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CALAFCO University Course WATER DETERMINATIONS: Friday, January 18, 2008 10:00 am to 3:00 pm CALAFCO Offices, Sacramento Robert Shibatani Consulting Hydrologist Water Industry Advisor PBS&J

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Page 1: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

CALAFCO University CourseWATER DETERMINATIONS:

Friday, January 18, 200810:00 am to 3:00 pm

CALAFCO Offices, Sacramento

Robert ShibataniConsulting HydrologistWater Industry Advisor

PBS&J

Page 2: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

Session Topic: Sources of Information

What are the fundamental waterinformation requirements for LAFCOs?

• Water needs• Water entitlements (supplies)• Water facilities• Water distribution• Water quality

Page 3: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

Sources of Information

What are the key issues related to water? • Demands • Availability• Capacity• Quality

Page 4: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

Sources of InformationWater Demands

• Urban Water Management Plans• Water Supply Assessments• Contractual Agreements (e.g., CVP water

contracts)• Rate Study Reports• Water Conservation Plans• Drought Contingency Plans• Groundwater Management Plans• General Plans

Page 5: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

Sources of InformationDemand Calculations

• What is the timeframe?– Current vs Projected levels of demand

• Basis for demand calculation– Population based – gal. per capita/day– Dwelling units – gal. per DU/day

• When was the analysis done?• Is conservation factored in? • Is the differential between interior and landscape

demand reasonable?• What are the real and apparent losses?

Page 6: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

Sources of Information

Water Availability

• Water right permit• Water contract • Transfer/exchange

agreement

• Safe/firm yield• Operational

constraints• Timing constraints• Institutional/regulatory

constraints• Seasonal hydrology

Page 7: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

Sources of InformationYou should look at:

• Quantity• Point of Diversion• Diversion restrictions

– Water-year availability– Season of diversion– Flow rate maximum– Requirements for bypass

• Place of Authorized Use• Authorized uses• Term of authorization

Page 8: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

Sources of InformationCapacity

• Capital Improvement Project (CIP) Plans• Federal/State facility information• Corps of Engineers – operating rules• Water purveyor diversion/delivery records• Water purveyor – Water Master Plans or Water

facilities Master Plans• Water Distribution System Plans• USGS stream gauging data

Page 9: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

Sources of InformationWater Quality

• U.S. EPA – Water Quality Reports

• Regional Water Quality Control Boards– Surface Water Ambient Monitoring Program reports

• California Department of Public Health– Field Operations Branch – operating permits, Source

Water Assessments– Monitoring and Evaluation Unit – reports on

laboratory results from public water systems

Page 10: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

Sources of InformationOn-line Databases

• U.S. Bureau of Reclamation– Central Valley Operations

Office (CVO)• California Data Exchange

Center (CDEC)• State Water Resources Control

Board– eWRIMS

• California Department of Water Resources– water quality and groundwater

wells

Page 11: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

Session Topic: Plans for Providing Services

• Essential Water Elements– Water Supply– Storage– Raw water

conveyance infrastructure

– Treatment capability and capacity

– Treated water delivery capability and capacity

Page 12: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

Water Supply - Allocations• Limitations on water

entitlements?– Shortage provisions

on federal/State contracts

– Regulatory– Institutional– Groundwater– Recycled water

Page 13: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

Shortage Provisions

Annual Shortage based on Water-Year

Example: Federal water “cutback”CVP M&I contract: 100,000 AFA• February – 100% of normal• March – 90% of normal • April – 75% of normalDelivered quantity: 75,000 AFA

Page 14: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

Shortage Provisions

Annual Shortage based on Water-Year

Example: Federal water “cutback”CVP AG contract: 100,000 AFA• February – 100% of normal• March – 50% of normal • April – 10% of normalDelivered quantity: 10,000 AFA

Page 15: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

Regulatory

Water Rights – Terms and conditions

Example: Required “minimum flows”• Water Right – 100 cfs (year round)• Fish Bypass flows – 25 cfs (May-June)• Fish Bypass flows – 35 cfs (July-Aug)

Page 16: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

Regulatory

Water Rights – Terms and conditions

Example: Water Right subject to Term 91Water right – 75 cfs (year round)Dry-Year – Delta water quality requires

additional upstream releases – Balanced Conditions

Allowed diversion – 0 cfs

Page 17: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

Regulatory

Water Rights – Terms and conditions

Example: Beneficial UseWater Right – 500 cfs (year round)Permit Condition states:• Consumptive Uses – 100 cfs• Hydropower – 300 cfs• Instream fish flows – 100 cfs

Page 18: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

InstitutionalThird Party Agreements

Example: Sacramento Suburban Water District (Water Forum Agreement)

Surface water purchase – 29,000 AFAWet-year diversion – 29,000 AFADry-year – 0 AFAReturn to full groundwater pumping

Page 19: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

InstitutionalWater Exchange

Example: Is it “Paper” or “Wet” water?• Agency acquires a new federal water

contract• Has no physical means of diverting it• Enters into an exchange agreement with

another purveyor – who can provide that diversion and/or delivery capability

Page 20: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

InstitutionalWater Exchange

Example: Exchange is contingent upon:• Agreement for shared facilities (e.g., financing

agreement)• SWRCB approval of an expanded Place of Use

(e.g., protest petitions perhaps still pending)• Federal approval (USBR) to use federal facility

(e.g., NEPA compliance not yet completed)

Page 21: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

InstitutionalWater Transfer

Example: Metropolitan Water District• Anticipated WY 2008 shortages – Colorado

River• Seeking one-year transfer – up to 200,000 AF• From YCWA -Lower Yuba Accord• Lower Yuba Accord – pending before SWRCB• California Environmental Water Account (EWA)

Page 22: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

Groundwater

What important questions must be answered?

• How much groundwater is available?• What is its quality?• Are there seasonal constraints?• Are institutional agreements in place?• Do we know the sustained yield?

Page 23: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

GroundwaterExample: Groundwater Supply• Water agency is wholly on groundwater• Groundwater levels dropping• Centered over a “cone of depression”• Concomitant reduction in historic

groundwater quality• Would this be considered an appropriate

supply?

Page 24: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

GroundwaterExample: Groundwater Banking• Water agency stores surface water in

ground in wet-years• Reverts to pumping (in dry-years)• Is the ratio of input to withdrawal 1:1?• How much can the agency rely on banked

water as a “firm yield” supply?• Are there water quality trade-offs?

Page 25: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

Recycled Water

What important questions must be answered?

• How much recycled water is available?• How effectively can it offset current

potable uses?• What is the timeline to have recycled

water on-line?

Page 26: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

Water Storage

Example: Reservoir Capacity – Joint Flood Control Operations

• Total capacity: 1,000,000 AF• Flood storage (empty space): 500,000 AF• Flood season: November – April• WY 2008 – April EOM storage 490,000 AF• If refill is limited – Summer storage will

start around 500,000 AF

Page 27: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

Raw Water ConveyanceTypes of raw water

conveyance• Rivers• Canals (lined and

unlined)• PipelinesMethods of conveyance• Gravity• Pumping

Page 28: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

Raw Water ConveyanceEfficiency Factors

• Losses– Evaporation– Seepage– Leakage– Unlawful diversions– Channel/canal failures

Page 29: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

Raw Water Conveyance• Example: Losses in Open

Conduits/Canals - Lower Cascade Canal losses (Nevada County)

• Rated Capacity: 45 cfs• Safe Capacity: 40 cfs• Summer losses: 12 cfs (head to terminus)• Delivered to the WTP – 28 cfs

Page 30: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

Raw Water Conveyance• Example: Canal Integrity – Linear aged ditch

system

• Frequent failures• Linearity – no redundancy• Delivery obligation at risk

Should a new area be approved for annexation which is to be served by this infrastructure?

Page 31: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

Raw Water ConveyanceExample: Method of conveyance – GDPUD

Auburn Pump Station

• New supply potential – 25 cfs• River elevation – 500 ft msl • Proposed WTP elevation – 2,000 ft msl

Can the purveyor “feasibly” pump water up 1,500 vertical feet?

Page 32: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

Water TreatmentExample: Existing and planned WTP

capacity important

• Existing WTP capacity – 60 mgd• Currently operated – 40 mgd • Projected demands over the next 20-years

will increase 40 mgd

Should the project be approved based on this current capacity?

Page 33: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

Water TreatmentExample: Plant sizing and location

• Existing WTP – surrounded by development• No opportunities for expansion within existing

“footprint”• Increased capacity acquired only through a new

alternative WTP

Should a project relying on treated water from this WTP be approved?

Page 34: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

Water TreatmentExample: Water quality issues at WTP due to aging

system

• Existing WTP – treatment train is old – has encountered continual problems

• May even be under a current DHOS cease and desist order

• Increasingly restrictive drinking water regulations make current infrastructure - obsolete

• Financing – proving difficult for improvements

Should a project relying on treated water from this WTP be approved?

Page 35: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

Plans for Providing ServicesGeneral Rules – Considerations

• Obtain all information from service provider

• Set-up your checklist –based on sequential activities– Supply/Storage– Conveyance– Treatment– Distribution

• Apply the service principles:– Demands– Availability– Capacity

Key Issues to Keep in Mind

Water entitlements useless –unless they can be implemented

Moving water from point A to point B – one of the most challenging water resource issues in California

All systems have capacity limitations

Page 36: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

Session Topic: Terms and Conditions

• Assurances• Information accuracy• Reliance on data

provided• Conditioning of

Approvals• Liability

Page 37: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

What form of assurance is appropriate?

• Verbal commitment• “Will serve” letter• Development

Agreement• Others?

Page 38: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

Options for Water Supply and Infrastructure Verification

• Accept as is…• Request explanation and

discussion• Defer to published

information• Perform internal

assessment• Seek third party review • Who should fund these

verifications?

Page 39: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

Are determinations perpetual?

• Are LAFCo determinations unchangeable?• What happens if:

– Water supply availability was over-estimated?– Water delivery proves unreliable?– Changes in federal/State regulations?– Current project shown to adversely affect

historic customers (e.g., WQ, reduced reliability)?

– Financing for required CIPs are delayed?

Page 40: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

Can LAFCOs Condition Approvals?

• Could a LAFCO:– Require periodic monitoring and reporting?– Review established milestones – to re-verify facts?– Include Re-Opener clauses in agreements?– Amend certain Terms and Conditions of

Determinations?– Seek mitigative remedies?– Thereby: adopt Adaptive Management principles in

the discharge of duties under CKH?

Page 41: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

Possible Liability Concerns• Who bears the burden of liability if:

– Water supply information used in LAFCO determination inadvertently omitted important data?

– New information proves a previous LAFCo determination inaccurate?

– It is shown that an approved delivery (through annexation) could trigger adverse effectsunder federal law (e.g., Endangered Species Act)

Page 42: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

Liability Concerns (cont.)– It is shown that an approved delivery (through

annexation) could trigger adverse effects to other existing residents?

– Project timing is delayed because certain approvals have not been secured by the water purveyor?

– Conveyance failure occurs?– Development project has to de-mobilize?

Page 43: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

What is the Preferred Strategy?

• How far do you “burrow” into the data?• How extensive should your analysis be?• How robust are your conclusions?

• Constrained by available staff resources/funding

• Constrained by time availability

Page 44: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

Consider the “Range” ConceptRisk Assessment• How confident are we

with the data?• Data track record?• Data gaps?• Have we answered the

uncertainties?• Local history?• Environmental baseline?• How volatile is the

project?• Politically supported?

Page 45: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

Session Topic:Water Entitlements

• Defined: any recognized water holding– Surface water right– Federal water

contract (Ag or M&I)– State water contract– Groundwater– Recycled/Reclaimed

Page 46: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

Case StudyBackground Facts• Rapidly growing city in South Delta - California• Two major purveyors provide water service

relying on:• Delta inflows• Sierra Nevada runoff• CVP contracts/SWP contracts and upstream or

headwater basin water rights• Both service areas – include many “islands”• Groundwater quality is poor

Page 47: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

Case StudyReliability of Supply

• Current conditions• Past conditions• Restrictions• Constraints• Future projections• Can we assure

ourselves of a safe-yield, long-term estimate of water availability?

Page 48: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

Levee Failures

Page 49: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

Groundwater Well Depths

Page 50: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

Water Quality in Delta

1930 1940 1950 1960 1970 1980 1990 2000

Chan

ge in

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(mov

emen

t ups

tream

, km)

-5

0

5

10

15

20

Compared to pre-dam conditions (1930-1943)Compared to estimated unimpaired flow condition

The Bay InstituteBay-Delt Plan Periodic Review Issue: Delta OutflowJanuary 12, 2005

Page 51: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

In-Delta Fisheries Abundance

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r Traw

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)

0

2000

4000

6000

4000080000

1965 1970 1975 1980 1985 1990 1995 2000 20050

50010001500

800016000

Delta smelt

Longfin smelt

Striped bass

Page 52: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

Climate Change Effects

Page 53: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

Seasonal Runoff Patterns Changing

Page 54: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

Recent Dry Years

Page 55: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

Delta/CVP Rules Changing

• Changing Rules for CVP/SWP and Delta Operations– Long-term prescriptions?– Exports– In-Delta standards– COA – Term 91 (balanced

conditions)– Accommodations for

flood control

Page 56: CALAFCO University Course · Water Treatment Example: Water quality issues at WTP due to aging system • Existing WTP – treatment train is old – has encountered continual problems

Open Discussion

• How would you proceed?

• What information would you seek?

• What concerns, if any, would you have?