callcredit's fraud summit 2016 - anti-money laundering stream
TRANSCRIPT
MONEY LAUNDERING PREVENTION & REGULATORY COMPLIANCE
#FraudSummit10
WIFI LOGIN DETAILS: IET - GUEST
@Callcredit#FraudSummit10
AGENDAMONEY LAUNDERING PREVENTION & REGULATORY COMPLIANCE
16:00 OPENING REMARKSJOHN CANNONCommercial Director - Fraud & IDCallcredit Information Group
16:05STEVEN BARKERPartnerRIAA Barker Gillette (UK) LLP
16:20SAMANTHA SHEENAML Director - EuropeACAMS
16:35TINA BLOCKSIDGE Nominated Officer Lloyds Banking Group
16:50 CLOSING REMARKS & Q&AJOHN CANNONCommercial Director - Fraud & IDCallcredit Information Group
17:00 NETWORKING DRINKS, FOOD & ENTERTAINMENT19:00 ENDS
Commercial DirectorCallcredit Information Group
JOHN CANNONOPENING REMARKS
PartnerRIAA Barker Gillette (UK) LLP
STEVEN BARKER
RIAA Barker Gillette (UK) LLP
INTERNATIONAL LEGAL SERVICES
UNITED KINGDOM | UNITED STATES OF AMERICA | UNITED ARAB EMIRATES
PAKISTAN | AFGHANISTAN | CHINA | IRAN
www.riaabarkergillette.com
Presentation notes
Presentation notes available for download from:www.riaabarkergillette.com/uk/the-future-of-digital-identity/
Any queries, please contact:Penny Dewar
020 7299 6927
Working in the regulated sector
A quick guide to our AML obligations The legal framework Our principal obligations KYC/CDD Ongoing monitoring Making a SAR Keeping compliant
International Legal Services
United Kingdom | United States of America | United Arab Emirates
Pakistan | Afghanistan | China | Iran
www.riaabarkergillette.com
AML Director - EuropeACAMS
SAMANTHA SHEEN
The European Compliance Landscape“ITERATIVE”
1. Risk in the Round2. The Customer Experience3. The “E’s”4. The Risk of Unintended Consequences5. The Three Lines of Defence
1. RISK IN THE ROUND
On-board
BAU
Exit
“Risk in the Round” approach juxtaposed against “technicalities” of CDD.
2. COMPLIANCE AND THE CUSTOMER EXPERIENCE
3. It’s ALL ABOUT THE “E’s”E-VERIFICATION, E-SIGNATURES AND E-CERTIFICATION
4. THE RISK OF UNINTENDED CONSEQUENCES
VS.
5. The 3 LINES OF DEFENCE
Nominated OfficerLloyds Banking Group
TINA BLOCKSIDGE
Q&A PANEL SESSIONPanellists:
Samantha SheenAML Director
ACAMSTina Blocksidge Nominated Officer
Lloyds Banking Group
Steven BarkerPartner
RIAA Barker Gillette (UK) LLP
NETWORKING DRINKS, FOOD & ENTERTAINMENT
Johnson Roof Terrace
#FraudSummit10