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  • 7/29/2019 Centralized vs Distributed Resource Allocation

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    Centralized vs Distributed Resource Allocation in

    Multi-Cell OFDMA Systems

    Sergio CicaloENDIF at University of Ferrara, Italy

    Email: [email protected]

    Velio TralliENDIF at University of Ferrara, Italy

    Email: [email protected]

    Ana I. Perez-NeiraTechnical University of Catalonia (UPC) and

    Tech. Center of Catalonia (CTTC), Spain

    Email: [email protected]

    AbstractRadio Resource Management with Inter-cell Inter-ference Coordination (ICIC), is a key issue under investigationfor next generation wireless systems such as Long Term Evolu-tion (LTE). Although centralized resource allocation (RA) andcollaborative processing can optimally perform ICIC, the overallrequired complexity suggests the consideration of distributedtechniques. In this paper we propose and compare a centralizedRA strategy aimed at maximizing the sum-rate of a multi-cellclustered system in presence of power and fairness constraints, anda distributed RA strategy where inter-cell interference is partiallycoordinated through power planning schemes with preassignedpower (an example is fractional frequency reuse). The distributedRA strategy reduces both signaling and feedback requirements,preserves intra-cell fairness and jointly works with a load bal-ancing algorithm to support inter-cell fairness. We show in theresults that the distributed RA with aggressive frequency reuseis able to approach the performance of the centralized RA whenthe number of users is large, while preserving the same level offairness.

    I. INTRODUCTION

    The 3rd Generation Partnership Project (3GPP) Long Term

    Evolution (LTE) [1] is expected to assure high data rates and

    quality of service (QoS) support by exploiting the degrees

    of freedom offered by the Orthogonal Frequency Division

    Multiple Access (OFDMA). OFDMA provides a high spectral

    efficiency and a very flexible access by exploiting the multi-

    user diversity. Radio Resource Allocation (RA) in the downlink

    of OFDMA systems has been studied extensively for the single-

    cell case [2]-[5]. However, to address realistic scenarios, a

    multi-cell environment has to be considered. In this case,

    LTE specifications suggest aggressive frequency reuse and

    distributed low-complexity implementations [1]. Nevertheless,

    if the frequency resource is fully reused in every cell of the

    network and no inter-eNodeB (eNB) cooperation/coordination

    is supported, the cell throughput will be reduced in the attempt

    of serving the users at the cell edge, due to inter-cell interfe-

    rence (ICI). Radio resource management with ICI coordination

    is a key issue under investigation by LTE research community.

    ICI coordination can be achieved through the implementation

    of different degrees of network coordination and complexity.

    High complexity MIMO network approach [6] requires the

    availability of user data to be transmitted at all the eNBs, as

    well as collaborative processing based on dirty-paper coding

    and suitable precoding. A first step toward complexity reduction

    is to keep network coordination to only perform RA. In a

    centralized RA, a control unit collects all the channel state

    information (CSI) of every user in the system and allocates

    the available Physical Resources Block (PRB) of each eNB

    trying to maximize the capacity according to fairness and

    power constraints. Without an efficient and fast infrastructure,

    centralized scheduling is an hard task due to the stringent time

    required to exchange the inter-cell scheduling information and

    the large feedback required by the User Equipments (UEs) to

    send all the CSI. Some strategies to reduce this complexity

    are under study for LTE-advanced [7] where joint transmission

    coordinated multi-point (JT-COMP) is proposed [8].However, distributed RA at each eNB is suggested for low-

    complexity multi-cell radio design. In distributed RA each

    eNB allocates resources to its users only, and UEs feed back

    a partial CSI. ICI can be partially avoided by means of an

    off-line coordinated resource control among the cells in a

    cluster. Examples are given by Fractional Frequency Reuse

    (FFR) and Soft Frequency Reuse(SFR) [9][10], power planning

    techniques [11][12], load balancing (LB) [13], or by partial

    coordination as in [14] where only cell-edge users send CSI of

    interfering links. The lack of full coordination in RA simplifies

    the implementation at the expense of some capacity degradation

    with respect to centralized RA.

    Few contributions until now, e.g. [14],[15], are addressing

    RA in multicell OFDMA systems. In this paper we first

    introduce a centralized RA algorithm aimed at maximizing the

    sum-rate of a multi-cell clustered system in presence of rate and

    power contraints. The algorithm is obtained from an ergodic

    optimization framework extending the work in [5]. A stochastic

    approximation is applied to derive on-line implementation.

    After, we reformulate the algorithm to consider the constraints

    of a distributed RA based on power planning schemes with

    pre-assigned powers. The distributed RA algorithm preserves

    intra-cell fairness, but requires a LB algorithm to ensure inter-

    cell fairness. All the algorithms support PRB-based allocation

    typical of LTE systems.By comparing centralized and distributed schemes, this work

    shows that distributed schemes with aggressive reuse manage to

    approach the capacity of a centralized system when the number

    of users is large. However, a fractional reuse beetwen 2/3 and

    4/5 helps to reduce the gap. This work is organized as follows.

    In sect. II we introduce the OFDMA multi-cell system model,

    whereas in sect. III we present formulation and algorithms

    for centralized RA. The distributed RA and its algorithmic

    solution is shown in sect. IV. In sect. V the FFR schemes with

    978-1-4244-8331-0/11/$26.00 2011 IEEE

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    preassigned power for distributed RA are presented. Finally,

    results are discussed in sect. VI.

    I I . SYSTEM MODEL

    We consider a a cluster of Q cells with a total of K UEs orusers and a multicarrier transmission system with M availablesubcarriers divided in G groups Gg, g = 1, . . . , G, of N =

    12adjacent subcarriers. The piece of frame composed of

    Nallocable subcarrier and one slot is defined as PRB, which isthe elementary resource unit for RA. Each cell is served by one

    eNB. In this paper, only the basic configuration where eNBs and

    UEs are equipped with one antenna is investigated. However,

    methods and algorithms developed here can also be extended

    to multi-antenna configurations.

    We use the discrete variable or index ug,q K0 ={0, 1, . . ,K} to indicate the user (i.e. 0 means no user) thatis scheduled to use cell q on PRB g. Note that only one useror none can be scheduled for each PRB and each cell. The

    whole set of these variables is the matrix U KGQ0 , whereasthe whole set of powers assigned for transmission is the matrix

    P R+,MQ

    {0}. It is implicitly assumed that if ug,q = 0then pm,q = 0, m Gg that also means that P has an implicitdependence on U and viceversa as shown afterwards.

    Network coordination is only exploited to perform RA, i.e.

    no cooperative processing is implemented. The signal carrying

    the payload for each user is scheduled to be transmitted by only

    one eNB. The signals coming from other eNB are considered

    as inter-cell interference. We define the Signal-to-Interference

    plus Noise Ratio (SINR) of user k at frequency m, when thesignal is coming from cell q, as

    k,m,q(pm) =pm,qck,m,q

    1 +Q

    s=1,s=q pm,sck,m,s(1)

    where pm = [pm,1, . . . , pm,Q] and ck,m,q = |h(m)k,q |

    2/2n, being

    2n the noise power and |h(m)k,q |

    2 the channel power gain between

    eNB q and UE k on subcarrier m that includes the contributionof path-loss, shadowing and fast fading.

    III. CENTRALIZED RA

    We consider here a centralized architecture where a control

    unit collects all the CSI of every user in the system and allocates

    the resource units of the cluster trying to maximize the capacity

    according to fairness and power constraints.

    Following the approach in [2], we consider the framework of

    ergodic sum-rate maximization for continuous (capacity based)

    rates extended to the multi-cell case. The problem can be

    formulated as

    maxU,P

    Kk=1

    Rk(U,P)

    s.t. Pq(U,P) Pq, q

    Rk(U,P) k

    Ks=1

    Rs(U,P), k

    (2)

    where

    Rk(U,P) = E[Rk(U,P)]

    =

    Gg=1

    mGg

    Qq=1

    E[ug,qk C(k,m,q(pm))]

    (3)

    is the average rate per unit bandwidth provided to user k and

    Pq(U,P) =

    Mm=1

    E[pm,q] (4)

    is the total average power spent by cell q to serve the allocatedusers. Finally, uk is the Kroneckers delta

    1 and C(x) =log2(1 + x).

    The first constraint refers to the total average power used

    by q-th eNB, which must be less than or equal to a maximumamount Pq. Let us note that this constraint allows instantaneouspower levels to exceed the average power when necessary. The

    second constraint determines the share of throughput finally

    achieved by each user. Therefore = [1, . . . , K]T defines

    the required QoS by each user and must satisfy the conditionKk=1 k = 1.

    A. Solutions for the allocation problem

    Here, we follow the approach presented in [5] for a single-

    cell multi-antenna system, which is based on a dual op-

    timization framework that utilizes the Lagrangian function

    L(U,P,,), where the dual variables = [1,...,Q]T, =

    [1, . . . , K]T relax the cost function. The dual problem be-

    comes

    min,

    g(,)

    s.t. > 0, 0, (1 T) = 0(5)

    where the third constraint on holds if sum-rate is not

    diverging to infinity and g(,) = maxU,P L(U,P,,) isthe dual objective.

    Although the system utility in (2) is non-concave, for ergodic

    optimization it is proved that duality gap is zero if the cumula-

    tive density function (CDF) of channel gains is continuous,

    which happens in classical Rayleigh and Ricean scenarios.

    However, it is not possible to guarantee the dual problem is

    differentiable. Hence, an iterative subgradient method which

    updates the Q + K solutions , of the dual problem (5)at each iteration can be applied. Nevertheless, in the practical

    applications, the adaptive implementation is suggested, where

    the iterations are performed along time and the evaluation of

    the average power and rate in the subgradients can be done

    through a stochastic approximation, as outlined in [2], [5].

    In order to derive the dual objective g(,) given ,the expression of the Lagrangian function can be suitably

    manipulated as in [5], leading to:

    g(,) =

    Qq=1

    qPq + ME

    max

    ug,pm,mGgM(ug,P)

    (6)

    1uk

    = 1 if u = k , 0 otherwise

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    where ug = [ug,1, . . . , ug,Q] and

    M(ug,P) =Q

    q=1,ug,q=0

    mGg

    ug,qC(ug,q ,m,q(pm)) qpm,q

    (7)

    The optimal solutions for the evaluation of the dual objec-

    tive, given ,, denoted as U

    = [u

    1,...,uG]T

    , P

    =[p1,...,p

    M]

    T, becomes:

    ug = arg maxug

    M(ug) (8)

    with

    M(ug) = maxpm,mGg

    M(ug,P) (9)

    and pm is the argument that finally leads to M(ug).

    It should be noted that user allocation in (8) represents a

    discrete optimization problem which requires in general an

    exhaustive search in the space of all possible vectors ug.

    This huge search space can eventually be reduced by using

    suboptimal heuristic algorithms as in [5]. However, for each

    element of this search space the power allocation solution,i.e. (9), has to be computed. This non-convex problem can be

    solved by using successive convex approximation methods as

    in [16]. A suboptimal solution is obtained by simplifying power

    allocation with the water-filling solution evaluated by assuming

    constant uniform power for the interfering cells, i.e.

    pm,q =

    ug,qq ln2

    V

    ug,q ,m,q(Vm)

    +(10)

    where the components of Vm are vm,q = V ug,q0 . The power

    V is a parameter which estimates the power of interfering cellsin each subcarrier.

    Even though the power allocation algorithm based on (10), aswell as the update of variables in the adaptive implementa-

    tion, can be distributed on each base station, user allocation

    algorithm as in (8) requires a centralized controller which

    determines, for all sub-carriers, the vectors ug and sends them

    to eNB through signaling. Therefore, each eNB has to forward

    the received CSIs of each UE to the centralized controller and

    to receive back the allocation informations before trasmitting,

    resulting in a high blackhaul signaling. Besides, the signaling

    interface in realistic systems, i.e. LTE X2 interface, has not a

    negligible latency, resulting in an additional delay on the CSIs

    report, that should be taken into account, especially in very fast

    fading environments. Thus, in a realistic network, centralized

    resource allocation is practically difficult to be realized. Inthe next section we provide a distributed solution and analyze

    techniques to mitigate the inter-cell interference.

    IV. DISTRIBUTED RA

    In distributed RA each eNB allocates resources to its users

    only without any knowledge of the allocation process at the

    other eNBs, meaning without knowledge of the actual ICI. Only

    partial ICI information is available at each eNB, which essen-

    tially consists of a power mask Vm = [Vm,1, . . . , V m,Q],

    m = 1, . . . , M , used to limit the power allocated by eacheNB q on each subcarrier m. The effects of ICI can be furthermitigated by means of an off-line coordinated resource control

    among the cells in a cluster, which is the subject of next Section.

    To formulate the distributed RA problem, let us first define

    K(q), with cardinality K(q), as the set of users served by the q-

    th eNB, where K(1)

    . . .

    K(Q) = {0} and

    Q

    q=1K(q) = K.

    In the distributed setting, only the lower-bound of the SINR

    which depends on the power mask Vm, m = 1, . . . , M isknown at the eNB, i.e. k,m,q(pm) pm,qk,m,q where

    k,m,q =ck,m,q

    1 +Q

    s=1,s=q Vm,sck,m,s(11)

    is the normalized SNIR lower-bound. The UE can measure

    k,m,q and send it through a feedback channel to its eNB only.The average rate per unit bandwidth that can be provided to

    user k in cell q, without incurring in outages, is given by

    Rk(U,P) =Gg=1

    mGg

    E[ug,qk C(pm,qk,m,q)], k K

    q (12)

    We can then write the distributed problem as a maximizationproblem for each cell q = 1, . . . , Q :

    maxU,P

    kKq

    Rk(U,P),

    s.t. Pq(U,P) Pq,

    Rk(U,P) ksKq

    Rs(U,P), k Kq

    pm,q Vm,q, m

    (13)

    where now there is a restriction on the set of allocation

    variables U, i.e. ug,q Kq, and k must satisfy the constraint

    kKq k = 1, q. In this way each cell tries to maximize itssum-rate, taking care of intra-cell fairness only.

    A solution for the RA problem can derived for each cell

    q by following the same approach of Sec.III through dualoptimization and adaptive algorithms. The set of dual variables

    to be updated is still the same, but now the constraints on

    change as (T)(q) =

    kKq kk = 1. The allocationproblem, due to cell decoupling, is now simpler than before,

    because it avoids the non-convex multi-cell power allocation,

    and requires, for each cell q and PRB g, the maximization ofthe following metric

    M(q)(ug,q ,P) =

    mGg

    ug,qC(pm,qug,q ,m,q) qpm,q

    (14)leading to the optimal solution

    pm,q = min

    Vm,q,

    ug,q

    q ln 2

    1

    ug,q ,m,q

    +(15)

    ug,q = arg maxug,q

    M(q)(ug,q ,P) (16)

    The main drawback of this solution is the fact that the

    fairness of rate allocation is confined within each cell, whereas

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    global fairness depends on load and channel conditions on each

    cell. The fairness issue can be partially solved with an off-line

    algorithm that balances the eNBs load, as contemplated by LTE

    [1]. Although LB is not within the scope of our paper, we will

    evaluate the performance of distributed RA when a simple LB

    algorithm, is running, which is reported in the Appendix for

    the sake of completeness.

    A. PRB based power/rate allocationIn order to decrease feedback complexity, in a realistic LTE

    scenario also rate and power are allocated per PRB, as channel

    state feedback is reduced to no more than one value per PRB. In

    this case, the Exponential Effective SNIR Mapping (EESM)[18]

    is used to evaluate the SNIR of each PRB, by taking into

    account that power mask is constant inside each PRB, i.e.

    Vm = Vg, m Gg, Vg = [Vg,1, . . . , V g,Q]. The EESMfor user k, PRB g, cell q is defined as

    (eff)k,g,q = log

    1

    N

    mGg

    e(Vg,qk,m,q

    (min)k,g,q

    )

    +

    (min)k,g,q

    (17)

    where (min)k,g,q = Vg,q minmGg k,m,q and the parameter isused to tune the approximation. Here, with respect to [18], the

    term (min)k,g,q is introduced as an offset that keeps the range of

    exponential function limited. The effective instantaneous rate

    for user k using PRB g in cell q, when a power pg,q is allocatedfor transmission, becomes

    r(eff)k,g,q = N C

    pg,q

    (eff)k,g,q

    Vg,q

    (18)

    Parameter in (17) has to be designed to keep the probabilityP(rk,g,q r

    (eff)k,g,q), where rk,g,q = mGg

    C(pg,qk,m,q),below a given threshold to prevent outage events.

    In distributed RA using EESM feedback for each PRB, the

    equations (12), (14) and (15) change by replacing k,m,q with

    (eff)k,g,q/Vg,q and by setting pm,q = pg,q , Vm,q = Vg,q , m Gg.

    V. POWER PLANNING FOR IC I COORDINATION

    Generally, in distributed RA each eNB allocates resources

    without complete knowledge of ICI. However, when the max-

    imum value of the transmitted power is predefined and known

    to all the eNB, partial information on ICI is available, which

    enables some kinds of ICI coordination. Since the loss of

    performance is usually due to the unlucky UEs close to the

    cell border which drain radio resources in the attempt to obtain

    the same capacity of the lucky UEs closer to the eNB, ICI

    coordination techniques can be used to reduce interference in

    resource units assigned to unlucky users.

    In this work we denote in general as power planning

    techniques those technique aimed at determining the set of

    values Vg, g = 1, . . . , G that allow the best distribution of ICIacross resource units as function of system and load conditions.

    Within this framework, the simplest techniques that consider

    an offline static design of maximum power values are FFR and

    Fig. 1. An example of FFR based power planning for a cluster of Q = 3cells with overall reuse factor 2/3

    Subband 1 2 3 4 5 Overall Reuse Factor

    Reuse 1/3 1/3 1/3 1/3 1/3 1/3

    Reuse 1/3 1/3 2/3 2/3 2/3 8/15

    Reuse 1/3 2/3 2/3 2/3 1 2/3

    Reuse 2/3 2/3 2/3 1 1 4/5

    Reuse 1 1 1 1 1 1/1

    TABLE I

    FREQUENCY PARTITIONING FOR DIFFERENT FFR SCHEMES WITH Q = 3

    SFR. In this paper we consider FFR techniques to be combined

    with distributed RA. Improvements might come from more

    sophisticated power planning techniques which optimize all the

    values ofVg with a limited set of constraints, but this calls for

    further investigation.

    When FFR is applied, Vg is one of the elements of a finite

    set V; we assume that if the vector V is an element of V, thenall the vectors obtained as cyclic shifts ofV are elements of

    V. All the available PRBs are partitioned in G/Q subbands of

    Q PRBs. Inside each subband the Q shifts of the same powervector V V are assigned to the Q PRBs. If G/Q is notinteger we may apply the partitioning and assignment of power

    vectors to a pool of GQ PRBs over Q slots. If one or moreof the elements of power vector V V are zero, we say thatthe resource unit or PRB is working with power vector V has

    a reuse factor smaller than 1. This means that for one cell the

    PRB has a reduced ICI, because one or more of the other cells

    are not allowed to transmit in the PRB.

    As an example for Q = 3 we consider the following elementsof V:

    V13

    = [V(0)13

    , V(1)13

    , V(2)13

    ] = [, 0, 0]

    V23 = [V(0)

    23 , V

    (1)

    23 , V

    (2)

    23 ] = [

    3

    2V,3

    2V, 0] V1

    1= [V

    (0)11

    , V(1)11

    , V(2)11

    ] = [V , V , V ]

    and we also assume that Pq = P , q and V = P /G. Theparameter allows a simple off-line optimization of powerlevels. Note that in the power vector V1

    3the non zero elements

    is infinity, because there is no need to limit the power when all

    the other cells are not allowed to use the PRB. The assignment

    of these vectors to subbands and PRBs is illustrated in Fig.1

    with reference to a system with overall reuse factor 2/3. The just

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    System model

    U se r d is tr ibu ti on U ni fo rm , i n ave ra ge 5 , 1 0, 1 5, 2 0 pe r s ec to r

    Cell layout Single Hexagonal Cluster, with 3 sectors

    Inter-eNB distance 520 m

    Channel model

    Path Loss 40 + 15.2log(d), d = distance in meter

    Doppler Bandwidth 6Hz

    Shadowing model Log-normal with 6dB standard deviation

    Fast Fading 3GPP Pedestrian model

    Delay spread 2.3 sPHY model

    System Bandwidth 3 MHz

    Subcarrier spacing 15 KHz

    Number of allocable subcarriers 180

    N um be r o f c ar rie r p er P RB 1 5

    Frame duration 10 ms

    Slot duration 0.5 ms

    DL slots per frame 8 (TDD - Configuration 1 [1])

    OFDM symbols per slot 7

    CSI update 5 ms

    Average Maximum eNB Power 1 W

    Noise Power Density 2 1020 W/Hz

    TABLE IISIMULATION MODEL

    introduced concept allow us to define other FFR schemes. Wesummarize in table I the most relevant used to obtain numerical

    results.

    VI . NUMERICAL RESULTS

    The performance evaluation is carried out through Monte-

    Carlo simulations according to models and assumptions sum-

    marized in Tab. II, also following the guidelines for LTE in

    [1][17]. In the evaluation of assigned rates an SNR gap of 3dB

    is taken into account. We consider a downlink scenario with a

    cluster ofQ = 3 cells, where the centralized and distributed RAtechniques described in the paper are evaluated and compared.

    We denote with S1 the distributed system where the power andthe user rates are evaluated per subcarriers (sect. IV), whereas

    S2 indicates the distributed system with per-PRB power and

    rate allocation based on the EESM metrics (subsect. IV-A). The

    fairness in rate allocation is evaluated through the well-known

    Jain Index [19] J =(K

    k=1 xk)2

    K

    Kk=1 x

    2k

    where xk is modified to take

    account of inter-class fairness, i.e. xk =Rkk

    . However, without

    loosing generality, we presents here the results for one class,

    i.e. k =1K

    , k in centralized RA and k =1

    K(q), k Kq in

    distributed RA.

    Fig. 2 provides a comparison of the different RA tech-

    niques proposed in the paper by showing the capacity loss

    of distributed RA with various FFR schemes with respect to

    centralized RA for different number of UEs in the cluster. The

    LB algorithm is implemented for the distributed RA. All the RA

    schemes allocate rates with a Jains index ranging from 0.97

    with K=15 user to nearly 1. We note that the capacity loss

    decreases when the number of users increases, emphasizing

    that multiuser diversity significantly help distributed RA. We

    also note that FFR schemes with reuse factor of 4/5 reduce the

    capacity gap with respect to full-reuse RA, and a loss of some

    percent units is due to to per-PRB allocation. Optimal reuse

    Fig. 2. Capacity loss of distributed RA with respect to centralized RA

    K q without LB with LBLq J R[kbps] Lq J R[kbps]

    151 1.371 2.7562 1.773 0.845 5402 3.054 0.971 49693 4.188 2.441

    301 6.178 5.1062 4.341 0.941 6532 4.341 0.990 66213 3.046 4.344

    451 3.131 7.6282 8.498 0.944 8103 6.933 0.998 7398

    3 7.226 7.226

    601 5.811 8.9652 7.068 0.968 9636 8.601 0.999 95013 12.582 9.122

    TABLE IIILOAD METRIC, JAI NS INDEX AND SUM-RATE IN EACH CELL (Q = 3 ) OF

    THE CLUSTER FOR DIFFERENT VALUES OF K AND FULL-REUSEDISTRIBUTED RA IN A SINGLE SIMULATION SCENARIO

    factor moves towards 1 as the number of users get large. In

    all the investigated cases the capacity loss is between 5% and

    30%. In the centralized RA investigated here power allocation

    is evaluated with suboptimal solution (10). However, it hasbeen checked that optimal power allocation provides a limited

    capacity gain around 7% for K = 30 users, at the expense ofmore complexity.

    Table III collects results illustrating the impact of LB tech-

    niques to ensure fairness in distributed RA. The table shows

    the sum-rate and Jains index of the whole system, with and

    without LB, as well as the load metric (see Appendix) in each

    cell. Without LB a larger sum-rate is achieved at the expense of

    fairness among users. It is also interesting to note that in case

    of spatially uniform distribution of user, LB looses relevance

    when the number of users get large.

    Next table, Tab. IV shows the trade-off between allocated

    sum-rate and outage rate as function of parameter in theEESM metric. According to these results we set = 410 for

    all simulations in order to keep P(rk,g,q r(eff)k,g,q) below 1%.

    Finally, in Fig. 3 we investigate the sensitivity of achieved

    sum-rate to the choice of parameter , which selects the valuesin the power vectors used in distributed RA with K = 30 users.It is shown that the maximum capacity is obtained with = 1,which is the value used in all simulations. This result does not

    change for different values of K.

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    350 395 400 405 410 420 450Sum-rate [Kbps] 6402 6433 6440 6442 6444 6449 6466

    Outage Prob. % 0.00 0.34 0.51 0.72 0.96 1.56 3.96

    TABLE IVSUM -RATE AND OUTAGE PROBABILITY P(rk,g,q r

    (eff)k,g,q

    ) VS EESMPARAMETER . DISTRIBUTED RA WITH FULL-REUSE AND K = 30

    Fig. 3. Sum-rate vs parameter in S2 systems with K = 30 UEs

    VII. CONCLUSIONS

    In this work we have introduced and compared centralized

    and distributed RA schemes which try to maximize sum-rate

    whilst supporting with fairness different UEs in a multi-cell

    cluster. Distributed RA aims at reducing the stringent time

    requirement to exchange information and the high feedback

    complexity of centralized RA. Partial interference coordination

    is obtained through power planning techniques, like FFR. The

    results for a three-cell cluster have shown that a distributed

    system with high frequency reuse and large number of users

    manages to approach the benchmark of centralized RA without

    fairness degradation. However, few percent of capacity loss are

    introduced by PRB-based allocation typical of LTE systems.

    APPENDIX: A GREEDY LB ALGORITHM

    The algorithm considers for each cell q of the cluster thefollowing load metric:

    Lq =kKq

    lk,q =kKq

    kK(q)

    C(SI Rk,q)(19)

    where SI Rk,q is the signal-to-interference ratio of user k withrespect to cell q evaluated by taking only into account distance-based attenuation. The load metric lk,q estimates the amountsof resource units needed by user k, if served by cell q, to

    achieve the required portion k of the sum-rate. After the initialassignment of each users to the cell providing the maximum

    SI Rk,q , the LB algorithm works as follows:1. min = argminqLq, max = argmaxqLq2. = Lmax Lmin3. Dk = lk,min lk,max, k K

    max

    4. u = argminkKmax,Dk0

    Dk

    5. Lmax = Lmax lu,max, Lmin = Lmin + lu,min6. min = argminqLq, max = argmaxqLq

    7. if Lmax Lmin > stop8. Kmax = Kmax {u}, Kmin = Kmin {u}9. go to step 2

    ACKNOWLEDGMENT

    This work was supported by the European Commission

    under Network of Excellence NEWCOM++ (G.A. 216715) and

    OPTIMIX project (G.A. 214625)

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