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Can we teach critical appraisal ‘the GATE approach’ Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

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Page 1: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

Can we teach critical appraisal

‘the GATE approach’

Rod Jackson

University of Auckland, NZ

September 2010

in 30 minutes!

Page 2: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!
Page 3: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

GATE: a Graphic Appraisal Tool for Epidemiology

1 picture, 2 formulas &

3 acronyms

Page 4: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!
Page 5: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

A picture: the GATE frame

the shape of every epidemiological study

©

Page 6: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

Participants

Exposure Group Comparison Group

OutcomesTime

P

E C

O

T

The PECOT acronym: the 5 parts of every epidemiological study

All epidemiological studies can be hung on the GATE frame

Page 7: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

2 formulas: study analyses

1. Occurrence of disease

= Numerator ÷ Denominator ÷ Time

2. Random error (95% Confidence Interval)

= 1.96 x Standard Error

D

N

Page 8: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

P

E C

OT

P

E

C

O

T

Recruitment

Allocation

Maintenance

Measurement of outcomes

blind or

objective

The RAMMbo* acronym: assessing study bias

* Paul Glasziou

Page 9: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

Participants

Exposure Group Comparison Group

OutcomesTime

P

E C

O

T

GATE frame picture & PECOT acronym

Describe a study’s design by hanging PECOT on the frame

Page 10: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

Participants

Study Setting

Eligible Participants

ParticipantsP

Page 11: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

Fill in for

DVT in long-haul flights.Lancet 2001; 357:1485-9

Page 95 in Glasziou et al

Page 12: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

ParticipantsStudy Setting: volunteers, UK, ? 1990s

Eligible Participants: no previous DVT, > 50 yrs, planned economy air travel 2 sectors > 8 hours

Participants: 200, mean age 61-62 years

P

DVT in long-haul flights: Lancet 2001;357:1485-9

Page 13: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

Exposure & Comparison Groups

Exposure or Intervention Group

(EG)

Comparison or Control Group

(CG)EG CG

Page 14: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

Fill in for

DVT in long-haul flights.Lancet 2001; 357:1485-9

Page 95 in Glasziou et al

Page 15: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

Exposure & Comparison Groups

Exposure or Intervention Group

(EG):Below knee compression

stockings

Comparison or Control Group

(CG):no stockings

100 100

115 116

Page 16: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

Outcomes (O)

Outcomes (O)Oa b

c d

yes

no

‘Dis-ease’

Page 17: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

Fill in for

DVT in long-haul flights.Lancet 2001; 357:1485-9

Page 95 in Glasziou et al

Page 18: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

Outcomes (O)

Outcomes (O)O

a= 0

b= 12

c d

yes

noDVT

100 100

Page 19: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

Time (T)

T

incidence

prevalence

Page 20: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

Fill in for

DVT in long-haul flights.Lancet 2001; 357:1485-9

Page 95 in Glasziou et al

Page 21: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

Time (T)

T= from take-off to 2 days post

final flight

incidence

Outcome: e.g. death

0 0

Page 22: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

Time (T)

T = at post-flight assessment (<48 hrs)

prevalence

Outcome: number with

DVTs 0 12

Page 23: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

Study design: GATE frame & PECOT

Participants

Exposure Group Comparison Group

OutcomesTime

P

E C

O

TEvery epidemiological study hangs on the GATE frame

Page 24: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

Participants

Exposure Group:stockings

Comparison Group:no stockings

Outcomes:DVT

Time:at post flight assess

231

100 100

DVT in long-haul flights: Lancet 2001;357:1485-9

115 116

Setting: UK volunteers – 479 consideredEligible: > 50 yrs, no DVT, flying > 8 hrs

0 12

Page 25: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

2 formulas: study analyses

1. Occurrence of disease

= Numerator ÷ Denominator ÷ Time

2. Random error (95% Confidence Interval)

= 1.96 x Standard Error

D

N

Page 26: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

Denominator (Participants)D

N Numerator (Outcomes)

O = N÷D

All epidemiological studies involve measuring the OCCURRENCE of disease

Occurrence = Numerator ÷ Denominator

Page 27: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

GATE study analyses

P

EG CG

O

Exposure Group (EG)

Numerator 1: a

Comparison Group (CG)

Overall Denominator

a b

c d

Numerator 2: b

Describe a study’s analyses by hanging the numbers on the frame

Denominator 1: Denominator 2:

Page 28: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

Occurrence = N ÷ D

P

EG CG

O

Denominator 1:Exposure Group

EG

Numerator 1:a

Denominator 2:Comparison Group

CG

a b

c d

Numerator 2:b

Exposure Group Occurrence:EGO = a ÷ EG

Comparison Group Occurrence:CGO = b ÷ CG

Page 29: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

Calculate EGO & CGO for the outcome ‘DVT’ post long-haul flight

P

EG CG

Oa b

c d

Denominator 1:Exposure Group

EG = 100

Numerator 1:a = 3*

Denominator 2:Comparison Group

CG = 100

Numerator 2:b = 12

EGO = 3/100 people at post flight assessment

CGO = 12/100= people at post flight assessment

* a = 0 but have used 3 to illustrate calculations on next slide

Page 30: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

Describing differences between occurrences

Relative difference or Relative Risk = EGO ÷ CGO

Absolute Difference or Risk Difference = EGO - CGO

Number Needed To Treat (NNT) = 1 ÷ RD

Page 31: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

Fill in for

DVT in long-haul flights.Lancet 2001; 357:1485-9

Page 95 in Glasziou et al

Page 32: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

Describing differences between occurrences

Relative difference or Relative Risk = EGO ÷ CGO

Absolute Difference or Risk Difference = EGO - CGO

Number Needed To Treat (NNT) = 1 ÷ RD

= 3/100 ÷ 12/100 = 3/12 = 0.25

= 3/100 - 12/100 = - 9/12 = - 7.5 /100

= 1 ÷ (- 7.5 /100) = - 100/7.5 = 13.3

Page 33: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

Analyses

it’s all about EGO & CGO

Page 34: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

P

E C

OT

P

E

C

O

T

Recruitment

Allocation

Maintenance

Measurement of outcomes

blind or

objective

The RAMMbo acronym: assessing study bias

Page 35: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

RAMMbo

E C

OT

appropriate Recruitment processes?P

• Study setting & eligibility criteria well described?

e.g. Recruit random/representative sample OR consecutive eligibles OR volunteers from advertisements• Participants representative of eligibles?• Prognostic/risk profile appropriate to

study question?

P

Study setting

Eligible people

Page 36: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

RAMMbo

E C

OT

appropriate Recruitment processes?P

• Study setting & eligibility criteria well described?

Recruited volunteers from advertisements; eligibility criteria well described• Participants representative of eligibles?479 considered, 248 excluded - probably• Prognostic/risk profile appropriate to

study question? yes

P

Study setting

Eligible people

Page 37: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

EG CG

OT

P

RCT: Allocate randomly by investigators (e.g drugs)

EG CG

OT

P

Cohort: Allocate by measurement (e.g. smoking)

RAMMbo: A is for Allocation

were EG & CG similar at baseline?

Page 38: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

EG CG

OT

P

RCT: Allocate randomly by investigators using sealed envelopes

RAMMbo: A is for Allocation

EG & CG similar at baseline except more women in stocking group

Page 39: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

RAMMbo

EG CG

OT

good Maintenance?did most participants remain in allocated groups (EG &

CG)

P

Participants &/or investigators blind to exposure (and comparison exposure)?

Compliance high & similar in EG & CG?Contamination low & similar in EG & CG?Co-interventions low & similar in EG & CG?

Completeness of follow-up high & similar in EG & CG?

Page 40: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

RAMMbo

100 100

OT

good Maintenance?did most participants remain in allocated groups (EG &

CG)

P

Participants &/or investigators blind to exposure (and comparison exposure)? no

Compliance high & similar in EG & CG? dk*Contamination low & similar in EG & CG? dkCo-interventions low & similar in EG & CG? dk

Completeness of follow-up high & similar in EG & CG? probably ok, lost < 15%* dk = don’t know

115 116

Page 41: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

RAMMbo

EG CG

OT

Measurement of outcomesblind or objective?

P

If outcome measurements not Objective (eg. automated or definitive) were investigators blind to exposure (and comparison exposure)

Page 42: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

RAMMbo

EG CG

OT

Measurement of outcomesblind or objective?

P

Outcome measurements reasonably objective (ultra-sound)Technician was blind to exposure (although some participants may have had a stocking line)

Page 43: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

The 4 (GATE) study biases

P

E C

OT

Recruitment bias

Allocation bias

Maintenance bias

Measurement (of outcomes) bias

Page 44: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

P

E C

OT

Recruitment ok

Allocation ok

Maintenance ok

Measurement (of outcomes) ok

DVT in long-haul flights: Lancet 2001;357:1485-9

Page 45: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

2 formulas: study analyses

1. Occurrence of disease

= Numerator ÷ Denominator ÷ Time

2. Random error (95% Confidence Interval)

= 1.96 x Standard Error

D

N

Page 46: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

2 formulas: study analyses

1. Occurrence of disease

= Numerator ÷ Denominator ÷ Time

2. Random error (95% Confidence Interval)

= 1.96 x Standard Error

EGO = 0%; 95% CI = 0% - 3%

CGO = 10%; 95% CI = 4.8% - 16%

D

N

Page 47: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

Excel CATs & paper Gate-lites

There is a GATE for every study designwww.epiq.co.nz

Page 48: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

the 3rd acronym:SRs & meta-analyses

• Find appropriate studies?

• Appraise selected studies?

• Include only valid studies?

• Total-up (synthesise) appropriately?

• Heterogeneity adequated addressed?

Page 49: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

In the 19th century we made great advances in health through the provision of clean, clear water; in the 21st century

we will make the same advances through clean, clear (systematically

reviewed) information.Muir Gray

Systematic reviews are one of the greatest ideas of modern thought.

They should be celebrated.

Ben Goldacre

Page 50: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

Muhammad Shafique Sajid et al. Knee-length graduated compression stockings for thromboprophylaxis in air travellers: A meta-analysis. Int J Angiol. 2008; 17: 119–123.

Nine trials studying participants using KL stockings were analyzed. Forty-six of 1261 participants randomly assigned to the control group developed deep vein thrombosis (DVT), compared with two of 1237 participants (0.16%) in the KL stockings group. …..There was an absolute difference of 3.4% in the incidence of DVT, in favour of KL stockings. The number needed to treat with KL stockings to avoid one case of DVT was 29.4. However, there was significant heterogeneity among trials. The RR for DVT was 0.08 in high-risk participants and 0.14 in low- to medium-risk participants.

Page 51: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

GATE can also be used to frame the first 4 steps of EBP

Page 52: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

The 4 steps of EBP1. Ask a focused question.

2. Access (systematically search for) epidemiological evidence to help answer question.

3. Appraise evidence found for its validity, effect size, precision (ideally all the relevant evidence)

4. Apply the evidence:

a. amalgamate the valid evidence with other relevant information (patient/community values, clinical/health issues, & policy context) to make a good decision; and

b. Act (implement) the decision in practice

Page 53: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

Participants

Exposure Group Comparison Group

OutcomesTime

P

E C

O

T

the PECOT acronym: the 5 parts of every epidemiological study

All epidemiological studies can be hung on the GATE frame

Page 54: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

EBP Step 1: ASK - turn your question into 5 parts (PECOT)

1. Participants (the patient problem)

2. Exposure (e.g. a therapy)

3. Comparison (there is always an alternative! - another therapy or no treatment…

4. Outcome (e.g. a disease you want to prevent or manage)

5. Time frame (over which you expect a result)

Page 55: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

EBP Step 2: ACCESS the evidence – use PECOT to identify search terms

1. Participants (the patient problem)

2. Exposure (e.g. a therapy)

3. Comparison (there is always an alternative! - another therapy or no treatment…

4. Outcome (e.g. a disease you want to prevent or manage)

5. Time frame (over which you expect a result)

Page 56: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

P

E C

OT

P

E

C

O

T

Recruitment

Allocation

Maintenance

Measurement of outcomes

blind or

objective

EBP Step 3: APPRAISE the evidence – using PECOT & RAMMbo

Page 57: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!
Page 58: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

EBP Step 4: APPLY the evidence by: a. AMALGAMATING the relevant information & making

an evidence-based decision:’ the X-factor

©

Page 59: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

Epidemiologic evidence

Clinical / health considerations

Policy issues

Patient / community preferences

X-factor: making evidence-based decisions

expertise: ‘putting it all together’ the art of practice

Page 60: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

Step 4b

ACT

Page 61: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!

Step 5: EBP 360°1. Ask a focused question.

2. Access (systematically search for) epidemiological evidence to help answer question.

3. Appraise evidence AND then meta-analyse (systematically review) ALL relevant valid evidence.

4. Apply the best evidence:

a. amalgamate the valid evidence with other relevant information to make a good decision; and

b. ACT on your decision5. AUDIT your practice (i.e. check your actual practice –

‘actions’ - against ‘best’ evidence-based practice)

= EBP + Quality Improvement

Page 62: Can we teach critical appraisal the GATE approach Rod Jackson University of Auckland, NZ September 2010 in 30 minutes!