chain orientation and crystallization · the prerequisite for crystallization is the retention of...

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CHAIN ORIENTATION AND CRYSTALLIZATION A. KELLER and M. R. MACKLEY H.H. Wills Physics Laboratory, University of Bristol, Royal Fort, Tyndall Avenue, Bristol BS8 I TL ABSTRACT The article starts with the assertion that in order to obtain fibrous crystals with extended chain type characteristics the molecules have to be extended prior to crystallization otherwise chain folded lamellae will result. Further it asserts that in the case of non-homogeneous chain extension those chains of the assembly which are inadequately extended will give rise to lamellar crystals nucleated along the fibrous ones already formed. The main body of the article provides substantiation of this generalization and demonstrates its consequences in a number of diverse examples. It is divided in two parts according to the two broad categories of chain extension. (1) Static elongation which is applicable to crosslinked melts (elastomers) and (2) chain extension by flow achieved by elongational flow in solutions and melts. The part dealing with (1) is basically a review centred largely on past works by one of us while the part concerned with (2) is a preliminary account of work in progress. The latter in particular describes how characterized elongational flow fields can be purposefully created and how the resulting chain extension and the ensuing crystallization can be studied in situ as a function of a number of variables. In the course of it reference is made amongst others to criteria for complete chain extension, to the role of entanglements and to the role of localized flow fields in the vicinity of the solidified portions of the flowing system. Attention is drawn to the diversity of effects which all arise from the same few basic principles and to the numerous fundamental and technological implications. I. INTRODUCTION The importance of crystallinity in macromolecules both technological and biological needs no introduction, nor does the long-recognized fact that such crystallinity arises through parallel alignment of sufficiently regular chains where the repeating units in the adjacent chains are in appropriate crystallo- graphic register. From the very beginning therefore the chains were considered to be running straight through the crystal as long as entanglements, con- sidered inevitable at some stage, permitted. Correspondingly, the basic crystal unit was thought to be elongated along the chain direction and essentially of fibrous character. This conception was in accord with the well-known fibre-forming tendency of long-chain molecules abundantly utilized by nature and technology. In brief, it seemed all too evident that fibre formation should be intimately tied up with a basic fibrous crystal morphology. 195

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CHAIN ORIENTATION AND CRYSTALLIZATION

A. KELLER and M. R. MACKLEY

H.H. Wills Physics Laboratory, University of Bristol, Royal Fort,Tyndall Avenue, Bristol BS8 I TL

ABSTRACTThe article starts with the assertion that in order to obtain fibrous crystals withextended chain type characteristics the molecules have to be extended priorto crystallization otherwise chain folded lamellae will result. Further it assertsthat in the case of non-homogeneous chain extension those chains of the assemblywhich are inadequately extended will give rise to lamellar crystals nucleatedalong the fibrous ones already formed. The main body of the article providessubstantiation of this generalization and demonstrates its consequences in anumber of diverse examples. It is divided in two parts according to the twobroad categories of chain extension. (1) Static elongation which is applicableto crosslinked melts (elastomers) and (2) chain extension by flow achieved byelongational flow in solutions and melts. The part dealing with (1) is basically areview centred largely on past works by one of us while the part concerned with(2) is a preliminary account of work in progress. The latter in particular describeshow characterized elongational flow fields can be purposefully created and howthe resulting chain extension and the ensuing crystallization can be studiedin situ as a function of a number of variables. In the course of it reference ismade amongst others to criteria for complete chain extension, to the role ofentanglements and to the role of localized flow fields in the vicinity of thesolidified portions of the flowing system. Attention is drawn to the diversityof effects which all arise from the same few basic principles and to the numerous

fundamental and technological implications.

I. INTRODUCTION

The importance of crystallinity in macromolecules both technological andbiological needs no introduction, nor does the long-recognized fact that suchcrystallinity arises through parallel alignment of sufficiently regular chainswhere the repeating units in the adjacent chains are in appropriate crystallo-graphic register. From the very beginning therefore the chains were consideredto be running straight through the crystal as long as entanglements, con-sidered inevitable at some stage, permitted. Correspondingly, the basiccrystal unit was thought to be elongated along the chain direction andessentially of fibrous character. This conception was in accord with thewell-known fibre-forming tendency of long-chain molecules abundantlyutilized by nature and technology. In brief, it seemed all too evident thatfibre formation should be intimately tied up with a basic fibrous crystalmorphology.

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structure. Properties, interesting as they are, will not be included exceptoccasionally mentioned in passing.

The material is most readily subdivided according to the method bywhich the chains are extended. Depending on the consistency of the systemchain extension can be achieved essentially in two ways:

(1) Static extension. In this case the material is stretched and kept in thisstate until crystallization sets in. The prerequisite for crystallization is theretention of orientation, normally associated with the absence of stressrelaxation on the time scale of the crystallization process. This is satisfied bythe networks of crosslinked systems where the ensuing crystallizationcorresponds to the familiar stress-induced crystallization effects of elastomers.

(2) Dynamic extension. In this case chain extension and ensuing crystal-lization is induced by flow. This clearly applies to true melts and solutions.As will be shown, chain extension sufficient to induce crystallization willusually occur under rather special flow conditions where the flow velocityhas a gradient along the flow direction (elongational flow).

Highly viscous melts form a bridge between (1) and (2) as here, owing toentanglements; the melt may sustain sufficient stress to display the charac-teristics of a crosslinked elastomer on the time scale required for localizedchain extensions and the ensuing crystallization even if the molten systemitself may be in a continued state of elongation (until of course flow ceasesdue to solidification).

The present article will give a broad survey of phenomena under (1) andwill briefly report some recent material under (2).

2. CRYSTALLIZATION OF CROSSLINKED MELTS ANDELASTOMERS

2.1. General scheme; columnar crystal texturesExtensive past work has led to a generalized scheme of crystal textures

formed under stress such as represented diagrammatically by Figure 2 whichwill now be briefly described and explained.

The basic observation, whether directly observed microscopically, ordeduced from x-ray diffraction patterns as it was done in the first instance6'7is as follows. The final crystal texture is columnar with the columns lyingall parallel along the stretch direction where the columns themselves havecross-striations on a finer scale. Depending on the column diameters, on thescale of the observation or on the size of the area under view, the overallimpression can be either (a) a cross-striated structure (fine striations per-pendicular to the stretch direction) or (b) a fibrous structure with theimpression of a fibrosity along the stretch direction. While (b) is at leastconsistent with the traditional expectations from fibrous crystals arisingalong the stretch direction, (a) appears to be at variance with it.

The explanation will be clear from the generalities laid out in the Intro-duction. Applying these to the present case we may state the following.The extension introduces true stress-induced crystallization along isolatedlocalities. At this stage we abstain from specifying the nature of these stress-induced crystals beyond stating that they represent only a very small fraction

197

A. KELLER AND M. R. MACKLEY

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Figure 2. Schematic representation of the crystal texture originating during the crystallization oforiented polymeric melts shown for thc particular case of polyethylene.(a) Low stress. (b) The main features of the x-ray diffraction pattern corresponding to (a). (c) Highstress. (d) The main features of the x-ray diffraction pattern corresponding to (c). (e) The mainfeatures of the x-ray diffraction pattern for stresses intermediate between those in (b) and (d). Thecorresponding texture (not drawn) is envisaged as in (a) but with lamellae which are only partiallytwisted.Only two reflections, 200 and 020, are represented in the x-ray diffraction patterns and themorphologies are drawn both as expected in the bulk and in a thin film. It is the latter case whichis more directly comparable with electron microscopic evidence. (Keller tnd Machin4 based on

ref. 5 by the same authors.)

of the total amount of material, comprising those chain elements whichhave been most highly stressed in the network and that by inference (ratherthan by direct observation so far) have an overall fibrous character. Theseentities then provide lines of nuclei for essentially chain folded crystallizationof the rest of the material which is in a lower state of chain extension. Thelamellae themselves will grow transversely outwards from the nucleatingcentral line producing a transversely striated entity of cylindrical symmetry.In the melt, the resulting entity will be a compact column [as opposed to thelooser structure resulting from solutions (Figure 1) referred to in the Intro-duction]. For low extensions the nucleating lines will be few, hence thecolumns will be wide, and the overall impression may become that of abasically cross-striated texture [(a) above]. High extensions producenucleating crystals in greater abundance, hence the columnar texture willbe on a finer scale, the overall impression becoming that of a fibrous texture[(b) above].

2.2. 11w transverse lamellar crystalsThe degree of stretch, however, can affect not only the number of nucleating

198

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CHAIN ORIENTATION AND CRYSTALLIZATION

threads, hence the scale of the columnar texture, but also the configurationof the transversely growing lamellae.

In an unstressed melt the crystallization usually starts from point dis-continuities due to nuclei of some kind, fanning outwards resulting inspherulites. The crystalline units are lamellae which normally twist in aperiodic airscrew-like manner and are responsible for the familiar bandedstructure of most spherulites. The corresponding texture in the case thatnucleation of the lamellae occurs at closely situated localities along a linediscontinuity is illustrated by Figure 2a. This is the case expected if the stressis low enough not to interfere with the twisted lamellar development, but issufficient to produce the line nuclei. As the representative part of the materialwill be in the form of lamellae the overall crystal orientation will be such aswill result from this particular twisted lamellar arrangement. The cor-responding x-ray diffraction pattern will be neither a random pattern, norsuch as from a fibre with chain alignment along the draw direction, howeverpoor such an alignment may be, but will have characteristic features of itsown such as sketched for the case of polyethylene for two principal re-flections in Figure 2b. Indeed it was the consistent appearance of this peculiardiffraction pattern in standard, melt-extruded polyethylene films whichprompted one of us to postulate a texture such as in Figure 2a for melt-extruded polyethylenes (termed 'row structure') as far back as 19546.7.

Higher stresses produce not only more nucleating lines, hence a finer scalecolumnar structure, but will also influence the lamellar development. As tobe expected, crystallization under high stress will align all the crystals withthe chain axes along the stress direction. Thus, the lamellae will be increasinglyprevented from twisting until they are all parallel within the columns assketched by Figure 2c. As now all the chains are along the stretch direction,the corresponding diffraction pattern will be as in a drawn fibre (sketched inFigure 2d for two reflections in polyethylene). For intermediate stresses thelamellar alignment will only be partial and in the case of polyethylene theresulting x-ray pattern will have features as in Figure 2e where the lamellaralignment is most readily characterized by the magnitude of the splittingof the 200 reflection*.

As already stated solidification during flow, such as occurs during themanufacture usually [even if not always (e.g. ref. 8 and comments in ref. 5)]produces textures such as in Figure 2a presumably because the moltensystem can only support low stresses. However, the full sequence in Figure 2is readily realized if the system is permanently crosslinked. The correspondingseries of diffraction patterns on polyethylene were first obtained by Steinand Judge9 and the sequence was interpreted in the manner just summarized

Ln the case of polyethylene a diffraction pattern which is similar to that obtained in Figure 2bis often reported which nevertheless does not correspond to complete randomization around 1,but shows a preference of a along the stretch or flow direction (the frequently mentioned 'a axisorientation'). This is sometimes quoted as evidence against the scheme in Figure 2 (e.g. ref. 8). Aspointed out in ref. 5 there need be no contradiction. Such an orientation can be accommodatedwithin the scheme of Figure 2 by considering the lamellar planes in Figure 2a to show somedegree of alignment along the direction of the orienting influence instead of complete randomi-zation. The lamellar, as opposed to molecular, alignment such as would lead to Figure 2c, mightoccur at the very low stresses where the a axis orientation' is usually observed.

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presented here. This scheme has the merit to provide unity to a range ofotherwise disconnected phenomena and to bring together historicallyseparate aspects of polymer crystallization. The technological relevance ofthe foregoings should be self evident. As regards the disputed particularsrelating to the nucleating phase it will be apparent that the only firm point ofreference originates from flow-induced crystallization and this from dilutesolution (Figure 1). Consequently, it is to this aspect we shall now turn forfurther knowledge on this problem. This is along the established tradition ofwork on polymer crystal morphology, where the study of crystallizationfrom dilute solution has always led the way with applications to crystalliza-tion from the condensed phase to follow.

3. CHAIN ELONGATION AND CRYSTALLIZATIONDURING FLOW

3.1. Shishkebabs; their origin and structureThe decisive experiments in this field are due to Pennings and his

collaborators3'27 who precipitated polyethylene and polyolefins fromsolution by stirring. As well known the result was a precipitate of overallfibrous character. Microscopic inspection revealed the composite fibre-platelet shish-kebab texture already referred to by Figure 1. From the verybeginning this was interpreted in the manner already stated: fibrous, chainextended crystallization of those chains which were stretched sufficiently byflow followed by the lateral growth of chain folded lamellae due to un-stretched or less stretched molecules nucleating crystals along the fibre.

The degree of chain extension in a given flow field is primarily determinedby the molecular weight: the longer chains will be progressively moreextended. This was recognized first empirically; the physical reasons will bepresented later. Thus in the broad molecular weight distribution of a usualpolymer a spectrum of chain extensions is expected. It will be apparent belowthat the transition from slightly to highly extended chains is fairly abrupt.At this stage it suffices to state that the molecular weight spread can play apart in the formation of the basic two-component structure of the shish-kebabs. If the crystallization temperature is sufficiently high only the back-bone forms, the lamellar overgrowth then develops on subsequent coolingof the solution. Clearly this overgrowth can be prevented by filtration at thecrystallization temperature in which way the truly flow-induced componentcan be obtained in isolation. Even when formation of the overgrowth ispermitted the overgrowth can be dissolved by subsequent washing at hightemperatures leaving the bare backbone in isolation. In what follows weshall only be concerned with this backbone which is the basic flow-inducedcomponent of the system. (It is this isolation of the nucleating thread whichcould not be readily achieved in melt crystallized systems.)

As already stated, the chain orientation was along the shish-kebab axis.As this was true both for the central fibre and the overgrowth, the shish-kebabcan be regarded as a looser version of Figure 2c. Further, as already referredto, thermal properties (high melting point. superheatability) and mechanicalbehaviour (high modulus and lack of extensibility and associated clear

206

CHAIN ORIENTATION AND CRYSTALLIZATION

fracture across the fibre direction) suggested an extended-chain characterwithin the backbone.

For considerable periods it was held that this basic backbone is a compactfibre even if it was argued whether this fibre is structureless or striated asrevealed by certain electron micrograpbs28 In view of the fact that the chainslie along the fibre direction, and further that the striations were due tomaterial density fluctuations within otherwise smooth outlines, it wasinferred that a certain amount of back-folding is present within the fibre28' 29Subsequent works, however, revealed increasingly that even the centralbackbone was not always smooth, even less structureless, but could reveal aplatelet—fibre composite character27, i.e. they can be shish-kekabs them-selves but on a much smaller scale than the originally defined entity (see refs.27, 29). However, here the platelets are not removable by dissolution, hencethey must be molecularly connected to the central core as representedschematically by Figure 927, (Earlier such structures were obtained by nitricacid etching of smooth fibres28; however, in the later works referred to here

Figure 9. Schematic representation of the basic, flow induced crystal entity. Note it has a 'shish-kebab' structure where the central, essentially chain extended fibre is molecularly connectedwith the chain folded platelets, the two thus forming an inseparable unit (Pennings et a!? 7),

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A. KELLER AND M. R. MACKLEY

Figure 12. Diagrammatic representation of 'Taylor vortices' developing between the cylindersof a rotating couette apparatus (after Pennings ci aL30).

velocity gradient (as in the usual capillary flow) in addition to the longitudinalgradient. Transverse gradients correspond to simple shear which will makethe fluid element rotate in addition to extending it. This rotation will limit theextension which can be achieved as the direction corresponding to extensionwill alternately become that corresponding to compression. The purpose ofthe experiments to be described was to eliminate this rotation, i.e. thetransverse component of the velocity gradient causing it. In formal language,to produce a flow where the antisymmetric components of the velocitygradient tensor, which represents rotation, are eliminated as far as possible

First, however, the effect of elongational flow on a macromolecule will besummarized. In a stationary solution the macromolecule will be in its usualrandom configuration. When in the course of elongational flow the cor-responding element of liquid is stretched the molecule will stretch out with itto an extent to which the stretching force is transmitted from liquid tomolecules and to an extent permitted by the entropic resistance of the chainto being extended. Thus at the resulting chain extension the stretching force,

210

:1

CHAIN ORIENTATION AND CRYSTALLIZATION

defined by the frictional drag, will balance the entropic retracting force of thechain, the determining quantity for chain extension being f/k where f is thefrictional force constant and k the force constant for elastic retraction. As canbe shown to a first approximation f/k = r where t is the characteristic exten-sional relaxation time of the chain molecule in a given system. Both f and kdepend on the molecular weight (M). k x 1/M and the correspondingrelation for f varies between f x M and f x M depending on whether thesystem is free draining or not. In any event r, hence the molecular extension,will be an acceleratingly increasing function of M.

For a given system the chain extension itself will depend on the strain rateidefined by the velocity gradient in the flow system. There are several theoriesrelating chain extension to strain rate and to molecular parameters33. For ourpurposes they are all of similar form, namely that the strain is expressed as

r cx B/(1 — B)where B = t. It follows that chain extension will be infinite as B approachesunity. Thus catastrophic extension is expected close to a given value of tfor aconstant t, or for a given value of r for constant c. i is defined by the flowconditions. Accordingly, for a given solution a high degree of chain extensionshould set in rather abruptly as the acceleration of the flow reaches a certaincritical value. Or under given flow conditions this abrupt change shouldoccur as r approaches a critical value which in view oft '-. M2,with l < < 2,is achieved by increasing the molecular weight. Thus we see that the criticaldependence of chain extension on molecular weight, already indicated above,follows from basic considerations. In plain words for substantial chainextension we need long molecules: beyond a certain M the chains will bepractically extended below only slightly affected. Thus for a broad distributiononly chains exceeding a certain length will be extended for a given strain rate.

0

tog MFigure /3. Molecular extension for uniaxial extension plotted as a function of molecular weight

for three selected strain rates (Mackley and Keller32).

211

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A. KELLER AND M. R. MACKLEY

Conditions for a dilute solution of polyethylene are given in Figure 13.The abrupt change in c with M is clearly apparent and also the abovementioned effect of the strain rate. To quote a few approximate figures;for a molecular weight of 105—the usual average for commercial material—strain rates of io—iO s' are required. This is to be contrasted with strainrates in usual spinning or extrusion operations which are in the range of

N2 N2

Figure 14. Diagram showing essential features of impinginget a1.'),

jet' apparatus (based on Frank

100_102 s'. For these rates only chains above lo M will extend, henceonly a negligible fraction of the commercial material. (These figures apply tosolution, in the melt t will be larger and conditions will not be quite asunfavourable.)

3.2.2. Experimental realizationFor a systematic investigation on the effect of elongational flow a well-

characterizable flow field had to be created capable of achieving high strainrates. The Taylor vortices as obtained by stirring, were too erratic andproduced a flow field both too complicated and inhomogeneous for obtainingthe phenomenon of interest in its clearest form. For this reason the simplejet principle was adopted. Nevertheless, for reasons laid out above, trans-verse gradients had to be eliminated as far as possible. This was achieved bycreating a symmetrical system with the avoidance of solid walls in the regionof interest. The system consisted of an accurately aligned double jet im-mersed in a solution of polyethylene in xylene as shown in Figure 14. Therequired flow could then be created in two ways: (a) by sucking solution intoboth jets simultaneously; or (b) by blowing solutions from the jet reservoir

212

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CHAIN ORIENTATION AND CRYSTALLIZATION

into the main vessel simultaneously through both jets. Method (a) corres-ponds to uniaxial extension with pure elongational flow along the symmetryaxis, and (b) to uniaxial compression with elongational flow resulting alongthe symmetry plane (the perpendicular plane halfway between the jets).The system was fitted with a suitable microscope system equipped withpolarizers enabling direct observation of the regions between the jets.

3.2.3. Basic observationsPronounced effects were observed both for suck and blow case. These fall

in two categories according to the temperature of the experiment. (1) Atsufficiently high temperatures the effects observed persisted only during theduration of the flow; they ceased as the flow stopped. This will be referredto as reversible effect which corresponds to alignment of molecules withoutthe creation of persistent crystals. (2) Below a certain critical temperature(TI max) the features observed persisted after the cessation of flow. These werethe effects of permanent crystallization.

Figure 15 shows some representative examples of observations abovemax' i.e. for the reversible case (1 above) for both the suck (b, d) and blow

(a, c) jets. As seen there is a line of birefringence along the symmetry axis andplane respectively apparent also with unpolarized light. In the suck case thedirection of polarizability was along the symmetry axis, thus indicating chainalignment according to expectations. In the blow case the birefringenceproved to be confined to a ring along the symmetry plane with tangentialorientation of the mblecules within it. Obviously the latter is a more com-plicated situation. It is accounted for in the comprehensive work32. In whatfollows we shall confine ourselves to the simpler suck case for the purposesof the present article.

Figure 16 shows the effect of sucking below max (case 2 above). It is seenthat again birefringence develops during suction which here corresponds topermanent fibrils.

These observations provided the basis for further study of both chainorientation preceding crystallization (above 7, max) and of the formationand structure of crystals resulting from a pre-defined state of chain alignment(below T max)

For a quatitative interpretation the flow field has to be first characterizedso as to define the strain rates (ê) at the desired locality. This was achieved bymeans of tracer particles in a solution of identical viscosity photographed indark field. Figure 17 shows an example. The high degree of symmetry of theflow field is immediately apparent. It is instructive to note the single stationaryparticle at the exact centre which indicates that the velocity there is zeroand that from here the flow will have to accelerate towards both jets. Quanti-tative characterization of this acceleration, in fact the velocities over thewhole field, is provided by photographs taken with faster shutter speedswhen continuous lines traced by the particles shrink to finite tracks of lengthsproportional to their velocity. In this case the velocity gradient could bedetermined. For the suck it case was found to be practically constant alongthe central symmetry axis which greatly simplifies the ensuing analysis.In fact it could be directly defined from the jet exit velocities and jet separationin the knowledge that the velocity is zero in the centre.

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(e) Effect of temperature(i) Birefringence (beyond TI; max) was essentially unaffected.(ii) The amount of crystalline material formed below TI; max was greatlyincreased by the lowering of the temperature.

Most of the above results are as expected by qualitative considerations.As a consequence of the present experiment we now have direct verificationin a quantitative manner. Even so there are certain features which have beenunexpected and are of special significance. These will be commented on inbrief.

The asymptotic limit of the birefringence with strain rate (a. i) implies thatsome physically significant limiting state of the system has been reached.The only feasible state of this kind is that of the fully aligned chain. Indeed,when allowing for the concentration dependence (by the proportionalrelation found under b. i) the observed limiting birefringence closely cor-responds to that expected from the fully extended chain from the polariz-ability figures of l3unn and Daubeny36 (in fact providing support for thesepolarizability figures as far as they are in dispute, see e.g. ref. 37).

The sudden cut-off value in the birefringence with the lowering of con-centration (b. i) implies that below a certain concentration chain alignmentdoes not decrease in proportion to solute material present but ceasesaltogether. This points to the fact that the birefringence, when observed, isdue to a cooperative effect. According to our interpretation this cooperativeeffect is provided by entanglements when a certain concentration is reached.Thus the cut-off value should give information on the onset of entanglements.

The finding that the high molecular weight tail affects TI; max implies thatthe longest molecules, even if present in very small proportions, play asignificant part in the onset of crystallization, but they do not affect theoverall chain alignment while in the solution. The latter is determined by therepresentative amount of material in the solution beyond a certain molecularweight.

3.2.5. Structure of the crystalsThe crystals formed (below TI; max) can now be removed from between the

jets and examined by electron-microscopy. Figure 11 shows an example.We see that they are the familiar shish-kebabs with a central thread clearlyäefined, containing transversely growing lamellae and a certain amount ofconnecting veil material. While this in itself is not quite novel our morpho-logical findings have the following important message to convey.

Firstly, crystals such as in Figure 11 grew at temperatures where the usuallamellar crystals were unable to form and grow, and thus are entirely stressinduced. They are indeed the central threads of shish-kebabs as in Figure 10.This proves that the primary product of crystallization is in itself a shish-kebab where the lamellae are interconnected with the stems.

The last conclusion is a welcome support to the model in Figure 9. What isnew, however, is that we have additional knowledge about the chain extensionpreceding the crystallization from birefringence measurements performedabove TI; max under the same flow conditions, an information which in viewof the independence of this birefringence of temperature (established undere. i) can be referred to the lowered temperature of the crystallization itself.

217

A, KELLER AND M. R. MAKCLEY

It was found that composite platelet—fibre structures are obtained even when,by the above evidence, chain extension before crystallization is complete.Figure 11 is one example.

Our explanation of this surprising fact is as follows. When a system ofcompletely aligned chains crystallizes, first a truly extended-chain typeentity forms presumably from the longest molecules. This will be the back-bone in Figure 11. Once, however, a solid interface has arisen a transversevelocity gradient will necessarily arise thus reducing the purely longitudinalcharacter, hence the chain-aligning tendency of the flow. Molecules whichbecome less extended will then deposit in an extended form only alongparts of their length on the existing fibre. The rest of the same partiallyattached chain will then produce folded crystals either at the crystallizationtemperature itself or during subsequent cooling which incidentally wouldalso account for the molecular connectedness of the platelets and fibres.Accordingly. the purely extended-chain crystallization together with theunderlying chain alignment in a flow field would be self limiting: thecrystals would reduce and terminate the same chain alignment whichbrought them into being. However, at the tip of the fibre a pure extensionalgradient will always be present during flow. Hence growth would terminatelaterally while it could continue longitudinally.

Whatever the true explanation of the phenomenon the important factremains: a composite, molecularly interconnected chain-folded cumchain-extended crystal structure is obtained even when the chains are fullyaligned by flow before crystallization. Or looking at it in another way,completely extended structures cannot be obtained by flow-induced align-ment alone. The proportion of the extended-chain fibrous componentshould be enhanced with an increase in the molecular weight, which indeed isdemonstrated by our own morphological work to be reported in the fullpaper32.

3.3. Application to the meltThe principles used in the preceding double-jet experiments in solution

were also applied to the melt. In the first stage an apparatus was designed inwhich the behaviour of flowing melts could be observed in situ along thelines of the solution experiments. This having been achieved, flow conditionsand geometries are being varied and the resulting products examined asregards structure and properties. Preliminary results have already beenpublished38 and further work is in progress. Here a brief report will be madeon the situation as it now stands.

An Instron rheometer was used for the experiment in conjuction with aspecially constructed chamber which in its first application is as shown byFigure 18. The piston of the rheometer forces the molten polymer simul-taneously through the two jet orifices. This is the flow system as in Figure 14with the flow induced by pressure on the melt outside, as opposed to thesuction applied through the capillaries themselves. The region of the meltsituated between the capillaries could again be directly viewed by an opticalset-up similar to the one used for the solution case, care having been takenin the construction that the glass cell windows should sustain the pressuresapplied. The pressures at any instance could be measured with the con-

218

CHAIN ORIENTATION AND CRYSTALLIZATION

ventional facilities of the rheometer. Under steady flow they were in theregion of 50 bars and when blockage occurred due to crystallization (see later)they rose to 500 bars. The full information contained by the observations isrecorded in motion pictures; here a representative selection of results will bequoted with a very few illustrations.

Polymsr

Block

Mutually opposed orificuc

NWindows

Figure 18. Diagram of melt flow apparatus (Mackley and Keller38).

At temperatures which are sufficiently above the conventional solidificationtemperature, effects could only be observed during the flow itself. Thismanifested itself as birefringence with cylindrical symmetry around the jetaxis Figure 19a). The contour lines in Figure 19a are loci of equal retardation.As the temperature is lowered, cusping of these contour lines occurs along thesymmetry axis indicating highly localized birefringence along the axis. Thiseffect was still reversible and confined to a temperature range of a very fewdegrees above 140 °C. The effect corresponds to birefringence exactly alongthe jet axis direction which is additional to that produced by the rest of theflowing melt. On further lowering of the temperature a distinct line-discontinuity appears along the jet axis at around 140 °C for the pressures

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interesting. It has two components: a very highly oriented one, as in Figure 2d,plus a more intense pattern such as in Figure 2e, the splitting of the 200 arcsdepending on solidification conditions. Thus we have made a full circle: weobtained our starting structures in Figure 2 but in this case in a purposefullydesigned elongational flow experiment. Obviously the central thread ofFigure 19d acted as a nucleus for the subsequently crystallized materialwhich was in a much lower state of orientation. Here the macroscopicfilament itself can be regarded as a single column of the kind sketched inFigure 2 where the central nucleating line is now clearly identified. It is ratherremarkable that the uniform orientation of the overgrowth phase should havepersisted from centre to periphery indicating the effectiveness of row nucleationfor the whole structure.

Many questions arise as regards the properties of the distinct fibres. Theseshould now be clearly assessable. Birefringence evidence indicates that weare within a factor of 3 of the fully aligned chain structure38. Highermechanical strength is indicated but definitive statement on this will dependon the accurate assessment of the relative proportions of core and over-growth material. Work is in progress.

In the above experiment the flow of the polymer melt was continuous.For jets of much greater length than used in Figures 19-21 however blockagesets in. This can be seen visually in our set-up and is also registered as asudden increase of pressure by the rheometer. It was observed with the aidof our optical arrangement that as the pressure rises the whole molten masssolidifies. This solidification is seen to occur by crystallization nucleated atthe initial threads. The effect is reversible: the solidified material melts againon release of pressure, the initial thread alone being left39. Clearly, here wehave a truly reversible pressure-induced crystallization produced by thepressure due to the blockage, which in itself is caused by flow-induced crystals,with the flow-induced crystals acting as nuclei in addition. We believe this isthe phenomenon underlying the blockage of capillaries by crystallizable meltsabove the practical solidification temperature, a phenomena observed inrecent years4042. This phenomenon has received much recent attention inview of the remarkable products it gives rise to41' 42 Thus we see that ourpresent in situ observations promise to unravel complex and potentiallyimportant solidification effects such as could hardly be accounted for bymacroscopic measurements of a flow or pressure parameter.

The article will be concluded on the last note. In brief, the requirement for arational understanding of solidification during flow is the understanding oflocalized flow phenomena and of the resulting chain elongation. Further, itmay be added that there is no substitute for direct sight of what is actuallytaking place.

We shall end up with a flash-back to the starting theme: are polymercrystals fibres or platelets, do the chains try to stay extended or do they wishto fold? We started with stating the answer, namely, that the truth is both.We hope the article itself has borne this out and in addition has demonstratedhow this basic truth can manifest itself under a truly astounding variety ofcircumstances. it is up to our technology to adapt this variety to its basicrequirements.

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A. KELLER AND M. R. MACKLEY

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2 A.Keller. MTP InternazionalReviewofScience, Physical Chemistry. Series One, v.8 Macromol.Science. Ed. C. E. H. Bawn. Butterworth: London University Park Press, Baltimore, p. 105(1972).A. J. Pennings. Crystal Grol4th. Proc. Tnt. Conf. on Crystal Growth. Boston, Pergamon,Oxford. p. 389 (1966).A. Keller and M. J. Machin, Polymer Systems, Deformation and Fiow; Proc. 1966 AnnualConf. of Brit. Soc. of Rheology. eds. R. E. Whetton and R. H. Whorlow. Macmillan: London.Melbourne, Toronto. p. 97 (1968).A. Keller and M. J. Macbin, J. Macrornol. Sd. B, 1, 41(1967).

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36 C. W. Bunn and R. de P. Daubeny, Trans. Faraday Soc. 50, 1173 (l9S4).37 M. V. Vokenstein, Configurational Statistics of Polymeric Chains, lnterscience: New York

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Ind., London, p. 313 (1967).J. H. Southern and R. S. Porter, J. Macromol. Sci. 84, 541 (1970).

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224