carolyn d king financial disclosure report for 2010

8/3/2019 Carolyn D King Financial Disclosure Report for 2010

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R e v . 1 / 2 0 1 0FINANCIAL DISCLOSURE REPORTFO R CAL E NDAR Y E AR 2010

Report Required by the Ethicstn Government Act o1"i978(5 U.S.C a pp. i f l Ol-l t l)

1. Penes Repor ting 0ast nam e. ~ m iddle in itial)KING, CAR OLYN D.

4. Title (A~iele 11"I judges indicate active or senior status;magistrate judges indicate full- or pa,~-time)U. S. CIR CUIT JUDGE ( ACTIVE)

7. Chambers or Office AddressU. S. COUR TH OUSE, R OOM 1102 0515 R USK AVENUEHOUSTON, "IX 77002-2694

Court or OrganizationU.S. COURT OF APPEALS 5TH CIR.

] Nomination, D a t ~[] I~ifial [] Annual [] Final

On the bash of the information outalned la this Reimrt and anymodifications pertaining therete, it i~ in m y bplnion, In com pliancewith applicable law~ and regulafiens.

3. D a t e o f P . ~ p e r t03/I 0/201 I

6. Reporting Period01/01/201012/31/2010

Reviewing Officer Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followea Complete all part~,check ing the NONE box for each par t where you ha~e no repor lable $n forma~on . S ign on las t pag~

NONE (No reportable positions.)POSITION ]qAME OF ORGANIZATION/ENTITY

I . MEMBER - BOARD OF DIRECTORS AND BOARDS EXECUTIVE SOLrFH TEXAS COLLEGE OF LAWCOMMITTEE (UNT IL 12/9110)2. R ESEAR CH FELLOW T HE CEN T ER FO R A MERICA N A N D IN T ERN A T IO N A L L A W

3. MEMBER OF COUNCIL AND OF COUNCIL S EXECUTIVE A MERICA N L A W IN ST IT UT EC O M M I T T E E ; T R E A S UR E R4. M E M B E R O F A D V I S O R Y B O A R D T HE CEN T ER FO R T HO MIST IC ST UD IES, UN IVERSIT Y O F SA INTT H O M A S

5. M E M B E R O F P R E S I D EN T S B O A R D O F A D V I S OR S UNIVER SITY OF SAINT T H OMAS

6. MEMBER OF ADVISOR Y BOAR D OF TH E JUDICIAL OUTR EACH AMERICAN SOCIETY OF INTERNATIONAL LAWP R O G R A M7. MEMBER OF BOAR D OF TR USTEES AND OF TH E BOAR D S BAYLOR COLLEGE OF MEDICINEEX ECUT IVE CO MMIT T EE

I I . A G I L E E M E N T S . m ~ p o ~ n . ~ . a ~ i a ~ a o . ~ : ,, e e ~ t4 - t 6 of l-sing instrs~on~)N O N E I N o reportable agreements .)

P A R T I E S A N D T E R M S


2/16

FINANCIAL DISCLOSURE REPORTP age 2 of 9

N a m e o f P e r s o n R e p o r t in gKING, CAROLYN D.

D a t e o f R e p o r t03/10/2011

I II . N O N-INVEST MEN T IN CO ME . tR~o ,n ,~ ~ . , a an d ~o ,~ , ; s , , p~ 17 .z4 o /: t~ s ~ , , cao , s .~A. Filers Non-Investment Income~-] NONE (No reportable non-investment income.)

DATE SOURCE AND TYPE

2.3.4.

INCOME(yours, not spouses)

B . S p o u s e s N o n - I n v e s tm e n t I n co me - i f you were married during any port ion o f the r epo r t ing yea r , c o mple te this section.( D o l l a r a m o u n t n o t r e q u i r e d e ~ c e p t fo r h o n o r a r i a . )

NONE (No reportable non-investment income.)

1.20102.3.4.

S O L r ~ E A N D T Y P ESee attached t~port of Thom as M. Reavley

I V . R E I M BU R S E ME N TS -(Includ~r those to spoust a~d d, pendenl chi ldren; ~ pp. 2J-~7 o/fi ling in~tructionr,)

NONE (No reportable reimbursements.)SOURCE DAT ES LOCAT ION

AMERICAN SOCIET Y OF 02/16-17, 2010 WASHINGT ON, DCINTER.NATIONAL LAW

2. AMERICAN LAW 04/19-20, 2010 PHILADELPHIA, PAINSTITUTE

PURPOSEAI-FEND ASILMEETING

. I , T I ~ M S P A I D O R P R O V I D E DREIMBURSEMENT OF LODGING,MEALS, TRANSPORTATION ANDA IRFA RE

AIFEND MEETINGS AT REIMBURSEMENT OF LODGING,ALl HEADQUART ERS MEALS, TRANSPORT ATION ANDAIRFAREAMERICAN LAW 05/15-20, 2010INSTITUTE WASHINGTON, DC ATTEND ALl ANNUAL REIMBURSEMENT OF LODGING,MEETING MEALS, T RANSPORTATION ANDAIKFARE

4. AMERICAN LAW 06/29, 2010 PHILADELP HIA, P A AT T END M EET INGS AT R EIM BUR SEM ENT OFINSTITUTE ALl HEADQUART ERS TRANSPORTATION


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FINANCIAL DISCLOSURE REPORTPage 3 o f 9N a m e o f P e r s o n R e p o r t in gIGNG, CAROLYN D.

5. AMER ICAN LAW 10/20-24, 2010INSTITLrIE NEW YORK, NY ATT END ALl COUNCILMEETING

D a t e o f R e p o r ~03/10/2011

REIMBURSEMENT OF LODGING,MEALS, T RANSPORTATION ANDAIRFARE6. AMERICAN LAW 12/2-4, 2010INSTITUTE SANTA FE, NM A T T E ND A Ll R ET R E AT R EI MB UR SE ME NT O F L OD GI NG ,MEALS, T RANSPORTATION ANDAIRFARE


4/16

FINANCIAL DISCLOSURE REPORTPage 4 of 9 Iame of Person ReportingKING, CAR OLYN D.1 " ~ N O N E ( N o reportable gifts. )

SOUI~(~E DESCRIPTIONI.2.3.4.

D a t e o f R e p o r t03/I 0/2011

["-] NONE (No reportable liabilities.)CREDITOR

I. 2010 See attached report of Thom as M. Reavley2.3.4.5.


5/16

FINANCIAL DISCLOSURE REPORTPage 5 of 9 IN a m e o t P e r s o n R e p o r t i n gK I N G , C A R O L Y N D . Date of Report03/10/2011

V I I . I N V E S T M E N T S a n d T R U S T S - ~ . c o ~ ~ o ~ . ~ . ~ , ~ o e a o . , a n n , d e s ~ e o f s p o , ~ , n d dependent children; see p l x 3 4 - 6 0 of f i l ing i n s t r u c t i o n ~ )[] NONE (No reportable income, assets, or transactions.)

Descrip t ion o f Assets( i n c l u d i n g ~ r u s t a s s e t s )Place "(X)" after each assetexempt from prior disclosure

B.Income during[ reporting period~ (i) (2)[ A m o u n t T y p e ( e . g . ,[ C o d e I d a y . . r e n t ,( A - H ) o r i n L )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(i) [ (2)V a l u e [ ValueCode2M e ~ o do - e ~ [ C o d e 3

T r a n s a c t i o m d u r i n g r e p o r t i n g p e r i o d

(I ) ( 2 ) I (3) ( 4 ) !( S )T y p e ( e . g ., D a t e Value G a i n I d e n t i t y o fb u y , s e l l , mm/dd/yy Code 2 C o d e 1 b u y e r / s e l l e r

r~demption )I

( J - P ) ( A - H ) ( i f p r i va t ei t r a n s a c t i o n )

1 . Compass Bank Houston, TX (Money A InterestMarket)2. J.P. Morgan Cha~e Common Stock A Dividend(fomaerly J.P. Morgan & Co.)3. General Electric Co. Common Stock B Dividend

K TK TL T

4.85% University of North Carolina-Chapel BHill Rev. RFDGBonds Due I i /1 /2010

Interest Redeemed 11/01/10 K ISSUER

6. IBM Common Stock A Dividend7. Exxon Mobil Corp. Common Stock B Dividend8. ~ Bank Checking Account in the None9.

LJ

TT

1 0 . T. Row e Pri ce Smal l Cap Value Fund C DistributionI I. Dividend

M T

f2 . T. Rowe Pri ce New Era Fund B Distribution MDividend

1 4 . Northwestern Mutual Whole Life Policies - E Dividend N VSee Part VIII1 5 . Abbott Labs Common Stock B Dividend L T1 6 . I l linois Tool Works Ine Comm on Stock D Dividend N T1 7 . 5.25% Indiana St. Off ice Bldg. Comm .Bonds Due 7/1/10 C Interest Redeemed 7/01110 K ISSUER

E -$15,001 -


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FINANCIAL DISCLOSURE REPORTPage 6 of 9

Name of Person ReportingK I N G , C A R O L Y N D .

D a t e o f R e p o r t03/10/201 ]

[-~ NONE (No reportable income, assets, or transactions.)A.

Descrip t ion o f Assets(including ~t assets)

P l a c e " ( X ) " a ~ c r ~ c h ~ . ~ c te x e m p t f r o m p r i o r d i s c l o s u r e

Income duringr e l m r t i n g p e r i o d(I) (2)A m o un t T y p e ( e .g .,C o d e I d i v . , r e n t ,(A-H) o r i n ~ )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o dO)V a l u e ValueC o d e 2 M e t h o d(JP) i Code 3

T r a m a c t i o m d ~ f i n g r e p o r t in g p e r i o d(l ) (2) (3) (4) (5 )T y p e ( e . g . , D a t e Value ~ Gain I d e n t i t y o fb u y, s e l l , m m /d d / y y Code 2 Code I b u y e r / s e l l e rr e d e m p t i o n ) (J-P) [ (A-H) ( i f p r i v a t et r a n s a c t i o n )

1 8 . 3.25% Danbury, Connecticut Bonds Due811/20101 9 . 5% Cal i forn ia Economic Recov ery BondsDue 7/1/201520. Proc ter & Gamble Common Stock

CCC

InterestInterest M T

Dividend L T

Redeemed 8102/10 L ISSUER

21.22.

23 .24 .1 5 .26.

27.28.

3.8% NY State Thruway Aut. Gem Rev.Bonds Due 111/20155% Denver Colo City & Cnty Rev. BondsDue 9/1 /2015Akron, OH CITS PART N 5% Bonds Due12/01/2017Corpus Christ i , TX Uti l Sys Key 4 % BondsDue 7/15/2012Northwestern Mutual Variable AnnuityPolley

C Interest M TC I n t e r e s t M TD Interest M TC Interest . M T

None M T

Tar r an tC n ty" Tax Hea B LTH F ~C S DevCorp 5% B o n d sD u e 12/1 /2019

C Interest M T

29 .30 .31 .32 .33 .34 .

Texas T ransn Commn ST Hwy FD Rev 5% C Interest M TBonds Due 4 / I /2019Northwestern Mutual Insurance Service A Interest J TA c c o u n t IGlaxosmithkline PLC B Dividend K TGoldman Sachs Bank A Interest M TKing CNTY WA SCH GO 5% Bonds Due C Interest M T12/1/2013

oTex as GO 5 ~ Bonds Due 4/112019 D Interest M T

I. Ixc..ome Gain Code~:(S~t Coltmm~ B I an d2.Value Codes(S~. Columns CI ~d D3)

3. Value Method Cod~~._!See Co lumn

A-$1,000 or lessF=L~0,001 - $ 100,000J=~15.000 or letsN =$250,001 - $500,000P3 =$25,000.001 - $50.000.000Q=AppraisalU ~Book Value

B -$1,001 - $2,500G=$100,001 - $1,000,000K=$15,001 - $ 5 0 , 0 0 00 =$500,001 - $ I,000.000R .=Cost (Real F. .s~ Oaly)V ~ O * d z e r

C -$2,501 -H t = $1,000,001 - $5.000,000L ~50,001 - $100,000PI -$1,000,001 -P4 = Mort than $50,000,000W =Estimated

D =$5,001 - $15,000H2 =M~e tl~an $5,000,000M *$I00,001 - $250.000P2 -$5,000,001 - $25,000,000T ~=Cash Mlrk~


7/16

FINANCIAL DISCLOSURE REPORTPage 7 of 9N m e o f P a r t o n R e p o r t in gKING, CAROLYN D. 03/I 012011

VII. INV EST MEN TS an d TRU ST S - ~,,~,, , ,~[~ NONE (No reportable income, assets, or transactions.)

A. [ B.Descrip t ion o f Assets I n c o me d u r i n g( in clud ing t rust assets) [ ., reporting period

/ (I) (2)Place "(X)" after each asset [Amount ] Type (e.g..e x e m p t f r o m p r i o r d is c l o s u r e } Code 1 ] dlv., war,(A-H) I or int.)

Gross value at e~dof r epor t ing per iod

(1 ) [ (2)V a l u e Value Type (g.,Code 2 M eth od buy, sel l .

( J - P ) Cod 3 r~Mem ption)( Q - V O

T r a n s a c t i o n s d u r i n g t~porting period

I" ( 2 ) O ) " ( 4 )Date I Value Gainm m / d d / y y I code 2 code I[,(JP) I(AI~

(5 )Ident i t y o f

buycr /sel ler( i f p r i va t e

t ransact ion )

35 . Phoenix AZ Ray. 5% Bonds Due 7/1/201~ D I n t e r e s t M T36 . Chevron Corp. B Dividend L T37 .38 .

Royal Dutch Shell C Dividend L TDallas Cnty T X Cmnty College GO 5%Bonds Due 2/15/21 None M Buy 12/09/10 M

1. Income Gain CodeJ: A -$1.000 or l e s s B = $ 1 . 0 0 1 - 2 5 2 , 5 0 0 C -$2,501 - $ J,000 D =$5,001 - $15,000(Sco Colinarts BI ~d D4) F -,,$50,001 - $100,000 O =$ 100,001 - $ 1.000.000 H I - $1,000 ,00! - $ 5,0~ O,00 0 H 2 = Mo te th an $5 ,000,0002. Val"~ Code~ J =11S,000 or I~ K - 1 1 ~ $ , 0 0 1 - 1 ~ 0 , 0 0 0 L-150,~]| . $ 100,000 M =$ I00$KII - $2~0,000(S~ Columns CI and D3) N = $250,001 - 5500,000 O = $500.001 - 11.000,000 PI -$1.000.001 - $5,000,000 P2 =55,000.001 - $2S,000,000P3 = $25,000,001 - $50,000,000 P4 ~More than $50,000.000

3 . V a l u e : M e t b ( x : l C o d c a Q =A.ppralsa[ R =~ost (R~a| I~.stat e Only) S -Assr..ssmcnt T =Cash Market(See Column C2) U =Book Value V --Ot2x r W = Estimated

E -$15,001 - $ 5 0 , 0 0 0


8/16

FINANCIAL DISCLOSURE REPORTPage 8 o f 9N a m e o f P e r so a R e p o r t i n gKING, CAROLYN D.

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

D a t e o f R e p o r t03/I 0/2011

In response to Part VII C, I have reported the aggregate c ash surrender v alue for the w hole l i fe policies. In response to Part VII B, 1 have show n the aggregateamou nt of the dividends on those policies, which are u sed to pay the premiums and increase the cash surrender value.I am married to Circui t Judge Thom as M. Reavley. I have a t tached a c opy of h is Financia l Disclosure Report for 2010 for the informat ion about ~ ~ ~r~quired by the Imtruct ions.


9/16

FINANCIAL DISCLOSURE REPORTPage 9 of 9 [ame of Person ReportingKING, CAR OLYN D.IX. CERTIFICATION.

D a t e o f R e p o r ~03/10/2011

I c e r t if y t ha t a l l in f ormat ion g i ven abov e ( inc l uding in f ormat ion pe r t a in ing to m y s pous e and minor or dependent c h i ldren, i f any) Isac c u ra t e , t ru e , and c om ple te to t he bes t o f my know ledge and be l i e f , and tha t any in f ormat ion not repor t ed was w i thhe ld bec au s e i t me t appl i c ab le st a t u toryprov i s ions pe rmi t t i ng non- di s c los u re .I f u r the r c e r t if y t ha t ea rned inc ome f rom ou t s ide employm ent and honora r i a and the a c c eptanc e o f g i f t s wh i c h have been repor t ed a re incom pliance w ith the provis ions of 5 U.S.C. app. 501 et . seq. , 5 U.S.C. 7353 , and Judic ial Conferenc e regulat ions .

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A I L S T O F I L E T i l l s R E P O R T M A Y B E S U B J E C T T O C I V I LAND CR IMINAL SANCT IONS ( 5 U. S. C. app . 104 )

FILING I N S T R U C T I O N SMail s igned or ig ina l and 3 addi t ional copies to :

Com mittee on Financial DisclosureAdmin istrative Office of the United States CourtsSuite 2-301One Colum bus Circle, N.E.Washington, D.C. 20544


10/16

A O I ORev. 1/~010FINANCIAL DISCLOSURE REPORTFO R CAL E NDAR Y E AR 2010

Report Required by the Ethicsi n Government Ac t o f 1978(5 U.S.C. app. I01-11 1)

I. Person Reporting (last name, fir~k m iddle initial)Reavley, Thomas M.

4, Title (Article Ill judges indicate active or senior stat~s;magistrate judges indicate full- or part-time)Senior Circuit Judge

7 . C h a m b e r s or Office AddressBob Casey Federal Courthouse515 Rusk Street, Room 11009Houston, Texas 77002

2. Cour t o r OrganizationFifth Circuit Court of Appeals

Report Type (check appropriate type)] N o m i n a t io n , D a t e[] Initial [] Annual [] Final

3. Date of R e p o r t03/14/20

6, Reporting Period01/01/2010

to12/31/2010

5b. [] Amended Report8. On the basis of the Information contained in this Report and anymodifieatinn$ pertaining thereto, It is, in my opinion, In compliancewith applicable laws and regulations.

Reviewing Officer Date

I M P O R T A N T N O T E S : The inseructlons accompanying this form must be followe ,t Complete all parts,check ing the NON E box for each par t where you have no repor table in format ion . S ign on las t pag~

I . P 0 S I T I 0 N S . ~ e ~ o ~ g i ~ t, ld , ,t o n ty ; s o , p ~ ~ - t J of f i l ing ins truct ions .)N O N E ( N o reportable p osi t ions. )

pOSITION1 .

3.4.5.

NAME OF ORGANIZAT ION/ENTIT Y

N O N E ( N o reportable agreements.).DATE P.ARTIES AND TERMS


11/16

FINANCIAL DISCLOSURE REPORTPage 2 o f 7N a m e o f P e r s o n R e p o r t i n gRe a vl e y , T h om a s M.

I I I . N O N - I N V E S T M E N T I N C O M E . t R ~ ,, , .t i, , g ~iduot a n d s p o u s e ; se e p p . 1 7 - ~ 4 of filing Instruction&)A. Fliers Non-Investment Income~-~ NONE non-investment income.)N o reportable

DATE ~OURCE AND TYPE INCOME( y o u r s , n o t s p o - s e s )1.2010 State of Texas, Judicial Retirement $68,400.002.3.4.

B . S p o u s e s N o n - l n v e s tm e n t I n c o m e - t /you were m arried during any port ion of the repontng year , comp le te this secaor~(Dollar amoun t not required except for honoraria .)

[] NONE (No reportable non-investment income.)DATE SOURCE AND TYPE

See attached report of Carolyn D. King

Date of R e p o r t03114/2011

1,20102.3.4.

I V . R E I M B U R S E M E N T S - ~a,~po..ao~, loda.g,/ood, e. ,er tu~me~,( lncludea those to spouse an d depend en t chi ldren; see pp. 2J-27 of f i l ing in struct ions.)[~] NONE (No reportable reimbursements.)

2.3.4.5.

SOURCE DATES LOCATION P U R P O ~ ; E ITEMS PAID OR PROVIDED


12/16

FINANCIAL DISCLOSURE REPORTPage 3 of 7

Name of Person Report ing.R eav ley , Thomas M.

Date of Report~3/14/2011

V . G I F T S . a , ,a u d e s , h o s e 1 o s p o . ~ e a n d dependent children; see p ~ 2 8 - 3 I of fdlngNONE ~o reportable g~s.)

SO~CE ~gSC~PTION1 .2.3.4.

[--] NONE (No reportable liabilities.)CREDITOR

1. Prudential Insurance Co.2.3.4.

5.

Policy LoanDESCRIPTION VALUECODE

K


13/16

FINANCIAL DISCLOSURE REPORTPage 4 of 7Name of Person R e p o r t i n g

Re a vl e y , T h om a s M.Date of Report

03/14/2011

V I I . IN V E S T M E N T S a n d T R U S T S -NONE (No reportable income, assets, or transactions.)

D e s c r ip t i o n o f A s s e t s( i n c l u d i n g t r u s t a s s e t ~ )Place "(X)" after each asset

exempt from prior disclosure

B.I

C .Income during G r o s s v a l u e a t e n dr e p o rt i n g p e r i o d o f r e p o rt i n g p e r i o dA m o u n t I T y p e ( e .g ., Value ValueCode I I div.,rent, , Code2 M e t h o d( A - H ) o r i n t . ) ( J - P ) Code(Q_W)3

T r a n s a c t i o n s during r e p o r t i n g p e r i o d

Typ(e ,g . , D a t e Value i Gainb u y , sell , mm/dd/yy Code 2 i Code Iredempt ion) (J -P) i (A-H)

(~ )I d e n t i t y o fb u y e r / s e l l e r( i f p r i v a t e~m~ction)

1 . Compass Bank (Houston) A Interest M T2. Royalty (Hendrix) Pecos County, Texas A Royalty J W

Minerals (Samson) Nacogdoches County, F RoyaltyTexasMinerals (Apache) Nacogdoches County, B RoyaltyTexasMinerals (Basa) Nacogdoches County, A RoyaltyT e x a sChase Bank (Houston) A Interest

N wK W

M

Sold 3 /24 /10 A Basa

7. Minerals (Chesapeake) Nacogdoches B RoyaltyCounty , Texas8. Fee Land, Lano County , Texas None

J WK W

9. Prudential Insurance Com pany A Int./Div. J T

1 0 . Indigo E Royalty M WI 1 . Minerals (BP) Panola County, T exas D Royalty K Wi2 . Minerals (EOG) Nacogdoches County, A Royalty J WT e x a s1 3 . Minerals (AC Exp now Patara) Shelby C Royalty K WCounty , Texasi4 . Minerals (Noble) Nacogdoches Cou nty, C Royalty L WTe x a s1 5 . Minerals (XTO) Nacogdoches County, A Royalty J WTe x a s1 6 . Minerals (Delta Petroleum) New ton County, None J WTe x a s1 7 . General Municipal Money Market Fund A Interest M T

I, Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000(See Co lumns B I and D4) F = $5 0, 0 0 1 - $ 1 0 0 , 0 0 0 O =$ 1 0 0 , 0 0 1 - $ 1 .0 0 0 ,0 0 0 HI -$l.000,00l - $5.000,000 H2 -More than $5,000,0002, Value Codes J = $15,000 or less K = $15,001 - $50,000 L = 150,001 - $100,000 M = $100,001 - $250.000(See ColumnS C I and D3) N - - $ 2 5 O , 0 0 1 - $ 5 0 0 , 0 0 0 O =$500,001 - $ 1,000,000 P I =$ 1,000,001 - $ 5.000,000 P2 =$5,000,001 - $25,000,000P3 = $25,000.001 - $50,000,000 P4 = More than $50,000,0003. Value Method C o d e s Q = Appraisal R .=Cost (Real Estate Only) $ -A~se .~mcn | T -=Cash Market

(See Column C2) U =Book Value V =Other W = Estimatcd

E -$15,001 - $50,000


14/16

FINANCIAL DISCLOSURE REPORTPage 5 of 7N a m e o f P C r s c n R e p a r t in gReavley, Thomas M.

D a t e o f R e p o r t03/14/2011

N O N E ( N o reportable income, assets , or transactions.)Descr ip t ion of A a s e t s

( including t rust assets)P l a c e " ( X ) " a f t e r e a c h a s s e te x e m p t f r o m prior disclosure

B.Income during

repo rt ing p e r i o dO) I (2)Amount ~ Type ( e . g . .Code I I d iv . , ren t ,( A - H ) o r inL)

G r o s s v a l u e a t en d Transact ions du r ing repo rt ing per iodo f repo rt ing per iod

-(I) I (2 ) (I) (2 ) (3 ) (4) I (5 )V alu e V a lu e [Type(e.g., rn~yy V al u e Gain Iden t i ty o fCode 2

]

Method i buy, sell, m . Code 2 Code II buycdsel ler( J-P )

C o d e ( Q . W ) 3 [ redemption )(J-P) (A-H) t r a n s a c t i o n ) ( i f p r i v a t e

fS. Texas State Bond C I n t e r e s t M T1 9 . University of Texas Perm anent Bond 5/ , C I n t e r e s t MDue 7101/1320 . Co r p us Ch ri s ti Bo n d 4% Du e 7/ 15 111 C I n t e r e s t M

TT

21 . Greater Clark County, Colorado Bond 5%Due 7/15/11 C I n t e r e s t M22. Akron, Ohio Bond 5/ , Due 1/12/17 D I n t e r e s t M T

2 3. H o u s to n , T exa s B o n d ( SE R , E ) C I n t e r e s t M T1 2 4 . Goldman Sachs Bank A I n t e r e s t J T

I. Income Gain Code.s:(See Columns R I md D4)2.Value CodeJ(See Columns C| and D3)

J. V a h l e M e t h o d C o d e s(See Colurma C2)

A = $ 1 , 0 0 0 o rF = $ 5 0 . 0 0 1 - 5 1 0 0 , 0 0 0N =$250 ,001 -P3 =$ 2 3 ,0 0 0 ,0 0 1QU =B ook V al ue

B= $ 1 , 0 0 1 - $ 2 , 5 0 0G= 5 1 0 0 , 0 0 1 - $ 1 , 0 0 0 , 0 0 0K= 5 1 5 , 0 0 1 - 5 5 0 , 0 0 0O-$500,001 - $1,000,000R = C o s t (Real Estate Only)

C = $ 2 , 5 0 1 - $ 5 , 0 0 0H I - $ I . 0 0 0 . 0 0 1 - $ 5 , 0 0 0 . 0 0 0L = $ 5 0 . 0 0 1 - $ I 0 0 . 0 0 0Vl =$1 ,000 .00 i - ~ .000 .000P 4 = M o r e t h a n $ 5 0 , 0 0 0 ,0 0 0W =Eslin~ted

D =$5. 001 - $15 . 000H2 -More ~an$5,000,000M=$100.001- $250,000P2=55,1~10,001 -T = C a s h M a r ke t

E -$15,001- $50,000


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FINANCIAL DISCLOSURE REPORTPage 6 of 7N a m e o f P e r s o n R e p o r t i n g ] D a t e o f R e p o r t

Re a vl e y , T h om a s M.I

03/14 /2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indieat, pa.ofRepott)

M y s p o u s e i s C a r o l y n D . K i n g , I a t t a c h a c o p y o f h e r f i n a n c i a l d i s c l o s u r e r e p o r t f o r m y r e p o r t o f h e r f i n a n c e s .V I I I t e m 1 3 - A C t r a n s f e r r e d t o P a t a r a C o m p a n y .V I I C u s t o d y a n d r e p o r t i n g f o r a l l b o n d s t r a n s f e r r e d f r o m N o r t h w e s t e r n M u t u a l t o G o l d m a n S a c h s i n D e c e m b e r 2 0 1 0 . B e c a u s e b o n d v a l u e a n d i n t e r e s t w o u l d n o tb e a f f e c t e d , t h e o n l y e f f e c t o n t h e r e p o r t i s f r o m i t e m 1 7 ( N o r t h w e s t e m s b a n k h o l d i n g c a s h ) a n d t h c n e w i t e m 2 4 ( G o l d m a n S a c h s B a n k ) .


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F I N A N C I A L D I S C L O S U R E R E P O R TPage 7 of 7Name of Person Reporting

Re a vl e y , T h om a s M.D a t e o f R e p o r t

03/I 4/2011

IX. CERTIFICATION.

I ce r t ify tha t a l l informat ion given abo ve ( inc lu ding informat ion per ta ining to my spou se and minor or depend ent ch i ldren, If any) i saccu ra te, t r ue , and comple te to the best of m y k nowledge and be l ie f , and tha t any Informat ion not r epor ted was w i thhe ld becau se I t met appl icable s ta tu toryprov is ions permi t t ing non- disc losu re .I f u r the r c e r t if y t ha t ea rned inc ome f rom ou t s ide employment and honora r i a and the a c c eptanc e o f g i f t s wh i c h hav e been repor t ed a re incompliance with the provis ions of 5 U.S.C. app. 501 et . seq. , 5 U.S.C. 7353, and Judic ial Conference regulat ions .

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LAND CR IMINAL SANCT IONS ( 5 U. S. C. app . 104 )

FILING INSTRUCTIONSMai l s igned o r ig ina l and 3 add i t iona l cop ies to :

Comm it tee on F inancia l Disc losureAdministrative Off ice of the U nited States Cou rtsSui te 2-301One Colum bu s Circle, N.E.Washington, D.C. 20544

carolyn d king financial disclosure report for 2010

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