION AGENCY S~~11 o Cl WASHINGTON DC 20460 ~ ltl

~ l of( AOt~c

OFFICE OF ENFORCEMENT AND

COMPLIANCE ASSURANCE

JUN - 5 2006

MEMORANDUM

SUBJECT Penalty Policy Supplements Pursuant to the 2004 Civil Monetary Penalty Inflation Adjustment Rule

FROM Stephanie P Brown Acting Director AIPdJ~YJmiddot~ Toxics and Pesticides Enforcement Di~~i~middot -- --- Office of Civil Enforcement

TO Regional Counsels Regional TSCA FIFRA and EPCRA Division Directors

This memorandum modifies each enforcement responsepenalty policy (Penalty Policy) within the purview ofthe Toxics and Pesticides Enforcement Division (TPED) to adjust for the Civil Monetary Penalty Inflation Adjustment Rule published in the Federal Register 011 February 132004 (69 Fed Reg 7121) and codified at 40 CFR Parts 19 and 27 (Final Rule) The matrices herein supercede and void any interim matrices for the 2004 rule issued or used by TPED or a Regional Office In accordance with the Final Rule all violations occurring on or after March 152004 are subject to statutory penalties adjusted for inflation A complete list of each Penalty Policy subject to this memorandum is provided at Attachment A Appendix B provides instructions for amending each Penalty Policy as well as updated matrices for inseliion into each policy

The adjustments here follow the implementation policy established in the attached September 212004 memorandum signed by Thomas V Skinner That memorandum provides for adjusting each cell in a penalty matrix by multiplying the existing gravity-based penalty component by 11723 We are aware that this approach results in penalty amounts (within matrix celIs) that are not roimded-off as compared to previous iterations This is the outcome required by proper application of the Final Rule The September 212004 memorandum also provides for rounding the aggregate penalty in a particular case to the nearest $100 unit after calculating and summing the gravity-based penalties for each count in the case

Intemet Address (URL) bull hltpllwwwepagov ReCycledRecyclable Prin18d with Vegetable Oil Baaed Inks on Recycled Paper (Minimum 5Olo Postconsumer content)

Violations occurring before March 152004 and after January 30 1997 remain subject to penalties adjusted for inflation as specified in TPEDs April 18 1997 memorandum entitled Penalty Policy Suwlements Pursuant to the Civil Penalty Inflation Adjustment Rule Copies of this memorandum are available upon request

Please contact Brian Dyer at (202) 564-4166 (dyerbrianepagov) if you have any questions concerning these penalty adjustments

Attaclunents

cc Rosemarie Kelley US EPA OECAOCE David Abdalla us EPA OECAOCE Susan OKeefe US EPA OECAOCE John Neylan US EPA OECAOC Tom Ripp US EPA OECAOC Priscilla Flattery US EPA OPPTSOPPT Ben Smith US EPA OEIOIAA

Craig Matthiessen US EPA OSWERJOEM Daniel Helfgott US EPA OPPTSOPP Deborah Brown US EPA Region 1 Nancy Bannakian US EPA Region 1 Ken Stoller US EPA Region 2 Adrian Enache US EPA Region 2 Daniel Kraft US EPA Region 2 John Higgins US EPA Region 2 Ken Eng US EPA Region 2 Harry Daw US EPA Region 3 Aquanetta Dickens US EPA Region 3 Mikal Shabazz US EPA Region 3 Jeaneanne Gettle US EPA Region 4 Anthony Toney US EPA Region 4 Joanne Benante US EPA Region 4 Caron Falconer US EPA Region 4 Anthony Restaino US EPA Region 5 MarkHorwitz US EPA Region 5 Bob Goodfellow US EPA Region 6 Maria Martinez US EPA Region 6 Steve Vargo US EPA Region 6 Jamie Green US EPA Region 7 Mark A Smith US EPA Region 7 Elisabeth Evans US EPA Region 8 Pam Cooper US EPA Region 9 Paula Bisson US EPA Region 9 Scott Downey US EPA Region 10

TPED Pen Adj Memo wAttachments - Page 2 of J9

ATTACHMENT A

FEDERAL INSECTICIDE FUNGICIDE AND RODENTICIDE ACT

FIFRA Worker Protection Standard Penalty Policy - Interim Final- (0901197)

Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act --Good Laboratory Practice (GLP) Regulations - (093091)

Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act (FIFRA) - (070290)

FIFRA Section 7(c) Enforcement Response Policy - (021086)

TOXIC SUBSTANCES CONTROL ACT

Section 1018 - Disclosure Rule Enforcement Response Policy - (020100)

Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8 12 AND 13shy(033199)

Polychlorinated Biphenyls Penalty Policy - (022698)

Enforcement Response Policy for TSCA Section 4 Test Rules - (052886)

Amendment to the TSCA Section 5 Enforcement Response Policy - (060889)

Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Polic~ - (013189)

Interim Final Enforcement Response Policy Asbestos Abatement Projects Worker Protection Final Rule - (111489)

Final TSCA GLP Enforcement Response Policy - (040985)

EMERGENCY PLANNING AND COMMUNITY RIGHT-TO-KNOW ACT

Enforcement Response Policy for Section 313 of the Emergency Planning Community Right-ToshyKnow Act (1989) and Section 6607 of the Pollution Prevention Act (1990) Amended shy(041201)

Enforcement Response Policy for Sections 30~ 311 and 312 of the Emergency Planning and Community Right-to-Know Act (1989) and Section 103 of the Comprehensive Environmental Response Compensation and Liability Act -(093099)

TPED Pen Adj Memo wAttachments - Page 3 of 19

ATTACHMENT B

FlFRA

Insert table (p 4-A) behind page 4 FIFRA Worker Protection Standard PenaltY Policy - Interim Final (090 97)

No insert Rodenticide Act - Good Laboratory Practice (GLP) Regulations (093091) Enforcement Response Policy for the Federal Insecticide Fungicide and

When proposing penalty amounts under the Enforcement Response Policy for GLP Regulations dated September 30 1991 actual dollar amounts are determined by using the ERP for FIFRA (070290) See directions below for F1FRA ERP

Insert after page 19-A in the policy and page CshyRodenticide Act (070290) Enforcement Response Policy for the Federal Insecticide Fungicide and

I in the appendix

No insert While the FIFRA ERP (1990) does not supersede the Section 7(c) ERP (1986) the matrix setting forth the penalties in the ERP for FIFRA (070290) should be used instead of the matrix in the 1986 policy

FIFRA Section 7(c)Enforcement Response Policy (021086)

TSCA

Insert matrix (Appendix B-4-A) behind Appendix B-4

Section 1018 - Disclosure Rule Enforcement Response Policy (020 I00)

Insert matrix (p7-B) behind page 7-A 12 AND 13 (033199) Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8

Polychlorinated Biphenyls Penalty Policy (040990) Insert matrix (p9-B) behind page 9-A

Enforcement Response Policy for TSCA Section 4 Test Rules (052886) Insert matrix (p2-B) behind page 2-A

Amendment to the TSCA Section 5 Enforcement Response Policy (060889) Insert matrix (p16-B) behind page 16-A

Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Insert matrix (pII-B) behind page II-A Policy (0 131 89) Insert matrix (p17-B) behind page 17-A

Interim Final Enforcement Response Policy - Asbestos Abatement Projects Insert matrix (p 6-B) behind page 6-A Worker Protection Final Rule (111489)

Final TSCA GLP Enforcement Response Policy (040985) Insert matrix (pA-B) behind page 4-A

EPCRA

Enforcement Response Policy for Section 313 of the Emergency Planning and I Insert matrix (pi I-B) behind page II-A Community Right-To-Know Act (1989) and Section 6607 ofthe Pollution Prevention Act (1990) Amended (04120 I )

Final Enforcement Response Policy for Sections 304 311312 of EPCRA and I Insert matrix (pp 20C amp 200) behind page 20B Section 103 ofCERCLA (093099)

TPED Pen Adj Memo wAttachments - Page 4 of 19

Page8-A

Gravity based penaltY matrix to supplement Recordkeeping and Reporting Rules and Requirements for TSCA Sections 8 12 and 13 for violations that occur on or after March 15 2004 Insert behind ~e 8

TSCA sectsect 8 12 amp 13 GRAVITY BASED PENALTY MATRIX

EXTENT CIRCUMSTANCES

A B C Major Significant Minor

LEVELS 1 $32500 $21922 $6448

High Range 2 $25791 $16764 $3869

3 $19343 $12895 $1934 Mid Range

4 $12895 $7737 $1290

5 $6448 $3869 $645 Low Range

6 $2579 $1676 $258

Note After calculating the gravity-based penalty for each count the total applicable gravity-based penalty for all counts in a particular casematter should be rounded to the nearest unit of $100 as required by the memorandum from Thomas Skinner dated September 212004 implementing the Civil Monetary Penalty Adjustment Rule as published in the Federal Register on February 132004 (69 FR 7121)

TPED Pen Adj Memo wAnachments - Page 9 of 19

UNITED STATES ENVIRONMENTAL PROTECTION AGENCY

TSCA Section 5 and 8 Inspection Chemetall Oakite Inc 675 Central Avenue New Providence NJ 07974

From Chester Norman Chemist Leonard Pappalardo Chemist Toxics Section Toxics Section

To Daniel 1 Kraft Chief Toxics Section

On May 14 2008 a TSCA Section 5 and 8 inspection was conducted at Chemetall Oakite Inc at the address listed above This inspection was conducted as part of the regional neutral inspection scheme We scheduled the meeting in advance with Mr Michael Chang Manager Health and Environmental Department Upon arriving at Chemetall Oakite Inc official credentials were presented to Mr Michael Chang Julia C Murray Vice President Technical Marketing and Ron Ascenzo Director Technical Marketing Notices ofInspection (Attachment 1) and Confidentiality (Attachment 2) were issued and explained to Ms Murray Ms Murray signed the notices

Chemetall Oakite is an importer of chemicals They import metal cleaners and surface treatment chemicals They have approximately 110 employees in New Providence New Jersey Chemetall has been at this site since 2006 prior to that they were located in Berkley Heights New Jersey Chemetall Oakite Inc is also known as Chemetall Chemical Products and Chemetall Americas Chemetall Americas is owned by Rockwood Holding Company who is owned by Chemetall BMGH in Germany Their Standard Industrial Codes (SIC) is 5169 The companys fiscal year is the calendar year Ms Murray said Chemetall Oakite Incs corporate sales were approximately $100000000 Chemetall Oakites facility in New Providence New Jersey is the corporate headquarters sales export and import offices and their research and development laboratories for the United States Chemetall Oakite Inc has manufacturing facilities in La Mirada CA and Romulus MI

We asked if they filed an Inventory Update Report for the 2006 reporting period They didnt know We asked if they filed a preliminary assessment inventory report for any of the chemicals the company manufactures or imports and they responded they didnt know We asked if they filed any PMNs recently they responded with a 10 year old low volume exemption and an older PMN We asked if they filed any significant new use report they responded no We asked if they had a

TSCA Section 8c file They also responded no

We issued Receipts for Samples and Documents and Confidential Business Information Nothing was declared Confidential

Attachments 1 Notice ofInspection 2 Notice of Confidentiality 3 Receipt for Samples and Documents 4 Declaration of Confidential Business Information

I bull US ENVIRONMENTAL PIlOTECTlON ~- WASHINGTON DC 204Ci0

TOXIC 5UBSTAlCES CONTllOL ACI EPA-----_- _--__--------------------- shyTOXICS SECfION - NOTICE OF INSPECflON

1_ INVESTIGATION IDENT1FICAnON 3 F~Z~ ~~7jJi--- Chemetall Oaki 42008

S FACllrryS ADDRESS

~PA Region 2 MS-I05 iPECTORS ADDRESS

675 Central Ave Woodbridge Avenue New Providence New Jersey 07974-1560

on NJ08837-5602

REASON FOR INSPECTION

Under the authority of Section II of the Toxics Substances Control Act

b For the purposes of inspecting (Including taking samples photographs statements and other inspection activities) an establisbment facility or other premises in which chemical substances or mixtures or articles containing same are manufactured processed or stored or held before or after their distribution in commerce ( including records files papers processes controls and facilities) and any conveyance being used to transport chemical substances mixtures or articles containing same in connection with their distribution in commerce (including records files papers processes controls and facilities) bearing on whether the requirements of the Act applicable to the chemical substances mixtures or articles within or ass()Ciated with such premises or conveyance have been complied with

In In addition this inspection extends to (Check appropriate blocks)

Jq- A Financial data o D Personnel data I

LV B Sales data o E Research data

13 C Pricin ~ data The natureland extent of the inspection of such data specified in A through E above is as follows

~rtification

lcknowledge that the statements I have made on this fonnand all attachments thereto are true accurate and complete I acknowledge that y knowingly false or misleading statement may be punishable by fine or imprisonment or both under applicable law

PREVIOUS VERSIONS ARE OBSOLETE

ME

rnE Chemist

DATE SIGNED

~r TI11E -shy~J ~ea~~ (1 4~

A FORM 77ltWmiddot3A FOR 1018 (REVISED JAN 2002)

IUR FORM (Form U) submitted September 24 2008

CBIDELETED

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0- 0shy

-P 0 0shy

Zn2+ 0shyNAME Phosphoric acid zinc salt (21) 1RN 13598-37-3

l) - P -o-Il o

MW 25533

Enlarge Structure

SHrch Infomudion

Bask For more information about this substance NlWiglitiOn

you may select from the the links below

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OH I

HO-P-OH

1 o

NAME Ethanol 2-amino- phosphate (1 ) RN 29868-05-1 r

OH

MW 159077

Enlarge Structure

s_tc Information For more information about this substance

you may select from the the links below

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HO- P-O- Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH

MW 119976

=nlarge Structure

Basic ellmiddotFor more information about this substance NavigationInformation you may select from the the links below

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HO - P shy 0shy Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH

MW 119976

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NAME Zinc nitrate RN 7779-88-6

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0shyI

N+i o 0shy

Zn2+ 0shy

I N+ 0shy0

MW 189398

InJil~~tJ(tlJr~

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ampampampampamp ampu I IU Y fo4IampU ~ L U~ La o

IRQ rn CERCLA Reportable Quantities I

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0 0

pl

o 0

Mn2 lt

NAME Phosphoric acid manganese(2+) salt (21) RN 18718-07-5

0 I

o-p -o-Il o

MW 244878

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0- 0_

po 0_

Zn2+ 0shyNAME Phosphoric acid zinc salt (21) lRN 13598-37-3 -0 - P -o-Il o

MW 25533

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0shy

I ~N-o 0shy

Mn+ NAME Manganese nitrate 0shyRN 10377-66-9 I

N+- 0shy0

MW 178946

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NAME Potassium cis-9-octadecenoic acid RN 143-18-0

o

O

(

MW 320555

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OH I

HO-P=O

~ OHN~I

0) p NAME Sodium aminotris(methylenephosphonate) II OHRN 20592-85-2

0P HO shy

OH

MW 2990478

Enlarge Structure

hale I~----F-o-r-m-o-re-in-fo-r-m-a-t-io-n-a-b-o-u-t-t-hi-s-s-u-b-s-ta-n-c-e------1 N=~Information

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NAME Sodium silicate RN 1344-09-8

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0shyt

O=Si 0shy

MW 122063

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Na+

Na+

SNrell N8Yfgetlon

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NAME Boric acid dipotassium salt RN 1332-77-0

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NAME Potassium tallate No StructureRN 61790-44-1

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HO OH

j ~

HO

OH

J NAME Boric acid compd with 222middotnitrilotris (ethanol) OH ~N-

HO

RN 68413middot80middot9

MW 2110202

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f

NAME Butanedioic acid 2-(octen-1-yl)- potassium salt (1 2)

ti~middotmiddot

(gt

a

RN 58641-28-4

MW 304466

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H3C OH

NAME Alcohol [USP] RN 64-17-5

MW 460684

~nlarge Structur~

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H3C OH

NAME Alcohol [U5P] RN 64-17-5

MW 460684

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0shy

IOp-o- cr3+

NAME Chromic phosphate I 0shyRN 7789-04-0

MW 146966

Enlarge Structure

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NAME Monoammonium phosphate RN 7722-76-1

0 II

HO-P -0shyI

NW 4

OH

MW 115024

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HO OH Si NH2NAME Silanetriol 1-(3-aminopropyl)shy HO ~ ~

RN 58160-99-9

MW 13721

Enlarge Structure

auk Information For more information about this substance

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675 Central we

New PlOYidence Unton NJ 07974 PO BOX 7 N_ PrcNiclence

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51691001 Anti-corrosion product 424690 424690-Other Chemical lII1d Allied Prod

Ron Felper

President

65 100 $100000000

016164399 000000000 1067934JJ

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556121200 Cham_Uslnc Chemelall dalcrle 675 Centrol we 11_ PrrMdllf1C8 Union NJ 07974 POBOX 7 New PrrMdence NJ 079740007 9OB-464~900

26420000 Polishes and sanitation goods 325612 325612-Po1ish amp 01 Ssnitalion Gd MIg Ronald Felber Pesident

90 340 S130723000

016164399 0000000oo 016164399

PRIVATE COMPANY HEADQUARTERS 40697755 74408967

custservdnbcom To Lee SpielmannR2USEPAlUSEPA Karen

bull SeetlR2USEPAlUSEPA08132009 11 22 AM

cc

bcc

Subject CHEMETALL OAKITE INC DampB Business Information Report

The folloWing e-mail was sent to you by seetkarenepagov Personal Note

ampBhas more options to help you decide with confidence Learn more about DampB eroducts and services lis this an important decision ~ IUJlilIImil

Get more with DampBs Enhanced Comprehensive Report ~I bull Business failure and credit scores

Click here to provideI bull Context behind the scores Added industrY and Financial comDarisons feedback on this report

iiiiRi55i~iiiiiAii~1~-

ort on this business

J --1- )21 _II1tjjjj1 Wgll_~yg 1

Copyright 2009 bun amp Bradstreet - Provided under contract

for the exclusive use of subscriber 264750059L

ATTN Lee Spielmann Report Printed AUG 13 2009

========================~======~=================================

============== BUSINESS SUMMARY

==========~======================================================

==============

CHEMETALL OAKITE INC (SUBSIDIARY OF ROCKWOOD SPECIALTIES INC PRINCETON NJ) 675 Central Ave New Providence NJ 07974

This is a headquarters D-U-N-Sreg Number 93-771-2248 (subsidiary) location Branch (es) or division(s) exist DampB Rating

Mailing address PO Box 7

II I

New ~rovidence NJ07974

Web site wwwrockwoodspeciallI IIIIIIIIIIIIII

Telephone

Chief executive

Year started

Management control

Employs

Sales

History

SIC

Line of business

tiescom

908 464-6900

RON FELPER PRES

1987

2006

100 (65 here)

$100000000

CLEAR

5169

Whol corrosion preventative chemicals

III III

================================================================= ===============

SPECIAL EVENTS ================================================================ ==============

06142007 Business started 1987 Present control succeeded June 2006

================================================================= ==============

SUMMARY ANALYSIS ================================================================= ==============

DampB Rating

The blank rating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and

that further enquiry should be made before reaching a decision Some reasons for using a _II symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information

Below is an overview of the companys rating history since 061507

DampBRating Date Applied 061507

The Summary Analysis section reflects information in DampBs file as of August 102009

=================~======~==~==~=======================~==========

============== INVESTIGATIVE SERVICES

================================================================= ==============

Update available on request

This information is being provided to you immediately in the interest of speed This reportmay not reflect the current status of this business DampB can investigate this business and update the information based on the resulta of that investigation

By ordering a standard investigation the same day you order this report an updated report will be provided to you at no extra cost

=========~=======================================================

==============

CUSTOMER SERVICE ================================================================= ==============

If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you

~ (

are outside the us contact your local DampB office

Additional Decision Support Available

Additional DampB products monitoring services and specialized investigations are available to help you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcom

=================================================================

===== = = = === = = =

HISTORY ================================================================= ==============

The following information was reported 08182008

Officer(s) RON FELPER PRES

THE OFFICER(S)

Business started 1987 Present control succeeded June 2006 100 of capital stock is owned by the parent company

RON FELPER Work history is unknown

Business address has changed from 14826 Ne 95th St Redmond WA 98052 to 675 Central Ave New Providence NJ 07974

=~===============================================================

==============

CORPORATE FAMILY =====================c=========================================== ==============

The following global corporate family members are related to this busihess

Members are listed alphabetically first by company name then by country or us state then by city

Global Ultimate Rockwood Holdings Inc Princeton NJ 01-616-4399

Parent Rockwood Specialties Group Inc Princeton NJ 10-679-3433

Affiliates (US) Advantis Technologies Inc Alpharetta GA 93-189-6385 Alphagary Corporation Leominster MA 09-743-4484 Ceramtec North America Innovative Laurens SC 17-483-0034 Ceramic Engineering Corporation Chemetall Foote Corp Kings Mountain NC 00-232-9456 Chemical Specialties Inc Charlotte NC 04-297-3313 Pure Wafer Inc Prescott AZ 83-746-8321 Rockwood Pigments NA Inc Beltsville MD 04-754-7690 Southern Clay Products Inc Gonzales TX 04-166-1737

Affiliates (International) AlphaGary (Canada) Limited Stoney Creek CANADA 24-924-8626 Cs i Kemwood AB Helsingborg SWEDEN 35-401-6487middot ProCeram spolmiddot s ro Dolni Rychnov CZECH 49-516-1929

REPUBLIC

== = = == = == = == ==== = == = = = == = = ==== = ==== = = ==== = = ===-= = = = = === == == === =

==============

OPERATIONS ===================~==========~====================== ============

==============

08182008

Description Subsidiary of Rockwood Specialties Inc

Princeton NJ started 2000 which operates as a wholesaler

of chemicals or allied products Parent company owns 100

of capital stock

Wholesales corrosion preventative chemicals (100)

Terms are Net 30 days Has 600+ account(s) Sells to

aerospace industry Territory North and South America

Nonseasonal

Employees 100 which includes officer(s) 65 employed here

Facilities Leases premises in a single story brick building

Location Central business section on well traveled street

Branches This business has multiple branches detailed branchdivision information is available in

Dun amp Bradstreets linkage or family tree products

==============~==============~===================================

==============

SIC amp NAICS ================================================================= ==============

SIC Based on information in our file NAICS DampB has assigned this company an extended 8-digit SIC DampBs use of 424~90 Other Chemical and Alli~d

a-digit SICs enables us to be more Products Merchant specific to a companys operations Wholesalers than if we use the standard 4-digit code

51691001 Anti-corrosion products

=================================================~== ============

============== PAYMENT SUMMARY

==============~===========~=========================== ===========

===============

DampB has not received a sufficientsample of payment experiences to establish a PAYDEX score

DampB receives over 600 million payment experiences each year We enter these new and updated experiences intoDampB Reports as this information is received At this time none of those experi~nces relate to this company

=======================================================~==========

============== FINANCE

================================================================= ==-= = = == == === ==

06142007

On JUN 14 2007 Michael Lissandrello SIs Mgr deferred financial statement

Michael Lissandrello submitted the following partial estimates dated JUN 14 2007

Sales for 2006 were $100000000

As of June 14 2007 a search of Dun amp Bradstreets Public Record database found no open suits liens judgements or UCCs to which Chemetall Oakite Inc at 675 Central Ave New Providence NJ was named defendant or debtor Public records received hereafter will be entered into the database and will be included in reports which contain a Public Filings ~ection

==============================================~====== ===========

============== PUBLIC FILINGS

================~====~================================ ===========

==============

A check of DampBs public records database indicates that no filings were found for CHEMETALL OAKITE INC at 675 Central Ave New Providence NJ

DampBs extensive database of public record information is updated daily to ensure timely reporting of changes and additions It includes business-related suits liens judgments bankruptcies UCC financing statements and business registrations from every state and the District of Columbia as well as select filing types from Puerto Rico and the US Virgin Islands

DampBmiddotcollects public records throughmiddot a combination of court reporters third parties and direct electronic links with federal and local authori~ies Its database of US business-related filings is now the largest of its kind

===~====~========================================================

============== GOVERNMENT ACTIVITY

================================================================= ==============

Activity summary Borrower (DirGuar) NO Administrative debt NO Contractor YES Grantee NO Party excluded from federal program(s) NO

Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8(A) firm NA

The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other sources

Copyright 2009 Dun amp Bradstreet- Provided under contract

for the exclusive use of subscriber 264750059L

FULL DISPLAY COMPLETE

~ ~

396484BIR21523427615308tng emailhtm

-- -- - ~-

(I custservdnbeom To Lee SpielmannH2USEPAlUSEPA Karen

SeetlR2USEPAlUSEPA08112009 0314 PM cc

bec

Subject CHEMETALL US INC DampB Business Information Report

The following e-mail was sent to you by seetkarenepagov Personal Note

~--~amp8 has more oDtfcins tohelDvou decide with confidence Learn more about DampB products and services Is this an important decision ~~~~~

Get more with DampBs Enhanced Comprehensiye Report bull Business failure and credit scores

Click here to providebull Context behind the scores bull Added industrv and Financial comparisons feedback on this report

~~OC--~

f4fi1 Order reports on other businesses

Copyright 2009 Dun amp Bradstreet - Provided under contract

for the exclusive use of subscriber 264750059L

ATTN Lee Spielmann Report Printed AUG 11 2009

In Date

=====================~===========================================

============== BUSINESS SUMMARY

===============================~====================== ===========

==============

CHEMETALL US INC (SUBSIDIARY OF ROCKWOOD HOLDINGS INC PRINCETON NJ) CHEMETALL OAKITE 675 Central Ave New Providence NJ 07974

This is a headquarters I D-U~N-S Number 55-612-1200 (subsidiary) location IBranch (es) or division(s) exist I DampB Rating

Mailing address PO Box 7 IIINew Providence NJ

07974 DampB PAYDEXreg

1 12-Month DampB 74 Web site wwwchemetallcom I PAYDEX

I

Telephone 908 464-6900 I When weighted by dollar amount

f paYments to suppliers average 9 days Chief executive RONALD FELBER I beyond terms

I

PRES-CEO II Based on trade collected

over last Year started 1909 I 12 months

Management control

Employs

Financial statement date

Sales F

Net worth

History

Financing

Financial condition

SIC

Line of business

2004

340 (90 here)

DEC 31 2008

$130723000

(106438000)

CLEAR

SECURED

UNBALANCED

2842 2899 2851

Mfg polishsanitation gd mfg chemical preparation

IIIIIIIII

=======================================================~========

==============

SUMMARY ANALYSIS ================================================================= ==============

DampB Rating

The Rating was changed on April 17 2009 because of DampB I S overall assessment of the companys financial payment and history information The blankrating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and that further enquiry should be made before reaching a decision Some reasons for using a II_II

symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information

Below is an overview of the companys rating history since 060707

DampB Rating Date Applied 041709

1R4 030209 1R3 101408 4A3 072408 4A2 060707

The Summary Analysis section reflects information in DampBs file as of August 10 2009

====================~=====================~======================

============== CUSTOMER SERVrCE

================================================~===== ===========

==============

If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you are outside the US contact your local DampB office

Additional Decision Support Available

Additional DampB products monitoring services and specialized

investigations are available tomiddothelp you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcommiddot

================================================================= ==============

HISTORY ====~=========================~=====~================= =========== ==============

The following information was reported 07142009

Officer(s) RONALD FELBER PRES-CEO PHILIP E KELLY VICE PRESIDENT GREGORY V POFF VICE PRESIDENT

DIRECTOR (S) THE OFFICER(S)

The Delaware Secretary of States business registrations file showed that Oakite Products Inc was registered as a corporation on December 19 1991

Business started 1909 by David C Ball George W Oakley and Daniel C Smith Present control succeeded 2004 100 of capital stock is owned by parent company

RONALD FELBER born 1951 1989~present active here 1985-1989 employed with Avon Products Inc New York NY Graduated from Georgetown University in 1973 with a BS degree Also received MA degree from Loyola University in 1985

PHILP E KELLY born 1948 1972-present active here Graduated from University of Dayton in 1970 with a BS Degree Also received MBA Degree from Seton Hall University in 1978

GREGORY V POFF born 1948 1970-present active here Graduated from Catawba College in 1970 with a BA degree Also received MBA from Pace University in

1982

==========================~========================~=============

==============

CORPORATE FAMILY ================================================================= ==============

The following global corporate family members are related to this business Members are listed alphabetically first by company name then by country or US state then by city

Parent Rockwood Holdings Inc Princeton NJ 01-616-4399

Subsidiaries (International) Cheme~allCanada Limited Brampton CANADA 20-036-7514 Chemetall Mexicana SA de CV El Marques MEXICO 81-232-9050

Branches (US) Chemetall Us Inc La Mirada CA 15-886-0572 Chemetall Us Inc Romulus MI 00-515-7698

Affiliates (US) Chemetall Chemical Products Inc New Providence NJ 82-485-0580 Chemetall Oakite La Mirada - Plant La Mirada CA 61- 036 -9832middot Mineral Research and Development Charlotte NC 61-036-9477 Rockwood Holding Company Chicago IL 78-166-9635 Rockwood Specialties Consolidated Inc Princeton NJ 03-845-1386 Rockwood Specialties Group Inc Princeton NJ 10-679-3433 SachtlebenCorporation White Plains NY

95-666-4114 Viance LLC Charlotte NC 79-544-7346

Affiliates (International) Sachtleben Pigments Oy Helsinki FINLAND 54-023-5819

================================================================ ==============

OPERATIONS ==========~========================================== ============

==============

07142009

Description Subsidiary of Rockwood Holdings Inc Princeton NJ

As noted the parent company is Rockwood Holdings Inc

DUNS 01-616-4399 and reference is made to that report

for background information on the parent company and its

management

Manufactures specialty cleaning polishing or sanitation

preparations and sanitation preparations disinfectants or

deodorants Manufactures chemical preparations

specializing in metal treating compounds rust resisting

compounds and water treating compounds Manufactures

paints varnishes lacquers enamels or allied products

and paint removers

Has 10000 account(s) Terms are Net 30 days Sells to

industrial concerns Territory United States Mexico

Brazil and Canada

Nonseasonal

Employees 340 which includes officer(s) and 2 part-time 90 employed

here

Facilities Rents 37000 sq ft ina one story brick building

Location Suburban business section on well traveled street

Branche~ This business has multiple branches detailed branchdivision information is available in

Dun amp Bradstreets linkage or family tree products

Subsidiaries This business has 2 subsidiaries listed below

The extent of ownership where known is shown in

parenthesis following company name

Oakite Canada Limited Bramalea Ontario Canada (100)

Manufactures chemical specialty products Intercompany

relations reported by management to consist of

merchandise and service transactions cleared as scheduled

Chemetall Mexicana Monteray Mexico (100) Manufactures

chemical specialty products

=================================================~===============

==============

SIC amp NAICS ===========~===============~=================================~===

==============

SIC Based on information in our file NAICS DampB has assigned this company an extended a-digit SIC DampBs use of 325612 Polish and Other a-digit SICs enables us to be more Sanitation Good specific to a companys operations Manufacturing than if we use the standard 325612 Polish and Other 4-digit code Sanitation Good

middot 28420000 Polishes and sanitation Miscellaneous

goods and 28420400 Sanitation Manufacturing

preparations Miscellaneous

disinfectants and and

deodorants Manufacturing 28999931 Metal treating compounds Miscellaneous 28999942 Rust resistirtg compounds and

28999948 Water treat~ng compounds Manufacturing 28510000middot Paints and allied Coating

products middot28510401 Paint removers Coating

325998

325998

325998

325510

325510

Manufacturing All Other

Chemical Product

preparation

All Other

Chemical PrOduct

Preparation

All Other

Chemical Product

Preparation

Paint and

Manufacturing Paint and

Manufacturing

================================================================= ==============

DampB PAYDEX ================================================================= ==============

The DampB PAYDEX is a unique dollar weighted indicator of payment performance based on up to 157 payment experiences as reported to DampB by trade references

3-Month DampB PAYDEX 75 I 12-Month DampB PAYDEX 74 I

When weighted by dollar amount I When weighted by dollar amount payments to suppliers average average 9 days beyond terms

Based on trade collected over collected over last months

8 days I payments to suppliers

last 3

I beyond terms II Based on trade

I 12 months

================================================================= ==============

PAYMENT SUMMARY ================================================================= ==============

The Payment Summary section reflects payment information in DampBs file as of the date of this report

Below is an overview of the companys dollar-weighted payments segmented by its suppliers primary industries

Mfg electric test prd 1 35000 35000 100

OTHER INDUSTRIES 101 283550 20000 73 22 4 - 1

Other payment categories Cash experiences 7 750 250 Payment record unknown 0 Omiddot 0 Unfavorable commeJlts 1 1000 1000

Placed for collections With DampB 1 7500 Other 0 NA

===== ============== ========== Total in DampBs file 157 3017350 900000

The highest Now Owes on file is $750000

The highest Past Due on file is $10000

Dun amp Bradstreet has 157 payment experiences in its file for this company For your convenience we have displayed 80 representative experiences in the PAYMENTS section

====~============================================================

==============

PAYMENT DETAILS ================================================================= ==============

Detailed payment history

Date Paying High Now Past Selling Last Salemiddot Reported Record Credit Owes Due Terms Within

(rhmyy) ($) ($) ($) (months)

0709 Ppt 50 0 1 mo

Ppt 2500 0 1 mo

Ppt 200 i OOO 100000 2500 N60 1 mo

Ppt 200000 100000 0

----------------

0508 Ppt-Slow 30 20000 10000 deg N30 1 rno 0707 (08 0) 7500

Placed for collection

Accounts are sometimes placed for collection everi though the existence or amount of the debt is disputed

Payment experiences reflect how bills are met in relation to the terms granted In some instances payment beyond terms can be the result of disputesmiddot over merchandise skipped invoices etc

Each experience shown is from a separate supplier Updated trade experiences replace those previously reported

================================================================= ==============

FNANCE ================================================================= ==============

04172009

Three-year statement comparative

Fiscal Fiscal Fiscal

Dec 31 2005 Dec 31 2006 Dec 31 2008

Current Assets 53345000 33854000 34348000 Current Liabs 16314000 11173000 18594000 Current Ratio 327 303 1 85 Working Capital 37031000 22681000 15754000 Other Assets 9824000 15582000 124757000 Net Worth 38515000 28063000

1304000 Sales 79763000 86130000 130723000 Long Term Liab 8340000 10200000 139207000 Net Profit (Loss) 1105000 8689000 490000

Fiscal statement dated DEC 31 2008

Assets j Liabilities I -----------shy1

Other Curr Assets 343-480001 Other Curr Liabs 18594000

---------------1 Curr Assets 343480001 Curr Liabs 18594000

I Fixt amp Equip 110620001 Pension Reserves 7990000 Goodwill-Net 252040001 Other Liabilities 129932000 other Intangible 825380001 LT Liab-Other 1285000 Assets-Net TOTAL EQUITY 1304000 Deferred Income 2680001 Taxes I Other Assets 56850001

---------------11

Total Assets 1591050001 Total 159105000

From JAN 01 2008 to DEC 31 2008 annual sales $130723000 cost of goods soldmiddot $69475000 Gross profit $61248000 operating expenses $48302000 Operating income $i2946OOO other expenses $11971bOOi net income before taxes $975000 Federal income tax $485000 Net income $490000

Submitted MAR 31 2009 by Ronald Felber pres-ceo Prepared from books without audit

On April 17~ 2009 themiddotfinancial information was updated

================================================================= ==============

KEY BUSINESS RATIOS ================================================================= ==============

Statement date DEC 31 2008 Based on this number of establishments 28

Firm IIndustry Median I---~------------

Return of Sales 04 IReturn of Sales 11 Current Ratio middot18 ICurrent Ratio 21 Assets Sales 1217 IAssets Sales 575 Total Liability Net Worth 9999 ITotal Liability Net Worth 83 7

================================================================= ==============

PUBLIC FILINGS ================================================================= ==============

The following Public Filing data is for information purposes only and is not the official record Certified copies can only be obtained from the official source

================================================================= ==============

UCC FILINGS =~==================================================== ===========

==============

Collateral All Assets Type Original

-----------------------------------------------------------------

Sec party THROUGH ITS

ADMINISTRATIVE AGENT

Debtor Filing number Filed with DOVER DE

Date filed Latest Info Received

Collateral General

Leased Equipment

Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ

Date filed Latest Info Received

Collateral

Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ

Date filed Latest Info Received

CREDIT SUISSE FIRST BOSTON ACTING

CAYMAN ISLANDS BRANCH AS

NEW YORK NY OAKITE PRODUCTS INC 4216854 2 SECRETARY OF STATEUCC DIVISION

08022004 08262004

Accounts receivable and proceeds shy

intangibless) and proceeds shy

and proceeds Original CANON FINANCIAL SERVICES MOUNT

OAKITE PRODUCTS INC 23913509 SECRETARY OF STATEUCC DIVISION

11302006 12272006

Leased Assets - Leased Business machineryequipment Original CANON FINANCIAL SERVICES INC MT

OAKITE PRODUCTS INC 21685842 SECRETARY OF STATEUCC DIVISION

07112003 07292003

Type Continuation Sec party CREDIT SUISSE (FKA CREDIT SUISSEmiddot FIRST

BOSTON) ACTING THROUGH ITS CAYMAN ISLA NEW

YORK NY Debtor CHEMETALL CORPORATION Filing number 2009 0642311 Filed with SECRETARY OF STATEUCC DIVISION DOVER DE

Date filed 02272009 Latest Info Receiv~d 05122009 Original UCC filed date 08022004 Original filing no 4216861 7

The public record items contained in this report may have been paid termirtated vacated or released prior to the date this report was printe~

=======~===============================================~======== ==============

GOVERNMENT ACTIVITY =====================================================~ ===========

==============

Activity summary Borrower (DirGuar) NO Administrative debt YES Contractor YES Grantee NO Party excluded from federal program(s) NO

Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8 (A) firm NA

The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other- sources

----7-------shyCopyright 2009 Dun amp Bradstreet - Provided under

contract I

for the exclusive use of subsCriber 264750059L

FULL DISPLAY COMPLETE

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dmiddotmiddotmiddotmiddotmiddotto Chemetall

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ICompany Overview

Chemetall is a global company committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry eg lithium and cesium compounds

Chemetalls businesses historically emerged from the combination of expertise in chemistry and metallurgy which is still mirrored in the companys name Chemetall mainly sells customised packages of products and services ranging from consultation via development through to the operation of entire plants at the customers site - for instance car body pre-treatment in the automotive industry

The companys product portfolio is based on continuous research and development of leading edge technologies High perfOrming products combined with Chemetalls dedication to providing the best technical service and support to its customers have over the decades established excellent market positions in its fields of activity

Chemetall GmbH is headquartered in Frankfurt am Main It is the centre of a worldwide network of some 40 subsidiaries in Europe North and South America Asia Australia and Africa Most of these companies operate their own production sites and many also have their own development laboratories A largely decentralised organisation ensures that each local company can respond quickly and flexibly to the customers needs in its markets whilst at the same time being able to draw on the specialist resources within the Group In this way Chemetall combines the strength of a global supplier with the flexibility and customer focus of a medium-size company

Since August 1st 2004 Chemetall has been part of middotRockwood Holdings Inc

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2009

May 272009 Significant savings achieved with the change from zinc-phosphating pretreatment to Oxsllanreg technology Opel Replaces its Metal Pretreatment System Adam Opel GmbH in Kaiserslautem Germany is an important more

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April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more

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April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more

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February OS 2009 Chemetall Aerospace Technologies has successfully integrated the NOT business of Ely Chemical Company Ltd We are proud to inform our customers around the world that Chemetall has effectively transferred and more

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January 20 2009 Chemetall Oakite changed its name to Chemetall

Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc more

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2008

August 01 2008 Chemetall acquires Nalco Finishing Technologies Rockwood Holdings Inc Chemetall-Group has acquired Nalcos Finishing Technologies (FT) businessnull more

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July 31 2008 Chemetall announces global price increases Chemetall is currently increasing prices within a range of 5 to 20 percent or implementing and adjusting more

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2007

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April 01 2008 Chemetall acquires NOT Business of Ely Chemical Company Ltd Chemetall GmbH FrankfurtM via its UK subsidiary has acquired the NOT business of the UK basednull more

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March 29 2007 Chemetall Signs Distribution Agreement with Advanced Chemistry amp Technology Inc Chemetall Aerospace Technologies announced that it has signed an exclusive sales and distribution agreement more

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February 212007 Chemetall Acquires the Chemical Division Business of Wirral Fospray Chemetall PLC has announced the acquisition of the chemical division business from Wirral Fospray Limited more

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January 22 2007 Rockwood Appoints M~nlka Engel-Bader President ofChemetal Rockwood Holdings Inc (NYSEROC) has announced that Dr Monika EngelshyBader has been appointed tonull more=

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kindof activity Production fields of activity Lithium

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~ Chemetall US Inc

Country United States Streetaddress 13177 Huron River Drive ZIP MI 48174 City Romulus Phone +1-734-941 3800 Fax +1-734-941-5524 kind of activity Productionmiddot fields of activity Surface Treatment MapMgQ

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IIsectsectsect Chemetall US Inc

Country United States Streetaddress 16961 Knott Ave ZIP CA 90638 City La Mirada Phone +1800-331-1197 Fax +1 714a70-6480 kind of activity Sales Production fields of activity Surface Treatment Map Mm

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~ Chemetall US Inc

Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-464-6900 Fax +1908-464-5571 kind of activity Headoffice $ales Production fields of activity Surface Treatment Direct Contact Email oakiteproductschemetaILcom Map Map

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Chemetall Foote Corp

Country United States Streetaddress 348 Holiday Inn prive ZIP NC 28086 City Kings Mountain Phone +1-704-739 2501 Fax +1-704-734 0208 kind of activity Headoffice Sales Production fields of actvity Lithium Direct Contact Email footelithiumchemetallcom Map Map

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~ Chemetall Foote Corp

Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-665-9466 Fax +1-908-665-8543 kind of activity Headoffice Sales fields of activity Special metals MapM~

~II ~11

~ Chemetall Foote Corp

Country United States Streetaddress 856 Foote Lane

ZIP TN 37134 City New Johnsonville Phone +1-931-535 3401 Fax +1-931-535 3404 kind of activity Production fields of activity Lithium Map Map

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Country United States Streetaddress Hwy 265 ZIP NV 89047 City Silver Peak Phone +1-775-937-2222 Fax +1-775-937-2250

httpwwwchemetallcomindexj spcontent=contact_choice 1jspid=UnitedStatesampconti 8112009

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Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc doing business as Chemetall The same applies to the Canadian subsidiary whose official name will be Chemetall Canada Limited

middotCustomers around the world link Chemetall with quality innovation and extraordinary technical services says Joris Merckx President Surface Treatment at Chemetall middotOne consistent name of our all our subsidiaries will strengthen our corporate brand and with it our image he commented

No changes Will be made to the Mexican and Brazilian entities as these countries already operate their business under the name of Chemetall

About Chemeta

Chemetall a company of Rockwood Holdings Inc (NYSE ROC) is one of the leading global companies committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry including lithium and cesium compounds

Contact Sandra Zirm Phone +496971653605 Mall sandrazirmchemetallcom

~I ~II

Page 8: :;c= ---------------------------------------------x >.' --~ -'- ::~C~l d- r ......Opportunity for Hearing (Complaint) was issued on September 24, 2009 and served on September 28, 2009

8

10 Dun amp Bradstreet report for Chemetall US Inc printed August 11 2009

11 Information retrieved August 11 2009 from wwwchemetallcom

Complainant may request this Court to take judicial notice of appropriate matters in

accordance with 40 CFR sect 2222(t)

IV Hearing Arrangements

Complainant requests that a hearing in the matter be in New York City (New York

County) the location of the main office of EPA Region 2 Complainant anticipates being able to

present her case-in-chief in probably two days three at the most

V Proposed Penalty Amount Determination

An explanation as to EPAs derivation of the penalty assessment proposed and the

reasoning behind it is set forth on pages 8 and 9 of the Complaint As noted there this penalty

has been developed in accordance with Section 16(a) ofTSCA 15 USC sect 2615(a) with

specific reference made to and guidance provided by the TSCA Section 8 penalty policy which

has been listed as part of Complainants exhibits

On page 5 of this document it explains that the TSCA Civil Penalty policy published on

September 10 1980 in the Federal Register establishes a systems for determining penalties in

administrative actions brought pursuant to TSCA sect 16 Further

EPA believes that the system is a r~asonable interpretation of the statutory penalty factors in TSCA section 16 Under that system penalties are determined in two stages (1) determination of a gravity based penalty (GBP) and (2) adjustments to the gravity based penalty

To determine the gravity based penalty TSCA sect 16(a)(2)(B) requires the Agency to take into account the statutory factors of Nature Circumstances Extent and Gravity

9

The TSCA Section 8 penalty policy then adumbrates how each of those factors is taken

into account These factors are used in a matrix (a grid) to arrive at an appropriate GBP At that

point [0]nce the gravity based penalty has been determined upward or downward adjustments

to the penalty amount are made by taking into account the following factors with respect to the

violator the degree of culpability whether there is a history of prior such violations a

respondents ability to pay its ability to continue in business and such other factors as justice

may require be considered Page 6 (unless otherwise noted subsequent page references are to the

TSCA Section 8 penalty policy) It is the gravity based penalty that is a function of the nature

circumstances and extent of each violation Page 7

Any failure timely to report for the TSCA Inventory Update is classified as hazardrisk

assessment in nature Page 9 The classification of circumstance level can be from 1 to 6 these

levels make-up the vertical axis on the grid As noted on page 1 a failure to timely report for the

TSCA Inventory Upgrade is classified as a Levell violation and it is assessed as a one-day

violation ie penalties are not assessed on a day-by-day basis The extent level represents the

second step in determining the gravity based penalty The levels are Major Significant and

Minor As noted on page 12 an IUR failure is classified as Significant extent level

Using these classifications the gravity based penalty is derived In the TSCA Section 8

penalty policy (the edition issued in 1999) the amount listed for these parameters is $18700 In

accordance with the June 5 2006 memorandum (Complainants Exhibit 2 page 8-A) this

number has been increased to $21922 This increased amount has been in effect subsequent to

March 152004 Therefore for an IUR violation occurring after March 152004 but before

January 122009 the penalty amount that corresponds to a Circumstance Levelland a

Significant Extent Level is $21922 This represents the gravity based penalty for each of the 20

chemicals Respondent failed timely to report

With regard to adjustments to the gravity based penalty as discussed on pages 15-17

these are considered after issuance of the Complaint normally as part of the settlement

10

negotiation process This is noted on page 9 of the Complaint wherein it states that the penalty

amount listed represents the facts and circumstances known to Complainant up to the time of the

issuance of the Complaint

VI Paperwork Reduction Act

The Paperwork Reduction Act of 1980 as amended 44 USC sect 3501 et seq (the

PRA) does not bar EPAs prosecution of this action or its attempt to obtain a penalty for

violations arising from Respondents alleged failure to report during the period of August 25

2006 through March 23 2007

Respondent is alleged to have violated 40 CFR sect 71053 (paragraphs 32 and 48 of the

Complaint) Thjs provision is part of Subpart C of Part 710 Inventory Update Reporting for

2006 and Beyond The OMB (Office of Management and Budget) Control Number for the 40

CFR Part 710 Subpart C regulations is 2070-0162 40 CFR Part 9 The relevant ICR

number was 188403 OMB approval for this ICR number was secured on May 3 2006 with an

expiration date of May 31 2009 71 Fed Reg 34932 (June 162006) [FRL-8184-3] The

Federal Register of September 52008 referring to OMB Control No 2070-0162 announce[d]

that EPA is planning to submit a request to renew an existing approved Information Collection

Request (ICR) to the Office of Management and Budget (OMB) 73 Fed Reg 51805 [FRLshy

8370-3] The announcement that this ICR now bearing number 188404 was submitted to the

OMB was published on May 12 2009 74 Fed Reg 22163 [FRL 8903-4] This ICR was

approved on September 172009 and it will expire on September 302012

Display of the relevant OMB number has been frequent and consistent See eg 40

CFR Part 9 (July 12006 edition)

Because there had been no lapse in approval at the time the alleged violations arose the

PRA is not a bar to EPAs attempt to prosecute this action and to obtain a penalty for such

violations

11

Dated May 26 2010 New York New York

Le~ A Spielmann Assistant Regional C6unsel Waste and Toxic Substances Branch Environmental Protection Agency Region 2 290 Broadway 16th floor New York New York 10007-1866 212-637-3222 fax 212-637-3199

TO

Regional Hearing Clerk US Environmental Protection Agency Region 2

Honorable Barbara A Gunning Presiding Officer

Benne C Hutson Esq McGuire Woods LLP Counsel for Respondent

In re Oakite Products Inc et al Docket No TSCA-02-2009-9148

CERTIFICATE OF SERVICE

I certify that I have this day caused to be sent the foregoing COMPLAINANTS INITIAL PREHEARING EXCHANGE dated May 26 2010 in the following manner to the respective addressees listed below

Original and One Copy By Inter-Office Mail

Office of Regional Hearing Clerk US Environmental Protection Agency - Region 2 290 Broadway 16th floor New York New York 10007-1866

Copy by UPS Overnight Mail

Honorable Barbara A Gunning Administrative Law Judge US Environmental Protection Agency Franklin Court Building 1099 14th Street NW Suite 350 Washington DC 20460

Copy by UPS Overnight Mail

Benne C Hutson Esq McGuire Woods LLP 201 North Tryon Street PO Box 31247 (28231) Charlotte North Carolina 28202

Dated May 26 2010 New York New York

THE ENFORCEMENT RESPONSE POLICY FOR REPORTING AND RECORD-KEEPING RULES AND REQUIREMENTS FOR TSCA SECTIONS 8 12 AND 13 produced by EPAs Toxics and Pesticides Enforcement Division of the Office of Regulatory Enforcement within the Office of Enforcement and Compliance Assurance (revised March 31 1999 effective June 1 1999) available at httpcfpubepagovcomplianceresourcespoliciesciviltscal

tEO sr 1 p

gt ft t UNITED STATES ENVIRONMENTAL PROTECTION AGENCY S~~11 o Cl WASHINGTON DC 20460 ~ ltl

~ l of( AOt~c

OFFICE OF ENFORCEMENT AND

COMPLIANCE ASSURANCE

JUN - 5 2006

MEMORANDUM

SUBJECT Penalty Policy Supplements Pursuant to the 2004 Civil Monetary Penalty Inflation Adjustment Rule

FROM Stephanie P Brown Acting Director AIPdJ~YJmiddot~ Toxics and Pesticides Enforcement Di~~i~middot -- --- Office of Civil Enforcement

TO Regional Counsels Regional TSCA FIFRA and EPCRA Division Directors

This memorandum modifies each enforcement responsepenalty policy (Penalty Policy) within the purview ofthe Toxics and Pesticides Enforcement Division (TPED) to adjust for the Civil Monetary Penalty Inflation Adjustment Rule published in the Federal Register 011 February 132004 (69 Fed Reg 7121) and codified at 40 CFR Parts 19 and 27 (Final Rule) The matrices herein supercede and void any interim matrices for the 2004 rule issued or used by TPED or a Regional Office In accordance with the Final Rule all violations occurring on or after March 152004 are subject to statutory penalties adjusted for inflation A complete list of each Penalty Policy subject to this memorandum is provided at Attachment A Appendix B provides instructions for amending each Penalty Policy as well as updated matrices for inseliion into each policy

The adjustments here follow the implementation policy established in the attached September 212004 memorandum signed by Thomas V Skinner That memorandum provides for adjusting each cell in a penalty matrix by multiplying the existing gravity-based penalty component by 11723 We are aware that this approach results in penalty amounts (within matrix celIs) that are not roimded-off as compared to previous iterations This is the outcome required by proper application of the Final Rule The September 212004 memorandum also provides for rounding the aggregate penalty in a particular case to the nearest $100 unit after calculating and summing the gravity-based penalties for each count in the case

Intemet Address (URL) bull hltpllwwwepagov ReCycledRecyclable Prin18d with Vegetable Oil Baaed Inks on Recycled Paper (Minimum 5Olo Postconsumer content)

Violations occurring before March 152004 and after January 30 1997 remain subject to penalties adjusted for inflation as specified in TPEDs April 18 1997 memorandum entitled Penalty Policy Suwlements Pursuant to the Civil Penalty Inflation Adjustment Rule Copies of this memorandum are available upon request

Please contact Brian Dyer at (202) 564-4166 (dyerbrianepagov) if you have any questions concerning these penalty adjustments

Attaclunents

cc Rosemarie Kelley US EPA OECAOCE David Abdalla us EPA OECAOCE Susan OKeefe US EPA OECAOCE John Neylan US EPA OECAOC Tom Ripp US EPA OECAOC Priscilla Flattery US EPA OPPTSOPPT Ben Smith US EPA OEIOIAA

Craig Matthiessen US EPA OSWERJOEM Daniel Helfgott US EPA OPPTSOPP Deborah Brown US EPA Region 1 Nancy Bannakian US EPA Region 1 Ken Stoller US EPA Region 2 Adrian Enache US EPA Region 2 Daniel Kraft US EPA Region 2 John Higgins US EPA Region 2 Ken Eng US EPA Region 2 Harry Daw US EPA Region 3 Aquanetta Dickens US EPA Region 3 Mikal Shabazz US EPA Region 3 Jeaneanne Gettle US EPA Region 4 Anthony Toney US EPA Region 4 Joanne Benante US EPA Region 4 Caron Falconer US EPA Region 4 Anthony Restaino US EPA Region 5 MarkHorwitz US EPA Region 5 Bob Goodfellow US EPA Region 6 Maria Martinez US EPA Region 6 Steve Vargo US EPA Region 6 Jamie Green US EPA Region 7 Mark A Smith US EPA Region 7 Elisabeth Evans US EPA Region 8 Pam Cooper US EPA Region 9 Paula Bisson US EPA Region 9 Scott Downey US EPA Region 10

TPED Pen Adj Memo wAttachments - Page 2 of J9

ATTACHMENT A

FEDERAL INSECTICIDE FUNGICIDE AND RODENTICIDE ACT

FIFRA Worker Protection Standard Penalty Policy - Interim Final- (0901197)

Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act --Good Laboratory Practice (GLP) Regulations - (093091)

Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act (FIFRA) - (070290)

FIFRA Section 7(c) Enforcement Response Policy - (021086)

TOXIC SUBSTANCES CONTROL ACT

Section 1018 - Disclosure Rule Enforcement Response Policy - (020100)

Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8 12 AND 13shy(033199)

Polychlorinated Biphenyls Penalty Policy - (022698)

Enforcement Response Policy for TSCA Section 4 Test Rules - (052886)

Amendment to the TSCA Section 5 Enforcement Response Policy - (060889)

Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Polic~ - (013189)

Interim Final Enforcement Response Policy Asbestos Abatement Projects Worker Protection Final Rule - (111489)

Final TSCA GLP Enforcement Response Policy - (040985)

EMERGENCY PLANNING AND COMMUNITY RIGHT-TO-KNOW ACT

Enforcement Response Policy for Section 313 of the Emergency Planning Community Right-ToshyKnow Act (1989) and Section 6607 of the Pollution Prevention Act (1990) Amended shy(041201)

Enforcement Response Policy for Sections 30~ 311 and 312 of the Emergency Planning and Community Right-to-Know Act (1989) and Section 103 of the Comprehensive Environmental Response Compensation and Liability Act -(093099)

TPED Pen Adj Memo wAttachments - Page 3 of 19

ATTACHMENT B

FlFRA

Insert table (p 4-A) behind page 4 FIFRA Worker Protection Standard PenaltY Policy - Interim Final (090 97)

No insert Rodenticide Act - Good Laboratory Practice (GLP) Regulations (093091) Enforcement Response Policy for the Federal Insecticide Fungicide and

When proposing penalty amounts under the Enforcement Response Policy for GLP Regulations dated September 30 1991 actual dollar amounts are determined by using the ERP for FIFRA (070290) See directions below for F1FRA ERP

Insert after page 19-A in the policy and page CshyRodenticide Act (070290) Enforcement Response Policy for the Federal Insecticide Fungicide and

I in the appendix

No insert While the FIFRA ERP (1990) does not supersede the Section 7(c) ERP (1986) the matrix setting forth the penalties in the ERP for FIFRA (070290) should be used instead of the matrix in the 1986 policy

FIFRA Section 7(c)Enforcement Response Policy (021086)

TSCA

Insert matrix (Appendix B-4-A) behind Appendix B-4

Section 1018 - Disclosure Rule Enforcement Response Policy (020 I00)

Insert matrix (p7-B) behind page 7-A 12 AND 13 (033199) Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8

Polychlorinated Biphenyls Penalty Policy (040990) Insert matrix (p9-B) behind page 9-A

Enforcement Response Policy for TSCA Section 4 Test Rules (052886) Insert matrix (p2-B) behind page 2-A

Amendment to the TSCA Section 5 Enforcement Response Policy (060889) Insert matrix (p16-B) behind page 16-A

Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Insert matrix (pII-B) behind page II-A Policy (0 131 89) Insert matrix (p17-B) behind page 17-A

Interim Final Enforcement Response Policy - Asbestos Abatement Projects Insert matrix (p 6-B) behind page 6-A Worker Protection Final Rule (111489)

Final TSCA GLP Enforcement Response Policy (040985) Insert matrix (pA-B) behind page 4-A

EPCRA

Enforcement Response Policy for Section 313 of the Emergency Planning and I Insert matrix (pi I-B) behind page II-A Community Right-To-Know Act (1989) and Section 6607 ofthe Pollution Prevention Act (1990) Amended (04120 I )

Final Enforcement Response Policy for Sections 304 311312 of EPCRA and I Insert matrix (pp 20C amp 200) behind page 20B Section 103 ofCERCLA (093099)

TPED Pen Adj Memo wAttachments - Page 4 of 19

Page8-A

Gravity based penaltY matrix to supplement Recordkeeping and Reporting Rules and Requirements for TSCA Sections 8 12 and 13 for violations that occur on or after March 15 2004 Insert behind ~e 8

TSCA sectsect 8 12 amp 13 GRAVITY BASED PENALTY MATRIX

EXTENT CIRCUMSTANCES

A B C Major Significant Minor

LEVELS 1 $32500 $21922 $6448

High Range 2 $25791 $16764 $3869

3 $19343 $12895 $1934 Mid Range

4 $12895 $7737 $1290

5 $6448 $3869 $645 Low Range

6 $2579 $1676 $258

Note After calculating the gravity-based penalty for each count the total applicable gravity-based penalty for all counts in a particular casematter should be rounded to the nearest unit of $100 as required by the memorandum from Thomas Skinner dated September 212004 implementing the Civil Monetary Penalty Adjustment Rule as published in the Federal Register on February 132004 (69 FR 7121)

TPED Pen Adj Memo wAnachments - Page 9 of 19

UNITED STATES ENVIRONMENTAL PROTECTION AGENCY

TSCA Section 5 and 8 Inspection Chemetall Oakite Inc 675 Central Avenue New Providence NJ 07974

From Chester Norman Chemist Leonard Pappalardo Chemist Toxics Section Toxics Section

To Daniel 1 Kraft Chief Toxics Section

On May 14 2008 a TSCA Section 5 and 8 inspection was conducted at Chemetall Oakite Inc at the address listed above This inspection was conducted as part of the regional neutral inspection scheme We scheduled the meeting in advance with Mr Michael Chang Manager Health and Environmental Department Upon arriving at Chemetall Oakite Inc official credentials were presented to Mr Michael Chang Julia C Murray Vice President Technical Marketing and Ron Ascenzo Director Technical Marketing Notices ofInspection (Attachment 1) and Confidentiality (Attachment 2) were issued and explained to Ms Murray Ms Murray signed the notices

Chemetall Oakite is an importer of chemicals They import metal cleaners and surface treatment chemicals They have approximately 110 employees in New Providence New Jersey Chemetall has been at this site since 2006 prior to that they were located in Berkley Heights New Jersey Chemetall Oakite Inc is also known as Chemetall Chemical Products and Chemetall Americas Chemetall Americas is owned by Rockwood Holding Company who is owned by Chemetall BMGH in Germany Their Standard Industrial Codes (SIC) is 5169 The companys fiscal year is the calendar year Ms Murray said Chemetall Oakite Incs corporate sales were approximately $100000000 Chemetall Oakites facility in New Providence New Jersey is the corporate headquarters sales export and import offices and their research and development laboratories for the United States Chemetall Oakite Inc has manufacturing facilities in La Mirada CA and Romulus MI

We asked if they filed an Inventory Update Report for the 2006 reporting period They didnt know We asked if they filed a preliminary assessment inventory report for any of the chemicals the company manufactures or imports and they responded they didnt know We asked if they filed any PMNs recently they responded with a 10 year old low volume exemption and an older PMN We asked if they filed any significant new use report they responded no We asked if they had a

TSCA Section 8c file They also responded no

We issued Receipts for Samples and Documents and Confidential Business Information Nothing was declared Confidential

Attachments 1 Notice ofInspection 2 Notice of Confidentiality 3 Receipt for Samples and Documents 4 Declaration of Confidential Business Information

I bull US ENVIRONMENTAL PIlOTECTlON ~- WASHINGTON DC 204Ci0

TOXIC 5UBSTAlCES CONTllOL ACI EPA-----_- _--__--------------------- shyTOXICS SECfION - NOTICE OF INSPECflON

1_ INVESTIGATION IDENT1FICAnON 3 F~Z~ ~~7jJi--- Chemetall Oaki 42008

S FACllrryS ADDRESS

~PA Region 2 MS-I05 iPECTORS ADDRESS

675 Central Ave Woodbridge Avenue New Providence New Jersey 07974-1560

on NJ08837-5602

REASON FOR INSPECTION

Under the authority of Section II of the Toxics Substances Control Act

b For the purposes of inspecting (Including taking samples photographs statements and other inspection activities) an establisbment facility or other premises in which chemical substances or mixtures or articles containing same are manufactured processed or stored or held before or after their distribution in commerce ( including records files papers processes controls and facilities) and any conveyance being used to transport chemical substances mixtures or articles containing same in connection with their distribution in commerce (including records files papers processes controls and facilities) bearing on whether the requirements of the Act applicable to the chemical substances mixtures or articles within or ass()Ciated with such premises or conveyance have been complied with

In In addition this inspection extends to (Check appropriate blocks)

Jq- A Financial data o D Personnel data I

LV B Sales data o E Research data

13 C Pricin ~ data The natureland extent of the inspection of such data specified in A through E above is as follows

~rtification

lcknowledge that the statements I have made on this fonnand all attachments thereto are true accurate and complete I acknowledge that y knowingly false or misleading statement may be punishable by fine or imprisonment or both under applicable law

PREVIOUS VERSIONS ARE OBSOLETE

ME

rnE Chemist

DATE SIGNED

~r TI11E -shy~J ~ea~~ (1 4~

A FORM 77ltWmiddot3A FOR 1018 (REVISED JAN 2002)

IUR FORM (Form U) submitted September 24 2008

CBIDELETED

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0- 0shy

-P 0 0shy

Zn2+ 0shyNAME Phosphoric acid zinc salt (21) 1RN 13598-37-3

l) - P -o-Il o

MW 25533

Enlarge Structure

SHrch Infomudion

Bask For more information about this substance NlWiglitiOn

you may select from the the links below

File Locator DSL [I] Domestic Sub List of Canada

EINECS [I] EU Inv of Exist Comm Chem Sub

PubChem [I] PubChem

RTECS [I] Reg of Toxic Eft of Chern Sub

TSCAINV [I] EPA Chern Sub Inventory

Internet Locator EPA SRS [I] EPA Substance Registry System

Bacls to Previous Page

US National Library of MediQilg 8600 Rockville Pike Bethesda MD 20894 National Institutes of Health Department of Health amp Human Services Copyright and Privacy Policy Freedom of Informatio~ Accessibility

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OH I

HO-P-OH

1 o

NAME Ethanol 2-amino- phosphate (1 ) RN 29868-05-1 r

OH

MW 159077

Enlarge Structure

s_tc Information For more information about this substance

you may select from the the links below

File Locator DSL rn Domestic Sub List of Canada

EINECS rn EU Inv of Exist Comm Chem Sub

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Internet Locator EPA SRS rn EPA Substance Registry System

search Navigation

Back to Prelious Page

US National Library of M-edicine 8600 Rockville Pike Bethesda MD 20894 National Institutes of Health Department of Health amp Human Services Copyright and Privacy Policy Freedom of Information ft4 Accessibility

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o II

HO- P-O- Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH

MW 119976

=nlarge Structure

Basic ellmiddotFor more information about this substance NavigationInformation you may select from the the links below

File Locator ClinicalTrialsgov ill NIH ClinicalTrialsgov

DART rn Developmental and ReprodTox

DailyMed rn NLMFDA Drug Labelling

DrugPortal rn NLM Drug Information Portal

EINECS rn EU Inv of Exist Comm Chem Sub

EMIC ill Env Mutagen Info Center

HSDB rn Hazardous Substances Data Bank

Household Products rn Household Products Database

MeSH rn Medical Subject Headings File

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PubMed rn Biomedical Citations From PubMed

PubMedAIDS rn AIDS Citations from PubMed

PubMed Cancer rn Cancer Citations from PubMed

PubMed ToxicoQgy rn Toxicology Citations From PubMed

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TOXLINE rn NLM TOXLINE on TOXNET

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EPA Envirofacts ill EPA Master Chemical Integrator

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o II

HO - P shy 0shy Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH

MW 119976

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VJJJU1LlpJU) L1UVUJJ U 1 a~~ J VJ k

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NAME Zinc nitrate RN 7779-88-6

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0shyI

N+i o 0shy

Zn2+ 0shy

I N+ 0shy0

MW 189398

InJil~~tJ(tlJr~

ell Navigiltlon

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ampampampampamp ampu I IU Y fo4IampU ~ L U~ La o

IRQ rn CERCLA Reportable Quantities I

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0 0

pl

o 0

Mn2 lt

NAME Phosphoric acid manganese(2+) salt (21) RN 18718-07-5

0 I

o-p -o-Il o

MW 244878

Enlarge Structure

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0- 0_

po 0_

Zn2+ 0shyNAME Phosphoric acid zinc salt (21) lRN 13598-37-3 -0 - P -o-Il o

MW 25533

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0shy

I ~N-o 0shy

Mn+ NAME Manganese nitrate 0shyRN 10377-66-9 I

N+- 0shy0

MW 178946

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hale SurchFor more information about this substance Information NllMgatlon

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NAME Potassium cis-9-octadecenoic acid RN 143-18-0

o

O

(

MW 320555

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OH I

HO-P=O

~ OHN~I

0) p NAME Sodium aminotris(methylenephosphonate) II OHRN 20592-85-2

0P HO shy

OH

MW 2990478

Enlarge Structure

hale I~----F-o-r-m-o-re-in-fo-r-m-a-t-io-n-a-b-o-u-t-t-hi-s-s-u-b-s-ta-n-c-e------1 N=~Information

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NAME Sodium silicate RN 1344-09-8

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0shyt

O=Si 0shy

MW 122063

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Na+

Na+

SNrell N8Yfgetlon

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NAME Boric acid dipotassium salt RN 1332-77-0

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NAME Potassium tallate No StructureRN 61790-44-1

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HO OH

j ~

HO

OH

J NAME Boric acid compd with 222middotnitrilotris (ethanol) OH ~N-

HO

RN 68413middot80middot9

MW 2110202

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f

NAME Butanedioic acid 2-(octen-1-yl)- potassium salt (1 2)

ti~middotmiddot

(gt

a

RN 58641-28-4

MW 304466

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H3C OH

NAME Alcohol [USP] RN 64-17-5

MW 460684

~nlarge Structur~

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H3C OH

NAME Alcohol [U5P] RN 64-17-5

MW 460684

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0shy

IOp-o- cr3+

NAME Chromic phosphate I 0shyRN 7789-04-0

MW 146966

Enlarge Structure

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NAME Monoammonium phosphate RN 7722-76-1

0 II

HO-P -0shyI

NW 4

OH

MW 115024

Enlarge Structure

Basic schFor more information about this substance Intmnation NlWfGldlon

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INER

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HO OH Si NH2NAME Silanetriol 1-(3-aminopropyl)shy HO ~ ~

RN 58160-99-9

MW 13721

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HO- p- 0shyNAME Disodium phosphate IRN 7558-79-4 0- Na+

MW 141958middot

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Ron Felper

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556121200 Cham_Uslnc Chemelall dalcrle 675 Centrol we 11_ PrrMdllf1C8 Union NJ 07974 POBOX 7 New PrrMdence NJ 079740007 9OB-464~900

26420000 Polishes and sanitation goods 325612 325612-Po1ish amp 01 Ssnitalion Gd MIg Ronald Felber Pesident

90 340 S130723000

016164399 0000000oo 016164399

PRIVATE COMPANY HEADQUARTERS 40697755 74408967

custservdnbcom To Lee SpielmannR2USEPAlUSEPA Karen

bull SeetlR2USEPAlUSEPA08132009 11 22 AM

cc

bcc

Subject CHEMETALL OAKITE INC DampB Business Information Report

The folloWing e-mail was sent to you by seetkarenepagov Personal Note

ampBhas more options to help you decide with confidence Learn more about DampB eroducts and services lis this an important decision ~ IUJlilIImil

Get more with DampBs Enhanced Comprehensive Report ~I bull Business failure and credit scores

Click here to provideI bull Context behind the scores Added industrY and Financial comDarisons feedback on this report

iiiiRi55i~iiiiiAii~1~-

ort on this business

J --1- )21 _II1tjjjj1 Wgll_~yg 1

Copyright 2009 bun amp Bradstreet - Provided under contract

for the exclusive use of subscriber 264750059L

ATTN Lee Spielmann Report Printed AUG 13 2009

========================~======~=================================

============== BUSINESS SUMMARY

==========~======================================================

==============

CHEMETALL OAKITE INC (SUBSIDIARY OF ROCKWOOD SPECIALTIES INC PRINCETON NJ) 675 Central Ave New Providence NJ 07974

This is a headquarters D-U-N-Sreg Number 93-771-2248 (subsidiary) location Branch (es) or division(s) exist DampB Rating

Mailing address PO Box 7

II I

New ~rovidence NJ07974

Web site wwwrockwoodspeciallI IIIIIIIIIIIIII

Telephone

Chief executive

Year started

Management control

Employs

Sales

History

SIC

Line of business

tiescom

908 464-6900

RON FELPER PRES

1987

2006

100 (65 here)

$100000000

CLEAR

5169

Whol corrosion preventative chemicals

III III

================================================================= ===============

SPECIAL EVENTS ================================================================ ==============

06142007 Business started 1987 Present control succeeded June 2006

================================================================= ==============

SUMMARY ANALYSIS ================================================================= ==============

DampB Rating

The blank rating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and

that further enquiry should be made before reaching a decision Some reasons for using a _II symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information

Below is an overview of the companys rating history since 061507

DampBRating Date Applied 061507

The Summary Analysis section reflects information in DampBs file as of August 102009

=================~======~==~==~=======================~==========

============== INVESTIGATIVE SERVICES

================================================================= ==============

Update available on request

This information is being provided to you immediately in the interest of speed This reportmay not reflect the current status of this business DampB can investigate this business and update the information based on the resulta of that investigation

By ordering a standard investigation the same day you order this report an updated report will be provided to you at no extra cost

=========~=======================================================

==============

CUSTOMER SERVICE ================================================================= ==============

If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you

~ (

are outside the us contact your local DampB office

Additional Decision Support Available

Additional DampB products monitoring services and specialized investigations are available to help you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcom

=================================================================

===== = = = === = = =

HISTORY ================================================================= ==============

The following information was reported 08182008

Officer(s) RON FELPER PRES

THE OFFICER(S)

Business started 1987 Present control succeeded June 2006 100 of capital stock is owned by the parent company

RON FELPER Work history is unknown

Business address has changed from 14826 Ne 95th St Redmond WA 98052 to 675 Central Ave New Providence NJ 07974

=~===============================================================

==============

CORPORATE FAMILY =====================c=========================================== ==============

The following global corporate family members are related to this busihess

Members are listed alphabetically first by company name then by country or us state then by city

Global Ultimate Rockwood Holdings Inc Princeton NJ 01-616-4399

Parent Rockwood Specialties Group Inc Princeton NJ 10-679-3433

Affiliates (US) Advantis Technologies Inc Alpharetta GA 93-189-6385 Alphagary Corporation Leominster MA 09-743-4484 Ceramtec North America Innovative Laurens SC 17-483-0034 Ceramic Engineering Corporation Chemetall Foote Corp Kings Mountain NC 00-232-9456 Chemical Specialties Inc Charlotte NC 04-297-3313 Pure Wafer Inc Prescott AZ 83-746-8321 Rockwood Pigments NA Inc Beltsville MD 04-754-7690 Southern Clay Products Inc Gonzales TX 04-166-1737

Affiliates (International) AlphaGary (Canada) Limited Stoney Creek CANADA 24-924-8626 Cs i Kemwood AB Helsingborg SWEDEN 35-401-6487middot ProCeram spolmiddot s ro Dolni Rychnov CZECH 49-516-1929

REPUBLIC

== = = == = == = == ==== = == = = = == = = ==== = ==== = = ==== = = ===-= = = = = === == == === =

==============

OPERATIONS ===================~==========~====================== ============

==============

08182008

Description Subsidiary of Rockwood Specialties Inc

Princeton NJ started 2000 which operates as a wholesaler

of chemicals or allied products Parent company owns 100

of capital stock

Wholesales corrosion preventative chemicals (100)

Terms are Net 30 days Has 600+ account(s) Sells to

aerospace industry Territory North and South America

Nonseasonal

Employees 100 which includes officer(s) 65 employed here

Facilities Leases premises in a single story brick building

Location Central business section on well traveled street

Branches This business has multiple branches detailed branchdivision information is available in

Dun amp Bradstreets linkage or family tree products

==============~==============~===================================

==============

SIC amp NAICS ================================================================= ==============

SIC Based on information in our file NAICS DampB has assigned this company an extended 8-digit SIC DampBs use of 424~90 Other Chemical and Alli~d

a-digit SICs enables us to be more Products Merchant specific to a companys operations Wholesalers than if we use the standard 4-digit code

51691001 Anti-corrosion products

=================================================~== ============

============== PAYMENT SUMMARY

==============~===========~=========================== ===========

===============

DampB has not received a sufficientsample of payment experiences to establish a PAYDEX score

DampB receives over 600 million payment experiences each year We enter these new and updated experiences intoDampB Reports as this information is received At this time none of those experi~nces relate to this company

=======================================================~==========

============== FINANCE

================================================================= ==-= = = == == === ==

06142007

On JUN 14 2007 Michael Lissandrello SIs Mgr deferred financial statement

Michael Lissandrello submitted the following partial estimates dated JUN 14 2007

Sales for 2006 were $100000000

As of June 14 2007 a search of Dun amp Bradstreets Public Record database found no open suits liens judgements or UCCs to which Chemetall Oakite Inc at 675 Central Ave New Providence NJ was named defendant or debtor Public records received hereafter will be entered into the database and will be included in reports which contain a Public Filings ~ection

==============================================~====== ===========

============== PUBLIC FILINGS

================~====~================================ ===========

==============

A check of DampBs public records database indicates that no filings were found for CHEMETALL OAKITE INC at 675 Central Ave New Providence NJ

DampBs extensive database of public record information is updated daily to ensure timely reporting of changes and additions It includes business-related suits liens judgments bankruptcies UCC financing statements and business registrations from every state and the District of Columbia as well as select filing types from Puerto Rico and the US Virgin Islands

DampBmiddotcollects public records throughmiddot a combination of court reporters third parties and direct electronic links with federal and local authori~ies Its database of US business-related filings is now the largest of its kind

===~====~========================================================

============== GOVERNMENT ACTIVITY

================================================================= ==============

Activity summary Borrower (DirGuar) NO Administrative debt NO Contractor YES Grantee NO Party excluded from federal program(s) NO

Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8(A) firm NA

The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other sources

Copyright 2009 Dun amp Bradstreet- Provided under contract

for the exclusive use of subscriber 264750059L

FULL DISPLAY COMPLETE

~ ~

396484BIR21523427615308tng emailhtm

-- -- - ~-

(I custservdnbeom To Lee SpielmannH2USEPAlUSEPA Karen

SeetlR2USEPAlUSEPA08112009 0314 PM cc

bec

Subject CHEMETALL US INC DampB Business Information Report

The following e-mail was sent to you by seetkarenepagov Personal Note

~--~amp8 has more oDtfcins tohelDvou decide with confidence Learn more about DampB products and services Is this an important decision ~~~~~

Get more with DampBs Enhanced Comprehensiye Report bull Business failure and credit scores

Click here to providebull Context behind the scores bull Added industrv and Financial comparisons feedback on this report

~~OC--~

f4fi1 Order reports on other businesses

Copyright 2009 Dun amp Bradstreet - Provided under contract

for the exclusive use of subscriber 264750059L

ATTN Lee Spielmann Report Printed AUG 11 2009

In Date

=====================~===========================================

============== BUSINESS SUMMARY

===============================~====================== ===========

==============

CHEMETALL US INC (SUBSIDIARY OF ROCKWOOD HOLDINGS INC PRINCETON NJ) CHEMETALL OAKITE 675 Central Ave New Providence NJ 07974

This is a headquarters I D-U~N-S Number 55-612-1200 (subsidiary) location IBranch (es) or division(s) exist I DampB Rating

Mailing address PO Box 7 IIINew Providence NJ

07974 DampB PAYDEXreg

1 12-Month DampB 74 Web site wwwchemetallcom I PAYDEX

I

Telephone 908 464-6900 I When weighted by dollar amount

f paYments to suppliers average 9 days Chief executive RONALD FELBER I beyond terms

I

PRES-CEO II Based on trade collected

over last Year started 1909 I 12 months

Management control

Employs

Financial statement date

Sales F

Net worth

History

Financing

Financial condition

SIC

Line of business

2004

340 (90 here)

DEC 31 2008

$130723000

(106438000)

CLEAR

SECURED

UNBALANCED

2842 2899 2851

Mfg polishsanitation gd mfg chemical preparation

IIIIIIIII

=======================================================~========

==============

SUMMARY ANALYSIS ================================================================= ==============

DampB Rating

The Rating was changed on April 17 2009 because of DampB I S overall assessment of the companys financial payment and history information The blankrating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and that further enquiry should be made before reaching a decision Some reasons for using a II_II

symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information

Below is an overview of the companys rating history since 060707

DampB Rating Date Applied 041709

1R4 030209 1R3 101408 4A3 072408 4A2 060707

The Summary Analysis section reflects information in DampBs file as of August 10 2009

====================~=====================~======================

============== CUSTOMER SERVrCE

================================================~===== ===========

==============

If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you are outside the US contact your local DampB office

Additional Decision Support Available

Additional DampB products monitoring services and specialized

investigations are available tomiddothelp you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcommiddot

================================================================= ==============

HISTORY ====~=========================~=====~================= =========== ==============

The following information was reported 07142009

Officer(s) RONALD FELBER PRES-CEO PHILIP E KELLY VICE PRESIDENT GREGORY V POFF VICE PRESIDENT

DIRECTOR (S) THE OFFICER(S)

The Delaware Secretary of States business registrations file showed that Oakite Products Inc was registered as a corporation on December 19 1991

Business started 1909 by David C Ball George W Oakley and Daniel C Smith Present control succeeded 2004 100 of capital stock is owned by parent company

RONALD FELBER born 1951 1989~present active here 1985-1989 employed with Avon Products Inc New York NY Graduated from Georgetown University in 1973 with a BS degree Also received MA degree from Loyola University in 1985

PHILP E KELLY born 1948 1972-present active here Graduated from University of Dayton in 1970 with a BS Degree Also received MBA Degree from Seton Hall University in 1978

GREGORY V POFF born 1948 1970-present active here Graduated from Catawba College in 1970 with a BA degree Also received MBA from Pace University in

1982

==========================~========================~=============

==============

CORPORATE FAMILY ================================================================= ==============

The following global corporate family members are related to this business Members are listed alphabetically first by company name then by country or US state then by city

Parent Rockwood Holdings Inc Princeton NJ 01-616-4399

Subsidiaries (International) Cheme~allCanada Limited Brampton CANADA 20-036-7514 Chemetall Mexicana SA de CV El Marques MEXICO 81-232-9050

Branches (US) Chemetall Us Inc La Mirada CA 15-886-0572 Chemetall Us Inc Romulus MI 00-515-7698

Affiliates (US) Chemetall Chemical Products Inc New Providence NJ 82-485-0580 Chemetall Oakite La Mirada - Plant La Mirada CA 61- 036 -9832middot Mineral Research and Development Charlotte NC 61-036-9477 Rockwood Holding Company Chicago IL 78-166-9635 Rockwood Specialties Consolidated Inc Princeton NJ 03-845-1386 Rockwood Specialties Group Inc Princeton NJ 10-679-3433 SachtlebenCorporation White Plains NY

95-666-4114 Viance LLC Charlotte NC 79-544-7346

Affiliates (International) Sachtleben Pigments Oy Helsinki FINLAND 54-023-5819

================================================================ ==============

OPERATIONS ==========~========================================== ============

==============

07142009

Description Subsidiary of Rockwood Holdings Inc Princeton NJ

As noted the parent company is Rockwood Holdings Inc

DUNS 01-616-4399 and reference is made to that report

for background information on the parent company and its

management

Manufactures specialty cleaning polishing or sanitation

preparations and sanitation preparations disinfectants or

deodorants Manufactures chemical preparations

specializing in metal treating compounds rust resisting

compounds and water treating compounds Manufactures

paints varnishes lacquers enamels or allied products

and paint removers

Has 10000 account(s) Terms are Net 30 days Sells to

industrial concerns Territory United States Mexico

Brazil and Canada

Nonseasonal

Employees 340 which includes officer(s) and 2 part-time 90 employed

here

Facilities Rents 37000 sq ft ina one story brick building

Location Suburban business section on well traveled street

Branche~ This business has multiple branches detailed branchdivision information is available in

Dun amp Bradstreets linkage or family tree products

Subsidiaries This business has 2 subsidiaries listed below

The extent of ownership where known is shown in

parenthesis following company name

Oakite Canada Limited Bramalea Ontario Canada (100)

Manufactures chemical specialty products Intercompany

relations reported by management to consist of

merchandise and service transactions cleared as scheduled

Chemetall Mexicana Monteray Mexico (100) Manufactures

chemical specialty products

=================================================~===============

==============

SIC amp NAICS ===========~===============~=================================~===

==============

SIC Based on information in our file NAICS DampB has assigned this company an extended a-digit SIC DampBs use of 325612 Polish and Other a-digit SICs enables us to be more Sanitation Good specific to a companys operations Manufacturing than if we use the standard 325612 Polish and Other 4-digit code Sanitation Good

middot 28420000 Polishes and sanitation Miscellaneous

goods and 28420400 Sanitation Manufacturing

preparations Miscellaneous

disinfectants and and

deodorants Manufacturing 28999931 Metal treating compounds Miscellaneous 28999942 Rust resistirtg compounds and

28999948 Water treat~ng compounds Manufacturing 28510000middot Paints and allied Coating

products middot28510401 Paint removers Coating

325998

325998

325998

325510

325510

Manufacturing All Other

Chemical Product

preparation

All Other

Chemical PrOduct

Preparation

All Other

Chemical Product

Preparation

Paint and

Manufacturing Paint and

Manufacturing

================================================================= ==============

DampB PAYDEX ================================================================= ==============

The DampB PAYDEX is a unique dollar weighted indicator of payment performance based on up to 157 payment experiences as reported to DampB by trade references

3-Month DampB PAYDEX 75 I 12-Month DampB PAYDEX 74 I

When weighted by dollar amount I When weighted by dollar amount payments to suppliers average average 9 days beyond terms

Based on trade collected over collected over last months

8 days I payments to suppliers

last 3

I beyond terms II Based on trade

I 12 months

================================================================= ==============

PAYMENT SUMMARY ================================================================= ==============

The Payment Summary section reflects payment information in DampBs file as of the date of this report

Below is an overview of the companys dollar-weighted payments segmented by its suppliers primary industries

Mfg electric test prd 1 35000 35000 100

OTHER INDUSTRIES 101 283550 20000 73 22 4 - 1

Other payment categories Cash experiences 7 750 250 Payment record unknown 0 Omiddot 0 Unfavorable commeJlts 1 1000 1000

Placed for collections With DampB 1 7500 Other 0 NA

===== ============== ========== Total in DampBs file 157 3017350 900000

The highest Now Owes on file is $750000

The highest Past Due on file is $10000

Dun amp Bradstreet has 157 payment experiences in its file for this company For your convenience we have displayed 80 representative experiences in the PAYMENTS section

====~============================================================

==============

PAYMENT DETAILS ================================================================= ==============

Detailed payment history

Date Paying High Now Past Selling Last Salemiddot Reported Record Credit Owes Due Terms Within

(rhmyy) ($) ($) ($) (months)

0709 Ppt 50 0 1 mo

Ppt 2500 0 1 mo

Ppt 200 i OOO 100000 2500 N60 1 mo

Ppt 200000 100000 0

----------------

0508 Ppt-Slow 30 20000 10000 deg N30 1 rno 0707 (08 0) 7500

Placed for collection

Accounts are sometimes placed for collection everi though the existence or amount of the debt is disputed

Payment experiences reflect how bills are met in relation to the terms granted In some instances payment beyond terms can be the result of disputesmiddot over merchandise skipped invoices etc

Each experience shown is from a separate supplier Updated trade experiences replace those previously reported

================================================================= ==============

FNANCE ================================================================= ==============

04172009

Three-year statement comparative

Fiscal Fiscal Fiscal

Dec 31 2005 Dec 31 2006 Dec 31 2008

Current Assets 53345000 33854000 34348000 Current Liabs 16314000 11173000 18594000 Current Ratio 327 303 1 85 Working Capital 37031000 22681000 15754000 Other Assets 9824000 15582000 124757000 Net Worth 38515000 28063000

1304000 Sales 79763000 86130000 130723000 Long Term Liab 8340000 10200000 139207000 Net Profit (Loss) 1105000 8689000 490000

Fiscal statement dated DEC 31 2008

Assets j Liabilities I -----------shy1

Other Curr Assets 343-480001 Other Curr Liabs 18594000

---------------1 Curr Assets 343480001 Curr Liabs 18594000

I Fixt amp Equip 110620001 Pension Reserves 7990000 Goodwill-Net 252040001 Other Liabilities 129932000 other Intangible 825380001 LT Liab-Other 1285000 Assets-Net TOTAL EQUITY 1304000 Deferred Income 2680001 Taxes I Other Assets 56850001

---------------11

Total Assets 1591050001 Total 159105000

From JAN 01 2008 to DEC 31 2008 annual sales $130723000 cost of goods soldmiddot $69475000 Gross profit $61248000 operating expenses $48302000 Operating income $i2946OOO other expenses $11971bOOi net income before taxes $975000 Federal income tax $485000 Net income $490000

Submitted MAR 31 2009 by Ronald Felber pres-ceo Prepared from books without audit

On April 17~ 2009 themiddotfinancial information was updated

================================================================= ==============

KEY BUSINESS RATIOS ================================================================= ==============

Statement date DEC 31 2008 Based on this number of establishments 28

Firm IIndustry Median I---~------------

Return of Sales 04 IReturn of Sales 11 Current Ratio middot18 ICurrent Ratio 21 Assets Sales 1217 IAssets Sales 575 Total Liability Net Worth 9999 ITotal Liability Net Worth 83 7

================================================================= ==============

PUBLIC FILINGS ================================================================= ==============

The following Public Filing data is for information purposes only and is not the official record Certified copies can only be obtained from the official source

================================================================= ==============

UCC FILINGS =~==================================================== ===========

==============

Collateral All Assets Type Original

-----------------------------------------------------------------

Sec party THROUGH ITS

ADMINISTRATIVE AGENT

Debtor Filing number Filed with DOVER DE

Date filed Latest Info Received

Collateral General

Leased Equipment

Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ

Date filed Latest Info Received

Collateral

Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ

Date filed Latest Info Received

CREDIT SUISSE FIRST BOSTON ACTING

CAYMAN ISLANDS BRANCH AS

NEW YORK NY OAKITE PRODUCTS INC 4216854 2 SECRETARY OF STATEUCC DIVISION

08022004 08262004

Accounts receivable and proceeds shy

intangibless) and proceeds shy

and proceeds Original CANON FINANCIAL SERVICES MOUNT

OAKITE PRODUCTS INC 23913509 SECRETARY OF STATEUCC DIVISION

11302006 12272006

Leased Assets - Leased Business machineryequipment Original CANON FINANCIAL SERVICES INC MT

OAKITE PRODUCTS INC 21685842 SECRETARY OF STATEUCC DIVISION

07112003 07292003

Type Continuation Sec party CREDIT SUISSE (FKA CREDIT SUISSEmiddot FIRST

BOSTON) ACTING THROUGH ITS CAYMAN ISLA NEW

YORK NY Debtor CHEMETALL CORPORATION Filing number 2009 0642311 Filed with SECRETARY OF STATEUCC DIVISION DOVER DE

Date filed 02272009 Latest Info Receiv~d 05122009 Original UCC filed date 08022004 Original filing no 4216861 7

The public record items contained in this report may have been paid termirtated vacated or released prior to the date this report was printe~

=======~===============================================~======== ==============

GOVERNMENT ACTIVITY =====================================================~ ===========

==============

Activity summary Borrower (DirGuar) NO Administrative debt YES Contractor YES Grantee NO Party excluded from federal program(s) NO

Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8 (A) firm NA

The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other- sources

----7-------shyCopyright 2009 Dun amp Bradstreet - Provided under

contract I

for the exclusive use of subsCriber 264750059L

FULL DISPLAY COMPLETE

~ 396484BIRHQ2156 3427456432lng emailhIm

dmiddotmiddotmiddotmiddotmiddotto Chemetall

~

ICompany Overview

Chemetall is a global company committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry eg lithium and cesium compounds

Chemetalls businesses historically emerged from the combination of expertise in chemistry and metallurgy which is still mirrored in the companys name Chemetall mainly sells customised packages of products and services ranging from consultation via development through to the operation of entire plants at the customers site - for instance car body pre-treatment in the automotive industry

The companys product portfolio is based on continuous research and development of leading edge technologies High perfOrming products combined with Chemetalls dedication to providing the best technical service and support to its customers have over the decades established excellent market positions in its fields of activity

Chemetall GmbH is headquartered in Frankfurt am Main It is the centre of a worldwide network of some 40 subsidiaries in Europe North and South America Asia Australia and Africa Most of these companies operate their own production sites and many also have their own development laboratories A largely decentralised organisation ensures that each local company can respond quickly and flexibly to the customers needs in its markets whilst at the same time being able to draw on the specialist resources within the Group In this way Chemetall combines the strength of a global supplier with the flexibility and customer focus of a medium-size company

Since August 1st 2004 Chemetall has been part of middotRockwood Holdings Inc

~II ~II

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I News

I 2009 I zoosl 2007

2009

May 272009 Significant savings achieved with the change from zinc-phosphating pretreatment to Oxsllanreg technology Opel Replaces its Metal Pretreatment System Adam Opel GmbH in Kaiserslautem Germany is an important more

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April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more

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April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more

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February OS 2009 Chemetall Aerospace Technologies has successfully integrated the NOT business of Ely Chemical Company Ltd We are proud to inform our customers around the world that Chemetall has effectively transferred and more

~h~~gPASq~~~~JJetoChemetall~ aiiiiilry f 2009 tile neW legal entity name for ChemetallmiddotOakite will be

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January 20 2009 Chemetall Oakite changed its name to Chemetall

Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc more

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2008

August 01 2008 Chemetall acquires Nalco Finishing Technologies Rockwood Holdings Inc Chemetall-Group has acquired Nalcos Finishing Technologies (FT) businessnull more

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July 31 2008 Chemetall announces global price increases Chemetall is currently increasing prices within a range of 5 to 20 percent or implementing and adjusting more

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httpwwwchemetallcomindexjspcontent=newsjspnewsDat=pressreleases_sortbyyear 81112009

2007

----------------- -r - ------1 ------------- c- - --r

April 01 2008 Chemetall acquires NOT Business of Ely Chemical Company Ltd Chemetall GmbH FrankfurtM via its UK subsidiary has acquired the NOT business of the UK basednull more

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March 29 2007 Chemetall Signs Distribution Agreement with Advanced Chemistry amp Technology Inc Chemetall Aerospace Technologies announced that it has signed an exclusive sales and distribution agreement more

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February 212007 Chemetall Acquires the Chemical Division Business of Wirral Fospray Chemetall PLC has announced the acquisition of the chemical division business from Wirral Fospray Limited more

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January 22 2007 Rockwood Appoints M~nlka Engel-Bader President ofChemetal Rockwood Holdings Inc (NYSEROC) has announced that Dr Monika EngelshyBader has been appointed tonull more=

~II

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kindof activity Production fields of activity Lithium

~II ~IJ

~ Chemetall US Inc

Country United States Streetaddress 13177 Huron River Drive ZIP MI 48174 City Romulus Phone +1-734-941 3800 Fax +1-734-941-5524 kind of activity Productionmiddot fields of activity Surface Treatment MapMgQ

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IIsectsectsect Chemetall US Inc

Country United States Streetaddress 16961 Knott Ave ZIP CA 90638 City La Mirada Phone +1800-331-1197 Fax +1 714a70-6480 kind of activity Sales Production fields of activity Surface Treatment Map Mm

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~ Chemetall US Inc

Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-464-6900 Fax +1908-464-5571 kind of activity Headoffice $ales Production fields of activity Surface Treatment Direct Contact Email oakiteproductschemetaILcom Map Map

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Chemetall Foote Corp

Country United States Streetaddress 348 Holiday Inn prive ZIP NC 28086 City Kings Mountain Phone +1-704-739 2501 Fax +1-704-734 0208 kind of activity Headoffice Sales Production fields of actvity Lithium Direct Contact Email footelithiumchemetallcom Map Map

~ II

~ Chemetall Foote Corp

Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-665-9466 Fax +1-908-665-8543 kind of activity Headoffice Sales fields of activity Special metals MapM~

~II ~11

~ Chemetall Foote Corp

Country United States Streetaddress 856 Foote Lane

ZIP TN 37134 City New Johnsonville Phone +1-931-535 3401 Fax +1-931-535 3404 kind of activity Production fields of activity Lithium Map Map

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~ Chemetall Foote Corp

Country United States Streetaddress Hwy 265 ZIP NV 89047 City Silver Peak Phone +1-775-937-2222 Fax +1-775-937-2250

httpwwwchemetallcomindexj spcontent=contact_choice 1jspid=UnitedStatesampconti 8112009

~aa -rlte_middot~ bull Chemetall

II~metaIIOakl~ changeditsnClme tOlhemetall

Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc doing business as Chemetall The same applies to the Canadian subsidiary whose official name will be Chemetall Canada Limited

middotCustomers around the world link Chemetall with quality innovation and extraordinary technical services says Joris Merckx President Surface Treatment at Chemetall middotOne consistent name of our all our subsidiaries will strengthen our corporate brand and with it our image he commented

No changes Will be made to the Mexican and Brazilian entities as these countries already operate their business under the name of Chemetall

About Chemeta

Chemetall a company of Rockwood Holdings Inc (NYSE ROC) is one of the leading global companies committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry including lithium and cesium compounds

Contact Sandra Zirm Phone +496971653605 Mall sandrazirmchemetallcom

~I ~II

Page 9: :;c= ---------------------------------------------x >.' --~ -'- ::~C~l d- r ......Opportunity for Hearing (Complaint) was issued on September 24, 2009 and served on September 28, 2009

9

The TSCA Section 8 penalty policy then adumbrates how each of those factors is taken

into account These factors are used in a matrix (a grid) to arrive at an appropriate GBP At that

point [0]nce the gravity based penalty has been determined upward or downward adjustments

to the penalty amount are made by taking into account the following factors with respect to the

violator the degree of culpability whether there is a history of prior such violations a

respondents ability to pay its ability to continue in business and such other factors as justice

may require be considered Page 6 (unless otherwise noted subsequent page references are to the

TSCA Section 8 penalty policy) It is the gravity based penalty that is a function of the nature

circumstances and extent of each violation Page 7

Any failure timely to report for the TSCA Inventory Update is classified as hazardrisk

assessment in nature Page 9 The classification of circumstance level can be from 1 to 6 these

levels make-up the vertical axis on the grid As noted on page 1 a failure to timely report for the

TSCA Inventory Upgrade is classified as a Levell violation and it is assessed as a one-day

violation ie penalties are not assessed on a day-by-day basis The extent level represents the

second step in determining the gravity based penalty The levels are Major Significant and

Minor As noted on page 12 an IUR failure is classified as Significant extent level

Using these classifications the gravity based penalty is derived In the TSCA Section 8

penalty policy (the edition issued in 1999) the amount listed for these parameters is $18700 In

accordance with the June 5 2006 memorandum (Complainants Exhibit 2 page 8-A) this

number has been increased to $21922 This increased amount has been in effect subsequent to

March 152004 Therefore for an IUR violation occurring after March 152004 but before

January 122009 the penalty amount that corresponds to a Circumstance Levelland a

Significant Extent Level is $21922 This represents the gravity based penalty for each of the 20

chemicals Respondent failed timely to report

With regard to adjustments to the gravity based penalty as discussed on pages 15-17

these are considered after issuance of the Complaint normally as part of the settlement

10

negotiation process This is noted on page 9 of the Complaint wherein it states that the penalty

amount listed represents the facts and circumstances known to Complainant up to the time of the

issuance of the Complaint

VI Paperwork Reduction Act

The Paperwork Reduction Act of 1980 as amended 44 USC sect 3501 et seq (the

PRA) does not bar EPAs prosecution of this action or its attempt to obtain a penalty for

violations arising from Respondents alleged failure to report during the period of August 25

2006 through March 23 2007

Respondent is alleged to have violated 40 CFR sect 71053 (paragraphs 32 and 48 of the

Complaint) Thjs provision is part of Subpart C of Part 710 Inventory Update Reporting for

2006 and Beyond The OMB (Office of Management and Budget) Control Number for the 40

CFR Part 710 Subpart C regulations is 2070-0162 40 CFR Part 9 The relevant ICR

number was 188403 OMB approval for this ICR number was secured on May 3 2006 with an

expiration date of May 31 2009 71 Fed Reg 34932 (June 162006) [FRL-8184-3] The

Federal Register of September 52008 referring to OMB Control No 2070-0162 announce[d]

that EPA is planning to submit a request to renew an existing approved Information Collection

Request (ICR) to the Office of Management and Budget (OMB) 73 Fed Reg 51805 [FRLshy

8370-3] The announcement that this ICR now bearing number 188404 was submitted to the

OMB was published on May 12 2009 74 Fed Reg 22163 [FRL 8903-4] This ICR was

approved on September 172009 and it will expire on September 302012

Display of the relevant OMB number has been frequent and consistent See eg 40

CFR Part 9 (July 12006 edition)

Because there had been no lapse in approval at the time the alleged violations arose the

PRA is not a bar to EPAs attempt to prosecute this action and to obtain a penalty for such

violations

11

Dated May 26 2010 New York New York

Le~ A Spielmann Assistant Regional C6unsel Waste and Toxic Substances Branch Environmental Protection Agency Region 2 290 Broadway 16th floor New York New York 10007-1866 212-637-3222 fax 212-637-3199

TO

Regional Hearing Clerk US Environmental Protection Agency Region 2

Honorable Barbara A Gunning Presiding Officer

Benne C Hutson Esq McGuire Woods LLP Counsel for Respondent

In re Oakite Products Inc et al Docket No TSCA-02-2009-9148

CERTIFICATE OF SERVICE

I certify that I have this day caused to be sent the foregoing COMPLAINANTS INITIAL PREHEARING EXCHANGE dated May 26 2010 in the following manner to the respective addressees listed below

Original and One Copy By Inter-Office Mail

Office of Regional Hearing Clerk US Environmental Protection Agency - Region 2 290 Broadway 16th floor New York New York 10007-1866

Copy by UPS Overnight Mail

Honorable Barbara A Gunning Administrative Law Judge US Environmental Protection Agency Franklin Court Building 1099 14th Street NW Suite 350 Washington DC 20460

Copy by UPS Overnight Mail

Benne C Hutson Esq McGuire Woods LLP 201 North Tryon Street PO Box 31247 (28231) Charlotte North Carolina 28202

Dated May 26 2010 New York New York

THE ENFORCEMENT RESPONSE POLICY FOR REPORTING AND RECORD-KEEPING RULES AND REQUIREMENTS FOR TSCA SECTIONS 8 12 AND 13 produced by EPAs Toxics and Pesticides Enforcement Division of the Office of Regulatory Enforcement within the Office of Enforcement and Compliance Assurance (revised March 31 1999 effective June 1 1999) available at httpcfpubepagovcomplianceresourcespoliciesciviltscal

tEO sr 1 p

gt ft t UNITED STATES ENVIRONMENTAL PROTECTION AGENCY S~~11 o Cl WASHINGTON DC 20460 ~ ltl

~ l of( AOt~c

OFFICE OF ENFORCEMENT AND

COMPLIANCE ASSURANCE

JUN - 5 2006

MEMORANDUM

SUBJECT Penalty Policy Supplements Pursuant to the 2004 Civil Monetary Penalty Inflation Adjustment Rule

FROM Stephanie P Brown Acting Director AIPdJ~YJmiddot~ Toxics and Pesticides Enforcement Di~~i~middot -- --- Office of Civil Enforcement

TO Regional Counsels Regional TSCA FIFRA and EPCRA Division Directors

This memorandum modifies each enforcement responsepenalty policy (Penalty Policy) within the purview ofthe Toxics and Pesticides Enforcement Division (TPED) to adjust for the Civil Monetary Penalty Inflation Adjustment Rule published in the Federal Register 011 February 132004 (69 Fed Reg 7121) and codified at 40 CFR Parts 19 and 27 (Final Rule) The matrices herein supercede and void any interim matrices for the 2004 rule issued or used by TPED or a Regional Office In accordance with the Final Rule all violations occurring on or after March 152004 are subject to statutory penalties adjusted for inflation A complete list of each Penalty Policy subject to this memorandum is provided at Attachment A Appendix B provides instructions for amending each Penalty Policy as well as updated matrices for inseliion into each policy

The adjustments here follow the implementation policy established in the attached September 212004 memorandum signed by Thomas V Skinner That memorandum provides for adjusting each cell in a penalty matrix by multiplying the existing gravity-based penalty component by 11723 We are aware that this approach results in penalty amounts (within matrix celIs) that are not roimded-off as compared to previous iterations This is the outcome required by proper application of the Final Rule The September 212004 memorandum also provides for rounding the aggregate penalty in a particular case to the nearest $100 unit after calculating and summing the gravity-based penalties for each count in the case

Intemet Address (URL) bull hltpllwwwepagov ReCycledRecyclable Prin18d with Vegetable Oil Baaed Inks on Recycled Paper (Minimum 5Olo Postconsumer content)

Violations occurring before March 152004 and after January 30 1997 remain subject to penalties adjusted for inflation as specified in TPEDs April 18 1997 memorandum entitled Penalty Policy Suwlements Pursuant to the Civil Penalty Inflation Adjustment Rule Copies of this memorandum are available upon request

Please contact Brian Dyer at (202) 564-4166 (dyerbrianepagov) if you have any questions concerning these penalty adjustments

Attaclunents

cc Rosemarie Kelley US EPA OECAOCE David Abdalla us EPA OECAOCE Susan OKeefe US EPA OECAOCE John Neylan US EPA OECAOC Tom Ripp US EPA OECAOC Priscilla Flattery US EPA OPPTSOPPT Ben Smith US EPA OEIOIAA

Craig Matthiessen US EPA OSWERJOEM Daniel Helfgott US EPA OPPTSOPP Deborah Brown US EPA Region 1 Nancy Bannakian US EPA Region 1 Ken Stoller US EPA Region 2 Adrian Enache US EPA Region 2 Daniel Kraft US EPA Region 2 John Higgins US EPA Region 2 Ken Eng US EPA Region 2 Harry Daw US EPA Region 3 Aquanetta Dickens US EPA Region 3 Mikal Shabazz US EPA Region 3 Jeaneanne Gettle US EPA Region 4 Anthony Toney US EPA Region 4 Joanne Benante US EPA Region 4 Caron Falconer US EPA Region 4 Anthony Restaino US EPA Region 5 MarkHorwitz US EPA Region 5 Bob Goodfellow US EPA Region 6 Maria Martinez US EPA Region 6 Steve Vargo US EPA Region 6 Jamie Green US EPA Region 7 Mark A Smith US EPA Region 7 Elisabeth Evans US EPA Region 8 Pam Cooper US EPA Region 9 Paula Bisson US EPA Region 9 Scott Downey US EPA Region 10

TPED Pen Adj Memo wAttachments - Page 2 of J9

ATTACHMENT A

FEDERAL INSECTICIDE FUNGICIDE AND RODENTICIDE ACT

FIFRA Worker Protection Standard Penalty Policy - Interim Final- (0901197)

Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act --Good Laboratory Practice (GLP) Regulations - (093091)

Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act (FIFRA) - (070290)

FIFRA Section 7(c) Enforcement Response Policy - (021086)

TOXIC SUBSTANCES CONTROL ACT

Section 1018 - Disclosure Rule Enforcement Response Policy - (020100)

Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8 12 AND 13shy(033199)

Polychlorinated Biphenyls Penalty Policy - (022698)

Enforcement Response Policy for TSCA Section 4 Test Rules - (052886)

Amendment to the TSCA Section 5 Enforcement Response Policy - (060889)

Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Polic~ - (013189)

Interim Final Enforcement Response Policy Asbestos Abatement Projects Worker Protection Final Rule - (111489)

Final TSCA GLP Enforcement Response Policy - (040985)

EMERGENCY PLANNING AND COMMUNITY RIGHT-TO-KNOW ACT

Enforcement Response Policy for Section 313 of the Emergency Planning Community Right-ToshyKnow Act (1989) and Section 6607 of the Pollution Prevention Act (1990) Amended shy(041201)

Enforcement Response Policy for Sections 30~ 311 and 312 of the Emergency Planning and Community Right-to-Know Act (1989) and Section 103 of the Comprehensive Environmental Response Compensation and Liability Act -(093099)

TPED Pen Adj Memo wAttachments - Page 3 of 19

ATTACHMENT B

FlFRA

Insert table (p 4-A) behind page 4 FIFRA Worker Protection Standard PenaltY Policy - Interim Final (090 97)

No insert Rodenticide Act - Good Laboratory Practice (GLP) Regulations (093091) Enforcement Response Policy for the Federal Insecticide Fungicide and

When proposing penalty amounts under the Enforcement Response Policy for GLP Regulations dated September 30 1991 actual dollar amounts are determined by using the ERP for FIFRA (070290) See directions below for F1FRA ERP

Insert after page 19-A in the policy and page CshyRodenticide Act (070290) Enforcement Response Policy for the Federal Insecticide Fungicide and

I in the appendix

No insert While the FIFRA ERP (1990) does not supersede the Section 7(c) ERP (1986) the matrix setting forth the penalties in the ERP for FIFRA (070290) should be used instead of the matrix in the 1986 policy

FIFRA Section 7(c)Enforcement Response Policy (021086)

TSCA

Insert matrix (Appendix B-4-A) behind Appendix B-4

Section 1018 - Disclosure Rule Enforcement Response Policy (020 I00)

Insert matrix (p7-B) behind page 7-A 12 AND 13 (033199) Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8

Polychlorinated Biphenyls Penalty Policy (040990) Insert matrix (p9-B) behind page 9-A

Enforcement Response Policy for TSCA Section 4 Test Rules (052886) Insert matrix (p2-B) behind page 2-A

Amendment to the TSCA Section 5 Enforcement Response Policy (060889) Insert matrix (p16-B) behind page 16-A

Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Insert matrix (pII-B) behind page II-A Policy (0 131 89) Insert matrix (p17-B) behind page 17-A

Interim Final Enforcement Response Policy - Asbestos Abatement Projects Insert matrix (p 6-B) behind page 6-A Worker Protection Final Rule (111489)

Final TSCA GLP Enforcement Response Policy (040985) Insert matrix (pA-B) behind page 4-A

EPCRA

Enforcement Response Policy for Section 313 of the Emergency Planning and I Insert matrix (pi I-B) behind page II-A Community Right-To-Know Act (1989) and Section 6607 ofthe Pollution Prevention Act (1990) Amended (04120 I )

Final Enforcement Response Policy for Sections 304 311312 of EPCRA and I Insert matrix (pp 20C amp 200) behind page 20B Section 103 ofCERCLA (093099)

TPED Pen Adj Memo wAttachments - Page 4 of 19

Page8-A

Gravity based penaltY matrix to supplement Recordkeeping and Reporting Rules and Requirements for TSCA Sections 8 12 and 13 for violations that occur on or after March 15 2004 Insert behind ~e 8

TSCA sectsect 8 12 amp 13 GRAVITY BASED PENALTY MATRIX

EXTENT CIRCUMSTANCES

A B C Major Significant Minor

LEVELS 1 $32500 $21922 $6448

High Range 2 $25791 $16764 $3869

3 $19343 $12895 $1934 Mid Range

4 $12895 $7737 $1290

5 $6448 $3869 $645 Low Range

6 $2579 $1676 $258

Note After calculating the gravity-based penalty for each count the total applicable gravity-based penalty for all counts in a particular casematter should be rounded to the nearest unit of $100 as required by the memorandum from Thomas Skinner dated September 212004 implementing the Civil Monetary Penalty Adjustment Rule as published in the Federal Register on February 132004 (69 FR 7121)

TPED Pen Adj Memo wAnachments - Page 9 of 19

UNITED STATES ENVIRONMENTAL PROTECTION AGENCY

TSCA Section 5 and 8 Inspection Chemetall Oakite Inc 675 Central Avenue New Providence NJ 07974

From Chester Norman Chemist Leonard Pappalardo Chemist Toxics Section Toxics Section

To Daniel 1 Kraft Chief Toxics Section

On May 14 2008 a TSCA Section 5 and 8 inspection was conducted at Chemetall Oakite Inc at the address listed above This inspection was conducted as part of the regional neutral inspection scheme We scheduled the meeting in advance with Mr Michael Chang Manager Health and Environmental Department Upon arriving at Chemetall Oakite Inc official credentials were presented to Mr Michael Chang Julia C Murray Vice President Technical Marketing and Ron Ascenzo Director Technical Marketing Notices ofInspection (Attachment 1) and Confidentiality (Attachment 2) were issued and explained to Ms Murray Ms Murray signed the notices

Chemetall Oakite is an importer of chemicals They import metal cleaners and surface treatment chemicals They have approximately 110 employees in New Providence New Jersey Chemetall has been at this site since 2006 prior to that they were located in Berkley Heights New Jersey Chemetall Oakite Inc is also known as Chemetall Chemical Products and Chemetall Americas Chemetall Americas is owned by Rockwood Holding Company who is owned by Chemetall BMGH in Germany Their Standard Industrial Codes (SIC) is 5169 The companys fiscal year is the calendar year Ms Murray said Chemetall Oakite Incs corporate sales were approximately $100000000 Chemetall Oakites facility in New Providence New Jersey is the corporate headquarters sales export and import offices and their research and development laboratories for the United States Chemetall Oakite Inc has manufacturing facilities in La Mirada CA and Romulus MI

We asked if they filed an Inventory Update Report for the 2006 reporting period They didnt know We asked if they filed a preliminary assessment inventory report for any of the chemicals the company manufactures or imports and they responded they didnt know We asked if they filed any PMNs recently they responded with a 10 year old low volume exemption and an older PMN We asked if they filed any significant new use report they responded no We asked if they had a

TSCA Section 8c file They also responded no

We issued Receipts for Samples and Documents and Confidential Business Information Nothing was declared Confidential

Attachments 1 Notice ofInspection 2 Notice of Confidentiality 3 Receipt for Samples and Documents 4 Declaration of Confidential Business Information

I bull US ENVIRONMENTAL PIlOTECTlON ~- WASHINGTON DC 204Ci0

TOXIC 5UBSTAlCES CONTllOL ACI EPA-----_- _--__--------------------- shyTOXICS SECfION - NOTICE OF INSPECflON

1_ INVESTIGATION IDENT1FICAnON 3 F~Z~ ~~7jJi--- Chemetall Oaki 42008

S FACllrryS ADDRESS

~PA Region 2 MS-I05 iPECTORS ADDRESS

675 Central Ave Woodbridge Avenue New Providence New Jersey 07974-1560

on NJ08837-5602

REASON FOR INSPECTION

Under the authority of Section II of the Toxics Substances Control Act

b For the purposes of inspecting (Including taking samples photographs statements and other inspection activities) an establisbment facility or other premises in which chemical substances or mixtures or articles containing same are manufactured processed or stored or held before or after their distribution in commerce ( including records files papers processes controls and facilities) and any conveyance being used to transport chemical substances mixtures or articles containing same in connection with their distribution in commerce (including records files papers processes controls and facilities) bearing on whether the requirements of the Act applicable to the chemical substances mixtures or articles within or ass()Ciated with such premises or conveyance have been complied with

In In addition this inspection extends to (Check appropriate blocks)

Jq- A Financial data o D Personnel data I

LV B Sales data o E Research data

13 C Pricin ~ data The natureland extent of the inspection of such data specified in A through E above is as follows

~rtification

lcknowledge that the statements I have made on this fonnand all attachments thereto are true accurate and complete I acknowledge that y knowingly false or misleading statement may be punishable by fine or imprisonment or both under applicable law

PREVIOUS VERSIONS ARE OBSOLETE

ME

rnE Chemist

DATE SIGNED

~r TI11E -shy~J ~ea~~ (1 4~

A FORM 77ltWmiddot3A FOR 1018 (REVISED JAN 2002)

IUR FORM (Form U) submitted September 24 2008

CBIDELETED

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~~Health amp To~~ oIQ2llifI lI-ChemIDplus Lite ~Advanced

0- 0shy

-P 0 0shy

Zn2+ 0shyNAME Phosphoric acid zinc salt (21) 1RN 13598-37-3

l) - P -o-Il o

MW 25533

Enlarge Structure

SHrch Infomudion

Bask For more information about this substance NlWiglitiOn

you may select from the the links below

File Locator DSL [I] Domestic Sub List of Canada

EINECS [I] EU Inv of Exist Comm Chem Sub

PubChem [I] PubChem

RTECS [I] Reg of Toxic Eft of Chern Sub

TSCAINV [I] EPA Chern Sub Inventory

Internet Locator EPA SRS [I] EPA Substance Registry System

Bacls to Previous Page

US National Library of MediQilg 8600 Rockville Pike Bethesda MD 20894 National Institutes of Health Department of Health amp Human Services Copyright and Privacy Policy Freedom of Informatio~ Accessibility

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tgtEnv Health amp ToxicQQQyen ~ TOXNET ~ChemIDpluslte ~Advanced

OH I

HO-P-OH

1 o

NAME Ethanol 2-amino- phosphate (1 ) RN 29868-05-1 r

OH

MW 159077

Enlarge Structure

s_tc Information For more information about this substance

you may select from the the links below

File Locator DSL rn Domestic Sub List of Canada

EINECS rn EU Inv of Exist Comm Chem Sub

PubChem rn PubChem

TSCAINV rn EPA Chem Sub Inventory

Internet Locator EPA SRS rn EPA Substance Registry System

search Navigation

Back to Prelious Page

US National Library of M-edicine 8600 Rockville Pike Bethesda MD 20894 National Institutes of Health Department of Health amp Human Services Copyright and Privacy Policy Freedom of Information ft4 Accessibility

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o II

HO- P-O- Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH

MW 119976

=nlarge Structure

Basic ellmiddotFor more information about this substance NavigationInformation you may select from the the links below

File Locator ClinicalTrialsgov ill NIH ClinicalTrialsgov

DART rn Developmental and ReprodTox

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o II

HO - P shy 0shy Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH

MW 119976

Enlarge Stru_cture

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VJJJU1LlpJU) L1UVUJJ U 1 a~~ J VJ k

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NAME Zinc nitrate RN 7779-88-6

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0shyI

N+i o 0shy

Zn2+ 0shy

I N+ 0shy0

MW 189398

InJil~~tJ(tlJr~

ell Navigiltlon

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ampampampampamp ampu I IU Y fo4IampU ~ L U~ La o

IRQ rn CERCLA Reportable Quantities I

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0 0

pl

o 0

Mn2 lt

NAME Phosphoric acid manganese(2+) salt (21) RN 18718-07-5

0 I

o-p -o-Il o

MW 244878

Enlarge Structure

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0- 0_

po 0_

Zn2+ 0shyNAME Phosphoric acid zinc salt (21) lRN 13598-37-3 -0 - P -o-Il o

MW 25533

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0shy

I ~N-o 0shy

Mn+ NAME Manganese nitrate 0shyRN 10377-66-9 I

N+- 0shy0

MW 178946

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hale SurchFor more information about this substance Information NllMgatlon

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NAME Potassium cis-9-octadecenoic acid RN 143-18-0

o

O

(

MW 320555

Enlarge Structure

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OH I

HO-P=O

~ OHN~I

0) p NAME Sodium aminotris(methylenephosphonate) II OHRN 20592-85-2

0P HO shy

OH

MW 2990478

Enlarge Structure

hale I~----F-o-r-m-o-re-in-fo-r-m-a-t-io-n-a-b-o-u-t-t-hi-s-s-u-b-s-ta-n-c-e------1 N=~Information

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NAME Sodium silicate RN 1344-09-8

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0shyt

O=Si 0shy

MW 122063

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Na+

Na+

SNrell N8Yfgetlon

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NAME Boric acid dipotassium salt RN 1332-77-0

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NAME Potassium tallate No StructureRN 61790-44-1

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HO OH

j ~

HO

OH

J NAME Boric acid compd with 222middotnitrilotris (ethanol) OH ~N-

HO

RN 68413middot80middot9

MW 2110202

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f

NAME Butanedioic acid 2-(octen-1-yl)- potassium salt (1 2)

ti~middotmiddot

(gt

a

RN 58641-28-4

MW 304466

Enlarge Structure

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H3C OH

NAME Alcohol [USP] RN 64-17-5

MW 460684

~nlarge Structur~

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H3C OH

NAME Alcohol [U5P] RN 64-17-5

MW 460684

Enlarge Structure

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0shy

IOp-o- cr3+

NAME Chromic phosphate I 0shyRN 7789-04-0

MW 146966

Enlarge Structure

Bale schFor more information about this substancelnfomurtlon NaYfgBtIon

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NAME Monoammonium phosphate RN 7722-76-1

0 II

HO-P -0shyI

NW 4

OH

MW 115024

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HO OH Si NH2NAME Silanetriol 1-(3-aminopropyl)shy HO ~ ~

RN 58160-99-9

MW 13721

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Na+ o II

HO- p- 0shyNAME Disodium phosphate IRN 7558-79-4 0- Na+

MW 141958middot

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556121200 Cham_Uslnc Chemelall dalcrle 675 Centrol we 11_ PrrMdllf1C8 Union NJ 07974 POBOX 7 New PrrMdence NJ 079740007 9OB-464~900

26420000 Polishes and sanitation goods 325612 325612-Po1ish amp 01 Ssnitalion Gd MIg Ronald Felber Pesident

90 340 S130723000

016164399 0000000oo 016164399

PRIVATE COMPANY HEADQUARTERS 40697755 74408967

custservdnbcom To Lee SpielmannR2USEPAlUSEPA Karen

bull SeetlR2USEPAlUSEPA08132009 11 22 AM

cc

bcc

Subject CHEMETALL OAKITE INC DampB Business Information Report

The folloWing e-mail was sent to you by seetkarenepagov Personal Note

ampBhas more options to help you decide with confidence Learn more about DampB eroducts and services lis this an important decision ~ IUJlilIImil

Get more with DampBs Enhanced Comprehensive Report ~I bull Business failure and credit scores

Click here to provideI bull Context behind the scores Added industrY and Financial comDarisons feedback on this report

iiiiRi55i~iiiiiAii~1~-

ort on this business

J --1- )21 _II1tjjjj1 Wgll_~yg 1

Copyright 2009 bun amp Bradstreet - Provided under contract

for the exclusive use of subscriber 264750059L

ATTN Lee Spielmann Report Printed AUG 13 2009

========================~======~=================================

============== BUSINESS SUMMARY

==========~======================================================

==============

CHEMETALL OAKITE INC (SUBSIDIARY OF ROCKWOOD SPECIALTIES INC PRINCETON NJ) 675 Central Ave New Providence NJ 07974

This is a headquarters D-U-N-Sreg Number 93-771-2248 (subsidiary) location Branch (es) or division(s) exist DampB Rating

Mailing address PO Box 7

II I

New ~rovidence NJ07974

Web site wwwrockwoodspeciallI IIIIIIIIIIIIII

Telephone

Chief executive

Year started

Management control

Employs

Sales

History

SIC

Line of business

tiescom

908 464-6900

RON FELPER PRES

1987

2006

100 (65 here)

$100000000

CLEAR

5169

Whol corrosion preventative chemicals

III III

================================================================= ===============

SPECIAL EVENTS ================================================================ ==============

06142007 Business started 1987 Present control succeeded June 2006

================================================================= ==============

SUMMARY ANALYSIS ================================================================= ==============

DampB Rating

The blank rating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and

that further enquiry should be made before reaching a decision Some reasons for using a _II symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information

Below is an overview of the companys rating history since 061507

DampBRating Date Applied 061507

The Summary Analysis section reflects information in DampBs file as of August 102009

=================~======~==~==~=======================~==========

============== INVESTIGATIVE SERVICES

================================================================= ==============

Update available on request

This information is being provided to you immediately in the interest of speed This reportmay not reflect the current status of this business DampB can investigate this business and update the information based on the resulta of that investigation

By ordering a standard investigation the same day you order this report an updated report will be provided to you at no extra cost

=========~=======================================================

==============

CUSTOMER SERVICE ================================================================= ==============

If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you

~ (

are outside the us contact your local DampB office

Additional Decision Support Available

Additional DampB products monitoring services and specialized investigations are available to help you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcom

=================================================================

===== = = = === = = =

HISTORY ================================================================= ==============

The following information was reported 08182008

Officer(s) RON FELPER PRES

THE OFFICER(S)

Business started 1987 Present control succeeded June 2006 100 of capital stock is owned by the parent company

RON FELPER Work history is unknown

Business address has changed from 14826 Ne 95th St Redmond WA 98052 to 675 Central Ave New Providence NJ 07974

=~===============================================================

==============

CORPORATE FAMILY =====================c=========================================== ==============

The following global corporate family members are related to this busihess

Members are listed alphabetically first by company name then by country or us state then by city

Global Ultimate Rockwood Holdings Inc Princeton NJ 01-616-4399

Parent Rockwood Specialties Group Inc Princeton NJ 10-679-3433

Affiliates (US) Advantis Technologies Inc Alpharetta GA 93-189-6385 Alphagary Corporation Leominster MA 09-743-4484 Ceramtec North America Innovative Laurens SC 17-483-0034 Ceramic Engineering Corporation Chemetall Foote Corp Kings Mountain NC 00-232-9456 Chemical Specialties Inc Charlotte NC 04-297-3313 Pure Wafer Inc Prescott AZ 83-746-8321 Rockwood Pigments NA Inc Beltsville MD 04-754-7690 Southern Clay Products Inc Gonzales TX 04-166-1737

Affiliates (International) AlphaGary (Canada) Limited Stoney Creek CANADA 24-924-8626 Cs i Kemwood AB Helsingborg SWEDEN 35-401-6487middot ProCeram spolmiddot s ro Dolni Rychnov CZECH 49-516-1929

REPUBLIC

== = = == = == = == ==== = == = = = == = = ==== = ==== = = ==== = = ===-= = = = = === == == === =

==============

OPERATIONS ===================~==========~====================== ============

==============

08182008

Description Subsidiary of Rockwood Specialties Inc

Princeton NJ started 2000 which operates as a wholesaler

of chemicals or allied products Parent company owns 100

of capital stock

Wholesales corrosion preventative chemicals (100)

Terms are Net 30 days Has 600+ account(s) Sells to

aerospace industry Territory North and South America

Nonseasonal

Employees 100 which includes officer(s) 65 employed here

Facilities Leases premises in a single story brick building

Location Central business section on well traveled street

Branches This business has multiple branches detailed branchdivision information is available in

Dun amp Bradstreets linkage or family tree products

==============~==============~===================================

==============

SIC amp NAICS ================================================================= ==============

SIC Based on information in our file NAICS DampB has assigned this company an extended 8-digit SIC DampBs use of 424~90 Other Chemical and Alli~d

a-digit SICs enables us to be more Products Merchant specific to a companys operations Wholesalers than if we use the standard 4-digit code

51691001 Anti-corrosion products

=================================================~== ============

============== PAYMENT SUMMARY

==============~===========~=========================== ===========

===============

DampB has not received a sufficientsample of payment experiences to establish a PAYDEX score

DampB receives over 600 million payment experiences each year We enter these new and updated experiences intoDampB Reports as this information is received At this time none of those experi~nces relate to this company

=======================================================~==========

============== FINANCE

================================================================= ==-= = = == == === ==

06142007

On JUN 14 2007 Michael Lissandrello SIs Mgr deferred financial statement

Michael Lissandrello submitted the following partial estimates dated JUN 14 2007

Sales for 2006 were $100000000

As of June 14 2007 a search of Dun amp Bradstreets Public Record database found no open suits liens judgements or UCCs to which Chemetall Oakite Inc at 675 Central Ave New Providence NJ was named defendant or debtor Public records received hereafter will be entered into the database and will be included in reports which contain a Public Filings ~ection

==============================================~====== ===========

============== PUBLIC FILINGS

================~====~================================ ===========

==============

A check of DampBs public records database indicates that no filings were found for CHEMETALL OAKITE INC at 675 Central Ave New Providence NJ

DampBs extensive database of public record information is updated daily to ensure timely reporting of changes and additions It includes business-related suits liens judgments bankruptcies UCC financing statements and business registrations from every state and the District of Columbia as well as select filing types from Puerto Rico and the US Virgin Islands

DampBmiddotcollects public records throughmiddot a combination of court reporters third parties and direct electronic links with federal and local authori~ies Its database of US business-related filings is now the largest of its kind

===~====~========================================================

============== GOVERNMENT ACTIVITY

================================================================= ==============

Activity summary Borrower (DirGuar) NO Administrative debt NO Contractor YES Grantee NO Party excluded from federal program(s) NO

Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8(A) firm NA

The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other sources

Copyright 2009 Dun amp Bradstreet- Provided under contract

for the exclusive use of subscriber 264750059L

FULL DISPLAY COMPLETE

~ ~

396484BIR21523427615308tng emailhtm

-- -- - ~-

(I custservdnbeom To Lee SpielmannH2USEPAlUSEPA Karen

SeetlR2USEPAlUSEPA08112009 0314 PM cc

bec

Subject CHEMETALL US INC DampB Business Information Report

The following e-mail was sent to you by seetkarenepagov Personal Note

~--~amp8 has more oDtfcins tohelDvou decide with confidence Learn more about DampB products and services Is this an important decision ~~~~~

Get more with DampBs Enhanced Comprehensiye Report bull Business failure and credit scores

Click here to providebull Context behind the scores bull Added industrv and Financial comparisons feedback on this report

~~OC--~

f4fi1 Order reports on other businesses

Copyright 2009 Dun amp Bradstreet - Provided under contract

for the exclusive use of subscriber 264750059L

ATTN Lee Spielmann Report Printed AUG 11 2009

In Date

=====================~===========================================

============== BUSINESS SUMMARY

===============================~====================== ===========

==============

CHEMETALL US INC (SUBSIDIARY OF ROCKWOOD HOLDINGS INC PRINCETON NJ) CHEMETALL OAKITE 675 Central Ave New Providence NJ 07974

This is a headquarters I D-U~N-S Number 55-612-1200 (subsidiary) location IBranch (es) or division(s) exist I DampB Rating

Mailing address PO Box 7 IIINew Providence NJ

07974 DampB PAYDEXreg

1 12-Month DampB 74 Web site wwwchemetallcom I PAYDEX

I

Telephone 908 464-6900 I When weighted by dollar amount

f paYments to suppliers average 9 days Chief executive RONALD FELBER I beyond terms

I

PRES-CEO II Based on trade collected

over last Year started 1909 I 12 months

Management control

Employs

Financial statement date

Sales F

Net worth

History

Financing

Financial condition

SIC

Line of business

2004

340 (90 here)

DEC 31 2008

$130723000

(106438000)

CLEAR

SECURED

UNBALANCED

2842 2899 2851

Mfg polishsanitation gd mfg chemical preparation

IIIIIIIII

=======================================================~========

==============

SUMMARY ANALYSIS ================================================================= ==============

DampB Rating

The Rating was changed on April 17 2009 because of DampB I S overall assessment of the companys financial payment and history information The blankrating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and that further enquiry should be made before reaching a decision Some reasons for using a II_II

symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information

Below is an overview of the companys rating history since 060707

DampB Rating Date Applied 041709

1R4 030209 1R3 101408 4A3 072408 4A2 060707

The Summary Analysis section reflects information in DampBs file as of August 10 2009

====================~=====================~======================

============== CUSTOMER SERVrCE

================================================~===== ===========

==============

If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you are outside the US contact your local DampB office

Additional Decision Support Available

Additional DampB products monitoring services and specialized

investigations are available tomiddothelp you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcommiddot

================================================================= ==============

HISTORY ====~=========================~=====~================= =========== ==============

The following information was reported 07142009

Officer(s) RONALD FELBER PRES-CEO PHILIP E KELLY VICE PRESIDENT GREGORY V POFF VICE PRESIDENT

DIRECTOR (S) THE OFFICER(S)

The Delaware Secretary of States business registrations file showed that Oakite Products Inc was registered as a corporation on December 19 1991

Business started 1909 by David C Ball George W Oakley and Daniel C Smith Present control succeeded 2004 100 of capital stock is owned by parent company

RONALD FELBER born 1951 1989~present active here 1985-1989 employed with Avon Products Inc New York NY Graduated from Georgetown University in 1973 with a BS degree Also received MA degree from Loyola University in 1985

PHILP E KELLY born 1948 1972-present active here Graduated from University of Dayton in 1970 with a BS Degree Also received MBA Degree from Seton Hall University in 1978

GREGORY V POFF born 1948 1970-present active here Graduated from Catawba College in 1970 with a BA degree Also received MBA from Pace University in

1982

==========================~========================~=============

==============

CORPORATE FAMILY ================================================================= ==============

The following global corporate family members are related to this business Members are listed alphabetically first by company name then by country or US state then by city

Parent Rockwood Holdings Inc Princeton NJ 01-616-4399

Subsidiaries (International) Cheme~allCanada Limited Brampton CANADA 20-036-7514 Chemetall Mexicana SA de CV El Marques MEXICO 81-232-9050

Branches (US) Chemetall Us Inc La Mirada CA 15-886-0572 Chemetall Us Inc Romulus MI 00-515-7698

Affiliates (US) Chemetall Chemical Products Inc New Providence NJ 82-485-0580 Chemetall Oakite La Mirada - Plant La Mirada CA 61- 036 -9832middot Mineral Research and Development Charlotte NC 61-036-9477 Rockwood Holding Company Chicago IL 78-166-9635 Rockwood Specialties Consolidated Inc Princeton NJ 03-845-1386 Rockwood Specialties Group Inc Princeton NJ 10-679-3433 SachtlebenCorporation White Plains NY

95-666-4114 Viance LLC Charlotte NC 79-544-7346

Affiliates (International) Sachtleben Pigments Oy Helsinki FINLAND 54-023-5819

================================================================ ==============

OPERATIONS ==========~========================================== ============

==============

07142009

Description Subsidiary of Rockwood Holdings Inc Princeton NJ

As noted the parent company is Rockwood Holdings Inc

DUNS 01-616-4399 and reference is made to that report

for background information on the parent company and its

management

Manufactures specialty cleaning polishing or sanitation

preparations and sanitation preparations disinfectants or

deodorants Manufactures chemical preparations

specializing in metal treating compounds rust resisting

compounds and water treating compounds Manufactures

paints varnishes lacquers enamels or allied products

and paint removers

Has 10000 account(s) Terms are Net 30 days Sells to

industrial concerns Territory United States Mexico

Brazil and Canada

Nonseasonal

Employees 340 which includes officer(s) and 2 part-time 90 employed

here

Facilities Rents 37000 sq ft ina one story brick building

Location Suburban business section on well traveled street

Branche~ This business has multiple branches detailed branchdivision information is available in

Dun amp Bradstreets linkage or family tree products

Subsidiaries This business has 2 subsidiaries listed below

The extent of ownership where known is shown in

parenthesis following company name

Oakite Canada Limited Bramalea Ontario Canada (100)

Manufactures chemical specialty products Intercompany

relations reported by management to consist of

merchandise and service transactions cleared as scheduled

Chemetall Mexicana Monteray Mexico (100) Manufactures

chemical specialty products

=================================================~===============

==============

SIC amp NAICS ===========~===============~=================================~===

==============

SIC Based on information in our file NAICS DampB has assigned this company an extended a-digit SIC DampBs use of 325612 Polish and Other a-digit SICs enables us to be more Sanitation Good specific to a companys operations Manufacturing than if we use the standard 325612 Polish and Other 4-digit code Sanitation Good

middot 28420000 Polishes and sanitation Miscellaneous

goods and 28420400 Sanitation Manufacturing

preparations Miscellaneous

disinfectants and and

deodorants Manufacturing 28999931 Metal treating compounds Miscellaneous 28999942 Rust resistirtg compounds and

28999948 Water treat~ng compounds Manufacturing 28510000middot Paints and allied Coating

products middot28510401 Paint removers Coating

325998

325998

325998

325510

325510

Manufacturing All Other

Chemical Product

preparation

All Other

Chemical PrOduct

Preparation

All Other

Chemical Product

Preparation

Paint and

Manufacturing Paint and

Manufacturing

================================================================= ==============

DampB PAYDEX ================================================================= ==============

The DampB PAYDEX is a unique dollar weighted indicator of payment performance based on up to 157 payment experiences as reported to DampB by trade references

3-Month DampB PAYDEX 75 I 12-Month DampB PAYDEX 74 I

When weighted by dollar amount I When weighted by dollar amount payments to suppliers average average 9 days beyond terms

Based on trade collected over collected over last months

8 days I payments to suppliers

last 3

I beyond terms II Based on trade

I 12 months

================================================================= ==============

PAYMENT SUMMARY ================================================================= ==============

The Payment Summary section reflects payment information in DampBs file as of the date of this report

Below is an overview of the companys dollar-weighted payments segmented by its suppliers primary industries

Mfg electric test prd 1 35000 35000 100

OTHER INDUSTRIES 101 283550 20000 73 22 4 - 1

Other payment categories Cash experiences 7 750 250 Payment record unknown 0 Omiddot 0 Unfavorable commeJlts 1 1000 1000

Placed for collections With DampB 1 7500 Other 0 NA

===== ============== ========== Total in DampBs file 157 3017350 900000

The highest Now Owes on file is $750000

The highest Past Due on file is $10000

Dun amp Bradstreet has 157 payment experiences in its file for this company For your convenience we have displayed 80 representative experiences in the PAYMENTS section

====~============================================================

==============

PAYMENT DETAILS ================================================================= ==============

Detailed payment history

Date Paying High Now Past Selling Last Salemiddot Reported Record Credit Owes Due Terms Within

(rhmyy) ($) ($) ($) (months)

0709 Ppt 50 0 1 mo

Ppt 2500 0 1 mo

Ppt 200 i OOO 100000 2500 N60 1 mo

Ppt 200000 100000 0

----------------

0508 Ppt-Slow 30 20000 10000 deg N30 1 rno 0707 (08 0) 7500

Placed for collection

Accounts are sometimes placed for collection everi though the existence or amount of the debt is disputed

Payment experiences reflect how bills are met in relation to the terms granted In some instances payment beyond terms can be the result of disputesmiddot over merchandise skipped invoices etc

Each experience shown is from a separate supplier Updated trade experiences replace those previously reported

================================================================= ==============

FNANCE ================================================================= ==============

04172009

Three-year statement comparative

Fiscal Fiscal Fiscal

Dec 31 2005 Dec 31 2006 Dec 31 2008

Current Assets 53345000 33854000 34348000 Current Liabs 16314000 11173000 18594000 Current Ratio 327 303 1 85 Working Capital 37031000 22681000 15754000 Other Assets 9824000 15582000 124757000 Net Worth 38515000 28063000

1304000 Sales 79763000 86130000 130723000 Long Term Liab 8340000 10200000 139207000 Net Profit (Loss) 1105000 8689000 490000

Fiscal statement dated DEC 31 2008

Assets j Liabilities I -----------shy1

Other Curr Assets 343-480001 Other Curr Liabs 18594000

---------------1 Curr Assets 343480001 Curr Liabs 18594000

I Fixt amp Equip 110620001 Pension Reserves 7990000 Goodwill-Net 252040001 Other Liabilities 129932000 other Intangible 825380001 LT Liab-Other 1285000 Assets-Net TOTAL EQUITY 1304000 Deferred Income 2680001 Taxes I Other Assets 56850001

---------------11

Total Assets 1591050001 Total 159105000

From JAN 01 2008 to DEC 31 2008 annual sales $130723000 cost of goods soldmiddot $69475000 Gross profit $61248000 operating expenses $48302000 Operating income $i2946OOO other expenses $11971bOOi net income before taxes $975000 Federal income tax $485000 Net income $490000

Submitted MAR 31 2009 by Ronald Felber pres-ceo Prepared from books without audit

On April 17~ 2009 themiddotfinancial information was updated

================================================================= ==============

KEY BUSINESS RATIOS ================================================================= ==============

Statement date DEC 31 2008 Based on this number of establishments 28

Firm IIndustry Median I---~------------

Return of Sales 04 IReturn of Sales 11 Current Ratio middot18 ICurrent Ratio 21 Assets Sales 1217 IAssets Sales 575 Total Liability Net Worth 9999 ITotal Liability Net Worth 83 7

================================================================= ==============

PUBLIC FILINGS ================================================================= ==============

The following Public Filing data is for information purposes only and is not the official record Certified copies can only be obtained from the official source

================================================================= ==============

UCC FILINGS =~==================================================== ===========

==============

Collateral All Assets Type Original

-----------------------------------------------------------------

Sec party THROUGH ITS

ADMINISTRATIVE AGENT

Debtor Filing number Filed with DOVER DE

Date filed Latest Info Received

Collateral General

Leased Equipment

Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ

Date filed Latest Info Received

Collateral

Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ

Date filed Latest Info Received

CREDIT SUISSE FIRST BOSTON ACTING

CAYMAN ISLANDS BRANCH AS

NEW YORK NY OAKITE PRODUCTS INC 4216854 2 SECRETARY OF STATEUCC DIVISION

08022004 08262004

Accounts receivable and proceeds shy

intangibless) and proceeds shy

and proceeds Original CANON FINANCIAL SERVICES MOUNT

OAKITE PRODUCTS INC 23913509 SECRETARY OF STATEUCC DIVISION

11302006 12272006

Leased Assets - Leased Business machineryequipment Original CANON FINANCIAL SERVICES INC MT

OAKITE PRODUCTS INC 21685842 SECRETARY OF STATEUCC DIVISION

07112003 07292003

Type Continuation Sec party CREDIT SUISSE (FKA CREDIT SUISSEmiddot FIRST

BOSTON) ACTING THROUGH ITS CAYMAN ISLA NEW

YORK NY Debtor CHEMETALL CORPORATION Filing number 2009 0642311 Filed with SECRETARY OF STATEUCC DIVISION DOVER DE

Date filed 02272009 Latest Info Receiv~d 05122009 Original UCC filed date 08022004 Original filing no 4216861 7

The public record items contained in this report may have been paid termirtated vacated or released prior to the date this report was printe~

=======~===============================================~======== ==============

GOVERNMENT ACTIVITY =====================================================~ ===========

==============

Activity summary Borrower (DirGuar) NO Administrative debt YES Contractor YES Grantee NO Party excluded from federal program(s) NO

Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8 (A) firm NA

The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other- sources

----7-------shyCopyright 2009 Dun amp Bradstreet - Provided under

contract I

for the exclusive use of subsCriber 264750059L

FULL DISPLAY COMPLETE

~ 396484BIRHQ2156 3427456432lng emailhIm

dmiddotmiddotmiddotmiddotmiddotto Chemetall

~

ICompany Overview

Chemetall is a global company committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry eg lithium and cesium compounds

Chemetalls businesses historically emerged from the combination of expertise in chemistry and metallurgy which is still mirrored in the companys name Chemetall mainly sells customised packages of products and services ranging from consultation via development through to the operation of entire plants at the customers site - for instance car body pre-treatment in the automotive industry

The companys product portfolio is based on continuous research and development of leading edge technologies High perfOrming products combined with Chemetalls dedication to providing the best technical service and support to its customers have over the decades established excellent market positions in its fields of activity

Chemetall GmbH is headquartered in Frankfurt am Main It is the centre of a worldwide network of some 40 subsidiaries in Europe North and South America Asia Australia and Africa Most of these companies operate their own production sites and many also have their own development laboratories A largely decentralised organisation ensures that each local company can respond quickly and flexibly to the customers needs in its markets whilst at the same time being able to draw on the specialist resources within the Group In this way Chemetall combines the strength of a global supplier with the flexibility and customer focus of a medium-size company

Since August 1st 2004 Chemetall has been part of middotRockwood Holdings Inc

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I 2009 I zoosl 2007

2009

May 272009 Significant savings achieved with the change from zinc-phosphating pretreatment to Oxsllanreg technology Opel Replaces its Metal Pretreatment System Adam Opel GmbH in Kaiserslautem Germany is an important more

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April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more

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April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more

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February OS 2009 Chemetall Aerospace Technologies has successfully integrated the NOT business of Ely Chemical Company Ltd We are proud to inform our customers around the world that Chemetall has effectively transferred and more

~h~~gPASq~~~~JJetoChemetall~ aiiiiilry f 2009 tile neW legal entity name for ChemetallmiddotOakite will be

cCflemetalltJS Inc more

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January 20 2009 Chemetall Oakite changed its name to Chemetall

Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc more

ft

2008

August 01 2008 Chemetall acquires Nalco Finishing Technologies Rockwood Holdings Inc Chemetall-Group has acquired Nalcos Finishing Technologies (FT) businessnull more

~

July 31 2008 Chemetall announces global price increases Chemetall is currently increasing prices within a range of 5 to 20 percent or implementing and adjusting more

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httpwwwchemetallcomindexjspcontent=newsjspnewsDat=pressreleases_sortbyyear 81112009

2007

----------------- -r - ------1 ------------- c- - --r

April 01 2008 Chemetall acquires NOT Business of Ely Chemical Company Ltd Chemetall GmbH FrankfurtM via its UK subsidiary has acquired the NOT business of the UK basednull more

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March 29 2007 Chemetall Signs Distribution Agreement with Advanced Chemistry amp Technology Inc Chemetall Aerospace Technologies announced that it has signed an exclusive sales and distribution agreement more

~II

February 212007 Chemetall Acquires the Chemical Division Business of Wirral Fospray Chemetall PLC has announced the acquisition of the chemical division business from Wirral Fospray Limited more

~JI

January 22 2007 Rockwood Appoints M~nlka Engel-Bader President ofChemetal Rockwood Holdings Inc (NYSEROC) has announced that Dr Monika EngelshyBader has been appointed tonull more=

~II

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kindof activity Production fields of activity Lithium

~II ~IJ

~ Chemetall US Inc

Country United States Streetaddress 13177 Huron River Drive ZIP MI 48174 City Romulus Phone +1-734-941 3800 Fax +1-734-941-5524 kind of activity Productionmiddot fields of activity Surface Treatment MapMgQ

~I =11

IIsectsectsect Chemetall US Inc

Country United States Streetaddress 16961 Knott Ave ZIP CA 90638 City La Mirada Phone +1800-331-1197 Fax +1 714a70-6480 kind of activity Sales Production fields of activity Surface Treatment Map Mm

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~ Chemetall US Inc

Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-464-6900 Fax +1908-464-5571 kind of activity Headoffice $ales Production fields of activity Surface Treatment Direct Contact Email oakiteproductschemetaILcom Map Map

~I ~II

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America ~ United Stetes 1lW

Chemetall Foote Corp

Country United States Streetaddress 348 Holiday Inn prive ZIP NC 28086 City Kings Mountain Phone +1-704-739 2501 Fax +1-704-734 0208 kind of activity Headoffice Sales Production fields of actvity Lithium Direct Contact Email footelithiumchemetallcom Map Map

~ II

~ Chemetall Foote Corp

Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-665-9466 Fax +1-908-665-8543 kind of activity Headoffice Sales fields of activity Special metals MapM~

~II ~11

~ Chemetall Foote Corp

Country United States Streetaddress 856 Foote Lane

ZIP TN 37134 City New Johnsonville Phone +1-931-535 3401 Fax +1-931-535 3404 kind of activity Production fields of activity Lithium Map Map

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~ Chemetall Foote Corp

Country United States Streetaddress Hwy 265 ZIP NV 89047 City Silver Peak Phone +1-775-937-2222 Fax +1-775-937-2250

httpwwwchemetallcomindexj spcontent=contact_choice 1jspid=UnitedStatesampconti 8112009

~aa -rlte_middot~ bull Chemetall

II~metaIIOakl~ changeditsnClme tOlhemetall

Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc doing business as Chemetall The same applies to the Canadian subsidiary whose official name will be Chemetall Canada Limited

middotCustomers around the world link Chemetall with quality innovation and extraordinary technical services says Joris Merckx President Surface Treatment at Chemetall middotOne consistent name of our all our subsidiaries will strengthen our corporate brand and with it our image he commented

No changes Will be made to the Mexican and Brazilian entities as these countries already operate their business under the name of Chemetall

About Chemeta

Chemetall a company of Rockwood Holdings Inc (NYSE ROC) is one of the leading global companies committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry including lithium and cesium compounds

Contact Sandra Zirm Phone +496971653605 Mall sandrazirmchemetallcom

~I ~II

Page 10: :;c= ---------------------------------------------x >.' --~ -'- ::~C~l d- r ......Opportunity for Hearing (Complaint) was issued on September 24, 2009 and served on September 28, 2009

10

negotiation process This is noted on page 9 of the Complaint wherein it states that the penalty

amount listed represents the facts and circumstances known to Complainant up to the time of the

issuance of the Complaint

VI Paperwork Reduction Act

The Paperwork Reduction Act of 1980 as amended 44 USC sect 3501 et seq (the

PRA) does not bar EPAs prosecution of this action or its attempt to obtain a penalty for

violations arising from Respondents alleged failure to report during the period of August 25

2006 through March 23 2007

Respondent is alleged to have violated 40 CFR sect 71053 (paragraphs 32 and 48 of the

Complaint) Thjs provision is part of Subpart C of Part 710 Inventory Update Reporting for

2006 and Beyond The OMB (Office of Management and Budget) Control Number for the 40

CFR Part 710 Subpart C regulations is 2070-0162 40 CFR Part 9 The relevant ICR

number was 188403 OMB approval for this ICR number was secured on May 3 2006 with an

expiration date of May 31 2009 71 Fed Reg 34932 (June 162006) [FRL-8184-3] The

Federal Register of September 52008 referring to OMB Control No 2070-0162 announce[d]

that EPA is planning to submit a request to renew an existing approved Information Collection

Request (ICR) to the Office of Management and Budget (OMB) 73 Fed Reg 51805 [FRLshy

8370-3] The announcement that this ICR now bearing number 188404 was submitted to the

OMB was published on May 12 2009 74 Fed Reg 22163 [FRL 8903-4] This ICR was

approved on September 172009 and it will expire on September 302012

Display of the relevant OMB number has been frequent and consistent See eg 40

CFR Part 9 (July 12006 edition)

Because there had been no lapse in approval at the time the alleged violations arose the

PRA is not a bar to EPAs attempt to prosecute this action and to obtain a penalty for such

violations

11

Dated May 26 2010 New York New York

Le~ A Spielmann Assistant Regional C6unsel Waste and Toxic Substances Branch Environmental Protection Agency Region 2 290 Broadway 16th floor New York New York 10007-1866 212-637-3222 fax 212-637-3199

TO

Regional Hearing Clerk US Environmental Protection Agency Region 2

Honorable Barbara A Gunning Presiding Officer

Benne C Hutson Esq McGuire Woods LLP Counsel for Respondent

In re Oakite Products Inc et al Docket No TSCA-02-2009-9148

CERTIFICATE OF SERVICE

I certify that I have this day caused to be sent the foregoing COMPLAINANTS INITIAL PREHEARING EXCHANGE dated May 26 2010 in the following manner to the respective addressees listed below

Original and One Copy By Inter-Office Mail

Office of Regional Hearing Clerk US Environmental Protection Agency - Region 2 290 Broadway 16th floor New York New York 10007-1866

Copy by UPS Overnight Mail

Honorable Barbara A Gunning Administrative Law Judge US Environmental Protection Agency Franklin Court Building 1099 14th Street NW Suite 350 Washington DC 20460

Copy by UPS Overnight Mail

Benne C Hutson Esq McGuire Woods LLP 201 North Tryon Street PO Box 31247 (28231) Charlotte North Carolina 28202

Dated May 26 2010 New York New York

THE ENFORCEMENT RESPONSE POLICY FOR REPORTING AND RECORD-KEEPING RULES AND REQUIREMENTS FOR TSCA SECTIONS 8 12 AND 13 produced by EPAs Toxics and Pesticides Enforcement Division of the Office of Regulatory Enforcement within the Office of Enforcement and Compliance Assurance (revised March 31 1999 effective June 1 1999) available at httpcfpubepagovcomplianceresourcespoliciesciviltscal

tEO sr 1 p

gt ft t UNITED STATES ENVIRONMENTAL PROTECTION AGENCY S~~11 o Cl WASHINGTON DC 20460 ~ ltl

~ l of( AOt~c

OFFICE OF ENFORCEMENT AND

COMPLIANCE ASSURANCE

JUN - 5 2006

MEMORANDUM

SUBJECT Penalty Policy Supplements Pursuant to the 2004 Civil Monetary Penalty Inflation Adjustment Rule

FROM Stephanie P Brown Acting Director AIPdJ~YJmiddot~ Toxics and Pesticides Enforcement Di~~i~middot -- --- Office of Civil Enforcement

TO Regional Counsels Regional TSCA FIFRA and EPCRA Division Directors

This memorandum modifies each enforcement responsepenalty policy (Penalty Policy) within the purview ofthe Toxics and Pesticides Enforcement Division (TPED) to adjust for the Civil Monetary Penalty Inflation Adjustment Rule published in the Federal Register 011 February 132004 (69 Fed Reg 7121) and codified at 40 CFR Parts 19 and 27 (Final Rule) The matrices herein supercede and void any interim matrices for the 2004 rule issued or used by TPED or a Regional Office In accordance with the Final Rule all violations occurring on or after March 152004 are subject to statutory penalties adjusted for inflation A complete list of each Penalty Policy subject to this memorandum is provided at Attachment A Appendix B provides instructions for amending each Penalty Policy as well as updated matrices for inseliion into each policy

The adjustments here follow the implementation policy established in the attached September 212004 memorandum signed by Thomas V Skinner That memorandum provides for adjusting each cell in a penalty matrix by multiplying the existing gravity-based penalty component by 11723 We are aware that this approach results in penalty amounts (within matrix celIs) that are not roimded-off as compared to previous iterations This is the outcome required by proper application of the Final Rule The September 212004 memorandum also provides for rounding the aggregate penalty in a particular case to the nearest $100 unit after calculating and summing the gravity-based penalties for each count in the case

Intemet Address (URL) bull hltpllwwwepagov ReCycledRecyclable Prin18d with Vegetable Oil Baaed Inks on Recycled Paper (Minimum 5Olo Postconsumer content)

Violations occurring before March 152004 and after January 30 1997 remain subject to penalties adjusted for inflation as specified in TPEDs April 18 1997 memorandum entitled Penalty Policy Suwlements Pursuant to the Civil Penalty Inflation Adjustment Rule Copies of this memorandum are available upon request

Please contact Brian Dyer at (202) 564-4166 (dyerbrianepagov) if you have any questions concerning these penalty adjustments

Attaclunents

cc Rosemarie Kelley US EPA OECAOCE David Abdalla us EPA OECAOCE Susan OKeefe US EPA OECAOCE John Neylan US EPA OECAOC Tom Ripp US EPA OECAOC Priscilla Flattery US EPA OPPTSOPPT Ben Smith US EPA OEIOIAA

Craig Matthiessen US EPA OSWERJOEM Daniel Helfgott US EPA OPPTSOPP Deborah Brown US EPA Region 1 Nancy Bannakian US EPA Region 1 Ken Stoller US EPA Region 2 Adrian Enache US EPA Region 2 Daniel Kraft US EPA Region 2 John Higgins US EPA Region 2 Ken Eng US EPA Region 2 Harry Daw US EPA Region 3 Aquanetta Dickens US EPA Region 3 Mikal Shabazz US EPA Region 3 Jeaneanne Gettle US EPA Region 4 Anthony Toney US EPA Region 4 Joanne Benante US EPA Region 4 Caron Falconer US EPA Region 4 Anthony Restaino US EPA Region 5 MarkHorwitz US EPA Region 5 Bob Goodfellow US EPA Region 6 Maria Martinez US EPA Region 6 Steve Vargo US EPA Region 6 Jamie Green US EPA Region 7 Mark A Smith US EPA Region 7 Elisabeth Evans US EPA Region 8 Pam Cooper US EPA Region 9 Paula Bisson US EPA Region 9 Scott Downey US EPA Region 10

TPED Pen Adj Memo wAttachments - Page 2 of J9

ATTACHMENT A

FEDERAL INSECTICIDE FUNGICIDE AND RODENTICIDE ACT

FIFRA Worker Protection Standard Penalty Policy - Interim Final- (0901197)

Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act --Good Laboratory Practice (GLP) Regulations - (093091)

Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act (FIFRA) - (070290)

FIFRA Section 7(c) Enforcement Response Policy - (021086)

TOXIC SUBSTANCES CONTROL ACT

Section 1018 - Disclosure Rule Enforcement Response Policy - (020100)

Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8 12 AND 13shy(033199)

Polychlorinated Biphenyls Penalty Policy - (022698)

Enforcement Response Policy for TSCA Section 4 Test Rules - (052886)

Amendment to the TSCA Section 5 Enforcement Response Policy - (060889)

Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Polic~ - (013189)

Interim Final Enforcement Response Policy Asbestos Abatement Projects Worker Protection Final Rule - (111489)

Final TSCA GLP Enforcement Response Policy - (040985)

EMERGENCY PLANNING AND COMMUNITY RIGHT-TO-KNOW ACT

Enforcement Response Policy for Section 313 of the Emergency Planning Community Right-ToshyKnow Act (1989) and Section 6607 of the Pollution Prevention Act (1990) Amended shy(041201)

Enforcement Response Policy for Sections 30~ 311 and 312 of the Emergency Planning and Community Right-to-Know Act (1989) and Section 103 of the Comprehensive Environmental Response Compensation and Liability Act -(093099)

TPED Pen Adj Memo wAttachments - Page 3 of 19

ATTACHMENT B

FlFRA

Insert table (p 4-A) behind page 4 FIFRA Worker Protection Standard PenaltY Policy - Interim Final (090 97)

No insert Rodenticide Act - Good Laboratory Practice (GLP) Regulations (093091) Enforcement Response Policy for the Federal Insecticide Fungicide and

When proposing penalty amounts under the Enforcement Response Policy for GLP Regulations dated September 30 1991 actual dollar amounts are determined by using the ERP for FIFRA (070290) See directions below for F1FRA ERP

Insert after page 19-A in the policy and page CshyRodenticide Act (070290) Enforcement Response Policy for the Federal Insecticide Fungicide and

I in the appendix

No insert While the FIFRA ERP (1990) does not supersede the Section 7(c) ERP (1986) the matrix setting forth the penalties in the ERP for FIFRA (070290) should be used instead of the matrix in the 1986 policy

FIFRA Section 7(c)Enforcement Response Policy (021086)

TSCA

Insert matrix (Appendix B-4-A) behind Appendix B-4

Section 1018 - Disclosure Rule Enforcement Response Policy (020 I00)

Insert matrix (p7-B) behind page 7-A 12 AND 13 (033199) Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8

Polychlorinated Biphenyls Penalty Policy (040990) Insert matrix (p9-B) behind page 9-A

Enforcement Response Policy for TSCA Section 4 Test Rules (052886) Insert matrix (p2-B) behind page 2-A

Amendment to the TSCA Section 5 Enforcement Response Policy (060889) Insert matrix (p16-B) behind page 16-A

Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Insert matrix (pII-B) behind page II-A Policy (0 131 89) Insert matrix (p17-B) behind page 17-A

Interim Final Enforcement Response Policy - Asbestos Abatement Projects Insert matrix (p 6-B) behind page 6-A Worker Protection Final Rule (111489)

Final TSCA GLP Enforcement Response Policy (040985) Insert matrix (pA-B) behind page 4-A

EPCRA

Enforcement Response Policy for Section 313 of the Emergency Planning and I Insert matrix (pi I-B) behind page II-A Community Right-To-Know Act (1989) and Section 6607 ofthe Pollution Prevention Act (1990) Amended (04120 I )

Final Enforcement Response Policy for Sections 304 311312 of EPCRA and I Insert matrix (pp 20C amp 200) behind page 20B Section 103 ofCERCLA (093099)

TPED Pen Adj Memo wAttachments - Page 4 of 19

Page8-A

Gravity based penaltY matrix to supplement Recordkeeping and Reporting Rules and Requirements for TSCA Sections 8 12 and 13 for violations that occur on or after March 15 2004 Insert behind ~e 8

TSCA sectsect 8 12 amp 13 GRAVITY BASED PENALTY MATRIX

EXTENT CIRCUMSTANCES

A B C Major Significant Minor

LEVELS 1 $32500 $21922 $6448

High Range 2 $25791 $16764 $3869

3 $19343 $12895 $1934 Mid Range

4 $12895 $7737 $1290

5 $6448 $3869 $645 Low Range

6 $2579 $1676 $258

Note After calculating the gravity-based penalty for each count the total applicable gravity-based penalty for all counts in a particular casematter should be rounded to the nearest unit of $100 as required by the memorandum from Thomas Skinner dated September 212004 implementing the Civil Monetary Penalty Adjustment Rule as published in the Federal Register on February 132004 (69 FR 7121)

TPED Pen Adj Memo wAnachments - Page 9 of 19

UNITED STATES ENVIRONMENTAL PROTECTION AGENCY

TSCA Section 5 and 8 Inspection Chemetall Oakite Inc 675 Central Avenue New Providence NJ 07974

From Chester Norman Chemist Leonard Pappalardo Chemist Toxics Section Toxics Section

To Daniel 1 Kraft Chief Toxics Section

On May 14 2008 a TSCA Section 5 and 8 inspection was conducted at Chemetall Oakite Inc at the address listed above This inspection was conducted as part of the regional neutral inspection scheme We scheduled the meeting in advance with Mr Michael Chang Manager Health and Environmental Department Upon arriving at Chemetall Oakite Inc official credentials were presented to Mr Michael Chang Julia C Murray Vice President Technical Marketing and Ron Ascenzo Director Technical Marketing Notices ofInspection (Attachment 1) and Confidentiality (Attachment 2) were issued and explained to Ms Murray Ms Murray signed the notices

Chemetall Oakite is an importer of chemicals They import metal cleaners and surface treatment chemicals They have approximately 110 employees in New Providence New Jersey Chemetall has been at this site since 2006 prior to that they were located in Berkley Heights New Jersey Chemetall Oakite Inc is also known as Chemetall Chemical Products and Chemetall Americas Chemetall Americas is owned by Rockwood Holding Company who is owned by Chemetall BMGH in Germany Their Standard Industrial Codes (SIC) is 5169 The companys fiscal year is the calendar year Ms Murray said Chemetall Oakite Incs corporate sales were approximately $100000000 Chemetall Oakites facility in New Providence New Jersey is the corporate headquarters sales export and import offices and their research and development laboratories for the United States Chemetall Oakite Inc has manufacturing facilities in La Mirada CA and Romulus MI

We asked if they filed an Inventory Update Report for the 2006 reporting period They didnt know We asked if they filed a preliminary assessment inventory report for any of the chemicals the company manufactures or imports and they responded they didnt know We asked if they filed any PMNs recently they responded with a 10 year old low volume exemption and an older PMN We asked if they filed any significant new use report they responded no We asked if they had a

TSCA Section 8c file They also responded no

We issued Receipts for Samples and Documents and Confidential Business Information Nothing was declared Confidential

Attachments 1 Notice ofInspection 2 Notice of Confidentiality 3 Receipt for Samples and Documents 4 Declaration of Confidential Business Information

I bull US ENVIRONMENTAL PIlOTECTlON ~- WASHINGTON DC 204Ci0

TOXIC 5UBSTAlCES CONTllOL ACI EPA-----_- _--__--------------------- shyTOXICS SECfION - NOTICE OF INSPECflON

1_ INVESTIGATION IDENT1FICAnON 3 F~Z~ ~~7jJi--- Chemetall Oaki 42008

S FACllrryS ADDRESS

~PA Region 2 MS-I05 iPECTORS ADDRESS

675 Central Ave Woodbridge Avenue New Providence New Jersey 07974-1560

on NJ08837-5602

REASON FOR INSPECTION

Under the authority of Section II of the Toxics Substances Control Act

b For the purposes of inspecting (Including taking samples photographs statements and other inspection activities) an establisbment facility or other premises in which chemical substances or mixtures or articles containing same are manufactured processed or stored or held before or after their distribution in commerce ( including records files papers processes controls and facilities) and any conveyance being used to transport chemical substances mixtures or articles containing same in connection with their distribution in commerce (including records files papers processes controls and facilities) bearing on whether the requirements of the Act applicable to the chemical substances mixtures or articles within or ass()Ciated with such premises or conveyance have been complied with

In In addition this inspection extends to (Check appropriate blocks)

Jq- A Financial data o D Personnel data I

LV B Sales data o E Research data

13 C Pricin ~ data The natureland extent of the inspection of such data specified in A through E above is as follows

~rtification

lcknowledge that the statements I have made on this fonnand all attachments thereto are true accurate and complete I acknowledge that y knowingly false or misleading statement may be punishable by fine or imprisonment or both under applicable law

PREVIOUS VERSIONS ARE OBSOLETE

ME

rnE Chemist

DATE SIGNED

~r TI11E -shy~J ~ea~~ (1 4~

A FORM 77ltWmiddot3A FOR 1018 (REVISED JAN 2002)

IUR FORM (Form U) submitted September 24 2008

CBIDELETED

ChemIDplus Advanced Page 1 of 1

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United State~ qNational Library ChemlDplus AdVanCed Nl 1 of Medicine

News SIS Home I Site I About Us I Contact I Help

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0- 0shy

-P 0 0shy

Zn2+ 0shyNAME Phosphoric acid zinc salt (21) 1RN 13598-37-3

l) - P -o-Il o

MW 25533

Enlarge Structure

SHrch Infomudion

Bask For more information about this substance NlWiglitiOn

you may select from the the links below

File Locator DSL [I] Domestic Sub List of Canada

EINECS [I] EU Inv of Exist Comm Chem Sub

PubChem [I] PubChem

RTECS [I] Reg of Toxic Eft of Chern Sub

TSCAINV [I] EPA Chern Sub Inventory

Internet Locator EPA SRS [I] EPA Substance Registry System

Bacls to Previous Page

US National Library of MediQilg 8600 Rockville Pike Bethesda MD 20894 National Institutes of Health Department of Health amp Human Services Copyright and Privacy Policy Freedom of Informatio~ Accessibility

Customer Service tehiptehnlmnihgov

httpchemsisnlmnihgovchemidplusProxyServletobjectHandle=DBMaintampactionHand 932009

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National Library gt I 1 01 Medicine

SIS Home I Site I About Us I Contact I HelpNews

tgtEnv Health amp ToxicQQQyen ~ TOXNET ~ChemIDpluslte ~Advanced

OH I

HO-P-OH

1 o

NAME Ethanol 2-amino- phosphate (1 ) RN 29868-05-1 r

OH

MW 159077

Enlarge Structure

s_tc Information For more information about this substance

you may select from the the links below

File Locator DSL rn Domestic Sub List of Canada

EINECS rn EU Inv of Exist Comm Chem Sub

PubChem rn PubChem

TSCAINV rn EPA Chem Sub Inventory

Internet Locator EPA SRS rn EPA Substance Registry System

search Navigation

Back to Prelious Page

US National Library of M-edicine 8600 Rockville Pike Bethesda MD 20894 National Institutes of Health Department of Health amp Human Services Copyright and Privacy Policy Freedom of Information ft4 Accessibility

Customer Service tehiptehnlmnihgoy

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o II

HO- P-O- Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH

MW 119976

=nlarge Structure

Basic ellmiddotFor more information about this substance NavigationInformation you may select from the the links below

File Locator ClinicalTrialsgov ill NIH ClinicalTrialsgov

DART rn Developmental and ReprodTox

DailyMed rn NLMFDA Drug Labelling

DrugPortal rn NLM Drug Information Portal

EINECS rn EU Inv of Exist Comm Chem Sub

EMIC ill Env Mutagen Info Center

HSDB rn Hazardous Substances Data Bank

Household Products rn Household Products Database

MeSH rn Medical Subject Headings File

PubChem rn PubChem

PubMed rn Biomedical Citations From PubMed

PubMedAIDS rn AIDS Citations from PubMed

PubMed Cancer rn Cancer Citations from PubMed

PubMed ToxicoQgy rn Toxicology Citations From PubMed

RTECS ill Reg onoxic Eft of Chem Sub

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o II

HO - P shy 0shy Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH

MW 119976

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VJJJU1LlpJU) L1UVUJJ U 1 a~~ J VJ k

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NAME Zinc nitrate RN 7779-88-6

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0shyI

N+i o 0shy

Zn2+ 0shy

I N+ 0shy0

MW 189398

InJil~~tJ(tlJr~

ell Navigiltlon

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ampampampampamp ampu I IU Y fo4IampU ~ L U~ La o

IRQ rn CERCLA Reportable Quantities I

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0 0

pl

o 0

Mn2 lt

NAME Phosphoric acid manganese(2+) salt (21) RN 18718-07-5

0 I

o-p -o-Il o

MW 244878

Enlarge Structure

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0- 0_

po 0_

Zn2+ 0shyNAME Phosphoric acid zinc salt (21) lRN 13598-37-3 -0 - P -o-Il o

MW 25533

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0shy

I ~N-o 0shy

Mn+ NAME Manganese nitrate 0shyRN 10377-66-9 I

N+- 0shy0

MW 178946

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hale SurchFor more information about this substance Information NllMgatlon

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NAME Potassium cis-9-octadecenoic acid RN 143-18-0

o

O

(

MW 320555

Enlarge Structure

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OH I

HO-P=O

~ OHN~I

0) p NAME Sodium aminotris(methylenephosphonate) II OHRN 20592-85-2

0P HO shy

OH

MW 2990478

Enlarge Structure

hale I~----F-o-r-m-o-re-in-fo-r-m-a-t-io-n-a-b-o-u-t-t-hi-s-s-u-b-s-ta-n-c-e------1 N=~Information

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NAME Sodium silicate RN 1344-09-8

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0shyt

O=Si 0shy

MW 122063

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Na+

Na+

SNrell N8Yfgetlon

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NAME Boric acid dipotassium salt RN 1332-77-0

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NAME Potassium tallate No StructureRN 61790-44-1

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HO OH

j ~

HO

OH

J NAME Boric acid compd with 222middotnitrilotris (ethanol) OH ~N-

HO

RN 68413middot80middot9

MW 2110202

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f

NAME Butanedioic acid 2-(octen-1-yl)- potassium salt (1 2)

ti~middotmiddot

(gt

a

RN 58641-28-4

MW 304466

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H3C OH

NAME Alcohol [USP] RN 64-17-5

MW 460684

~nlarge Structur~

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H3C OH

NAME Alcohol [U5P] RN 64-17-5

MW 460684

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0shy

IOp-o- cr3+

NAME Chromic phosphate I 0shyRN 7789-04-0

MW 146966

Enlarge Structure

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NAME Monoammonium phosphate RN 7722-76-1

0 II

HO-P -0shyI

NW 4

OH

MW 115024

Enlarge Structure

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HO OH Si NH2NAME Silanetriol 1-(3-aminopropyl)shy HO ~ ~

RN 58160-99-9

MW 13721

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Na+ o II

HO- p- 0shyNAME Disodium phosphate IRN 7558-79-4 0- Na+

MW 141958middot

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Ron Felper

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556121200 Cham_Uslnc Chemelall dalcrle 675 Centrol we 11_ PrrMdllf1C8 Union NJ 07974 POBOX 7 New PrrMdence NJ 079740007 9OB-464~900

26420000 Polishes and sanitation goods 325612 325612-Po1ish amp 01 Ssnitalion Gd MIg Ronald Felber Pesident

90 340 S130723000

016164399 0000000oo 016164399

PRIVATE COMPANY HEADQUARTERS 40697755 74408967

custservdnbcom To Lee SpielmannR2USEPAlUSEPA Karen

bull SeetlR2USEPAlUSEPA08132009 11 22 AM

cc

bcc

Subject CHEMETALL OAKITE INC DampB Business Information Report

The folloWing e-mail was sent to you by seetkarenepagov Personal Note

ampBhas more options to help you decide with confidence Learn more about DampB eroducts and services lis this an important decision ~ IUJlilIImil

Get more with DampBs Enhanced Comprehensive Report ~I bull Business failure and credit scores

Click here to provideI bull Context behind the scores Added industrY and Financial comDarisons feedback on this report

iiiiRi55i~iiiiiAii~1~-

ort on this business

J --1- )21 _II1tjjjj1 Wgll_~yg 1

Copyright 2009 bun amp Bradstreet - Provided under contract

for the exclusive use of subscriber 264750059L

ATTN Lee Spielmann Report Printed AUG 13 2009

========================~======~=================================

============== BUSINESS SUMMARY

==========~======================================================

==============

CHEMETALL OAKITE INC (SUBSIDIARY OF ROCKWOOD SPECIALTIES INC PRINCETON NJ) 675 Central Ave New Providence NJ 07974

This is a headquarters D-U-N-Sreg Number 93-771-2248 (subsidiary) location Branch (es) or division(s) exist DampB Rating

Mailing address PO Box 7

II I

New ~rovidence NJ07974

Web site wwwrockwoodspeciallI IIIIIIIIIIIIII

Telephone

Chief executive

Year started

Management control

Employs

Sales

History

SIC

Line of business

tiescom

908 464-6900

RON FELPER PRES

1987

2006

100 (65 here)

$100000000

CLEAR

5169

Whol corrosion preventative chemicals

III III

================================================================= ===============

SPECIAL EVENTS ================================================================ ==============

06142007 Business started 1987 Present control succeeded June 2006

================================================================= ==============

SUMMARY ANALYSIS ================================================================= ==============

DampB Rating

The blank rating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and

that further enquiry should be made before reaching a decision Some reasons for using a _II symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information

Below is an overview of the companys rating history since 061507

DampBRating Date Applied 061507

The Summary Analysis section reflects information in DampBs file as of August 102009

=================~======~==~==~=======================~==========

============== INVESTIGATIVE SERVICES

================================================================= ==============

Update available on request

This information is being provided to you immediately in the interest of speed This reportmay not reflect the current status of this business DampB can investigate this business and update the information based on the resulta of that investigation

By ordering a standard investigation the same day you order this report an updated report will be provided to you at no extra cost

=========~=======================================================

==============

CUSTOMER SERVICE ================================================================= ==============

If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you

~ (

are outside the us contact your local DampB office

Additional Decision Support Available

Additional DampB products monitoring services and specialized investigations are available to help you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcom

=================================================================

===== = = = === = = =

HISTORY ================================================================= ==============

The following information was reported 08182008

Officer(s) RON FELPER PRES

THE OFFICER(S)

Business started 1987 Present control succeeded June 2006 100 of capital stock is owned by the parent company

RON FELPER Work history is unknown

Business address has changed from 14826 Ne 95th St Redmond WA 98052 to 675 Central Ave New Providence NJ 07974

=~===============================================================

==============

CORPORATE FAMILY =====================c=========================================== ==============

The following global corporate family members are related to this busihess

Members are listed alphabetically first by company name then by country or us state then by city

Global Ultimate Rockwood Holdings Inc Princeton NJ 01-616-4399

Parent Rockwood Specialties Group Inc Princeton NJ 10-679-3433

Affiliates (US) Advantis Technologies Inc Alpharetta GA 93-189-6385 Alphagary Corporation Leominster MA 09-743-4484 Ceramtec North America Innovative Laurens SC 17-483-0034 Ceramic Engineering Corporation Chemetall Foote Corp Kings Mountain NC 00-232-9456 Chemical Specialties Inc Charlotte NC 04-297-3313 Pure Wafer Inc Prescott AZ 83-746-8321 Rockwood Pigments NA Inc Beltsville MD 04-754-7690 Southern Clay Products Inc Gonzales TX 04-166-1737

Affiliates (International) AlphaGary (Canada) Limited Stoney Creek CANADA 24-924-8626 Cs i Kemwood AB Helsingborg SWEDEN 35-401-6487middot ProCeram spolmiddot s ro Dolni Rychnov CZECH 49-516-1929

REPUBLIC

== = = == = == = == ==== = == = = = == = = ==== = ==== = = ==== = = ===-= = = = = === == == === =

==============

OPERATIONS ===================~==========~====================== ============

==============

08182008

Description Subsidiary of Rockwood Specialties Inc

Princeton NJ started 2000 which operates as a wholesaler

of chemicals or allied products Parent company owns 100

of capital stock

Wholesales corrosion preventative chemicals (100)

Terms are Net 30 days Has 600+ account(s) Sells to

aerospace industry Territory North and South America

Nonseasonal

Employees 100 which includes officer(s) 65 employed here

Facilities Leases premises in a single story brick building

Location Central business section on well traveled street

Branches This business has multiple branches detailed branchdivision information is available in

Dun amp Bradstreets linkage or family tree products

==============~==============~===================================

==============

SIC amp NAICS ================================================================= ==============

SIC Based on information in our file NAICS DampB has assigned this company an extended 8-digit SIC DampBs use of 424~90 Other Chemical and Alli~d

a-digit SICs enables us to be more Products Merchant specific to a companys operations Wholesalers than if we use the standard 4-digit code

51691001 Anti-corrosion products

=================================================~== ============

============== PAYMENT SUMMARY

==============~===========~=========================== ===========

===============

DampB has not received a sufficientsample of payment experiences to establish a PAYDEX score

DampB receives over 600 million payment experiences each year We enter these new and updated experiences intoDampB Reports as this information is received At this time none of those experi~nces relate to this company

=======================================================~==========

============== FINANCE

================================================================= ==-= = = == == === ==

06142007

On JUN 14 2007 Michael Lissandrello SIs Mgr deferred financial statement

Michael Lissandrello submitted the following partial estimates dated JUN 14 2007

Sales for 2006 were $100000000

As of June 14 2007 a search of Dun amp Bradstreets Public Record database found no open suits liens judgements or UCCs to which Chemetall Oakite Inc at 675 Central Ave New Providence NJ was named defendant or debtor Public records received hereafter will be entered into the database and will be included in reports which contain a Public Filings ~ection

==============================================~====== ===========

============== PUBLIC FILINGS

================~====~================================ ===========

==============

A check of DampBs public records database indicates that no filings were found for CHEMETALL OAKITE INC at 675 Central Ave New Providence NJ

DampBs extensive database of public record information is updated daily to ensure timely reporting of changes and additions It includes business-related suits liens judgments bankruptcies UCC financing statements and business registrations from every state and the District of Columbia as well as select filing types from Puerto Rico and the US Virgin Islands

DampBmiddotcollects public records throughmiddot a combination of court reporters third parties and direct electronic links with federal and local authori~ies Its database of US business-related filings is now the largest of its kind

===~====~========================================================

============== GOVERNMENT ACTIVITY

================================================================= ==============

Activity summary Borrower (DirGuar) NO Administrative debt NO Contractor YES Grantee NO Party excluded from federal program(s) NO

Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8(A) firm NA

The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other sources

Copyright 2009 Dun amp Bradstreet- Provided under contract

for the exclusive use of subscriber 264750059L

FULL DISPLAY COMPLETE

~ ~

396484BIR21523427615308tng emailhtm

-- -- - ~-

(I custservdnbeom To Lee SpielmannH2USEPAlUSEPA Karen

SeetlR2USEPAlUSEPA08112009 0314 PM cc

bec

Subject CHEMETALL US INC DampB Business Information Report

The following e-mail was sent to you by seetkarenepagov Personal Note

~--~amp8 has more oDtfcins tohelDvou decide with confidence Learn more about DampB products and services Is this an important decision ~~~~~

Get more with DampBs Enhanced Comprehensiye Report bull Business failure and credit scores

Click here to providebull Context behind the scores bull Added industrv and Financial comparisons feedback on this report

~~OC--~

f4fi1 Order reports on other businesses

Copyright 2009 Dun amp Bradstreet - Provided under contract

for the exclusive use of subscriber 264750059L

ATTN Lee Spielmann Report Printed AUG 11 2009

In Date

=====================~===========================================

============== BUSINESS SUMMARY

===============================~====================== ===========

==============

CHEMETALL US INC (SUBSIDIARY OF ROCKWOOD HOLDINGS INC PRINCETON NJ) CHEMETALL OAKITE 675 Central Ave New Providence NJ 07974

This is a headquarters I D-U~N-S Number 55-612-1200 (subsidiary) location IBranch (es) or division(s) exist I DampB Rating

Mailing address PO Box 7 IIINew Providence NJ

07974 DampB PAYDEXreg

1 12-Month DampB 74 Web site wwwchemetallcom I PAYDEX

I

Telephone 908 464-6900 I When weighted by dollar amount

f paYments to suppliers average 9 days Chief executive RONALD FELBER I beyond terms

I

PRES-CEO II Based on trade collected

over last Year started 1909 I 12 months

Management control

Employs

Financial statement date

Sales F

Net worth

History

Financing

Financial condition

SIC

Line of business

2004

340 (90 here)

DEC 31 2008

$130723000

(106438000)

CLEAR

SECURED

UNBALANCED

2842 2899 2851

Mfg polishsanitation gd mfg chemical preparation

IIIIIIIII

=======================================================~========

==============

SUMMARY ANALYSIS ================================================================= ==============

DampB Rating

The Rating was changed on April 17 2009 because of DampB I S overall assessment of the companys financial payment and history information The blankrating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and that further enquiry should be made before reaching a decision Some reasons for using a II_II

symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information

Below is an overview of the companys rating history since 060707

DampB Rating Date Applied 041709

1R4 030209 1R3 101408 4A3 072408 4A2 060707

The Summary Analysis section reflects information in DampBs file as of August 10 2009

====================~=====================~======================

============== CUSTOMER SERVrCE

================================================~===== ===========

==============

If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you are outside the US contact your local DampB office

Additional Decision Support Available

Additional DampB products monitoring services and specialized

investigations are available tomiddothelp you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcommiddot

================================================================= ==============

HISTORY ====~=========================~=====~================= =========== ==============

The following information was reported 07142009

Officer(s) RONALD FELBER PRES-CEO PHILIP E KELLY VICE PRESIDENT GREGORY V POFF VICE PRESIDENT

DIRECTOR (S) THE OFFICER(S)

The Delaware Secretary of States business registrations file showed that Oakite Products Inc was registered as a corporation on December 19 1991

Business started 1909 by David C Ball George W Oakley and Daniel C Smith Present control succeeded 2004 100 of capital stock is owned by parent company

RONALD FELBER born 1951 1989~present active here 1985-1989 employed with Avon Products Inc New York NY Graduated from Georgetown University in 1973 with a BS degree Also received MA degree from Loyola University in 1985

PHILP E KELLY born 1948 1972-present active here Graduated from University of Dayton in 1970 with a BS Degree Also received MBA Degree from Seton Hall University in 1978

GREGORY V POFF born 1948 1970-present active here Graduated from Catawba College in 1970 with a BA degree Also received MBA from Pace University in

1982

==========================~========================~=============

==============

CORPORATE FAMILY ================================================================= ==============

The following global corporate family members are related to this business Members are listed alphabetically first by company name then by country or US state then by city

Parent Rockwood Holdings Inc Princeton NJ 01-616-4399

Subsidiaries (International) Cheme~allCanada Limited Brampton CANADA 20-036-7514 Chemetall Mexicana SA de CV El Marques MEXICO 81-232-9050

Branches (US) Chemetall Us Inc La Mirada CA 15-886-0572 Chemetall Us Inc Romulus MI 00-515-7698

Affiliates (US) Chemetall Chemical Products Inc New Providence NJ 82-485-0580 Chemetall Oakite La Mirada - Plant La Mirada CA 61- 036 -9832middot Mineral Research and Development Charlotte NC 61-036-9477 Rockwood Holding Company Chicago IL 78-166-9635 Rockwood Specialties Consolidated Inc Princeton NJ 03-845-1386 Rockwood Specialties Group Inc Princeton NJ 10-679-3433 SachtlebenCorporation White Plains NY

95-666-4114 Viance LLC Charlotte NC 79-544-7346

Affiliates (International) Sachtleben Pigments Oy Helsinki FINLAND 54-023-5819

================================================================ ==============

OPERATIONS ==========~========================================== ============

==============

07142009

Description Subsidiary of Rockwood Holdings Inc Princeton NJ

As noted the parent company is Rockwood Holdings Inc

DUNS 01-616-4399 and reference is made to that report

for background information on the parent company and its

management

Manufactures specialty cleaning polishing or sanitation

preparations and sanitation preparations disinfectants or

deodorants Manufactures chemical preparations

specializing in metal treating compounds rust resisting

compounds and water treating compounds Manufactures

paints varnishes lacquers enamels or allied products

and paint removers

Has 10000 account(s) Terms are Net 30 days Sells to

industrial concerns Territory United States Mexico

Brazil and Canada

Nonseasonal

Employees 340 which includes officer(s) and 2 part-time 90 employed

here

Facilities Rents 37000 sq ft ina one story brick building

Location Suburban business section on well traveled street

Branche~ This business has multiple branches detailed branchdivision information is available in

Dun amp Bradstreets linkage or family tree products

Subsidiaries This business has 2 subsidiaries listed below

The extent of ownership where known is shown in

parenthesis following company name

Oakite Canada Limited Bramalea Ontario Canada (100)

Manufactures chemical specialty products Intercompany

relations reported by management to consist of

merchandise and service transactions cleared as scheduled

Chemetall Mexicana Monteray Mexico (100) Manufactures

chemical specialty products

=================================================~===============

==============

SIC amp NAICS ===========~===============~=================================~===

==============

SIC Based on information in our file NAICS DampB has assigned this company an extended a-digit SIC DampBs use of 325612 Polish and Other a-digit SICs enables us to be more Sanitation Good specific to a companys operations Manufacturing than if we use the standard 325612 Polish and Other 4-digit code Sanitation Good

middot 28420000 Polishes and sanitation Miscellaneous

goods and 28420400 Sanitation Manufacturing

preparations Miscellaneous

disinfectants and and

deodorants Manufacturing 28999931 Metal treating compounds Miscellaneous 28999942 Rust resistirtg compounds and

28999948 Water treat~ng compounds Manufacturing 28510000middot Paints and allied Coating

products middot28510401 Paint removers Coating

325998

325998

325998

325510

325510

Manufacturing All Other

Chemical Product

preparation

All Other

Chemical PrOduct

Preparation

All Other

Chemical Product

Preparation

Paint and

Manufacturing Paint and

Manufacturing

================================================================= ==============

DampB PAYDEX ================================================================= ==============

The DampB PAYDEX is a unique dollar weighted indicator of payment performance based on up to 157 payment experiences as reported to DampB by trade references

3-Month DampB PAYDEX 75 I 12-Month DampB PAYDEX 74 I

When weighted by dollar amount I When weighted by dollar amount payments to suppliers average average 9 days beyond terms

Based on trade collected over collected over last months

8 days I payments to suppliers

last 3

I beyond terms II Based on trade

I 12 months

================================================================= ==============

PAYMENT SUMMARY ================================================================= ==============

The Payment Summary section reflects payment information in DampBs file as of the date of this report

Below is an overview of the companys dollar-weighted payments segmented by its suppliers primary industries

Mfg electric test prd 1 35000 35000 100

OTHER INDUSTRIES 101 283550 20000 73 22 4 - 1

Other payment categories Cash experiences 7 750 250 Payment record unknown 0 Omiddot 0 Unfavorable commeJlts 1 1000 1000

Placed for collections With DampB 1 7500 Other 0 NA

===== ============== ========== Total in DampBs file 157 3017350 900000

The highest Now Owes on file is $750000

The highest Past Due on file is $10000

Dun amp Bradstreet has 157 payment experiences in its file for this company For your convenience we have displayed 80 representative experiences in the PAYMENTS section

====~============================================================

==============

PAYMENT DETAILS ================================================================= ==============

Detailed payment history

Date Paying High Now Past Selling Last Salemiddot Reported Record Credit Owes Due Terms Within

(rhmyy) ($) ($) ($) (months)

0709 Ppt 50 0 1 mo

Ppt 2500 0 1 mo

Ppt 200 i OOO 100000 2500 N60 1 mo

Ppt 200000 100000 0

----------------

0508 Ppt-Slow 30 20000 10000 deg N30 1 rno 0707 (08 0) 7500

Placed for collection

Accounts are sometimes placed for collection everi though the existence or amount of the debt is disputed

Payment experiences reflect how bills are met in relation to the terms granted In some instances payment beyond terms can be the result of disputesmiddot over merchandise skipped invoices etc

Each experience shown is from a separate supplier Updated trade experiences replace those previously reported

================================================================= ==============

FNANCE ================================================================= ==============

04172009

Three-year statement comparative

Fiscal Fiscal Fiscal

Dec 31 2005 Dec 31 2006 Dec 31 2008

Current Assets 53345000 33854000 34348000 Current Liabs 16314000 11173000 18594000 Current Ratio 327 303 1 85 Working Capital 37031000 22681000 15754000 Other Assets 9824000 15582000 124757000 Net Worth 38515000 28063000

1304000 Sales 79763000 86130000 130723000 Long Term Liab 8340000 10200000 139207000 Net Profit (Loss) 1105000 8689000 490000

Fiscal statement dated DEC 31 2008

Assets j Liabilities I -----------shy1

Other Curr Assets 343-480001 Other Curr Liabs 18594000

---------------1 Curr Assets 343480001 Curr Liabs 18594000

I Fixt amp Equip 110620001 Pension Reserves 7990000 Goodwill-Net 252040001 Other Liabilities 129932000 other Intangible 825380001 LT Liab-Other 1285000 Assets-Net TOTAL EQUITY 1304000 Deferred Income 2680001 Taxes I Other Assets 56850001

---------------11

Total Assets 1591050001 Total 159105000

From JAN 01 2008 to DEC 31 2008 annual sales $130723000 cost of goods soldmiddot $69475000 Gross profit $61248000 operating expenses $48302000 Operating income $i2946OOO other expenses $11971bOOi net income before taxes $975000 Federal income tax $485000 Net income $490000

Submitted MAR 31 2009 by Ronald Felber pres-ceo Prepared from books without audit

On April 17~ 2009 themiddotfinancial information was updated

================================================================= ==============

KEY BUSINESS RATIOS ================================================================= ==============

Statement date DEC 31 2008 Based on this number of establishments 28

Firm IIndustry Median I---~------------

Return of Sales 04 IReturn of Sales 11 Current Ratio middot18 ICurrent Ratio 21 Assets Sales 1217 IAssets Sales 575 Total Liability Net Worth 9999 ITotal Liability Net Worth 83 7

================================================================= ==============

PUBLIC FILINGS ================================================================= ==============

The following Public Filing data is for information purposes only and is not the official record Certified copies can only be obtained from the official source

================================================================= ==============

UCC FILINGS =~==================================================== ===========

==============

Collateral All Assets Type Original

-----------------------------------------------------------------

Sec party THROUGH ITS

ADMINISTRATIVE AGENT

Debtor Filing number Filed with DOVER DE

Date filed Latest Info Received

Collateral General

Leased Equipment

Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ

Date filed Latest Info Received

Collateral

Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ

Date filed Latest Info Received

CREDIT SUISSE FIRST BOSTON ACTING

CAYMAN ISLANDS BRANCH AS

NEW YORK NY OAKITE PRODUCTS INC 4216854 2 SECRETARY OF STATEUCC DIVISION

08022004 08262004

Accounts receivable and proceeds shy

intangibless) and proceeds shy

and proceeds Original CANON FINANCIAL SERVICES MOUNT

OAKITE PRODUCTS INC 23913509 SECRETARY OF STATEUCC DIVISION

11302006 12272006

Leased Assets - Leased Business machineryequipment Original CANON FINANCIAL SERVICES INC MT

OAKITE PRODUCTS INC 21685842 SECRETARY OF STATEUCC DIVISION

07112003 07292003

Type Continuation Sec party CREDIT SUISSE (FKA CREDIT SUISSEmiddot FIRST

BOSTON) ACTING THROUGH ITS CAYMAN ISLA NEW

YORK NY Debtor CHEMETALL CORPORATION Filing number 2009 0642311 Filed with SECRETARY OF STATEUCC DIVISION DOVER DE

Date filed 02272009 Latest Info Receiv~d 05122009 Original UCC filed date 08022004 Original filing no 4216861 7

The public record items contained in this report may have been paid termirtated vacated or released prior to the date this report was printe~

=======~===============================================~======== ==============

GOVERNMENT ACTIVITY =====================================================~ ===========

==============

Activity summary Borrower (DirGuar) NO Administrative debt YES Contractor YES Grantee NO Party excluded from federal program(s) NO

Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8 (A) firm NA

The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other- sources

----7-------shyCopyright 2009 Dun amp Bradstreet - Provided under

contract I

for the exclusive use of subsCriber 264750059L

FULL DISPLAY COMPLETE

~ 396484BIRHQ2156 3427456432lng emailhIm

dmiddotmiddotmiddotmiddotmiddotto Chemetall

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ICompany Overview

Chemetall is a global company committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry eg lithium and cesium compounds

Chemetalls businesses historically emerged from the combination of expertise in chemistry and metallurgy which is still mirrored in the companys name Chemetall mainly sells customised packages of products and services ranging from consultation via development through to the operation of entire plants at the customers site - for instance car body pre-treatment in the automotive industry

The companys product portfolio is based on continuous research and development of leading edge technologies High perfOrming products combined with Chemetalls dedication to providing the best technical service and support to its customers have over the decades established excellent market positions in its fields of activity

Chemetall GmbH is headquartered in Frankfurt am Main It is the centre of a worldwide network of some 40 subsidiaries in Europe North and South America Asia Australia and Africa Most of these companies operate their own production sites and many also have their own development laboratories A largely decentralised organisation ensures that each local company can respond quickly and flexibly to the customers needs in its markets whilst at the same time being able to draw on the specialist resources within the Group In this way Chemetall combines the strength of a global supplier with the flexibility and customer focus of a medium-size company

Since August 1st 2004 Chemetall has been part of middotRockwood Holdings Inc

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May 272009 Significant savings achieved with the change from zinc-phosphating pretreatment to Oxsllanreg technology Opel Replaces its Metal Pretreatment System Adam Opel GmbH in Kaiserslautem Germany is an important more

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April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more

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April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more

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February OS 2009 Chemetall Aerospace Technologies has successfully integrated the NOT business of Ely Chemical Company Ltd We are proud to inform our customers around the world that Chemetall has effectively transferred and more

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January 20 2009 Chemetall Oakite changed its name to Chemetall

Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc more

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2008

August 01 2008 Chemetall acquires Nalco Finishing Technologies Rockwood Holdings Inc Chemetall-Group has acquired Nalcos Finishing Technologies (FT) businessnull more

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July 31 2008 Chemetall announces global price increases Chemetall is currently increasing prices within a range of 5 to 20 percent or implementing and adjusting more

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2007

----------------- -r - ------1 ------------- c- - --r

April 01 2008 Chemetall acquires NOT Business of Ely Chemical Company Ltd Chemetall GmbH FrankfurtM via its UK subsidiary has acquired the NOT business of the UK basednull more

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March 29 2007 Chemetall Signs Distribution Agreement with Advanced Chemistry amp Technology Inc Chemetall Aerospace Technologies announced that it has signed an exclusive sales and distribution agreement more

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February 212007 Chemetall Acquires the Chemical Division Business of Wirral Fospray Chemetall PLC has announced the acquisition of the chemical division business from Wirral Fospray Limited more

~JI

January 22 2007 Rockwood Appoints M~nlka Engel-Bader President ofChemetal Rockwood Holdings Inc (NYSEROC) has announced that Dr Monika EngelshyBader has been appointed tonull more=

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kindof activity Production fields of activity Lithium

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Country United States Streetaddress 13177 Huron River Drive ZIP MI 48174 City Romulus Phone +1-734-941 3800 Fax +1-734-941-5524 kind of activity Productionmiddot fields of activity Surface Treatment MapMgQ

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IIsectsectsect Chemetall US Inc

Country United States Streetaddress 16961 Knott Ave ZIP CA 90638 City La Mirada Phone +1800-331-1197 Fax +1 714a70-6480 kind of activity Sales Production fields of activity Surface Treatment Map Mm

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Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-464-6900 Fax +1908-464-5571 kind of activity Headoffice $ales Production fields of activity Surface Treatment Direct Contact Email oakiteproductschemetaILcom Map Map

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Chemetall Foote Corp

Country United States Streetaddress 348 Holiday Inn prive ZIP NC 28086 City Kings Mountain Phone +1-704-739 2501 Fax +1-704-734 0208 kind of activity Headoffice Sales Production fields of actvity Lithium Direct Contact Email footelithiumchemetallcom Map Map

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Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-665-9466 Fax +1-908-665-8543 kind of activity Headoffice Sales fields of activity Special metals MapM~

~II ~11

~ Chemetall Foote Corp

Country United States Streetaddress 856 Foote Lane

ZIP TN 37134 City New Johnsonville Phone +1-931-535 3401 Fax +1-931-535 3404 kind of activity Production fields of activity Lithium Map Map

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Country United States Streetaddress Hwy 265 ZIP NV 89047 City Silver Peak Phone +1-775-937-2222 Fax +1-775-937-2250

httpwwwchemetallcomindexj spcontent=contact_choice 1jspid=UnitedStatesampconti 8112009

~aa -rlte_middot~ bull Chemetall

II~metaIIOakl~ changeditsnClme tOlhemetall

Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc doing business as Chemetall The same applies to the Canadian subsidiary whose official name will be Chemetall Canada Limited

middotCustomers around the world link Chemetall with quality innovation and extraordinary technical services says Joris Merckx President Surface Treatment at Chemetall middotOne consistent name of our all our subsidiaries will strengthen our corporate brand and with it our image he commented

No changes Will be made to the Mexican and Brazilian entities as these countries already operate their business under the name of Chemetall

About Chemeta

Chemetall a company of Rockwood Holdings Inc (NYSE ROC) is one of the leading global companies committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry including lithium and cesium compounds

Contact Sandra Zirm Phone +496971653605 Mall sandrazirmchemetallcom

~I ~II

Page 11: :;c= ---------------------------------------------x >.' --~ -'- ::~C~l d- r ......Opportunity for Hearing (Complaint) was issued on September 24, 2009 and served on September 28, 2009

11

Dated May 26 2010 New York New York

Le~ A Spielmann Assistant Regional C6unsel Waste and Toxic Substances Branch Environmental Protection Agency Region 2 290 Broadway 16th floor New York New York 10007-1866 212-637-3222 fax 212-637-3199

TO

Regional Hearing Clerk US Environmental Protection Agency Region 2

Honorable Barbara A Gunning Presiding Officer

Benne C Hutson Esq McGuire Woods LLP Counsel for Respondent

In re Oakite Products Inc et al Docket No TSCA-02-2009-9148

CERTIFICATE OF SERVICE

I certify that I have this day caused to be sent the foregoing COMPLAINANTS INITIAL PREHEARING EXCHANGE dated May 26 2010 in the following manner to the respective addressees listed below

Original and One Copy By Inter-Office Mail

Office of Regional Hearing Clerk US Environmental Protection Agency - Region 2 290 Broadway 16th floor New York New York 10007-1866

Copy by UPS Overnight Mail

Honorable Barbara A Gunning Administrative Law Judge US Environmental Protection Agency Franklin Court Building 1099 14th Street NW Suite 350 Washington DC 20460

Copy by UPS Overnight Mail

Benne C Hutson Esq McGuire Woods LLP 201 North Tryon Street PO Box 31247 (28231) Charlotte North Carolina 28202

Dated May 26 2010 New York New York

THE ENFORCEMENT RESPONSE POLICY FOR REPORTING AND RECORD-KEEPING RULES AND REQUIREMENTS FOR TSCA SECTIONS 8 12 AND 13 produced by EPAs Toxics and Pesticides Enforcement Division of the Office of Regulatory Enforcement within the Office of Enforcement and Compliance Assurance (revised March 31 1999 effective June 1 1999) available at httpcfpubepagovcomplianceresourcespoliciesciviltscal

tEO sr 1 p

gt ft t UNITED STATES ENVIRONMENTAL PROTECTION AGENCY S~~11 o Cl WASHINGTON DC 20460 ~ ltl

~ l of( AOt~c

OFFICE OF ENFORCEMENT AND

COMPLIANCE ASSURANCE

JUN - 5 2006

MEMORANDUM

SUBJECT Penalty Policy Supplements Pursuant to the 2004 Civil Monetary Penalty Inflation Adjustment Rule

FROM Stephanie P Brown Acting Director AIPdJ~YJmiddot~ Toxics and Pesticides Enforcement Di~~i~middot -- --- Office of Civil Enforcement

TO Regional Counsels Regional TSCA FIFRA and EPCRA Division Directors

This memorandum modifies each enforcement responsepenalty policy (Penalty Policy) within the purview ofthe Toxics and Pesticides Enforcement Division (TPED) to adjust for the Civil Monetary Penalty Inflation Adjustment Rule published in the Federal Register 011 February 132004 (69 Fed Reg 7121) and codified at 40 CFR Parts 19 and 27 (Final Rule) The matrices herein supercede and void any interim matrices for the 2004 rule issued or used by TPED or a Regional Office In accordance with the Final Rule all violations occurring on or after March 152004 are subject to statutory penalties adjusted for inflation A complete list of each Penalty Policy subject to this memorandum is provided at Attachment A Appendix B provides instructions for amending each Penalty Policy as well as updated matrices for inseliion into each policy

The adjustments here follow the implementation policy established in the attached September 212004 memorandum signed by Thomas V Skinner That memorandum provides for adjusting each cell in a penalty matrix by multiplying the existing gravity-based penalty component by 11723 We are aware that this approach results in penalty amounts (within matrix celIs) that are not roimded-off as compared to previous iterations This is the outcome required by proper application of the Final Rule The September 212004 memorandum also provides for rounding the aggregate penalty in a particular case to the nearest $100 unit after calculating and summing the gravity-based penalties for each count in the case

Intemet Address (URL) bull hltpllwwwepagov ReCycledRecyclable Prin18d with Vegetable Oil Baaed Inks on Recycled Paper (Minimum 5Olo Postconsumer content)

Violations occurring before March 152004 and after January 30 1997 remain subject to penalties adjusted for inflation as specified in TPEDs April 18 1997 memorandum entitled Penalty Policy Suwlements Pursuant to the Civil Penalty Inflation Adjustment Rule Copies of this memorandum are available upon request

Please contact Brian Dyer at (202) 564-4166 (dyerbrianepagov) if you have any questions concerning these penalty adjustments

Attaclunents

cc Rosemarie Kelley US EPA OECAOCE David Abdalla us EPA OECAOCE Susan OKeefe US EPA OECAOCE John Neylan US EPA OECAOC Tom Ripp US EPA OECAOC Priscilla Flattery US EPA OPPTSOPPT Ben Smith US EPA OEIOIAA

Craig Matthiessen US EPA OSWERJOEM Daniel Helfgott US EPA OPPTSOPP Deborah Brown US EPA Region 1 Nancy Bannakian US EPA Region 1 Ken Stoller US EPA Region 2 Adrian Enache US EPA Region 2 Daniel Kraft US EPA Region 2 John Higgins US EPA Region 2 Ken Eng US EPA Region 2 Harry Daw US EPA Region 3 Aquanetta Dickens US EPA Region 3 Mikal Shabazz US EPA Region 3 Jeaneanne Gettle US EPA Region 4 Anthony Toney US EPA Region 4 Joanne Benante US EPA Region 4 Caron Falconer US EPA Region 4 Anthony Restaino US EPA Region 5 MarkHorwitz US EPA Region 5 Bob Goodfellow US EPA Region 6 Maria Martinez US EPA Region 6 Steve Vargo US EPA Region 6 Jamie Green US EPA Region 7 Mark A Smith US EPA Region 7 Elisabeth Evans US EPA Region 8 Pam Cooper US EPA Region 9 Paula Bisson US EPA Region 9 Scott Downey US EPA Region 10

TPED Pen Adj Memo wAttachments - Page 2 of J9

ATTACHMENT A

FEDERAL INSECTICIDE FUNGICIDE AND RODENTICIDE ACT

FIFRA Worker Protection Standard Penalty Policy - Interim Final- (0901197)

Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act --Good Laboratory Practice (GLP) Regulations - (093091)

Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act (FIFRA) - (070290)

FIFRA Section 7(c) Enforcement Response Policy - (021086)

TOXIC SUBSTANCES CONTROL ACT

Section 1018 - Disclosure Rule Enforcement Response Policy - (020100)

Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8 12 AND 13shy(033199)

Polychlorinated Biphenyls Penalty Policy - (022698)

Enforcement Response Policy for TSCA Section 4 Test Rules - (052886)

Amendment to the TSCA Section 5 Enforcement Response Policy - (060889)

Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Polic~ - (013189)

Interim Final Enforcement Response Policy Asbestos Abatement Projects Worker Protection Final Rule - (111489)

Final TSCA GLP Enforcement Response Policy - (040985)

EMERGENCY PLANNING AND COMMUNITY RIGHT-TO-KNOW ACT

Enforcement Response Policy for Section 313 of the Emergency Planning Community Right-ToshyKnow Act (1989) and Section 6607 of the Pollution Prevention Act (1990) Amended shy(041201)

Enforcement Response Policy for Sections 30~ 311 and 312 of the Emergency Planning and Community Right-to-Know Act (1989) and Section 103 of the Comprehensive Environmental Response Compensation and Liability Act -(093099)

TPED Pen Adj Memo wAttachments - Page 3 of 19

ATTACHMENT B

FlFRA

Insert table (p 4-A) behind page 4 FIFRA Worker Protection Standard PenaltY Policy - Interim Final (090 97)

No insert Rodenticide Act - Good Laboratory Practice (GLP) Regulations (093091) Enforcement Response Policy for the Federal Insecticide Fungicide and

When proposing penalty amounts under the Enforcement Response Policy for GLP Regulations dated September 30 1991 actual dollar amounts are determined by using the ERP for FIFRA (070290) See directions below for F1FRA ERP

Insert after page 19-A in the policy and page CshyRodenticide Act (070290) Enforcement Response Policy for the Federal Insecticide Fungicide and

I in the appendix

No insert While the FIFRA ERP (1990) does not supersede the Section 7(c) ERP (1986) the matrix setting forth the penalties in the ERP for FIFRA (070290) should be used instead of the matrix in the 1986 policy

FIFRA Section 7(c)Enforcement Response Policy (021086)

TSCA

Insert matrix (Appendix B-4-A) behind Appendix B-4

Section 1018 - Disclosure Rule Enforcement Response Policy (020 I00)

Insert matrix (p7-B) behind page 7-A 12 AND 13 (033199) Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8

Polychlorinated Biphenyls Penalty Policy (040990) Insert matrix (p9-B) behind page 9-A

Enforcement Response Policy for TSCA Section 4 Test Rules (052886) Insert matrix (p2-B) behind page 2-A

Amendment to the TSCA Section 5 Enforcement Response Policy (060889) Insert matrix (p16-B) behind page 16-A

Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Insert matrix (pII-B) behind page II-A Policy (0 131 89) Insert matrix (p17-B) behind page 17-A

Interim Final Enforcement Response Policy - Asbestos Abatement Projects Insert matrix (p 6-B) behind page 6-A Worker Protection Final Rule (111489)

Final TSCA GLP Enforcement Response Policy (040985) Insert matrix (pA-B) behind page 4-A

EPCRA

Enforcement Response Policy for Section 313 of the Emergency Planning and I Insert matrix (pi I-B) behind page II-A Community Right-To-Know Act (1989) and Section 6607 ofthe Pollution Prevention Act (1990) Amended (04120 I )

Final Enforcement Response Policy for Sections 304 311312 of EPCRA and I Insert matrix (pp 20C amp 200) behind page 20B Section 103 ofCERCLA (093099)

TPED Pen Adj Memo wAttachments - Page 4 of 19

Page8-A

Gravity based penaltY matrix to supplement Recordkeeping and Reporting Rules and Requirements for TSCA Sections 8 12 and 13 for violations that occur on or after March 15 2004 Insert behind ~e 8

TSCA sectsect 8 12 amp 13 GRAVITY BASED PENALTY MATRIX

EXTENT CIRCUMSTANCES

A B C Major Significant Minor

LEVELS 1 $32500 $21922 $6448

High Range 2 $25791 $16764 $3869

3 $19343 $12895 $1934 Mid Range

4 $12895 $7737 $1290

5 $6448 $3869 $645 Low Range

6 $2579 $1676 $258

Note After calculating the gravity-based penalty for each count the total applicable gravity-based penalty for all counts in a particular casematter should be rounded to the nearest unit of $100 as required by the memorandum from Thomas Skinner dated September 212004 implementing the Civil Monetary Penalty Adjustment Rule as published in the Federal Register on February 132004 (69 FR 7121)

TPED Pen Adj Memo wAnachments - Page 9 of 19

UNITED STATES ENVIRONMENTAL PROTECTION AGENCY

TSCA Section 5 and 8 Inspection Chemetall Oakite Inc 675 Central Avenue New Providence NJ 07974

From Chester Norman Chemist Leonard Pappalardo Chemist Toxics Section Toxics Section

To Daniel 1 Kraft Chief Toxics Section

On May 14 2008 a TSCA Section 5 and 8 inspection was conducted at Chemetall Oakite Inc at the address listed above This inspection was conducted as part of the regional neutral inspection scheme We scheduled the meeting in advance with Mr Michael Chang Manager Health and Environmental Department Upon arriving at Chemetall Oakite Inc official credentials were presented to Mr Michael Chang Julia C Murray Vice President Technical Marketing and Ron Ascenzo Director Technical Marketing Notices ofInspection (Attachment 1) and Confidentiality (Attachment 2) were issued and explained to Ms Murray Ms Murray signed the notices

Chemetall Oakite is an importer of chemicals They import metal cleaners and surface treatment chemicals They have approximately 110 employees in New Providence New Jersey Chemetall has been at this site since 2006 prior to that they were located in Berkley Heights New Jersey Chemetall Oakite Inc is also known as Chemetall Chemical Products and Chemetall Americas Chemetall Americas is owned by Rockwood Holding Company who is owned by Chemetall BMGH in Germany Their Standard Industrial Codes (SIC) is 5169 The companys fiscal year is the calendar year Ms Murray said Chemetall Oakite Incs corporate sales were approximately $100000000 Chemetall Oakites facility in New Providence New Jersey is the corporate headquarters sales export and import offices and their research and development laboratories for the United States Chemetall Oakite Inc has manufacturing facilities in La Mirada CA and Romulus MI

We asked if they filed an Inventory Update Report for the 2006 reporting period They didnt know We asked if they filed a preliminary assessment inventory report for any of the chemicals the company manufactures or imports and they responded they didnt know We asked if they filed any PMNs recently they responded with a 10 year old low volume exemption and an older PMN We asked if they filed any significant new use report they responded no We asked if they had a

TSCA Section 8c file They also responded no

We issued Receipts for Samples and Documents and Confidential Business Information Nothing was declared Confidential

Attachments 1 Notice ofInspection 2 Notice of Confidentiality 3 Receipt for Samples and Documents 4 Declaration of Confidential Business Information

I bull US ENVIRONMENTAL PIlOTECTlON ~- WASHINGTON DC 204Ci0

TOXIC 5UBSTAlCES CONTllOL ACI EPA-----_- _--__--------------------- shyTOXICS SECfION - NOTICE OF INSPECflON

1_ INVESTIGATION IDENT1FICAnON 3 F~Z~ ~~7jJi--- Chemetall Oaki 42008

S FACllrryS ADDRESS

~PA Region 2 MS-I05 iPECTORS ADDRESS

675 Central Ave Woodbridge Avenue New Providence New Jersey 07974-1560

on NJ08837-5602

REASON FOR INSPECTION

Under the authority of Section II of the Toxics Substances Control Act

b For the purposes of inspecting (Including taking samples photographs statements and other inspection activities) an establisbment facility or other premises in which chemical substances or mixtures or articles containing same are manufactured processed or stored or held before or after their distribution in commerce ( including records files papers processes controls and facilities) and any conveyance being used to transport chemical substances mixtures or articles containing same in connection with their distribution in commerce (including records files papers processes controls and facilities) bearing on whether the requirements of the Act applicable to the chemical substances mixtures or articles within or ass()Ciated with such premises or conveyance have been complied with

In In addition this inspection extends to (Check appropriate blocks)

Jq- A Financial data o D Personnel data I

LV B Sales data o E Research data

13 C Pricin ~ data The natureland extent of the inspection of such data specified in A through E above is as follows

~rtification

lcknowledge that the statements I have made on this fonnand all attachments thereto are true accurate and complete I acknowledge that y knowingly false or misleading statement may be punishable by fine or imprisonment or both under applicable law

PREVIOUS VERSIONS ARE OBSOLETE

ME

rnE Chemist

DATE SIGNED

~r TI11E -shy~J ~ea~~ (1 4~

A FORM 77ltWmiddot3A FOR 1018 (REVISED JAN 2002)

IUR FORM (Form U) submitted September 24 2008

CBIDELETED

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0- 0shy

-P 0 0shy

Zn2+ 0shyNAME Phosphoric acid zinc salt (21) 1RN 13598-37-3

l) - P -o-Il o

MW 25533

Enlarge Structure

SHrch Infomudion

Bask For more information about this substance NlWiglitiOn

you may select from the the links below

File Locator DSL [I] Domestic Sub List of Canada

EINECS [I] EU Inv of Exist Comm Chem Sub

PubChem [I] PubChem

RTECS [I] Reg of Toxic Eft of Chern Sub

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Internet Locator EPA SRS [I] EPA Substance Registry System

Bacls to Previous Page

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OH I

HO-P-OH

1 o

NAME Ethanol 2-amino- phosphate (1 ) RN 29868-05-1 r

OH

MW 159077

Enlarge Structure

s_tc Information For more information about this substance

you may select from the the links below

File Locator DSL rn Domestic Sub List of Canada

EINECS rn EU Inv of Exist Comm Chem Sub

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TSCAINV rn EPA Chem Sub Inventory

Internet Locator EPA SRS rn EPA Substance Registry System

search Navigation

Back to Prelious Page

US National Library of M-edicine 8600 Rockville Pike Bethesda MD 20894 National Institutes of Health Department of Health amp Human Services Copyright and Privacy Policy Freedom of Information ft4 Accessibility

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o II

HO- P-O- Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH

MW 119976

=nlarge Structure

Basic ellmiddotFor more information about this substance NavigationInformation you may select from the the links below

File Locator ClinicalTrialsgov ill NIH ClinicalTrialsgov

DART rn Developmental and ReprodTox

DailyMed rn NLMFDA Drug Labelling

DrugPortal rn NLM Drug Information Portal

EINECS rn EU Inv of Exist Comm Chem Sub

EMIC ill Env Mutagen Info Center

HSDB rn Hazardous Substances Data Bank

Household Products rn Household Products Database

MeSH rn Medical Subject Headings File

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PubMed rn Biomedical Citations From PubMed

PubMedAIDS rn AIDS Citations from PubMed

PubMed Cancer rn Cancer Citations from PubMed

PubMed ToxicoQgy rn Toxicology Citations From PubMed

RTECS ill Reg onoxic Eft of Chem Sub

TOXLINE rn NLM TOXLINE on TOXNET

Internet Locator DrugsFDA rn FDA Drug Database

EPA Envirofacts ill EPA Master Chemical Integrator

EPAPPIS rn EPA Pest Prod Info System

EPA SRS rn EPA Substance Registry System

IUCLID rn EU IUCLID Chemical Data Sheet

SRC DATALOG rn Syracuse Res Corp DATALOG

USAgov rn USAgov Search Engine

httpchemsisnlmnihgovchemidplusProxyServletobjectHandle=DBMaintampactionHand 932009

ChemIDplus Advanced Page 2 of2

Superlist Locator DSL ill Domestic Sub List of Canada

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INER rn EPA Pesticide Inert Ingredients

PAFA rn FDA Substances added to food

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o II

HO - P shy 0shy Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH

MW 119976

Enlarge Stru_cture

BaBic lurcbFor more information about this substance NavfgationInformation

you may select from the the links below

File Locator ClinicalTrialsgov rn NIH ClinicalTrialsgov

DART rn Developmental and ReprodTox

DailyMed rn NLMFDA Drug Labelling

DrugPortal rn NLM Drug Information Portal

EINECS rn EU Inv of Exist Comm Chem Sub

EMIC rn Env Mutagen Info Center

HSDB rn Hazardous Substances Data Bank

Household Products rn Household Products Database

MeSH rn Medical Subject Headings File

PubChem rn PubChem

PubMed rn Biomedical Citations From PubMed

PubMed AIDS rn AIDS Citations from PubMed

PubMed Cancer rn Cancer Citations from PubMed

PubMed Toxico]Qgy rn Toxicology Citations From PubMed

RTECS rn Reg of Toxic Eft of Chem Sub

TOXLlliE rn NLM TOXLINE on TOXNET

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VJJJU1LlpJU) L1UVUJJ U 1 a~~ J VJ k

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NAME Zinc nitrate RN 7779-88-6

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0shyI

N+i o 0shy

Zn2+ 0shy

I N+ 0shy0

MW 189398

InJil~~tJ(tlJr~

ell Navigiltlon

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ampampampampamp ampu I IU Y fo4IampU ~ L U~ La o

IRQ rn CERCLA Reportable Quantities I

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0 0

pl

o 0

Mn2 lt

NAME Phosphoric acid manganese(2+) salt (21) RN 18718-07-5

0 I

o-p -o-Il o

MW 244878

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0- 0_

po 0_

Zn2+ 0shyNAME Phosphoric acid zinc salt (21) lRN 13598-37-3 -0 - P -o-Il o

MW 25533

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0shy

I ~N-o 0shy

Mn+ NAME Manganese nitrate 0shyRN 10377-66-9 I

N+- 0shy0

MW 178946

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NAME Potassium cis-9-octadecenoic acid RN 143-18-0

o

O

(

MW 320555

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OH I

HO-P=O

~ OHN~I

0) p NAME Sodium aminotris(methylenephosphonate) II OHRN 20592-85-2

0P HO shy

OH

MW 2990478

Enlarge Structure

hale I~----F-o-r-m-o-re-in-fo-r-m-a-t-io-n-a-b-o-u-t-t-hi-s-s-u-b-s-ta-n-c-e------1 N=~Information

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NAME Sodium silicate RN 1344-09-8

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0shyt

O=Si 0shy

MW 122063

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Na+

Na+

SNrell N8Yfgetlon

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NAME Boric acid dipotassium salt RN 1332-77-0

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NAME Potassium tallate No StructureRN 61790-44-1

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HO OH

j ~

HO

OH

J NAME Boric acid compd with 222middotnitrilotris (ethanol) OH ~N-

HO

RN 68413middot80middot9

MW 2110202

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f

NAME Butanedioic acid 2-(octen-1-yl)- potassium salt (1 2)

ti~middotmiddot

(gt

a

RN 58641-28-4

MW 304466

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H3C OH

NAME Alcohol [USP] RN 64-17-5

MW 460684

~nlarge Structur~

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H3C OH

NAME Alcohol [U5P] RN 64-17-5

MW 460684

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0shy

IOp-o- cr3+

NAME Chromic phosphate I 0shyRN 7789-04-0

MW 146966

Enlarge Structure

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NAME Monoammonium phosphate RN 7722-76-1

0 II

HO-P -0shyI

NW 4

OH

MW 115024

Enlarge Structure

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PAFA

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HO OH Si NH2NAME Silanetriol 1-(3-aminopropyl)shy HO ~ ~

RN 58160-99-9

MW 13721

Enlarge Structure

auk Information For more information about this substance

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675 Central we

New PlOYidence Unton NJ 07974 PO BOX 7 N_ PrcNiclence

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51691001 Anti-corrosion product 424690 424690-Other Chemical lII1d Allied Prod

Ron Felper

President

65 100 $100000000

016164399 000000000 1067934JJ

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556121200 Cham_Uslnc Chemelall dalcrle 675 Centrol we 11_ PrrMdllf1C8 Union NJ 07974 POBOX 7 New PrrMdence NJ 079740007 9OB-464~900

26420000 Polishes and sanitation goods 325612 325612-Po1ish amp 01 Ssnitalion Gd MIg Ronald Felber Pesident

90 340 S130723000

016164399 0000000oo 016164399

PRIVATE COMPANY HEADQUARTERS 40697755 74408967

custservdnbcom To Lee SpielmannR2USEPAlUSEPA Karen

bull SeetlR2USEPAlUSEPA08132009 11 22 AM

cc

bcc

Subject CHEMETALL OAKITE INC DampB Business Information Report

The folloWing e-mail was sent to you by seetkarenepagov Personal Note

ampBhas more options to help you decide with confidence Learn more about DampB eroducts and services lis this an important decision ~ IUJlilIImil

Get more with DampBs Enhanced Comprehensive Report ~I bull Business failure and credit scores

Click here to provideI bull Context behind the scores Added industrY and Financial comDarisons feedback on this report

iiiiRi55i~iiiiiAii~1~-

ort on this business

J --1- )21 _II1tjjjj1 Wgll_~yg 1

Copyright 2009 bun amp Bradstreet - Provided under contract

for the exclusive use of subscriber 264750059L

ATTN Lee Spielmann Report Printed AUG 13 2009

========================~======~=================================

============== BUSINESS SUMMARY

==========~======================================================

==============

CHEMETALL OAKITE INC (SUBSIDIARY OF ROCKWOOD SPECIALTIES INC PRINCETON NJ) 675 Central Ave New Providence NJ 07974

This is a headquarters D-U-N-Sreg Number 93-771-2248 (subsidiary) location Branch (es) or division(s) exist DampB Rating

Mailing address PO Box 7

II I

New ~rovidence NJ07974

Web site wwwrockwoodspeciallI IIIIIIIIIIIIII

Telephone

Chief executive

Year started

Management control

Employs

Sales

History

SIC

Line of business

tiescom

908 464-6900

RON FELPER PRES

1987

2006

100 (65 here)

$100000000

CLEAR

5169

Whol corrosion preventative chemicals

III III

================================================================= ===============

SPECIAL EVENTS ================================================================ ==============

06142007 Business started 1987 Present control succeeded June 2006

================================================================= ==============

SUMMARY ANALYSIS ================================================================= ==============

DampB Rating

The blank rating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and

that further enquiry should be made before reaching a decision Some reasons for using a _II symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information

Below is an overview of the companys rating history since 061507

DampBRating Date Applied 061507

The Summary Analysis section reflects information in DampBs file as of August 102009

=================~======~==~==~=======================~==========

============== INVESTIGATIVE SERVICES

================================================================= ==============

Update available on request

This information is being provided to you immediately in the interest of speed This reportmay not reflect the current status of this business DampB can investigate this business and update the information based on the resulta of that investigation

By ordering a standard investigation the same day you order this report an updated report will be provided to you at no extra cost

=========~=======================================================

==============

CUSTOMER SERVICE ================================================================= ==============

If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you

~ (

are outside the us contact your local DampB office

Additional Decision Support Available

Additional DampB products monitoring services and specialized investigations are available to help you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcom

=================================================================

===== = = = === = = =

HISTORY ================================================================= ==============

The following information was reported 08182008

Officer(s) RON FELPER PRES

THE OFFICER(S)

Business started 1987 Present control succeeded June 2006 100 of capital stock is owned by the parent company

RON FELPER Work history is unknown

Business address has changed from 14826 Ne 95th St Redmond WA 98052 to 675 Central Ave New Providence NJ 07974

=~===============================================================

==============

CORPORATE FAMILY =====================c=========================================== ==============

The following global corporate family members are related to this busihess

Members are listed alphabetically first by company name then by country or us state then by city

Global Ultimate Rockwood Holdings Inc Princeton NJ 01-616-4399

Parent Rockwood Specialties Group Inc Princeton NJ 10-679-3433

Affiliates (US) Advantis Technologies Inc Alpharetta GA 93-189-6385 Alphagary Corporation Leominster MA 09-743-4484 Ceramtec North America Innovative Laurens SC 17-483-0034 Ceramic Engineering Corporation Chemetall Foote Corp Kings Mountain NC 00-232-9456 Chemical Specialties Inc Charlotte NC 04-297-3313 Pure Wafer Inc Prescott AZ 83-746-8321 Rockwood Pigments NA Inc Beltsville MD 04-754-7690 Southern Clay Products Inc Gonzales TX 04-166-1737

Affiliates (International) AlphaGary (Canada) Limited Stoney Creek CANADA 24-924-8626 Cs i Kemwood AB Helsingborg SWEDEN 35-401-6487middot ProCeram spolmiddot s ro Dolni Rychnov CZECH 49-516-1929

REPUBLIC

== = = == = == = == ==== = == = = = == = = ==== = ==== = = ==== = = ===-= = = = = === == == === =

==============

OPERATIONS ===================~==========~====================== ============

==============

08182008

Description Subsidiary of Rockwood Specialties Inc

Princeton NJ started 2000 which operates as a wholesaler

of chemicals or allied products Parent company owns 100

of capital stock

Wholesales corrosion preventative chemicals (100)

Terms are Net 30 days Has 600+ account(s) Sells to

aerospace industry Territory North and South America

Nonseasonal

Employees 100 which includes officer(s) 65 employed here

Facilities Leases premises in a single story brick building

Location Central business section on well traveled street

Branches This business has multiple branches detailed branchdivision information is available in

Dun amp Bradstreets linkage or family tree products

==============~==============~===================================

==============

SIC amp NAICS ================================================================= ==============

SIC Based on information in our file NAICS DampB has assigned this company an extended 8-digit SIC DampBs use of 424~90 Other Chemical and Alli~d

a-digit SICs enables us to be more Products Merchant specific to a companys operations Wholesalers than if we use the standard 4-digit code

51691001 Anti-corrosion products

=================================================~== ============

============== PAYMENT SUMMARY

==============~===========~=========================== ===========

===============

DampB has not received a sufficientsample of payment experiences to establish a PAYDEX score

DampB receives over 600 million payment experiences each year We enter these new and updated experiences intoDampB Reports as this information is received At this time none of those experi~nces relate to this company

=======================================================~==========

============== FINANCE

================================================================= ==-= = = == == === ==

06142007

On JUN 14 2007 Michael Lissandrello SIs Mgr deferred financial statement

Michael Lissandrello submitted the following partial estimates dated JUN 14 2007

Sales for 2006 were $100000000

As of June 14 2007 a search of Dun amp Bradstreets Public Record database found no open suits liens judgements or UCCs to which Chemetall Oakite Inc at 675 Central Ave New Providence NJ was named defendant or debtor Public records received hereafter will be entered into the database and will be included in reports which contain a Public Filings ~ection

==============================================~====== ===========

============== PUBLIC FILINGS

================~====~================================ ===========

==============

A check of DampBs public records database indicates that no filings were found for CHEMETALL OAKITE INC at 675 Central Ave New Providence NJ

DampBs extensive database of public record information is updated daily to ensure timely reporting of changes and additions It includes business-related suits liens judgments bankruptcies UCC financing statements and business registrations from every state and the District of Columbia as well as select filing types from Puerto Rico and the US Virgin Islands

DampBmiddotcollects public records throughmiddot a combination of court reporters third parties and direct electronic links with federal and local authori~ies Its database of US business-related filings is now the largest of its kind

===~====~========================================================

============== GOVERNMENT ACTIVITY

================================================================= ==============

Activity summary Borrower (DirGuar) NO Administrative debt NO Contractor YES Grantee NO Party excluded from federal program(s) NO

Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8(A) firm NA

The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other sources

Copyright 2009 Dun amp Bradstreet- Provided under contract

for the exclusive use of subscriber 264750059L

FULL DISPLAY COMPLETE

~ ~

396484BIR21523427615308tng emailhtm

-- -- - ~-

(I custservdnbeom To Lee SpielmannH2USEPAlUSEPA Karen

SeetlR2USEPAlUSEPA08112009 0314 PM cc

bec

Subject CHEMETALL US INC DampB Business Information Report

The following e-mail was sent to you by seetkarenepagov Personal Note

~--~amp8 has more oDtfcins tohelDvou decide with confidence Learn more about DampB products and services Is this an important decision ~~~~~

Get more with DampBs Enhanced Comprehensiye Report bull Business failure and credit scores

Click here to providebull Context behind the scores bull Added industrv and Financial comparisons feedback on this report

~~OC--~

f4fi1 Order reports on other businesses

Copyright 2009 Dun amp Bradstreet - Provided under contract

for the exclusive use of subscriber 264750059L

ATTN Lee Spielmann Report Printed AUG 11 2009

In Date

=====================~===========================================

============== BUSINESS SUMMARY

===============================~====================== ===========

==============

CHEMETALL US INC (SUBSIDIARY OF ROCKWOOD HOLDINGS INC PRINCETON NJ) CHEMETALL OAKITE 675 Central Ave New Providence NJ 07974

This is a headquarters I D-U~N-S Number 55-612-1200 (subsidiary) location IBranch (es) or division(s) exist I DampB Rating

Mailing address PO Box 7 IIINew Providence NJ

07974 DampB PAYDEXreg

1 12-Month DampB 74 Web site wwwchemetallcom I PAYDEX

I

Telephone 908 464-6900 I When weighted by dollar amount

f paYments to suppliers average 9 days Chief executive RONALD FELBER I beyond terms

I

PRES-CEO II Based on trade collected

over last Year started 1909 I 12 months

Management control

Employs

Financial statement date

Sales F

Net worth

History

Financing

Financial condition

SIC

Line of business

2004

340 (90 here)

DEC 31 2008

$130723000

(106438000)

CLEAR

SECURED

UNBALANCED

2842 2899 2851

Mfg polishsanitation gd mfg chemical preparation

IIIIIIIII

=======================================================~========

==============

SUMMARY ANALYSIS ================================================================= ==============

DampB Rating

The Rating was changed on April 17 2009 because of DampB I S overall assessment of the companys financial payment and history information The blankrating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and that further enquiry should be made before reaching a decision Some reasons for using a II_II

symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information

Below is an overview of the companys rating history since 060707

DampB Rating Date Applied 041709

1R4 030209 1R3 101408 4A3 072408 4A2 060707

The Summary Analysis section reflects information in DampBs file as of August 10 2009

====================~=====================~======================

============== CUSTOMER SERVrCE

================================================~===== ===========

==============

If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you are outside the US contact your local DampB office

Additional Decision Support Available

Additional DampB products monitoring services and specialized

investigations are available tomiddothelp you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcommiddot

================================================================= ==============

HISTORY ====~=========================~=====~================= =========== ==============

The following information was reported 07142009

Officer(s) RONALD FELBER PRES-CEO PHILIP E KELLY VICE PRESIDENT GREGORY V POFF VICE PRESIDENT

DIRECTOR (S) THE OFFICER(S)

The Delaware Secretary of States business registrations file showed that Oakite Products Inc was registered as a corporation on December 19 1991

Business started 1909 by David C Ball George W Oakley and Daniel C Smith Present control succeeded 2004 100 of capital stock is owned by parent company

RONALD FELBER born 1951 1989~present active here 1985-1989 employed with Avon Products Inc New York NY Graduated from Georgetown University in 1973 with a BS degree Also received MA degree from Loyola University in 1985

PHILP E KELLY born 1948 1972-present active here Graduated from University of Dayton in 1970 with a BS Degree Also received MBA Degree from Seton Hall University in 1978

GREGORY V POFF born 1948 1970-present active here Graduated from Catawba College in 1970 with a BA degree Also received MBA from Pace University in

1982

==========================~========================~=============

==============

CORPORATE FAMILY ================================================================= ==============

The following global corporate family members are related to this business Members are listed alphabetically first by company name then by country or US state then by city

Parent Rockwood Holdings Inc Princeton NJ 01-616-4399

Subsidiaries (International) Cheme~allCanada Limited Brampton CANADA 20-036-7514 Chemetall Mexicana SA de CV El Marques MEXICO 81-232-9050

Branches (US) Chemetall Us Inc La Mirada CA 15-886-0572 Chemetall Us Inc Romulus MI 00-515-7698

Affiliates (US) Chemetall Chemical Products Inc New Providence NJ 82-485-0580 Chemetall Oakite La Mirada - Plant La Mirada CA 61- 036 -9832middot Mineral Research and Development Charlotte NC 61-036-9477 Rockwood Holding Company Chicago IL 78-166-9635 Rockwood Specialties Consolidated Inc Princeton NJ 03-845-1386 Rockwood Specialties Group Inc Princeton NJ 10-679-3433 SachtlebenCorporation White Plains NY

95-666-4114 Viance LLC Charlotte NC 79-544-7346

Affiliates (International) Sachtleben Pigments Oy Helsinki FINLAND 54-023-5819

================================================================ ==============

OPERATIONS ==========~========================================== ============

==============

07142009

Description Subsidiary of Rockwood Holdings Inc Princeton NJ

As noted the parent company is Rockwood Holdings Inc

DUNS 01-616-4399 and reference is made to that report

for background information on the parent company and its

management

Manufactures specialty cleaning polishing or sanitation

preparations and sanitation preparations disinfectants or

deodorants Manufactures chemical preparations

specializing in metal treating compounds rust resisting

compounds and water treating compounds Manufactures

paints varnishes lacquers enamels or allied products

and paint removers

Has 10000 account(s) Terms are Net 30 days Sells to

industrial concerns Territory United States Mexico

Brazil and Canada

Nonseasonal

Employees 340 which includes officer(s) and 2 part-time 90 employed

here

Facilities Rents 37000 sq ft ina one story brick building

Location Suburban business section on well traveled street

Branche~ This business has multiple branches detailed branchdivision information is available in

Dun amp Bradstreets linkage or family tree products

Subsidiaries This business has 2 subsidiaries listed below

The extent of ownership where known is shown in

parenthesis following company name

Oakite Canada Limited Bramalea Ontario Canada (100)

Manufactures chemical specialty products Intercompany

relations reported by management to consist of

merchandise and service transactions cleared as scheduled

Chemetall Mexicana Monteray Mexico (100) Manufactures

chemical specialty products

=================================================~===============

==============

SIC amp NAICS ===========~===============~=================================~===

==============

SIC Based on information in our file NAICS DampB has assigned this company an extended a-digit SIC DampBs use of 325612 Polish and Other a-digit SICs enables us to be more Sanitation Good specific to a companys operations Manufacturing than if we use the standard 325612 Polish and Other 4-digit code Sanitation Good

middot 28420000 Polishes and sanitation Miscellaneous

goods and 28420400 Sanitation Manufacturing

preparations Miscellaneous

disinfectants and and

deodorants Manufacturing 28999931 Metal treating compounds Miscellaneous 28999942 Rust resistirtg compounds and

28999948 Water treat~ng compounds Manufacturing 28510000middot Paints and allied Coating

products middot28510401 Paint removers Coating

325998

325998

325998

325510

325510

Manufacturing All Other

Chemical Product

preparation

All Other

Chemical PrOduct

Preparation

All Other

Chemical Product

Preparation

Paint and

Manufacturing Paint and

Manufacturing

================================================================= ==============

DampB PAYDEX ================================================================= ==============

The DampB PAYDEX is a unique dollar weighted indicator of payment performance based on up to 157 payment experiences as reported to DampB by trade references

3-Month DampB PAYDEX 75 I 12-Month DampB PAYDEX 74 I

When weighted by dollar amount I When weighted by dollar amount payments to suppliers average average 9 days beyond terms

Based on trade collected over collected over last months

8 days I payments to suppliers

last 3

I beyond terms II Based on trade

I 12 months

================================================================= ==============

PAYMENT SUMMARY ================================================================= ==============

The Payment Summary section reflects payment information in DampBs file as of the date of this report

Below is an overview of the companys dollar-weighted payments segmented by its suppliers primary industries

Mfg electric test prd 1 35000 35000 100

OTHER INDUSTRIES 101 283550 20000 73 22 4 - 1

Other payment categories Cash experiences 7 750 250 Payment record unknown 0 Omiddot 0 Unfavorable commeJlts 1 1000 1000

Placed for collections With DampB 1 7500 Other 0 NA

===== ============== ========== Total in DampBs file 157 3017350 900000

The highest Now Owes on file is $750000

The highest Past Due on file is $10000

Dun amp Bradstreet has 157 payment experiences in its file for this company For your convenience we have displayed 80 representative experiences in the PAYMENTS section

====~============================================================

==============

PAYMENT DETAILS ================================================================= ==============

Detailed payment history

Date Paying High Now Past Selling Last Salemiddot Reported Record Credit Owes Due Terms Within

(rhmyy) ($) ($) ($) (months)

0709 Ppt 50 0 1 mo

Ppt 2500 0 1 mo

Ppt 200 i OOO 100000 2500 N60 1 mo

Ppt 200000 100000 0

----------------

0508 Ppt-Slow 30 20000 10000 deg N30 1 rno 0707 (08 0) 7500

Placed for collection

Accounts are sometimes placed for collection everi though the existence or amount of the debt is disputed

Payment experiences reflect how bills are met in relation to the terms granted In some instances payment beyond terms can be the result of disputesmiddot over merchandise skipped invoices etc

Each experience shown is from a separate supplier Updated trade experiences replace those previously reported

================================================================= ==============

FNANCE ================================================================= ==============

04172009

Three-year statement comparative

Fiscal Fiscal Fiscal

Dec 31 2005 Dec 31 2006 Dec 31 2008

Current Assets 53345000 33854000 34348000 Current Liabs 16314000 11173000 18594000 Current Ratio 327 303 1 85 Working Capital 37031000 22681000 15754000 Other Assets 9824000 15582000 124757000 Net Worth 38515000 28063000

1304000 Sales 79763000 86130000 130723000 Long Term Liab 8340000 10200000 139207000 Net Profit (Loss) 1105000 8689000 490000

Fiscal statement dated DEC 31 2008

Assets j Liabilities I -----------shy1

Other Curr Assets 343-480001 Other Curr Liabs 18594000

---------------1 Curr Assets 343480001 Curr Liabs 18594000

I Fixt amp Equip 110620001 Pension Reserves 7990000 Goodwill-Net 252040001 Other Liabilities 129932000 other Intangible 825380001 LT Liab-Other 1285000 Assets-Net TOTAL EQUITY 1304000 Deferred Income 2680001 Taxes I Other Assets 56850001

---------------11

Total Assets 1591050001 Total 159105000

From JAN 01 2008 to DEC 31 2008 annual sales $130723000 cost of goods soldmiddot $69475000 Gross profit $61248000 operating expenses $48302000 Operating income $i2946OOO other expenses $11971bOOi net income before taxes $975000 Federal income tax $485000 Net income $490000

Submitted MAR 31 2009 by Ronald Felber pres-ceo Prepared from books without audit

On April 17~ 2009 themiddotfinancial information was updated

================================================================= ==============

KEY BUSINESS RATIOS ================================================================= ==============

Statement date DEC 31 2008 Based on this number of establishments 28

Firm IIndustry Median I---~------------

Return of Sales 04 IReturn of Sales 11 Current Ratio middot18 ICurrent Ratio 21 Assets Sales 1217 IAssets Sales 575 Total Liability Net Worth 9999 ITotal Liability Net Worth 83 7

================================================================= ==============

PUBLIC FILINGS ================================================================= ==============

The following Public Filing data is for information purposes only and is not the official record Certified copies can only be obtained from the official source

================================================================= ==============

UCC FILINGS =~==================================================== ===========

==============

Collateral All Assets Type Original

-----------------------------------------------------------------

Sec party THROUGH ITS

ADMINISTRATIVE AGENT

Debtor Filing number Filed with DOVER DE

Date filed Latest Info Received

Collateral General

Leased Equipment

Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ

Date filed Latest Info Received

Collateral

Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ

Date filed Latest Info Received

CREDIT SUISSE FIRST BOSTON ACTING

CAYMAN ISLANDS BRANCH AS

NEW YORK NY OAKITE PRODUCTS INC 4216854 2 SECRETARY OF STATEUCC DIVISION

08022004 08262004

Accounts receivable and proceeds shy

intangibless) and proceeds shy

and proceeds Original CANON FINANCIAL SERVICES MOUNT

OAKITE PRODUCTS INC 23913509 SECRETARY OF STATEUCC DIVISION

11302006 12272006

Leased Assets - Leased Business machineryequipment Original CANON FINANCIAL SERVICES INC MT

OAKITE PRODUCTS INC 21685842 SECRETARY OF STATEUCC DIVISION

07112003 07292003

Type Continuation Sec party CREDIT SUISSE (FKA CREDIT SUISSEmiddot FIRST

BOSTON) ACTING THROUGH ITS CAYMAN ISLA NEW

YORK NY Debtor CHEMETALL CORPORATION Filing number 2009 0642311 Filed with SECRETARY OF STATEUCC DIVISION DOVER DE

Date filed 02272009 Latest Info Receiv~d 05122009 Original UCC filed date 08022004 Original filing no 4216861 7

The public record items contained in this report may have been paid termirtated vacated or released prior to the date this report was printe~

=======~===============================================~======== ==============

GOVERNMENT ACTIVITY =====================================================~ ===========

==============

Activity summary Borrower (DirGuar) NO Administrative debt YES Contractor YES Grantee NO Party excluded from federal program(s) NO

Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8 (A) firm NA

The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other- sources

----7-------shyCopyright 2009 Dun amp Bradstreet - Provided under

contract I

for the exclusive use of subsCriber 264750059L

FULL DISPLAY COMPLETE

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ICompany Overview

Chemetall is a global company committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry eg lithium and cesium compounds

Chemetalls businesses historically emerged from the combination of expertise in chemistry and metallurgy which is still mirrored in the companys name Chemetall mainly sells customised packages of products and services ranging from consultation via development through to the operation of entire plants at the customers site - for instance car body pre-treatment in the automotive industry

The companys product portfolio is based on continuous research and development of leading edge technologies High perfOrming products combined with Chemetalls dedication to providing the best technical service and support to its customers have over the decades established excellent market positions in its fields of activity

Chemetall GmbH is headquartered in Frankfurt am Main It is the centre of a worldwide network of some 40 subsidiaries in Europe North and South America Asia Australia and Africa Most of these companies operate their own production sites and many also have their own development laboratories A largely decentralised organisation ensures that each local company can respond quickly and flexibly to the customers needs in its markets whilst at the same time being able to draw on the specialist resources within the Group In this way Chemetall combines the strength of a global supplier with the flexibility and customer focus of a medium-size company

Since August 1st 2004 Chemetall has been part of middotRockwood Holdings Inc

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May 272009 Significant savings achieved with the change from zinc-phosphating pretreatment to Oxsllanreg technology Opel Replaces its Metal Pretreatment System Adam Opel GmbH in Kaiserslautem Germany is an important more

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April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more

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April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more

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February OS 2009 Chemetall Aerospace Technologies has successfully integrated the NOT business of Ely Chemical Company Ltd We are proud to inform our customers around the world that Chemetall has effectively transferred and more

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January 20 2009 Chemetall Oakite changed its name to Chemetall

Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc more

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2008

August 01 2008 Chemetall acquires Nalco Finishing Technologies Rockwood Holdings Inc Chemetall-Group has acquired Nalcos Finishing Technologies (FT) businessnull more

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July 31 2008 Chemetall announces global price increases Chemetall is currently increasing prices within a range of 5 to 20 percent or implementing and adjusting more

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2007

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April 01 2008 Chemetall acquires NOT Business of Ely Chemical Company Ltd Chemetall GmbH FrankfurtM via its UK subsidiary has acquired the NOT business of the UK basednull more

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March 29 2007 Chemetall Signs Distribution Agreement with Advanced Chemistry amp Technology Inc Chemetall Aerospace Technologies announced that it has signed an exclusive sales and distribution agreement more

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February 212007 Chemetall Acquires the Chemical Division Business of Wirral Fospray Chemetall PLC has announced the acquisition of the chemical division business from Wirral Fospray Limited more

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January 22 2007 Rockwood Appoints M~nlka Engel-Bader President ofChemetal Rockwood Holdings Inc (NYSEROC) has announced that Dr Monika EngelshyBader has been appointed tonull more=

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kindof activity Production fields of activity Lithium

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Country United States Streetaddress 13177 Huron River Drive ZIP MI 48174 City Romulus Phone +1-734-941 3800 Fax +1-734-941-5524 kind of activity Productionmiddot fields of activity Surface Treatment MapMgQ

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Country United States Streetaddress 16961 Knott Ave ZIP CA 90638 City La Mirada Phone +1800-331-1197 Fax +1 714a70-6480 kind of activity Sales Production fields of activity Surface Treatment Map Mm

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Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-464-6900 Fax +1908-464-5571 kind of activity Headoffice $ales Production fields of activity Surface Treatment Direct Contact Email oakiteproductschemetaILcom Map Map

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Country United States Streetaddress 348 Holiday Inn prive ZIP NC 28086 City Kings Mountain Phone +1-704-739 2501 Fax +1-704-734 0208 kind of activity Headoffice Sales Production fields of actvity Lithium Direct Contact Email footelithiumchemetallcom Map Map

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Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-665-9466 Fax +1-908-665-8543 kind of activity Headoffice Sales fields of activity Special metals MapM~

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Country United States Streetaddress 856 Foote Lane

ZIP TN 37134 City New Johnsonville Phone +1-931-535 3401 Fax +1-931-535 3404 kind of activity Production fields of activity Lithium Map Map

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Country United States Streetaddress Hwy 265 ZIP NV 89047 City Silver Peak Phone +1-775-937-2222 Fax +1-775-937-2250

httpwwwchemetallcomindexj spcontent=contact_choice 1jspid=UnitedStatesampconti 8112009

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Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc doing business as Chemetall The same applies to the Canadian subsidiary whose official name will be Chemetall Canada Limited

middotCustomers around the world link Chemetall with quality innovation and extraordinary technical services says Joris Merckx President Surface Treatment at Chemetall middotOne consistent name of our all our subsidiaries will strengthen our corporate brand and with it our image he commented

No changes Will be made to the Mexican and Brazilian entities as these countries already operate their business under the name of Chemetall

About Chemeta

Chemetall a company of Rockwood Holdings Inc (NYSE ROC) is one of the leading global companies committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry including lithium and cesium compounds

Contact Sandra Zirm Phone +496971653605 Mall sandrazirmchemetallcom

~I ~II

Page 12: :;c= ---------------------------------------------x >.' --~ -'- ::~C~l d- r ......Opportunity for Hearing (Complaint) was issued on September 24, 2009 and served on September 28, 2009

In re Oakite Products Inc et al Docket No TSCA-02-2009-9148

CERTIFICATE OF SERVICE

I certify that I have this day caused to be sent the foregoing COMPLAINANTS INITIAL PREHEARING EXCHANGE dated May 26 2010 in the following manner to the respective addressees listed below

Original and One Copy By Inter-Office Mail

Office of Regional Hearing Clerk US Environmental Protection Agency - Region 2 290 Broadway 16th floor New York New York 10007-1866

Copy by UPS Overnight Mail

Honorable Barbara A Gunning Administrative Law Judge US Environmental Protection Agency Franklin Court Building 1099 14th Street NW Suite 350 Washington DC 20460

Copy by UPS Overnight Mail

Benne C Hutson Esq McGuire Woods LLP 201 North Tryon Street PO Box 31247 (28231) Charlotte North Carolina 28202

Dated May 26 2010 New York New York

THE ENFORCEMENT RESPONSE POLICY FOR REPORTING AND RECORD-KEEPING RULES AND REQUIREMENTS FOR TSCA SECTIONS 8 12 AND 13 produced by EPAs Toxics and Pesticides Enforcement Division of the Office of Regulatory Enforcement within the Office of Enforcement and Compliance Assurance (revised March 31 1999 effective June 1 1999) available at httpcfpubepagovcomplianceresourcespoliciesciviltscal

tEO sr 1 p

gt ft t UNITED STATES ENVIRONMENTAL PROTECTION AGENCY S~~11 o Cl WASHINGTON DC 20460 ~ ltl

~ l of( AOt~c

OFFICE OF ENFORCEMENT AND

COMPLIANCE ASSURANCE

JUN - 5 2006

MEMORANDUM

SUBJECT Penalty Policy Supplements Pursuant to the 2004 Civil Monetary Penalty Inflation Adjustment Rule

FROM Stephanie P Brown Acting Director AIPdJ~YJmiddot~ Toxics and Pesticides Enforcement Di~~i~middot -- --- Office of Civil Enforcement

TO Regional Counsels Regional TSCA FIFRA and EPCRA Division Directors

This memorandum modifies each enforcement responsepenalty policy (Penalty Policy) within the purview ofthe Toxics and Pesticides Enforcement Division (TPED) to adjust for the Civil Monetary Penalty Inflation Adjustment Rule published in the Federal Register 011 February 132004 (69 Fed Reg 7121) and codified at 40 CFR Parts 19 and 27 (Final Rule) The matrices herein supercede and void any interim matrices for the 2004 rule issued or used by TPED or a Regional Office In accordance with the Final Rule all violations occurring on or after March 152004 are subject to statutory penalties adjusted for inflation A complete list of each Penalty Policy subject to this memorandum is provided at Attachment A Appendix B provides instructions for amending each Penalty Policy as well as updated matrices for inseliion into each policy

The adjustments here follow the implementation policy established in the attached September 212004 memorandum signed by Thomas V Skinner That memorandum provides for adjusting each cell in a penalty matrix by multiplying the existing gravity-based penalty component by 11723 We are aware that this approach results in penalty amounts (within matrix celIs) that are not roimded-off as compared to previous iterations This is the outcome required by proper application of the Final Rule The September 212004 memorandum also provides for rounding the aggregate penalty in a particular case to the nearest $100 unit after calculating and summing the gravity-based penalties for each count in the case

Intemet Address (URL) bull hltpllwwwepagov ReCycledRecyclable Prin18d with Vegetable Oil Baaed Inks on Recycled Paper (Minimum 5Olo Postconsumer content)

Violations occurring before March 152004 and after January 30 1997 remain subject to penalties adjusted for inflation as specified in TPEDs April 18 1997 memorandum entitled Penalty Policy Suwlements Pursuant to the Civil Penalty Inflation Adjustment Rule Copies of this memorandum are available upon request

Please contact Brian Dyer at (202) 564-4166 (dyerbrianepagov) if you have any questions concerning these penalty adjustments

Attaclunents

cc Rosemarie Kelley US EPA OECAOCE David Abdalla us EPA OECAOCE Susan OKeefe US EPA OECAOCE John Neylan US EPA OECAOC Tom Ripp US EPA OECAOC Priscilla Flattery US EPA OPPTSOPPT Ben Smith US EPA OEIOIAA

Craig Matthiessen US EPA OSWERJOEM Daniel Helfgott US EPA OPPTSOPP Deborah Brown US EPA Region 1 Nancy Bannakian US EPA Region 1 Ken Stoller US EPA Region 2 Adrian Enache US EPA Region 2 Daniel Kraft US EPA Region 2 John Higgins US EPA Region 2 Ken Eng US EPA Region 2 Harry Daw US EPA Region 3 Aquanetta Dickens US EPA Region 3 Mikal Shabazz US EPA Region 3 Jeaneanne Gettle US EPA Region 4 Anthony Toney US EPA Region 4 Joanne Benante US EPA Region 4 Caron Falconer US EPA Region 4 Anthony Restaino US EPA Region 5 MarkHorwitz US EPA Region 5 Bob Goodfellow US EPA Region 6 Maria Martinez US EPA Region 6 Steve Vargo US EPA Region 6 Jamie Green US EPA Region 7 Mark A Smith US EPA Region 7 Elisabeth Evans US EPA Region 8 Pam Cooper US EPA Region 9 Paula Bisson US EPA Region 9 Scott Downey US EPA Region 10

TPED Pen Adj Memo wAttachments - Page 2 of J9

ATTACHMENT A

FEDERAL INSECTICIDE FUNGICIDE AND RODENTICIDE ACT

FIFRA Worker Protection Standard Penalty Policy - Interim Final- (0901197)

Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act --Good Laboratory Practice (GLP) Regulations - (093091)

Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act (FIFRA) - (070290)

FIFRA Section 7(c) Enforcement Response Policy - (021086)

TOXIC SUBSTANCES CONTROL ACT

Section 1018 - Disclosure Rule Enforcement Response Policy - (020100)

Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8 12 AND 13shy(033199)

Polychlorinated Biphenyls Penalty Policy - (022698)

Enforcement Response Policy for TSCA Section 4 Test Rules - (052886)

Amendment to the TSCA Section 5 Enforcement Response Policy - (060889)

Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Polic~ - (013189)

Interim Final Enforcement Response Policy Asbestos Abatement Projects Worker Protection Final Rule - (111489)

Final TSCA GLP Enforcement Response Policy - (040985)

EMERGENCY PLANNING AND COMMUNITY RIGHT-TO-KNOW ACT

Enforcement Response Policy for Section 313 of the Emergency Planning Community Right-ToshyKnow Act (1989) and Section 6607 of the Pollution Prevention Act (1990) Amended shy(041201)

Enforcement Response Policy for Sections 30~ 311 and 312 of the Emergency Planning and Community Right-to-Know Act (1989) and Section 103 of the Comprehensive Environmental Response Compensation and Liability Act -(093099)

TPED Pen Adj Memo wAttachments - Page 3 of 19

ATTACHMENT B

FlFRA

Insert table (p 4-A) behind page 4 FIFRA Worker Protection Standard PenaltY Policy - Interim Final (090 97)

No insert Rodenticide Act - Good Laboratory Practice (GLP) Regulations (093091) Enforcement Response Policy for the Federal Insecticide Fungicide and

When proposing penalty amounts under the Enforcement Response Policy for GLP Regulations dated September 30 1991 actual dollar amounts are determined by using the ERP for FIFRA (070290) See directions below for F1FRA ERP

Insert after page 19-A in the policy and page CshyRodenticide Act (070290) Enforcement Response Policy for the Federal Insecticide Fungicide and

I in the appendix

No insert While the FIFRA ERP (1990) does not supersede the Section 7(c) ERP (1986) the matrix setting forth the penalties in the ERP for FIFRA (070290) should be used instead of the matrix in the 1986 policy

FIFRA Section 7(c)Enforcement Response Policy (021086)

TSCA

Insert matrix (Appendix B-4-A) behind Appendix B-4

Section 1018 - Disclosure Rule Enforcement Response Policy (020 I00)

Insert matrix (p7-B) behind page 7-A 12 AND 13 (033199) Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8

Polychlorinated Biphenyls Penalty Policy (040990) Insert matrix (p9-B) behind page 9-A

Enforcement Response Policy for TSCA Section 4 Test Rules (052886) Insert matrix (p2-B) behind page 2-A

Amendment to the TSCA Section 5 Enforcement Response Policy (060889) Insert matrix (p16-B) behind page 16-A

Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Insert matrix (pII-B) behind page II-A Policy (0 131 89) Insert matrix (p17-B) behind page 17-A

Interim Final Enforcement Response Policy - Asbestos Abatement Projects Insert matrix (p 6-B) behind page 6-A Worker Protection Final Rule (111489)

Final TSCA GLP Enforcement Response Policy (040985) Insert matrix (pA-B) behind page 4-A

EPCRA

Enforcement Response Policy for Section 313 of the Emergency Planning and I Insert matrix (pi I-B) behind page II-A Community Right-To-Know Act (1989) and Section 6607 ofthe Pollution Prevention Act (1990) Amended (04120 I )

Final Enforcement Response Policy for Sections 304 311312 of EPCRA and I Insert matrix (pp 20C amp 200) behind page 20B Section 103 ofCERCLA (093099)

TPED Pen Adj Memo wAttachments - Page 4 of 19

Page8-A

Gravity based penaltY matrix to supplement Recordkeeping and Reporting Rules and Requirements for TSCA Sections 8 12 and 13 for violations that occur on or after March 15 2004 Insert behind ~e 8

TSCA sectsect 8 12 amp 13 GRAVITY BASED PENALTY MATRIX

EXTENT CIRCUMSTANCES

A B C Major Significant Minor

LEVELS 1 $32500 $21922 $6448

High Range 2 $25791 $16764 $3869

3 $19343 $12895 $1934 Mid Range

4 $12895 $7737 $1290

5 $6448 $3869 $645 Low Range

6 $2579 $1676 $258

Note After calculating the gravity-based penalty for each count the total applicable gravity-based penalty for all counts in a particular casematter should be rounded to the nearest unit of $100 as required by the memorandum from Thomas Skinner dated September 212004 implementing the Civil Monetary Penalty Adjustment Rule as published in the Federal Register on February 132004 (69 FR 7121)

TPED Pen Adj Memo wAnachments - Page 9 of 19

UNITED STATES ENVIRONMENTAL PROTECTION AGENCY

TSCA Section 5 and 8 Inspection Chemetall Oakite Inc 675 Central Avenue New Providence NJ 07974

From Chester Norman Chemist Leonard Pappalardo Chemist Toxics Section Toxics Section

To Daniel 1 Kraft Chief Toxics Section

On May 14 2008 a TSCA Section 5 and 8 inspection was conducted at Chemetall Oakite Inc at the address listed above This inspection was conducted as part of the regional neutral inspection scheme We scheduled the meeting in advance with Mr Michael Chang Manager Health and Environmental Department Upon arriving at Chemetall Oakite Inc official credentials were presented to Mr Michael Chang Julia C Murray Vice President Technical Marketing and Ron Ascenzo Director Technical Marketing Notices ofInspection (Attachment 1) and Confidentiality (Attachment 2) were issued and explained to Ms Murray Ms Murray signed the notices

Chemetall Oakite is an importer of chemicals They import metal cleaners and surface treatment chemicals They have approximately 110 employees in New Providence New Jersey Chemetall has been at this site since 2006 prior to that they were located in Berkley Heights New Jersey Chemetall Oakite Inc is also known as Chemetall Chemical Products and Chemetall Americas Chemetall Americas is owned by Rockwood Holding Company who is owned by Chemetall BMGH in Germany Their Standard Industrial Codes (SIC) is 5169 The companys fiscal year is the calendar year Ms Murray said Chemetall Oakite Incs corporate sales were approximately $100000000 Chemetall Oakites facility in New Providence New Jersey is the corporate headquarters sales export and import offices and their research and development laboratories for the United States Chemetall Oakite Inc has manufacturing facilities in La Mirada CA and Romulus MI

We asked if they filed an Inventory Update Report for the 2006 reporting period They didnt know We asked if they filed a preliminary assessment inventory report for any of the chemicals the company manufactures or imports and they responded they didnt know We asked if they filed any PMNs recently they responded with a 10 year old low volume exemption and an older PMN We asked if they filed any significant new use report they responded no We asked if they had a

TSCA Section 8c file They also responded no

We issued Receipts for Samples and Documents and Confidential Business Information Nothing was declared Confidential

Attachments 1 Notice ofInspection 2 Notice of Confidentiality 3 Receipt for Samples and Documents 4 Declaration of Confidential Business Information

I bull US ENVIRONMENTAL PIlOTECTlON ~- WASHINGTON DC 204Ci0

TOXIC 5UBSTAlCES CONTllOL ACI EPA-----_- _--__--------------------- shyTOXICS SECfION - NOTICE OF INSPECflON

1_ INVESTIGATION IDENT1FICAnON 3 F~Z~ ~~7jJi--- Chemetall Oaki 42008

S FACllrryS ADDRESS

~PA Region 2 MS-I05 iPECTORS ADDRESS

675 Central Ave Woodbridge Avenue New Providence New Jersey 07974-1560

on NJ08837-5602

REASON FOR INSPECTION

Under the authority of Section II of the Toxics Substances Control Act

b For the purposes of inspecting (Including taking samples photographs statements and other inspection activities) an establisbment facility or other premises in which chemical substances or mixtures or articles containing same are manufactured processed or stored or held before or after their distribution in commerce ( including records files papers processes controls and facilities) and any conveyance being used to transport chemical substances mixtures or articles containing same in connection with their distribution in commerce (including records files papers processes controls and facilities) bearing on whether the requirements of the Act applicable to the chemical substances mixtures or articles within or ass()Ciated with such premises or conveyance have been complied with

In In addition this inspection extends to (Check appropriate blocks)

Jq- A Financial data o D Personnel data I

LV B Sales data o E Research data

13 C Pricin ~ data The natureland extent of the inspection of such data specified in A through E above is as follows

~rtification

lcknowledge that the statements I have made on this fonnand all attachments thereto are true accurate and complete I acknowledge that y knowingly false or misleading statement may be punishable by fine or imprisonment or both under applicable law

PREVIOUS VERSIONS ARE OBSOLETE

ME

rnE Chemist

DATE SIGNED

~r TI11E -shy~J ~ea~~ (1 4~

A FORM 77ltWmiddot3A FOR 1018 (REVISED JAN 2002)

IUR FORM (Form U) submitted September 24 2008

CBIDELETED

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Zn2+ 0shyNAME Phosphoric acid zinc salt (21) 1RN 13598-37-3

l) - P -o-Il o

MW 25533

Enlarge Structure

SHrch Infomudion

Bask For more information about this substance NlWiglitiOn

you may select from the the links below

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OH I

HO-P-OH

1 o

NAME Ethanol 2-amino- phosphate (1 ) RN 29868-05-1 r

OH

MW 159077

Enlarge Structure

s_tc Information For more information about this substance

you may select from the the links below

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search Navigation

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HO- P-O- Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH

MW 119976

=nlarge Structure

Basic ellmiddotFor more information about this substance NavigationInformation you may select from the the links below

File Locator ClinicalTrialsgov ill NIH ClinicalTrialsgov

DART rn Developmental and ReprodTox

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EMIC ill Env Mutagen Info Center

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RTECS ill Reg onoxic Eft of Chem Sub

TOXLINE rn NLM TOXLINE on TOXNET

Internet Locator DrugsFDA rn FDA Drug Database

EPA Envirofacts ill EPA Master Chemical Integrator

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o II

HO - P shy 0shy Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH

MW 119976

Enlarge Stru_cture

BaBic lurcbFor more information about this substance NavfgationInformation

you may select from the the links below

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EMIC rn Env Mutagen Info Center

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TOXLlliE rn NLM TOXLINE on TOXNET

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N+i o 0shy

Zn2+ 0shy

I N+ 0shy0

MW 189398

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File Locator DART

DSL

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ill EPA Chern Sub Inventory

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ampampampampamp ampu I IU Y fo4IampU ~ L U~ La o

IRQ rn CERCLA Reportable Quantities I

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0 0

pl

o 0

Mn2 lt

NAME Phosphoric acid manganese(2+) salt (21) RN 18718-07-5

0 I

o-p -o-Il o

MW 244878

Enlarge Structure

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0- 0_

po 0_

Zn2+ 0shyNAME Phosphoric acid zinc salt (21) lRN 13598-37-3 -0 - P -o-Il o

MW 25533

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0shy

I ~N-o 0shy

Mn+ NAME Manganese nitrate 0shyRN 10377-66-9 I

N+- 0shy0

MW 178946

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hale SurchFor more information about this substance Information NllMgatlon

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NAME Potassium cis-9-octadecenoic acid RN 143-18-0

o

O

(

MW 320555

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OH I

HO-P=O

~ OHN~I

0) p NAME Sodium aminotris(methylenephosphonate) II OHRN 20592-85-2

0P HO shy

OH

MW 2990478

Enlarge Structure

hale I~----F-o-r-m-o-re-in-fo-r-m-a-t-io-n-a-b-o-u-t-t-hi-s-s-u-b-s-ta-n-c-e------1 N=~Information

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NAME Sodium silicate RN 1344-09-8

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0shyt

O=Si 0shy

MW 122063

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Na+

Na+

SNrell N8Yfgetlon

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NAME Boric acid dipotassium salt RN 1332-77-0

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NAME Potassium tallate No StructureRN 61790-44-1

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HO OH

j ~

HO

OH

J NAME Boric acid compd with 222middotnitrilotris (ethanol) OH ~N-

HO

RN 68413middot80middot9

MW 2110202

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f

NAME Butanedioic acid 2-(octen-1-yl)- potassium salt (1 2)

ti~middotmiddot

(gt

a

RN 58641-28-4

MW 304466

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H3C OH

NAME Alcohol [USP] RN 64-17-5

MW 460684

~nlarge Structur~

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H3C OH

NAME Alcohol [U5P] RN 64-17-5

MW 460684

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0shy

IOp-o- cr3+

NAME Chromic phosphate I 0shyRN 7789-04-0

MW 146966

Enlarge Structure

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NAME Monoammonium phosphate RN 7722-76-1

0 II

HO-P -0shyI

NW 4

OH

MW 115024

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HO OH Si NH2NAME Silanetriol 1-(3-aminopropyl)shy HO ~ ~

RN 58160-99-9

MW 13721

Enlarge Structure

auk Information For more information about this substance

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Na+ o II

HO- p- 0shyNAME Disodium phosphate IRN 7558-79-4 0- Na+

MW 141958middot

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III EPA Pesticide Inert Ingredients

III Massachusetts Right-to-know Sub

III Pennsylvania Right-to-know Sub

III FDA Substances added to food

III CERCLA Reportable Quantities

rn EPA Chern Sub Inventory

Page 2 of2

US National Library of Medicine 8600 Rockville Pike Bethesda MD 20894 National Institutes of Health Department of Health amp Human Services Copyright and Privacy Policy Freedom of Information Act Accessibility

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httpchernsisnlmnihgov1chemidplusProxyServletobjectHandle=DBMaintampactionHand 932009

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556121200 Cham_Uslnc Chemelall dalcrle 675 Centrol we 11_ PrrMdllf1C8 Union NJ 07974 POBOX 7 New PrrMdence NJ 079740007 9OB-464~900

26420000 Polishes and sanitation goods 325612 325612-Po1ish amp 01 Ssnitalion Gd MIg Ronald Felber Pesident

90 340 S130723000

016164399 0000000oo 016164399

PRIVATE COMPANY HEADQUARTERS 40697755 74408967

custservdnbcom To Lee SpielmannR2USEPAlUSEPA Karen

bull SeetlR2USEPAlUSEPA08132009 11 22 AM

cc

bcc

Subject CHEMETALL OAKITE INC DampB Business Information Report

The folloWing e-mail was sent to you by seetkarenepagov Personal Note

ampBhas more options to help you decide with confidence Learn more about DampB eroducts and services lis this an important decision ~ IUJlilIImil

Get more with DampBs Enhanced Comprehensive Report ~I bull Business failure and credit scores

Click here to provideI bull Context behind the scores Added industrY and Financial comDarisons feedback on this report

iiiiRi55i~iiiiiAii~1~-

ort on this business

J --1- )21 _II1tjjjj1 Wgll_~yg 1

Copyright 2009 bun amp Bradstreet - Provided under contract

for the exclusive use of subscriber 264750059L

ATTN Lee Spielmann Report Printed AUG 13 2009

========================~======~=================================

============== BUSINESS SUMMARY

==========~======================================================

==============

CHEMETALL OAKITE INC (SUBSIDIARY OF ROCKWOOD SPECIALTIES INC PRINCETON NJ) 675 Central Ave New Providence NJ 07974

This is a headquarters D-U-N-Sreg Number 93-771-2248 (subsidiary) location Branch (es) or division(s) exist DampB Rating

Mailing address PO Box 7

II I

New ~rovidence NJ07974

Web site wwwrockwoodspeciallI IIIIIIIIIIIIII

Telephone

Chief executive

Year started

Management control

Employs

Sales

History

SIC

Line of business

tiescom

908 464-6900

RON FELPER PRES

1987

2006

100 (65 here)

$100000000

CLEAR

5169

Whol corrosion preventative chemicals

III III

================================================================= ===============

SPECIAL EVENTS ================================================================ ==============

06142007 Business started 1987 Present control succeeded June 2006

================================================================= ==============

SUMMARY ANALYSIS ================================================================= ==============

DampB Rating

The blank rating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and

that further enquiry should be made before reaching a decision Some reasons for using a _II symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information

Below is an overview of the companys rating history since 061507

DampBRating Date Applied 061507

The Summary Analysis section reflects information in DampBs file as of August 102009

=================~======~==~==~=======================~==========

============== INVESTIGATIVE SERVICES

================================================================= ==============

Update available on request

This information is being provided to you immediately in the interest of speed This reportmay not reflect the current status of this business DampB can investigate this business and update the information based on the resulta of that investigation

By ordering a standard investigation the same day you order this report an updated report will be provided to you at no extra cost

=========~=======================================================

==============

CUSTOMER SERVICE ================================================================= ==============

If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you

~ (

are outside the us contact your local DampB office

Additional Decision Support Available

Additional DampB products monitoring services and specialized investigations are available to help you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcom

=================================================================

===== = = = === = = =

HISTORY ================================================================= ==============

The following information was reported 08182008

Officer(s) RON FELPER PRES

THE OFFICER(S)

Business started 1987 Present control succeeded June 2006 100 of capital stock is owned by the parent company

RON FELPER Work history is unknown

Business address has changed from 14826 Ne 95th St Redmond WA 98052 to 675 Central Ave New Providence NJ 07974

=~===============================================================

==============

CORPORATE FAMILY =====================c=========================================== ==============

The following global corporate family members are related to this busihess

Members are listed alphabetically first by company name then by country or us state then by city

Global Ultimate Rockwood Holdings Inc Princeton NJ 01-616-4399

Parent Rockwood Specialties Group Inc Princeton NJ 10-679-3433

Affiliates (US) Advantis Technologies Inc Alpharetta GA 93-189-6385 Alphagary Corporation Leominster MA 09-743-4484 Ceramtec North America Innovative Laurens SC 17-483-0034 Ceramic Engineering Corporation Chemetall Foote Corp Kings Mountain NC 00-232-9456 Chemical Specialties Inc Charlotte NC 04-297-3313 Pure Wafer Inc Prescott AZ 83-746-8321 Rockwood Pigments NA Inc Beltsville MD 04-754-7690 Southern Clay Products Inc Gonzales TX 04-166-1737

Affiliates (International) AlphaGary (Canada) Limited Stoney Creek CANADA 24-924-8626 Cs i Kemwood AB Helsingborg SWEDEN 35-401-6487middot ProCeram spolmiddot s ro Dolni Rychnov CZECH 49-516-1929

REPUBLIC

== = = == = == = == ==== = == = = = == = = ==== = ==== = = ==== = = ===-= = = = = === == == === =

==============

OPERATIONS ===================~==========~====================== ============

==============

08182008

Description Subsidiary of Rockwood Specialties Inc

Princeton NJ started 2000 which operates as a wholesaler

of chemicals or allied products Parent company owns 100

of capital stock

Wholesales corrosion preventative chemicals (100)

Terms are Net 30 days Has 600+ account(s) Sells to

aerospace industry Territory North and South America

Nonseasonal

Employees 100 which includes officer(s) 65 employed here

Facilities Leases premises in a single story brick building

Location Central business section on well traveled street

Branches This business has multiple branches detailed branchdivision information is available in

Dun amp Bradstreets linkage or family tree products

==============~==============~===================================

==============

SIC amp NAICS ================================================================= ==============

SIC Based on information in our file NAICS DampB has assigned this company an extended 8-digit SIC DampBs use of 424~90 Other Chemical and Alli~d

a-digit SICs enables us to be more Products Merchant specific to a companys operations Wholesalers than if we use the standard 4-digit code

51691001 Anti-corrosion products

=================================================~== ============

============== PAYMENT SUMMARY

==============~===========~=========================== ===========

===============

DampB has not received a sufficientsample of payment experiences to establish a PAYDEX score

DampB receives over 600 million payment experiences each year We enter these new and updated experiences intoDampB Reports as this information is received At this time none of those experi~nces relate to this company

=======================================================~==========

============== FINANCE

================================================================= ==-= = = == == === ==

06142007

On JUN 14 2007 Michael Lissandrello SIs Mgr deferred financial statement

Michael Lissandrello submitted the following partial estimates dated JUN 14 2007

Sales for 2006 were $100000000

As of June 14 2007 a search of Dun amp Bradstreets Public Record database found no open suits liens judgements or UCCs to which Chemetall Oakite Inc at 675 Central Ave New Providence NJ was named defendant or debtor Public records received hereafter will be entered into the database and will be included in reports which contain a Public Filings ~ection

==============================================~====== ===========

============== PUBLIC FILINGS

================~====~================================ ===========

==============

A check of DampBs public records database indicates that no filings were found for CHEMETALL OAKITE INC at 675 Central Ave New Providence NJ

DampBs extensive database of public record information is updated daily to ensure timely reporting of changes and additions It includes business-related suits liens judgments bankruptcies UCC financing statements and business registrations from every state and the District of Columbia as well as select filing types from Puerto Rico and the US Virgin Islands

DampBmiddotcollects public records throughmiddot a combination of court reporters third parties and direct electronic links with federal and local authori~ies Its database of US business-related filings is now the largest of its kind

===~====~========================================================

============== GOVERNMENT ACTIVITY

================================================================= ==============

Activity summary Borrower (DirGuar) NO Administrative debt NO Contractor YES Grantee NO Party excluded from federal program(s) NO

Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8(A) firm NA

The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other sources

Copyright 2009 Dun amp Bradstreet- Provided under contract

for the exclusive use of subscriber 264750059L

FULL DISPLAY COMPLETE

~ ~

396484BIR21523427615308tng emailhtm

-- -- - ~-

(I custservdnbeom To Lee SpielmannH2USEPAlUSEPA Karen

SeetlR2USEPAlUSEPA08112009 0314 PM cc

bec

Subject CHEMETALL US INC DampB Business Information Report

The following e-mail was sent to you by seetkarenepagov Personal Note

~--~amp8 has more oDtfcins tohelDvou decide with confidence Learn more about DampB products and services Is this an important decision ~~~~~

Get more with DampBs Enhanced Comprehensiye Report bull Business failure and credit scores

Click here to providebull Context behind the scores bull Added industrv and Financial comparisons feedback on this report

~~OC--~

f4fi1 Order reports on other businesses

Copyright 2009 Dun amp Bradstreet - Provided under contract

for the exclusive use of subscriber 264750059L

ATTN Lee Spielmann Report Printed AUG 11 2009

In Date

=====================~===========================================

============== BUSINESS SUMMARY

===============================~====================== ===========

==============

CHEMETALL US INC (SUBSIDIARY OF ROCKWOOD HOLDINGS INC PRINCETON NJ) CHEMETALL OAKITE 675 Central Ave New Providence NJ 07974

This is a headquarters I D-U~N-S Number 55-612-1200 (subsidiary) location IBranch (es) or division(s) exist I DampB Rating

Mailing address PO Box 7 IIINew Providence NJ

07974 DampB PAYDEXreg

1 12-Month DampB 74 Web site wwwchemetallcom I PAYDEX

I

Telephone 908 464-6900 I When weighted by dollar amount

f paYments to suppliers average 9 days Chief executive RONALD FELBER I beyond terms

I

PRES-CEO II Based on trade collected

over last Year started 1909 I 12 months

Management control

Employs

Financial statement date

Sales F

Net worth

History

Financing

Financial condition

SIC

Line of business

2004

340 (90 here)

DEC 31 2008

$130723000

(106438000)

CLEAR

SECURED

UNBALANCED

2842 2899 2851

Mfg polishsanitation gd mfg chemical preparation

IIIIIIIII

=======================================================~========

==============

SUMMARY ANALYSIS ================================================================= ==============

DampB Rating

The Rating was changed on April 17 2009 because of DampB I S overall assessment of the companys financial payment and history information The blankrating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and that further enquiry should be made before reaching a decision Some reasons for using a II_II

symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information

Below is an overview of the companys rating history since 060707

DampB Rating Date Applied 041709

1R4 030209 1R3 101408 4A3 072408 4A2 060707

The Summary Analysis section reflects information in DampBs file as of August 10 2009

====================~=====================~======================

============== CUSTOMER SERVrCE

================================================~===== ===========

==============

If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you are outside the US contact your local DampB office

Additional Decision Support Available

Additional DampB products monitoring services and specialized

investigations are available tomiddothelp you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcommiddot

================================================================= ==============

HISTORY ====~=========================~=====~================= =========== ==============

The following information was reported 07142009

Officer(s) RONALD FELBER PRES-CEO PHILIP E KELLY VICE PRESIDENT GREGORY V POFF VICE PRESIDENT

DIRECTOR (S) THE OFFICER(S)

The Delaware Secretary of States business registrations file showed that Oakite Products Inc was registered as a corporation on December 19 1991

Business started 1909 by David C Ball George W Oakley and Daniel C Smith Present control succeeded 2004 100 of capital stock is owned by parent company

RONALD FELBER born 1951 1989~present active here 1985-1989 employed with Avon Products Inc New York NY Graduated from Georgetown University in 1973 with a BS degree Also received MA degree from Loyola University in 1985

PHILP E KELLY born 1948 1972-present active here Graduated from University of Dayton in 1970 with a BS Degree Also received MBA Degree from Seton Hall University in 1978

GREGORY V POFF born 1948 1970-present active here Graduated from Catawba College in 1970 with a BA degree Also received MBA from Pace University in

1982

==========================~========================~=============

==============

CORPORATE FAMILY ================================================================= ==============

The following global corporate family members are related to this business Members are listed alphabetically first by company name then by country or US state then by city

Parent Rockwood Holdings Inc Princeton NJ 01-616-4399

Subsidiaries (International) Cheme~allCanada Limited Brampton CANADA 20-036-7514 Chemetall Mexicana SA de CV El Marques MEXICO 81-232-9050

Branches (US) Chemetall Us Inc La Mirada CA 15-886-0572 Chemetall Us Inc Romulus MI 00-515-7698

Affiliates (US) Chemetall Chemical Products Inc New Providence NJ 82-485-0580 Chemetall Oakite La Mirada - Plant La Mirada CA 61- 036 -9832middot Mineral Research and Development Charlotte NC 61-036-9477 Rockwood Holding Company Chicago IL 78-166-9635 Rockwood Specialties Consolidated Inc Princeton NJ 03-845-1386 Rockwood Specialties Group Inc Princeton NJ 10-679-3433 SachtlebenCorporation White Plains NY

95-666-4114 Viance LLC Charlotte NC 79-544-7346

Affiliates (International) Sachtleben Pigments Oy Helsinki FINLAND 54-023-5819

================================================================ ==============

OPERATIONS ==========~========================================== ============

==============

07142009

Description Subsidiary of Rockwood Holdings Inc Princeton NJ

As noted the parent company is Rockwood Holdings Inc

DUNS 01-616-4399 and reference is made to that report

for background information on the parent company and its

management

Manufactures specialty cleaning polishing or sanitation

preparations and sanitation preparations disinfectants or

deodorants Manufactures chemical preparations

specializing in metal treating compounds rust resisting

compounds and water treating compounds Manufactures

paints varnishes lacquers enamels or allied products

and paint removers

Has 10000 account(s) Terms are Net 30 days Sells to

industrial concerns Territory United States Mexico

Brazil and Canada

Nonseasonal

Employees 340 which includes officer(s) and 2 part-time 90 employed

here

Facilities Rents 37000 sq ft ina one story brick building

Location Suburban business section on well traveled street

Branche~ This business has multiple branches detailed branchdivision information is available in

Dun amp Bradstreets linkage or family tree products

Subsidiaries This business has 2 subsidiaries listed below

The extent of ownership where known is shown in

parenthesis following company name

Oakite Canada Limited Bramalea Ontario Canada (100)

Manufactures chemical specialty products Intercompany

relations reported by management to consist of

merchandise and service transactions cleared as scheduled

Chemetall Mexicana Monteray Mexico (100) Manufactures

chemical specialty products

=================================================~===============

==============

SIC amp NAICS ===========~===============~=================================~===

==============

SIC Based on information in our file NAICS DampB has assigned this company an extended a-digit SIC DampBs use of 325612 Polish and Other a-digit SICs enables us to be more Sanitation Good specific to a companys operations Manufacturing than if we use the standard 325612 Polish and Other 4-digit code Sanitation Good

middot 28420000 Polishes and sanitation Miscellaneous

goods and 28420400 Sanitation Manufacturing

preparations Miscellaneous

disinfectants and and

deodorants Manufacturing 28999931 Metal treating compounds Miscellaneous 28999942 Rust resistirtg compounds and

28999948 Water treat~ng compounds Manufacturing 28510000middot Paints and allied Coating

products middot28510401 Paint removers Coating

325998

325998

325998

325510

325510

Manufacturing All Other

Chemical Product

preparation

All Other

Chemical PrOduct

Preparation

All Other

Chemical Product

Preparation

Paint and

Manufacturing Paint and

Manufacturing

================================================================= ==============

DampB PAYDEX ================================================================= ==============

The DampB PAYDEX is a unique dollar weighted indicator of payment performance based on up to 157 payment experiences as reported to DampB by trade references

3-Month DampB PAYDEX 75 I 12-Month DampB PAYDEX 74 I

When weighted by dollar amount I When weighted by dollar amount payments to suppliers average average 9 days beyond terms

Based on trade collected over collected over last months

8 days I payments to suppliers

last 3

I beyond terms II Based on trade

I 12 months

================================================================= ==============

PAYMENT SUMMARY ================================================================= ==============

The Payment Summary section reflects payment information in DampBs file as of the date of this report

Below is an overview of the companys dollar-weighted payments segmented by its suppliers primary industries

Mfg electric test prd 1 35000 35000 100

OTHER INDUSTRIES 101 283550 20000 73 22 4 - 1

Other payment categories Cash experiences 7 750 250 Payment record unknown 0 Omiddot 0 Unfavorable commeJlts 1 1000 1000

Placed for collections With DampB 1 7500 Other 0 NA

===== ============== ========== Total in DampBs file 157 3017350 900000

The highest Now Owes on file is $750000

The highest Past Due on file is $10000

Dun amp Bradstreet has 157 payment experiences in its file for this company For your convenience we have displayed 80 representative experiences in the PAYMENTS section

====~============================================================

==============

PAYMENT DETAILS ================================================================= ==============

Detailed payment history

Date Paying High Now Past Selling Last Salemiddot Reported Record Credit Owes Due Terms Within

(rhmyy) ($) ($) ($) (months)

0709 Ppt 50 0 1 mo

Ppt 2500 0 1 mo

Ppt 200 i OOO 100000 2500 N60 1 mo

Ppt 200000 100000 0

----------------

0508 Ppt-Slow 30 20000 10000 deg N30 1 rno 0707 (08 0) 7500

Placed for collection

Accounts are sometimes placed for collection everi though the existence or amount of the debt is disputed

Payment experiences reflect how bills are met in relation to the terms granted In some instances payment beyond terms can be the result of disputesmiddot over merchandise skipped invoices etc

Each experience shown is from a separate supplier Updated trade experiences replace those previously reported

================================================================= ==============

FNANCE ================================================================= ==============

04172009

Three-year statement comparative

Fiscal Fiscal Fiscal

Dec 31 2005 Dec 31 2006 Dec 31 2008

Current Assets 53345000 33854000 34348000 Current Liabs 16314000 11173000 18594000 Current Ratio 327 303 1 85 Working Capital 37031000 22681000 15754000 Other Assets 9824000 15582000 124757000 Net Worth 38515000 28063000

1304000 Sales 79763000 86130000 130723000 Long Term Liab 8340000 10200000 139207000 Net Profit (Loss) 1105000 8689000 490000

Fiscal statement dated DEC 31 2008

Assets j Liabilities I -----------shy1

Other Curr Assets 343-480001 Other Curr Liabs 18594000

---------------1 Curr Assets 343480001 Curr Liabs 18594000

I Fixt amp Equip 110620001 Pension Reserves 7990000 Goodwill-Net 252040001 Other Liabilities 129932000 other Intangible 825380001 LT Liab-Other 1285000 Assets-Net TOTAL EQUITY 1304000 Deferred Income 2680001 Taxes I Other Assets 56850001

---------------11

Total Assets 1591050001 Total 159105000

From JAN 01 2008 to DEC 31 2008 annual sales $130723000 cost of goods soldmiddot $69475000 Gross profit $61248000 operating expenses $48302000 Operating income $i2946OOO other expenses $11971bOOi net income before taxes $975000 Federal income tax $485000 Net income $490000

Submitted MAR 31 2009 by Ronald Felber pres-ceo Prepared from books without audit

On April 17~ 2009 themiddotfinancial information was updated

================================================================= ==============

KEY BUSINESS RATIOS ================================================================= ==============

Statement date DEC 31 2008 Based on this number of establishments 28

Firm IIndustry Median I---~------------

Return of Sales 04 IReturn of Sales 11 Current Ratio middot18 ICurrent Ratio 21 Assets Sales 1217 IAssets Sales 575 Total Liability Net Worth 9999 ITotal Liability Net Worth 83 7

================================================================= ==============

PUBLIC FILINGS ================================================================= ==============

The following Public Filing data is for information purposes only and is not the official record Certified copies can only be obtained from the official source

================================================================= ==============

UCC FILINGS =~==================================================== ===========

==============

Collateral All Assets Type Original

-----------------------------------------------------------------

Sec party THROUGH ITS

ADMINISTRATIVE AGENT

Debtor Filing number Filed with DOVER DE

Date filed Latest Info Received

Collateral General

Leased Equipment

Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ

Date filed Latest Info Received

Collateral

Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ

Date filed Latest Info Received

CREDIT SUISSE FIRST BOSTON ACTING

CAYMAN ISLANDS BRANCH AS

NEW YORK NY OAKITE PRODUCTS INC 4216854 2 SECRETARY OF STATEUCC DIVISION

08022004 08262004

Accounts receivable and proceeds shy

intangibless) and proceeds shy

and proceeds Original CANON FINANCIAL SERVICES MOUNT

OAKITE PRODUCTS INC 23913509 SECRETARY OF STATEUCC DIVISION

11302006 12272006

Leased Assets - Leased Business machineryequipment Original CANON FINANCIAL SERVICES INC MT

OAKITE PRODUCTS INC 21685842 SECRETARY OF STATEUCC DIVISION

07112003 07292003

Type Continuation Sec party CREDIT SUISSE (FKA CREDIT SUISSEmiddot FIRST

BOSTON) ACTING THROUGH ITS CAYMAN ISLA NEW

YORK NY Debtor CHEMETALL CORPORATION Filing number 2009 0642311 Filed with SECRETARY OF STATEUCC DIVISION DOVER DE

Date filed 02272009 Latest Info Receiv~d 05122009 Original UCC filed date 08022004 Original filing no 4216861 7

The public record items contained in this report may have been paid termirtated vacated or released prior to the date this report was printe~

=======~===============================================~======== ==============

GOVERNMENT ACTIVITY =====================================================~ ===========

==============

Activity summary Borrower (DirGuar) NO Administrative debt YES Contractor YES Grantee NO Party excluded from federal program(s) NO

Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8 (A) firm NA

The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other- sources

----7-------shyCopyright 2009 Dun amp Bradstreet - Provided under

contract I

for the exclusive use of subsCriber 264750059L

FULL DISPLAY COMPLETE

~ 396484BIRHQ2156 3427456432lng emailhIm

dmiddotmiddotmiddotmiddotmiddotto Chemetall

~

ICompany Overview

Chemetall is a global company committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry eg lithium and cesium compounds

Chemetalls businesses historically emerged from the combination of expertise in chemistry and metallurgy which is still mirrored in the companys name Chemetall mainly sells customised packages of products and services ranging from consultation via development through to the operation of entire plants at the customers site - for instance car body pre-treatment in the automotive industry

The companys product portfolio is based on continuous research and development of leading edge technologies High perfOrming products combined with Chemetalls dedication to providing the best technical service and support to its customers have over the decades established excellent market positions in its fields of activity

Chemetall GmbH is headquartered in Frankfurt am Main It is the centre of a worldwide network of some 40 subsidiaries in Europe North and South America Asia Australia and Africa Most of these companies operate their own production sites and many also have their own development laboratories A largely decentralised organisation ensures that each local company can respond quickly and flexibly to the customers needs in its markets whilst at the same time being able to draw on the specialist resources within the Group In this way Chemetall combines the strength of a global supplier with the flexibility and customer focus of a medium-size company

Since August 1st 2004 Chemetall has been part of middotRockwood Holdings Inc

~II ~II

httpwwwchemetaIIcomindexjspjsessionid=D1E2B97C5F308BBEFA7790E98D334D 8112009

202009

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jmiddotY I Chemetall

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I News

I 2009 I zoosl 2007

2009

May 272009 Significant savings achieved with the change from zinc-phosphating pretreatment to Oxsllanreg technology Opel Replaces its Metal Pretreatment System Adam Opel GmbH in Kaiserslautem Germany is an important more

~tl

April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more

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April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more

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February OS 2009 Chemetall Aerospace Technologies has successfully integrated the NOT business of Ely Chemical Company Ltd We are proud to inform our customers around the world that Chemetall has effectively transferred and more

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January 20 2009 Chemetall Oakite changed its name to Chemetall

Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc more

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2008

August 01 2008 Chemetall acquires Nalco Finishing Technologies Rockwood Holdings Inc Chemetall-Group has acquired Nalcos Finishing Technologies (FT) businessnull more

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July 31 2008 Chemetall announces global price increases Chemetall is currently increasing prices within a range of 5 to 20 percent or implementing and adjusting more

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2007

----------------- -r - ------1 ------------- c- - --r

April 01 2008 Chemetall acquires NOT Business of Ely Chemical Company Ltd Chemetall GmbH FrankfurtM via its UK subsidiary has acquired the NOT business of the UK basednull more

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March 29 2007 Chemetall Signs Distribution Agreement with Advanced Chemistry amp Technology Inc Chemetall Aerospace Technologies announced that it has signed an exclusive sales and distribution agreement more

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February 212007 Chemetall Acquires the Chemical Division Business of Wirral Fospray Chemetall PLC has announced the acquisition of the chemical division business from Wirral Fospray Limited more

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January 22 2007 Rockwood Appoints M~nlka Engel-Bader President ofChemetal Rockwood Holdings Inc (NYSEROC) has announced that Dr Monika EngelshyBader has been appointed tonull more=

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kindof activity Production fields of activity Lithium

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Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-464-6900 Fax +1908-464-5571 kind of activity Headoffice $ales Production fields of activity Surface Treatment Direct Contact Email oakiteproductschemetaILcom Map Map

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Country United States Streetaddress 348 Holiday Inn prive ZIP NC 28086 City Kings Mountain Phone +1-704-739 2501 Fax +1-704-734 0208 kind of activity Headoffice Sales Production fields of actvity Lithium Direct Contact Email footelithiumchemetallcom Map Map

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Country United States Streetaddress Hwy 265 ZIP NV 89047 City Silver Peak Phone +1-775-937-2222 Fax +1-775-937-2250

httpwwwchemetallcomindexj spcontent=contact_choice 1jspid=UnitedStatesampconti 8112009

~aa -rlte_middot~ bull Chemetall

II~metaIIOakl~ changeditsnClme tOlhemetall

Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc doing business as Chemetall The same applies to the Canadian subsidiary whose official name will be Chemetall Canada Limited

middotCustomers around the world link Chemetall with quality innovation and extraordinary technical services says Joris Merckx President Surface Treatment at Chemetall middotOne consistent name of our all our subsidiaries will strengthen our corporate brand and with it our image he commented

No changes Will be made to the Mexican and Brazilian entities as these countries already operate their business under the name of Chemetall

About Chemeta

Chemetall a company of Rockwood Holdings Inc (NYSE ROC) is one of the leading global companies committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry including lithium and cesium compounds

Contact Sandra Zirm Phone +496971653605 Mall sandrazirmchemetallcom

~I ~II

Page 13: :;c= ---------------------------------------------x >.' --~ -'- ::~C~l d- r ......Opportunity for Hearing (Complaint) was issued on September 24, 2009 and served on September 28, 2009

THE ENFORCEMENT RESPONSE POLICY FOR REPORTING AND RECORD-KEEPING RULES AND REQUIREMENTS FOR TSCA SECTIONS 8 12 AND 13 produced by EPAs Toxics and Pesticides Enforcement Division of the Office of Regulatory Enforcement within the Office of Enforcement and Compliance Assurance (revised March 31 1999 effective June 1 1999) available at httpcfpubepagovcomplianceresourcespoliciesciviltscal

tEO sr 1 p

gt ft t UNITED STATES ENVIRONMENTAL PROTECTION AGENCY S~~11 o Cl WASHINGTON DC 20460 ~ ltl

~ l of( AOt~c

OFFICE OF ENFORCEMENT AND

COMPLIANCE ASSURANCE

JUN - 5 2006

MEMORANDUM

SUBJECT Penalty Policy Supplements Pursuant to the 2004 Civil Monetary Penalty Inflation Adjustment Rule

FROM Stephanie P Brown Acting Director AIPdJ~YJmiddot~ Toxics and Pesticides Enforcement Di~~i~middot -- --- Office of Civil Enforcement

TO Regional Counsels Regional TSCA FIFRA and EPCRA Division Directors

This memorandum modifies each enforcement responsepenalty policy (Penalty Policy) within the purview ofthe Toxics and Pesticides Enforcement Division (TPED) to adjust for the Civil Monetary Penalty Inflation Adjustment Rule published in the Federal Register 011 February 132004 (69 Fed Reg 7121) and codified at 40 CFR Parts 19 and 27 (Final Rule) The matrices herein supercede and void any interim matrices for the 2004 rule issued or used by TPED or a Regional Office In accordance with the Final Rule all violations occurring on or after March 152004 are subject to statutory penalties adjusted for inflation A complete list of each Penalty Policy subject to this memorandum is provided at Attachment A Appendix B provides instructions for amending each Penalty Policy as well as updated matrices for inseliion into each policy

The adjustments here follow the implementation policy established in the attached September 212004 memorandum signed by Thomas V Skinner That memorandum provides for adjusting each cell in a penalty matrix by multiplying the existing gravity-based penalty component by 11723 We are aware that this approach results in penalty amounts (within matrix celIs) that are not roimded-off as compared to previous iterations This is the outcome required by proper application of the Final Rule The September 212004 memorandum also provides for rounding the aggregate penalty in a particular case to the nearest $100 unit after calculating and summing the gravity-based penalties for each count in the case

Intemet Address (URL) bull hltpllwwwepagov ReCycledRecyclable Prin18d with Vegetable Oil Baaed Inks on Recycled Paper (Minimum 5Olo Postconsumer content)

Violations occurring before March 152004 and after January 30 1997 remain subject to penalties adjusted for inflation as specified in TPEDs April 18 1997 memorandum entitled Penalty Policy Suwlements Pursuant to the Civil Penalty Inflation Adjustment Rule Copies of this memorandum are available upon request

Please contact Brian Dyer at (202) 564-4166 (dyerbrianepagov) if you have any questions concerning these penalty adjustments

Attaclunents

cc Rosemarie Kelley US EPA OECAOCE David Abdalla us EPA OECAOCE Susan OKeefe US EPA OECAOCE John Neylan US EPA OECAOC Tom Ripp US EPA OECAOC Priscilla Flattery US EPA OPPTSOPPT Ben Smith US EPA OEIOIAA

Craig Matthiessen US EPA OSWERJOEM Daniel Helfgott US EPA OPPTSOPP Deborah Brown US EPA Region 1 Nancy Bannakian US EPA Region 1 Ken Stoller US EPA Region 2 Adrian Enache US EPA Region 2 Daniel Kraft US EPA Region 2 John Higgins US EPA Region 2 Ken Eng US EPA Region 2 Harry Daw US EPA Region 3 Aquanetta Dickens US EPA Region 3 Mikal Shabazz US EPA Region 3 Jeaneanne Gettle US EPA Region 4 Anthony Toney US EPA Region 4 Joanne Benante US EPA Region 4 Caron Falconer US EPA Region 4 Anthony Restaino US EPA Region 5 MarkHorwitz US EPA Region 5 Bob Goodfellow US EPA Region 6 Maria Martinez US EPA Region 6 Steve Vargo US EPA Region 6 Jamie Green US EPA Region 7 Mark A Smith US EPA Region 7 Elisabeth Evans US EPA Region 8 Pam Cooper US EPA Region 9 Paula Bisson US EPA Region 9 Scott Downey US EPA Region 10

TPED Pen Adj Memo wAttachments - Page 2 of J9

ATTACHMENT A

FEDERAL INSECTICIDE FUNGICIDE AND RODENTICIDE ACT

FIFRA Worker Protection Standard Penalty Policy - Interim Final- (0901197)

Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act --Good Laboratory Practice (GLP) Regulations - (093091)

Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act (FIFRA) - (070290)

FIFRA Section 7(c) Enforcement Response Policy - (021086)

TOXIC SUBSTANCES CONTROL ACT

Section 1018 - Disclosure Rule Enforcement Response Policy - (020100)

Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8 12 AND 13shy(033199)

Polychlorinated Biphenyls Penalty Policy - (022698)

Enforcement Response Policy for TSCA Section 4 Test Rules - (052886)

Amendment to the TSCA Section 5 Enforcement Response Policy - (060889)

Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Polic~ - (013189)

Interim Final Enforcement Response Policy Asbestos Abatement Projects Worker Protection Final Rule - (111489)

Final TSCA GLP Enforcement Response Policy - (040985)

EMERGENCY PLANNING AND COMMUNITY RIGHT-TO-KNOW ACT

Enforcement Response Policy for Section 313 of the Emergency Planning Community Right-ToshyKnow Act (1989) and Section 6607 of the Pollution Prevention Act (1990) Amended shy(041201)

Enforcement Response Policy for Sections 30~ 311 and 312 of the Emergency Planning and Community Right-to-Know Act (1989) and Section 103 of the Comprehensive Environmental Response Compensation and Liability Act -(093099)

TPED Pen Adj Memo wAttachments - Page 3 of 19

ATTACHMENT B

FlFRA

Insert table (p 4-A) behind page 4 FIFRA Worker Protection Standard PenaltY Policy - Interim Final (090 97)

No insert Rodenticide Act - Good Laboratory Practice (GLP) Regulations (093091) Enforcement Response Policy for the Federal Insecticide Fungicide and

When proposing penalty amounts under the Enforcement Response Policy for GLP Regulations dated September 30 1991 actual dollar amounts are determined by using the ERP for FIFRA (070290) See directions below for F1FRA ERP

Insert after page 19-A in the policy and page CshyRodenticide Act (070290) Enforcement Response Policy for the Federal Insecticide Fungicide and

I in the appendix

No insert While the FIFRA ERP (1990) does not supersede the Section 7(c) ERP (1986) the matrix setting forth the penalties in the ERP for FIFRA (070290) should be used instead of the matrix in the 1986 policy

FIFRA Section 7(c)Enforcement Response Policy (021086)

TSCA

Insert matrix (Appendix B-4-A) behind Appendix B-4

Section 1018 - Disclosure Rule Enforcement Response Policy (020 I00)

Insert matrix (p7-B) behind page 7-A 12 AND 13 (033199) Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8

Polychlorinated Biphenyls Penalty Policy (040990) Insert matrix (p9-B) behind page 9-A

Enforcement Response Policy for TSCA Section 4 Test Rules (052886) Insert matrix (p2-B) behind page 2-A

Amendment to the TSCA Section 5 Enforcement Response Policy (060889) Insert matrix (p16-B) behind page 16-A

Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Insert matrix (pII-B) behind page II-A Policy (0 131 89) Insert matrix (p17-B) behind page 17-A

Interim Final Enforcement Response Policy - Asbestos Abatement Projects Insert matrix (p 6-B) behind page 6-A Worker Protection Final Rule (111489)

Final TSCA GLP Enforcement Response Policy (040985) Insert matrix (pA-B) behind page 4-A

EPCRA

Enforcement Response Policy for Section 313 of the Emergency Planning and I Insert matrix (pi I-B) behind page II-A Community Right-To-Know Act (1989) and Section 6607 ofthe Pollution Prevention Act (1990) Amended (04120 I )

Final Enforcement Response Policy for Sections 304 311312 of EPCRA and I Insert matrix (pp 20C amp 200) behind page 20B Section 103 ofCERCLA (093099)

TPED Pen Adj Memo wAttachments - Page 4 of 19

Page8-A

Gravity based penaltY matrix to supplement Recordkeeping and Reporting Rules and Requirements for TSCA Sections 8 12 and 13 for violations that occur on or after March 15 2004 Insert behind ~e 8

TSCA sectsect 8 12 amp 13 GRAVITY BASED PENALTY MATRIX

EXTENT CIRCUMSTANCES

A B C Major Significant Minor

LEVELS 1 $32500 $21922 $6448

High Range 2 $25791 $16764 $3869

3 $19343 $12895 $1934 Mid Range

4 $12895 $7737 $1290

5 $6448 $3869 $645 Low Range

6 $2579 $1676 $258

Note After calculating the gravity-based penalty for each count the total applicable gravity-based penalty for all counts in a particular casematter should be rounded to the nearest unit of $100 as required by the memorandum from Thomas Skinner dated September 212004 implementing the Civil Monetary Penalty Adjustment Rule as published in the Federal Register on February 132004 (69 FR 7121)

TPED Pen Adj Memo wAnachments - Page 9 of 19

UNITED STATES ENVIRONMENTAL PROTECTION AGENCY

TSCA Section 5 and 8 Inspection Chemetall Oakite Inc 675 Central Avenue New Providence NJ 07974

From Chester Norman Chemist Leonard Pappalardo Chemist Toxics Section Toxics Section

To Daniel 1 Kraft Chief Toxics Section

On May 14 2008 a TSCA Section 5 and 8 inspection was conducted at Chemetall Oakite Inc at the address listed above This inspection was conducted as part of the regional neutral inspection scheme We scheduled the meeting in advance with Mr Michael Chang Manager Health and Environmental Department Upon arriving at Chemetall Oakite Inc official credentials were presented to Mr Michael Chang Julia C Murray Vice President Technical Marketing and Ron Ascenzo Director Technical Marketing Notices ofInspection (Attachment 1) and Confidentiality (Attachment 2) were issued and explained to Ms Murray Ms Murray signed the notices

Chemetall Oakite is an importer of chemicals They import metal cleaners and surface treatment chemicals They have approximately 110 employees in New Providence New Jersey Chemetall has been at this site since 2006 prior to that they were located in Berkley Heights New Jersey Chemetall Oakite Inc is also known as Chemetall Chemical Products and Chemetall Americas Chemetall Americas is owned by Rockwood Holding Company who is owned by Chemetall BMGH in Germany Their Standard Industrial Codes (SIC) is 5169 The companys fiscal year is the calendar year Ms Murray said Chemetall Oakite Incs corporate sales were approximately $100000000 Chemetall Oakites facility in New Providence New Jersey is the corporate headquarters sales export and import offices and their research and development laboratories for the United States Chemetall Oakite Inc has manufacturing facilities in La Mirada CA and Romulus MI

We asked if they filed an Inventory Update Report for the 2006 reporting period They didnt know We asked if they filed a preliminary assessment inventory report for any of the chemicals the company manufactures or imports and they responded they didnt know We asked if they filed any PMNs recently they responded with a 10 year old low volume exemption and an older PMN We asked if they filed any significant new use report they responded no We asked if they had a

TSCA Section 8c file They also responded no

We issued Receipts for Samples and Documents and Confidential Business Information Nothing was declared Confidential

Attachments 1 Notice ofInspection 2 Notice of Confidentiality 3 Receipt for Samples and Documents 4 Declaration of Confidential Business Information

I bull US ENVIRONMENTAL PIlOTECTlON ~- WASHINGTON DC 204Ci0

TOXIC 5UBSTAlCES CONTllOL ACI EPA-----_- _--__--------------------- shyTOXICS SECfION - NOTICE OF INSPECflON

1_ INVESTIGATION IDENT1FICAnON 3 F~Z~ ~~7jJi--- Chemetall Oaki 42008

S FACllrryS ADDRESS

~PA Region 2 MS-I05 iPECTORS ADDRESS

675 Central Ave Woodbridge Avenue New Providence New Jersey 07974-1560

on NJ08837-5602

REASON FOR INSPECTION

Under the authority of Section II of the Toxics Substances Control Act

b For the purposes of inspecting (Including taking samples photographs statements and other inspection activities) an establisbment facility or other premises in which chemical substances or mixtures or articles containing same are manufactured processed or stored or held before or after their distribution in commerce ( including records files papers processes controls and facilities) and any conveyance being used to transport chemical substances mixtures or articles containing same in connection with their distribution in commerce (including records files papers processes controls and facilities) bearing on whether the requirements of the Act applicable to the chemical substances mixtures or articles within or ass()Ciated with such premises or conveyance have been complied with

In In addition this inspection extends to (Check appropriate blocks)

Jq- A Financial data o D Personnel data I

LV B Sales data o E Research data

13 C Pricin ~ data The natureland extent of the inspection of such data specified in A through E above is as follows

~rtification

lcknowledge that the statements I have made on this fonnand all attachments thereto are true accurate and complete I acknowledge that y knowingly false or misleading statement may be punishable by fine or imprisonment or both under applicable law

PREVIOUS VERSIONS ARE OBSOLETE

ME

rnE Chemist

DATE SIGNED

~r TI11E -shy~J ~ea~~ (1 4~

A FORM 77ltWmiddot3A FOR 1018 (REVISED JAN 2002)

IUR FORM (Form U) submitted September 24 2008

CBIDELETED

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Zn2+ 0shyNAME Phosphoric acid zinc salt (21) 1RN 13598-37-3

l) - P -o-Il o

MW 25533

Enlarge Structure

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OH I

HO-P-OH

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NAME Ethanol 2-amino- phosphate (1 ) RN 29868-05-1 r

OH

MW 159077

Enlarge Structure

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you may select from the the links below

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HO- P-O- Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH

MW 119976

=nlarge Structure

Basic ellmiddotFor more information about this substance NavigationInformation you may select from the the links below

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o II

HO - P shy 0shy Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH

MW 119976

Enlarge Stru_cture

BaBic lurcbFor more information about this substance NavfgationInformation

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NAME Zinc nitrate RN 7779-88-6

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Zn2+ 0shy

I N+ 0shy0

MW 189398

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ill EPA Chern Sub Inventory

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IRQ rn CERCLA Reportable Quantities I

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0 0

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Mn2 lt

NAME Phosphoric acid manganese(2+) salt (21) RN 18718-07-5

0 I

o-p -o-Il o

MW 244878

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0- 0_

po 0_

Zn2+ 0shyNAME Phosphoric acid zinc salt (21) lRN 13598-37-3 -0 - P -o-Il o

MW 25533

Enlarge Structure

B_1e searchFor more information about this substanceInformion NiWigatlon

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0shy

I ~N-o 0shy

Mn+ NAME Manganese nitrate 0shyRN 10377-66-9 I

N+- 0shy0

MW 178946

Enlarge Structure

hale SurchFor more information about this substance Information NllMgatlon

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NAME Potassium cis-9-octadecenoic acid RN 143-18-0

o

O

(

MW 320555

Enlarge Structure

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OH I

HO-P=O

~ OHN~I

0) p NAME Sodium aminotris(methylenephosphonate) II OHRN 20592-85-2

0P HO shy

OH

MW 2990478

Enlarge Structure

hale I~----F-o-r-m-o-re-in-fo-r-m-a-t-io-n-a-b-o-u-t-t-hi-s-s-u-b-s-ta-n-c-e------1 N=~Information

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NAME Sodium silicate RN 1344-09-8

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0shyt

O=Si 0shy

MW 122063

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Na+

Na+

SNrell N8Yfgetlon

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NAME Boric acid dipotassium salt RN 1332-77-0

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NAME Potassium tallate No StructureRN 61790-44-1

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HO OH

j ~

HO

OH

J NAME Boric acid compd with 222middotnitrilotris (ethanol) OH ~N-

HO

RN 68413middot80middot9

MW 2110202

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f

NAME Butanedioic acid 2-(octen-1-yl)- potassium salt (1 2)

ti~middotmiddot

(gt

a

RN 58641-28-4

MW 304466

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H3C OH

NAME Alcohol [USP] RN 64-17-5

MW 460684

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H3C OH

NAME Alcohol [U5P] RN 64-17-5

MW 460684

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0shy

IOp-o- cr3+

NAME Chromic phosphate I 0shyRN 7789-04-0

MW 146966

Enlarge Structure

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NAME Monoammonium phosphate RN 7722-76-1

0 II

HO-P -0shyI

NW 4

OH

MW 115024

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HO OH Si NH2NAME Silanetriol 1-(3-aminopropyl)shy HO ~ ~

RN 58160-99-9

MW 13721

Enlarge Structure

auk Information For more information about this substance

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Na+ o II

HO- p- 0shyNAME Disodium phosphate IRN 7558-79-4 0- Na+

MW 141958middot

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Site Inl

DUNS Number Business Name Tradestyl8 Physical Slr881 Addlt888 Physic C~y

County Physical SIale Abbr8lliation Physic Zip Mailing Address Mailing C~y

Mllili9 State Mailing Zip Telephone Number Primary BOigrt SIC Code Primary SICB Deampcriplion Primary HAlCS Code Primary HAlCS Description CEO Name CEOT~

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556121200 Cham_Uslnc Chemelall dalcrle 675 Centrol we 11_ PrrMdllf1C8 Union NJ 07974 POBOX 7 New PrrMdence NJ 079740007 9OB-464~900

26420000 Polishes and sanitation goods 325612 325612-Po1ish amp 01 Ssnitalion Gd MIg Ronald Felber Pesident

90 340 S130723000

016164399 0000000oo 016164399

PRIVATE COMPANY HEADQUARTERS 40697755 74408967

custservdnbcom To Lee SpielmannR2USEPAlUSEPA Karen

bull SeetlR2USEPAlUSEPA08132009 11 22 AM

cc

bcc

Subject CHEMETALL OAKITE INC DampB Business Information Report

The folloWing e-mail was sent to you by seetkarenepagov Personal Note

ampBhas more options to help you decide with confidence Learn more about DampB eroducts and services lis this an important decision ~ IUJlilIImil

Get more with DampBs Enhanced Comprehensive Report ~I bull Business failure and credit scores

Click here to provideI bull Context behind the scores Added industrY and Financial comDarisons feedback on this report

iiiiRi55i~iiiiiAii~1~-

ort on this business

J --1- )21 _II1tjjjj1 Wgll_~yg 1

Copyright 2009 bun amp Bradstreet - Provided under contract

for the exclusive use of subscriber 264750059L

ATTN Lee Spielmann Report Printed AUG 13 2009

========================~======~=================================

============== BUSINESS SUMMARY

==========~======================================================

==============

CHEMETALL OAKITE INC (SUBSIDIARY OF ROCKWOOD SPECIALTIES INC PRINCETON NJ) 675 Central Ave New Providence NJ 07974

This is a headquarters D-U-N-Sreg Number 93-771-2248 (subsidiary) location Branch (es) or division(s) exist DampB Rating

Mailing address PO Box 7

II I

New ~rovidence NJ07974

Web site wwwrockwoodspeciallI IIIIIIIIIIIIII

Telephone

Chief executive

Year started

Management control

Employs

Sales

History

SIC

Line of business

tiescom

908 464-6900

RON FELPER PRES

1987

2006

100 (65 here)

$100000000

CLEAR

5169

Whol corrosion preventative chemicals

III III

================================================================= ===============

SPECIAL EVENTS ================================================================ ==============

06142007 Business started 1987 Present control succeeded June 2006

================================================================= ==============

SUMMARY ANALYSIS ================================================================= ==============

DampB Rating

The blank rating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and

that further enquiry should be made before reaching a decision Some reasons for using a _II symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information

Below is an overview of the companys rating history since 061507

DampBRating Date Applied 061507

The Summary Analysis section reflects information in DampBs file as of August 102009

=================~======~==~==~=======================~==========

============== INVESTIGATIVE SERVICES

================================================================= ==============

Update available on request

This information is being provided to you immediately in the interest of speed This reportmay not reflect the current status of this business DampB can investigate this business and update the information based on the resulta of that investigation

By ordering a standard investigation the same day you order this report an updated report will be provided to you at no extra cost

=========~=======================================================

==============

CUSTOMER SERVICE ================================================================= ==============

If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you

~ (

are outside the us contact your local DampB office

Additional Decision Support Available

Additional DampB products monitoring services and specialized investigations are available to help you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcom

=================================================================

===== = = = === = = =

HISTORY ================================================================= ==============

The following information was reported 08182008

Officer(s) RON FELPER PRES

THE OFFICER(S)

Business started 1987 Present control succeeded June 2006 100 of capital stock is owned by the parent company

RON FELPER Work history is unknown

Business address has changed from 14826 Ne 95th St Redmond WA 98052 to 675 Central Ave New Providence NJ 07974

=~===============================================================

==============

CORPORATE FAMILY =====================c=========================================== ==============

The following global corporate family members are related to this busihess

Members are listed alphabetically first by company name then by country or us state then by city

Global Ultimate Rockwood Holdings Inc Princeton NJ 01-616-4399

Parent Rockwood Specialties Group Inc Princeton NJ 10-679-3433

Affiliates (US) Advantis Technologies Inc Alpharetta GA 93-189-6385 Alphagary Corporation Leominster MA 09-743-4484 Ceramtec North America Innovative Laurens SC 17-483-0034 Ceramic Engineering Corporation Chemetall Foote Corp Kings Mountain NC 00-232-9456 Chemical Specialties Inc Charlotte NC 04-297-3313 Pure Wafer Inc Prescott AZ 83-746-8321 Rockwood Pigments NA Inc Beltsville MD 04-754-7690 Southern Clay Products Inc Gonzales TX 04-166-1737

Affiliates (International) AlphaGary (Canada) Limited Stoney Creek CANADA 24-924-8626 Cs i Kemwood AB Helsingborg SWEDEN 35-401-6487middot ProCeram spolmiddot s ro Dolni Rychnov CZECH 49-516-1929

REPUBLIC

== = = == = == = == ==== = == = = = == = = ==== = ==== = = ==== = = ===-= = = = = === == == === =

==============

OPERATIONS ===================~==========~====================== ============

==============

08182008

Description Subsidiary of Rockwood Specialties Inc

Princeton NJ started 2000 which operates as a wholesaler

of chemicals or allied products Parent company owns 100

of capital stock

Wholesales corrosion preventative chemicals (100)

Terms are Net 30 days Has 600+ account(s) Sells to

aerospace industry Territory North and South America

Nonseasonal

Employees 100 which includes officer(s) 65 employed here

Facilities Leases premises in a single story brick building

Location Central business section on well traveled street

Branches This business has multiple branches detailed branchdivision information is available in

Dun amp Bradstreets linkage or family tree products

==============~==============~===================================

==============

SIC amp NAICS ================================================================= ==============

SIC Based on information in our file NAICS DampB has assigned this company an extended 8-digit SIC DampBs use of 424~90 Other Chemical and Alli~d

a-digit SICs enables us to be more Products Merchant specific to a companys operations Wholesalers than if we use the standard 4-digit code

51691001 Anti-corrosion products

=================================================~== ============

============== PAYMENT SUMMARY

==============~===========~=========================== ===========

===============

DampB has not received a sufficientsample of payment experiences to establish a PAYDEX score

DampB receives over 600 million payment experiences each year We enter these new and updated experiences intoDampB Reports as this information is received At this time none of those experi~nces relate to this company

=======================================================~==========

============== FINANCE

================================================================= ==-= = = == == === ==

06142007

On JUN 14 2007 Michael Lissandrello SIs Mgr deferred financial statement

Michael Lissandrello submitted the following partial estimates dated JUN 14 2007

Sales for 2006 were $100000000

As of June 14 2007 a search of Dun amp Bradstreets Public Record database found no open suits liens judgements or UCCs to which Chemetall Oakite Inc at 675 Central Ave New Providence NJ was named defendant or debtor Public records received hereafter will be entered into the database and will be included in reports which contain a Public Filings ~ection

==============================================~====== ===========

============== PUBLIC FILINGS

================~====~================================ ===========

==============

A check of DampBs public records database indicates that no filings were found for CHEMETALL OAKITE INC at 675 Central Ave New Providence NJ

DampBs extensive database of public record information is updated daily to ensure timely reporting of changes and additions It includes business-related suits liens judgments bankruptcies UCC financing statements and business registrations from every state and the District of Columbia as well as select filing types from Puerto Rico and the US Virgin Islands

DampBmiddotcollects public records throughmiddot a combination of court reporters third parties and direct electronic links with federal and local authori~ies Its database of US business-related filings is now the largest of its kind

===~====~========================================================

============== GOVERNMENT ACTIVITY

================================================================= ==============

Activity summary Borrower (DirGuar) NO Administrative debt NO Contractor YES Grantee NO Party excluded from federal program(s) NO

Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8(A) firm NA

The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other sources

Copyright 2009 Dun amp Bradstreet- Provided under contract

for the exclusive use of subscriber 264750059L

FULL DISPLAY COMPLETE

~ ~

396484BIR21523427615308tng emailhtm

-- -- - ~-

(I custservdnbeom To Lee SpielmannH2USEPAlUSEPA Karen

SeetlR2USEPAlUSEPA08112009 0314 PM cc

bec

Subject CHEMETALL US INC DampB Business Information Report

The following e-mail was sent to you by seetkarenepagov Personal Note

~--~amp8 has more oDtfcins tohelDvou decide with confidence Learn more about DampB products and services Is this an important decision ~~~~~

Get more with DampBs Enhanced Comprehensiye Report bull Business failure and credit scores

Click here to providebull Context behind the scores bull Added industrv and Financial comparisons feedback on this report

~~OC--~

f4fi1 Order reports on other businesses

Copyright 2009 Dun amp Bradstreet - Provided under contract

for the exclusive use of subscriber 264750059L

ATTN Lee Spielmann Report Printed AUG 11 2009

In Date

=====================~===========================================

============== BUSINESS SUMMARY

===============================~====================== ===========

==============

CHEMETALL US INC (SUBSIDIARY OF ROCKWOOD HOLDINGS INC PRINCETON NJ) CHEMETALL OAKITE 675 Central Ave New Providence NJ 07974

This is a headquarters I D-U~N-S Number 55-612-1200 (subsidiary) location IBranch (es) or division(s) exist I DampB Rating

Mailing address PO Box 7 IIINew Providence NJ

07974 DampB PAYDEXreg

1 12-Month DampB 74 Web site wwwchemetallcom I PAYDEX

I

Telephone 908 464-6900 I When weighted by dollar amount

f paYments to suppliers average 9 days Chief executive RONALD FELBER I beyond terms

I

PRES-CEO II Based on trade collected

over last Year started 1909 I 12 months

Management control

Employs

Financial statement date

Sales F

Net worth

History

Financing

Financial condition

SIC

Line of business

2004

340 (90 here)

DEC 31 2008

$130723000

(106438000)

CLEAR

SECURED

UNBALANCED

2842 2899 2851

Mfg polishsanitation gd mfg chemical preparation

IIIIIIIII

=======================================================~========

==============

SUMMARY ANALYSIS ================================================================= ==============

DampB Rating

The Rating was changed on April 17 2009 because of DampB I S overall assessment of the companys financial payment and history information The blankrating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and that further enquiry should be made before reaching a decision Some reasons for using a II_II

symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information

Below is an overview of the companys rating history since 060707

DampB Rating Date Applied 041709

1R4 030209 1R3 101408 4A3 072408 4A2 060707

The Summary Analysis section reflects information in DampBs file as of August 10 2009

====================~=====================~======================

============== CUSTOMER SERVrCE

================================================~===== ===========

==============

If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you are outside the US contact your local DampB office

Additional Decision Support Available

Additional DampB products monitoring services and specialized

investigations are available tomiddothelp you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcommiddot

================================================================= ==============

HISTORY ====~=========================~=====~================= =========== ==============

The following information was reported 07142009

Officer(s) RONALD FELBER PRES-CEO PHILIP E KELLY VICE PRESIDENT GREGORY V POFF VICE PRESIDENT

DIRECTOR (S) THE OFFICER(S)

The Delaware Secretary of States business registrations file showed that Oakite Products Inc was registered as a corporation on December 19 1991

Business started 1909 by David C Ball George W Oakley and Daniel C Smith Present control succeeded 2004 100 of capital stock is owned by parent company

RONALD FELBER born 1951 1989~present active here 1985-1989 employed with Avon Products Inc New York NY Graduated from Georgetown University in 1973 with a BS degree Also received MA degree from Loyola University in 1985

PHILP E KELLY born 1948 1972-present active here Graduated from University of Dayton in 1970 with a BS Degree Also received MBA Degree from Seton Hall University in 1978

GREGORY V POFF born 1948 1970-present active here Graduated from Catawba College in 1970 with a BA degree Also received MBA from Pace University in

1982

==========================~========================~=============

==============

CORPORATE FAMILY ================================================================= ==============

The following global corporate family members are related to this business Members are listed alphabetically first by company name then by country or US state then by city

Parent Rockwood Holdings Inc Princeton NJ 01-616-4399

Subsidiaries (International) Cheme~allCanada Limited Brampton CANADA 20-036-7514 Chemetall Mexicana SA de CV El Marques MEXICO 81-232-9050

Branches (US) Chemetall Us Inc La Mirada CA 15-886-0572 Chemetall Us Inc Romulus MI 00-515-7698

Affiliates (US) Chemetall Chemical Products Inc New Providence NJ 82-485-0580 Chemetall Oakite La Mirada - Plant La Mirada CA 61- 036 -9832middot Mineral Research and Development Charlotte NC 61-036-9477 Rockwood Holding Company Chicago IL 78-166-9635 Rockwood Specialties Consolidated Inc Princeton NJ 03-845-1386 Rockwood Specialties Group Inc Princeton NJ 10-679-3433 SachtlebenCorporation White Plains NY

95-666-4114 Viance LLC Charlotte NC 79-544-7346

Affiliates (International) Sachtleben Pigments Oy Helsinki FINLAND 54-023-5819

================================================================ ==============

OPERATIONS ==========~========================================== ============

==============

07142009

Description Subsidiary of Rockwood Holdings Inc Princeton NJ

As noted the parent company is Rockwood Holdings Inc

DUNS 01-616-4399 and reference is made to that report

for background information on the parent company and its

management

Manufactures specialty cleaning polishing or sanitation

preparations and sanitation preparations disinfectants or

deodorants Manufactures chemical preparations

specializing in metal treating compounds rust resisting

compounds and water treating compounds Manufactures

paints varnishes lacquers enamels or allied products

and paint removers

Has 10000 account(s) Terms are Net 30 days Sells to

industrial concerns Territory United States Mexico

Brazil and Canada

Nonseasonal

Employees 340 which includes officer(s) and 2 part-time 90 employed

here

Facilities Rents 37000 sq ft ina one story brick building

Location Suburban business section on well traveled street

Branche~ This business has multiple branches detailed branchdivision information is available in

Dun amp Bradstreets linkage or family tree products

Subsidiaries This business has 2 subsidiaries listed below

The extent of ownership where known is shown in

parenthesis following company name

Oakite Canada Limited Bramalea Ontario Canada (100)

Manufactures chemical specialty products Intercompany

relations reported by management to consist of

merchandise and service transactions cleared as scheduled

Chemetall Mexicana Monteray Mexico (100) Manufactures

chemical specialty products

=================================================~===============

==============

SIC amp NAICS ===========~===============~=================================~===

==============

SIC Based on information in our file NAICS DampB has assigned this company an extended a-digit SIC DampBs use of 325612 Polish and Other a-digit SICs enables us to be more Sanitation Good specific to a companys operations Manufacturing than if we use the standard 325612 Polish and Other 4-digit code Sanitation Good

middot 28420000 Polishes and sanitation Miscellaneous

goods and 28420400 Sanitation Manufacturing

preparations Miscellaneous

disinfectants and and

deodorants Manufacturing 28999931 Metal treating compounds Miscellaneous 28999942 Rust resistirtg compounds and

28999948 Water treat~ng compounds Manufacturing 28510000middot Paints and allied Coating

products middot28510401 Paint removers Coating

325998

325998

325998

325510

325510

Manufacturing All Other

Chemical Product

preparation

All Other

Chemical PrOduct

Preparation

All Other

Chemical Product

Preparation

Paint and

Manufacturing Paint and

Manufacturing

================================================================= ==============

DampB PAYDEX ================================================================= ==============

The DampB PAYDEX is a unique dollar weighted indicator of payment performance based on up to 157 payment experiences as reported to DampB by trade references

3-Month DampB PAYDEX 75 I 12-Month DampB PAYDEX 74 I

When weighted by dollar amount I When weighted by dollar amount payments to suppliers average average 9 days beyond terms

Based on trade collected over collected over last months

8 days I payments to suppliers

last 3

I beyond terms II Based on trade

I 12 months

================================================================= ==============

PAYMENT SUMMARY ================================================================= ==============

The Payment Summary section reflects payment information in DampBs file as of the date of this report

Below is an overview of the companys dollar-weighted payments segmented by its suppliers primary industries

Mfg electric test prd 1 35000 35000 100

OTHER INDUSTRIES 101 283550 20000 73 22 4 - 1

Other payment categories Cash experiences 7 750 250 Payment record unknown 0 Omiddot 0 Unfavorable commeJlts 1 1000 1000

Placed for collections With DampB 1 7500 Other 0 NA

===== ============== ========== Total in DampBs file 157 3017350 900000

The highest Now Owes on file is $750000

The highest Past Due on file is $10000

Dun amp Bradstreet has 157 payment experiences in its file for this company For your convenience we have displayed 80 representative experiences in the PAYMENTS section

====~============================================================

==============

PAYMENT DETAILS ================================================================= ==============

Detailed payment history

Date Paying High Now Past Selling Last Salemiddot Reported Record Credit Owes Due Terms Within

(rhmyy) ($) ($) ($) (months)

0709 Ppt 50 0 1 mo

Ppt 2500 0 1 mo

Ppt 200 i OOO 100000 2500 N60 1 mo

Ppt 200000 100000 0

----------------

0508 Ppt-Slow 30 20000 10000 deg N30 1 rno 0707 (08 0) 7500

Placed for collection

Accounts are sometimes placed for collection everi though the existence or amount of the debt is disputed

Payment experiences reflect how bills are met in relation to the terms granted In some instances payment beyond terms can be the result of disputesmiddot over merchandise skipped invoices etc

Each experience shown is from a separate supplier Updated trade experiences replace those previously reported

================================================================= ==============

FNANCE ================================================================= ==============

04172009

Three-year statement comparative

Fiscal Fiscal Fiscal

Dec 31 2005 Dec 31 2006 Dec 31 2008

Current Assets 53345000 33854000 34348000 Current Liabs 16314000 11173000 18594000 Current Ratio 327 303 1 85 Working Capital 37031000 22681000 15754000 Other Assets 9824000 15582000 124757000 Net Worth 38515000 28063000

1304000 Sales 79763000 86130000 130723000 Long Term Liab 8340000 10200000 139207000 Net Profit (Loss) 1105000 8689000 490000

Fiscal statement dated DEC 31 2008

Assets j Liabilities I -----------shy1

Other Curr Assets 343-480001 Other Curr Liabs 18594000

---------------1 Curr Assets 343480001 Curr Liabs 18594000

I Fixt amp Equip 110620001 Pension Reserves 7990000 Goodwill-Net 252040001 Other Liabilities 129932000 other Intangible 825380001 LT Liab-Other 1285000 Assets-Net TOTAL EQUITY 1304000 Deferred Income 2680001 Taxes I Other Assets 56850001

---------------11

Total Assets 1591050001 Total 159105000

From JAN 01 2008 to DEC 31 2008 annual sales $130723000 cost of goods soldmiddot $69475000 Gross profit $61248000 operating expenses $48302000 Operating income $i2946OOO other expenses $11971bOOi net income before taxes $975000 Federal income tax $485000 Net income $490000

Submitted MAR 31 2009 by Ronald Felber pres-ceo Prepared from books without audit

On April 17~ 2009 themiddotfinancial information was updated

================================================================= ==============

KEY BUSINESS RATIOS ================================================================= ==============

Statement date DEC 31 2008 Based on this number of establishments 28

Firm IIndustry Median I---~------------

Return of Sales 04 IReturn of Sales 11 Current Ratio middot18 ICurrent Ratio 21 Assets Sales 1217 IAssets Sales 575 Total Liability Net Worth 9999 ITotal Liability Net Worth 83 7

================================================================= ==============

PUBLIC FILINGS ================================================================= ==============

The following Public Filing data is for information purposes only and is not the official record Certified copies can only be obtained from the official source

================================================================= ==============

UCC FILINGS =~==================================================== ===========

==============

Collateral All Assets Type Original

-----------------------------------------------------------------

Sec party THROUGH ITS

ADMINISTRATIVE AGENT

Debtor Filing number Filed with DOVER DE

Date filed Latest Info Received

Collateral General

Leased Equipment

Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ

Date filed Latest Info Received

Collateral

Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ

Date filed Latest Info Received

CREDIT SUISSE FIRST BOSTON ACTING

CAYMAN ISLANDS BRANCH AS

NEW YORK NY OAKITE PRODUCTS INC 4216854 2 SECRETARY OF STATEUCC DIVISION

08022004 08262004

Accounts receivable and proceeds shy

intangibless) and proceeds shy

and proceeds Original CANON FINANCIAL SERVICES MOUNT

OAKITE PRODUCTS INC 23913509 SECRETARY OF STATEUCC DIVISION

11302006 12272006

Leased Assets - Leased Business machineryequipment Original CANON FINANCIAL SERVICES INC MT

OAKITE PRODUCTS INC 21685842 SECRETARY OF STATEUCC DIVISION

07112003 07292003

Type Continuation Sec party CREDIT SUISSE (FKA CREDIT SUISSEmiddot FIRST

BOSTON) ACTING THROUGH ITS CAYMAN ISLA NEW

YORK NY Debtor CHEMETALL CORPORATION Filing number 2009 0642311 Filed with SECRETARY OF STATEUCC DIVISION DOVER DE

Date filed 02272009 Latest Info Receiv~d 05122009 Original UCC filed date 08022004 Original filing no 4216861 7

The public record items contained in this report may have been paid termirtated vacated or released prior to the date this report was printe~

=======~===============================================~======== ==============

GOVERNMENT ACTIVITY =====================================================~ ===========

==============

Activity summary Borrower (DirGuar) NO Administrative debt YES Contractor YES Grantee NO Party excluded from federal program(s) NO

Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8 (A) firm NA

The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other- sources

----7-------shyCopyright 2009 Dun amp Bradstreet - Provided under

contract I

for the exclusive use of subsCriber 264750059L

FULL DISPLAY COMPLETE

~ 396484BIRHQ2156 3427456432lng emailhIm

dmiddotmiddotmiddotmiddotmiddotto Chemetall

~

ICompany Overview

Chemetall is a global company committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry eg lithium and cesium compounds

Chemetalls businesses historically emerged from the combination of expertise in chemistry and metallurgy which is still mirrored in the companys name Chemetall mainly sells customised packages of products and services ranging from consultation via development through to the operation of entire plants at the customers site - for instance car body pre-treatment in the automotive industry

The companys product portfolio is based on continuous research and development of leading edge technologies High perfOrming products combined with Chemetalls dedication to providing the best technical service and support to its customers have over the decades established excellent market positions in its fields of activity

Chemetall GmbH is headquartered in Frankfurt am Main It is the centre of a worldwide network of some 40 subsidiaries in Europe North and South America Asia Australia and Africa Most of these companies operate their own production sites and many also have their own development laboratories A largely decentralised organisation ensures that each local company can respond quickly and flexibly to the customers needs in its markets whilst at the same time being able to draw on the specialist resources within the Group In this way Chemetall combines the strength of a global supplier with the flexibility and customer focus of a medium-size company

Since August 1st 2004 Chemetall has been part of middotRockwood Holdings Inc

~II ~II

httpwwwchemetaIIcomindexjspjsessionid=D1E2B97C5F308BBEFA7790E98D334D 8112009

202009

~ _ c

bulliJi - - -Hsectr

jmiddotY I Chemetall

f 0

I News

I 2009 I zoosl 2007

2009

May 272009 Significant savings achieved with the change from zinc-phosphating pretreatment to Oxsllanreg technology Opel Replaces its Metal Pretreatment System Adam Opel GmbH in Kaiserslautem Germany is an important more

~tl

April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more

~ff

April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more

~If

February OS 2009 Chemetall Aerospace Technologies has successfully integrated the NOT business of Ely Chemical Company Ltd We are proud to inform our customers around the world that Chemetall has effectively transferred and more

~h~~gPASq~~~~JJetoChemetall~ aiiiiilry f 2009 tile neW legal entity name for ChemetallmiddotOakite will be

cCflemetalltJS Inc more

ctt

January 20 2009 Chemetall Oakite changed its name to Chemetall

Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc more

ft

2008

August 01 2008 Chemetall acquires Nalco Finishing Technologies Rockwood Holdings Inc Chemetall-Group has acquired Nalcos Finishing Technologies (FT) businessnull more

~

July 31 2008 Chemetall announces global price increases Chemetall is currently increasing prices within a range of 5 to 20 percent or implementing and adjusting more

~ff

httpwwwchemetallcomindexjspcontent=newsjspnewsDat=pressreleases_sortbyyear 81112009

2007

----------------- -r - ------1 ------------- c- - --r

April 01 2008 Chemetall acquires NOT Business of Ely Chemical Company Ltd Chemetall GmbH FrankfurtM via its UK subsidiary has acquired the NOT business of the UK basednull more

~JJ

March 29 2007 Chemetall Signs Distribution Agreement with Advanced Chemistry amp Technology Inc Chemetall Aerospace Technologies announced that it has signed an exclusive sales and distribution agreement more

~II

February 212007 Chemetall Acquires the Chemical Division Business of Wirral Fospray Chemetall PLC has announced the acquisition of the chemical division business from Wirral Fospray Limited more

~JI

January 22 2007 Rockwood Appoints M~nlka Engel-Bader President ofChemetal Rockwood Holdings Inc (NYSEROC) has announced that Dr Monika EngelshyBader has been appointed tonull more=

~II

httpwwwchemetallcomindexispcontent=newsi SpnewsDat=pressreleases sortbyyear 8112009

kindof activity Production fields of activity Lithium

~II ~IJ

~ Chemetall US Inc

Country United States Streetaddress 13177 Huron River Drive ZIP MI 48174 City Romulus Phone +1-734-941 3800 Fax +1-734-941-5524 kind of activity Productionmiddot fields of activity Surface Treatment MapMgQ

~I =11

IIsectsectsect Chemetall US Inc

Country United States Streetaddress 16961 Knott Ave ZIP CA 90638 City La Mirada Phone +1800-331-1197 Fax +1 714a70-6480 kind of activity Sales Production fields of activity Surface Treatment Map Mm

~J ~IJ

~ Chemetall US Inc

Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-464-6900 Fax +1908-464-5571 kind of activity Headoffice $ales Production fields of activity Surface Treatment Direct Contact Email oakiteproductschemetaILcom Map Map

~I ~II

httpwwwchemetallcomindexjspcontent=contact choice1jspid=United Statesampconti 81112009

Chemetall~~-V

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America ~ United Stetes 1lW

Chemetall Foote Corp

Country United States Streetaddress 348 Holiday Inn prive ZIP NC 28086 City Kings Mountain Phone +1-704-739 2501 Fax +1-704-734 0208 kind of activity Headoffice Sales Production fields of actvity Lithium Direct Contact Email footelithiumchemetallcom Map Map

~ II

~ Chemetall Foote Corp

Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-665-9466 Fax +1-908-665-8543 kind of activity Headoffice Sales fields of activity Special metals MapM~

~II ~11

~ Chemetall Foote Corp

Country United States Streetaddress 856 Foote Lane

ZIP TN 37134 City New Johnsonville Phone +1-931-535 3401 Fax +1-931-535 3404 kind of activity Production fields of activity Lithium Map Map

~IJ ~IJ

~ Chemetall Foote Corp

Country United States Streetaddress Hwy 265 ZIP NV 89047 City Silver Peak Phone +1-775-937-2222 Fax +1-775-937-2250

httpwwwchemetallcomindexj spcontent=contact_choice 1jspid=UnitedStatesampconti 8112009

~aa -rlte_middot~ bull Chemetall

II~metaIIOakl~ changeditsnClme tOlhemetall

Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc doing business as Chemetall The same applies to the Canadian subsidiary whose official name will be Chemetall Canada Limited

middotCustomers around the world link Chemetall with quality innovation and extraordinary technical services says Joris Merckx President Surface Treatment at Chemetall middotOne consistent name of our all our subsidiaries will strengthen our corporate brand and with it our image he commented

No changes Will be made to the Mexican and Brazilian entities as these countries already operate their business under the name of Chemetall

About Chemeta

Chemetall a company of Rockwood Holdings Inc (NYSE ROC) is one of the leading global companies committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry including lithium and cesium compounds

Contact Sandra Zirm Phone +496971653605 Mall sandrazirmchemetallcom

~I ~II

Page 14: :;c= ---------------------------------------------x >.' --~ -'- ::~C~l d- r ......Opportunity for Hearing (Complaint) was issued on September 24, 2009 and served on September 28, 2009

tEO sr 1 p

gt ft t UNITED STATES ENVIRONMENTAL PROTECTION AGENCY S~~11 o Cl WASHINGTON DC 20460 ~ ltl

~ l of( AOt~c

OFFICE OF ENFORCEMENT AND

COMPLIANCE ASSURANCE

JUN - 5 2006

MEMORANDUM

SUBJECT Penalty Policy Supplements Pursuant to the 2004 Civil Monetary Penalty Inflation Adjustment Rule

FROM Stephanie P Brown Acting Director AIPdJ~YJmiddot~ Toxics and Pesticides Enforcement Di~~i~middot -- --- Office of Civil Enforcement

TO Regional Counsels Regional TSCA FIFRA and EPCRA Division Directors

This memorandum modifies each enforcement responsepenalty policy (Penalty Policy) within the purview ofthe Toxics and Pesticides Enforcement Division (TPED) to adjust for the Civil Monetary Penalty Inflation Adjustment Rule published in the Federal Register 011 February 132004 (69 Fed Reg 7121) and codified at 40 CFR Parts 19 and 27 (Final Rule) The matrices herein supercede and void any interim matrices for the 2004 rule issued or used by TPED or a Regional Office In accordance with the Final Rule all violations occurring on or after March 152004 are subject to statutory penalties adjusted for inflation A complete list of each Penalty Policy subject to this memorandum is provided at Attachment A Appendix B provides instructions for amending each Penalty Policy as well as updated matrices for inseliion into each policy

The adjustments here follow the implementation policy established in the attached September 212004 memorandum signed by Thomas V Skinner That memorandum provides for adjusting each cell in a penalty matrix by multiplying the existing gravity-based penalty component by 11723 We are aware that this approach results in penalty amounts (within matrix celIs) that are not roimded-off as compared to previous iterations This is the outcome required by proper application of the Final Rule The September 212004 memorandum also provides for rounding the aggregate penalty in a particular case to the nearest $100 unit after calculating and summing the gravity-based penalties for each count in the case

Intemet Address (URL) bull hltpllwwwepagov ReCycledRecyclable Prin18d with Vegetable Oil Baaed Inks on Recycled Paper (Minimum 5Olo Postconsumer content)

Violations occurring before March 152004 and after January 30 1997 remain subject to penalties adjusted for inflation as specified in TPEDs April 18 1997 memorandum entitled Penalty Policy Suwlements Pursuant to the Civil Penalty Inflation Adjustment Rule Copies of this memorandum are available upon request

Please contact Brian Dyer at (202) 564-4166 (dyerbrianepagov) if you have any questions concerning these penalty adjustments

Attaclunents

cc Rosemarie Kelley US EPA OECAOCE David Abdalla us EPA OECAOCE Susan OKeefe US EPA OECAOCE John Neylan US EPA OECAOC Tom Ripp US EPA OECAOC Priscilla Flattery US EPA OPPTSOPPT Ben Smith US EPA OEIOIAA

Craig Matthiessen US EPA OSWERJOEM Daniel Helfgott US EPA OPPTSOPP Deborah Brown US EPA Region 1 Nancy Bannakian US EPA Region 1 Ken Stoller US EPA Region 2 Adrian Enache US EPA Region 2 Daniel Kraft US EPA Region 2 John Higgins US EPA Region 2 Ken Eng US EPA Region 2 Harry Daw US EPA Region 3 Aquanetta Dickens US EPA Region 3 Mikal Shabazz US EPA Region 3 Jeaneanne Gettle US EPA Region 4 Anthony Toney US EPA Region 4 Joanne Benante US EPA Region 4 Caron Falconer US EPA Region 4 Anthony Restaino US EPA Region 5 MarkHorwitz US EPA Region 5 Bob Goodfellow US EPA Region 6 Maria Martinez US EPA Region 6 Steve Vargo US EPA Region 6 Jamie Green US EPA Region 7 Mark A Smith US EPA Region 7 Elisabeth Evans US EPA Region 8 Pam Cooper US EPA Region 9 Paula Bisson US EPA Region 9 Scott Downey US EPA Region 10

TPED Pen Adj Memo wAttachments - Page 2 of J9

ATTACHMENT A

FEDERAL INSECTICIDE FUNGICIDE AND RODENTICIDE ACT

FIFRA Worker Protection Standard Penalty Policy - Interim Final- (0901197)

Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act --Good Laboratory Practice (GLP) Regulations - (093091)

Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act (FIFRA) - (070290)

FIFRA Section 7(c) Enforcement Response Policy - (021086)

TOXIC SUBSTANCES CONTROL ACT

Section 1018 - Disclosure Rule Enforcement Response Policy - (020100)

Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8 12 AND 13shy(033199)

Polychlorinated Biphenyls Penalty Policy - (022698)

Enforcement Response Policy for TSCA Section 4 Test Rules - (052886)

Amendment to the TSCA Section 5 Enforcement Response Policy - (060889)

Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Polic~ - (013189)

Interim Final Enforcement Response Policy Asbestos Abatement Projects Worker Protection Final Rule - (111489)

Final TSCA GLP Enforcement Response Policy - (040985)

EMERGENCY PLANNING AND COMMUNITY RIGHT-TO-KNOW ACT

Enforcement Response Policy for Section 313 of the Emergency Planning Community Right-ToshyKnow Act (1989) and Section 6607 of the Pollution Prevention Act (1990) Amended shy(041201)

Enforcement Response Policy for Sections 30~ 311 and 312 of the Emergency Planning and Community Right-to-Know Act (1989) and Section 103 of the Comprehensive Environmental Response Compensation and Liability Act -(093099)

TPED Pen Adj Memo wAttachments - Page 3 of 19

ATTACHMENT B

FlFRA

Insert table (p 4-A) behind page 4 FIFRA Worker Protection Standard PenaltY Policy - Interim Final (090 97)

No insert Rodenticide Act - Good Laboratory Practice (GLP) Regulations (093091) Enforcement Response Policy for the Federal Insecticide Fungicide and

When proposing penalty amounts under the Enforcement Response Policy for GLP Regulations dated September 30 1991 actual dollar amounts are determined by using the ERP for FIFRA (070290) See directions below for F1FRA ERP

Insert after page 19-A in the policy and page CshyRodenticide Act (070290) Enforcement Response Policy for the Federal Insecticide Fungicide and

I in the appendix

No insert While the FIFRA ERP (1990) does not supersede the Section 7(c) ERP (1986) the matrix setting forth the penalties in the ERP for FIFRA (070290) should be used instead of the matrix in the 1986 policy

FIFRA Section 7(c)Enforcement Response Policy (021086)

TSCA

Insert matrix (Appendix B-4-A) behind Appendix B-4

Section 1018 - Disclosure Rule Enforcement Response Policy (020 I00)

Insert matrix (p7-B) behind page 7-A 12 AND 13 (033199) Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8

Polychlorinated Biphenyls Penalty Policy (040990) Insert matrix (p9-B) behind page 9-A

Enforcement Response Policy for TSCA Section 4 Test Rules (052886) Insert matrix (p2-B) behind page 2-A

Amendment to the TSCA Section 5 Enforcement Response Policy (060889) Insert matrix (p16-B) behind page 16-A

Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Insert matrix (pII-B) behind page II-A Policy (0 131 89) Insert matrix (p17-B) behind page 17-A

Interim Final Enforcement Response Policy - Asbestos Abatement Projects Insert matrix (p 6-B) behind page 6-A Worker Protection Final Rule (111489)

Final TSCA GLP Enforcement Response Policy (040985) Insert matrix (pA-B) behind page 4-A

EPCRA

Enforcement Response Policy for Section 313 of the Emergency Planning and I Insert matrix (pi I-B) behind page II-A Community Right-To-Know Act (1989) and Section 6607 ofthe Pollution Prevention Act (1990) Amended (04120 I )

Final Enforcement Response Policy for Sections 304 311312 of EPCRA and I Insert matrix (pp 20C amp 200) behind page 20B Section 103 ofCERCLA (093099)

TPED Pen Adj Memo wAttachments - Page 4 of 19

Page8-A

Gravity based penaltY matrix to supplement Recordkeeping and Reporting Rules and Requirements for TSCA Sections 8 12 and 13 for violations that occur on or after March 15 2004 Insert behind ~e 8

TSCA sectsect 8 12 amp 13 GRAVITY BASED PENALTY MATRIX

EXTENT CIRCUMSTANCES

A B C Major Significant Minor

LEVELS 1 $32500 $21922 $6448

High Range 2 $25791 $16764 $3869

3 $19343 $12895 $1934 Mid Range

4 $12895 $7737 $1290

5 $6448 $3869 $645 Low Range

6 $2579 $1676 $258

Note After calculating the gravity-based penalty for each count the total applicable gravity-based penalty for all counts in a particular casematter should be rounded to the nearest unit of $100 as required by the memorandum from Thomas Skinner dated September 212004 implementing the Civil Monetary Penalty Adjustment Rule as published in the Federal Register on February 132004 (69 FR 7121)

TPED Pen Adj Memo wAnachments - Page 9 of 19

UNITED STATES ENVIRONMENTAL PROTECTION AGENCY

TSCA Section 5 and 8 Inspection Chemetall Oakite Inc 675 Central Avenue New Providence NJ 07974

From Chester Norman Chemist Leonard Pappalardo Chemist Toxics Section Toxics Section

To Daniel 1 Kraft Chief Toxics Section

On May 14 2008 a TSCA Section 5 and 8 inspection was conducted at Chemetall Oakite Inc at the address listed above This inspection was conducted as part of the regional neutral inspection scheme We scheduled the meeting in advance with Mr Michael Chang Manager Health and Environmental Department Upon arriving at Chemetall Oakite Inc official credentials were presented to Mr Michael Chang Julia C Murray Vice President Technical Marketing and Ron Ascenzo Director Technical Marketing Notices ofInspection (Attachment 1) and Confidentiality (Attachment 2) were issued and explained to Ms Murray Ms Murray signed the notices

Chemetall Oakite is an importer of chemicals They import metal cleaners and surface treatment chemicals They have approximately 110 employees in New Providence New Jersey Chemetall has been at this site since 2006 prior to that they were located in Berkley Heights New Jersey Chemetall Oakite Inc is also known as Chemetall Chemical Products and Chemetall Americas Chemetall Americas is owned by Rockwood Holding Company who is owned by Chemetall BMGH in Germany Their Standard Industrial Codes (SIC) is 5169 The companys fiscal year is the calendar year Ms Murray said Chemetall Oakite Incs corporate sales were approximately $100000000 Chemetall Oakites facility in New Providence New Jersey is the corporate headquarters sales export and import offices and their research and development laboratories for the United States Chemetall Oakite Inc has manufacturing facilities in La Mirada CA and Romulus MI

We asked if they filed an Inventory Update Report for the 2006 reporting period They didnt know We asked if they filed a preliminary assessment inventory report for any of the chemicals the company manufactures or imports and they responded they didnt know We asked if they filed any PMNs recently they responded with a 10 year old low volume exemption and an older PMN We asked if they filed any significant new use report they responded no We asked if they had a

TSCA Section 8c file They also responded no

We issued Receipts for Samples and Documents and Confidential Business Information Nothing was declared Confidential

Attachments 1 Notice ofInspection 2 Notice of Confidentiality 3 Receipt for Samples and Documents 4 Declaration of Confidential Business Information

I bull US ENVIRONMENTAL PIlOTECTlON ~- WASHINGTON DC 204Ci0

TOXIC 5UBSTAlCES CONTllOL ACI EPA-----_- _--__--------------------- shyTOXICS SECfION - NOTICE OF INSPECflON

1_ INVESTIGATION IDENT1FICAnON 3 F~Z~ ~~7jJi--- Chemetall Oaki 42008

S FACllrryS ADDRESS

~PA Region 2 MS-I05 iPECTORS ADDRESS

675 Central Ave Woodbridge Avenue New Providence New Jersey 07974-1560

on NJ08837-5602

REASON FOR INSPECTION

Under the authority of Section II of the Toxics Substances Control Act

b For the purposes of inspecting (Including taking samples photographs statements and other inspection activities) an establisbment facility or other premises in which chemical substances or mixtures or articles containing same are manufactured processed or stored or held before or after their distribution in commerce ( including records files papers processes controls and facilities) and any conveyance being used to transport chemical substances mixtures or articles containing same in connection with their distribution in commerce (including records files papers processes controls and facilities) bearing on whether the requirements of the Act applicable to the chemical substances mixtures or articles within or ass()Ciated with such premises or conveyance have been complied with

In In addition this inspection extends to (Check appropriate blocks)

Jq- A Financial data o D Personnel data I

LV B Sales data o E Research data

13 C Pricin ~ data The natureland extent of the inspection of such data specified in A through E above is as follows

~rtification

lcknowledge that the statements I have made on this fonnand all attachments thereto are true accurate and complete I acknowledge that y knowingly false or misleading statement may be punishable by fine or imprisonment or both under applicable law

PREVIOUS VERSIONS ARE OBSOLETE

ME

rnE Chemist

DATE SIGNED

~r TI11E -shy~J ~ea~~ (1 4~

A FORM 77ltWmiddot3A FOR 1018 (REVISED JAN 2002)

IUR FORM (Form U) submitted September 24 2008

CBIDELETED

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0- 0shy

-P 0 0shy

Zn2+ 0shyNAME Phosphoric acid zinc salt (21) 1RN 13598-37-3

l) - P -o-Il o

MW 25533

Enlarge Structure

SHrch Infomudion

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OH I

HO-P-OH

1 o

NAME Ethanol 2-amino- phosphate (1 ) RN 29868-05-1 r

OH

MW 159077

Enlarge Structure

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o II

HO- P-O- Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH

MW 119976

=nlarge Structure

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o II

HO - P shy 0shy Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH

MW 119976

Enlarge Stru_cture

BaBic lurcbFor more information about this substance NavfgationInformation

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VJJJU1LlpJU) L1UVUJJ U 1 a~~ J VJ k

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NAME Zinc nitrate RN 7779-88-6

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0shyI

N+i o 0shy

Zn2+ 0shy

I N+ 0shy0

MW 189398

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ampampampampamp ampu I IU Y fo4IampU ~ L U~ La o

IRQ rn CERCLA Reportable Quantities I

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0 0

pl

o 0

Mn2 lt

NAME Phosphoric acid manganese(2+) salt (21) RN 18718-07-5

0 I

o-p -o-Il o

MW 244878

Enlarge Structure

amplie s-rchFor more information about this substance InformatiOn NfMgation

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0- 0_

po 0_

Zn2+ 0shyNAME Phosphoric acid zinc salt (21) lRN 13598-37-3 -0 - P -o-Il o

MW 25533

Enlarge Structure

B_1e searchFor more information about this substanceInformion NiWigatlon

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0shy

I ~N-o 0shy

Mn+ NAME Manganese nitrate 0shyRN 10377-66-9 I

N+- 0shy0

MW 178946

Enlarge Structure

hale SurchFor more information about this substance Information NllMgatlon

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tgt=nv Health amp Toxi~Q1QQyen igtTOXNET ~ChemIDplusJJte Igt Adva need

NAME Potassium cis-9-octadecenoic acid RN 143-18-0

o

O

(

MW 320555

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OH I

HO-P=O

~ OHN~I

0) p NAME Sodium aminotris(methylenephosphonate) II OHRN 20592-85-2

0P HO shy

OH

MW 2990478

Enlarge Structure

hale I~----F-o-r-m-o-re-in-fo-r-m-a-t-io-n-a-b-o-u-t-t-hi-s-s-u-b-s-ta-n-c-e------1 N=~Information

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NAME Sodium silicate RN 1344-09-8

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0shyt

O=Si 0shy

MW 122063

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Na+

Na+

SNrell N8Yfgetlon

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NAME Boric acid dipotassium salt RN 1332-77-0

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NAME Potassium tallate No StructureRN 61790-44-1

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HO OH

j ~

HO

OH

J NAME Boric acid compd with 222middotnitrilotris (ethanol) OH ~N-

HO

RN 68413middot80middot9

MW 2110202

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f

NAME Butanedioic acid 2-(octen-1-yl)- potassium salt (1 2)

ti~middotmiddot

(gt

a

RN 58641-28-4

MW 304466

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H3C OH

NAME Alcohol [USP] RN 64-17-5

MW 460684

~nlarge Structur~

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H3C OH

NAME Alcohol [U5P] RN 64-17-5

MW 460684

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0shy

IOp-o- cr3+

NAME Chromic phosphate I 0shyRN 7789-04-0

MW 146966

Enlarge Structure

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NAME Monoammonium phosphate RN 7722-76-1

0 II

HO-P -0shyI

NW 4

OH

MW 115024

Enlarge Structure

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HO OH Si NH2NAME Silanetriol 1-(3-aminopropyl)shy HO ~ ~

RN 58160-99-9

MW 13721

Enlarge Structure

auk Information For more information about this substance

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Na+ o II

HO- p- 0shyNAME Disodium phosphate IRN 7558-79-4 0- Na+

MW 141958middot

Enlarge Structure

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PRIVATE COMPANY HEADQUARTERS 40697755 74408967

custservdnbcom To Lee SpielmannR2USEPAlUSEPA Karen

bull SeetlR2USEPAlUSEPA08132009 11 22 AM

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Subject CHEMETALL OAKITE INC DampB Business Information Report

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ATTN Lee Spielmann Report Printed AUG 13 2009

========================~======~=================================

============== BUSINESS SUMMARY

==========~======================================================

==============

CHEMETALL OAKITE INC (SUBSIDIARY OF ROCKWOOD SPECIALTIES INC PRINCETON NJ) 675 Central Ave New Providence NJ 07974

This is a headquarters D-U-N-Sreg Number 93-771-2248 (subsidiary) location Branch (es) or division(s) exist DampB Rating

Mailing address PO Box 7

II I

New ~rovidence NJ07974

Web site wwwrockwoodspeciallI IIIIIIIIIIIIII

Telephone

Chief executive

Year started

Management control

Employs

Sales

History

SIC

Line of business

tiescom

908 464-6900

RON FELPER PRES

1987

2006

100 (65 here)

$100000000

CLEAR

5169

Whol corrosion preventative chemicals

III III

================================================================= ===============

SPECIAL EVENTS ================================================================ ==============

06142007 Business started 1987 Present control succeeded June 2006

================================================================= ==============

SUMMARY ANALYSIS ================================================================= ==============

DampB Rating

The blank rating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and

that further enquiry should be made before reaching a decision Some reasons for using a _II symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information

Below is an overview of the companys rating history since 061507

DampBRating Date Applied 061507

The Summary Analysis section reflects information in DampBs file as of August 102009

=================~======~==~==~=======================~==========

============== INVESTIGATIVE SERVICES

================================================================= ==============

Update available on request

This information is being provided to you immediately in the interest of speed This reportmay not reflect the current status of this business DampB can investigate this business and update the information based on the resulta of that investigation

By ordering a standard investigation the same day you order this report an updated report will be provided to you at no extra cost

=========~=======================================================

==============

CUSTOMER SERVICE ================================================================= ==============

If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you

~ (

are outside the us contact your local DampB office

Additional Decision Support Available

Additional DampB products monitoring services and specialized investigations are available to help you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcom

=================================================================

===== = = = === = = =

HISTORY ================================================================= ==============

The following information was reported 08182008

Officer(s) RON FELPER PRES

THE OFFICER(S)

Business started 1987 Present control succeeded June 2006 100 of capital stock is owned by the parent company

RON FELPER Work history is unknown

Business address has changed from 14826 Ne 95th St Redmond WA 98052 to 675 Central Ave New Providence NJ 07974

=~===============================================================

==============

CORPORATE FAMILY =====================c=========================================== ==============

The following global corporate family members are related to this busihess

Members are listed alphabetically first by company name then by country or us state then by city

Global Ultimate Rockwood Holdings Inc Princeton NJ 01-616-4399

Parent Rockwood Specialties Group Inc Princeton NJ 10-679-3433

Affiliates (US) Advantis Technologies Inc Alpharetta GA 93-189-6385 Alphagary Corporation Leominster MA 09-743-4484 Ceramtec North America Innovative Laurens SC 17-483-0034 Ceramic Engineering Corporation Chemetall Foote Corp Kings Mountain NC 00-232-9456 Chemical Specialties Inc Charlotte NC 04-297-3313 Pure Wafer Inc Prescott AZ 83-746-8321 Rockwood Pigments NA Inc Beltsville MD 04-754-7690 Southern Clay Products Inc Gonzales TX 04-166-1737

Affiliates (International) AlphaGary (Canada) Limited Stoney Creek CANADA 24-924-8626 Cs i Kemwood AB Helsingborg SWEDEN 35-401-6487middot ProCeram spolmiddot s ro Dolni Rychnov CZECH 49-516-1929

REPUBLIC

== = = == = == = == ==== = == = = = == = = ==== = ==== = = ==== = = ===-= = = = = === == == === =

==============

OPERATIONS ===================~==========~====================== ============

==============

08182008

Description Subsidiary of Rockwood Specialties Inc

Princeton NJ started 2000 which operates as a wholesaler

of chemicals or allied products Parent company owns 100

of capital stock

Wholesales corrosion preventative chemicals (100)

Terms are Net 30 days Has 600+ account(s) Sells to

aerospace industry Territory North and South America

Nonseasonal

Employees 100 which includes officer(s) 65 employed here

Facilities Leases premises in a single story brick building

Location Central business section on well traveled street

Branches This business has multiple branches detailed branchdivision information is available in

Dun amp Bradstreets linkage or family tree products

==============~==============~===================================

==============

SIC amp NAICS ================================================================= ==============

SIC Based on information in our file NAICS DampB has assigned this company an extended 8-digit SIC DampBs use of 424~90 Other Chemical and Alli~d

a-digit SICs enables us to be more Products Merchant specific to a companys operations Wholesalers than if we use the standard 4-digit code

51691001 Anti-corrosion products

=================================================~== ============

============== PAYMENT SUMMARY

==============~===========~=========================== ===========

===============

DampB has not received a sufficientsample of payment experiences to establish a PAYDEX score

DampB receives over 600 million payment experiences each year We enter these new and updated experiences intoDampB Reports as this information is received At this time none of those experi~nces relate to this company

=======================================================~==========

============== FINANCE

================================================================= ==-= = = == == === ==

06142007

On JUN 14 2007 Michael Lissandrello SIs Mgr deferred financial statement

Michael Lissandrello submitted the following partial estimates dated JUN 14 2007

Sales for 2006 were $100000000

As of June 14 2007 a search of Dun amp Bradstreets Public Record database found no open suits liens judgements or UCCs to which Chemetall Oakite Inc at 675 Central Ave New Providence NJ was named defendant or debtor Public records received hereafter will be entered into the database and will be included in reports which contain a Public Filings ~ection

==============================================~====== ===========

============== PUBLIC FILINGS

================~====~================================ ===========

==============

A check of DampBs public records database indicates that no filings were found for CHEMETALL OAKITE INC at 675 Central Ave New Providence NJ

DampBs extensive database of public record information is updated daily to ensure timely reporting of changes and additions It includes business-related suits liens judgments bankruptcies UCC financing statements and business registrations from every state and the District of Columbia as well as select filing types from Puerto Rico and the US Virgin Islands

DampBmiddotcollects public records throughmiddot a combination of court reporters third parties and direct electronic links with federal and local authori~ies Its database of US business-related filings is now the largest of its kind

===~====~========================================================

============== GOVERNMENT ACTIVITY

================================================================= ==============

Activity summary Borrower (DirGuar) NO Administrative debt NO Contractor YES Grantee NO Party excluded from federal program(s) NO

Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8(A) firm NA

The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other sources

Copyright 2009 Dun amp Bradstreet- Provided under contract

for the exclusive use of subscriber 264750059L

FULL DISPLAY COMPLETE

~ ~

396484BIR21523427615308tng emailhtm

-- -- - ~-

(I custservdnbeom To Lee SpielmannH2USEPAlUSEPA Karen

SeetlR2USEPAlUSEPA08112009 0314 PM cc

bec

Subject CHEMETALL US INC DampB Business Information Report

The following e-mail was sent to you by seetkarenepagov Personal Note

~--~amp8 has more oDtfcins tohelDvou decide with confidence Learn more about DampB products and services Is this an important decision ~~~~~

Get more with DampBs Enhanced Comprehensiye Report bull Business failure and credit scores

Click here to providebull Context behind the scores bull Added industrv and Financial comparisons feedback on this report

~~OC--~

f4fi1 Order reports on other businesses

Copyright 2009 Dun amp Bradstreet - Provided under contract

for the exclusive use of subscriber 264750059L

ATTN Lee Spielmann Report Printed AUG 11 2009

In Date

=====================~===========================================

============== BUSINESS SUMMARY

===============================~====================== ===========

==============

CHEMETALL US INC (SUBSIDIARY OF ROCKWOOD HOLDINGS INC PRINCETON NJ) CHEMETALL OAKITE 675 Central Ave New Providence NJ 07974

This is a headquarters I D-U~N-S Number 55-612-1200 (subsidiary) location IBranch (es) or division(s) exist I DampB Rating

Mailing address PO Box 7 IIINew Providence NJ

07974 DampB PAYDEXreg

1 12-Month DampB 74 Web site wwwchemetallcom I PAYDEX

I

Telephone 908 464-6900 I When weighted by dollar amount

f paYments to suppliers average 9 days Chief executive RONALD FELBER I beyond terms

I

PRES-CEO II Based on trade collected

over last Year started 1909 I 12 months

Management control

Employs

Financial statement date

Sales F

Net worth

History

Financing

Financial condition

SIC

Line of business

2004

340 (90 here)

DEC 31 2008

$130723000

(106438000)

CLEAR

SECURED

UNBALANCED

2842 2899 2851

Mfg polishsanitation gd mfg chemical preparation

IIIIIIIII

=======================================================~========

==============

SUMMARY ANALYSIS ================================================================= ==============

DampB Rating

The Rating was changed on April 17 2009 because of DampB I S overall assessment of the companys financial payment and history information The blankrating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and that further enquiry should be made before reaching a decision Some reasons for using a II_II

symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information

Below is an overview of the companys rating history since 060707

DampB Rating Date Applied 041709

1R4 030209 1R3 101408 4A3 072408 4A2 060707

The Summary Analysis section reflects information in DampBs file as of August 10 2009

====================~=====================~======================

============== CUSTOMER SERVrCE

================================================~===== ===========

==============

If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you are outside the US contact your local DampB office

Additional Decision Support Available

Additional DampB products monitoring services and specialized

investigations are available tomiddothelp you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcommiddot

================================================================= ==============

HISTORY ====~=========================~=====~================= =========== ==============

The following information was reported 07142009

Officer(s) RONALD FELBER PRES-CEO PHILIP E KELLY VICE PRESIDENT GREGORY V POFF VICE PRESIDENT

DIRECTOR (S) THE OFFICER(S)

The Delaware Secretary of States business registrations file showed that Oakite Products Inc was registered as a corporation on December 19 1991

Business started 1909 by David C Ball George W Oakley and Daniel C Smith Present control succeeded 2004 100 of capital stock is owned by parent company

RONALD FELBER born 1951 1989~present active here 1985-1989 employed with Avon Products Inc New York NY Graduated from Georgetown University in 1973 with a BS degree Also received MA degree from Loyola University in 1985

PHILP E KELLY born 1948 1972-present active here Graduated from University of Dayton in 1970 with a BS Degree Also received MBA Degree from Seton Hall University in 1978

GREGORY V POFF born 1948 1970-present active here Graduated from Catawba College in 1970 with a BA degree Also received MBA from Pace University in

1982

==========================~========================~=============

==============

CORPORATE FAMILY ================================================================= ==============

The following global corporate family members are related to this business Members are listed alphabetically first by company name then by country or US state then by city

Parent Rockwood Holdings Inc Princeton NJ 01-616-4399

Subsidiaries (International) Cheme~allCanada Limited Brampton CANADA 20-036-7514 Chemetall Mexicana SA de CV El Marques MEXICO 81-232-9050

Branches (US) Chemetall Us Inc La Mirada CA 15-886-0572 Chemetall Us Inc Romulus MI 00-515-7698

Affiliates (US) Chemetall Chemical Products Inc New Providence NJ 82-485-0580 Chemetall Oakite La Mirada - Plant La Mirada CA 61- 036 -9832middot Mineral Research and Development Charlotte NC 61-036-9477 Rockwood Holding Company Chicago IL 78-166-9635 Rockwood Specialties Consolidated Inc Princeton NJ 03-845-1386 Rockwood Specialties Group Inc Princeton NJ 10-679-3433 SachtlebenCorporation White Plains NY

95-666-4114 Viance LLC Charlotte NC 79-544-7346

Affiliates (International) Sachtleben Pigments Oy Helsinki FINLAND 54-023-5819

================================================================ ==============

OPERATIONS ==========~========================================== ============

==============

07142009

Description Subsidiary of Rockwood Holdings Inc Princeton NJ

As noted the parent company is Rockwood Holdings Inc

DUNS 01-616-4399 and reference is made to that report

for background information on the parent company and its

management

Manufactures specialty cleaning polishing or sanitation

preparations and sanitation preparations disinfectants or

deodorants Manufactures chemical preparations

specializing in metal treating compounds rust resisting

compounds and water treating compounds Manufactures

paints varnishes lacquers enamels or allied products

and paint removers

Has 10000 account(s) Terms are Net 30 days Sells to

industrial concerns Territory United States Mexico

Brazil and Canada

Nonseasonal

Employees 340 which includes officer(s) and 2 part-time 90 employed

here

Facilities Rents 37000 sq ft ina one story brick building

Location Suburban business section on well traveled street

Branche~ This business has multiple branches detailed branchdivision information is available in

Dun amp Bradstreets linkage or family tree products

Subsidiaries This business has 2 subsidiaries listed below

The extent of ownership where known is shown in

parenthesis following company name

Oakite Canada Limited Bramalea Ontario Canada (100)

Manufactures chemical specialty products Intercompany

relations reported by management to consist of

merchandise and service transactions cleared as scheduled

Chemetall Mexicana Monteray Mexico (100) Manufactures

chemical specialty products

=================================================~===============

==============

SIC amp NAICS ===========~===============~=================================~===

==============

SIC Based on information in our file NAICS DampB has assigned this company an extended a-digit SIC DampBs use of 325612 Polish and Other a-digit SICs enables us to be more Sanitation Good specific to a companys operations Manufacturing than if we use the standard 325612 Polish and Other 4-digit code Sanitation Good

middot 28420000 Polishes and sanitation Miscellaneous

goods and 28420400 Sanitation Manufacturing

preparations Miscellaneous

disinfectants and and

deodorants Manufacturing 28999931 Metal treating compounds Miscellaneous 28999942 Rust resistirtg compounds and

28999948 Water treat~ng compounds Manufacturing 28510000middot Paints and allied Coating

products middot28510401 Paint removers Coating

325998

325998

325998

325510

325510

Manufacturing All Other

Chemical Product

preparation

All Other

Chemical PrOduct

Preparation

All Other

Chemical Product

Preparation

Paint and

Manufacturing Paint and

Manufacturing

================================================================= ==============

DampB PAYDEX ================================================================= ==============

The DampB PAYDEX is a unique dollar weighted indicator of payment performance based on up to 157 payment experiences as reported to DampB by trade references

3-Month DampB PAYDEX 75 I 12-Month DampB PAYDEX 74 I

When weighted by dollar amount I When weighted by dollar amount payments to suppliers average average 9 days beyond terms

Based on trade collected over collected over last months

8 days I payments to suppliers

last 3

I beyond terms II Based on trade

I 12 months

================================================================= ==============

PAYMENT SUMMARY ================================================================= ==============

The Payment Summary section reflects payment information in DampBs file as of the date of this report

Below is an overview of the companys dollar-weighted payments segmented by its suppliers primary industries

Mfg electric test prd 1 35000 35000 100

OTHER INDUSTRIES 101 283550 20000 73 22 4 - 1

Other payment categories Cash experiences 7 750 250 Payment record unknown 0 Omiddot 0 Unfavorable commeJlts 1 1000 1000

Placed for collections With DampB 1 7500 Other 0 NA

===== ============== ========== Total in DampBs file 157 3017350 900000

The highest Now Owes on file is $750000

The highest Past Due on file is $10000

Dun amp Bradstreet has 157 payment experiences in its file for this company For your convenience we have displayed 80 representative experiences in the PAYMENTS section

====~============================================================

==============

PAYMENT DETAILS ================================================================= ==============

Detailed payment history

Date Paying High Now Past Selling Last Salemiddot Reported Record Credit Owes Due Terms Within

(rhmyy) ($) ($) ($) (months)

0709 Ppt 50 0 1 mo

Ppt 2500 0 1 mo

Ppt 200 i OOO 100000 2500 N60 1 mo

Ppt 200000 100000 0

----------------

0508 Ppt-Slow 30 20000 10000 deg N30 1 rno 0707 (08 0) 7500

Placed for collection

Accounts are sometimes placed for collection everi though the existence or amount of the debt is disputed

Payment experiences reflect how bills are met in relation to the terms granted In some instances payment beyond terms can be the result of disputesmiddot over merchandise skipped invoices etc

Each experience shown is from a separate supplier Updated trade experiences replace those previously reported

================================================================= ==============

FNANCE ================================================================= ==============

04172009

Three-year statement comparative

Fiscal Fiscal Fiscal

Dec 31 2005 Dec 31 2006 Dec 31 2008

Current Assets 53345000 33854000 34348000 Current Liabs 16314000 11173000 18594000 Current Ratio 327 303 1 85 Working Capital 37031000 22681000 15754000 Other Assets 9824000 15582000 124757000 Net Worth 38515000 28063000

1304000 Sales 79763000 86130000 130723000 Long Term Liab 8340000 10200000 139207000 Net Profit (Loss) 1105000 8689000 490000

Fiscal statement dated DEC 31 2008

Assets j Liabilities I -----------shy1

Other Curr Assets 343-480001 Other Curr Liabs 18594000

---------------1 Curr Assets 343480001 Curr Liabs 18594000

I Fixt amp Equip 110620001 Pension Reserves 7990000 Goodwill-Net 252040001 Other Liabilities 129932000 other Intangible 825380001 LT Liab-Other 1285000 Assets-Net TOTAL EQUITY 1304000 Deferred Income 2680001 Taxes I Other Assets 56850001

---------------11

Total Assets 1591050001 Total 159105000

From JAN 01 2008 to DEC 31 2008 annual sales $130723000 cost of goods soldmiddot $69475000 Gross profit $61248000 operating expenses $48302000 Operating income $i2946OOO other expenses $11971bOOi net income before taxes $975000 Federal income tax $485000 Net income $490000

Submitted MAR 31 2009 by Ronald Felber pres-ceo Prepared from books without audit

On April 17~ 2009 themiddotfinancial information was updated

================================================================= ==============

KEY BUSINESS RATIOS ================================================================= ==============

Statement date DEC 31 2008 Based on this number of establishments 28

Firm IIndustry Median I---~------------

Return of Sales 04 IReturn of Sales 11 Current Ratio middot18 ICurrent Ratio 21 Assets Sales 1217 IAssets Sales 575 Total Liability Net Worth 9999 ITotal Liability Net Worth 83 7

================================================================= ==============

PUBLIC FILINGS ================================================================= ==============

The following Public Filing data is for information purposes only and is not the official record Certified copies can only be obtained from the official source

================================================================= ==============

UCC FILINGS =~==================================================== ===========

==============

Collateral All Assets Type Original

-----------------------------------------------------------------

Sec party THROUGH ITS

ADMINISTRATIVE AGENT

Debtor Filing number Filed with DOVER DE

Date filed Latest Info Received

Collateral General

Leased Equipment

Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ

Date filed Latest Info Received

Collateral

Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ

Date filed Latest Info Received

CREDIT SUISSE FIRST BOSTON ACTING

CAYMAN ISLANDS BRANCH AS

NEW YORK NY OAKITE PRODUCTS INC 4216854 2 SECRETARY OF STATEUCC DIVISION

08022004 08262004

Accounts receivable and proceeds shy

intangibless) and proceeds shy

and proceeds Original CANON FINANCIAL SERVICES MOUNT

OAKITE PRODUCTS INC 23913509 SECRETARY OF STATEUCC DIVISION

11302006 12272006

Leased Assets - Leased Business machineryequipment Original CANON FINANCIAL SERVICES INC MT

OAKITE PRODUCTS INC 21685842 SECRETARY OF STATEUCC DIVISION

07112003 07292003

Type Continuation Sec party CREDIT SUISSE (FKA CREDIT SUISSEmiddot FIRST

BOSTON) ACTING THROUGH ITS CAYMAN ISLA NEW

YORK NY Debtor CHEMETALL CORPORATION Filing number 2009 0642311 Filed with SECRETARY OF STATEUCC DIVISION DOVER DE

Date filed 02272009 Latest Info Receiv~d 05122009 Original UCC filed date 08022004 Original filing no 4216861 7

The public record items contained in this report may have been paid termirtated vacated or released prior to the date this report was printe~

=======~===============================================~======== ==============

GOVERNMENT ACTIVITY =====================================================~ ===========

==============

Activity summary Borrower (DirGuar) NO Administrative debt YES Contractor YES Grantee NO Party excluded from federal program(s) NO

Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8 (A) firm NA

The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other- sources

----7-------shyCopyright 2009 Dun amp Bradstreet - Provided under

contract I

for the exclusive use of subsCriber 264750059L

FULL DISPLAY COMPLETE

~ 396484BIRHQ2156 3427456432lng emailhIm

dmiddotmiddotmiddotmiddotmiddotto Chemetall

~

ICompany Overview

Chemetall is a global company committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry eg lithium and cesium compounds

Chemetalls businesses historically emerged from the combination of expertise in chemistry and metallurgy which is still mirrored in the companys name Chemetall mainly sells customised packages of products and services ranging from consultation via development through to the operation of entire plants at the customers site - for instance car body pre-treatment in the automotive industry

The companys product portfolio is based on continuous research and development of leading edge technologies High perfOrming products combined with Chemetalls dedication to providing the best technical service and support to its customers have over the decades established excellent market positions in its fields of activity

Chemetall GmbH is headquartered in Frankfurt am Main It is the centre of a worldwide network of some 40 subsidiaries in Europe North and South America Asia Australia and Africa Most of these companies operate their own production sites and many also have their own development laboratories A largely decentralised organisation ensures that each local company can respond quickly and flexibly to the customers needs in its markets whilst at the same time being able to draw on the specialist resources within the Group In this way Chemetall combines the strength of a global supplier with the flexibility and customer focus of a medium-size company

Since August 1st 2004 Chemetall has been part of middotRockwood Holdings Inc

~II ~II

httpwwwchemetaIIcomindexjspjsessionid=D1E2B97C5F308BBEFA7790E98D334D 8112009

202009

~ _ c

bulliJi - - -Hsectr

jmiddotY I Chemetall

f 0

I News

I 2009 I zoosl 2007

2009

May 272009 Significant savings achieved with the change from zinc-phosphating pretreatment to Oxsllanreg technology Opel Replaces its Metal Pretreatment System Adam Opel GmbH in Kaiserslautem Germany is an important more

~tl

April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more

~ff

April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more

~If

February OS 2009 Chemetall Aerospace Technologies has successfully integrated the NOT business of Ely Chemical Company Ltd We are proud to inform our customers around the world that Chemetall has effectively transferred and more

~h~~gPASq~~~~JJetoChemetall~ aiiiiilry f 2009 tile neW legal entity name for ChemetallmiddotOakite will be

cCflemetalltJS Inc more

ctt

January 20 2009 Chemetall Oakite changed its name to Chemetall

Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc more

ft

2008

August 01 2008 Chemetall acquires Nalco Finishing Technologies Rockwood Holdings Inc Chemetall-Group has acquired Nalcos Finishing Technologies (FT) businessnull more

~

July 31 2008 Chemetall announces global price increases Chemetall is currently increasing prices within a range of 5 to 20 percent or implementing and adjusting more

~ff

httpwwwchemetallcomindexjspcontent=newsjspnewsDat=pressreleases_sortbyyear 81112009

2007

----------------- -r - ------1 ------------- c- - --r

April 01 2008 Chemetall acquires NOT Business of Ely Chemical Company Ltd Chemetall GmbH FrankfurtM via its UK subsidiary has acquired the NOT business of the UK basednull more

~JJ

March 29 2007 Chemetall Signs Distribution Agreement with Advanced Chemistry amp Technology Inc Chemetall Aerospace Technologies announced that it has signed an exclusive sales and distribution agreement more

~II

February 212007 Chemetall Acquires the Chemical Division Business of Wirral Fospray Chemetall PLC has announced the acquisition of the chemical division business from Wirral Fospray Limited more

~JI

January 22 2007 Rockwood Appoints M~nlka Engel-Bader President ofChemetal Rockwood Holdings Inc (NYSEROC) has announced that Dr Monika EngelshyBader has been appointed tonull more=

~II

httpwwwchemetallcomindexispcontent=newsi SpnewsDat=pressreleases sortbyyear 8112009

kindof activity Production fields of activity Lithium

~II ~IJ

~ Chemetall US Inc

Country United States Streetaddress 13177 Huron River Drive ZIP MI 48174 City Romulus Phone +1-734-941 3800 Fax +1-734-941-5524 kind of activity Productionmiddot fields of activity Surface Treatment MapMgQ

~I =11

IIsectsectsect Chemetall US Inc

Country United States Streetaddress 16961 Knott Ave ZIP CA 90638 City La Mirada Phone +1800-331-1197 Fax +1 714a70-6480 kind of activity Sales Production fields of activity Surface Treatment Map Mm

~J ~IJ

~ Chemetall US Inc

Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-464-6900 Fax +1908-464-5571 kind of activity Headoffice $ales Production fields of activity Surface Treatment Direct Contact Email oakiteproductschemetaILcom Map Map

~I ~II

httpwwwchemetallcomindexjspcontent=contact choice1jspid=United Statesampconti 81112009

Chemetall~~-V

J 4(

America ~ United Stetes 1lW

Chemetall Foote Corp

Country United States Streetaddress 348 Holiday Inn prive ZIP NC 28086 City Kings Mountain Phone +1-704-739 2501 Fax +1-704-734 0208 kind of activity Headoffice Sales Production fields of actvity Lithium Direct Contact Email footelithiumchemetallcom Map Map

~ II

~ Chemetall Foote Corp

Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-665-9466 Fax +1-908-665-8543 kind of activity Headoffice Sales fields of activity Special metals MapM~

~II ~11

~ Chemetall Foote Corp

Country United States Streetaddress 856 Foote Lane

ZIP TN 37134 City New Johnsonville Phone +1-931-535 3401 Fax +1-931-535 3404 kind of activity Production fields of activity Lithium Map Map

~IJ ~IJ

~ Chemetall Foote Corp

Country United States Streetaddress Hwy 265 ZIP NV 89047 City Silver Peak Phone +1-775-937-2222 Fax +1-775-937-2250

httpwwwchemetallcomindexj spcontent=contact_choice 1jspid=UnitedStatesampconti 8112009

~aa -rlte_middot~ bull Chemetall

II~metaIIOakl~ changeditsnClme tOlhemetall

Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc doing business as Chemetall The same applies to the Canadian subsidiary whose official name will be Chemetall Canada Limited

middotCustomers around the world link Chemetall with quality innovation and extraordinary technical services says Joris Merckx President Surface Treatment at Chemetall middotOne consistent name of our all our subsidiaries will strengthen our corporate brand and with it our image he commented

No changes Will be made to the Mexican and Brazilian entities as these countries already operate their business under the name of Chemetall

About Chemeta

Chemetall a company of Rockwood Holdings Inc (NYSE ROC) is one of the leading global companies committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry including lithium and cesium compounds

Contact Sandra Zirm Phone +496971653605 Mall sandrazirmchemetallcom

~I ~II

Page 15: :;c= ---------------------------------------------x >.' --~ -'- ::~C~l d- r ......Opportunity for Hearing (Complaint) was issued on September 24, 2009 and served on September 28, 2009

Violations occurring before March 152004 and after January 30 1997 remain subject to penalties adjusted for inflation as specified in TPEDs April 18 1997 memorandum entitled Penalty Policy Suwlements Pursuant to the Civil Penalty Inflation Adjustment Rule Copies of this memorandum are available upon request

Please contact Brian Dyer at (202) 564-4166 (dyerbrianepagov) if you have any questions concerning these penalty adjustments

Attaclunents

cc Rosemarie Kelley US EPA OECAOCE David Abdalla us EPA OECAOCE Susan OKeefe US EPA OECAOCE John Neylan US EPA OECAOC Tom Ripp US EPA OECAOC Priscilla Flattery US EPA OPPTSOPPT Ben Smith US EPA OEIOIAA

Craig Matthiessen US EPA OSWERJOEM Daniel Helfgott US EPA OPPTSOPP Deborah Brown US EPA Region 1 Nancy Bannakian US EPA Region 1 Ken Stoller US EPA Region 2 Adrian Enache US EPA Region 2 Daniel Kraft US EPA Region 2 John Higgins US EPA Region 2 Ken Eng US EPA Region 2 Harry Daw US EPA Region 3 Aquanetta Dickens US EPA Region 3 Mikal Shabazz US EPA Region 3 Jeaneanne Gettle US EPA Region 4 Anthony Toney US EPA Region 4 Joanne Benante US EPA Region 4 Caron Falconer US EPA Region 4 Anthony Restaino US EPA Region 5 MarkHorwitz US EPA Region 5 Bob Goodfellow US EPA Region 6 Maria Martinez US EPA Region 6 Steve Vargo US EPA Region 6 Jamie Green US EPA Region 7 Mark A Smith US EPA Region 7 Elisabeth Evans US EPA Region 8 Pam Cooper US EPA Region 9 Paula Bisson US EPA Region 9 Scott Downey US EPA Region 10

TPED Pen Adj Memo wAttachments - Page 2 of J9

ATTACHMENT A

FEDERAL INSECTICIDE FUNGICIDE AND RODENTICIDE ACT

FIFRA Worker Protection Standard Penalty Policy - Interim Final- (0901197)

Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act --Good Laboratory Practice (GLP) Regulations - (093091)

Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act (FIFRA) - (070290)

FIFRA Section 7(c) Enforcement Response Policy - (021086)

TOXIC SUBSTANCES CONTROL ACT

Section 1018 - Disclosure Rule Enforcement Response Policy - (020100)

Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8 12 AND 13shy(033199)

Polychlorinated Biphenyls Penalty Policy - (022698)

Enforcement Response Policy for TSCA Section 4 Test Rules - (052886)

Amendment to the TSCA Section 5 Enforcement Response Policy - (060889)

Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Polic~ - (013189)

Interim Final Enforcement Response Policy Asbestos Abatement Projects Worker Protection Final Rule - (111489)

Final TSCA GLP Enforcement Response Policy - (040985)

EMERGENCY PLANNING AND COMMUNITY RIGHT-TO-KNOW ACT

Enforcement Response Policy for Section 313 of the Emergency Planning Community Right-ToshyKnow Act (1989) and Section 6607 of the Pollution Prevention Act (1990) Amended shy(041201)

Enforcement Response Policy for Sections 30~ 311 and 312 of the Emergency Planning and Community Right-to-Know Act (1989) and Section 103 of the Comprehensive Environmental Response Compensation and Liability Act -(093099)

TPED Pen Adj Memo wAttachments - Page 3 of 19

ATTACHMENT B

FlFRA

Insert table (p 4-A) behind page 4 FIFRA Worker Protection Standard PenaltY Policy - Interim Final (090 97)

No insert Rodenticide Act - Good Laboratory Practice (GLP) Regulations (093091) Enforcement Response Policy for the Federal Insecticide Fungicide and

When proposing penalty amounts under the Enforcement Response Policy for GLP Regulations dated September 30 1991 actual dollar amounts are determined by using the ERP for FIFRA (070290) See directions below for F1FRA ERP

Insert after page 19-A in the policy and page CshyRodenticide Act (070290) Enforcement Response Policy for the Federal Insecticide Fungicide and

I in the appendix

No insert While the FIFRA ERP (1990) does not supersede the Section 7(c) ERP (1986) the matrix setting forth the penalties in the ERP for FIFRA (070290) should be used instead of the matrix in the 1986 policy

FIFRA Section 7(c)Enforcement Response Policy (021086)

TSCA

Insert matrix (Appendix B-4-A) behind Appendix B-4

Section 1018 - Disclosure Rule Enforcement Response Policy (020 I00)

Insert matrix (p7-B) behind page 7-A 12 AND 13 (033199) Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8

Polychlorinated Biphenyls Penalty Policy (040990) Insert matrix (p9-B) behind page 9-A

Enforcement Response Policy for TSCA Section 4 Test Rules (052886) Insert matrix (p2-B) behind page 2-A

Amendment to the TSCA Section 5 Enforcement Response Policy (060889) Insert matrix (p16-B) behind page 16-A

Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Insert matrix (pII-B) behind page II-A Policy (0 131 89) Insert matrix (p17-B) behind page 17-A

Interim Final Enforcement Response Policy - Asbestos Abatement Projects Insert matrix (p 6-B) behind page 6-A Worker Protection Final Rule (111489)

Final TSCA GLP Enforcement Response Policy (040985) Insert matrix (pA-B) behind page 4-A

EPCRA

Enforcement Response Policy for Section 313 of the Emergency Planning and I Insert matrix (pi I-B) behind page II-A Community Right-To-Know Act (1989) and Section 6607 ofthe Pollution Prevention Act (1990) Amended (04120 I )

Final Enforcement Response Policy for Sections 304 311312 of EPCRA and I Insert matrix (pp 20C amp 200) behind page 20B Section 103 ofCERCLA (093099)

TPED Pen Adj Memo wAttachments - Page 4 of 19

Page8-A

Gravity based penaltY matrix to supplement Recordkeeping and Reporting Rules and Requirements for TSCA Sections 8 12 and 13 for violations that occur on or after March 15 2004 Insert behind ~e 8

TSCA sectsect 8 12 amp 13 GRAVITY BASED PENALTY MATRIX

EXTENT CIRCUMSTANCES

A B C Major Significant Minor

LEVELS 1 $32500 $21922 $6448

High Range 2 $25791 $16764 $3869

3 $19343 $12895 $1934 Mid Range

4 $12895 $7737 $1290

5 $6448 $3869 $645 Low Range

6 $2579 $1676 $258

Note After calculating the gravity-based penalty for each count the total applicable gravity-based penalty for all counts in a particular casematter should be rounded to the nearest unit of $100 as required by the memorandum from Thomas Skinner dated September 212004 implementing the Civil Monetary Penalty Adjustment Rule as published in the Federal Register on February 132004 (69 FR 7121)

TPED Pen Adj Memo wAnachments - Page 9 of 19

UNITED STATES ENVIRONMENTAL PROTECTION AGENCY

TSCA Section 5 and 8 Inspection Chemetall Oakite Inc 675 Central Avenue New Providence NJ 07974

From Chester Norman Chemist Leonard Pappalardo Chemist Toxics Section Toxics Section

To Daniel 1 Kraft Chief Toxics Section

On May 14 2008 a TSCA Section 5 and 8 inspection was conducted at Chemetall Oakite Inc at the address listed above This inspection was conducted as part of the regional neutral inspection scheme We scheduled the meeting in advance with Mr Michael Chang Manager Health and Environmental Department Upon arriving at Chemetall Oakite Inc official credentials were presented to Mr Michael Chang Julia C Murray Vice President Technical Marketing and Ron Ascenzo Director Technical Marketing Notices ofInspection (Attachment 1) and Confidentiality (Attachment 2) were issued and explained to Ms Murray Ms Murray signed the notices

Chemetall Oakite is an importer of chemicals They import metal cleaners and surface treatment chemicals They have approximately 110 employees in New Providence New Jersey Chemetall has been at this site since 2006 prior to that they were located in Berkley Heights New Jersey Chemetall Oakite Inc is also known as Chemetall Chemical Products and Chemetall Americas Chemetall Americas is owned by Rockwood Holding Company who is owned by Chemetall BMGH in Germany Their Standard Industrial Codes (SIC) is 5169 The companys fiscal year is the calendar year Ms Murray said Chemetall Oakite Incs corporate sales were approximately $100000000 Chemetall Oakites facility in New Providence New Jersey is the corporate headquarters sales export and import offices and their research and development laboratories for the United States Chemetall Oakite Inc has manufacturing facilities in La Mirada CA and Romulus MI

We asked if they filed an Inventory Update Report for the 2006 reporting period They didnt know We asked if they filed a preliminary assessment inventory report for any of the chemicals the company manufactures or imports and they responded they didnt know We asked if they filed any PMNs recently they responded with a 10 year old low volume exemption and an older PMN We asked if they filed any significant new use report they responded no We asked if they had a

TSCA Section 8c file They also responded no

We issued Receipts for Samples and Documents and Confidential Business Information Nothing was declared Confidential

Attachments 1 Notice ofInspection 2 Notice of Confidentiality 3 Receipt for Samples and Documents 4 Declaration of Confidential Business Information

I bull US ENVIRONMENTAL PIlOTECTlON ~- WASHINGTON DC 204Ci0

TOXIC 5UBSTAlCES CONTllOL ACI EPA-----_- _--__--------------------- shyTOXICS SECfION - NOTICE OF INSPECflON

1_ INVESTIGATION IDENT1FICAnON 3 F~Z~ ~~7jJi--- Chemetall Oaki 42008

S FACllrryS ADDRESS

~PA Region 2 MS-I05 iPECTORS ADDRESS

675 Central Ave Woodbridge Avenue New Providence New Jersey 07974-1560

on NJ08837-5602

REASON FOR INSPECTION

Under the authority of Section II of the Toxics Substances Control Act

b For the purposes of inspecting (Including taking samples photographs statements and other inspection activities) an establisbment facility or other premises in which chemical substances or mixtures or articles containing same are manufactured processed or stored or held before or after their distribution in commerce ( including records files papers processes controls and facilities) and any conveyance being used to transport chemical substances mixtures or articles containing same in connection with their distribution in commerce (including records files papers processes controls and facilities) bearing on whether the requirements of the Act applicable to the chemical substances mixtures or articles within or ass()Ciated with such premises or conveyance have been complied with

In In addition this inspection extends to (Check appropriate blocks)

Jq- A Financial data o D Personnel data I

LV B Sales data o E Research data

13 C Pricin ~ data The natureland extent of the inspection of such data specified in A through E above is as follows

~rtification

lcknowledge that the statements I have made on this fonnand all attachments thereto are true accurate and complete I acknowledge that y knowingly false or misleading statement may be punishable by fine or imprisonment or both under applicable law

PREVIOUS VERSIONS ARE OBSOLETE

ME

rnE Chemist

DATE SIGNED

~r TI11E -shy~J ~ea~~ (1 4~

A FORM 77ltWmiddot3A FOR 1018 (REVISED JAN 2002)

IUR FORM (Form U) submitted September 24 2008

CBIDELETED

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0- 0shy

-P 0 0shy

Zn2+ 0shyNAME Phosphoric acid zinc salt (21) 1RN 13598-37-3

l) - P -o-Il o

MW 25533

Enlarge Structure

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OH I

HO-P-OH

1 o

NAME Ethanol 2-amino- phosphate (1 ) RN 29868-05-1 r

OH

MW 159077

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o II

HO- P-O- Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH

MW 119976

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o II

HO - P shy 0shy Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH

MW 119976

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VJJJU1LlpJU) L1UVUJJ U 1 a~~ J VJ k

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NAME Zinc nitrate RN 7779-88-6

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0shyI

N+i o 0shy

Zn2+ 0shy

I N+ 0shy0

MW 189398

InJil~~tJ(tlJr~

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ampampampampamp ampu I IU Y fo4IampU ~ L U~ La o

IRQ rn CERCLA Reportable Quantities I

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0 0

pl

o 0

Mn2 lt

NAME Phosphoric acid manganese(2+) salt (21) RN 18718-07-5

0 I

o-p -o-Il o

MW 244878

Enlarge Structure

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0- 0_

po 0_

Zn2+ 0shyNAME Phosphoric acid zinc salt (21) lRN 13598-37-3 -0 - P -o-Il o

MW 25533

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0shy

I ~N-o 0shy

Mn+ NAME Manganese nitrate 0shyRN 10377-66-9 I

N+- 0shy0

MW 178946

Enlarge Structure

hale SurchFor more information about this substance Information NllMgatlon

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NAME Potassium cis-9-octadecenoic acid RN 143-18-0

o

O

(

MW 320555

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OH I

HO-P=O

~ OHN~I

0) p NAME Sodium aminotris(methylenephosphonate) II OHRN 20592-85-2

0P HO shy

OH

MW 2990478

Enlarge Structure

hale I~----F-o-r-m-o-re-in-fo-r-m-a-t-io-n-a-b-o-u-t-t-hi-s-s-u-b-s-ta-n-c-e------1 N=~Information

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NAME Sodium silicate RN 1344-09-8

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0shyt

O=Si 0shy

MW 122063

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Na+

Na+

SNrell N8Yfgetlon

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NAME Boric acid dipotassium salt RN 1332-77-0

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NAME Potassium tallate No StructureRN 61790-44-1

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HO OH

j ~

HO

OH

J NAME Boric acid compd with 222middotnitrilotris (ethanol) OH ~N-

HO

RN 68413middot80middot9

MW 2110202

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NAME Butanedioic acid 2-(octen-1-yl)- potassium salt (1 2)

ti~middotmiddot

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RN 58641-28-4

MW 304466

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H3C OH

NAME Alcohol [USP] RN 64-17-5

MW 460684

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H3C OH

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MW 460684

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0shy

IOp-o- cr3+

NAME Chromic phosphate I 0shyRN 7789-04-0

MW 146966

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NAME Monoammonium phosphate RN 7722-76-1

0 II

HO-P -0shyI

NW 4

OH

MW 115024

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HO OH Si NH2NAME Silanetriol 1-(3-aminopropyl)shy HO ~ ~

RN 58160-99-9

MW 13721

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Na+ o II

HO- p- 0shyNAME Disodium phosphate IRN 7558-79-4 0- Na+

MW 141958middot

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675 Central we

New PlOYidence Unton NJ 07974 PO BOX 7 N_ PrcNiclence

NJ 079740007 908~900

51691001 Anti-corrosion product 424690 424690-Other Chemical lII1d Allied Prod

Ron Felper

President

65 100 $100000000

016164399 000000000 1067934JJ

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40697755 -74A08967

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556121200 Cham_Uslnc Chemelall dalcrle 675 Centrol we 11_ PrrMdllf1C8 Union NJ 07974 POBOX 7 New PrrMdence NJ 079740007 9OB-464~900

26420000 Polishes and sanitation goods 325612 325612-Po1ish amp 01 Ssnitalion Gd MIg Ronald Felber Pesident

90 340 S130723000

016164399 0000000oo 016164399

PRIVATE COMPANY HEADQUARTERS 40697755 74408967

custservdnbcom To Lee SpielmannR2USEPAlUSEPA Karen

bull SeetlR2USEPAlUSEPA08132009 11 22 AM

cc

bcc

Subject CHEMETALL OAKITE INC DampB Business Information Report

The folloWing e-mail was sent to you by seetkarenepagov Personal Note

ampBhas more options to help you decide with confidence Learn more about DampB eroducts and services lis this an important decision ~ IUJlilIImil

Get more with DampBs Enhanced Comprehensive Report ~I bull Business failure and credit scores

Click here to provideI bull Context behind the scores Added industrY and Financial comDarisons feedback on this report

iiiiRi55i~iiiiiAii~1~-

ort on this business

J --1- )21 _II1tjjjj1 Wgll_~yg 1

Copyright 2009 bun amp Bradstreet - Provided under contract

for the exclusive use of subscriber 264750059L

ATTN Lee Spielmann Report Printed AUG 13 2009

========================~======~=================================

============== BUSINESS SUMMARY

==========~======================================================

==============

CHEMETALL OAKITE INC (SUBSIDIARY OF ROCKWOOD SPECIALTIES INC PRINCETON NJ) 675 Central Ave New Providence NJ 07974

This is a headquarters D-U-N-Sreg Number 93-771-2248 (subsidiary) location Branch (es) or division(s) exist DampB Rating

Mailing address PO Box 7

II I

New ~rovidence NJ07974

Web site wwwrockwoodspeciallI IIIIIIIIIIIIII

Telephone

Chief executive

Year started

Management control

Employs

Sales

History

SIC

Line of business

tiescom

908 464-6900

RON FELPER PRES

1987

2006

100 (65 here)

$100000000

CLEAR

5169

Whol corrosion preventative chemicals

III III

================================================================= ===============

SPECIAL EVENTS ================================================================ ==============

06142007 Business started 1987 Present control succeeded June 2006

================================================================= ==============

SUMMARY ANALYSIS ================================================================= ==============

DampB Rating

The blank rating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and

that further enquiry should be made before reaching a decision Some reasons for using a _II symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information

Below is an overview of the companys rating history since 061507

DampBRating Date Applied 061507

The Summary Analysis section reflects information in DampBs file as of August 102009

=================~======~==~==~=======================~==========

============== INVESTIGATIVE SERVICES

================================================================= ==============

Update available on request

This information is being provided to you immediately in the interest of speed This reportmay not reflect the current status of this business DampB can investigate this business and update the information based on the resulta of that investigation

By ordering a standard investigation the same day you order this report an updated report will be provided to you at no extra cost

=========~=======================================================

==============

CUSTOMER SERVICE ================================================================= ==============

If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you

~ (

are outside the us contact your local DampB office

Additional Decision Support Available

Additional DampB products monitoring services and specialized investigations are available to help you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcom

=================================================================

===== = = = === = = =

HISTORY ================================================================= ==============

The following information was reported 08182008

Officer(s) RON FELPER PRES

THE OFFICER(S)

Business started 1987 Present control succeeded June 2006 100 of capital stock is owned by the parent company

RON FELPER Work history is unknown

Business address has changed from 14826 Ne 95th St Redmond WA 98052 to 675 Central Ave New Providence NJ 07974

=~===============================================================

==============

CORPORATE FAMILY =====================c=========================================== ==============

The following global corporate family members are related to this busihess

Members are listed alphabetically first by company name then by country or us state then by city

Global Ultimate Rockwood Holdings Inc Princeton NJ 01-616-4399

Parent Rockwood Specialties Group Inc Princeton NJ 10-679-3433

Affiliates (US) Advantis Technologies Inc Alpharetta GA 93-189-6385 Alphagary Corporation Leominster MA 09-743-4484 Ceramtec North America Innovative Laurens SC 17-483-0034 Ceramic Engineering Corporation Chemetall Foote Corp Kings Mountain NC 00-232-9456 Chemical Specialties Inc Charlotte NC 04-297-3313 Pure Wafer Inc Prescott AZ 83-746-8321 Rockwood Pigments NA Inc Beltsville MD 04-754-7690 Southern Clay Products Inc Gonzales TX 04-166-1737

Affiliates (International) AlphaGary (Canada) Limited Stoney Creek CANADA 24-924-8626 Cs i Kemwood AB Helsingborg SWEDEN 35-401-6487middot ProCeram spolmiddot s ro Dolni Rychnov CZECH 49-516-1929

REPUBLIC

== = = == = == = == ==== = == = = = == = = ==== = ==== = = ==== = = ===-= = = = = === == == === =

==============

OPERATIONS ===================~==========~====================== ============

==============

08182008

Description Subsidiary of Rockwood Specialties Inc

Princeton NJ started 2000 which operates as a wholesaler

of chemicals or allied products Parent company owns 100

of capital stock

Wholesales corrosion preventative chemicals (100)

Terms are Net 30 days Has 600+ account(s) Sells to

aerospace industry Territory North and South America

Nonseasonal

Employees 100 which includes officer(s) 65 employed here

Facilities Leases premises in a single story brick building

Location Central business section on well traveled street

Branches This business has multiple branches detailed branchdivision information is available in

Dun amp Bradstreets linkage or family tree products

==============~==============~===================================

==============

SIC amp NAICS ================================================================= ==============

SIC Based on information in our file NAICS DampB has assigned this company an extended 8-digit SIC DampBs use of 424~90 Other Chemical and Alli~d

a-digit SICs enables us to be more Products Merchant specific to a companys operations Wholesalers than if we use the standard 4-digit code

51691001 Anti-corrosion products

=================================================~== ============

============== PAYMENT SUMMARY

==============~===========~=========================== ===========

===============

DampB has not received a sufficientsample of payment experiences to establish a PAYDEX score

DampB receives over 600 million payment experiences each year We enter these new and updated experiences intoDampB Reports as this information is received At this time none of those experi~nces relate to this company

=======================================================~==========

============== FINANCE

================================================================= ==-= = = == == === ==

06142007

On JUN 14 2007 Michael Lissandrello SIs Mgr deferred financial statement

Michael Lissandrello submitted the following partial estimates dated JUN 14 2007

Sales for 2006 were $100000000

As of June 14 2007 a search of Dun amp Bradstreets Public Record database found no open suits liens judgements or UCCs to which Chemetall Oakite Inc at 675 Central Ave New Providence NJ was named defendant or debtor Public records received hereafter will be entered into the database and will be included in reports which contain a Public Filings ~ection

==============================================~====== ===========

============== PUBLIC FILINGS

================~====~================================ ===========

==============

A check of DampBs public records database indicates that no filings were found for CHEMETALL OAKITE INC at 675 Central Ave New Providence NJ

DampBs extensive database of public record information is updated daily to ensure timely reporting of changes and additions It includes business-related suits liens judgments bankruptcies UCC financing statements and business registrations from every state and the District of Columbia as well as select filing types from Puerto Rico and the US Virgin Islands

DampBmiddotcollects public records throughmiddot a combination of court reporters third parties and direct electronic links with federal and local authori~ies Its database of US business-related filings is now the largest of its kind

===~====~========================================================

============== GOVERNMENT ACTIVITY

================================================================= ==============

Activity summary Borrower (DirGuar) NO Administrative debt NO Contractor YES Grantee NO Party excluded from federal program(s) NO

Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8(A) firm NA

The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other sources

Copyright 2009 Dun amp Bradstreet- Provided under contract

for the exclusive use of subscriber 264750059L

FULL DISPLAY COMPLETE

~ ~

396484BIR21523427615308tng emailhtm

-- -- - ~-

(I custservdnbeom To Lee SpielmannH2USEPAlUSEPA Karen

SeetlR2USEPAlUSEPA08112009 0314 PM cc

bec

Subject CHEMETALL US INC DampB Business Information Report

The following e-mail was sent to you by seetkarenepagov Personal Note

~--~amp8 has more oDtfcins tohelDvou decide with confidence Learn more about DampB products and services Is this an important decision ~~~~~

Get more with DampBs Enhanced Comprehensiye Report bull Business failure and credit scores

Click here to providebull Context behind the scores bull Added industrv and Financial comparisons feedback on this report

~~OC--~

f4fi1 Order reports on other businesses

Copyright 2009 Dun amp Bradstreet - Provided under contract

for the exclusive use of subscriber 264750059L

ATTN Lee Spielmann Report Printed AUG 11 2009

In Date

=====================~===========================================

============== BUSINESS SUMMARY

===============================~====================== ===========

==============

CHEMETALL US INC (SUBSIDIARY OF ROCKWOOD HOLDINGS INC PRINCETON NJ) CHEMETALL OAKITE 675 Central Ave New Providence NJ 07974

This is a headquarters I D-U~N-S Number 55-612-1200 (subsidiary) location IBranch (es) or division(s) exist I DampB Rating

Mailing address PO Box 7 IIINew Providence NJ

07974 DampB PAYDEXreg

1 12-Month DampB 74 Web site wwwchemetallcom I PAYDEX

I

Telephone 908 464-6900 I When weighted by dollar amount

f paYments to suppliers average 9 days Chief executive RONALD FELBER I beyond terms

I

PRES-CEO II Based on trade collected

over last Year started 1909 I 12 months

Management control

Employs

Financial statement date

Sales F

Net worth

History

Financing

Financial condition

SIC

Line of business

2004

340 (90 here)

DEC 31 2008

$130723000

(106438000)

CLEAR

SECURED

UNBALANCED

2842 2899 2851

Mfg polishsanitation gd mfg chemical preparation

IIIIIIIII

=======================================================~========

==============

SUMMARY ANALYSIS ================================================================= ==============

DampB Rating

The Rating was changed on April 17 2009 because of DampB I S overall assessment of the companys financial payment and history information The blankrating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and that further enquiry should be made before reaching a decision Some reasons for using a II_II

symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information

Below is an overview of the companys rating history since 060707

DampB Rating Date Applied 041709

1R4 030209 1R3 101408 4A3 072408 4A2 060707

The Summary Analysis section reflects information in DampBs file as of August 10 2009

====================~=====================~======================

============== CUSTOMER SERVrCE

================================================~===== ===========

==============

If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you are outside the US contact your local DampB office

Additional Decision Support Available

Additional DampB products monitoring services and specialized

investigations are available tomiddothelp you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcommiddot

================================================================= ==============

HISTORY ====~=========================~=====~================= =========== ==============

The following information was reported 07142009

Officer(s) RONALD FELBER PRES-CEO PHILIP E KELLY VICE PRESIDENT GREGORY V POFF VICE PRESIDENT

DIRECTOR (S) THE OFFICER(S)

The Delaware Secretary of States business registrations file showed that Oakite Products Inc was registered as a corporation on December 19 1991

Business started 1909 by David C Ball George W Oakley and Daniel C Smith Present control succeeded 2004 100 of capital stock is owned by parent company

RONALD FELBER born 1951 1989~present active here 1985-1989 employed with Avon Products Inc New York NY Graduated from Georgetown University in 1973 with a BS degree Also received MA degree from Loyola University in 1985

PHILP E KELLY born 1948 1972-present active here Graduated from University of Dayton in 1970 with a BS Degree Also received MBA Degree from Seton Hall University in 1978

GREGORY V POFF born 1948 1970-present active here Graduated from Catawba College in 1970 with a BA degree Also received MBA from Pace University in

1982

==========================~========================~=============

==============

CORPORATE FAMILY ================================================================= ==============

The following global corporate family members are related to this business Members are listed alphabetically first by company name then by country or US state then by city

Parent Rockwood Holdings Inc Princeton NJ 01-616-4399

Subsidiaries (International) Cheme~allCanada Limited Brampton CANADA 20-036-7514 Chemetall Mexicana SA de CV El Marques MEXICO 81-232-9050

Branches (US) Chemetall Us Inc La Mirada CA 15-886-0572 Chemetall Us Inc Romulus MI 00-515-7698

Affiliates (US) Chemetall Chemical Products Inc New Providence NJ 82-485-0580 Chemetall Oakite La Mirada - Plant La Mirada CA 61- 036 -9832middot Mineral Research and Development Charlotte NC 61-036-9477 Rockwood Holding Company Chicago IL 78-166-9635 Rockwood Specialties Consolidated Inc Princeton NJ 03-845-1386 Rockwood Specialties Group Inc Princeton NJ 10-679-3433 SachtlebenCorporation White Plains NY

95-666-4114 Viance LLC Charlotte NC 79-544-7346

Affiliates (International) Sachtleben Pigments Oy Helsinki FINLAND 54-023-5819

================================================================ ==============

OPERATIONS ==========~========================================== ============

==============

07142009

Description Subsidiary of Rockwood Holdings Inc Princeton NJ

As noted the parent company is Rockwood Holdings Inc

DUNS 01-616-4399 and reference is made to that report

for background information on the parent company and its

management

Manufactures specialty cleaning polishing or sanitation

preparations and sanitation preparations disinfectants or

deodorants Manufactures chemical preparations

specializing in metal treating compounds rust resisting

compounds and water treating compounds Manufactures

paints varnishes lacquers enamels or allied products

and paint removers

Has 10000 account(s) Terms are Net 30 days Sells to

industrial concerns Territory United States Mexico

Brazil and Canada

Nonseasonal

Employees 340 which includes officer(s) and 2 part-time 90 employed

here

Facilities Rents 37000 sq ft ina one story brick building

Location Suburban business section on well traveled street

Branche~ This business has multiple branches detailed branchdivision information is available in

Dun amp Bradstreets linkage or family tree products

Subsidiaries This business has 2 subsidiaries listed below

The extent of ownership where known is shown in

parenthesis following company name

Oakite Canada Limited Bramalea Ontario Canada (100)

Manufactures chemical specialty products Intercompany

relations reported by management to consist of

merchandise and service transactions cleared as scheduled

Chemetall Mexicana Monteray Mexico (100) Manufactures

chemical specialty products

=================================================~===============

==============

SIC amp NAICS ===========~===============~=================================~===

==============

SIC Based on information in our file NAICS DampB has assigned this company an extended a-digit SIC DampBs use of 325612 Polish and Other a-digit SICs enables us to be more Sanitation Good specific to a companys operations Manufacturing than if we use the standard 325612 Polish and Other 4-digit code Sanitation Good

middot 28420000 Polishes and sanitation Miscellaneous

goods and 28420400 Sanitation Manufacturing

preparations Miscellaneous

disinfectants and and

deodorants Manufacturing 28999931 Metal treating compounds Miscellaneous 28999942 Rust resistirtg compounds and

28999948 Water treat~ng compounds Manufacturing 28510000middot Paints and allied Coating

products middot28510401 Paint removers Coating

325998

325998

325998

325510

325510

Manufacturing All Other

Chemical Product

preparation

All Other

Chemical PrOduct

Preparation

All Other

Chemical Product

Preparation

Paint and

Manufacturing Paint and

Manufacturing

================================================================= ==============

DampB PAYDEX ================================================================= ==============

The DampB PAYDEX is a unique dollar weighted indicator of payment performance based on up to 157 payment experiences as reported to DampB by trade references

3-Month DampB PAYDEX 75 I 12-Month DampB PAYDEX 74 I

When weighted by dollar amount I When weighted by dollar amount payments to suppliers average average 9 days beyond terms

Based on trade collected over collected over last months

8 days I payments to suppliers

last 3

I beyond terms II Based on trade

I 12 months

================================================================= ==============

PAYMENT SUMMARY ================================================================= ==============

The Payment Summary section reflects payment information in DampBs file as of the date of this report

Below is an overview of the companys dollar-weighted payments segmented by its suppliers primary industries

Mfg electric test prd 1 35000 35000 100

OTHER INDUSTRIES 101 283550 20000 73 22 4 - 1

Other payment categories Cash experiences 7 750 250 Payment record unknown 0 Omiddot 0 Unfavorable commeJlts 1 1000 1000

Placed for collections With DampB 1 7500 Other 0 NA

===== ============== ========== Total in DampBs file 157 3017350 900000

The highest Now Owes on file is $750000

The highest Past Due on file is $10000

Dun amp Bradstreet has 157 payment experiences in its file for this company For your convenience we have displayed 80 representative experiences in the PAYMENTS section

====~============================================================

==============

PAYMENT DETAILS ================================================================= ==============

Detailed payment history

Date Paying High Now Past Selling Last Salemiddot Reported Record Credit Owes Due Terms Within

(rhmyy) ($) ($) ($) (months)

0709 Ppt 50 0 1 mo

Ppt 2500 0 1 mo

Ppt 200 i OOO 100000 2500 N60 1 mo

Ppt 200000 100000 0

----------------

0508 Ppt-Slow 30 20000 10000 deg N30 1 rno 0707 (08 0) 7500

Placed for collection

Accounts are sometimes placed for collection everi though the existence or amount of the debt is disputed

Payment experiences reflect how bills are met in relation to the terms granted In some instances payment beyond terms can be the result of disputesmiddot over merchandise skipped invoices etc

Each experience shown is from a separate supplier Updated trade experiences replace those previously reported

================================================================= ==============

FNANCE ================================================================= ==============

04172009

Three-year statement comparative

Fiscal Fiscal Fiscal

Dec 31 2005 Dec 31 2006 Dec 31 2008

Current Assets 53345000 33854000 34348000 Current Liabs 16314000 11173000 18594000 Current Ratio 327 303 1 85 Working Capital 37031000 22681000 15754000 Other Assets 9824000 15582000 124757000 Net Worth 38515000 28063000

1304000 Sales 79763000 86130000 130723000 Long Term Liab 8340000 10200000 139207000 Net Profit (Loss) 1105000 8689000 490000

Fiscal statement dated DEC 31 2008

Assets j Liabilities I -----------shy1

Other Curr Assets 343-480001 Other Curr Liabs 18594000

---------------1 Curr Assets 343480001 Curr Liabs 18594000

I Fixt amp Equip 110620001 Pension Reserves 7990000 Goodwill-Net 252040001 Other Liabilities 129932000 other Intangible 825380001 LT Liab-Other 1285000 Assets-Net TOTAL EQUITY 1304000 Deferred Income 2680001 Taxes I Other Assets 56850001

---------------11

Total Assets 1591050001 Total 159105000

From JAN 01 2008 to DEC 31 2008 annual sales $130723000 cost of goods soldmiddot $69475000 Gross profit $61248000 operating expenses $48302000 Operating income $i2946OOO other expenses $11971bOOi net income before taxes $975000 Federal income tax $485000 Net income $490000

Submitted MAR 31 2009 by Ronald Felber pres-ceo Prepared from books without audit

On April 17~ 2009 themiddotfinancial information was updated

================================================================= ==============

KEY BUSINESS RATIOS ================================================================= ==============

Statement date DEC 31 2008 Based on this number of establishments 28

Firm IIndustry Median I---~------------

Return of Sales 04 IReturn of Sales 11 Current Ratio middot18 ICurrent Ratio 21 Assets Sales 1217 IAssets Sales 575 Total Liability Net Worth 9999 ITotal Liability Net Worth 83 7

================================================================= ==============

PUBLIC FILINGS ================================================================= ==============

The following Public Filing data is for information purposes only and is not the official record Certified copies can only be obtained from the official source

================================================================= ==============

UCC FILINGS =~==================================================== ===========

==============

Collateral All Assets Type Original

-----------------------------------------------------------------

Sec party THROUGH ITS

ADMINISTRATIVE AGENT

Debtor Filing number Filed with DOVER DE

Date filed Latest Info Received

Collateral General

Leased Equipment

Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ

Date filed Latest Info Received

Collateral

Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ

Date filed Latest Info Received

CREDIT SUISSE FIRST BOSTON ACTING

CAYMAN ISLANDS BRANCH AS

NEW YORK NY OAKITE PRODUCTS INC 4216854 2 SECRETARY OF STATEUCC DIVISION

08022004 08262004

Accounts receivable and proceeds shy

intangibless) and proceeds shy

and proceeds Original CANON FINANCIAL SERVICES MOUNT

OAKITE PRODUCTS INC 23913509 SECRETARY OF STATEUCC DIVISION

11302006 12272006

Leased Assets - Leased Business machineryequipment Original CANON FINANCIAL SERVICES INC MT

OAKITE PRODUCTS INC 21685842 SECRETARY OF STATEUCC DIVISION

07112003 07292003

Type Continuation Sec party CREDIT SUISSE (FKA CREDIT SUISSEmiddot FIRST

BOSTON) ACTING THROUGH ITS CAYMAN ISLA NEW

YORK NY Debtor CHEMETALL CORPORATION Filing number 2009 0642311 Filed with SECRETARY OF STATEUCC DIVISION DOVER DE

Date filed 02272009 Latest Info Receiv~d 05122009 Original UCC filed date 08022004 Original filing no 4216861 7

The public record items contained in this report may have been paid termirtated vacated or released prior to the date this report was printe~

=======~===============================================~======== ==============

GOVERNMENT ACTIVITY =====================================================~ ===========

==============

Activity summary Borrower (DirGuar) NO Administrative debt YES Contractor YES Grantee NO Party excluded from federal program(s) NO

Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8 (A) firm NA

The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other- sources

----7-------shyCopyright 2009 Dun amp Bradstreet - Provided under

contract I

for the exclusive use of subsCriber 264750059L

FULL DISPLAY COMPLETE

~ 396484BIRHQ2156 3427456432lng emailhIm

dmiddotmiddotmiddotmiddotmiddotto Chemetall

~

ICompany Overview

Chemetall is a global company committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry eg lithium and cesium compounds

Chemetalls businesses historically emerged from the combination of expertise in chemistry and metallurgy which is still mirrored in the companys name Chemetall mainly sells customised packages of products and services ranging from consultation via development through to the operation of entire plants at the customers site - for instance car body pre-treatment in the automotive industry

The companys product portfolio is based on continuous research and development of leading edge technologies High perfOrming products combined with Chemetalls dedication to providing the best technical service and support to its customers have over the decades established excellent market positions in its fields of activity

Chemetall GmbH is headquartered in Frankfurt am Main It is the centre of a worldwide network of some 40 subsidiaries in Europe North and South America Asia Australia and Africa Most of these companies operate their own production sites and many also have their own development laboratories A largely decentralised organisation ensures that each local company can respond quickly and flexibly to the customers needs in its markets whilst at the same time being able to draw on the specialist resources within the Group In this way Chemetall combines the strength of a global supplier with the flexibility and customer focus of a medium-size company

Since August 1st 2004 Chemetall has been part of middotRockwood Holdings Inc

~II ~II

httpwwwchemetaIIcomindexjspjsessionid=D1E2B97C5F308BBEFA7790E98D334D 8112009

202009

~ _ c

bulliJi - - -Hsectr

jmiddotY I Chemetall

f 0

I News

I 2009 I zoosl 2007

2009

May 272009 Significant savings achieved with the change from zinc-phosphating pretreatment to Oxsllanreg technology Opel Replaces its Metal Pretreatment System Adam Opel GmbH in Kaiserslautem Germany is an important more

~tl

April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more

~ff

April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more

~If

February OS 2009 Chemetall Aerospace Technologies has successfully integrated the NOT business of Ely Chemical Company Ltd We are proud to inform our customers around the world that Chemetall has effectively transferred and more

~h~~gPASq~~~~JJetoChemetall~ aiiiiilry f 2009 tile neW legal entity name for ChemetallmiddotOakite will be

cCflemetalltJS Inc more

ctt

January 20 2009 Chemetall Oakite changed its name to Chemetall

Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc more

ft

2008

August 01 2008 Chemetall acquires Nalco Finishing Technologies Rockwood Holdings Inc Chemetall-Group has acquired Nalcos Finishing Technologies (FT) businessnull more

~

July 31 2008 Chemetall announces global price increases Chemetall is currently increasing prices within a range of 5 to 20 percent or implementing and adjusting more

~ff

httpwwwchemetallcomindexjspcontent=newsjspnewsDat=pressreleases_sortbyyear 81112009

2007

----------------- -r - ------1 ------------- c- - --r

April 01 2008 Chemetall acquires NOT Business of Ely Chemical Company Ltd Chemetall GmbH FrankfurtM via its UK subsidiary has acquired the NOT business of the UK basednull more

~JJ

March 29 2007 Chemetall Signs Distribution Agreement with Advanced Chemistry amp Technology Inc Chemetall Aerospace Technologies announced that it has signed an exclusive sales and distribution agreement more

~II

February 212007 Chemetall Acquires the Chemical Division Business of Wirral Fospray Chemetall PLC has announced the acquisition of the chemical division business from Wirral Fospray Limited more

~JI

January 22 2007 Rockwood Appoints M~nlka Engel-Bader President ofChemetal Rockwood Holdings Inc (NYSEROC) has announced that Dr Monika EngelshyBader has been appointed tonull more=

~II

httpwwwchemetallcomindexispcontent=newsi SpnewsDat=pressreleases sortbyyear 8112009

kindof activity Production fields of activity Lithium

~II ~IJ

~ Chemetall US Inc

Country United States Streetaddress 13177 Huron River Drive ZIP MI 48174 City Romulus Phone +1-734-941 3800 Fax +1-734-941-5524 kind of activity Productionmiddot fields of activity Surface Treatment MapMgQ

~I =11

IIsectsectsect Chemetall US Inc

Country United States Streetaddress 16961 Knott Ave ZIP CA 90638 City La Mirada Phone +1800-331-1197 Fax +1 714a70-6480 kind of activity Sales Production fields of activity Surface Treatment Map Mm

~J ~IJ

~ Chemetall US Inc

Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-464-6900 Fax +1908-464-5571 kind of activity Headoffice $ales Production fields of activity Surface Treatment Direct Contact Email oakiteproductschemetaILcom Map Map

~I ~II

httpwwwchemetallcomindexjspcontent=contact choice1jspid=United Statesampconti 81112009

Chemetall~~-V

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America ~ United Stetes 1lW

Chemetall Foote Corp

Country United States Streetaddress 348 Holiday Inn prive ZIP NC 28086 City Kings Mountain Phone +1-704-739 2501 Fax +1-704-734 0208 kind of activity Headoffice Sales Production fields of actvity Lithium Direct Contact Email footelithiumchemetallcom Map Map

~ II

~ Chemetall Foote Corp

Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-665-9466 Fax +1-908-665-8543 kind of activity Headoffice Sales fields of activity Special metals MapM~

~II ~11

~ Chemetall Foote Corp

Country United States Streetaddress 856 Foote Lane

ZIP TN 37134 City New Johnsonville Phone +1-931-535 3401 Fax +1-931-535 3404 kind of activity Production fields of activity Lithium Map Map

~IJ ~IJ

~ Chemetall Foote Corp

Country United States Streetaddress Hwy 265 ZIP NV 89047 City Silver Peak Phone +1-775-937-2222 Fax +1-775-937-2250

httpwwwchemetallcomindexj spcontent=contact_choice 1jspid=UnitedStatesampconti 8112009

~aa -rlte_middot~ bull Chemetall

II~metaIIOakl~ changeditsnClme tOlhemetall

Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc doing business as Chemetall The same applies to the Canadian subsidiary whose official name will be Chemetall Canada Limited

middotCustomers around the world link Chemetall with quality innovation and extraordinary technical services says Joris Merckx President Surface Treatment at Chemetall middotOne consistent name of our all our subsidiaries will strengthen our corporate brand and with it our image he commented

No changes Will be made to the Mexican and Brazilian entities as these countries already operate their business under the name of Chemetall

About Chemeta

Chemetall a company of Rockwood Holdings Inc (NYSE ROC) is one of the leading global companies committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry including lithium and cesium compounds

Contact Sandra Zirm Phone +496971653605 Mall sandrazirmchemetallcom

~I ~II

Page 16: :;c= ---------------------------------------------x >.' --~ -'- ::~C~l d- r ......Opportunity for Hearing (Complaint) was issued on September 24, 2009 and served on September 28, 2009

ATTACHMENT A

FEDERAL INSECTICIDE FUNGICIDE AND RODENTICIDE ACT

FIFRA Worker Protection Standard Penalty Policy - Interim Final- (0901197)

Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act --Good Laboratory Practice (GLP) Regulations - (093091)

Enforcement Response Policy for the Federal Insecticide Fungicide and Rodenticide Act (FIFRA) - (070290)

FIFRA Section 7(c) Enforcement Response Policy - (021086)

TOXIC SUBSTANCES CONTROL ACT

Section 1018 - Disclosure Rule Enforcement Response Policy - (020100)

Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8 12 AND 13shy(033199)

Polychlorinated Biphenyls Penalty Policy - (022698)

Enforcement Response Policy for TSCA Section 4 Test Rules - (052886)

Amendment to the TSCA Section 5 Enforcement Response Policy - (060889)

Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Polic~ - (013189)

Interim Final Enforcement Response Policy Asbestos Abatement Projects Worker Protection Final Rule - (111489)

Final TSCA GLP Enforcement Response Policy - (040985)

EMERGENCY PLANNING AND COMMUNITY RIGHT-TO-KNOW ACT

Enforcement Response Policy for Section 313 of the Emergency Planning Community Right-ToshyKnow Act (1989) and Section 6607 of the Pollution Prevention Act (1990) Amended shy(041201)

Enforcement Response Policy for Sections 30~ 311 and 312 of the Emergency Planning and Community Right-to-Know Act (1989) and Section 103 of the Comprehensive Environmental Response Compensation and Liability Act -(093099)

TPED Pen Adj Memo wAttachments - Page 3 of 19

ATTACHMENT B

FlFRA

Insert table (p 4-A) behind page 4 FIFRA Worker Protection Standard PenaltY Policy - Interim Final (090 97)

No insert Rodenticide Act - Good Laboratory Practice (GLP) Regulations (093091) Enforcement Response Policy for the Federal Insecticide Fungicide and

When proposing penalty amounts under the Enforcement Response Policy for GLP Regulations dated September 30 1991 actual dollar amounts are determined by using the ERP for FIFRA (070290) See directions below for F1FRA ERP

Insert after page 19-A in the policy and page CshyRodenticide Act (070290) Enforcement Response Policy for the Federal Insecticide Fungicide and

I in the appendix

No insert While the FIFRA ERP (1990) does not supersede the Section 7(c) ERP (1986) the matrix setting forth the penalties in the ERP for FIFRA (070290) should be used instead of the matrix in the 1986 policy

FIFRA Section 7(c)Enforcement Response Policy (021086)

TSCA

Insert matrix (Appendix B-4-A) behind Appendix B-4

Section 1018 - Disclosure Rule Enforcement Response Policy (020 I00)

Insert matrix (p7-B) behind page 7-A 12 AND 13 (033199) Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8

Polychlorinated Biphenyls Penalty Policy (040990) Insert matrix (p9-B) behind page 9-A

Enforcement Response Policy for TSCA Section 4 Test Rules (052886) Insert matrix (p2-B) behind page 2-A

Amendment to the TSCA Section 5 Enforcement Response Policy (060889) Insert matrix (p16-B) behind page 16-A

Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Insert matrix (pII-B) behind page II-A Policy (0 131 89) Insert matrix (p17-B) behind page 17-A

Interim Final Enforcement Response Policy - Asbestos Abatement Projects Insert matrix (p 6-B) behind page 6-A Worker Protection Final Rule (111489)

Final TSCA GLP Enforcement Response Policy (040985) Insert matrix (pA-B) behind page 4-A

EPCRA

Enforcement Response Policy for Section 313 of the Emergency Planning and I Insert matrix (pi I-B) behind page II-A Community Right-To-Know Act (1989) and Section 6607 ofthe Pollution Prevention Act (1990) Amended (04120 I )

Final Enforcement Response Policy for Sections 304 311312 of EPCRA and I Insert matrix (pp 20C amp 200) behind page 20B Section 103 ofCERCLA (093099)

TPED Pen Adj Memo wAttachments - Page 4 of 19

Page8-A

Gravity based penaltY matrix to supplement Recordkeeping and Reporting Rules and Requirements for TSCA Sections 8 12 and 13 for violations that occur on or after March 15 2004 Insert behind ~e 8

TSCA sectsect 8 12 amp 13 GRAVITY BASED PENALTY MATRIX

EXTENT CIRCUMSTANCES

A B C Major Significant Minor

LEVELS 1 $32500 $21922 $6448

High Range 2 $25791 $16764 $3869

3 $19343 $12895 $1934 Mid Range

4 $12895 $7737 $1290

5 $6448 $3869 $645 Low Range

6 $2579 $1676 $258

Note After calculating the gravity-based penalty for each count the total applicable gravity-based penalty for all counts in a particular casematter should be rounded to the nearest unit of $100 as required by the memorandum from Thomas Skinner dated September 212004 implementing the Civil Monetary Penalty Adjustment Rule as published in the Federal Register on February 132004 (69 FR 7121)

TPED Pen Adj Memo wAnachments - Page 9 of 19

UNITED STATES ENVIRONMENTAL PROTECTION AGENCY

TSCA Section 5 and 8 Inspection Chemetall Oakite Inc 675 Central Avenue New Providence NJ 07974

From Chester Norman Chemist Leonard Pappalardo Chemist Toxics Section Toxics Section

To Daniel 1 Kraft Chief Toxics Section

On May 14 2008 a TSCA Section 5 and 8 inspection was conducted at Chemetall Oakite Inc at the address listed above This inspection was conducted as part of the regional neutral inspection scheme We scheduled the meeting in advance with Mr Michael Chang Manager Health and Environmental Department Upon arriving at Chemetall Oakite Inc official credentials were presented to Mr Michael Chang Julia C Murray Vice President Technical Marketing and Ron Ascenzo Director Technical Marketing Notices ofInspection (Attachment 1) and Confidentiality (Attachment 2) were issued and explained to Ms Murray Ms Murray signed the notices

Chemetall Oakite is an importer of chemicals They import metal cleaners and surface treatment chemicals They have approximately 110 employees in New Providence New Jersey Chemetall has been at this site since 2006 prior to that they were located in Berkley Heights New Jersey Chemetall Oakite Inc is also known as Chemetall Chemical Products and Chemetall Americas Chemetall Americas is owned by Rockwood Holding Company who is owned by Chemetall BMGH in Germany Their Standard Industrial Codes (SIC) is 5169 The companys fiscal year is the calendar year Ms Murray said Chemetall Oakite Incs corporate sales were approximately $100000000 Chemetall Oakites facility in New Providence New Jersey is the corporate headquarters sales export and import offices and their research and development laboratories for the United States Chemetall Oakite Inc has manufacturing facilities in La Mirada CA and Romulus MI

We asked if they filed an Inventory Update Report for the 2006 reporting period They didnt know We asked if they filed a preliminary assessment inventory report for any of the chemicals the company manufactures or imports and they responded they didnt know We asked if they filed any PMNs recently they responded with a 10 year old low volume exemption and an older PMN We asked if they filed any significant new use report they responded no We asked if they had a

TSCA Section 8c file They also responded no

We issued Receipts for Samples and Documents and Confidential Business Information Nothing was declared Confidential

Attachments 1 Notice ofInspection 2 Notice of Confidentiality 3 Receipt for Samples and Documents 4 Declaration of Confidential Business Information

I bull US ENVIRONMENTAL PIlOTECTlON ~- WASHINGTON DC 204Ci0

TOXIC 5UBSTAlCES CONTllOL ACI EPA-----_- _--__--------------------- shyTOXICS SECfION - NOTICE OF INSPECflON

1_ INVESTIGATION IDENT1FICAnON 3 F~Z~ ~~7jJi--- Chemetall Oaki 42008

S FACllrryS ADDRESS

~PA Region 2 MS-I05 iPECTORS ADDRESS

675 Central Ave Woodbridge Avenue New Providence New Jersey 07974-1560

on NJ08837-5602

REASON FOR INSPECTION

Under the authority of Section II of the Toxics Substances Control Act

b For the purposes of inspecting (Including taking samples photographs statements and other inspection activities) an establisbment facility or other premises in which chemical substances or mixtures or articles containing same are manufactured processed or stored or held before or after their distribution in commerce ( including records files papers processes controls and facilities) and any conveyance being used to transport chemical substances mixtures or articles containing same in connection with their distribution in commerce (including records files papers processes controls and facilities) bearing on whether the requirements of the Act applicable to the chemical substances mixtures or articles within or ass()Ciated with such premises or conveyance have been complied with

In In addition this inspection extends to (Check appropriate blocks)

Jq- A Financial data o D Personnel data I

LV B Sales data o E Research data

13 C Pricin ~ data The natureland extent of the inspection of such data specified in A through E above is as follows

~rtification

lcknowledge that the statements I have made on this fonnand all attachments thereto are true accurate and complete I acknowledge that y knowingly false or misleading statement may be punishable by fine or imprisonment or both under applicable law

PREVIOUS VERSIONS ARE OBSOLETE

ME

rnE Chemist

DATE SIGNED

~r TI11E -shy~J ~ea~~ (1 4~

A FORM 77ltWmiddot3A FOR 1018 (REVISED JAN 2002)

IUR FORM (Form U) submitted September 24 2008

CBIDELETED

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0- 0shy

-P 0 0shy

Zn2+ 0shyNAME Phosphoric acid zinc salt (21) 1RN 13598-37-3

l) - P -o-Il o

MW 25533

Enlarge Structure

SHrch Infomudion

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OH I

HO-P-OH

1 o

NAME Ethanol 2-amino- phosphate (1 ) RN 29868-05-1 r

OH

MW 159077

Enlarge Structure

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o II

HO- P-O- Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH

MW 119976

=nlarge Structure

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o II

HO - P shy 0shy Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH

MW 119976

Enlarge Stru_cture

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VJJJU1LlpJU) L1UVUJJ U 1 a~~ J VJ k

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NAME Zinc nitrate RN 7779-88-6

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0shyI

N+i o 0shy

Zn2+ 0shy

I N+ 0shy0

MW 189398

InJil~~tJ(tlJr~

ell Navigiltlon

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SRC DATALOG

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MA

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ampampampampamp ampu I IU Y fo4IampU ~ L U~ La o

IRQ rn CERCLA Reportable Quantities I

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0 0

pl

o 0

Mn2 lt

NAME Phosphoric acid manganese(2+) salt (21) RN 18718-07-5

0 I

o-p -o-Il o

MW 244878

Enlarge Structure

amplie s-rchFor more information about this substance InformatiOn NfMgation

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0- 0_

po 0_

Zn2+ 0shyNAME Phosphoric acid zinc salt (21) lRN 13598-37-3 -0 - P -o-Il o

MW 25533

Enlarge Structure

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0shy

I ~N-o 0shy

Mn+ NAME Manganese nitrate 0shyRN 10377-66-9 I

N+- 0shy0

MW 178946

Enlarge Structure

hale SurchFor more information about this substance Information NllMgatlon

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NAME Potassium cis-9-octadecenoic acid RN 143-18-0

o

O

(

MW 320555

Enlarge Structure

Basic SearchFor more information about this substance Information NavtcJatlon

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OH I

HO-P=O

~ OHN~I

0) p NAME Sodium aminotris(methylenephosphonate) II OHRN 20592-85-2

0P HO shy

OH

MW 2990478

Enlarge Structure

hale I~----F-o-r-m-o-re-in-fo-r-m-a-t-io-n-a-b-o-u-t-t-hi-s-s-u-b-s-ta-n-c-e------1 N=~Information

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NAME Sodium silicate RN 1344-09-8

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0shyt

O=Si 0shy

MW 122063

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Na+

Na+

SNrell N8Yfgetlon

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NAME Boric acid dipotassium salt RN 1332-77-0

a_Ie SNrch Information For more information about this substance Navigation

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NAME Potassium tallate No StructureRN 61790-44-1

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HO OH

j ~

HO

OH

J NAME Boric acid compd with 222middotnitrilotris (ethanol) OH ~N-

HO

RN 68413middot80middot9

MW 2110202

Enlarge Structure a_Ie Search

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f

NAME Butanedioic acid 2-(octen-1-yl)- potassium salt (1 2)

ti~middotmiddot

(gt

a

RN 58641-28-4

MW 304466

Enlarge Structure

Bale srchFor more information about this substance Inbmation Navigation

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H3C OH

NAME Alcohol [USP] RN 64-17-5

MW 460684

~nlarge Structur~

SMrchBasic For more information about this substance NavtgatlonInfonnatlon

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MedlinePlusAIl rn Search Consumer Health Info PubChem rn PubChem

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OSHAChem mOSHA Chemical Sampling Info

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healthfindergov mDHHS healthfinder

Superlist Locator CA65 IJ California Proposition 65 List

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TLV mACGIH Threshold Limit Values

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H3C OH

NAME Alcohol [U5P] RN 64-17-5

MW 460684

Enlarge Structure

Ehslc SMrchFor more information about this substance NavfgatlonInfonnetlon

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0shy

IOp-o- cr3+

NAME Chromic phosphate I 0shyRN 7789-04-0

MW 146966

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NAME Monoammonium phosphate RN 7722-76-1

0 II

HO-P -0shyI

NW 4

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MW 115024

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HO OH Si NH2NAME Silanetriol 1-(3-aminopropyl)shy HO ~ ~

RN 58160-99-9

MW 13721

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Na+ o II

HO- p- 0shyNAME Disodium phosphate IRN 7558-79-4 0- Na+

MW 141958middot

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556121200 Cham_Uslnc Chemelall dalcrle 675 Centrol we 11_ PrrMdllf1C8 Union NJ 07974 POBOX 7 New PrrMdence NJ 079740007 9OB-464~900

26420000 Polishes and sanitation goods 325612 325612-Po1ish amp 01 Ssnitalion Gd MIg Ronald Felber Pesident

90 340 S130723000

016164399 0000000oo 016164399

PRIVATE COMPANY HEADQUARTERS 40697755 74408967

custservdnbcom To Lee SpielmannR2USEPAlUSEPA Karen

bull SeetlR2USEPAlUSEPA08132009 11 22 AM

cc

bcc

Subject CHEMETALL OAKITE INC DampB Business Information Report

The folloWing e-mail was sent to you by seetkarenepagov Personal Note

ampBhas more options to help you decide with confidence Learn more about DampB eroducts and services lis this an important decision ~ IUJlilIImil

Get more with DampBs Enhanced Comprehensive Report ~I bull Business failure and credit scores

Click here to provideI bull Context behind the scores Added industrY and Financial comDarisons feedback on this report

iiiiRi55i~iiiiiAii~1~-

ort on this business

J --1- )21 _II1tjjjj1 Wgll_~yg 1

Copyright 2009 bun amp Bradstreet - Provided under contract

for the exclusive use of subscriber 264750059L

ATTN Lee Spielmann Report Printed AUG 13 2009

========================~======~=================================

============== BUSINESS SUMMARY

==========~======================================================

==============

CHEMETALL OAKITE INC (SUBSIDIARY OF ROCKWOOD SPECIALTIES INC PRINCETON NJ) 675 Central Ave New Providence NJ 07974

This is a headquarters D-U-N-Sreg Number 93-771-2248 (subsidiary) location Branch (es) or division(s) exist DampB Rating

Mailing address PO Box 7

II I

New ~rovidence NJ07974

Web site wwwrockwoodspeciallI IIIIIIIIIIIIII

Telephone

Chief executive

Year started

Management control

Employs

Sales

History

SIC

Line of business

tiescom

908 464-6900

RON FELPER PRES

1987

2006

100 (65 here)

$100000000

CLEAR

5169

Whol corrosion preventative chemicals

III III

================================================================= ===============

SPECIAL EVENTS ================================================================ ==============

06142007 Business started 1987 Present control succeeded June 2006

================================================================= ==============

SUMMARY ANALYSIS ================================================================= ==============

DampB Rating

The blank rating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and

that further enquiry should be made before reaching a decision Some reasons for using a _II symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information

Below is an overview of the companys rating history since 061507

DampBRating Date Applied 061507

The Summary Analysis section reflects information in DampBs file as of August 102009

=================~======~==~==~=======================~==========

============== INVESTIGATIVE SERVICES

================================================================= ==============

Update available on request

This information is being provided to you immediately in the interest of speed This reportmay not reflect the current status of this business DampB can investigate this business and update the information based on the resulta of that investigation

By ordering a standard investigation the same day you order this report an updated report will be provided to you at no extra cost

=========~=======================================================

==============

CUSTOMER SERVICE ================================================================= ==============

If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you

~ (

are outside the us contact your local DampB office

Additional Decision Support Available

Additional DampB products monitoring services and specialized investigations are available to help you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcom

=================================================================

===== = = = === = = =

HISTORY ================================================================= ==============

The following information was reported 08182008

Officer(s) RON FELPER PRES

THE OFFICER(S)

Business started 1987 Present control succeeded June 2006 100 of capital stock is owned by the parent company

RON FELPER Work history is unknown

Business address has changed from 14826 Ne 95th St Redmond WA 98052 to 675 Central Ave New Providence NJ 07974

=~===============================================================

==============

CORPORATE FAMILY =====================c=========================================== ==============

The following global corporate family members are related to this busihess

Members are listed alphabetically first by company name then by country or us state then by city

Global Ultimate Rockwood Holdings Inc Princeton NJ 01-616-4399

Parent Rockwood Specialties Group Inc Princeton NJ 10-679-3433

Affiliates (US) Advantis Technologies Inc Alpharetta GA 93-189-6385 Alphagary Corporation Leominster MA 09-743-4484 Ceramtec North America Innovative Laurens SC 17-483-0034 Ceramic Engineering Corporation Chemetall Foote Corp Kings Mountain NC 00-232-9456 Chemical Specialties Inc Charlotte NC 04-297-3313 Pure Wafer Inc Prescott AZ 83-746-8321 Rockwood Pigments NA Inc Beltsville MD 04-754-7690 Southern Clay Products Inc Gonzales TX 04-166-1737

Affiliates (International) AlphaGary (Canada) Limited Stoney Creek CANADA 24-924-8626 Cs i Kemwood AB Helsingborg SWEDEN 35-401-6487middot ProCeram spolmiddot s ro Dolni Rychnov CZECH 49-516-1929

REPUBLIC

== = = == = == = == ==== = == = = = == = = ==== = ==== = = ==== = = ===-= = = = = === == == === =

==============

OPERATIONS ===================~==========~====================== ============

==============

08182008

Description Subsidiary of Rockwood Specialties Inc

Princeton NJ started 2000 which operates as a wholesaler

of chemicals or allied products Parent company owns 100

of capital stock

Wholesales corrosion preventative chemicals (100)

Terms are Net 30 days Has 600+ account(s) Sells to

aerospace industry Territory North and South America

Nonseasonal

Employees 100 which includes officer(s) 65 employed here

Facilities Leases premises in a single story brick building

Location Central business section on well traveled street

Branches This business has multiple branches detailed branchdivision information is available in

Dun amp Bradstreets linkage or family tree products

==============~==============~===================================

==============

SIC amp NAICS ================================================================= ==============

SIC Based on information in our file NAICS DampB has assigned this company an extended 8-digit SIC DampBs use of 424~90 Other Chemical and Alli~d

a-digit SICs enables us to be more Products Merchant specific to a companys operations Wholesalers than if we use the standard 4-digit code

51691001 Anti-corrosion products

=================================================~== ============

============== PAYMENT SUMMARY

==============~===========~=========================== ===========

===============

DampB has not received a sufficientsample of payment experiences to establish a PAYDEX score

DampB receives over 600 million payment experiences each year We enter these new and updated experiences intoDampB Reports as this information is received At this time none of those experi~nces relate to this company

=======================================================~==========

============== FINANCE

================================================================= ==-= = = == == === ==

06142007

On JUN 14 2007 Michael Lissandrello SIs Mgr deferred financial statement

Michael Lissandrello submitted the following partial estimates dated JUN 14 2007

Sales for 2006 were $100000000

As of June 14 2007 a search of Dun amp Bradstreets Public Record database found no open suits liens judgements or UCCs to which Chemetall Oakite Inc at 675 Central Ave New Providence NJ was named defendant or debtor Public records received hereafter will be entered into the database and will be included in reports which contain a Public Filings ~ection

==============================================~====== ===========

============== PUBLIC FILINGS

================~====~================================ ===========

==============

A check of DampBs public records database indicates that no filings were found for CHEMETALL OAKITE INC at 675 Central Ave New Providence NJ

DampBs extensive database of public record information is updated daily to ensure timely reporting of changes and additions It includes business-related suits liens judgments bankruptcies UCC financing statements and business registrations from every state and the District of Columbia as well as select filing types from Puerto Rico and the US Virgin Islands

DampBmiddotcollects public records throughmiddot a combination of court reporters third parties and direct electronic links with federal and local authori~ies Its database of US business-related filings is now the largest of its kind

===~====~========================================================

============== GOVERNMENT ACTIVITY

================================================================= ==============

Activity summary Borrower (DirGuar) NO Administrative debt NO Contractor YES Grantee NO Party excluded from federal program(s) NO

Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8(A) firm NA

The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other sources

Copyright 2009 Dun amp Bradstreet- Provided under contract

for the exclusive use of subscriber 264750059L

FULL DISPLAY COMPLETE

~ ~

396484BIR21523427615308tng emailhtm

-- -- - ~-

(I custservdnbeom To Lee SpielmannH2USEPAlUSEPA Karen

SeetlR2USEPAlUSEPA08112009 0314 PM cc

bec

Subject CHEMETALL US INC DampB Business Information Report

The following e-mail was sent to you by seetkarenepagov Personal Note

~--~amp8 has more oDtfcins tohelDvou decide with confidence Learn more about DampB products and services Is this an important decision ~~~~~

Get more with DampBs Enhanced Comprehensiye Report bull Business failure and credit scores

Click here to providebull Context behind the scores bull Added industrv and Financial comparisons feedback on this report

~~OC--~

f4fi1 Order reports on other businesses

Copyright 2009 Dun amp Bradstreet - Provided under contract

for the exclusive use of subscriber 264750059L

ATTN Lee Spielmann Report Printed AUG 11 2009

In Date

=====================~===========================================

============== BUSINESS SUMMARY

===============================~====================== ===========

==============

CHEMETALL US INC (SUBSIDIARY OF ROCKWOOD HOLDINGS INC PRINCETON NJ) CHEMETALL OAKITE 675 Central Ave New Providence NJ 07974

This is a headquarters I D-U~N-S Number 55-612-1200 (subsidiary) location IBranch (es) or division(s) exist I DampB Rating

Mailing address PO Box 7 IIINew Providence NJ

07974 DampB PAYDEXreg

1 12-Month DampB 74 Web site wwwchemetallcom I PAYDEX

I

Telephone 908 464-6900 I When weighted by dollar amount

f paYments to suppliers average 9 days Chief executive RONALD FELBER I beyond terms

I

PRES-CEO II Based on trade collected

over last Year started 1909 I 12 months

Management control

Employs

Financial statement date

Sales F

Net worth

History

Financing

Financial condition

SIC

Line of business

2004

340 (90 here)

DEC 31 2008

$130723000

(106438000)

CLEAR

SECURED

UNBALANCED

2842 2899 2851

Mfg polishsanitation gd mfg chemical preparation

IIIIIIIII

=======================================================~========

==============

SUMMARY ANALYSIS ================================================================= ==============

DampB Rating

The Rating was changed on April 17 2009 because of DampB I S overall assessment of the companys financial payment and history information The blankrating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and that further enquiry should be made before reaching a decision Some reasons for using a II_II

symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information

Below is an overview of the companys rating history since 060707

DampB Rating Date Applied 041709

1R4 030209 1R3 101408 4A3 072408 4A2 060707

The Summary Analysis section reflects information in DampBs file as of August 10 2009

====================~=====================~======================

============== CUSTOMER SERVrCE

================================================~===== ===========

==============

If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you are outside the US contact your local DampB office

Additional Decision Support Available

Additional DampB products monitoring services and specialized

investigations are available tomiddothelp you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcommiddot

================================================================= ==============

HISTORY ====~=========================~=====~================= =========== ==============

The following information was reported 07142009

Officer(s) RONALD FELBER PRES-CEO PHILIP E KELLY VICE PRESIDENT GREGORY V POFF VICE PRESIDENT

DIRECTOR (S) THE OFFICER(S)

The Delaware Secretary of States business registrations file showed that Oakite Products Inc was registered as a corporation on December 19 1991

Business started 1909 by David C Ball George W Oakley and Daniel C Smith Present control succeeded 2004 100 of capital stock is owned by parent company

RONALD FELBER born 1951 1989~present active here 1985-1989 employed with Avon Products Inc New York NY Graduated from Georgetown University in 1973 with a BS degree Also received MA degree from Loyola University in 1985

PHILP E KELLY born 1948 1972-present active here Graduated from University of Dayton in 1970 with a BS Degree Also received MBA Degree from Seton Hall University in 1978

GREGORY V POFF born 1948 1970-present active here Graduated from Catawba College in 1970 with a BA degree Also received MBA from Pace University in

1982

==========================~========================~=============

==============

CORPORATE FAMILY ================================================================= ==============

The following global corporate family members are related to this business Members are listed alphabetically first by company name then by country or US state then by city

Parent Rockwood Holdings Inc Princeton NJ 01-616-4399

Subsidiaries (International) Cheme~allCanada Limited Brampton CANADA 20-036-7514 Chemetall Mexicana SA de CV El Marques MEXICO 81-232-9050

Branches (US) Chemetall Us Inc La Mirada CA 15-886-0572 Chemetall Us Inc Romulus MI 00-515-7698

Affiliates (US) Chemetall Chemical Products Inc New Providence NJ 82-485-0580 Chemetall Oakite La Mirada - Plant La Mirada CA 61- 036 -9832middot Mineral Research and Development Charlotte NC 61-036-9477 Rockwood Holding Company Chicago IL 78-166-9635 Rockwood Specialties Consolidated Inc Princeton NJ 03-845-1386 Rockwood Specialties Group Inc Princeton NJ 10-679-3433 SachtlebenCorporation White Plains NY

95-666-4114 Viance LLC Charlotte NC 79-544-7346

Affiliates (International) Sachtleben Pigments Oy Helsinki FINLAND 54-023-5819

================================================================ ==============

OPERATIONS ==========~========================================== ============

==============

07142009

Description Subsidiary of Rockwood Holdings Inc Princeton NJ

As noted the parent company is Rockwood Holdings Inc

DUNS 01-616-4399 and reference is made to that report

for background information on the parent company and its

management

Manufactures specialty cleaning polishing or sanitation

preparations and sanitation preparations disinfectants or

deodorants Manufactures chemical preparations

specializing in metal treating compounds rust resisting

compounds and water treating compounds Manufactures

paints varnishes lacquers enamels or allied products

and paint removers

Has 10000 account(s) Terms are Net 30 days Sells to

industrial concerns Territory United States Mexico

Brazil and Canada

Nonseasonal

Employees 340 which includes officer(s) and 2 part-time 90 employed

here

Facilities Rents 37000 sq ft ina one story brick building

Location Suburban business section on well traveled street

Branche~ This business has multiple branches detailed branchdivision information is available in

Dun amp Bradstreets linkage or family tree products

Subsidiaries This business has 2 subsidiaries listed below

The extent of ownership where known is shown in

parenthesis following company name

Oakite Canada Limited Bramalea Ontario Canada (100)

Manufactures chemical specialty products Intercompany

relations reported by management to consist of

merchandise and service transactions cleared as scheduled

Chemetall Mexicana Monteray Mexico (100) Manufactures

chemical specialty products

=================================================~===============

==============

SIC amp NAICS ===========~===============~=================================~===

==============

SIC Based on information in our file NAICS DampB has assigned this company an extended a-digit SIC DampBs use of 325612 Polish and Other a-digit SICs enables us to be more Sanitation Good specific to a companys operations Manufacturing than if we use the standard 325612 Polish and Other 4-digit code Sanitation Good

middot 28420000 Polishes and sanitation Miscellaneous

goods and 28420400 Sanitation Manufacturing

preparations Miscellaneous

disinfectants and and

deodorants Manufacturing 28999931 Metal treating compounds Miscellaneous 28999942 Rust resistirtg compounds and

28999948 Water treat~ng compounds Manufacturing 28510000middot Paints and allied Coating

products middot28510401 Paint removers Coating

325998

325998

325998

325510

325510

Manufacturing All Other

Chemical Product

preparation

All Other

Chemical PrOduct

Preparation

All Other

Chemical Product

Preparation

Paint and

Manufacturing Paint and

Manufacturing

================================================================= ==============

DampB PAYDEX ================================================================= ==============

The DampB PAYDEX is a unique dollar weighted indicator of payment performance based on up to 157 payment experiences as reported to DampB by trade references

3-Month DampB PAYDEX 75 I 12-Month DampB PAYDEX 74 I

When weighted by dollar amount I When weighted by dollar amount payments to suppliers average average 9 days beyond terms

Based on trade collected over collected over last months

8 days I payments to suppliers

last 3

I beyond terms II Based on trade

I 12 months

================================================================= ==============

PAYMENT SUMMARY ================================================================= ==============

The Payment Summary section reflects payment information in DampBs file as of the date of this report

Below is an overview of the companys dollar-weighted payments segmented by its suppliers primary industries

Mfg electric test prd 1 35000 35000 100

OTHER INDUSTRIES 101 283550 20000 73 22 4 - 1

Other payment categories Cash experiences 7 750 250 Payment record unknown 0 Omiddot 0 Unfavorable commeJlts 1 1000 1000

Placed for collections With DampB 1 7500 Other 0 NA

===== ============== ========== Total in DampBs file 157 3017350 900000

The highest Now Owes on file is $750000

The highest Past Due on file is $10000

Dun amp Bradstreet has 157 payment experiences in its file for this company For your convenience we have displayed 80 representative experiences in the PAYMENTS section

====~============================================================

==============

PAYMENT DETAILS ================================================================= ==============

Detailed payment history

Date Paying High Now Past Selling Last Salemiddot Reported Record Credit Owes Due Terms Within

(rhmyy) ($) ($) ($) (months)

0709 Ppt 50 0 1 mo

Ppt 2500 0 1 mo

Ppt 200 i OOO 100000 2500 N60 1 mo

Ppt 200000 100000 0

----------------

0508 Ppt-Slow 30 20000 10000 deg N30 1 rno 0707 (08 0) 7500

Placed for collection

Accounts are sometimes placed for collection everi though the existence or amount of the debt is disputed

Payment experiences reflect how bills are met in relation to the terms granted In some instances payment beyond terms can be the result of disputesmiddot over merchandise skipped invoices etc

Each experience shown is from a separate supplier Updated trade experiences replace those previously reported

================================================================= ==============

FNANCE ================================================================= ==============

04172009

Three-year statement comparative

Fiscal Fiscal Fiscal

Dec 31 2005 Dec 31 2006 Dec 31 2008

Current Assets 53345000 33854000 34348000 Current Liabs 16314000 11173000 18594000 Current Ratio 327 303 1 85 Working Capital 37031000 22681000 15754000 Other Assets 9824000 15582000 124757000 Net Worth 38515000 28063000

1304000 Sales 79763000 86130000 130723000 Long Term Liab 8340000 10200000 139207000 Net Profit (Loss) 1105000 8689000 490000

Fiscal statement dated DEC 31 2008

Assets j Liabilities I -----------shy1

Other Curr Assets 343-480001 Other Curr Liabs 18594000

---------------1 Curr Assets 343480001 Curr Liabs 18594000

I Fixt amp Equip 110620001 Pension Reserves 7990000 Goodwill-Net 252040001 Other Liabilities 129932000 other Intangible 825380001 LT Liab-Other 1285000 Assets-Net TOTAL EQUITY 1304000 Deferred Income 2680001 Taxes I Other Assets 56850001

---------------11

Total Assets 1591050001 Total 159105000

From JAN 01 2008 to DEC 31 2008 annual sales $130723000 cost of goods soldmiddot $69475000 Gross profit $61248000 operating expenses $48302000 Operating income $i2946OOO other expenses $11971bOOi net income before taxes $975000 Federal income tax $485000 Net income $490000

Submitted MAR 31 2009 by Ronald Felber pres-ceo Prepared from books without audit

On April 17~ 2009 themiddotfinancial information was updated

================================================================= ==============

KEY BUSINESS RATIOS ================================================================= ==============

Statement date DEC 31 2008 Based on this number of establishments 28

Firm IIndustry Median I---~------------

Return of Sales 04 IReturn of Sales 11 Current Ratio middot18 ICurrent Ratio 21 Assets Sales 1217 IAssets Sales 575 Total Liability Net Worth 9999 ITotal Liability Net Worth 83 7

================================================================= ==============

PUBLIC FILINGS ================================================================= ==============

The following Public Filing data is for information purposes only and is not the official record Certified copies can only be obtained from the official source

================================================================= ==============

UCC FILINGS =~==================================================== ===========

==============

Collateral All Assets Type Original

-----------------------------------------------------------------

Sec party THROUGH ITS

ADMINISTRATIVE AGENT

Debtor Filing number Filed with DOVER DE

Date filed Latest Info Received

Collateral General

Leased Equipment

Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ

Date filed Latest Info Received

Collateral

Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ

Date filed Latest Info Received

CREDIT SUISSE FIRST BOSTON ACTING

CAYMAN ISLANDS BRANCH AS

NEW YORK NY OAKITE PRODUCTS INC 4216854 2 SECRETARY OF STATEUCC DIVISION

08022004 08262004

Accounts receivable and proceeds shy

intangibless) and proceeds shy

and proceeds Original CANON FINANCIAL SERVICES MOUNT

OAKITE PRODUCTS INC 23913509 SECRETARY OF STATEUCC DIVISION

11302006 12272006

Leased Assets - Leased Business machineryequipment Original CANON FINANCIAL SERVICES INC MT

OAKITE PRODUCTS INC 21685842 SECRETARY OF STATEUCC DIVISION

07112003 07292003

Type Continuation Sec party CREDIT SUISSE (FKA CREDIT SUISSEmiddot FIRST

BOSTON) ACTING THROUGH ITS CAYMAN ISLA NEW

YORK NY Debtor CHEMETALL CORPORATION Filing number 2009 0642311 Filed with SECRETARY OF STATEUCC DIVISION DOVER DE

Date filed 02272009 Latest Info Receiv~d 05122009 Original UCC filed date 08022004 Original filing no 4216861 7

The public record items contained in this report may have been paid termirtated vacated or released prior to the date this report was printe~

=======~===============================================~======== ==============

GOVERNMENT ACTIVITY =====================================================~ ===========

==============

Activity summary Borrower (DirGuar) NO Administrative debt YES Contractor YES Grantee NO Party excluded from federal program(s) NO

Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8 (A) firm NA

The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other- sources

----7-------shyCopyright 2009 Dun amp Bradstreet - Provided under

contract I

for the exclusive use of subsCriber 264750059L

FULL DISPLAY COMPLETE

~ 396484BIRHQ2156 3427456432lng emailhIm

dmiddotmiddotmiddotmiddotmiddotto Chemetall

~

ICompany Overview

Chemetall is a global company committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry eg lithium and cesium compounds

Chemetalls businesses historically emerged from the combination of expertise in chemistry and metallurgy which is still mirrored in the companys name Chemetall mainly sells customised packages of products and services ranging from consultation via development through to the operation of entire plants at the customers site - for instance car body pre-treatment in the automotive industry

The companys product portfolio is based on continuous research and development of leading edge technologies High perfOrming products combined with Chemetalls dedication to providing the best technical service and support to its customers have over the decades established excellent market positions in its fields of activity

Chemetall GmbH is headquartered in Frankfurt am Main It is the centre of a worldwide network of some 40 subsidiaries in Europe North and South America Asia Australia and Africa Most of these companies operate their own production sites and many also have their own development laboratories A largely decentralised organisation ensures that each local company can respond quickly and flexibly to the customers needs in its markets whilst at the same time being able to draw on the specialist resources within the Group In this way Chemetall combines the strength of a global supplier with the flexibility and customer focus of a medium-size company

Since August 1st 2004 Chemetall has been part of middotRockwood Holdings Inc

~II ~II

httpwwwchemetaIIcomindexjspjsessionid=D1E2B97C5F308BBEFA7790E98D334D 8112009

202009

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jmiddotY I Chemetall

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I News

I 2009 I zoosl 2007

2009

May 272009 Significant savings achieved with the change from zinc-phosphating pretreatment to Oxsllanreg technology Opel Replaces its Metal Pretreatment System Adam Opel GmbH in Kaiserslautem Germany is an important more

~tl

April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more

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April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more

~If

February OS 2009 Chemetall Aerospace Technologies has successfully integrated the NOT business of Ely Chemical Company Ltd We are proud to inform our customers around the world that Chemetall has effectively transferred and more

~h~~gPASq~~~~JJetoChemetall~ aiiiiilry f 2009 tile neW legal entity name for ChemetallmiddotOakite will be

cCflemetalltJS Inc more

ctt

January 20 2009 Chemetall Oakite changed its name to Chemetall

Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc more

ft

2008

August 01 2008 Chemetall acquires Nalco Finishing Technologies Rockwood Holdings Inc Chemetall-Group has acquired Nalcos Finishing Technologies (FT) businessnull more

~

July 31 2008 Chemetall announces global price increases Chemetall is currently increasing prices within a range of 5 to 20 percent or implementing and adjusting more

~ff

httpwwwchemetallcomindexjspcontent=newsjspnewsDat=pressreleases_sortbyyear 81112009

2007

----------------- -r - ------1 ------------- c- - --r

April 01 2008 Chemetall acquires NOT Business of Ely Chemical Company Ltd Chemetall GmbH FrankfurtM via its UK subsidiary has acquired the NOT business of the UK basednull more

~JJ

March 29 2007 Chemetall Signs Distribution Agreement with Advanced Chemistry amp Technology Inc Chemetall Aerospace Technologies announced that it has signed an exclusive sales and distribution agreement more

~II

February 212007 Chemetall Acquires the Chemical Division Business of Wirral Fospray Chemetall PLC has announced the acquisition of the chemical division business from Wirral Fospray Limited more

~JI

January 22 2007 Rockwood Appoints M~nlka Engel-Bader President ofChemetal Rockwood Holdings Inc (NYSEROC) has announced that Dr Monika EngelshyBader has been appointed tonull more=

~II

httpwwwchemetallcomindexispcontent=newsi SpnewsDat=pressreleases sortbyyear 8112009

kindof activity Production fields of activity Lithium

~II ~IJ

~ Chemetall US Inc

Country United States Streetaddress 13177 Huron River Drive ZIP MI 48174 City Romulus Phone +1-734-941 3800 Fax +1-734-941-5524 kind of activity Productionmiddot fields of activity Surface Treatment MapMgQ

~I =11

IIsectsectsect Chemetall US Inc

Country United States Streetaddress 16961 Knott Ave ZIP CA 90638 City La Mirada Phone +1800-331-1197 Fax +1 714a70-6480 kind of activity Sales Production fields of activity Surface Treatment Map Mm

~J ~IJ

~ Chemetall US Inc

Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-464-6900 Fax +1908-464-5571 kind of activity Headoffice $ales Production fields of activity Surface Treatment Direct Contact Email oakiteproductschemetaILcom Map Map

~I ~II

httpwwwchemetallcomindexjspcontent=contact choice1jspid=United Statesampconti 81112009

Chemetall~~-V

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America ~ United Stetes 1lW

Chemetall Foote Corp

Country United States Streetaddress 348 Holiday Inn prive ZIP NC 28086 City Kings Mountain Phone +1-704-739 2501 Fax +1-704-734 0208 kind of activity Headoffice Sales Production fields of actvity Lithium Direct Contact Email footelithiumchemetallcom Map Map

~ II

~ Chemetall Foote Corp

Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-665-9466 Fax +1-908-665-8543 kind of activity Headoffice Sales fields of activity Special metals MapM~

~II ~11

~ Chemetall Foote Corp

Country United States Streetaddress 856 Foote Lane

ZIP TN 37134 City New Johnsonville Phone +1-931-535 3401 Fax +1-931-535 3404 kind of activity Production fields of activity Lithium Map Map

~IJ ~IJ

~ Chemetall Foote Corp

Country United States Streetaddress Hwy 265 ZIP NV 89047 City Silver Peak Phone +1-775-937-2222 Fax +1-775-937-2250

httpwwwchemetallcomindexj spcontent=contact_choice 1jspid=UnitedStatesampconti 8112009

~aa -rlte_middot~ bull Chemetall

II~metaIIOakl~ changeditsnClme tOlhemetall

Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc doing business as Chemetall The same applies to the Canadian subsidiary whose official name will be Chemetall Canada Limited

middotCustomers around the world link Chemetall with quality innovation and extraordinary technical services says Joris Merckx President Surface Treatment at Chemetall middotOne consistent name of our all our subsidiaries will strengthen our corporate brand and with it our image he commented

No changes Will be made to the Mexican and Brazilian entities as these countries already operate their business under the name of Chemetall

About Chemeta

Chemetall a company of Rockwood Holdings Inc (NYSE ROC) is one of the leading global companies committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry including lithium and cesium compounds

Contact Sandra Zirm Phone +496971653605 Mall sandrazirmchemetallcom

~I ~II

Page 17: :;c= ---------------------------------------------x >.' --~ -'- ::~C~l d- r ......Opportunity for Hearing (Complaint) was issued on September 24, 2009 and served on September 28, 2009

ATTACHMENT B

FlFRA

Insert table (p 4-A) behind page 4 FIFRA Worker Protection Standard PenaltY Policy - Interim Final (090 97)

No insert Rodenticide Act - Good Laboratory Practice (GLP) Regulations (093091) Enforcement Response Policy for the Federal Insecticide Fungicide and

When proposing penalty amounts under the Enforcement Response Policy for GLP Regulations dated September 30 1991 actual dollar amounts are determined by using the ERP for FIFRA (070290) See directions below for F1FRA ERP

Insert after page 19-A in the policy and page CshyRodenticide Act (070290) Enforcement Response Policy for the Federal Insecticide Fungicide and

I in the appendix

No insert While the FIFRA ERP (1990) does not supersede the Section 7(c) ERP (1986) the matrix setting forth the penalties in the ERP for FIFRA (070290) should be used instead of the matrix in the 1986 policy

FIFRA Section 7(c)Enforcement Response Policy (021086)

TSCA

Insert matrix (Appendix B-4-A) behind Appendix B-4

Section 1018 - Disclosure Rule Enforcement Response Policy (020 I00)

Insert matrix (p7-B) behind page 7-A 12 AND 13 (033199) Reporting and Recordkeeping Rules and Requirements TSCA SECTIONS 8

Polychlorinated Biphenyls Penalty Policy (040990) Insert matrix (p9-B) behind page 9-A

Enforcement Response Policy for TSCA Section 4 Test Rules (052886) Insert matrix (p2-B) behind page 2-A

Amendment to the TSCA Section 5 Enforcement Response Policy (060889) Insert matrix (p16-B) behind page 16-A

Asbestos Hazard Emergency Response Act (AHERA) Enforcement Response Insert matrix (pII-B) behind page II-A Policy (0 131 89) Insert matrix (p17-B) behind page 17-A

Interim Final Enforcement Response Policy - Asbestos Abatement Projects Insert matrix (p 6-B) behind page 6-A Worker Protection Final Rule (111489)

Final TSCA GLP Enforcement Response Policy (040985) Insert matrix (pA-B) behind page 4-A

EPCRA

Enforcement Response Policy for Section 313 of the Emergency Planning and I Insert matrix (pi I-B) behind page II-A Community Right-To-Know Act (1989) and Section 6607 ofthe Pollution Prevention Act (1990) Amended (04120 I )

Final Enforcement Response Policy for Sections 304 311312 of EPCRA and I Insert matrix (pp 20C amp 200) behind page 20B Section 103 ofCERCLA (093099)

TPED Pen Adj Memo wAttachments - Page 4 of 19

Page8-A

Gravity based penaltY matrix to supplement Recordkeeping and Reporting Rules and Requirements for TSCA Sections 8 12 and 13 for violations that occur on or after March 15 2004 Insert behind ~e 8

TSCA sectsect 8 12 amp 13 GRAVITY BASED PENALTY MATRIX

EXTENT CIRCUMSTANCES

A B C Major Significant Minor

LEVELS 1 $32500 $21922 $6448

High Range 2 $25791 $16764 $3869

3 $19343 $12895 $1934 Mid Range

4 $12895 $7737 $1290

5 $6448 $3869 $645 Low Range

6 $2579 $1676 $258

Note After calculating the gravity-based penalty for each count the total applicable gravity-based penalty for all counts in a particular casematter should be rounded to the nearest unit of $100 as required by the memorandum from Thomas Skinner dated September 212004 implementing the Civil Monetary Penalty Adjustment Rule as published in the Federal Register on February 132004 (69 FR 7121)

TPED Pen Adj Memo wAnachments - Page 9 of 19

UNITED STATES ENVIRONMENTAL PROTECTION AGENCY

TSCA Section 5 and 8 Inspection Chemetall Oakite Inc 675 Central Avenue New Providence NJ 07974

From Chester Norman Chemist Leonard Pappalardo Chemist Toxics Section Toxics Section

To Daniel 1 Kraft Chief Toxics Section

On May 14 2008 a TSCA Section 5 and 8 inspection was conducted at Chemetall Oakite Inc at the address listed above This inspection was conducted as part of the regional neutral inspection scheme We scheduled the meeting in advance with Mr Michael Chang Manager Health and Environmental Department Upon arriving at Chemetall Oakite Inc official credentials were presented to Mr Michael Chang Julia C Murray Vice President Technical Marketing and Ron Ascenzo Director Technical Marketing Notices ofInspection (Attachment 1) and Confidentiality (Attachment 2) were issued and explained to Ms Murray Ms Murray signed the notices

Chemetall Oakite is an importer of chemicals They import metal cleaners and surface treatment chemicals They have approximately 110 employees in New Providence New Jersey Chemetall has been at this site since 2006 prior to that they were located in Berkley Heights New Jersey Chemetall Oakite Inc is also known as Chemetall Chemical Products and Chemetall Americas Chemetall Americas is owned by Rockwood Holding Company who is owned by Chemetall BMGH in Germany Their Standard Industrial Codes (SIC) is 5169 The companys fiscal year is the calendar year Ms Murray said Chemetall Oakite Incs corporate sales were approximately $100000000 Chemetall Oakites facility in New Providence New Jersey is the corporate headquarters sales export and import offices and their research and development laboratories for the United States Chemetall Oakite Inc has manufacturing facilities in La Mirada CA and Romulus MI

We asked if they filed an Inventory Update Report for the 2006 reporting period They didnt know We asked if they filed a preliminary assessment inventory report for any of the chemicals the company manufactures or imports and they responded they didnt know We asked if they filed any PMNs recently they responded with a 10 year old low volume exemption and an older PMN We asked if they filed any significant new use report they responded no We asked if they had a

TSCA Section 8c file They also responded no

We issued Receipts for Samples and Documents and Confidential Business Information Nothing was declared Confidential

Attachments 1 Notice ofInspection 2 Notice of Confidentiality 3 Receipt for Samples and Documents 4 Declaration of Confidential Business Information

I bull US ENVIRONMENTAL PIlOTECTlON ~- WASHINGTON DC 204Ci0

TOXIC 5UBSTAlCES CONTllOL ACI EPA-----_- _--__--------------------- shyTOXICS SECfION - NOTICE OF INSPECflON

1_ INVESTIGATION IDENT1FICAnON 3 F~Z~ ~~7jJi--- Chemetall Oaki 42008

S FACllrryS ADDRESS

~PA Region 2 MS-I05 iPECTORS ADDRESS

675 Central Ave Woodbridge Avenue New Providence New Jersey 07974-1560

on NJ08837-5602

REASON FOR INSPECTION

Under the authority of Section II of the Toxics Substances Control Act

b For the purposes of inspecting (Including taking samples photographs statements and other inspection activities) an establisbment facility or other premises in which chemical substances or mixtures or articles containing same are manufactured processed or stored or held before or after their distribution in commerce ( including records files papers processes controls and facilities) and any conveyance being used to transport chemical substances mixtures or articles containing same in connection with their distribution in commerce (including records files papers processes controls and facilities) bearing on whether the requirements of the Act applicable to the chemical substances mixtures or articles within or ass()Ciated with such premises or conveyance have been complied with

In In addition this inspection extends to (Check appropriate blocks)

Jq- A Financial data o D Personnel data I

LV B Sales data o E Research data

13 C Pricin ~ data The natureland extent of the inspection of such data specified in A through E above is as follows

~rtification

lcknowledge that the statements I have made on this fonnand all attachments thereto are true accurate and complete I acknowledge that y knowingly false or misleading statement may be punishable by fine or imprisonment or both under applicable law

PREVIOUS VERSIONS ARE OBSOLETE

ME

rnE Chemist

DATE SIGNED

~r TI11E -shy~J ~ea~~ (1 4~

A FORM 77ltWmiddot3A FOR 1018 (REVISED JAN 2002)

IUR FORM (Form U) submitted September 24 2008

CBIDELETED

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0- 0shy

-P 0 0shy

Zn2+ 0shyNAME Phosphoric acid zinc salt (21) 1RN 13598-37-3

l) - P -o-Il o

MW 25533

Enlarge Structure

SHrch Infomudion

Bask For more information about this substance NlWiglitiOn

you may select from the the links below

File Locator DSL [I] Domestic Sub List of Canada

EINECS [I] EU Inv of Exist Comm Chem Sub

PubChem [I] PubChem

RTECS [I] Reg of Toxic Eft of Chern Sub

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Internet Locator EPA SRS [I] EPA Substance Registry System

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OH I

HO-P-OH

1 o

NAME Ethanol 2-amino- phosphate (1 ) RN 29868-05-1 r

OH

MW 159077

Enlarge Structure

s_tc Information For more information about this substance

you may select from the the links below

File Locator DSL rn Domestic Sub List of Canada

EINECS rn EU Inv of Exist Comm Chem Sub

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o II

HO- P-O- Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH

MW 119976

=nlarge Structure

Basic ellmiddotFor more information about this substance NavigationInformation you may select from the the links below

File Locator ClinicalTrialsgov ill NIH ClinicalTrialsgov

DART rn Developmental and ReprodTox

DailyMed rn NLMFDA Drug Labelling

DrugPortal rn NLM Drug Information Portal

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EMIC ill Env Mutagen Info Center

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o II

HO - P shy 0shy Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH

MW 119976

Enlarge Stru_cture

BaBic lurcbFor more information about this substance NavfgationInformation

you may select from the the links below

File Locator ClinicalTrialsgov rn NIH ClinicalTrialsgov

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DailyMed rn NLMFDA Drug Labelling

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EMIC rn Env Mutagen Info Center

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PubChem rn PubChem

PubMed rn Biomedical Citations From PubMed

PubMed AIDS rn AIDS Citations from PubMed

PubMed Cancer rn Cancer Citations from PubMed

PubMed Toxico]Qgy rn Toxicology Citations From PubMed

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TOXLlliE rn NLM TOXLINE on TOXNET

Internet Locator DrugsFDA rn FDA Drug Database

EPA Envirofacts rn EPA Master Chemical Integrator

EPA PPIS rn EPA Pest Prod Info System

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NAME Zinc nitrate RN 7779-88-6

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0shyI

N+i o 0shy

Zn2+ 0shy

I N+ 0shy0

MW 189398

InJil~~tJ(tlJr~

ell Navigiltlon

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ampampampampamp ampu I IU Y fo4IampU ~ L U~ La o

IRQ rn CERCLA Reportable Quantities I

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0 0

pl

o 0

Mn2 lt

NAME Phosphoric acid manganese(2+) salt (21) RN 18718-07-5

0 I

o-p -o-Il o

MW 244878

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0- 0_

po 0_

Zn2+ 0shyNAME Phosphoric acid zinc salt (21) lRN 13598-37-3 -0 - P -o-Il o

MW 25533

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0shy

I ~N-o 0shy

Mn+ NAME Manganese nitrate 0shyRN 10377-66-9 I

N+- 0shy0

MW 178946

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NAME Potassium cis-9-octadecenoic acid RN 143-18-0

o

O

(

MW 320555

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OH I

HO-P=O

~ OHN~I

0) p NAME Sodium aminotris(methylenephosphonate) II OHRN 20592-85-2

0P HO shy

OH

MW 2990478

Enlarge Structure

hale I~----F-o-r-m-o-re-in-fo-r-m-a-t-io-n-a-b-o-u-t-t-hi-s-s-u-b-s-ta-n-c-e------1 N=~Information

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NAME Sodium silicate RN 1344-09-8

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0shyt

O=Si 0shy

MW 122063

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Na+

Na+

SNrell N8Yfgetlon

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NAME Boric acid dipotassium salt RN 1332-77-0

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NAME Potassium tallate No StructureRN 61790-44-1

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HO OH

j ~

HO

OH

J NAME Boric acid compd with 222middotnitrilotris (ethanol) OH ~N-

HO

RN 68413middot80middot9

MW 2110202

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f

NAME Butanedioic acid 2-(octen-1-yl)- potassium salt (1 2)

ti~middotmiddot

(gt

a

RN 58641-28-4

MW 304466

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H3C OH

NAME Alcohol [USP] RN 64-17-5

MW 460684

~nlarge Structur~

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yen~

H3C OH

NAME Alcohol [U5P] RN 64-17-5

MW 460684

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0shy

IOp-o- cr3+

NAME Chromic phosphate I 0shyRN 7789-04-0

MW 146966

Enlarge Structure

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NAME Monoammonium phosphate RN 7722-76-1

0 II

HO-P -0shyI

NW 4

OH

MW 115024

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PAFA

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HO OH Si NH2NAME Silanetriol 1-(3-aminopropyl)shy HO ~ ~

RN 58160-99-9

MW 13721

Enlarge Structure

auk Information For more information about this substance

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Na+ o II

HO- p- 0shyNAME Disodium phosphate IRN 7558-79-4 0- Na+

MW 141958middot

Enlarge Structure

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51691001 Anti-corrosion product 424690 424690-Other Chemical lII1d Allied Prod

Ron Felper

President

65 100 $100000000

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556121200 Cham_Uslnc Chemelall dalcrle 675 Centrol we 11_ PrrMdllf1C8 Union NJ 07974 POBOX 7 New PrrMdence NJ 079740007 9OB-464~900

26420000 Polishes and sanitation goods 325612 325612-Po1ish amp 01 Ssnitalion Gd MIg Ronald Felber Pesident

90 340 S130723000

016164399 0000000oo 016164399

PRIVATE COMPANY HEADQUARTERS 40697755 74408967

custservdnbcom To Lee SpielmannR2USEPAlUSEPA Karen

bull SeetlR2USEPAlUSEPA08132009 11 22 AM

cc

bcc

Subject CHEMETALL OAKITE INC DampB Business Information Report

The folloWing e-mail was sent to you by seetkarenepagov Personal Note

ampBhas more options to help you decide with confidence Learn more about DampB eroducts and services lis this an important decision ~ IUJlilIImil

Get more with DampBs Enhanced Comprehensive Report ~I bull Business failure and credit scores

Click here to provideI bull Context behind the scores Added industrY and Financial comDarisons feedback on this report

iiiiRi55i~iiiiiAii~1~-

ort on this business

J --1- )21 _II1tjjjj1 Wgll_~yg 1

Copyright 2009 bun amp Bradstreet - Provided under contract

for the exclusive use of subscriber 264750059L

ATTN Lee Spielmann Report Printed AUG 13 2009

========================~======~=================================

============== BUSINESS SUMMARY

==========~======================================================

==============

CHEMETALL OAKITE INC (SUBSIDIARY OF ROCKWOOD SPECIALTIES INC PRINCETON NJ) 675 Central Ave New Providence NJ 07974

This is a headquarters D-U-N-Sreg Number 93-771-2248 (subsidiary) location Branch (es) or division(s) exist DampB Rating

Mailing address PO Box 7

II I

New ~rovidence NJ07974

Web site wwwrockwoodspeciallI IIIIIIIIIIIIII

Telephone

Chief executive

Year started

Management control

Employs

Sales

History

SIC

Line of business

tiescom

908 464-6900

RON FELPER PRES

1987

2006

100 (65 here)

$100000000

CLEAR

5169

Whol corrosion preventative chemicals

III III

================================================================= ===============

SPECIAL EVENTS ================================================================ ==============

06142007 Business started 1987 Present control succeeded June 2006

================================================================= ==============

SUMMARY ANALYSIS ================================================================= ==============

DampB Rating

The blank rating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and

that further enquiry should be made before reaching a decision Some reasons for using a _II symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information

Below is an overview of the companys rating history since 061507

DampBRating Date Applied 061507

The Summary Analysis section reflects information in DampBs file as of August 102009

=================~======~==~==~=======================~==========

============== INVESTIGATIVE SERVICES

================================================================= ==============

Update available on request

This information is being provided to you immediately in the interest of speed This reportmay not reflect the current status of this business DampB can investigate this business and update the information based on the resulta of that investigation

By ordering a standard investigation the same day you order this report an updated report will be provided to you at no extra cost

=========~=======================================================

==============

CUSTOMER SERVICE ================================================================= ==============

If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you

~ (

are outside the us contact your local DampB office

Additional Decision Support Available

Additional DampB products monitoring services and specialized investigations are available to help you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcom

=================================================================

===== = = = === = = =

HISTORY ================================================================= ==============

The following information was reported 08182008

Officer(s) RON FELPER PRES

THE OFFICER(S)

Business started 1987 Present control succeeded June 2006 100 of capital stock is owned by the parent company

RON FELPER Work history is unknown

Business address has changed from 14826 Ne 95th St Redmond WA 98052 to 675 Central Ave New Providence NJ 07974

=~===============================================================

==============

CORPORATE FAMILY =====================c=========================================== ==============

The following global corporate family members are related to this busihess

Members are listed alphabetically first by company name then by country or us state then by city

Global Ultimate Rockwood Holdings Inc Princeton NJ 01-616-4399

Parent Rockwood Specialties Group Inc Princeton NJ 10-679-3433

Affiliates (US) Advantis Technologies Inc Alpharetta GA 93-189-6385 Alphagary Corporation Leominster MA 09-743-4484 Ceramtec North America Innovative Laurens SC 17-483-0034 Ceramic Engineering Corporation Chemetall Foote Corp Kings Mountain NC 00-232-9456 Chemical Specialties Inc Charlotte NC 04-297-3313 Pure Wafer Inc Prescott AZ 83-746-8321 Rockwood Pigments NA Inc Beltsville MD 04-754-7690 Southern Clay Products Inc Gonzales TX 04-166-1737

Affiliates (International) AlphaGary (Canada) Limited Stoney Creek CANADA 24-924-8626 Cs i Kemwood AB Helsingborg SWEDEN 35-401-6487middot ProCeram spolmiddot s ro Dolni Rychnov CZECH 49-516-1929

REPUBLIC

== = = == = == = == ==== = == = = = == = = ==== = ==== = = ==== = = ===-= = = = = === == == === =

==============

OPERATIONS ===================~==========~====================== ============

==============

08182008

Description Subsidiary of Rockwood Specialties Inc

Princeton NJ started 2000 which operates as a wholesaler

of chemicals or allied products Parent company owns 100

of capital stock

Wholesales corrosion preventative chemicals (100)

Terms are Net 30 days Has 600+ account(s) Sells to

aerospace industry Territory North and South America

Nonseasonal

Employees 100 which includes officer(s) 65 employed here

Facilities Leases premises in a single story brick building

Location Central business section on well traveled street

Branches This business has multiple branches detailed branchdivision information is available in

Dun amp Bradstreets linkage or family tree products

==============~==============~===================================

==============

SIC amp NAICS ================================================================= ==============

SIC Based on information in our file NAICS DampB has assigned this company an extended 8-digit SIC DampBs use of 424~90 Other Chemical and Alli~d

a-digit SICs enables us to be more Products Merchant specific to a companys operations Wholesalers than if we use the standard 4-digit code

51691001 Anti-corrosion products

=================================================~== ============

============== PAYMENT SUMMARY

==============~===========~=========================== ===========

===============

DampB has not received a sufficientsample of payment experiences to establish a PAYDEX score

DampB receives over 600 million payment experiences each year We enter these new and updated experiences intoDampB Reports as this information is received At this time none of those experi~nces relate to this company

=======================================================~==========

============== FINANCE

================================================================= ==-= = = == == === ==

06142007

On JUN 14 2007 Michael Lissandrello SIs Mgr deferred financial statement

Michael Lissandrello submitted the following partial estimates dated JUN 14 2007

Sales for 2006 were $100000000

As of June 14 2007 a search of Dun amp Bradstreets Public Record database found no open suits liens judgements or UCCs to which Chemetall Oakite Inc at 675 Central Ave New Providence NJ was named defendant or debtor Public records received hereafter will be entered into the database and will be included in reports which contain a Public Filings ~ection

==============================================~====== ===========

============== PUBLIC FILINGS

================~====~================================ ===========

==============

A check of DampBs public records database indicates that no filings were found for CHEMETALL OAKITE INC at 675 Central Ave New Providence NJ

DampBs extensive database of public record information is updated daily to ensure timely reporting of changes and additions It includes business-related suits liens judgments bankruptcies UCC financing statements and business registrations from every state and the District of Columbia as well as select filing types from Puerto Rico and the US Virgin Islands

DampBmiddotcollects public records throughmiddot a combination of court reporters third parties and direct electronic links with federal and local authori~ies Its database of US business-related filings is now the largest of its kind

===~====~========================================================

============== GOVERNMENT ACTIVITY

================================================================= ==============

Activity summary Borrower (DirGuar) NO Administrative debt NO Contractor YES Grantee NO Party excluded from federal program(s) NO

Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8(A) firm NA

The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other sources

Copyright 2009 Dun amp Bradstreet- Provided under contract

for the exclusive use of subscriber 264750059L

FULL DISPLAY COMPLETE

~ ~

396484BIR21523427615308tng emailhtm

-- -- - ~-

(I custservdnbeom To Lee SpielmannH2USEPAlUSEPA Karen

SeetlR2USEPAlUSEPA08112009 0314 PM cc

bec

Subject CHEMETALL US INC DampB Business Information Report

The following e-mail was sent to you by seetkarenepagov Personal Note

~--~amp8 has more oDtfcins tohelDvou decide with confidence Learn more about DampB products and services Is this an important decision ~~~~~

Get more with DampBs Enhanced Comprehensiye Report bull Business failure and credit scores

Click here to providebull Context behind the scores bull Added industrv and Financial comparisons feedback on this report

~~OC--~

f4fi1 Order reports on other businesses

Copyright 2009 Dun amp Bradstreet - Provided under contract

for the exclusive use of subscriber 264750059L

ATTN Lee Spielmann Report Printed AUG 11 2009

In Date

=====================~===========================================

============== BUSINESS SUMMARY

===============================~====================== ===========

==============

CHEMETALL US INC (SUBSIDIARY OF ROCKWOOD HOLDINGS INC PRINCETON NJ) CHEMETALL OAKITE 675 Central Ave New Providence NJ 07974

This is a headquarters I D-U~N-S Number 55-612-1200 (subsidiary) location IBranch (es) or division(s) exist I DampB Rating

Mailing address PO Box 7 IIINew Providence NJ

07974 DampB PAYDEXreg

1 12-Month DampB 74 Web site wwwchemetallcom I PAYDEX

I

Telephone 908 464-6900 I When weighted by dollar amount

f paYments to suppliers average 9 days Chief executive RONALD FELBER I beyond terms

I

PRES-CEO II Based on trade collected

over last Year started 1909 I 12 months

Management control

Employs

Financial statement date

Sales F

Net worth

History

Financing

Financial condition

SIC

Line of business

2004

340 (90 here)

DEC 31 2008

$130723000

(106438000)

CLEAR

SECURED

UNBALANCED

2842 2899 2851

Mfg polishsanitation gd mfg chemical preparation

IIIIIIIII

=======================================================~========

==============

SUMMARY ANALYSIS ================================================================= ==============

DampB Rating

The Rating was changed on April 17 2009 because of DampB I S overall assessment of the companys financial payment and history information The blankrating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and that further enquiry should be made before reaching a decision Some reasons for using a II_II

symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information

Below is an overview of the companys rating history since 060707

DampB Rating Date Applied 041709

1R4 030209 1R3 101408 4A3 072408 4A2 060707

The Summary Analysis section reflects information in DampBs file as of August 10 2009

====================~=====================~======================

============== CUSTOMER SERVrCE

================================================~===== ===========

==============

If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you are outside the US contact your local DampB office

Additional Decision Support Available

Additional DampB products monitoring services and specialized

investigations are available tomiddothelp you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcommiddot

================================================================= ==============

HISTORY ====~=========================~=====~================= =========== ==============

The following information was reported 07142009

Officer(s) RONALD FELBER PRES-CEO PHILIP E KELLY VICE PRESIDENT GREGORY V POFF VICE PRESIDENT

DIRECTOR (S) THE OFFICER(S)

The Delaware Secretary of States business registrations file showed that Oakite Products Inc was registered as a corporation on December 19 1991

Business started 1909 by David C Ball George W Oakley and Daniel C Smith Present control succeeded 2004 100 of capital stock is owned by parent company

RONALD FELBER born 1951 1989~present active here 1985-1989 employed with Avon Products Inc New York NY Graduated from Georgetown University in 1973 with a BS degree Also received MA degree from Loyola University in 1985

PHILP E KELLY born 1948 1972-present active here Graduated from University of Dayton in 1970 with a BS Degree Also received MBA Degree from Seton Hall University in 1978

GREGORY V POFF born 1948 1970-present active here Graduated from Catawba College in 1970 with a BA degree Also received MBA from Pace University in

1982

==========================~========================~=============

==============

CORPORATE FAMILY ================================================================= ==============

The following global corporate family members are related to this business Members are listed alphabetically first by company name then by country or US state then by city

Parent Rockwood Holdings Inc Princeton NJ 01-616-4399

Subsidiaries (International) Cheme~allCanada Limited Brampton CANADA 20-036-7514 Chemetall Mexicana SA de CV El Marques MEXICO 81-232-9050

Branches (US) Chemetall Us Inc La Mirada CA 15-886-0572 Chemetall Us Inc Romulus MI 00-515-7698

Affiliates (US) Chemetall Chemical Products Inc New Providence NJ 82-485-0580 Chemetall Oakite La Mirada - Plant La Mirada CA 61- 036 -9832middot Mineral Research and Development Charlotte NC 61-036-9477 Rockwood Holding Company Chicago IL 78-166-9635 Rockwood Specialties Consolidated Inc Princeton NJ 03-845-1386 Rockwood Specialties Group Inc Princeton NJ 10-679-3433 SachtlebenCorporation White Plains NY

95-666-4114 Viance LLC Charlotte NC 79-544-7346

Affiliates (International) Sachtleben Pigments Oy Helsinki FINLAND 54-023-5819

================================================================ ==============

OPERATIONS ==========~========================================== ============

==============

07142009

Description Subsidiary of Rockwood Holdings Inc Princeton NJ

As noted the parent company is Rockwood Holdings Inc

DUNS 01-616-4399 and reference is made to that report

for background information on the parent company and its

management

Manufactures specialty cleaning polishing or sanitation

preparations and sanitation preparations disinfectants or

deodorants Manufactures chemical preparations

specializing in metal treating compounds rust resisting

compounds and water treating compounds Manufactures

paints varnishes lacquers enamels or allied products

and paint removers

Has 10000 account(s) Terms are Net 30 days Sells to

industrial concerns Territory United States Mexico

Brazil and Canada

Nonseasonal

Employees 340 which includes officer(s) and 2 part-time 90 employed

here

Facilities Rents 37000 sq ft ina one story brick building

Location Suburban business section on well traveled street

Branche~ This business has multiple branches detailed branchdivision information is available in

Dun amp Bradstreets linkage or family tree products

Subsidiaries This business has 2 subsidiaries listed below

The extent of ownership where known is shown in

parenthesis following company name

Oakite Canada Limited Bramalea Ontario Canada (100)

Manufactures chemical specialty products Intercompany

relations reported by management to consist of

merchandise and service transactions cleared as scheduled

Chemetall Mexicana Monteray Mexico (100) Manufactures

chemical specialty products

=================================================~===============

==============

SIC amp NAICS ===========~===============~=================================~===

==============

SIC Based on information in our file NAICS DampB has assigned this company an extended a-digit SIC DampBs use of 325612 Polish and Other a-digit SICs enables us to be more Sanitation Good specific to a companys operations Manufacturing than if we use the standard 325612 Polish and Other 4-digit code Sanitation Good

middot 28420000 Polishes and sanitation Miscellaneous

goods and 28420400 Sanitation Manufacturing

preparations Miscellaneous

disinfectants and and

deodorants Manufacturing 28999931 Metal treating compounds Miscellaneous 28999942 Rust resistirtg compounds and

28999948 Water treat~ng compounds Manufacturing 28510000middot Paints and allied Coating

products middot28510401 Paint removers Coating

325998

325998

325998

325510

325510

Manufacturing All Other

Chemical Product

preparation

All Other

Chemical PrOduct

Preparation

All Other

Chemical Product

Preparation

Paint and

Manufacturing Paint and

Manufacturing

================================================================= ==============

DampB PAYDEX ================================================================= ==============

The DampB PAYDEX is a unique dollar weighted indicator of payment performance based on up to 157 payment experiences as reported to DampB by trade references

3-Month DampB PAYDEX 75 I 12-Month DampB PAYDEX 74 I

When weighted by dollar amount I When weighted by dollar amount payments to suppliers average average 9 days beyond terms

Based on trade collected over collected over last months

8 days I payments to suppliers

last 3

I beyond terms II Based on trade

I 12 months

================================================================= ==============

PAYMENT SUMMARY ================================================================= ==============

The Payment Summary section reflects payment information in DampBs file as of the date of this report

Below is an overview of the companys dollar-weighted payments segmented by its suppliers primary industries

Mfg electric test prd 1 35000 35000 100

OTHER INDUSTRIES 101 283550 20000 73 22 4 - 1

Other payment categories Cash experiences 7 750 250 Payment record unknown 0 Omiddot 0 Unfavorable commeJlts 1 1000 1000

Placed for collections With DampB 1 7500 Other 0 NA

===== ============== ========== Total in DampBs file 157 3017350 900000

The highest Now Owes on file is $750000

The highest Past Due on file is $10000

Dun amp Bradstreet has 157 payment experiences in its file for this company For your convenience we have displayed 80 representative experiences in the PAYMENTS section

====~============================================================

==============

PAYMENT DETAILS ================================================================= ==============

Detailed payment history

Date Paying High Now Past Selling Last Salemiddot Reported Record Credit Owes Due Terms Within

(rhmyy) ($) ($) ($) (months)

0709 Ppt 50 0 1 mo

Ppt 2500 0 1 mo

Ppt 200 i OOO 100000 2500 N60 1 mo

Ppt 200000 100000 0

----------------

0508 Ppt-Slow 30 20000 10000 deg N30 1 rno 0707 (08 0) 7500

Placed for collection

Accounts are sometimes placed for collection everi though the existence or amount of the debt is disputed

Payment experiences reflect how bills are met in relation to the terms granted In some instances payment beyond terms can be the result of disputesmiddot over merchandise skipped invoices etc

Each experience shown is from a separate supplier Updated trade experiences replace those previously reported

================================================================= ==============

FNANCE ================================================================= ==============

04172009

Three-year statement comparative

Fiscal Fiscal Fiscal

Dec 31 2005 Dec 31 2006 Dec 31 2008

Current Assets 53345000 33854000 34348000 Current Liabs 16314000 11173000 18594000 Current Ratio 327 303 1 85 Working Capital 37031000 22681000 15754000 Other Assets 9824000 15582000 124757000 Net Worth 38515000 28063000

1304000 Sales 79763000 86130000 130723000 Long Term Liab 8340000 10200000 139207000 Net Profit (Loss) 1105000 8689000 490000

Fiscal statement dated DEC 31 2008

Assets j Liabilities I -----------shy1

Other Curr Assets 343-480001 Other Curr Liabs 18594000

---------------1 Curr Assets 343480001 Curr Liabs 18594000

I Fixt amp Equip 110620001 Pension Reserves 7990000 Goodwill-Net 252040001 Other Liabilities 129932000 other Intangible 825380001 LT Liab-Other 1285000 Assets-Net TOTAL EQUITY 1304000 Deferred Income 2680001 Taxes I Other Assets 56850001

---------------11

Total Assets 1591050001 Total 159105000

From JAN 01 2008 to DEC 31 2008 annual sales $130723000 cost of goods soldmiddot $69475000 Gross profit $61248000 operating expenses $48302000 Operating income $i2946OOO other expenses $11971bOOi net income before taxes $975000 Federal income tax $485000 Net income $490000

Submitted MAR 31 2009 by Ronald Felber pres-ceo Prepared from books without audit

On April 17~ 2009 themiddotfinancial information was updated

================================================================= ==============

KEY BUSINESS RATIOS ================================================================= ==============

Statement date DEC 31 2008 Based on this number of establishments 28

Firm IIndustry Median I---~------------

Return of Sales 04 IReturn of Sales 11 Current Ratio middot18 ICurrent Ratio 21 Assets Sales 1217 IAssets Sales 575 Total Liability Net Worth 9999 ITotal Liability Net Worth 83 7

================================================================= ==============

PUBLIC FILINGS ================================================================= ==============

The following Public Filing data is for information purposes only and is not the official record Certified copies can only be obtained from the official source

================================================================= ==============

UCC FILINGS =~==================================================== ===========

==============

Collateral All Assets Type Original

-----------------------------------------------------------------

Sec party THROUGH ITS

ADMINISTRATIVE AGENT

Debtor Filing number Filed with DOVER DE

Date filed Latest Info Received

Collateral General

Leased Equipment

Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ

Date filed Latest Info Received

Collateral

Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ

Date filed Latest Info Received

CREDIT SUISSE FIRST BOSTON ACTING

CAYMAN ISLANDS BRANCH AS

NEW YORK NY OAKITE PRODUCTS INC 4216854 2 SECRETARY OF STATEUCC DIVISION

08022004 08262004

Accounts receivable and proceeds shy

intangibless) and proceeds shy

and proceeds Original CANON FINANCIAL SERVICES MOUNT

OAKITE PRODUCTS INC 23913509 SECRETARY OF STATEUCC DIVISION

11302006 12272006

Leased Assets - Leased Business machineryequipment Original CANON FINANCIAL SERVICES INC MT

OAKITE PRODUCTS INC 21685842 SECRETARY OF STATEUCC DIVISION

07112003 07292003

Type Continuation Sec party CREDIT SUISSE (FKA CREDIT SUISSEmiddot FIRST

BOSTON) ACTING THROUGH ITS CAYMAN ISLA NEW

YORK NY Debtor CHEMETALL CORPORATION Filing number 2009 0642311 Filed with SECRETARY OF STATEUCC DIVISION DOVER DE

Date filed 02272009 Latest Info Receiv~d 05122009 Original UCC filed date 08022004 Original filing no 4216861 7

The public record items contained in this report may have been paid termirtated vacated or released prior to the date this report was printe~

=======~===============================================~======== ==============

GOVERNMENT ACTIVITY =====================================================~ ===========

==============

Activity summary Borrower (DirGuar) NO Administrative debt YES Contractor YES Grantee NO Party excluded from federal program(s) NO

Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8 (A) firm NA

The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other- sources

----7-------shyCopyright 2009 Dun amp Bradstreet - Provided under

contract I

for the exclusive use of subsCriber 264750059L

FULL DISPLAY COMPLETE

~ 396484BIRHQ2156 3427456432lng emailhIm

dmiddotmiddotmiddotmiddotmiddotto Chemetall

~

ICompany Overview

Chemetall is a global company committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry eg lithium and cesium compounds

Chemetalls businesses historically emerged from the combination of expertise in chemistry and metallurgy which is still mirrored in the companys name Chemetall mainly sells customised packages of products and services ranging from consultation via development through to the operation of entire plants at the customers site - for instance car body pre-treatment in the automotive industry

The companys product portfolio is based on continuous research and development of leading edge technologies High perfOrming products combined with Chemetalls dedication to providing the best technical service and support to its customers have over the decades established excellent market positions in its fields of activity

Chemetall GmbH is headquartered in Frankfurt am Main It is the centre of a worldwide network of some 40 subsidiaries in Europe North and South America Asia Australia and Africa Most of these companies operate their own production sites and many also have their own development laboratories A largely decentralised organisation ensures that each local company can respond quickly and flexibly to the customers needs in its markets whilst at the same time being able to draw on the specialist resources within the Group In this way Chemetall combines the strength of a global supplier with the flexibility and customer focus of a medium-size company

Since August 1st 2004 Chemetall has been part of middotRockwood Holdings Inc

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May 272009 Significant savings achieved with the change from zinc-phosphating pretreatment to Oxsllanreg technology Opel Replaces its Metal Pretreatment System Adam Opel GmbH in Kaiserslautem Germany is an important more

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April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more

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April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more

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February OS 2009 Chemetall Aerospace Technologies has successfully integrated the NOT business of Ely Chemical Company Ltd We are proud to inform our customers around the world that Chemetall has effectively transferred and more

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January 20 2009 Chemetall Oakite changed its name to Chemetall

Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc more

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2008

August 01 2008 Chemetall acquires Nalco Finishing Technologies Rockwood Holdings Inc Chemetall-Group has acquired Nalcos Finishing Technologies (FT) businessnull more

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July 31 2008 Chemetall announces global price increases Chemetall is currently increasing prices within a range of 5 to 20 percent or implementing and adjusting more

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2007

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April 01 2008 Chemetall acquires NOT Business of Ely Chemical Company Ltd Chemetall GmbH FrankfurtM via its UK subsidiary has acquired the NOT business of the UK basednull more

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March 29 2007 Chemetall Signs Distribution Agreement with Advanced Chemistry amp Technology Inc Chemetall Aerospace Technologies announced that it has signed an exclusive sales and distribution agreement more

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February 212007 Chemetall Acquires the Chemical Division Business of Wirral Fospray Chemetall PLC has announced the acquisition of the chemical division business from Wirral Fospray Limited more

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January 22 2007 Rockwood Appoints M~nlka Engel-Bader President ofChemetal Rockwood Holdings Inc (NYSEROC) has announced that Dr Monika EngelshyBader has been appointed tonull more=

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kindof activity Production fields of activity Lithium

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Country United States Streetaddress 13177 Huron River Drive ZIP MI 48174 City Romulus Phone +1-734-941 3800 Fax +1-734-941-5524 kind of activity Productionmiddot fields of activity Surface Treatment MapMgQ

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Country United States Streetaddress 16961 Knott Ave ZIP CA 90638 City La Mirada Phone +1800-331-1197 Fax +1 714a70-6480 kind of activity Sales Production fields of activity Surface Treatment Map Mm

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Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-464-6900 Fax +1908-464-5571 kind of activity Headoffice $ales Production fields of activity Surface Treatment Direct Contact Email oakiteproductschemetaILcom Map Map

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Country United States Streetaddress 348 Holiday Inn prive ZIP NC 28086 City Kings Mountain Phone +1-704-739 2501 Fax +1-704-734 0208 kind of activity Headoffice Sales Production fields of actvity Lithium Direct Contact Email footelithiumchemetallcom Map Map

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Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-665-9466 Fax +1-908-665-8543 kind of activity Headoffice Sales fields of activity Special metals MapM~

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Country United States Streetaddress 856 Foote Lane

ZIP TN 37134 City New Johnsonville Phone +1-931-535 3401 Fax +1-931-535 3404 kind of activity Production fields of activity Lithium Map Map

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Country United States Streetaddress Hwy 265 ZIP NV 89047 City Silver Peak Phone +1-775-937-2222 Fax +1-775-937-2250

httpwwwchemetallcomindexj spcontent=contact_choice 1jspid=UnitedStatesampconti 8112009

~aa -rlte_middot~ bull Chemetall

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Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc doing business as Chemetall The same applies to the Canadian subsidiary whose official name will be Chemetall Canada Limited

middotCustomers around the world link Chemetall with quality innovation and extraordinary technical services says Joris Merckx President Surface Treatment at Chemetall middotOne consistent name of our all our subsidiaries will strengthen our corporate brand and with it our image he commented

No changes Will be made to the Mexican and Brazilian entities as these countries already operate their business under the name of Chemetall

About Chemeta

Chemetall a company of Rockwood Holdings Inc (NYSE ROC) is one of the leading global companies committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry including lithium and cesium compounds

Contact Sandra Zirm Phone +496971653605 Mall sandrazirmchemetallcom

~I ~II

Page 18: :;c= ---------------------------------------------x >.' --~ -'- ::~C~l d- r ......Opportunity for Hearing (Complaint) was issued on September 24, 2009 and served on September 28, 2009

Page8-A

Gravity based penaltY matrix to supplement Recordkeeping and Reporting Rules and Requirements for TSCA Sections 8 12 and 13 for violations that occur on or after March 15 2004 Insert behind ~e 8

TSCA sectsect 8 12 amp 13 GRAVITY BASED PENALTY MATRIX

EXTENT CIRCUMSTANCES

A B C Major Significant Minor

LEVELS 1 $32500 $21922 $6448

High Range 2 $25791 $16764 $3869

3 $19343 $12895 $1934 Mid Range

4 $12895 $7737 $1290

5 $6448 $3869 $645 Low Range

6 $2579 $1676 $258

Note After calculating the gravity-based penalty for each count the total applicable gravity-based penalty for all counts in a particular casematter should be rounded to the nearest unit of $100 as required by the memorandum from Thomas Skinner dated September 212004 implementing the Civil Monetary Penalty Adjustment Rule as published in the Federal Register on February 132004 (69 FR 7121)

TPED Pen Adj Memo wAnachments - Page 9 of 19

UNITED STATES ENVIRONMENTAL PROTECTION AGENCY

TSCA Section 5 and 8 Inspection Chemetall Oakite Inc 675 Central Avenue New Providence NJ 07974

From Chester Norman Chemist Leonard Pappalardo Chemist Toxics Section Toxics Section

To Daniel 1 Kraft Chief Toxics Section

On May 14 2008 a TSCA Section 5 and 8 inspection was conducted at Chemetall Oakite Inc at the address listed above This inspection was conducted as part of the regional neutral inspection scheme We scheduled the meeting in advance with Mr Michael Chang Manager Health and Environmental Department Upon arriving at Chemetall Oakite Inc official credentials were presented to Mr Michael Chang Julia C Murray Vice President Technical Marketing and Ron Ascenzo Director Technical Marketing Notices ofInspection (Attachment 1) and Confidentiality (Attachment 2) were issued and explained to Ms Murray Ms Murray signed the notices

Chemetall Oakite is an importer of chemicals They import metal cleaners and surface treatment chemicals They have approximately 110 employees in New Providence New Jersey Chemetall has been at this site since 2006 prior to that they were located in Berkley Heights New Jersey Chemetall Oakite Inc is also known as Chemetall Chemical Products and Chemetall Americas Chemetall Americas is owned by Rockwood Holding Company who is owned by Chemetall BMGH in Germany Their Standard Industrial Codes (SIC) is 5169 The companys fiscal year is the calendar year Ms Murray said Chemetall Oakite Incs corporate sales were approximately $100000000 Chemetall Oakites facility in New Providence New Jersey is the corporate headquarters sales export and import offices and their research and development laboratories for the United States Chemetall Oakite Inc has manufacturing facilities in La Mirada CA and Romulus MI

We asked if they filed an Inventory Update Report for the 2006 reporting period They didnt know We asked if they filed a preliminary assessment inventory report for any of the chemicals the company manufactures or imports and they responded they didnt know We asked if they filed any PMNs recently they responded with a 10 year old low volume exemption and an older PMN We asked if they filed any significant new use report they responded no We asked if they had a

TSCA Section 8c file They also responded no

We issued Receipts for Samples and Documents and Confidential Business Information Nothing was declared Confidential

Attachments 1 Notice ofInspection 2 Notice of Confidentiality 3 Receipt for Samples and Documents 4 Declaration of Confidential Business Information

I bull US ENVIRONMENTAL PIlOTECTlON ~- WASHINGTON DC 204Ci0

TOXIC 5UBSTAlCES CONTllOL ACI EPA-----_- _--__--------------------- shyTOXICS SECfION - NOTICE OF INSPECflON

1_ INVESTIGATION IDENT1FICAnON 3 F~Z~ ~~7jJi--- Chemetall Oaki 42008

S FACllrryS ADDRESS

~PA Region 2 MS-I05 iPECTORS ADDRESS

675 Central Ave Woodbridge Avenue New Providence New Jersey 07974-1560

on NJ08837-5602

REASON FOR INSPECTION

Under the authority of Section II of the Toxics Substances Control Act

b For the purposes of inspecting (Including taking samples photographs statements and other inspection activities) an establisbment facility or other premises in which chemical substances or mixtures or articles containing same are manufactured processed or stored or held before or after their distribution in commerce ( including records files papers processes controls and facilities) and any conveyance being used to transport chemical substances mixtures or articles containing same in connection with their distribution in commerce (including records files papers processes controls and facilities) bearing on whether the requirements of the Act applicable to the chemical substances mixtures or articles within or ass()Ciated with such premises or conveyance have been complied with

In In addition this inspection extends to (Check appropriate blocks)

Jq- A Financial data o D Personnel data I

LV B Sales data o E Research data

13 C Pricin ~ data The natureland extent of the inspection of such data specified in A through E above is as follows

~rtification

lcknowledge that the statements I have made on this fonnand all attachments thereto are true accurate and complete I acknowledge that y knowingly false or misleading statement may be punishable by fine or imprisonment or both under applicable law

PREVIOUS VERSIONS ARE OBSOLETE

ME

rnE Chemist

DATE SIGNED

~r TI11E -shy~J ~ea~~ (1 4~

A FORM 77ltWmiddot3A FOR 1018 (REVISED JAN 2002)

IUR FORM (Form U) submitted September 24 2008

CBIDELETED

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Zn2+ 0shyNAME Phosphoric acid zinc salt (21) 1RN 13598-37-3

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MW 25533

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HO-P-OH

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NAME Ethanol 2-amino- phosphate (1 ) RN 29868-05-1 r

OH

MW 159077

Enlarge Structure

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HO- P-O- Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH

MW 119976

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HO - P shy 0shy Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH

MW 119976

Enlarge Stru_cture

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NAME Zinc nitrate RN 7779-88-6

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0shyI

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Zn2+ 0shy

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MW 189398

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IRQ rn CERCLA Reportable Quantities I

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0 0

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Mn2 lt

NAME Phosphoric acid manganese(2+) salt (21) RN 18718-07-5

0 I

o-p -o-Il o

MW 244878

Enlarge Structure

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0- 0_

po 0_

Zn2+ 0shyNAME Phosphoric acid zinc salt (21) lRN 13598-37-3 -0 - P -o-Il o

MW 25533

Enlarge Structure

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0shy

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Mn+ NAME Manganese nitrate 0shyRN 10377-66-9 I

N+- 0shy0

MW 178946

Enlarge Structure

hale SurchFor more information about this substance Information NllMgatlon

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NAME Potassium cis-9-octadecenoic acid RN 143-18-0

o

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MW 320555

Enlarge Structure

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OH I

HO-P=O

~ OHN~I

0) p NAME Sodium aminotris(methylenephosphonate) II OHRN 20592-85-2

0P HO shy

OH

MW 2990478

Enlarge Structure

hale I~----F-o-r-m-o-re-in-fo-r-m-a-t-io-n-a-b-o-u-t-t-hi-s-s-u-b-s-ta-n-c-e------1 N=~Information

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NAME Sodium silicate RN 1344-09-8

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0shyt

O=Si 0shy

MW 122063

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Na+

Na+

SNrell N8Yfgetlon

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NAME Boric acid dipotassium salt RN 1332-77-0

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NAME Potassium tallate No StructureRN 61790-44-1

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HO OH

j ~

HO

OH

J NAME Boric acid compd with 222middotnitrilotris (ethanol) OH ~N-

HO

RN 68413middot80middot9

MW 2110202

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NAME Butanedioic acid 2-(octen-1-yl)- potassium salt (1 2)

ti~middotmiddot

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RN 58641-28-4

MW 304466

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H3C OH

NAME Alcohol [USP] RN 64-17-5

MW 460684

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H3C OH

NAME Alcohol [U5P] RN 64-17-5

MW 460684

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0shy

IOp-o- cr3+

NAME Chromic phosphate I 0shyRN 7789-04-0

MW 146966

Enlarge Structure

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NAME Monoammonium phosphate RN 7722-76-1

0 II

HO-P -0shyI

NW 4

OH

MW 115024

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HO OH Si NH2NAME Silanetriol 1-(3-aminopropyl)shy HO ~ ~

RN 58160-99-9

MW 13721

Enlarge Structure

auk Information For more information about this substance

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Na+ o II

HO- p- 0shyNAME Disodium phosphate IRN 7558-79-4 0- Na+

MW 141958middot

Enlarge Structure

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NJ 079740007 908~900

51691001 Anti-corrosion product 424690 424690-Other Chemical lII1d Allied Prod

Ron Felper

President

65 100 $100000000

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26420000 Polishes and sanitation goods 325612 325612-Po1ish amp 01 Ssnitalion Gd MIg Ronald Felber Pesident

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016164399 0000000oo 016164399

PRIVATE COMPANY HEADQUARTERS 40697755 74408967

custservdnbcom To Lee SpielmannR2USEPAlUSEPA Karen

bull SeetlR2USEPAlUSEPA08132009 11 22 AM

cc

bcc

Subject CHEMETALL OAKITE INC DampB Business Information Report

The folloWing e-mail was sent to you by seetkarenepagov Personal Note

ampBhas more options to help you decide with confidence Learn more about DampB eroducts and services lis this an important decision ~ IUJlilIImil

Get more with DampBs Enhanced Comprehensive Report ~I bull Business failure and credit scores

Click here to provideI bull Context behind the scores Added industrY and Financial comDarisons feedback on this report

iiiiRi55i~iiiiiAii~1~-

ort on this business

J --1- )21 _II1tjjjj1 Wgll_~yg 1

Copyright 2009 bun amp Bradstreet - Provided under contract

for the exclusive use of subscriber 264750059L

ATTN Lee Spielmann Report Printed AUG 13 2009

========================~======~=================================

============== BUSINESS SUMMARY

==========~======================================================

==============

CHEMETALL OAKITE INC (SUBSIDIARY OF ROCKWOOD SPECIALTIES INC PRINCETON NJ) 675 Central Ave New Providence NJ 07974

This is a headquarters D-U-N-Sreg Number 93-771-2248 (subsidiary) location Branch (es) or division(s) exist DampB Rating

Mailing address PO Box 7

II I

New ~rovidence NJ07974

Web site wwwrockwoodspeciallI IIIIIIIIIIIIII

Telephone

Chief executive

Year started

Management control

Employs

Sales

History

SIC

Line of business

tiescom

908 464-6900

RON FELPER PRES

1987

2006

100 (65 here)

$100000000

CLEAR

5169

Whol corrosion preventative chemicals

III III

================================================================= ===============

SPECIAL EVENTS ================================================================ ==============

06142007 Business started 1987 Present control succeeded June 2006

================================================================= ==============

SUMMARY ANALYSIS ================================================================= ==============

DampB Rating

The blank rating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and

that further enquiry should be made before reaching a decision Some reasons for using a _II symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information

Below is an overview of the companys rating history since 061507

DampBRating Date Applied 061507

The Summary Analysis section reflects information in DampBs file as of August 102009

=================~======~==~==~=======================~==========

============== INVESTIGATIVE SERVICES

================================================================= ==============

Update available on request

This information is being provided to you immediately in the interest of speed This reportmay not reflect the current status of this business DampB can investigate this business and update the information based on the resulta of that investigation

By ordering a standard investigation the same day you order this report an updated report will be provided to you at no extra cost

=========~=======================================================

==============

CUSTOMER SERVICE ================================================================= ==============

If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you

~ (

are outside the us contact your local DampB office

Additional Decision Support Available

Additional DampB products monitoring services and specialized investigations are available to help you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcom

=================================================================

===== = = = === = = =

HISTORY ================================================================= ==============

The following information was reported 08182008

Officer(s) RON FELPER PRES

THE OFFICER(S)

Business started 1987 Present control succeeded June 2006 100 of capital stock is owned by the parent company

RON FELPER Work history is unknown

Business address has changed from 14826 Ne 95th St Redmond WA 98052 to 675 Central Ave New Providence NJ 07974

=~===============================================================

==============

CORPORATE FAMILY =====================c=========================================== ==============

The following global corporate family members are related to this busihess

Members are listed alphabetically first by company name then by country or us state then by city

Global Ultimate Rockwood Holdings Inc Princeton NJ 01-616-4399

Parent Rockwood Specialties Group Inc Princeton NJ 10-679-3433

Affiliates (US) Advantis Technologies Inc Alpharetta GA 93-189-6385 Alphagary Corporation Leominster MA 09-743-4484 Ceramtec North America Innovative Laurens SC 17-483-0034 Ceramic Engineering Corporation Chemetall Foote Corp Kings Mountain NC 00-232-9456 Chemical Specialties Inc Charlotte NC 04-297-3313 Pure Wafer Inc Prescott AZ 83-746-8321 Rockwood Pigments NA Inc Beltsville MD 04-754-7690 Southern Clay Products Inc Gonzales TX 04-166-1737

Affiliates (International) AlphaGary (Canada) Limited Stoney Creek CANADA 24-924-8626 Cs i Kemwood AB Helsingborg SWEDEN 35-401-6487middot ProCeram spolmiddot s ro Dolni Rychnov CZECH 49-516-1929

REPUBLIC

== = = == = == = == ==== = == = = = == = = ==== = ==== = = ==== = = ===-= = = = = === == == === =

==============

OPERATIONS ===================~==========~====================== ============

==============

08182008

Description Subsidiary of Rockwood Specialties Inc

Princeton NJ started 2000 which operates as a wholesaler

of chemicals or allied products Parent company owns 100

of capital stock

Wholesales corrosion preventative chemicals (100)

Terms are Net 30 days Has 600+ account(s) Sells to

aerospace industry Territory North and South America

Nonseasonal

Employees 100 which includes officer(s) 65 employed here

Facilities Leases premises in a single story brick building

Location Central business section on well traveled street

Branches This business has multiple branches detailed branchdivision information is available in

Dun amp Bradstreets linkage or family tree products

==============~==============~===================================

==============

SIC amp NAICS ================================================================= ==============

SIC Based on information in our file NAICS DampB has assigned this company an extended 8-digit SIC DampBs use of 424~90 Other Chemical and Alli~d

a-digit SICs enables us to be more Products Merchant specific to a companys operations Wholesalers than if we use the standard 4-digit code

51691001 Anti-corrosion products

=================================================~== ============

============== PAYMENT SUMMARY

==============~===========~=========================== ===========

===============

DampB has not received a sufficientsample of payment experiences to establish a PAYDEX score

DampB receives over 600 million payment experiences each year We enter these new and updated experiences intoDampB Reports as this information is received At this time none of those experi~nces relate to this company

=======================================================~==========

============== FINANCE

================================================================= ==-= = = == == === ==

06142007

On JUN 14 2007 Michael Lissandrello SIs Mgr deferred financial statement

Michael Lissandrello submitted the following partial estimates dated JUN 14 2007

Sales for 2006 were $100000000

As of June 14 2007 a search of Dun amp Bradstreets Public Record database found no open suits liens judgements or UCCs to which Chemetall Oakite Inc at 675 Central Ave New Providence NJ was named defendant or debtor Public records received hereafter will be entered into the database and will be included in reports which contain a Public Filings ~ection

==============================================~====== ===========

============== PUBLIC FILINGS

================~====~================================ ===========

==============

A check of DampBs public records database indicates that no filings were found for CHEMETALL OAKITE INC at 675 Central Ave New Providence NJ

DampBs extensive database of public record information is updated daily to ensure timely reporting of changes and additions It includes business-related suits liens judgments bankruptcies UCC financing statements and business registrations from every state and the District of Columbia as well as select filing types from Puerto Rico and the US Virgin Islands

DampBmiddotcollects public records throughmiddot a combination of court reporters third parties and direct electronic links with federal and local authori~ies Its database of US business-related filings is now the largest of its kind

===~====~========================================================

============== GOVERNMENT ACTIVITY

================================================================= ==============

Activity summary Borrower (DirGuar) NO Administrative debt NO Contractor YES Grantee NO Party excluded from federal program(s) NO

Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8(A) firm NA

The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other sources

Copyright 2009 Dun amp Bradstreet- Provided under contract

for the exclusive use of subscriber 264750059L

FULL DISPLAY COMPLETE

~ ~

396484BIR21523427615308tng emailhtm

-- -- - ~-

(I custservdnbeom To Lee SpielmannH2USEPAlUSEPA Karen

SeetlR2USEPAlUSEPA08112009 0314 PM cc

bec

Subject CHEMETALL US INC DampB Business Information Report

The following e-mail was sent to you by seetkarenepagov Personal Note

~--~amp8 has more oDtfcins tohelDvou decide with confidence Learn more about DampB products and services Is this an important decision ~~~~~

Get more with DampBs Enhanced Comprehensiye Report bull Business failure and credit scores

Click here to providebull Context behind the scores bull Added industrv and Financial comparisons feedback on this report

~~OC--~

f4fi1 Order reports on other businesses

Copyright 2009 Dun amp Bradstreet - Provided under contract

for the exclusive use of subscriber 264750059L

ATTN Lee Spielmann Report Printed AUG 11 2009

In Date

=====================~===========================================

============== BUSINESS SUMMARY

===============================~====================== ===========

==============

CHEMETALL US INC (SUBSIDIARY OF ROCKWOOD HOLDINGS INC PRINCETON NJ) CHEMETALL OAKITE 675 Central Ave New Providence NJ 07974

This is a headquarters I D-U~N-S Number 55-612-1200 (subsidiary) location IBranch (es) or division(s) exist I DampB Rating

Mailing address PO Box 7 IIINew Providence NJ

07974 DampB PAYDEXreg

1 12-Month DampB 74 Web site wwwchemetallcom I PAYDEX

I

Telephone 908 464-6900 I When weighted by dollar amount

f paYments to suppliers average 9 days Chief executive RONALD FELBER I beyond terms

I

PRES-CEO II Based on trade collected

over last Year started 1909 I 12 months

Management control

Employs

Financial statement date

Sales F

Net worth

History

Financing

Financial condition

SIC

Line of business

2004

340 (90 here)

DEC 31 2008

$130723000

(106438000)

CLEAR

SECURED

UNBALANCED

2842 2899 2851

Mfg polishsanitation gd mfg chemical preparation

IIIIIIIII

=======================================================~========

==============

SUMMARY ANALYSIS ================================================================= ==============

DampB Rating

The Rating was changed on April 17 2009 because of DampB I S overall assessment of the companys financial payment and history information The blankrating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and that further enquiry should be made before reaching a decision Some reasons for using a II_II

symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information

Below is an overview of the companys rating history since 060707

DampB Rating Date Applied 041709

1R4 030209 1R3 101408 4A3 072408 4A2 060707

The Summary Analysis section reflects information in DampBs file as of August 10 2009

====================~=====================~======================

============== CUSTOMER SERVrCE

================================================~===== ===========

==============

If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you are outside the US contact your local DampB office

Additional Decision Support Available

Additional DampB products monitoring services and specialized

investigations are available tomiddothelp you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcommiddot

================================================================= ==============

HISTORY ====~=========================~=====~================= =========== ==============

The following information was reported 07142009

Officer(s) RONALD FELBER PRES-CEO PHILIP E KELLY VICE PRESIDENT GREGORY V POFF VICE PRESIDENT

DIRECTOR (S) THE OFFICER(S)

The Delaware Secretary of States business registrations file showed that Oakite Products Inc was registered as a corporation on December 19 1991

Business started 1909 by David C Ball George W Oakley and Daniel C Smith Present control succeeded 2004 100 of capital stock is owned by parent company

RONALD FELBER born 1951 1989~present active here 1985-1989 employed with Avon Products Inc New York NY Graduated from Georgetown University in 1973 with a BS degree Also received MA degree from Loyola University in 1985

PHILP E KELLY born 1948 1972-present active here Graduated from University of Dayton in 1970 with a BS Degree Also received MBA Degree from Seton Hall University in 1978

GREGORY V POFF born 1948 1970-present active here Graduated from Catawba College in 1970 with a BA degree Also received MBA from Pace University in

1982

==========================~========================~=============

==============

CORPORATE FAMILY ================================================================= ==============

The following global corporate family members are related to this business Members are listed alphabetically first by company name then by country or US state then by city

Parent Rockwood Holdings Inc Princeton NJ 01-616-4399

Subsidiaries (International) Cheme~allCanada Limited Brampton CANADA 20-036-7514 Chemetall Mexicana SA de CV El Marques MEXICO 81-232-9050

Branches (US) Chemetall Us Inc La Mirada CA 15-886-0572 Chemetall Us Inc Romulus MI 00-515-7698

Affiliates (US) Chemetall Chemical Products Inc New Providence NJ 82-485-0580 Chemetall Oakite La Mirada - Plant La Mirada CA 61- 036 -9832middot Mineral Research and Development Charlotte NC 61-036-9477 Rockwood Holding Company Chicago IL 78-166-9635 Rockwood Specialties Consolidated Inc Princeton NJ 03-845-1386 Rockwood Specialties Group Inc Princeton NJ 10-679-3433 SachtlebenCorporation White Plains NY

95-666-4114 Viance LLC Charlotte NC 79-544-7346

Affiliates (International) Sachtleben Pigments Oy Helsinki FINLAND 54-023-5819

================================================================ ==============

OPERATIONS ==========~========================================== ============

==============

07142009

Description Subsidiary of Rockwood Holdings Inc Princeton NJ

As noted the parent company is Rockwood Holdings Inc

DUNS 01-616-4399 and reference is made to that report

for background information on the parent company and its

management

Manufactures specialty cleaning polishing or sanitation

preparations and sanitation preparations disinfectants or

deodorants Manufactures chemical preparations

specializing in metal treating compounds rust resisting

compounds and water treating compounds Manufactures

paints varnishes lacquers enamels or allied products

and paint removers

Has 10000 account(s) Terms are Net 30 days Sells to

industrial concerns Territory United States Mexico

Brazil and Canada

Nonseasonal

Employees 340 which includes officer(s) and 2 part-time 90 employed

here

Facilities Rents 37000 sq ft ina one story brick building

Location Suburban business section on well traveled street

Branche~ This business has multiple branches detailed branchdivision information is available in

Dun amp Bradstreets linkage or family tree products

Subsidiaries This business has 2 subsidiaries listed below

The extent of ownership where known is shown in

parenthesis following company name

Oakite Canada Limited Bramalea Ontario Canada (100)

Manufactures chemical specialty products Intercompany

relations reported by management to consist of

merchandise and service transactions cleared as scheduled

Chemetall Mexicana Monteray Mexico (100) Manufactures

chemical specialty products

=================================================~===============

==============

SIC amp NAICS ===========~===============~=================================~===

==============

SIC Based on information in our file NAICS DampB has assigned this company an extended a-digit SIC DampBs use of 325612 Polish and Other a-digit SICs enables us to be more Sanitation Good specific to a companys operations Manufacturing than if we use the standard 325612 Polish and Other 4-digit code Sanitation Good

middot 28420000 Polishes and sanitation Miscellaneous

goods and 28420400 Sanitation Manufacturing

preparations Miscellaneous

disinfectants and and

deodorants Manufacturing 28999931 Metal treating compounds Miscellaneous 28999942 Rust resistirtg compounds and

28999948 Water treat~ng compounds Manufacturing 28510000middot Paints and allied Coating

products middot28510401 Paint removers Coating

325998

325998

325998

325510

325510

Manufacturing All Other

Chemical Product

preparation

All Other

Chemical PrOduct

Preparation

All Other

Chemical Product

Preparation

Paint and

Manufacturing Paint and

Manufacturing

================================================================= ==============

DampB PAYDEX ================================================================= ==============

The DampB PAYDEX is a unique dollar weighted indicator of payment performance based on up to 157 payment experiences as reported to DampB by trade references

3-Month DampB PAYDEX 75 I 12-Month DampB PAYDEX 74 I

When weighted by dollar amount I When weighted by dollar amount payments to suppliers average average 9 days beyond terms

Based on trade collected over collected over last months

8 days I payments to suppliers

last 3

I beyond terms II Based on trade

I 12 months

================================================================= ==============

PAYMENT SUMMARY ================================================================= ==============

The Payment Summary section reflects payment information in DampBs file as of the date of this report

Below is an overview of the companys dollar-weighted payments segmented by its suppliers primary industries

Mfg electric test prd 1 35000 35000 100

OTHER INDUSTRIES 101 283550 20000 73 22 4 - 1

Other payment categories Cash experiences 7 750 250 Payment record unknown 0 Omiddot 0 Unfavorable commeJlts 1 1000 1000

Placed for collections With DampB 1 7500 Other 0 NA

===== ============== ========== Total in DampBs file 157 3017350 900000

The highest Now Owes on file is $750000

The highest Past Due on file is $10000

Dun amp Bradstreet has 157 payment experiences in its file for this company For your convenience we have displayed 80 representative experiences in the PAYMENTS section

====~============================================================

==============

PAYMENT DETAILS ================================================================= ==============

Detailed payment history

Date Paying High Now Past Selling Last Salemiddot Reported Record Credit Owes Due Terms Within

(rhmyy) ($) ($) ($) (months)

0709 Ppt 50 0 1 mo

Ppt 2500 0 1 mo

Ppt 200 i OOO 100000 2500 N60 1 mo

Ppt 200000 100000 0

----------------

0508 Ppt-Slow 30 20000 10000 deg N30 1 rno 0707 (08 0) 7500

Placed for collection

Accounts are sometimes placed for collection everi though the existence or amount of the debt is disputed

Payment experiences reflect how bills are met in relation to the terms granted In some instances payment beyond terms can be the result of disputesmiddot over merchandise skipped invoices etc

Each experience shown is from a separate supplier Updated trade experiences replace those previously reported

================================================================= ==============

FNANCE ================================================================= ==============

04172009

Three-year statement comparative

Fiscal Fiscal Fiscal

Dec 31 2005 Dec 31 2006 Dec 31 2008

Current Assets 53345000 33854000 34348000 Current Liabs 16314000 11173000 18594000 Current Ratio 327 303 1 85 Working Capital 37031000 22681000 15754000 Other Assets 9824000 15582000 124757000 Net Worth 38515000 28063000

1304000 Sales 79763000 86130000 130723000 Long Term Liab 8340000 10200000 139207000 Net Profit (Loss) 1105000 8689000 490000

Fiscal statement dated DEC 31 2008

Assets j Liabilities I -----------shy1

Other Curr Assets 343-480001 Other Curr Liabs 18594000

---------------1 Curr Assets 343480001 Curr Liabs 18594000

I Fixt amp Equip 110620001 Pension Reserves 7990000 Goodwill-Net 252040001 Other Liabilities 129932000 other Intangible 825380001 LT Liab-Other 1285000 Assets-Net TOTAL EQUITY 1304000 Deferred Income 2680001 Taxes I Other Assets 56850001

---------------11

Total Assets 1591050001 Total 159105000

From JAN 01 2008 to DEC 31 2008 annual sales $130723000 cost of goods soldmiddot $69475000 Gross profit $61248000 operating expenses $48302000 Operating income $i2946OOO other expenses $11971bOOi net income before taxes $975000 Federal income tax $485000 Net income $490000

Submitted MAR 31 2009 by Ronald Felber pres-ceo Prepared from books without audit

On April 17~ 2009 themiddotfinancial information was updated

================================================================= ==============

KEY BUSINESS RATIOS ================================================================= ==============

Statement date DEC 31 2008 Based on this number of establishments 28

Firm IIndustry Median I---~------------

Return of Sales 04 IReturn of Sales 11 Current Ratio middot18 ICurrent Ratio 21 Assets Sales 1217 IAssets Sales 575 Total Liability Net Worth 9999 ITotal Liability Net Worth 83 7

================================================================= ==============

PUBLIC FILINGS ================================================================= ==============

The following Public Filing data is for information purposes only and is not the official record Certified copies can only be obtained from the official source

================================================================= ==============

UCC FILINGS =~==================================================== ===========

==============

Collateral All Assets Type Original

-----------------------------------------------------------------

Sec party THROUGH ITS

ADMINISTRATIVE AGENT

Debtor Filing number Filed with DOVER DE

Date filed Latest Info Received

Collateral General

Leased Equipment

Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ

Date filed Latest Info Received

Collateral

Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ

Date filed Latest Info Received

CREDIT SUISSE FIRST BOSTON ACTING

CAYMAN ISLANDS BRANCH AS

NEW YORK NY OAKITE PRODUCTS INC 4216854 2 SECRETARY OF STATEUCC DIVISION

08022004 08262004

Accounts receivable and proceeds shy

intangibless) and proceeds shy

and proceeds Original CANON FINANCIAL SERVICES MOUNT

OAKITE PRODUCTS INC 23913509 SECRETARY OF STATEUCC DIVISION

11302006 12272006

Leased Assets - Leased Business machineryequipment Original CANON FINANCIAL SERVICES INC MT

OAKITE PRODUCTS INC 21685842 SECRETARY OF STATEUCC DIVISION

07112003 07292003

Type Continuation Sec party CREDIT SUISSE (FKA CREDIT SUISSEmiddot FIRST

BOSTON) ACTING THROUGH ITS CAYMAN ISLA NEW

YORK NY Debtor CHEMETALL CORPORATION Filing number 2009 0642311 Filed with SECRETARY OF STATEUCC DIVISION DOVER DE

Date filed 02272009 Latest Info Receiv~d 05122009 Original UCC filed date 08022004 Original filing no 4216861 7

The public record items contained in this report may have been paid termirtated vacated or released prior to the date this report was printe~

=======~===============================================~======== ==============

GOVERNMENT ACTIVITY =====================================================~ ===========

==============

Activity summary Borrower (DirGuar) NO Administrative debt YES Contractor YES Grantee NO Party excluded from federal program(s) NO

Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8 (A) firm NA

The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other- sources

----7-------shyCopyright 2009 Dun amp Bradstreet - Provided under

contract I

for the exclusive use of subsCriber 264750059L

FULL DISPLAY COMPLETE

~ 396484BIRHQ2156 3427456432lng emailhIm

dmiddotmiddotmiddotmiddotmiddotto Chemetall

~

ICompany Overview

Chemetall is a global company committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry eg lithium and cesium compounds

Chemetalls businesses historically emerged from the combination of expertise in chemistry and metallurgy which is still mirrored in the companys name Chemetall mainly sells customised packages of products and services ranging from consultation via development through to the operation of entire plants at the customers site - for instance car body pre-treatment in the automotive industry

The companys product portfolio is based on continuous research and development of leading edge technologies High perfOrming products combined with Chemetalls dedication to providing the best technical service and support to its customers have over the decades established excellent market positions in its fields of activity

Chemetall GmbH is headquartered in Frankfurt am Main It is the centre of a worldwide network of some 40 subsidiaries in Europe North and South America Asia Australia and Africa Most of these companies operate their own production sites and many also have their own development laboratories A largely decentralised organisation ensures that each local company can respond quickly and flexibly to the customers needs in its markets whilst at the same time being able to draw on the specialist resources within the Group In this way Chemetall combines the strength of a global supplier with the flexibility and customer focus of a medium-size company

Since August 1st 2004 Chemetall has been part of middotRockwood Holdings Inc

~II ~II

httpwwwchemetaIIcomindexjspjsessionid=D1E2B97C5F308BBEFA7790E98D334D 8112009

202009

~ _ c

bulliJi - - -Hsectr

jmiddotY I Chemetall

f 0

I News

I 2009 I zoosl 2007

2009

May 272009 Significant savings achieved with the change from zinc-phosphating pretreatment to Oxsllanreg technology Opel Replaces its Metal Pretreatment System Adam Opel GmbH in Kaiserslautem Germany is an important more

~tl

April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more

~ff

April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more

~If

February OS 2009 Chemetall Aerospace Technologies has successfully integrated the NOT business of Ely Chemical Company Ltd We are proud to inform our customers around the world that Chemetall has effectively transferred and more

~h~~gPASq~~~~JJetoChemetall~ aiiiiilry f 2009 tile neW legal entity name for ChemetallmiddotOakite will be

cCflemetalltJS Inc more

ctt

January 20 2009 Chemetall Oakite changed its name to Chemetall

Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc more

ft

2008

August 01 2008 Chemetall acquires Nalco Finishing Technologies Rockwood Holdings Inc Chemetall-Group has acquired Nalcos Finishing Technologies (FT) businessnull more

~

July 31 2008 Chemetall announces global price increases Chemetall is currently increasing prices within a range of 5 to 20 percent or implementing and adjusting more

~ff

httpwwwchemetallcomindexjspcontent=newsjspnewsDat=pressreleases_sortbyyear 81112009

2007

----------------- -r - ------1 ------------- c- - --r

April 01 2008 Chemetall acquires NOT Business of Ely Chemical Company Ltd Chemetall GmbH FrankfurtM via its UK subsidiary has acquired the NOT business of the UK basednull more

~JJ

March 29 2007 Chemetall Signs Distribution Agreement with Advanced Chemistry amp Technology Inc Chemetall Aerospace Technologies announced that it has signed an exclusive sales and distribution agreement more

~II

February 212007 Chemetall Acquires the Chemical Division Business of Wirral Fospray Chemetall PLC has announced the acquisition of the chemical division business from Wirral Fospray Limited more

~JI

January 22 2007 Rockwood Appoints M~nlka Engel-Bader President ofChemetal Rockwood Holdings Inc (NYSEROC) has announced that Dr Monika EngelshyBader has been appointed tonull more=

~II

httpwwwchemetallcomindexispcontent=newsi SpnewsDat=pressreleases sortbyyear 8112009

kindof activity Production fields of activity Lithium

~II ~IJ

~ Chemetall US Inc

Country United States Streetaddress 13177 Huron River Drive ZIP MI 48174 City Romulus Phone +1-734-941 3800 Fax +1-734-941-5524 kind of activity Productionmiddot fields of activity Surface Treatment MapMgQ

~I =11

IIsectsectsect Chemetall US Inc

Country United States Streetaddress 16961 Knott Ave ZIP CA 90638 City La Mirada Phone +1800-331-1197 Fax +1 714a70-6480 kind of activity Sales Production fields of activity Surface Treatment Map Mm

~J ~IJ

~ Chemetall US Inc

Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-464-6900 Fax +1908-464-5571 kind of activity Headoffice $ales Production fields of activity Surface Treatment Direct Contact Email oakiteproductschemetaILcom Map Map

~I ~II

httpwwwchemetallcomindexjspcontent=contact choice1jspid=United Statesampconti 81112009

Chemetall~~-V

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America ~ United Stetes 1lW

Chemetall Foote Corp

Country United States Streetaddress 348 Holiday Inn prive ZIP NC 28086 City Kings Mountain Phone +1-704-739 2501 Fax +1-704-734 0208 kind of activity Headoffice Sales Production fields of actvity Lithium Direct Contact Email footelithiumchemetallcom Map Map

~ II

~ Chemetall Foote Corp

Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-665-9466 Fax +1-908-665-8543 kind of activity Headoffice Sales fields of activity Special metals MapM~

~II ~11

~ Chemetall Foote Corp

Country United States Streetaddress 856 Foote Lane

ZIP TN 37134 City New Johnsonville Phone +1-931-535 3401 Fax +1-931-535 3404 kind of activity Production fields of activity Lithium Map Map

~IJ ~IJ

~ Chemetall Foote Corp

Country United States Streetaddress Hwy 265 ZIP NV 89047 City Silver Peak Phone +1-775-937-2222 Fax +1-775-937-2250

httpwwwchemetallcomindexj spcontent=contact_choice 1jspid=UnitedStatesampconti 8112009

~aa -rlte_middot~ bull Chemetall

II~metaIIOakl~ changeditsnClme tOlhemetall

Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc doing business as Chemetall The same applies to the Canadian subsidiary whose official name will be Chemetall Canada Limited

middotCustomers around the world link Chemetall with quality innovation and extraordinary technical services says Joris Merckx President Surface Treatment at Chemetall middotOne consistent name of our all our subsidiaries will strengthen our corporate brand and with it our image he commented

No changes Will be made to the Mexican and Brazilian entities as these countries already operate their business under the name of Chemetall

About Chemeta

Chemetall a company of Rockwood Holdings Inc (NYSE ROC) is one of the leading global companies committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry including lithium and cesium compounds

Contact Sandra Zirm Phone +496971653605 Mall sandrazirmchemetallcom

~I ~II

Page 19: :;c= ---------------------------------------------x >.' --~ -'- ::~C~l d- r ......Opportunity for Hearing (Complaint) was issued on September 24, 2009 and served on September 28, 2009

UNITED STATES ENVIRONMENTAL PROTECTION AGENCY

TSCA Section 5 and 8 Inspection Chemetall Oakite Inc 675 Central Avenue New Providence NJ 07974

From Chester Norman Chemist Leonard Pappalardo Chemist Toxics Section Toxics Section

To Daniel 1 Kraft Chief Toxics Section

On May 14 2008 a TSCA Section 5 and 8 inspection was conducted at Chemetall Oakite Inc at the address listed above This inspection was conducted as part of the regional neutral inspection scheme We scheduled the meeting in advance with Mr Michael Chang Manager Health and Environmental Department Upon arriving at Chemetall Oakite Inc official credentials were presented to Mr Michael Chang Julia C Murray Vice President Technical Marketing and Ron Ascenzo Director Technical Marketing Notices ofInspection (Attachment 1) and Confidentiality (Attachment 2) were issued and explained to Ms Murray Ms Murray signed the notices

Chemetall Oakite is an importer of chemicals They import metal cleaners and surface treatment chemicals They have approximately 110 employees in New Providence New Jersey Chemetall has been at this site since 2006 prior to that they were located in Berkley Heights New Jersey Chemetall Oakite Inc is also known as Chemetall Chemical Products and Chemetall Americas Chemetall Americas is owned by Rockwood Holding Company who is owned by Chemetall BMGH in Germany Their Standard Industrial Codes (SIC) is 5169 The companys fiscal year is the calendar year Ms Murray said Chemetall Oakite Incs corporate sales were approximately $100000000 Chemetall Oakites facility in New Providence New Jersey is the corporate headquarters sales export and import offices and their research and development laboratories for the United States Chemetall Oakite Inc has manufacturing facilities in La Mirada CA and Romulus MI

We asked if they filed an Inventory Update Report for the 2006 reporting period They didnt know We asked if they filed a preliminary assessment inventory report for any of the chemicals the company manufactures or imports and they responded they didnt know We asked if they filed any PMNs recently they responded with a 10 year old low volume exemption and an older PMN We asked if they filed any significant new use report they responded no We asked if they had a

TSCA Section 8c file They also responded no

We issued Receipts for Samples and Documents and Confidential Business Information Nothing was declared Confidential

Attachments 1 Notice ofInspection 2 Notice of Confidentiality 3 Receipt for Samples and Documents 4 Declaration of Confidential Business Information

I bull US ENVIRONMENTAL PIlOTECTlON ~- WASHINGTON DC 204Ci0

TOXIC 5UBSTAlCES CONTllOL ACI EPA-----_- _--__--------------------- shyTOXICS SECfION - NOTICE OF INSPECflON

1_ INVESTIGATION IDENT1FICAnON 3 F~Z~ ~~7jJi--- Chemetall Oaki 42008

S FACllrryS ADDRESS

~PA Region 2 MS-I05 iPECTORS ADDRESS

675 Central Ave Woodbridge Avenue New Providence New Jersey 07974-1560

on NJ08837-5602

REASON FOR INSPECTION

Under the authority of Section II of the Toxics Substances Control Act

b For the purposes of inspecting (Including taking samples photographs statements and other inspection activities) an establisbment facility or other premises in which chemical substances or mixtures or articles containing same are manufactured processed or stored or held before or after their distribution in commerce ( including records files papers processes controls and facilities) and any conveyance being used to transport chemical substances mixtures or articles containing same in connection with their distribution in commerce (including records files papers processes controls and facilities) bearing on whether the requirements of the Act applicable to the chemical substances mixtures or articles within or ass()Ciated with such premises or conveyance have been complied with

In In addition this inspection extends to (Check appropriate blocks)

Jq- A Financial data o D Personnel data I

LV B Sales data o E Research data

13 C Pricin ~ data The natureland extent of the inspection of such data specified in A through E above is as follows

~rtification

lcknowledge that the statements I have made on this fonnand all attachments thereto are true accurate and complete I acknowledge that y knowingly false or misleading statement may be punishable by fine or imprisonment or both under applicable law

PREVIOUS VERSIONS ARE OBSOLETE

ME

rnE Chemist

DATE SIGNED

~r TI11E -shy~J ~ea~~ (1 4~

A FORM 77ltWmiddot3A FOR 1018 (REVISED JAN 2002)

IUR FORM (Form U) submitted September 24 2008

CBIDELETED

ChemIDplus Advanced Page 1 of 1

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News SIS Home I Site I About Us I Contact I Help

~~Health amp To~~ oIQ2llifI lI-ChemIDplus Lite ~Advanced

0- 0shy

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Zn2+ 0shyNAME Phosphoric acid zinc salt (21) 1RN 13598-37-3

l) - P -o-Il o

MW 25533

Enlarge Structure

SHrch Infomudion

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OH I

HO-P-OH

1 o

NAME Ethanol 2-amino- phosphate (1 ) RN 29868-05-1 r

OH

MW 159077

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o II

HO- P-O- Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH

MW 119976

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o II

HO - P shy 0shy Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH

MW 119976

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VJJJU1LlpJU) L1UVUJJ U 1 a~~ J VJ k

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NAME Zinc nitrate RN 7779-88-6

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0shyI

N+i o 0shy

Zn2+ 0shy

I N+ 0shy0

MW 189398

InJil~~tJ(tlJr~

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ampampampampamp ampu I IU Y fo4IampU ~ L U~ La o

IRQ rn CERCLA Reportable Quantities I

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0 0

pl

o 0

Mn2 lt

NAME Phosphoric acid manganese(2+) salt (21) RN 18718-07-5

0 I

o-p -o-Il o

MW 244878

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0- 0_

po 0_

Zn2+ 0shyNAME Phosphoric acid zinc salt (21) lRN 13598-37-3 -0 - P -o-Il o

MW 25533

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0shy

I ~N-o 0shy

Mn+ NAME Manganese nitrate 0shyRN 10377-66-9 I

N+- 0shy0

MW 178946

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NAME Potassium cis-9-octadecenoic acid RN 143-18-0

o

O

(

MW 320555

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OH I

HO-P=O

~ OHN~I

0) p NAME Sodium aminotris(methylenephosphonate) II OHRN 20592-85-2

0P HO shy

OH

MW 2990478

Enlarge Structure

hale I~----F-o-r-m-o-re-in-fo-r-m-a-t-io-n-a-b-o-u-t-t-hi-s-s-u-b-s-ta-n-c-e------1 N=~Information

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NAME Sodium silicate RN 1344-09-8

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0shyt

O=Si 0shy

MW 122063

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Na+

Na+

SNrell N8Yfgetlon

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NAME Boric acid dipotassium salt RN 1332-77-0

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NAME Potassium tallate No StructureRN 61790-44-1

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HO OH

j ~

HO

OH

J NAME Boric acid compd with 222middotnitrilotris (ethanol) OH ~N-

HO

RN 68413middot80middot9

MW 2110202

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f

NAME Butanedioic acid 2-(octen-1-yl)- potassium salt (1 2)

ti~middotmiddot

(gt

a

RN 58641-28-4

MW 304466

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H3C OH

NAME Alcohol [USP] RN 64-17-5

MW 460684

~nlarge Structur~

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H3C OH

NAME Alcohol [U5P] RN 64-17-5

MW 460684

Enlarge Structure

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0shy

IOp-o- cr3+

NAME Chromic phosphate I 0shyRN 7789-04-0

MW 146966

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NAME Monoammonium phosphate RN 7722-76-1

0 II

HO-P -0shyI

NW 4

OH

MW 115024

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HO OH Si NH2NAME Silanetriol 1-(3-aminopropyl)shy HO ~ ~

RN 58160-99-9

MW 13721

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Na+ o II

HO- p- 0shyNAME Disodium phosphate IRN 7558-79-4 0- Na+

MW 141958middot

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556121200 Cham_Uslnc Chemelall dalcrle 675 Centrol we 11_ PrrMdllf1C8 Union NJ 07974 POBOX 7 New PrrMdence NJ 079740007 9OB-464~900

26420000 Polishes and sanitation goods 325612 325612-Po1ish amp 01 Ssnitalion Gd MIg Ronald Felber Pesident

90 340 S130723000

016164399 0000000oo 016164399

PRIVATE COMPANY HEADQUARTERS 40697755 74408967

custservdnbcom To Lee SpielmannR2USEPAlUSEPA Karen

bull SeetlR2USEPAlUSEPA08132009 11 22 AM

cc

bcc

Subject CHEMETALL OAKITE INC DampB Business Information Report

The folloWing e-mail was sent to you by seetkarenepagov Personal Note

ampBhas more options to help you decide with confidence Learn more about DampB eroducts and services lis this an important decision ~ IUJlilIImil

Get more with DampBs Enhanced Comprehensive Report ~I bull Business failure and credit scores

Click here to provideI bull Context behind the scores Added industrY and Financial comDarisons feedback on this report

iiiiRi55i~iiiiiAii~1~-

ort on this business

J --1- )21 _II1tjjjj1 Wgll_~yg 1

Copyright 2009 bun amp Bradstreet - Provided under contract

for the exclusive use of subscriber 264750059L

ATTN Lee Spielmann Report Printed AUG 13 2009

========================~======~=================================

============== BUSINESS SUMMARY

==========~======================================================

==============

CHEMETALL OAKITE INC (SUBSIDIARY OF ROCKWOOD SPECIALTIES INC PRINCETON NJ) 675 Central Ave New Providence NJ 07974

This is a headquarters D-U-N-Sreg Number 93-771-2248 (subsidiary) location Branch (es) or division(s) exist DampB Rating

Mailing address PO Box 7

II I

New ~rovidence NJ07974

Web site wwwrockwoodspeciallI IIIIIIIIIIIIII

Telephone

Chief executive

Year started

Management control

Employs

Sales

History

SIC

Line of business

tiescom

908 464-6900

RON FELPER PRES

1987

2006

100 (65 here)

$100000000

CLEAR

5169

Whol corrosion preventative chemicals

III III

================================================================= ===============

SPECIAL EVENTS ================================================================ ==============

06142007 Business started 1987 Present control succeeded June 2006

================================================================= ==============

SUMMARY ANALYSIS ================================================================= ==============

DampB Rating

The blank rating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and

that further enquiry should be made before reaching a decision Some reasons for using a _II symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information

Below is an overview of the companys rating history since 061507

DampBRating Date Applied 061507

The Summary Analysis section reflects information in DampBs file as of August 102009

=================~======~==~==~=======================~==========

============== INVESTIGATIVE SERVICES

================================================================= ==============

Update available on request

This information is being provided to you immediately in the interest of speed This reportmay not reflect the current status of this business DampB can investigate this business and update the information based on the resulta of that investigation

By ordering a standard investigation the same day you order this report an updated report will be provided to you at no extra cost

=========~=======================================================

==============

CUSTOMER SERVICE ================================================================= ==============

If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you

~ (

are outside the us contact your local DampB office

Additional Decision Support Available

Additional DampB products monitoring services and specialized investigations are available to help you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcom

=================================================================

===== = = = === = = =

HISTORY ================================================================= ==============

The following information was reported 08182008

Officer(s) RON FELPER PRES

THE OFFICER(S)

Business started 1987 Present control succeeded June 2006 100 of capital stock is owned by the parent company

RON FELPER Work history is unknown

Business address has changed from 14826 Ne 95th St Redmond WA 98052 to 675 Central Ave New Providence NJ 07974

=~===============================================================

==============

CORPORATE FAMILY =====================c=========================================== ==============

The following global corporate family members are related to this busihess

Members are listed alphabetically first by company name then by country or us state then by city

Global Ultimate Rockwood Holdings Inc Princeton NJ 01-616-4399

Parent Rockwood Specialties Group Inc Princeton NJ 10-679-3433

Affiliates (US) Advantis Technologies Inc Alpharetta GA 93-189-6385 Alphagary Corporation Leominster MA 09-743-4484 Ceramtec North America Innovative Laurens SC 17-483-0034 Ceramic Engineering Corporation Chemetall Foote Corp Kings Mountain NC 00-232-9456 Chemical Specialties Inc Charlotte NC 04-297-3313 Pure Wafer Inc Prescott AZ 83-746-8321 Rockwood Pigments NA Inc Beltsville MD 04-754-7690 Southern Clay Products Inc Gonzales TX 04-166-1737

Affiliates (International) AlphaGary (Canada) Limited Stoney Creek CANADA 24-924-8626 Cs i Kemwood AB Helsingborg SWEDEN 35-401-6487middot ProCeram spolmiddot s ro Dolni Rychnov CZECH 49-516-1929

REPUBLIC

== = = == = == = == ==== = == = = = == = = ==== = ==== = = ==== = = ===-= = = = = === == == === =

==============

OPERATIONS ===================~==========~====================== ============

==============

08182008

Description Subsidiary of Rockwood Specialties Inc

Princeton NJ started 2000 which operates as a wholesaler

of chemicals or allied products Parent company owns 100

of capital stock

Wholesales corrosion preventative chemicals (100)

Terms are Net 30 days Has 600+ account(s) Sells to

aerospace industry Territory North and South America

Nonseasonal

Employees 100 which includes officer(s) 65 employed here

Facilities Leases premises in a single story brick building

Location Central business section on well traveled street

Branches This business has multiple branches detailed branchdivision information is available in

Dun amp Bradstreets linkage or family tree products

==============~==============~===================================

==============

SIC amp NAICS ================================================================= ==============

SIC Based on information in our file NAICS DampB has assigned this company an extended 8-digit SIC DampBs use of 424~90 Other Chemical and Alli~d

a-digit SICs enables us to be more Products Merchant specific to a companys operations Wholesalers than if we use the standard 4-digit code

51691001 Anti-corrosion products

=================================================~== ============

============== PAYMENT SUMMARY

==============~===========~=========================== ===========

===============

DampB has not received a sufficientsample of payment experiences to establish a PAYDEX score

DampB receives over 600 million payment experiences each year We enter these new and updated experiences intoDampB Reports as this information is received At this time none of those experi~nces relate to this company

=======================================================~==========

============== FINANCE

================================================================= ==-= = = == == === ==

06142007

On JUN 14 2007 Michael Lissandrello SIs Mgr deferred financial statement

Michael Lissandrello submitted the following partial estimates dated JUN 14 2007

Sales for 2006 were $100000000

As of June 14 2007 a search of Dun amp Bradstreets Public Record database found no open suits liens judgements or UCCs to which Chemetall Oakite Inc at 675 Central Ave New Providence NJ was named defendant or debtor Public records received hereafter will be entered into the database and will be included in reports which contain a Public Filings ~ection

==============================================~====== ===========

============== PUBLIC FILINGS

================~====~================================ ===========

==============

A check of DampBs public records database indicates that no filings were found for CHEMETALL OAKITE INC at 675 Central Ave New Providence NJ

DampBs extensive database of public record information is updated daily to ensure timely reporting of changes and additions It includes business-related suits liens judgments bankruptcies UCC financing statements and business registrations from every state and the District of Columbia as well as select filing types from Puerto Rico and the US Virgin Islands

DampBmiddotcollects public records throughmiddot a combination of court reporters third parties and direct electronic links with federal and local authori~ies Its database of US business-related filings is now the largest of its kind

===~====~========================================================

============== GOVERNMENT ACTIVITY

================================================================= ==============

Activity summary Borrower (DirGuar) NO Administrative debt NO Contractor YES Grantee NO Party excluded from federal program(s) NO

Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8(A) firm NA

The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other sources

Copyright 2009 Dun amp Bradstreet- Provided under contract

for the exclusive use of subscriber 264750059L

FULL DISPLAY COMPLETE

~ ~

396484BIR21523427615308tng emailhtm

-- -- - ~-

(I custservdnbeom To Lee SpielmannH2USEPAlUSEPA Karen

SeetlR2USEPAlUSEPA08112009 0314 PM cc

bec

Subject CHEMETALL US INC DampB Business Information Report

The following e-mail was sent to you by seetkarenepagov Personal Note

~--~amp8 has more oDtfcins tohelDvou decide with confidence Learn more about DampB products and services Is this an important decision ~~~~~

Get more with DampBs Enhanced Comprehensiye Report bull Business failure and credit scores

Click here to providebull Context behind the scores bull Added industrv and Financial comparisons feedback on this report

~~OC--~

f4fi1 Order reports on other businesses

Copyright 2009 Dun amp Bradstreet - Provided under contract

for the exclusive use of subscriber 264750059L

ATTN Lee Spielmann Report Printed AUG 11 2009

In Date

=====================~===========================================

============== BUSINESS SUMMARY

===============================~====================== ===========

==============

CHEMETALL US INC (SUBSIDIARY OF ROCKWOOD HOLDINGS INC PRINCETON NJ) CHEMETALL OAKITE 675 Central Ave New Providence NJ 07974

This is a headquarters I D-U~N-S Number 55-612-1200 (subsidiary) location IBranch (es) or division(s) exist I DampB Rating

Mailing address PO Box 7 IIINew Providence NJ

07974 DampB PAYDEXreg

1 12-Month DampB 74 Web site wwwchemetallcom I PAYDEX

I

Telephone 908 464-6900 I When weighted by dollar amount

f paYments to suppliers average 9 days Chief executive RONALD FELBER I beyond terms

I

PRES-CEO II Based on trade collected

over last Year started 1909 I 12 months

Management control

Employs

Financial statement date

Sales F

Net worth

History

Financing

Financial condition

SIC

Line of business

2004

340 (90 here)

DEC 31 2008

$130723000

(106438000)

CLEAR

SECURED

UNBALANCED

2842 2899 2851

Mfg polishsanitation gd mfg chemical preparation

IIIIIIIII

=======================================================~========

==============

SUMMARY ANALYSIS ================================================================= ==============

DampB Rating

The Rating was changed on April 17 2009 because of DampB I S overall assessment of the companys financial payment and history information The blankrating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and that further enquiry should be made before reaching a decision Some reasons for using a II_II

symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information

Below is an overview of the companys rating history since 060707

DampB Rating Date Applied 041709

1R4 030209 1R3 101408 4A3 072408 4A2 060707

The Summary Analysis section reflects information in DampBs file as of August 10 2009

====================~=====================~======================

============== CUSTOMER SERVrCE

================================================~===== ===========

==============

If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you are outside the US contact your local DampB office

Additional Decision Support Available

Additional DampB products monitoring services and specialized

investigations are available tomiddothelp you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcommiddot

================================================================= ==============

HISTORY ====~=========================~=====~================= =========== ==============

The following information was reported 07142009

Officer(s) RONALD FELBER PRES-CEO PHILIP E KELLY VICE PRESIDENT GREGORY V POFF VICE PRESIDENT

DIRECTOR (S) THE OFFICER(S)

The Delaware Secretary of States business registrations file showed that Oakite Products Inc was registered as a corporation on December 19 1991

Business started 1909 by David C Ball George W Oakley and Daniel C Smith Present control succeeded 2004 100 of capital stock is owned by parent company

RONALD FELBER born 1951 1989~present active here 1985-1989 employed with Avon Products Inc New York NY Graduated from Georgetown University in 1973 with a BS degree Also received MA degree from Loyola University in 1985

PHILP E KELLY born 1948 1972-present active here Graduated from University of Dayton in 1970 with a BS Degree Also received MBA Degree from Seton Hall University in 1978

GREGORY V POFF born 1948 1970-present active here Graduated from Catawba College in 1970 with a BA degree Also received MBA from Pace University in

1982

==========================~========================~=============

==============

CORPORATE FAMILY ================================================================= ==============

The following global corporate family members are related to this business Members are listed alphabetically first by company name then by country or US state then by city

Parent Rockwood Holdings Inc Princeton NJ 01-616-4399

Subsidiaries (International) Cheme~allCanada Limited Brampton CANADA 20-036-7514 Chemetall Mexicana SA de CV El Marques MEXICO 81-232-9050

Branches (US) Chemetall Us Inc La Mirada CA 15-886-0572 Chemetall Us Inc Romulus MI 00-515-7698

Affiliates (US) Chemetall Chemical Products Inc New Providence NJ 82-485-0580 Chemetall Oakite La Mirada - Plant La Mirada CA 61- 036 -9832middot Mineral Research and Development Charlotte NC 61-036-9477 Rockwood Holding Company Chicago IL 78-166-9635 Rockwood Specialties Consolidated Inc Princeton NJ 03-845-1386 Rockwood Specialties Group Inc Princeton NJ 10-679-3433 SachtlebenCorporation White Plains NY

95-666-4114 Viance LLC Charlotte NC 79-544-7346

Affiliates (International) Sachtleben Pigments Oy Helsinki FINLAND 54-023-5819

================================================================ ==============

OPERATIONS ==========~========================================== ============

==============

07142009

Description Subsidiary of Rockwood Holdings Inc Princeton NJ

As noted the parent company is Rockwood Holdings Inc

DUNS 01-616-4399 and reference is made to that report

for background information on the parent company and its

management

Manufactures specialty cleaning polishing or sanitation

preparations and sanitation preparations disinfectants or

deodorants Manufactures chemical preparations

specializing in metal treating compounds rust resisting

compounds and water treating compounds Manufactures

paints varnishes lacquers enamels or allied products

and paint removers

Has 10000 account(s) Terms are Net 30 days Sells to

industrial concerns Territory United States Mexico

Brazil and Canada

Nonseasonal

Employees 340 which includes officer(s) and 2 part-time 90 employed

here

Facilities Rents 37000 sq ft ina one story brick building

Location Suburban business section on well traveled street

Branche~ This business has multiple branches detailed branchdivision information is available in

Dun amp Bradstreets linkage or family tree products

Subsidiaries This business has 2 subsidiaries listed below

The extent of ownership where known is shown in

parenthesis following company name

Oakite Canada Limited Bramalea Ontario Canada (100)

Manufactures chemical specialty products Intercompany

relations reported by management to consist of

merchandise and service transactions cleared as scheduled

Chemetall Mexicana Monteray Mexico (100) Manufactures

chemical specialty products

=================================================~===============

==============

SIC amp NAICS ===========~===============~=================================~===

==============

SIC Based on information in our file NAICS DampB has assigned this company an extended a-digit SIC DampBs use of 325612 Polish and Other a-digit SICs enables us to be more Sanitation Good specific to a companys operations Manufacturing than if we use the standard 325612 Polish and Other 4-digit code Sanitation Good

middot 28420000 Polishes and sanitation Miscellaneous

goods and 28420400 Sanitation Manufacturing

preparations Miscellaneous

disinfectants and and

deodorants Manufacturing 28999931 Metal treating compounds Miscellaneous 28999942 Rust resistirtg compounds and

28999948 Water treat~ng compounds Manufacturing 28510000middot Paints and allied Coating

products middot28510401 Paint removers Coating

325998

325998

325998

325510

325510

Manufacturing All Other

Chemical Product

preparation

All Other

Chemical PrOduct

Preparation

All Other

Chemical Product

Preparation

Paint and

Manufacturing Paint and

Manufacturing

================================================================= ==============

DampB PAYDEX ================================================================= ==============

The DampB PAYDEX is a unique dollar weighted indicator of payment performance based on up to 157 payment experiences as reported to DampB by trade references

3-Month DampB PAYDEX 75 I 12-Month DampB PAYDEX 74 I

When weighted by dollar amount I When weighted by dollar amount payments to suppliers average average 9 days beyond terms

Based on trade collected over collected over last months

8 days I payments to suppliers

last 3

I beyond terms II Based on trade

I 12 months

================================================================= ==============

PAYMENT SUMMARY ================================================================= ==============

The Payment Summary section reflects payment information in DampBs file as of the date of this report

Below is an overview of the companys dollar-weighted payments segmented by its suppliers primary industries

Mfg electric test prd 1 35000 35000 100

OTHER INDUSTRIES 101 283550 20000 73 22 4 - 1

Other payment categories Cash experiences 7 750 250 Payment record unknown 0 Omiddot 0 Unfavorable commeJlts 1 1000 1000

Placed for collections With DampB 1 7500 Other 0 NA

===== ============== ========== Total in DampBs file 157 3017350 900000

The highest Now Owes on file is $750000

The highest Past Due on file is $10000

Dun amp Bradstreet has 157 payment experiences in its file for this company For your convenience we have displayed 80 representative experiences in the PAYMENTS section

====~============================================================

==============

PAYMENT DETAILS ================================================================= ==============

Detailed payment history

Date Paying High Now Past Selling Last Salemiddot Reported Record Credit Owes Due Terms Within

(rhmyy) ($) ($) ($) (months)

0709 Ppt 50 0 1 mo

Ppt 2500 0 1 mo

Ppt 200 i OOO 100000 2500 N60 1 mo

Ppt 200000 100000 0

----------------

0508 Ppt-Slow 30 20000 10000 deg N30 1 rno 0707 (08 0) 7500

Placed for collection

Accounts are sometimes placed for collection everi though the existence or amount of the debt is disputed

Payment experiences reflect how bills are met in relation to the terms granted In some instances payment beyond terms can be the result of disputesmiddot over merchandise skipped invoices etc

Each experience shown is from a separate supplier Updated trade experiences replace those previously reported

================================================================= ==============

FNANCE ================================================================= ==============

04172009

Three-year statement comparative

Fiscal Fiscal Fiscal

Dec 31 2005 Dec 31 2006 Dec 31 2008

Current Assets 53345000 33854000 34348000 Current Liabs 16314000 11173000 18594000 Current Ratio 327 303 1 85 Working Capital 37031000 22681000 15754000 Other Assets 9824000 15582000 124757000 Net Worth 38515000 28063000

1304000 Sales 79763000 86130000 130723000 Long Term Liab 8340000 10200000 139207000 Net Profit (Loss) 1105000 8689000 490000

Fiscal statement dated DEC 31 2008

Assets j Liabilities I -----------shy1

Other Curr Assets 343-480001 Other Curr Liabs 18594000

---------------1 Curr Assets 343480001 Curr Liabs 18594000

I Fixt amp Equip 110620001 Pension Reserves 7990000 Goodwill-Net 252040001 Other Liabilities 129932000 other Intangible 825380001 LT Liab-Other 1285000 Assets-Net TOTAL EQUITY 1304000 Deferred Income 2680001 Taxes I Other Assets 56850001

---------------11

Total Assets 1591050001 Total 159105000

From JAN 01 2008 to DEC 31 2008 annual sales $130723000 cost of goods soldmiddot $69475000 Gross profit $61248000 operating expenses $48302000 Operating income $i2946OOO other expenses $11971bOOi net income before taxes $975000 Federal income tax $485000 Net income $490000

Submitted MAR 31 2009 by Ronald Felber pres-ceo Prepared from books without audit

On April 17~ 2009 themiddotfinancial information was updated

================================================================= ==============

KEY BUSINESS RATIOS ================================================================= ==============

Statement date DEC 31 2008 Based on this number of establishments 28

Firm IIndustry Median I---~------------

Return of Sales 04 IReturn of Sales 11 Current Ratio middot18 ICurrent Ratio 21 Assets Sales 1217 IAssets Sales 575 Total Liability Net Worth 9999 ITotal Liability Net Worth 83 7

================================================================= ==============

PUBLIC FILINGS ================================================================= ==============

The following Public Filing data is for information purposes only and is not the official record Certified copies can only be obtained from the official source

================================================================= ==============

UCC FILINGS =~==================================================== ===========

==============

Collateral All Assets Type Original

-----------------------------------------------------------------

Sec party THROUGH ITS

ADMINISTRATIVE AGENT

Debtor Filing number Filed with DOVER DE

Date filed Latest Info Received

Collateral General

Leased Equipment

Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ

Date filed Latest Info Received

Collateral

Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ

Date filed Latest Info Received

CREDIT SUISSE FIRST BOSTON ACTING

CAYMAN ISLANDS BRANCH AS

NEW YORK NY OAKITE PRODUCTS INC 4216854 2 SECRETARY OF STATEUCC DIVISION

08022004 08262004

Accounts receivable and proceeds shy

intangibless) and proceeds shy

and proceeds Original CANON FINANCIAL SERVICES MOUNT

OAKITE PRODUCTS INC 23913509 SECRETARY OF STATEUCC DIVISION

11302006 12272006

Leased Assets - Leased Business machineryequipment Original CANON FINANCIAL SERVICES INC MT

OAKITE PRODUCTS INC 21685842 SECRETARY OF STATEUCC DIVISION

07112003 07292003

Type Continuation Sec party CREDIT SUISSE (FKA CREDIT SUISSEmiddot FIRST

BOSTON) ACTING THROUGH ITS CAYMAN ISLA NEW

YORK NY Debtor CHEMETALL CORPORATION Filing number 2009 0642311 Filed with SECRETARY OF STATEUCC DIVISION DOVER DE

Date filed 02272009 Latest Info Receiv~d 05122009 Original UCC filed date 08022004 Original filing no 4216861 7

The public record items contained in this report may have been paid termirtated vacated or released prior to the date this report was printe~

=======~===============================================~======== ==============

GOVERNMENT ACTIVITY =====================================================~ ===========

==============

Activity summary Borrower (DirGuar) NO Administrative debt YES Contractor YES Grantee NO Party excluded from federal program(s) NO

Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8 (A) firm NA

The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other- sources

----7-------shyCopyright 2009 Dun amp Bradstreet - Provided under

contract I

for the exclusive use of subsCriber 264750059L

FULL DISPLAY COMPLETE

~ 396484BIRHQ2156 3427456432lng emailhIm

dmiddotmiddotmiddotmiddotmiddotto Chemetall

~

ICompany Overview

Chemetall is a global company committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry eg lithium and cesium compounds

Chemetalls businesses historically emerged from the combination of expertise in chemistry and metallurgy which is still mirrored in the companys name Chemetall mainly sells customised packages of products and services ranging from consultation via development through to the operation of entire plants at the customers site - for instance car body pre-treatment in the automotive industry

The companys product portfolio is based on continuous research and development of leading edge technologies High perfOrming products combined with Chemetalls dedication to providing the best technical service and support to its customers have over the decades established excellent market positions in its fields of activity

Chemetall GmbH is headquartered in Frankfurt am Main It is the centre of a worldwide network of some 40 subsidiaries in Europe North and South America Asia Australia and Africa Most of these companies operate their own production sites and many also have their own development laboratories A largely decentralised organisation ensures that each local company can respond quickly and flexibly to the customers needs in its markets whilst at the same time being able to draw on the specialist resources within the Group In this way Chemetall combines the strength of a global supplier with the flexibility and customer focus of a medium-size company

Since August 1st 2004 Chemetall has been part of middotRockwood Holdings Inc

~II ~II

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I News

I 2009 I zoosl 2007

2009

May 272009 Significant savings achieved with the change from zinc-phosphating pretreatment to Oxsllanreg technology Opel Replaces its Metal Pretreatment System Adam Opel GmbH in Kaiserslautem Germany is an important more

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April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more

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April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more

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February OS 2009 Chemetall Aerospace Technologies has successfully integrated the NOT business of Ely Chemical Company Ltd We are proud to inform our customers around the world that Chemetall has effectively transferred and more

~h~~gPASq~~~~JJetoChemetall~ aiiiiilry f 2009 tile neW legal entity name for ChemetallmiddotOakite will be

cCflemetalltJS Inc more

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January 20 2009 Chemetall Oakite changed its name to Chemetall

Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc more

ft

2008

August 01 2008 Chemetall acquires Nalco Finishing Technologies Rockwood Holdings Inc Chemetall-Group has acquired Nalcos Finishing Technologies (FT) businessnull more

~

July 31 2008 Chemetall announces global price increases Chemetall is currently increasing prices within a range of 5 to 20 percent or implementing and adjusting more

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httpwwwchemetallcomindexjspcontent=newsjspnewsDat=pressreleases_sortbyyear 81112009

2007

----------------- -r - ------1 ------------- c- - --r

April 01 2008 Chemetall acquires NOT Business of Ely Chemical Company Ltd Chemetall GmbH FrankfurtM via its UK subsidiary has acquired the NOT business of the UK basednull more

~JJ

March 29 2007 Chemetall Signs Distribution Agreement with Advanced Chemistry amp Technology Inc Chemetall Aerospace Technologies announced that it has signed an exclusive sales and distribution agreement more

~II

February 212007 Chemetall Acquires the Chemical Division Business of Wirral Fospray Chemetall PLC has announced the acquisition of the chemical division business from Wirral Fospray Limited more

~JI

January 22 2007 Rockwood Appoints M~nlka Engel-Bader President ofChemetal Rockwood Holdings Inc (NYSEROC) has announced that Dr Monika EngelshyBader has been appointed tonull more=

~II

httpwwwchemetallcomindexispcontent=newsi SpnewsDat=pressreleases sortbyyear 8112009

kindof activity Production fields of activity Lithium

~II ~IJ

~ Chemetall US Inc

Country United States Streetaddress 13177 Huron River Drive ZIP MI 48174 City Romulus Phone +1-734-941 3800 Fax +1-734-941-5524 kind of activity Productionmiddot fields of activity Surface Treatment MapMgQ

~I =11

IIsectsectsect Chemetall US Inc

Country United States Streetaddress 16961 Knott Ave ZIP CA 90638 City La Mirada Phone +1800-331-1197 Fax +1 714a70-6480 kind of activity Sales Production fields of activity Surface Treatment Map Mm

~J ~IJ

~ Chemetall US Inc

Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-464-6900 Fax +1908-464-5571 kind of activity Headoffice $ales Production fields of activity Surface Treatment Direct Contact Email oakiteproductschemetaILcom Map Map

~I ~II

httpwwwchemetallcomindexjspcontent=contact choice1jspid=United Statesampconti 81112009

Chemetall~~-V

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America ~ United Stetes 1lW

Chemetall Foote Corp

Country United States Streetaddress 348 Holiday Inn prive ZIP NC 28086 City Kings Mountain Phone +1-704-739 2501 Fax +1-704-734 0208 kind of activity Headoffice Sales Production fields of actvity Lithium Direct Contact Email footelithiumchemetallcom Map Map

~ II

~ Chemetall Foote Corp

Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-665-9466 Fax +1-908-665-8543 kind of activity Headoffice Sales fields of activity Special metals MapM~

~II ~11

~ Chemetall Foote Corp

Country United States Streetaddress 856 Foote Lane

ZIP TN 37134 City New Johnsonville Phone +1-931-535 3401 Fax +1-931-535 3404 kind of activity Production fields of activity Lithium Map Map

~IJ ~IJ

~ Chemetall Foote Corp

Country United States Streetaddress Hwy 265 ZIP NV 89047 City Silver Peak Phone +1-775-937-2222 Fax +1-775-937-2250

httpwwwchemetallcomindexj spcontent=contact_choice 1jspid=UnitedStatesampconti 8112009

~aa -rlte_middot~ bull Chemetall

II~metaIIOakl~ changeditsnClme tOlhemetall

Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc doing business as Chemetall The same applies to the Canadian subsidiary whose official name will be Chemetall Canada Limited

middotCustomers around the world link Chemetall with quality innovation and extraordinary technical services says Joris Merckx President Surface Treatment at Chemetall middotOne consistent name of our all our subsidiaries will strengthen our corporate brand and with it our image he commented

No changes Will be made to the Mexican and Brazilian entities as these countries already operate their business under the name of Chemetall

About Chemeta

Chemetall a company of Rockwood Holdings Inc (NYSE ROC) is one of the leading global companies committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry including lithium and cesium compounds

Contact Sandra Zirm Phone +496971653605 Mall sandrazirmchemetallcom

~I ~II

Page 20: :;c= ---------------------------------------------x >.' --~ -'- ::~C~l d- r ......Opportunity for Hearing (Complaint) was issued on September 24, 2009 and served on September 28, 2009

I bull US ENVIRONMENTAL PIlOTECTlON ~- WASHINGTON DC 204Ci0

TOXIC 5UBSTAlCES CONTllOL ACI EPA-----_- _--__--------------------- shyTOXICS SECfION - NOTICE OF INSPECflON

1_ INVESTIGATION IDENT1FICAnON 3 F~Z~ ~~7jJi--- Chemetall Oaki 42008

S FACllrryS ADDRESS

~PA Region 2 MS-I05 iPECTORS ADDRESS

675 Central Ave Woodbridge Avenue New Providence New Jersey 07974-1560

on NJ08837-5602

REASON FOR INSPECTION

Under the authority of Section II of the Toxics Substances Control Act

b For the purposes of inspecting (Including taking samples photographs statements and other inspection activities) an establisbment facility or other premises in which chemical substances or mixtures or articles containing same are manufactured processed or stored or held before or after their distribution in commerce ( including records files papers processes controls and facilities) and any conveyance being used to transport chemical substances mixtures or articles containing same in connection with their distribution in commerce (including records files papers processes controls and facilities) bearing on whether the requirements of the Act applicable to the chemical substances mixtures or articles within or ass()Ciated with such premises or conveyance have been complied with

In In addition this inspection extends to (Check appropriate blocks)

Jq- A Financial data o D Personnel data I

LV B Sales data o E Research data

13 C Pricin ~ data The natureland extent of the inspection of such data specified in A through E above is as follows

~rtification

lcknowledge that the statements I have made on this fonnand all attachments thereto are true accurate and complete I acknowledge that y knowingly false or misleading statement may be punishable by fine or imprisonment or both under applicable law

PREVIOUS VERSIONS ARE OBSOLETE

ME

rnE Chemist

DATE SIGNED

~r TI11E -shy~J ~ea~~ (1 4~

A FORM 77ltWmiddot3A FOR 1018 (REVISED JAN 2002)

IUR FORM (Form U) submitted September 24 2008

CBIDELETED

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0- 0shy

-P 0 0shy

Zn2+ 0shyNAME Phosphoric acid zinc salt (21) 1RN 13598-37-3

l) - P -o-Il o

MW 25533

Enlarge Structure

SHrch Infomudion

Bask For more information about this substance NlWiglitiOn

you may select from the the links below

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OH I

HO-P-OH

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NAME Ethanol 2-amino- phosphate (1 ) RN 29868-05-1 r

OH

MW 159077

Enlarge Structure

s_tc Information For more information about this substance

you may select from the the links below

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search Navigation

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HO- P-O- Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH

MW 119976

=nlarge Structure

Basic ellmiddotFor more information about this substance NavigationInformation you may select from the the links below

File Locator ClinicalTrialsgov ill NIH ClinicalTrialsgov

DART rn Developmental and ReprodTox

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EMIC ill Env Mutagen Info Center

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PubMed ToxicoQgy rn Toxicology Citations From PubMed

RTECS ill Reg onoxic Eft of Chem Sub

TOXLINE rn NLM TOXLINE on TOXNET

Internet Locator DrugsFDA rn FDA Drug Database

EPA Envirofacts ill EPA Master Chemical Integrator

EPAPPIS rn EPA Pest Prod Info System

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HO - P shy 0shy Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH

MW 119976

Enlarge Stru_cture

BaBic lurcbFor more information about this substance NavfgationInformation

you may select from the the links below

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PubMed rn Biomedical Citations From PubMed

PubMed AIDS rn AIDS Citations from PubMed

PubMed Cancer rn Cancer Citations from PubMed

PubMed Toxico]Qgy rn Toxicology Citations From PubMed

RTECS rn Reg of Toxic Eft of Chem Sub

TOXLlliE rn NLM TOXLINE on TOXNET

Internet Locator DrugsFDA rn FDA Drug Database

EPA Envirofacts rn EPA Master Chemical Integrator

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NAME Zinc nitrate RN 7779-88-6

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0shyI

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Zn2+ 0shy

I N+ 0shy0

MW 189398

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you may select from the the links below

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IRQ rn CERCLA Reportable Quantities I

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0 0

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Mn2 lt

NAME Phosphoric acid manganese(2+) salt (21) RN 18718-07-5

0 I

o-p -o-Il o

MW 244878

Enlarge Structure

amplie s-rchFor more information about this substance InformatiOn NfMgation

you may select from the the links below

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0- 0_

po 0_

Zn2+ 0shyNAME Phosphoric acid zinc salt (21) lRN 13598-37-3 -0 - P -o-Il o

MW 25533

Enlarge Structure

B_1e searchFor more information about this substanceInformion NiWigatlon

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File Locator DSL () Domestic Sub List of Canada

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0shy

I ~N-o 0shy

Mn+ NAME Manganese nitrate 0shyRN 10377-66-9 I

N+- 0shy0

MW 178946

Enlarge Structure

hale SurchFor more information about this substance Information NllMgatlon

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tgt=nv Health amp Toxi~Q1QQyen igtTOXNET ~ChemIDplusJJte Igt Adva need

NAME Potassium cis-9-octadecenoic acid RN 143-18-0

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MW 320555

Enlarge Structure

Basic SearchFor more information about this substance Information NavtcJatlon

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OH I

HO-P=O

~ OHN~I

0) p NAME Sodium aminotris(methylenephosphonate) II OHRN 20592-85-2

0P HO shy

OH

MW 2990478

Enlarge Structure

hale I~----F-o-r-m-o-re-in-fo-r-m-a-t-io-n-a-b-o-u-t-t-hi-s-s-u-b-s-ta-n-c-e------1 N=~Information

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NAME Sodium silicate RN 1344-09-8

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0shyt

O=Si 0shy

MW 122063

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Na+

Na+

SNrell N8Yfgetlon

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CGN [IJ DOT Coast Guard Nox Liquid Sub

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NAME Boric acid dipotassium salt RN 1332-77-0

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NAME Potassium tallate No StructureRN 61790-44-1

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HO OH

j ~

HO

OH

J NAME Boric acid compd with 222middotnitrilotris (ethanol) OH ~N-

HO

RN 68413middot80middot9

MW 2110202

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f

NAME Butanedioic acid 2-(octen-1-yl)- potassium salt (1 2)

ti~middotmiddot

(gt

a

RN 58641-28-4

MW 304466

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H3C OH

NAME Alcohol [USP] RN 64-17-5

MW 460684

~nlarge Structur~

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H3C OH

NAME Alcohol [U5P] RN 64-17-5

MW 460684

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0shy

IOp-o- cr3+

NAME Chromic phosphate I 0shyRN 7789-04-0

MW 146966

Enlarge Structure

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NAME Monoammonium phosphate RN 7722-76-1

0 II

HO-P -0shyI

NW 4

OH

MW 115024

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HO OH Si NH2NAME Silanetriol 1-(3-aminopropyl)shy HO ~ ~

RN 58160-99-9

MW 13721

Enlarge Structure

auk Information For more information about this substance

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Na+ o II

HO- p- 0shyNAME Disodium phosphate IRN 7558-79-4 0- Na+

MW 141958middot

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51691001 Anti-corrosion product 424690 424690-Other Chemical lII1d Allied Prod

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Subject CHEMETALL OAKITE INC DampB Business Information Report

The folloWing e-mail was sent to you by seetkarenepagov Personal Note

ampBhas more options to help you decide with confidence Learn more about DampB eroducts and services lis this an important decision ~ IUJlilIImil

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Click here to provideI bull Context behind the scores Added industrY and Financial comDarisons feedback on this report

iiiiRi55i~iiiiiAii~1~-

ort on this business

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Copyright 2009 bun amp Bradstreet - Provided under contract

for the exclusive use of subscriber 264750059L

ATTN Lee Spielmann Report Printed AUG 13 2009

========================~======~=================================

============== BUSINESS SUMMARY

==========~======================================================

==============

CHEMETALL OAKITE INC (SUBSIDIARY OF ROCKWOOD SPECIALTIES INC PRINCETON NJ) 675 Central Ave New Providence NJ 07974

This is a headquarters D-U-N-Sreg Number 93-771-2248 (subsidiary) location Branch (es) or division(s) exist DampB Rating

Mailing address PO Box 7

II I

New ~rovidence NJ07974

Web site wwwrockwoodspeciallI IIIIIIIIIIIIII

Telephone

Chief executive

Year started

Management control

Employs

Sales

History

SIC

Line of business

tiescom

908 464-6900

RON FELPER PRES

1987

2006

100 (65 here)

$100000000

CLEAR

5169

Whol corrosion preventative chemicals

III III

================================================================= ===============

SPECIAL EVENTS ================================================================ ==============

06142007 Business started 1987 Present control succeeded June 2006

================================================================= ==============

SUMMARY ANALYSIS ================================================================= ==============

DampB Rating

The blank rating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and

that further enquiry should be made before reaching a decision Some reasons for using a _II symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information

Below is an overview of the companys rating history since 061507

DampBRating Date Applied 061507

The Summary Analysis section reflects information in DampBs file as of August 102009

=================~======~==~==~=======================~==========

============== INVESTIGATIVE SERVICES

================================================================= ==============

Update available on request

This information is being provided to you immediately in the interest of speed This reportmay not reflect the current status of this business DampB can investigate this business and update the information based on the resulta of that investigation

By ordering a standard investigation the same day you order this report an updated report will be provided to you at no extra cost

=========~=======================================================

==============

CUSTOMER SERVICE ================================================================= ==============

If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you

~ (

are outside the us contact your local DampB office

Additional Decision Support Available

Additional DampB products monitoring services and specialized investigations are available to help you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcom

=================================================================

===== = = = === = = =

HISTORY ================================================================= ==============

The following information was reported 08182008

Officer(s) RON FELPER PRES

THE OFFICER(S)

Business started 1987 Present control succeeded June 2006 100 of capital stock is owned by the parent company

RON FELPER Work history is unknown

Business address has changed from 14826 Ne 95th St Redmond WA 98052 to 675 Central Ave New Providence NJ 07974

=~===============================================================

==============

CORPORATE FAMILY =====================c=========================================== ==============

The following global corporate family members are related to this busihess

Members are listed alphabetically first by company name then by country or us state then by city

Global Ultimate Rockwood Holdings Inc Princeton NJ 01-616-4399

Parent Rockwood Specialties Group Inc Princeton NJ 10-679-3433

Affiliates (US) Advantis Technologies Inc Alpharetta GA 93-189-6385 Alphagary Corporation Leominster MA 09-743-4484 Ceramtec North America Innovative Laurens SC 17-483-0034 Ceramic Engineering Corporation Chemetall Foote Corp Kings Mountain NC 00-232-9456 Chemical Specialties Inc Charlotte NC 04-297-3313 Pure Wafer Inc Prescott AZ 83-746-8321 Rockwood Pigments NA Inc Beltsville MD 04-754-7690 Southern Clay Products Inc Gonzales TX 04-166-1737

Affiliates (International) AlphaGary (Canada) Limited Stoney Creek CANADA 24-924-8626 Cs i Kemwood AB Helsingborg SWEDEN 35-401-6487middot ProCeram spolmiddot s ro Dolni Rychnov CZECH 49-516-1929

REPUBLIC

== = = == = == = == ==== = == = = = == = = ==== = ==== = = ==== = = ===-= = = = = === == == === =

==============

OPERATIONS ===================~==========~====================== ============

==============

08182008

Description Subsidiary of Rockwood Specialties Inc

Princeton NJ started 2000 which operates as a wholesaler

of chemicals or allied products Parent company owns 100

of capital stock

Wholesales corrosion preventative chemicals (100)

Terms are Net 30 days Has 600+ account(s) Sells to

aerospace industry Territory North and South America

Nonseasonal

Employees 100 which includes officer(s) 65 employed here

Facilities Leases premises in a single story brick building

Location Central business section on well traveled street

Branches This business has multiple branches detailed branchdivision information is available in

Dun amp Bradstreets linkage or family tree products

==============~==============~===================================

==============

SIC amp NAICS ================================================================= ==============

SIC Based on information in our file NAICS DampB has assigned this company an extended 8-digit SIC DampBs use of 424~90 Other Chemical and Alli~d

a-digit SICs enables us to be more Products Merchant specific to a companys operations Wholesalers than if we use the standard 4-digit code

51691001 Anti-corrosion products

=================================================~== ============

============== PAYMENT SUMMARY

==============~===========~=========================== ===========

===============

DampB has not received a sufficientsample of payment experiences to establish a PAYDEX score

DampB receives over 600 million payment experiences each year We enter these new and updated experiences intoDampB Reports as this information is received At this time none of those experi~nces relate to this company

=======================================================~==========

============== FINANCE

================================================================= ==-= = = == == === ==

06142007

On JUN 14 2007 Michael Lissandrello SIs Mgr deferred financial statement

Michael Lissandrello submitted the following partial estimates dated JUN 14 2007

Sales for 2006 were $100000000

As of June 14 2007 a search of Dun amp Bradstreets Public Record database found no open suits liens judgements or UCCs to which Chemetall Oakite Inc at 675 Central Ave New Providence NJ was named defendant or debtor Public records received hereafter will be entered into the database and will be included in reports which contain a Public Filings ~ection

==============================================~====== ===========

============== PUBLIC FILINGS

================~====~================================ ===========

==============

A check of DampBs public records database indicates that no filings were found for CHEMETALL OAKITE INC at 675 Central Ave New Providence NJ

DampBs extensive database of public record information is updated daily to ensure timely reporting of changes and additions It includes business-related suits liens judgments bankruptcies UCC financing statements and business registrations from every state and the District of Columbia as well as select filing types from Puerto Rico and the US Virgin Islands

DampBmiddotcollects public records throughmiddot a combination of court reporters third parties and direct electronic links with federal and local authori~ies Its database of US business-related filings is now the largest of its kind

===~====~========================================================

============== GOVERNMENT ACTIVITY

================================================================= ==============

Activity summary Borrower (DirGuar) NO Administrative debt NO Contractor YES Grantee NO Party excluded from federal program(s) NO

Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8(A) firm NA

The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other sources

Copyright 2009 Dun amp Bradstreet- Provided under contract

for the exclusive use of subscriber 264750059L

FULL DISPLAY COMPLETE

~ ~

396484BIR21523427615308tng emailhtm

-- -- - ~-

(I custservdnbeom To Lee SpielmannH2USEPAlUSEPA Karen

SeetlR2USEPAlUSEPA08112009 0314 PM cc

bec

Subject CHEMETALL US INC DampB Business Information Report

The following e-mail was sent to you by seetkarenepagov Personal Note

~--~amp8 has more oDtfcins tohelDvou decide with confidence Learn more about DampB products and services Is this an important decision ~~~~~

Get more with DampBs Enhanced Comprehensiye Report bull Business failure and credit scores

Click here to providebull Context behind the scores bull Added industrv and Financial comparisons feedback on this report

~~OC--~

f4fi1 Order reports on other businesses

Copyright 2009 Dun amp Bradstreet - Provided under contract

for the exclusive use of subscriber 264750059L

ATTN Lee Spielmann Report Printed AUG 11 2009

In Date

=====================~===========================================

============== BUSINESS SUMMARY

===============================~====================== ===========

==============

CHEMETALL US INC (SUBSIDIARY OF ROCKWOOD HOLDINGS INC PRINCETON NJ) CHEMETALL OAKITE 675 Central Ave New Providence NJ 07974

This is a headquarters I D-U~N-S Number 55-612-1200 (subsidiary) location IBranch (es) or division(s) exist I DampB Rating

Mailing address PO Box 7 IIINew Providence NJ

07974 DampB PAYDEXreg

1 12-Month DampB 74 Web site wwwchemetallcom I PAYDEX

I

Telephone 908 464-6900 I When weighted by dollar amount

f paYments to suppliers average 9 days Chief executive RONALD FELBER I beyond terms

I

PRES-CEO II Based on trade collected

over last Year started 1909 I 12 months

Management control

Employs

Financial statement date

Sales F

Net worth

History

Financing

Financial condition

SIC

Line of business

2004

340 (90 here)

DEC 31 2008

$130723000

(106438000)

CLEAR

SECURED

UNBALANCED

2842 2899 2851

Mfg polishsanitation gd mfg chemical preparation

IIIIIIIII

=======================================================~========

==============

SUMMARY ANALYSIS ================================================================= ==============

DampB Rating

The Rating was changed on April 17 2009 because of DampB I S overall assessment of the companys financial payment and history information The blankrating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and that further enquiry should be made before reaching a decision Some reasons for using a II_II

symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information

Below is an overview of the companys rating history since 060707

DampB Rating Date Applied 041709

1R4 030209 1R3 101408 4A3 072408 4A2 060707

The Summary Analysis section reflects information in DampBs file as of August 10 2009

====================~=====================~======================

============== CUSTOMER SERVrCE

================================================~===== ===========

==============

If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you are outside the US contact your local DampB office

Additional Decision Support Available

Additional DampB products monitoring services and specialized

investigations are available tomiddothelp you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcommiddot

================================================================= ==============

HISTORY ====~=========================~=====~================= =========== ==============

The following information was reported 07142009

Officer(s) RONALD FELBER PRES-CEO PHILIP E KELLY VICE PRESIDENT GREGORY V POFF VICE PRESIDENT

DIRECTOR (S) THE OFFICER(S)

The Delaware Secretary of States business registrations file showed that Oakite Products Inc was registered as a corporation on December 19 1991

Business started 1909 by David C Ball George W Oakley and Daniel C Smith Present control succeeded 2004 100 of capital stock is owned by parent company

RONALD FELBER born 1951 1989~present active here 1985-1989 employed with Avon Products Inc New York NY Graduated from Georgetown University in 1973 with a BS degree Also received MA degree from Loyola University in 1985

PHILP E KELLY born 1948 1972-present active here Graduated from University of Dayton in 1970 with a BS Degree Also received MBA Degree from Seton Hall University in 1978

GREGORY V POFF born 1948 1970-present active here Graduated from Catawba College in 1970 with a BA degree Also received MBA from Pace University in

1982

==========================~========================~=============

==============

CORPORATE FAMILY ================================================================= ==============

The following global corporate family members are related to this business Members are listed alphabetically first by company name then by country or US state then by city

Parent Rockwood Holdings Inc Princeton NJ 01-616-4399

Subsidiaries (International) Cheme~allCanada Limited Brampton CANADA 20-036-7514 Chemetall Mexicana SA de CV El Marques MEXICO 81-232-9050

Branches (US) Chemetall Us Inc La Mirada CA 15-886-0572 Chemetall Us Inc Romulus MI 00-515-7698

Affiliates (US) Chemetall Chemical Products Inc New Providence NJ 82-485-0580 Chemetall Oakite La Mirada - Plant La Mirada CA 61- 036 -9832middot Mineral Research and Development Charlotte NC 61-036-9477 Rockwood Holding Company Chicago IL 78-166-9635 Rockwood Specialties Consolidated Inc Princeton NJ 03-845-1386 Rockwood Specialties Group Inc Princeton NJ 10-679-3433 SachtlebenCorporation White Plains NY

95-666-4114 Viance LLC Charlotte NC 79-544-7346

Affiliates (International) Sachtleben Pigments Oy Helsinki FINLAND 54-023-5819

================================================================ ==============

OPERATIONS ==========~========================================== ============

==============

07142009

Description Subsidiary of Rockwood Holdings Inc Princeton NJ

As noted the parent company is Rockwood Holdings Inc

DUNS 01-616-4399 and reference is made to that report

for background information on the parent company and its

management

Manufactures specialty cleaning polishing or sanitation

preparations and sanitation preparations disinfectants or

deodorants Manufactures chemical preparations

specializing in metal treating compounds rust resisting

compounds and water treating compounds Manufactures

paints varnishes lacquers enamels or allied products

and paint removers

Has 10000 account(s) Terms are Net 30 days Sells to

industrial concerns Territory United States Mexico

Brazil and Canada

Nonseasonal

Employees 340 which includes officer(s) and 2 part-time 90 employed

here

Facilities Rents 37000 sq ft ina one story brick building

Location Suburban business section on well traveled street

Branche~ This business has multiple branches detailed branchdivision information is available in

Dun amp Bradstreets linkage or family tree products

Subsidiaries This business has 2 subsidiaries listed below

The extent of ownership where known is shown in

parenthesis following company name

Oakite Canada Limited Bramalea Ontario Canada (100)

Manufactures chemical specialty products Intercompany

relations reported by management to consist of

merchandise and service transactions cleared as scheduled

Chemetall Mexicana Monteray Mexico (100) Manufactures

chemical specialty products

=================================================~===============

==============

SIC amp NAICS ===========~===============~=================================~===

==============

SIC Based on information in our file NAICS DampB has assigned this company an extended a-digit SIC DampBs use of 325612 Polish and Other a-digit SICs enables us to be more Sanitation Good specific to a companys operations Manufacturing than if we use the standard 325612 Polish and Other 4-digit code Sanitation Good

middot 28420000 Polishes and sanitation Miscellaneous

goods and 28420400 Sanitation Manufacturing

preparations Miscellaneous

disinfectants and and

deodorants Manufacturing 28999931 Metal treating compounds Miscellaneous 28999942 Rust resistirtg compounds and

28999948 Water treat~ng compounds Manufacturing 28510000middot Paints and allied Coating

products middot28510401 Paint removers Coating

325998

325998

325998

325510

325510

Manufacturing All Other

Chemical Product

preparation

All Other

Chemical PrOduct

Preparation

All Other

Chemical Product

Preparation

Paint and

Manufacturing Paint and

Manufacturing

================================================================= ==============

DampB PAYDEX ================================================================= ==============

The DampB PAYDEX is a unique dollar weighted indicator of payment performance based on up to 157 payment experiences as reported to DampB by trade references

3-Month DampB PAYDEX 75 I 12-Month DampB PAYDEX 74 I

When weighted by dollar amount I When weighted by dollar amount payments to suppliers average average 9 days beyond terms

Based on trade collected over collected over last months

8 days I payments to suppliers

last 3

I beyond terms II Based on trade

I 12 months

================================================================= ==============

PAYMENT SUMMARY ================================================================= ==============

The Payment Summary section reflects payment information in DampBs file as of the date of this report

Below is an overview of the companys dollar-weighted payments segmented by its suppliers primary industries

Mfg electric test prd 1 35000 35000 100

OTHER INDUSTRIES 101 283550 20000 73 22 4 - 1

Other payment categories Cash experiences 7 750 250 Payment record unknown 0 Omiddot 0 Unfavorable commeJlts 1 1000 1000

Placed for collections With DampB 1 7500 Other 0 NA

===== ============== ========== Total in DampBs file 157 3017350 900000

The highest Now Owes on file is $750000

The highest Past Due on file is $10000

Dun amp Bradstreet has 157 payment experiences in its file for this company For your convenience we have displayed 80 representative experiences in the PAYMENTS section

====~============================================================

==============

PAYMENT DETAILS ================================================================= ==============

Detailed payment history

Date Paying High Now Past Selling Last Salemiddot Reported Record Credit Owes Due Terms Within

(rhmyy) ($) ($) ($) (months)

0709 Ppt 50 0 1 mo

Ppt 2500 0 1 mo

Ppt 200 i OOO 100000 2500 N60 1 mo

Ppt 200000 100000 0

----------------

0508 Ppt-Slow 30 20000 10000 deg N30 1 rno 0707 (08 0) 7500

Placed for collection

Accounts are sometimes placed for collection everi though the existence or amount of the debt is disputed

Payment experiences reflect how bills are met in relation to the terms granted In some instances payment beyond terms can be the result of disputesmiddot over merchandise skipped invoices etc

Each experience shown is from a separate supplier Updated trade experiences replace those previously reported

================================================================= ==============

FNANCE ================================================================= ==============

04172009

Three-year statement comparative

Fiscal Fiscal Fiscal

Dec 31 2005 Dec 31 2006 Dec 31 2008

Current Assets 53345000 33854000 34348000 Current Liabs 16314000 11173000 18594000 Current Ratio 327 303 1 85 Working Capital 37031000 22681000 15754000 Other Assets 9824000 15582000 124757000 Net Worth 38515000 28063000

1304000 Sales 79763000 86130000 130723000 Long Term Liab 8340000 10200000 139207000 Net Profit (Loss) 1105000 8689000 490000

Fiscal statement dated DEC 31 2008

Assets j Liabilities I -----------shy1

Other Curr Assets 343-480001 Other Curr Liabs 18594000

---------------1 Curr Assets 343480001 Curr Liabs 18594000

I Fixt amp Equip 110620001 Pension Reserves 7990000 Goodwill-Net 252040001 Other Liabilities 129932000 other Intangible 825380001 LT Liab-Other 1285000 Assets-Net TOTAL EQUITY 1304000 Deferred Income 2680001 Taxes I Other Assets 56850001

---------------11

Total Assets 1591050001 Total 159105000

From JAN 01 2008 to DEC 31 2008 annual sales $130723000 cost of goods soldmiddot $69475000 Gross profit $61248000 operating expenses $48302000 Operating income $i2946OOO other expenses $11971bOOi net income before taxes $975000 Federal income tax $485000 Net income $490000

Submitted MAR 31 2009 by Ronald Felber pres-ceo Prepared from books without audit

On April 17~ 2009 themiddotfinancial information was updated

================================================================= ==============

KEY BUSINESS RATIOS ================================================================= ==============

Statement date DEC 31 2008 Based on this number of establishments 28

Firm IIndustry Median I---~------------

Return of Sales 04 IReturn of Sales 11 Current Ratio middot18 ICurrent Ratio 21 Assets Sales 1217 IAssets Sales 575 Total Liability Net Worth 9999 ITotal Liability Net Worth 83 7

================================================================= ==============

PUBLIC FILINGS ================================================================= ==============

The following Public Filing data is for information purposes only and is not the official record Certified copies can only be obtained from the official source

================================================================= ==============

UCC FILINGS =~==================================================== ===========

==============

Collateral All Assets Type Original

-----------------------------------------------------------------

Sec party THROUGH ITS

ADMINISTRATIVE AGENT

Debtor Filing number Filed with DOVER DE

Date filed Latest Info Received

Collateral General

Leased Equipment

Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ

Date filed Latest Info Received

Collateral

Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ

Date filed Latest Info Received

CREDIT SUISSE FIRST BOSTON ACTING

CAYMAN ISLANDS BRANCH AS

NEW YORK NY OAKITE PRODUCTS INC 4216854 2 SECRETARY OF STATEUCC DIVISION

08022004 08262004

Accounts receivable and proceeds shy

intangibless) and proceeds shy

and proceeds Original CANON FINANCIAL SERVICES MOUNT

OAKITE PRODUCTS INC 23913509 SECRETARY OF STATEUCC DIVISION

11302006 12272006

Leased Assets - Leased Business machineryequipment Original CANON FINANCIAL SERVICES INC MT

OAKITE PRODUCTS INC 21685842 SECRETARY OF STATEUCC DIVISION

07112003 07292003

Type Continuation Sec party CREDIT SUISSE (FKA CREDIT SUISSEmiddot FIRST

BOSTON) ACTING THROUGH ITS CAYMAN ISLA NEW

YORK NY Debtor CHEMETALL CORPORATION Filing number 2009 0642311 Filed with SECRETARY OF STATEUCC DIVISION DOVER DE

Date filed 02272009 Latest Info Receiv~d 05122009 Original UCC filed date 08022004 Original filing no 4216861 7

The public record items contained in this report may have been paid termirtated vacated or released prior to the date this report was printe~

=======~===============================================~======== ==============

GOVERNMENT ACTIVITY =====================================================~ ===========

==============

Activity summary Borrower (DirGuar) NO Administrative debt YES Contractor YES Grantee NO Party excluded from federal program(s) NO

Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8 (A) firm NA

The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other- sources

----7-------shyCopyright 2009 Dun amp Bradstreet - Provided under

contract I

for the exclusive use of subsCriber 264750059L

FULL DISPLAY COMPLETE

~ 396484BIRHQ2156 3427456432lng emailhIm

dmiddotmiddotmiddotmiddotmiddotto Chemetall

~

ICompany Overview

Chemetall is a global company committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry eg lithium and cesium compounds

Chemetalls businesses historically emerged from the combination of expertise in chemistry and metallurgy which is still mirrored in the companys name Chemetall mainly sells customised packages of products and services ranging from consultation via development through to the operation of entire plants at the customers site - for instance car body pre-treatment in the automotive industry

The companys product portfolio is based on continuous research and development of leading edge technologies High perfOrming products combined with Chemetalls dedication to providing the best technical service and support to its customers have over the decades established excellent market positions in its fields of activity

Chemetall GmbH is headquartered in Frankfurt am Main It is the centre of a worldwide network of some 40 subsidiaries in Europe North and South America Asia Australia and Africa Most of these companies operate their own production sites and many also have their own development laboratories A largely decentralised organisation ensures that each local company can respond quickly and flexibly to the customers needs in its markets whilst at the same time being able to draw on the specialist resources within the Group In this way Chemetall combines the strength of a global supplier with the flexibility and customer focus of a medium-size company

Since August 1st 2004 Chemetall has been part of middotRockwood Holdings Inc

~II ~II

httpwwwchemetaIIcomindexjspjsessionid=D1E2B97C5F308BBEFA7790E98D334D 8112009

202009

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bulliJi - - -Hsectr

jmiddotY I Chemetall

f 0

I News

I 2009 I zoosl 2007

2009

May 272009 Significant savings achieved with the change from zinc-phosphating pretreatment to Oxsllanreg technology Opel Replaces its Metal Pretreatment System Adam Opel GmbH in Kaiserslautem Germany is an important more

~tl

April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more

~ff

April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more

~If

February OS 2009 Chemetall Aerospace Technologies has successfully integrated the NOT business of Ely Chemical Company Ltd We are proud to inform our customers around the world that Chemetall has effectively transferred and more

~h~~gPASq~~~~JJetoChemetall~ aiiiiilry f 2009 tile neW legal entity name for ChemetallmiddotOakite will be

cCflemetalltJS Inc more

ctt

January 20 2009 Chemetall Oakite changed its name to Chemetall

Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc more

ft

2008

August 01 2008 Chemetall acquires Nalco Finishing Technologies Rockwood Holdings Inc Chemetall-Group has acquired Nalcos Finishing Technologies (FT) businessnull more

~

July 31 2008 Chemetall announces global price increases Chemetall is currently increasing prices within a range of 5 to 20 percent or implementing and adjusting more

~ff

httpwwwchemetallcomindexjspcontent=newsjspnewsDat=pressreleases_sortbyyear 81112009

2007

----------------- -r - ------1 ------------- c- - --r

April 01 2008 Chemetall acquires NOT Business of Ely Chemical Company Ltd Chemetall GmbH FrankfurtM via its UK subsidiary has acquired the NOT business of the UK basednull more

~JJ

March 29 2007 Chemetall Signs Distribution Agreement with Advanced Chemistry amp Technology Inc Chemetall Aerospace Technologies announced that it has signed an exclusive sales and distribution agreement more

~II

February 212007 Chemetall Acquires the Chemical Division Business of Wirral Fospray Chemetall PLC has announced the acquisition of the chemical division business from Wirral Fospray Limited more

~JI

January 22 2007 Rockwood Appoints M~nlka Engel-Bader President ofChemetal Rockwood Holdings Inc (NYSEROC) has announced that Dr Monika EngelshyBader has been appointed tonull more=

~II

httpwwwchemetallcomindexispcontent=newsi SpnewsDat=pressreleases sortbyyear 8112009

kindof activity Production fields of activity Lithium

~II ~IJ

~ Chemetall US Inc

Country United States Streetaddress 13177 Huron River Drive ZIP MI 48174 City Romulus Phone +1-734-941 3800 Fax +1-734-941-5524 kind of activity Productionmiddot fields of activity Surface Treatment MapMgQ

~I =11

IIsectsectsect Chemetall US Inc

Country United States Streetaddress 16961 Knott Ave ZIP CA 90638 City La Mirada Phone +1800-331-1197 Fax +1 714a70-6480 kind of activity Sales Production fields of activity Surface Treatment Map Mm

~J ~IJ

~ Chemetall US Inc

Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-464-6900 Fax +1908-464-5571 kind of activity Headoffice $ales Production fields of activity Surface Treatment Direct Contact Email oakiteproductschemetaILcom Map Map

~I ~II

httpwwwchemetallcomindexjspcontent=contact choice1jspid=United Statesampconti 81112009

Chemetall~~-V

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America ~ United Stetes 1lW

Chemetall Foote Corp

Country United States Streetaddress 348 Holiday Inn prive ZIP NC 28086 City Kings Mountain Phone +1-704-739 2501 Fax +1-704-734 0208 kind of activity Headoffice Sales Production fields of actvity Lithium Direct Contact Email footelithiumchemetallcom Map Map

~ II

~ Chemetall Foote Corp

Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-665-9466 Fax +1-908-665-8543 kind of activity Headoffice Sales fields of activity Special metals MapM~

~II ~11

~ Chemetall Foote Corp

Country United States Streetaddress 856 Foote Lane

ZIP TN 37134 City New Johnsonville Phone +1-931-535 3401 Fax +1-931-535 3404 kind of activity Production fields of activity Lithium Map Map

~IJ ~IJ

~ Chemetall Foote Corp

Country United States Streetaddress Hwy 265 ZIP NV 89047 City Silver Peak Phone +1-775-937-2222 Fax +1-775-937-2250

httpwwwchemetallcomindexj spcontent=contact_choice 1jspid=UnitedStatesampconti 8112009

~aa -rlte_middot~ bull Chemetall

II~metaIIOakl~ changeditsnClme tOlhemetall

Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc doing business as Chemetall The same applies to the Canadian subsidiary whose official name will be Chemetall Canada Limited

middotCustomers around the world link Chemetall with quality innovation and extraordinary technical services says Joris Merckx President Surface Treatment at Chemetall middotOne consistent name of our all our subsidiaries will strengthen our corporate brand and with it our image he commented

No changes Will be made to the Mexican and Brazilian entities as these countries already operate their business under the name of Chemetall

About Chemeta

Chemetall a company of Rockwood Holdings Inc (NYSE ROC) is one of the leading global companies committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry including lithium and cesium compounds

Contact Sandra Zirm Phone +496971653605 Mall sandrazirmchemetallcom

~I ~II

Page 21: :;c= ---------------------------------------------x >.' --~ -'- ::~C~l d- r ......Opportunity for Hearing (Complaint) was issued on September 24, 2009 and served on September 28, 2009

IUR FORM (Form U) submitted September 24 2008

CBIDELETED

ChemIDplus Advanced Page 1 of 1

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United State~ qNational Library ChemlDplus AdVanCed Nl 1 of Medicine

News SIS Home I Site I About Us I Contact I Help

~~Health amp To~~ oIQ2llifI lI-ChemIDplus Lite ~Advanced

0- 0shy

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Zn2+ 0shyNAME Phosphoric acid zinc salt (21) 1RN 13598-37-3

l) - P -o-Il o

MW 25533

Enlarge Structure

SHrch Infomudion

Bask For more information about this substance NlWiglitiOn

you may select from the the links below

File Locator DSL [I] Domestic Sub List of Canada

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OH I

HO-P-OH

1 o

NAME Ethanol 2-amino- phosphate (1 ) RN 29868-05-1 r

OH

MW 159077

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o II

HO- P-O- Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH

MW 119976

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o II

HO - P shy 0shy Na+ NAME Sodium phosphate monobasic I RN 7558-80-7 OH

MW 119976

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VJJJU1LlpJU) L1UVUJJ U 1 a~~ J VJ k

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NAME Zinc nitrate RN 7779-88-6

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0shyI

N+i o 0shy

Zn2+ 0shy

I N+ 0shy0

MW 189398

InJil~~tJ(tlJr~

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ampampampampamp ampu I IU Y fo4IampU ~ L U~ La o

IRQ rn CERCLA Reportable Quantities I

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0 0

pl

o 0

Mn2 lt

NAME Phosphoric acid manganese(2+) salt (21) RN 18718-07-5

0 I

o-p -o-Il o

MW 244878

Enlarge Structure

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0- 0_

po 0_

Zn2+ 0shyNAME Phosphoric acid zinc salt (21) lRN 13598-37-3 -0 - P -o-Il o

MW 25533

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0shy

I ~N-o 0shy

Mn+ NAME Manganese nitrate 0shyRN 10377-66-9 I

N+- 0shy0

MW 178946

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NAME Potassium cis-9-octadecenoic acid RN 143-18-0

o

O

(

MW 320555

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OH I

HO-P=O

~ OHN~I

0) p NAME Sodium aminotris(methylenephosphonate) II OHRN 20592-85-2

0P HO shy

OH

MW 2990478

Enlarge Structure

hale I~----F-o-r-m-o-re-in-fo-r-m-a-t-io-n-a-b-o-u-t-t-hi-s-s-u-b-s-ta-n-c-e------1 N=~Information

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NAME Sodium silicate RN 1344-09-8

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0shyt

O=Si 0shy

MW 122063

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Na+

Na+

SNrell N8Yfgetlon

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NAME Boric acid dipotassium salt RN 1332-77-0

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NAME Potassium tallate No StructureRN 61790-44-1

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HO OH

j ~

HO

OH

J NAME Boric acid compd with 222middotnitrilotris (ethanol) OH ~N-

HO

RN 68413middot80middot9

MW 2110202

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f

NAME Butanedioic acid 2-(octen-1-yl)- potassium salt (1 2)

ti~middotmiddot

(gt

a

RN 58641-28-4

MW 304466

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H3C OH

NAME Alcohol [USP] RN 64-17-5

MW 460684

~nlarge Structur~

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H3C OH

NAME Alcohol [U5P] RN 64-17-5

MW 460684

Enlarge Structure

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0shy

IOp-o- cr3+

NAME Chromic phosphate I 0shyRN 7789-04-0

MW 146966

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NAME Monoammonium phosphate RN 7722-76-1

0 II

HO-P -0shyI

NW 4

OH

MW 115024

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HO OH Si NH2NAME Silanetriol 1-(3-aminopropyl)shy HO ~ ~

RN 58160-99-9

MW 13721

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Na+ o II

HO- p- 0shyNAME Disodium phosphate IRN 7558-79-4 0- Na+

MW 141958middot

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556121200 Cham_Uslnc Chemelall dalcrle 675 Centrol we 11_ PrrMdllf1C8 Union NJ 07974 POBOX 7 New PrrMdence NJ 079740007 9OB-464~900

26420000 Polishes and sanitation goods 325612 325612-Po1ish amp 01 Ssnitalion Gd MIg Ronald Felber Pesident

90 340 S130723000

016164399 0000000oo 016164399

PRIVATE COMPANY HEADQUARTERS 40697755 74408967

custservdnbcom To Lee SpielmannR2USEPAlUSEPA Karen

bull SeetlR2USEPAlUSEPA08132009 11 22 AM

cc

bcc

Subject CHEMETALL OAKITE INC DampB Business Information Report

The folloWing e-mail was sent to you by seetkarenepagov Personal Note

ampBhas more options to help you decide with confidence Learn more about DampB eroducts and services lis this an important decision ~ IUJlilIImil

Get more with DampBs Enhanced Comprehensive Report ~I bull Business failure and credit scores

Click here to provideI bull Context behind the scores Added industrY and Financial comDarisons feedback on this report

iiiiRi55i~iiiiiAii~1~-

ort on this business

J --1- )21 _II1tjjjj1 Wgll_~yg 1

Copyright 2009 bun amp Bradstreet - Provided under contract

for the exclusive use of subscriber 264750059L

ATTN Lee Spielmann Report Printed AUG 13 2009

========================~======~=================================

============== BUSINESS SUMMARY

==========~======================================================

==============

CHEMETALL OAKITE INC (SUBSIDIARY OF ROCKWOOD SPECIALTIES INC PRINCETON NJ) 675 Central Ave New Providence NJ 07974

This is a headquarters D-U-N-Sreg Number 93-771-2248 (subsidiary) location Branch (es) or division(s) exist DampB Rating

Mailing address PO Box 7

II I

New ~rovidence NJ07974

Web site wwwrockwoodspeciallI IIIIIIIIIIIIII

Telephone

Chief executive

Year started

Management control

Employs

Sales

History

SIC

Line of business

tiescom

908 464-6900

RON FELPER PRES

1987

2006

100 (65 here)

$100000000

CLEAR

5169

Whol corrosion preventative chemicals

III III

================================================================= ===============

SPECIAL EVENTS ================================================================ ==============

06142007 Business started 1987 Present control succeeded June 2006

================================================================= ==============

SUMMARY ANALYSIS ================================================================= ==============

DampB Rating

The blank rating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and

that further enquiry should be made before reaching a decision Some reasons for using a _II symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information

Below is an overview of the companys rating history since 061507

DampBRating Date Applied 061507

The Summary Analysis section reflects information in DampBs file as of August 102009

=================~======~==~==~=======================~==========

============== INVESTIGATIVE SERVICES

================================================================= ==============

Update available on request

This information is being provided to you immediately in the interest of speed This reportmay not reflect the current status of this business DampB can investigate this business and update the information based on the resulta of that investigation

By ordering a standard investigation the same day you order this report an updated report will be provided to you at no extra cost

=========~=======================================================

==============

CUSTOMER SERVICE ================================================================= ==============

If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you

~ (

are outside the us contact your local DampB office

Additional Decision Support Available

Additional DampB products monitoring services and specialized investigations are available to help you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcom

=================================================================

===== = = = === = = =

HISTORY ================================================================= ==============

The following information was reported 08182008

Officer(s) RON FELPER PRES

THE OFFICER(S)

Business started 1987 Present control succeeded June 2006 100 of capital stock is owned by the parent company

RON FELPER Work history is unknown

Business address has changed from 14826 Ne 95th St Redmond WA 98052 to 675 Central Ave New Providence NJ 07974

=~===============================================================

==============

CORPORATE FAMILY =====================c=========================================== ==============

The following global corporate family members are related to this busihess

Members are listed alphabetically first by company name then by country or us state then by city

Global Ultimate Rockwood Holdings Inc Princeton NJ 01-616-4399

Parent Rockwood Specialties Group Inc Princeton NJ 10-679-3433

Affiliates (US) Advantis Technologies Inc Alpharetta GA 93-189-6385 Alphagary Corporation Leominster MA 09-743-4484 Ceramtec North America Innovative Laurens SC 17-483-0034 Ceramic Engineering Corporation Chemetall Foote Corp Kings Mountain NC 00-232-9456 Chemical Specialties Inc Charlotte NC 04-297-3313 Pure Wafer Inc Prescott AZ 83-746-8321 Rockwood Pigments NA Inc Beltsville MD 04-754-7690 Southern Clay Products Inc Gonzales TX 04-166-1737

Affiliates (International) AlphaGary (Canada) Limited Stoney Creek CANADA 24-924-8626 Cs i Kemwood AB Helsingborg SWEDEN 35-401-6487middot ProCeram spolmiddot s ro Dolni Rychnov CZECH 49-516-1929

REPUBLIC

== = = == = == = == ==== = == = = = == = = ==== = ==== = = ==== = = ===-= = = = = === == == === =

==============

OPERATIONS ===================~==========~====================== ============

==============

08182008

Description Subsidiary of Rockwood Specialties Inc

Princeton NJ started 2000 which operates as a wholesaler

of chemicals or allied products Parent company owns 100

of capital stock

Wholesales corrosion preventative chemicals (100)

Terms are Net 30 days Has 600+ account(s) Sells to

aerospace industry Territory North and South America

Nonseasonal

Employees 100 which includes officer(s) 65 employed here

Facilities Leases premises in a single story brick building

Location Central business section on well traveled street

Branches This business has multiple branches detailed branchdivision information is available in

Dun amp Bradstreets linkage or family tree products

==============~==============~===================================

==============

SIC amp NAICS ================================================================= ==============

SIC Based on information in our file NAICS DampB has assigned this company an extended 8-digit SIC DampBs use of 424~90 Other Chemical and Alli~d

a-digit SICs enables us to be more Products Merchant specific to a companys operations Wholesalers than if we use the standard 4-digit code

51691001 Anti-corrosion products

=================================================~== ============

============== PAYMENT SUMMARY

==============~===========~=========================== ===========

===============

DampB has not received a sufficientsample of payment experiences to establish a PAYDEX score

DampB receives over 600 million payment experiences each year We enter these new and updated experiences intoDampB Reports as this information is received At this time none of those experi~nces relate to this company

=======================================================~==========

============== FINANCE

================================================================= ==-= = = == == === ==

06142007

On JUN 14 2007 Michael Lissandrello SIs Mgr deferred financial statement

Michael Lissandrello submitted the following partial estimates dated JUN 14 2007

Sales for 2006 were $100000000

As of June 14 2007 a search of Dun amp Bradstreets Public Record database found no open suits liens judgements or UCCs to which Chemetall Oakite Inc at 675 Central Ave New Providence NJ was named defendant or debtor Public records received hereafter will be entered into the database and will be included in reports which contain a Public Filings ~ection

==============================================~====== ===========

============== PUBLIC FILINGS

================~====~================================ ===========

==============

A check of DampBs public records database indicates that no filings were found for CHEMETALL OAKITE INC at 675 Central Ave New Providence NJ

DampBs extensive database of public record information is updated daily to ensure timely reporting of changes and additions It includes business-related suits liens judgments bankruptcies UCC financing statements and business registrations from every state and the District of Columbia as well as select filing types from Puerto Rico and the US Virgin Islands

DampBmiddotcollects public records throughmiddot a combination of court reporters third parties and direct electronic links with federal and local authori~ies Its database of US business-related filings is now the largest of its kind

===~====~========================================================

============== GOVERNMENT ACTIVITY

================================================================= ==============

Activity summary Borrower (DirGuar) NO Administrative debt NO Contractor YES Grantee NO Party excluded from federal program(s) NO

Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8(A) firm NA

The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other sources

Copyright 2009 Dun amp Bradstreet- Provided under contract

for the exclusive use of subscriber 264750059L

FULL DISPLAY COMPLETE

~ ~

396484BIR21523427615308tng emailhtm

-- -- - ~-

(I custservdnbeom To Lee SpielmannH2USEPAlUSEPA Karen

SeetlR2USEPAlUSEPA08112009 0314 PM cc

bec

Subject CHEMETALL US INC DampB Business Information Report

The following e-mail was sent to you by seetkarenepagov Personal Note

~--~amp8 has more oDtfcins tohelDvou decide with confidence Learn more about DampB products and services Is this an important decision ~~~~~

Get more with DampBs Enhanced Comprehensiye Report bull Business failure and credit scores

Click here to providebull Context behind the scores bull Added industrv and Financial comparisons feedback on this report

~~OC--~

f4fi1 Order reports on other businesses

Copyright 2009 Dun amp Bradstreet - Provided under contract

for the exclusive use of subscriber 264750059L

ATTN Lee Spielmann Report Printed AUG 11 2009

In Date

=====================~===========================================

============== BUSINESS SUMMARY

===============================~====================== ===========

==============

CHEMETALL US INC (SUBSIDIARY OF ROCKWOOD HOLDINGS INC PRINCETON NJ) CHEMETALL OAKITE 675 Central Ave New Providence NJ 07974

This is a headquarters I D-U~N-S Number 55-612-1200 (subsidiary) location IBranch (es) or division(s) exist I DampB Rating

Mailing address PO Box 7 IIINew Providence NJ

07974 DampB PAYDEXreg

1 12-Month DampB 74 Web site wwwchemetallcom I PAYDEX

I

Telephone 908 464-6900 I When weighted by dollar amount

f paYments to suppliers average 9 days Chief executive RONALD FELBER I beyond terms

I

PRES-CEO II Based on trade collected

over last Year started 1909 I 12 months

Management control

Employs

Financial statement date

Sales F

Net worth

History

Financing

Financial condition

SIC

Line of business

2004

340 (90 here)

DEC 31 2008

$130723000

(106438000)

CLEAR

SECURED

UNBALANCED

2842 2899 2851

Mfg polishsanitation gd mfg chemical preparation

IIIIIIIII

=======================================================~========

==============

SUMMARY ANALYSIS ================================================================= ==============

DampB Rating

The Rating was changed on April 17 2009 because of DampB I S overall assessment of the companys financial payment and history information The blankrating symbol should not be interpreted as indicating that credit should be denied It simply means that the information available to DampB does not permit us to classify the company within our rating key and that further enquiry should be made before reaching a decision Some reasons for using a II_II

symbol include deficit net worth bankruptcy proceedings insufficient payment information or incomplete history information

Below is an overview of the companys rating history since 060707

DampB Rating Date Applied 041709

1R4 030209 1R3 101408 4A3 072408 4A2 060707

The Summary Analysis section reflects information in DampBs file as of August 10 2009

====================~=====================~======================

============== CUSTOMER SERVrCE

================================================~===== ===========

==============

If you have questions about this report please call our Customer Resource Center at 18002343867 from anywhere within the US If you are outside the US contact your local DampB office

Additional Decision Support Available

Additional DampB products monitoring services and specialized

investigations are available tomiddothelp you evaluate this company or its industry Call Dun amp Bradstreets Customer Resource Center at 18002343867 from anywhere within the us or visit our website at wwwdnbcommiddot

================================================================= ==============

HISTORY ====~=========================~=====~================= =========== ==============

The following information was reported 07142009

Officer(s) RONALD FELBER PRES-CEO PHILIP E KELLY VICE PRESIDENT GREGORY V POFF VICE PRESIDENT

DIRECTOR (S) THE OFFICER(S)

The Delaware Secretary of States business registrations file showed that Oakite Products Inc was registered as a corporation on December 19 1991

Business started 1909 by David C Ball George W Oakley and Daniel C Smith Present control succeeded 2004 100 of capital stock is owned by parent company

RONALD FELBER born 1951 1989~present active here 1985-1989 employed with Avon Products Inc New York NY Graduated from Georgetown University in 1973 with a BS degree Also received MA degree from Loyola University in 1985

PHILP E KELLY born 1948 1972-present active here Graduated from University of Dayton in 1970 with a BS Degree Also received MBA Degree from Seton Hall University in 1978

GREGORY V POFF born 1948 1970-present active here Graduated from Catawba College in 1970 with a BA degree Also received MBA from Pace University in

1982

==========================~========================~=============

==============

CORPORATE FAMILY ================================================================= ==============

The following global corporate family members are related to this business Members are listed alphabetically first by company name then by country or US state then by city

Parent Rockwood Holdings Inc Princeton NJ 01-616-4399

Subsidiaries (International) Cheme~allCanada Limited Brampton CANADA 20-036-7514 Chemetall Mexicana SA de CV El Marques MEXICO 81-232-9050

Branches (US) Chemetall Us Inc La Mirada CA 15-886-0572 Chemetall Us Inc Romulus MI 00-515-7698

Affiliates (US) Chemetall Chemical Products Inc New Providence NJ 82-485-0580 Chemetall Oakite La Mirada - Plant La Mirada CA 61- 036 -9832middot Mineral Research and Development Charlotte NC 61-036-9477 Rockwood Holding Company Chicago IL 78-166-9635 Rockwood Specialties Consolidated Inc Princeton NJ 03-845-1386 Rockwood Specialties Group Inc Princeton NJ 10-679-3433 SachtlebenCorporation White Plains NY

95-666-4114 Viance LLC Charlotte NC 79-544-7346

Affiliates (International) Sachtleben Pigments Oy Helsinki FINLAND 54-023-5819

================================================================ ==============

OPERATIONS ==========~========================================== ============

==============

07142009

Description Subsidiary of Rockwood Holdings Inc Princeton NJ

As noted the parent company is Rockwood Holdings Inc

DUNS 01-616-4399 and reference is made to that report

for background information on the parent company and its

management

Manufactures specialty cleaning polishing or sanitation

preparations and sanitation preparations disinfectants or

deodorants Manufactures chemical preparations

specializing in metal treating compounds rust resisting

compounds and water treating compounds Manufactures

paints varnishes lacquers enamels or allied products

and paint removers

Has 10000 account(s) Terms are Net 30 days Sells to

industrial concerns Territory United States Mexico

Brazil and Canada

Nonseasonal

Employees 340 which includes officer(s) and 2 part-time 90 employed

here

Facilities Rents 37000 sq ft ina one story brick building

Location Suburban business section on well traveled street

Branche~ This business has multiple branches detailed branchdivision information is available in

Dun amp Bradstreets linkage or family tree products

Subsidiaries This business has 2 subsidiaries listed below

The extent of ownership where known is shown in

parenthesis following company name

Oakite Canada Limited Bramalea Ontario Canada (100)

Manufactures chemical specialty products Intercompany

relations reported by management to consist of

merchandise and service transactions cleared as scheduled

Chemetall Mexicana Monteray Mexico (100) Manufactures

chemical specialty products

=================================================~===============

==============

SIC amp NAICS ===========~===============~=================================~===

==============

SIC Based on information in our file NAICS DampB has assigned this company an extended a-digit SIC DampBs use of 325612 Polish and Other a-digit SICs enables us to be more Sanitation Good specific to a companys operations Manufacturing than if we use the standard 325612 Polish and Other 4-digit code Sanitation Good

middot 28420000 Polishes and sanitation Miscellaneous

goods and 28420400 Sanitation Manufacturing

preparations Miscellaneous

disinfectants and and

deodorants Manufacturing 28999931 Metal treating compounds Miscellaneous 28999942 Rust resistirtg compounds and

28999948 Water treat~ng compounds Manufacturing 28510000middot Paints and allied Coating

products middot28510401 Paint removers Coating

325998

325998

325998

325510

325510

Manufacturing All Other

Chemical Product

preparation

All Other

Chemical PrOduct

Preparation

All Other

Chemical Product

Preparation

Paint and

Manufacturing Paint and

Manufacturing

================================================================= ==============

DampB PAYDEX ================================================================= ==============

The DampB PAYDEX is a unique dollar weighted indicator of payment performance based on up to 157 payment experiences as reported to DampB by trade references

3-Month DampB PAYDEX 75 I 12-Month DampB PAYDEX 74 I

When weighted by dollar amount I When weighted by dollar amount payments to suppliers average average 9 days beyond terms

Based on trade collected over collected over last months

8 days I payments to suppliers

last 3

I beyond terms II Based on trade

I 12 months

================================================================= ==============

PAYMENT SUMMARY ================================================================= ==============

The Payment Summary section reflects payment information in DampBs file as of the date of this report

Below is an overview of the companys dollar-weighted payments segmented by its suppliers primary industries

Mfg electric test prd 1 35000 35000 100

OTHER INDUSTRIES 101 283550 20000 73 22 4 - 1

Other payment categories Cash experiences 7 750 250 Payment record unknown 0 Omiddot 0 Unfavorable commeJlts 1 1000 1000

Placed for collections With DampB 1 7500 Other 0 NA

===== ============== ========== Total in DampBs file 157 3017350 900000

The highest Now Owes on file is $750000

The highest Past Due on file is $10000

Dun amp Bradstreet has 157 payment experiences in its file for this company For your convenience we have displayed 80 representative experiences in the PAYMENTS section

====~============================================================

==============

PAYMENT DETAILS ================================================================= ==============

Detailed payment history

Date Paying High Now Past Selling Last Salemiddot Reported Record Credit Owes Due Terms Within

(rhmyy) ($) ($) ($) (months)

0709 Ppt 50 0 1 mo

Ppt 2500 0 1 mo

Ppt 200 i OOO 100000 2500 N60 1 mo

Ppt 200000 100000 0

----------------

0508 Ppt-Slow 30 20000 10000 deg N30 1 rno 0707 (08 0) 7500

Placed for collection

Accounts are sometimes placed for collection everi though the existence or amount of the debt is disputed

Payment experiences reflect how bills are met in relation to the terms granted In some instances payment beyond terms can be the result of disputesmiddot over merchandise skipped invoices etc

Each experience shown is from a separate supplier Updated trade experiences replace those previously reported

================================================================= ==============

FNANCE ================================================================= ==============

04172009

Three-year statement comparative

Fiscal Fiscal Fiscal

Dec 31 2005 Dec 31 2006 Dec 31 2008

Current Assets 53345000 33854000 34348000 Current Liabs 16314000 11173000 18594000 Current Ratio 327 303 1 85 Working Capital 37031000 22681000 15754000 Other Assets 9824000 15582000 124757000 Net Worth 38515000 28063000

1304000 Sales 79763000 86130000 130723000 Long Term Liab 8340000 10200000 139207000 Net Profit (Loss) 1105000 8689000 490000

Fiscal statement dated DEC 31 2008

Assets j Liabilities I -----------shy1

Other Curr Assets 343-480001 Other Curr Liabs 18594000

---------------1 Curr Assets 343480001 Curr Liabs 18594000

I Fixt amp Equip 110620001 Pension Reserves 7990000 Goodwill-Net 252040001 Other Liabilities 129932000 other Intangible 825380001 LT Liab-Other 1285000 Assets-Net TOTAL EQUITY 1304000 Deferred Income 2680001 Taxes I Other Assets 56850001

---------------11

Total Assets 1591050001 Total 159105000

From JAN 01 2008 to DEC 31 2008 annual sales $130723000 cost of goods soldmiddot $69475000 Gross profit $61248000 operating expenses $48302000 Operating income $i2946OOO other expenses $11971bOOi net income before taxes $975000 Federal income tax $485000 Net income $490000

Submitted MAR 31 2009 by Ronald Felber pres-ceo Prepared from books without audit

On April 17~ 2009 themiddotfinancial information was updated

================================================================= ==============

KEY BUSINESS RATIOS ================================================================= ==============

Statement date DEC 31 2008 Based on this number of establishments 28

Firm IIndustry Median I---~------------

Return of Sales 04 IReturn of Sales 11 Current Ratio middot18 ICurrent Ratio 21 Assets Sales 1217 IAssets Sales 575 Total Liability Net Worth 9999 ITotal Liability Net Worth 83 7

================================================================= ==============

PUBLIC FILINGS ================================================================= ==============

The following Public Filing data is for information purposes only and is not the official record Certified copies can only be obtained from the official source

================================================================= ==============

UCC FILINGS =~==================================================== ===========

==============

Collateral All Assets Type Original

-----------------------------------------------------------------

Sec party THROUGH ITS

ADMINISTRATIVE AGENT

Debtor Filing number Filed with DOVER DE

Date filed Latest Info Received

Collateral General

Leased Equipment

Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ

Date filed Latest Info Received

Collateral

Type Sec party LAUREL NJ Debtor Filing number Filed with TRENTON NJ

Date filed Latest Info Received

CREDIT SUISSE FIRST BOSTON ACTING

CAYMAN ISLANDS BRANCH AS

NEW YORK NY OAKITE PRODUCTS INC 4216854 2 SECRETARY OF STATEUCC DIVISION

08022004 08262004

Accounts receivable and proceeds shy

intangibless) and proceeds shy

and proceeds Original CANON FINANCIAL SERVICES MOUNT

OAKITE PRODUCTS INC 23913509 SECRETARY OF STATEUCC DIVISION

11302006 12272006

Leased Assets - Leased Business machineryequipment Original CANON FINANCIAL SERVICES INC MT

OAKITE PRODUCTS INC 21685842 SECRETARY OF STATEUCC DIVISION

07112003 07292003

Type Continuation Sec party CREDIT SUISSE (FKA CREDIT SUISSEmiddot FIRST

BOSTON) ACTING THROUGH ITS CAYMAN ISLA NEW

YORK NY Debtor CHEMETALL CORPORATION Filing number 2009 0642311 Filed with SECRETARY OF STATEUCC DIVISION DOVER DE

Date filed 02272009 Latest Info Receiv~d 05122009 Original UCC filed date 08022004 Original filing no 4216861 7

The public record items contained in this report may have been paid termirtated vacated or released prior to the date this report was printe~

=======~===============================================~======== ==============

GOVERNMENT ACTIVITY =====================================================~ ===========

==============

Activity summary Borrower (DirGuar) NO Administrative debt YES Contractor YES Grantee NO Party excluded from federal program(s) NO

Possible candidate for socio-economic program consideration Labor surplus area YES (2009) Small Business NA 8 (A) firm NA

The details provided in the Government Activity section are as reported to Dun amp Bradstreet by the federal government and other- sources

----7-------shyCopyright 2009 Dun amp Bradstreet - Provided under

contract I

for the exclusive use of subsCriber 264750059L

FULL DISPLAY COMPLETE

~ 396484BIRHQ2156 3427456432lng emailhIm

dmiddotmiddotmiddotmiddotmiddotto Chemetall

~

ICompany Overview

Chemetall is a global company committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry eg lithium and cesium compounds

Chemetalls businesses historically emerged from the combination of expertise in chemistry and metallurgy which is still mirrored in the companys name Chemetall mainly sells customised packages of products and services ranging from consultation via development through to the operation of entire plants at the customers site - for instance car body pre-treatment in the automotive industry

The companys product portfolio is based on continuous research and development of leading edge technologies High perfOrming products combined with Chemetalls dedication to providing the best technical service and support to its customers have over the decades established excellent market positions in its fields of activity

Chemetall GmbH is headquartered in Frankfurt am Main It is the centre of a worldwide network of some 40 subsidiaries in Europe North and South America Asia Australia and Africa Most of these companies operate their own production sites and many also have their own development laboratories A largely decentralised organisation ensures that each local company can respond quickly and flexibly to the customers needs in its markets whilst at the same time being able to draw on the specialist resources within the Group In this way Chemetall combines the strength of a global supplier with the flexibility and customer focus of a medium-size company

Since August 1st 2004 Chemetall has been part of middotRockwood Holdings Inc

~II ~II

httpwwwchemetaIIcomindexjspjsessionid=D1E2B97C5F308BBEFA7790E98D334D 8112009

202009

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I News

I 2009 I zoosl 2007

2009

May 272009 Significant savings achieved with the change from zinc-phosphating pretreatment to Oxsllanreg technology Opel Replaces its Metal Pretreatment System Adam Opel GmbH in Kaiserslautem Germany is an important more

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April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more

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April 21 2009 Sustainable and cost-efficient metal pretreatment Silane technology replaces former zinc phosphating process Sustainable and cost-efficient metal pretreatment FahrzeugweiX more

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February OS 2009 Chemetall Aerospace Technologies has successfully integrated the NOT business of Ely Chemical Company Ltd We are proud to inform our customers around the world that Chemetall has effectively transferred and more

~h~~gPASq~~~~JJetoChemetall~ aiiiiilry f 2009 tile neW legal entity name for ChemetallmiddotOakite will be

cCflemetalltJS Inc more

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January 20 2009 Chemetall Oakite changed its name to Chemetall

Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc more

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2008

August 01 2008 Chemetall acquires Nalco Finishing Technologies Rockwood Holdings Inc Chemetall-Group has acquired Nalcos Finishing Technologies (FT) businessnull more

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July 31 2008 Chemetall announces global price increases Chemetall is currently increasing prices within a range of 5 to 20 percent or implementing and adjusting more

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httpwwwchemetallcomindexjspcontent=newsjspnewsDat=pressreleases_sortbyyear 81112009

2007

----------------- -r - ------1 ------------- c- - --r

April 01 2008 Chemetall acquires NOT Business of Ely Chemical Company Ltd Chemetall GmbH FrankfurtM via its UK subsidiary has acquired the NOT business of the UK basednull more

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March 29 2007 Chemetall Signs Distribution Agreement with Advanced Chemistry amp Technology Inc Chemetall Aerospace Technologies announced that it has signed an exclusive sales and distribution agreement more

~II

February 212007 Chemetall Acquires the Chemical Division Business of Wirral Fospray Chemetall PLC has announced the acquisition of the chemical division business from Wirral Fospray Limited more

~JI

January 22 2007 Rockwood Appoints M~nlka Engel-Bader President ofChemetal Rockwood Holdings Inc (NYSEROC) has announced that Dr Monika EngelshyBader has been appointed tonull more=

~II

httpwwwchemetallcomindexispcontent=newsi SpnewsDat=pressreleases sortbyyear 8112009

kindof activity Production fields of activity Lithium

~II ~IJ

~ Chemetall US Inc

Country United States Streetaddress 13177 Huron River Drive ZIP MI 48174 City Romulus Phone +1-734-941 3800 Fax +1-734-941-5524 kind of activity Productionmiddot fields of activity Surface Treatment MapMgQ

~I =11

IIsectsectsect Chemetall US Inc

Country United States Streetaddress 16961 Knott Ave ZIP CA 90638 City La Mirada Phone +1800-331-1197 Fax +1 714a70-6480 kind of activity Sales Production fields of activity Surface Treatment Map Mm

~J ~IJ

~ Chemetall US Inc

Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-464-6900 Fax +1908-464-5571 kind of activity Headoffice $ales Production fields of activity Surface Treatment Direct Contact Email oakiteproductschemetaILcom Map Map

~I ~II

httpwwwchemetallcomindexjspcontent=contact choice1jspid=United Statesampconti 81112009

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America ~ United Stetes 1lW

Chemetall Foote Corp

Country United States Streetaddress 348 Holiday Inn prive ZIP NC 28086 City Kings Mountain Phone +1-704-739 2501 Fax +1-704-734 0208 kind of activity Headoffice Sales Production fields of actvity Lithium Direct Contact Email footelithiumchemetallcom Map Map

~ II

~ Chemetall Foote Corp

Country United States Streetaddress 675 Central Avenue ZIP NJ 07974 City New Providence Phone +1-908-665-9466 Fax +1-908-665-8543 kind of activity Headoffice Sales fields of activity Special metals MapM~

~II ~11

~ Chemetall Foote Corp

Country United States Streetaddress 856 Foote Lane

ZIP TN 37134 City New Johnsonville Phone +1-931-535 3401 Fax +1-931-535 3404 kind of activity Production fields of activity Lithium Map Map

~IJ ~IJ

~ Chemetall Foote Corp

Country United States Streetaddress Hwy 265 ZIP NV 89047 City Silver Peak Phone +1-775-937-2222 Fax +1-775-937-2250

httpwwwchemetallcomindexj spcontent=contact_choice 1jspid=UnitedStatesampconti 8112009

~aa -rlte_middot~ bull Chemetall

II~metaIIOakl~ changeditsnClme tOlhemetall

Effective January 1 2009 the new legal entity name for Chemetall Oakite will be Chemetall US Inc doing business as Chemetall The same applies to the Canadian subsidiary whose official name will be Chemetall Canada Limited

middotCustomers around the world link Chemetall with quality innovation and extraordinary technical services says Joris Merckx President Surface Treatment at Chemetall middotOne consistent name of our all our subsidiaries will strengthen our corporate brand and with it our image he commented

No changes Will be made to the Mexican and Brazilian entities as these countries already operate their business under the name of Chemetall

About Chemeta

Chemetall a company of Rockwood Holdings Inc (NYSE ROC) is one of the leading global companies committed to specialty chemistry The Groups activities focus on products and processes for the chemical treatment of metal surfaces and plastics as well as selected fields of fine chemistry including lithium and cesium compounds

Contact Sandra Zirm Phone +496971653605 Mall sandrazirmchemetallcom

~I ~II

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