chapter 1 introduction to nanoparticleshodhganga.inflibnet.ac.in/bitstream/10603/166047/7/07_chapter...
TRANSCRIPT
![Page 1: CHAPTER 1 INTRODUCTION TO NANOPARTICLEshodhganga.inflibnet.ac.in/bitstream/10603/166047/7/07_chapter 1.p… · example as a catalyst. In addition, nanoparticles have a tendency to](https://reader033.vdocument.in/reader033/viewer/2022060610/60611ea56a7743771a583bca/html5/thumbnails/1.jpg)
1
CHAPTER 1
INTRODUCTION TO NANOPARTICLE
This chapter emphasize the general introduction, properties and the
applications of the nanoparticle. A brief review of literature pertaining to the
present work is also presented.
1.1 INTRODUCTION
Nanotechnology is an advanced technology, which deals with the
synthesis of Nanoparticles, processing of the Nanomaterials and their
applications. Normally, if the particle sizes are in the 1-100 nm ranges, they are
generally called Nanoparticles or Nanomaterials. For oxide materials, the
diameter of one oxygen ion is about 1.4 Å. So, seven oxygen ions will make
about 10 Å or 1 nm, i.e., the ‘lower’ side of the Nano range. On the higher side,
about 700 oxygen ions in a spatial dimension will make the so-called ‘limit’ of
the Nano range of materials. Nanoparticles constitute a major class of
nanomaterials. Nanoparticles are zero-dimensional, possessing Nano metric
dimensions in all the three dimensions. The diameters of nanoparticles can vary
anywhere between one and a few hundreds of nanometers. Accordingly, the
electronic and atomic structures of such small nanoparticles have unusual
features, markedly different from those of the bulk materials. Large
nanoparticles (>20–50 nm), on the other hand, would have properties similar
to those of the bulk (Jortner and Rao 2002). At small sizes, the properties vary
irregularly and are specific to each size. The size-dependent properties of
nanoparticles include electronic, optical, magnetic, and chemical
characteristics. Nanoparticles can be amorphous or crystalline. Being small in
![Page 2: CHAPTER 1 INTRODUCTION TO NANOPARTICLEshodhganga.inflibnet.ac.in/bitstream/10603/166047/7/07_chapter 1.p… · example as a catalyst. In addition, nanoparticles have a tendency to](https://reader033.vdocument.in/reader033/viewer/2022060610/60611ea56a7743771a583bca/html5/thumbnails/2.jpg)
2
size, crystalline nanoparticles can be of single domain. Nanoparticles of metals,
chalcogenides, nitrides and oxides are often single crystalline.
Nanoscience and nanotechnology primarily deal with the synthesis,
characterization, exploration and exploitation of nanostructured materials.
These materials are characterized by at least one dimension in the nanometer
range. Nanostructures constitute a bridge between molecules and infinite bulk
systems. Individual nanostructures include clusters, quantum dots,
nanocrystals, nanowires, and nanotubes, while collections of nanostructures
involve arrays, assemblies and super lattices of the individual nanostructures
(Rao et al 2004). The physical and chemical properties of nanomaterials can
differ significantly from those of the atomic-molecular or the bulk materials of
the same composition. The uniqueness of the structural characteristics,
energetics, response, dynamics, and chemistry of nanostructures constitutes the
basis of nanoscience.
Some of the important concerns in the nanoscience area are:
i. Nanoparticles or nanocrystals of metals and
semiconductors,nanotubes, nanowires and Nano biological
systems.
ii. Assemblies of nanostructures (e.g., nanocrystals and nanowires)
and the use of biological systems, such as DNA as molecular
nanowires and templates for metallic or semiconducting
nanostructures.
iii. Theoretical and computational investigations provide the
conceptual framework for structure, dynamics, response and
transport in nanostructures.
![Page 3: CHAPTER 1 INTRODUCTION TO NANOPARTICLEshodhganga.inflibnet.ac.in/bitstream/10603/166047/7/07_chapter 1.p… · example as a catalyst. In addition, nanoparticles have a tendency to](https://reader033.vdocument.in/reader033/viewer/2022060610/60611ea56a7743771a583bca/html5/thumbnails/3.jpg)
3
iv. Application of nanomaterials in biology, medicine, electronics,
chemical processes, high-strength materials etc.
One potential applications of nanotechnology are the production of
novel materials and devices in Nano electronics, computer technology,
medicine, and health care. Generally, nanotechnology therefore describes any
activities at a magnitude of less than 100 nm. Nanotechnology refers to the
creation, investigation and application of structures, molecular materials,
internal interfaces or surfaces with at least one critical dimension or with
manufacturing tolerances of (typically) less than 100 nanometers. Research and
technology development at the atomic, molecular or macromolecular levels, in
the length scale of approximately 1-100 nanometer range, to provide a
fundamental understanding of phenomena and materials at the nanoscale and to
create and use structures, devices and systems that have novel properties and
functions because of their small and /or intermediate size. The novel and
differentiating properties and functions are developed at a critical length scale
of matter typically under 100 nm.
Nanoparticles measure only a few nanometers and can consist of just
a few or several thousand atoms. The material out of which nanoparticles are
made is nothing out of the ordinary. The basic material of nanoparticles can be
organic or inorganic, for example silver or ceramic. They can be elements such
as carbon, or compounds such as oxides, or they can be a combination of
different compounds and elements. The key characteristic is not the material
itself but the size of the particles. In comparison to their size nanoparticles have
a vast surface area. At this size, a relatively inert material can become highly
reactive and therefore potentially interesting for many different uses, for
example as a catalyst. In addition, nanoparticles have a tendency to form
agglomerations. Nanoparticles with less than 1000 atoms, i.e. very small
nanoparticles, are called clusters. Nanoparticles are invisible due to the fact that
they are smaller than the wavelength of visible light and therefore unable to
![Page 4: CHAPTER 1 INTRODUCTION TO NANOPARTICLEshodhganga.inflibnet.ac.in/bitstream/10603/166047/7/07_chapter 1.p… · example as a catalyst. In addition, nanoparticles have a tendency to](https://reader033.vdocument.in/reader033/viewer/2022060610/60611ea56a7743771a583bca/html5/thumbnails/4.jpg)
4
scatter light. Aside from synthetic production, nanoparticles are also present in
natural materials, for example in clay, a constituent of loam, which contains a
high proportion of natural nanoparticles. These are responsible for properties
such as frost-resistance, durability and strength.
1.2 Classification of Nanomaterials
Nanomaterials have extremely small size which having at least one
dimension 100 nm or less. Nanomaterials can be nanoscale in one dimension
(e.g. surface films), two dimensions (e.g. strands or fibers), or three dimensions
(e.g. particles). They can exist in single, fused, aggregated or agglomerated
forms with spherical, tubular, and irregular shapes. Common types of
nanomaterials include nanotubes, dendrimers, quantum dots and fullerenes.
Nanomaterials have applications in the field of nanotechnology, and displays
different physical and chemical characteristics from normal chemicals (i.e.,
silver Nano, carbon nanotube, fullerene, photo catalyst, carbon Nano, silica).
According to Siegel, Nanostructured materials are classified as Zero
dimensional, one dimensional, two dimensional, three dimensional
nanostructures. Classification of Nanomaterials (a) 0D spheres and clusters, (b)
1D nanofibers, wires and rods, (c) 2D films, plates and networks, (d) 3D
nanomaterials. Nanomaterials are materials which are characterized by an ultra-
fine grain size (< 50 nm) or by a dimensionality limited to 50 nm. Nanomaterials
can be created with various modulation dimensionalities as defined by Richard
W. Siegel: zero (atomic clusters, filament and cluster assemblies), one
(multilayers), two (ultrafine-grained over layers or buried layers), and three
(Nano phase materials consisting of equalized nanometer sized grains) as
shown in Figure 1.1.
![Page 5: CHAPTER 1 INTRODUCTION TO NANOPARTICLEshodhganga.inflibnet.ac.in/bitstream/10603/166047/7/07_chapter 1.p… · example as a catalyst. In addition, nanoparticles have a tendency to](https://reader033.vdocument.in/reader033/viewer/2022060610/60611ea56a7743771a583bca/html5/thumbnails/5.jpg)
5
Figure 1.1 Classification of Nanomaterials (a) 0D spheres and clusters,
(b) 1D nanofibers, wires and rods, (c) 2D films, plates and
networks, (d) 3D nanomaterials
The self-assembly of these Nano sized building blocks are 2D and
3D. “zero-dimensional” structure is the simplest building block that may be
used for nanomaterials design. These materials have diameters <100 nm, and
are denoted by nanoparticles, nanoclusters or nanocrystals. The term
nanoparticle is generally used to encompass all 0D Nano sized building blocks
(regardless of size and morphology). For amorphous / semi crystalline
nanostructures smaller in size (i.e., 1–10 nm), with a narrow size distribution,
the term nanocluster is more appropriate. This distinction is a simple extension
of the term “cluster,” which is typically used in inorganic / organometallic
chemistry to indicate small molecular cages of fixed sizes. Analogous to bulk
materials, any nanomaterial that is crystalline should be referred to as a
nanocrystal. A special case of nanocrystal that is comprised of a semiconductor
is known as a quantum dot. Typically, the dimensions of these nanostructures
lie in the range 1–30 nm, based on its composition. Quantum dots currently find
applications as sensors, lasers, and LEDs.
1.3 SYNTHESIS OF NANOPARTICLES
Nanomaterial fabrication methods can be classified according to
whether their assembly followed either the so called bottom-up approach,
where smaller components of atomic or molecular dimensions self-assemble
![Page 6: CHAPTER 1 INTRODUCTION TO NANOPARTICLEshodhganga.inflibnet.ac.in/bitstream/10603/166047/7/07_chapter 1.p… · example as a catalyst. In addition, nanoparticles have a tendency to](https://reader033.vdocument.in/reader033/viewer/2022060610/60611ea56a7743771a583bca/html5/thumbnails/6.jpg)
6
together, according to a natural physical principle or an externally applied
driving force, to give rise to larger and more organized systems or the top-down
approach, a process that starts from a large piece and subsequently uses finer
and finer tools for creating correspondingly smaller structures.
1.3.1 Bottom-up and top-down methods of synthesis
There are two approaches to the synthesis of nanomaterials: bottom-
up and top-down. In the bottom-up approach, molecular components arrange
themselves into more complex assembly of atom-by-atom, molecule-by-
molecule, cluster-by cluster from the bottom (e.g., growth of a crystal). In the
top-down approach, nanoscale devices are created by using larger, externally-
controlled devices to direct their assembly. The top-down approach often uses
the traditional workshop or microfabrication methods in which externally-
controlled tools are used to cut, mill and shape materials into the desired shape
and order. Attrition and milling for making nanoparticles are typical top-down
processes. Bottom-up approaches, in contrast, arrange molecular components
themselves into some useful conformation using the concept of molecular self-
assembly. Synthesis of nanoparticles by colloid dispersions is an example of
the bottom-up approach. The bottom-up approach plays a very important role
in preparing nanomaterials having very small size where the top-down process
cannot deal with the very tiny objects. The bottom-up approach generally
produces nanostructures with fewer defects as compared to the nanostructures
produced by the top-down approach. The top-down and the bottom-up approach
are illustrated in Figure 1.2. The main driving force behind the bottom-up
approach is the reduction in Gibbs free energy. Therefore, the materials
produced are close to their equilibrium state.
![Page 7: CHAPTER 1 INTRODUCTION TO NANOPARTICLEshodhganga.inflibnet.ac.in/bitstream/10603/166047/7/07_chapter 1.p… · example as a catalyst. In addition, nanoparticles have a tendency to](https://reader033.vdocument.in/reader033/viewer/2022060610/60611ea56a7743771a583bca/html5/thumbnails/7.jpg)
7
Figure 1.2 Schematic illustration of the preparative methods of
nanoparticles
In top-down techniques such as lithography, significant
crystallographic defects can be introduced to the processed patterns. For
example, nanowires made by lithography are not smooth and can contain a lot
of impurities and structural defects on its surface. Since the surface area per unit
volume is very large for the nanomaterials, these defects can affect the surface
properties, e.g., surface imperfections may cause reduced conductivity and
excessive generation of heat would result. The top-down approach plays an
important role in the synthesis and fabrication of nanomaterials. Figure 1.3
compares the bottom-up and the top-down approach of nanomaterials.
![Page 8: CHAPTER 1 INTRODUCTION TO NANOPARTICLEshodhganga.inflibnet.ac.in/bitstream/10603/166047/7/07_chapter 1.p… · example as a catalyst. In addition, nanoparticles have a tendency to](https://reader033.vdocument.in/reader033/viewer/2022060610/60611ea56a7743771a583bca/html5/thumbnails/8.jpg)
8
Figure 1.3 Comparison of the “top-down” and “bottom-up” approach to
nanomaterial synthesis
1.3.2 Mechanical grinding
Mechanical attrition is a typical example of ‘top down’ method of
synthesis of nanomaterials, where the material is prepared not by cluster
assembly but by the structural decomposition of coarser-grained structures as
the result of severe plastic deformation. This has become a popular method to
make nanocrystalline materials because of its simplicity, the relatively
inexpensive equipment needed, and the applicability to essentially the synthesis
of all classes of materials. The major advantage often quoted is the possibility
![Page 9: CHAPTER 1 INTRODUCTION TO NANOPARTICLEshodhganga.inflibnet.ac.in/bitstream/10603/166047/7/07_chapter 1.p… · example as a catalyst. In addition, nanoparticles have a tendency to](https://reader033.vdocument.in/reader033/viewer/2022060610/60611ea56a7743771a583bca/html5/thumbnails/9.jpg)
9
for easily scaling up to tonnage quantities of material for various applications.
Similarly, the serious problems that are usually cited are;
i. contamination from milling media and / or atmosphere, and
ii. to consolidate the powder product without coarsening the
nanocrystalline microstructure.
Mechanical milling is typically achieved using high energy shaker,
planetary ball, or tumbler mills. Figure 1.4 illustrates the mechanical milling
method of nanomaterials. The energy transferred to the powder from refractory
or steel balls depends on the rotational (vibrational) speed, size and number of
the balls, ratio of the ball to powder mass, the time of milling and the milling
atmosphere. Nanoparticles are produced by the shear action during grinding.
Milling in cryogenic liquids can greatly increase the brittleness of the powders
influencing the fracture process. As with any process that produces fine
particles, an adequate step to prevent oxidation is necessary. Hence this process
is very restrictive for the production of non-oxide materials since then it
requires that the milling take place in an inert atmosphere and that the powder
particles be handled in an appropriate vacuum system or glove box. This
method of synthesis is suitable for producing amorphous or nanocrystalline
alloy particles, elemental or compound powders. If the mechanical milling
imparts sufficient energy to the constituent powders a homogeneous alloy can
be formed. Based on the energy of the milling process and thermodynamic
properties of the constituents the alloy can be rendered amorphous by this
processing.
![Page 10: CHAPTER 1 INTRODUCTION TO NANOPARTICLEshodhganga.inflibnet.ac.in/bitstream/10603/166047/7/07_chapter 1.p… · example as a catalyst. In addition, nanoparticles have a tendency to](https://reader033.vdocument.in/reader033/viewer/2022060610/60611ea56a7743771a583bca/html5/thumbnails/10.jpg)
10
Figure 1.4 Schematic representation of the principle of
mechanical milling
1.3.3 Sol-gel process
The sol-gel process, involves the evolution of inorganic networks
through the formation of a colloidal suspension (sol) and gelation of the sol to
form a network in a continuous liquid phase (gel). The precursors for
synthesizing these colloids consist usually of a metal or metalloid element
surrounded by various reactive ligands. The starting material is processed to
form a dispersible oxide and forms a sol in contact with water or dilute acid.
Removal of the liquid from the sol yields the gel, and the sol / gel transition
controls the particle size and shape. Calcination of the gel produces the oxide.
Sol-gel processing refers to the hydrolysis and condensation of alkoxide-based
precursors such as Si (OEt) 4 (tetraethyl orthosilicate or TEOS). The reactions
involved in the sol-gel chemistry based on the hydrolysis and condensation of
metal alkoxides M (OR) z can be described as follows:
![Page 11: CHAPTER 1 INTRODUCTION TO NANOPARTICLEshodhganga.inflibnet.ac.in/bitstream/10603/166047/7/07_chapter 1.p… · example as a catalyst. In addition, nanoparticles have a tendency to](https://reader033.vdocument.in/reader033/viewer/2022060610/60611ea56a7743771a583bca/html5/thumbnails/11.jpg)
11
MOR + H2O → MOH + ROH (hydrolysis)
MOH + ROM → M-O-M + ROH (condensation)
Sol-gel method of synthesizing nanomaterials is very popular
amongst chemists and is widely employed to prepare oxide materials. The sol-
gel process can be characterized by a series of distinct steps.
i. Formation of different stable solutions of the alkoxide or
solvated metal precursor.
ii. Gelation resulting from the formation of an oxide- or alcohol-
bridged network (the gel) by a polycondensation reaction that
results in a dramatic increase in the viscosity of the solution.
iii. Aging of the gel, during which the polycondensation reaction
continue until the gel transforms into a solid mass, accompanied
by contraction of the gel network and expulsion of solvent from
gel pores. Ostwald ripening (also referred to as coarsening), is
the phenomenon by which smaller particles are consumed by
larger particles during the growth process and phase
transformation.
iv. Drying of the gel, when water and other volatile liquids are
removed from the gel network. This process is complicated due
to fundamental changes in the structure of the gel. The drying
process has itself been broken into four distinct steps: the
constant rate period, the critical point, the falling rate period and
the second falling rate period. If isolated by thermal
evaporation, the resulting monolith is termed a xerogel. If the
solvent (such as water) is extracted under super critical or near
super critical conditions, the product is an aerogel.
![Page 12: CHAPTER 1 INTRODUCTION TO NANOPARTICLEshodhganga.inflibnet.ac.in/bitstream/10603/166047/7/07_chapter 1.p… · example as a catalyst. In addition, nanoparticles have a tendency to](https://reader033.vdocument.in/reader033/viewer/2022060610/60611ea56a7743771a583bca/html5/thumbnails/12.jpg)
12
v. Dehydration, during which surface- bound M-OH groups are
removed, there by stabilizing the gel against rehydration. This
is normally achieved by calcination of the monolith at
temperatures up to 8000 °C.
vi. Densification and decomposition of the gels at high
temperatures (T > 8000 °C). The pores of the gel network are
collapsed, and remaining organic species are volatilized. The
typical steps that are involved in sol-gel processing are shown
in the schematic diagram below (Figure 1.5).
Figure 1.5 Schematic representation of sol-gel process of synthesis of
nanomaterials.
![Page 13: CHAPTER 1 INTRODUCTION TO NANOPARTICLEshodhganga.inflibnet.ac.in/bitstream/10603/166047/7/07_chapter 1.p… · example as a catalyst. In addition, nanoparticles have a tendency to](https://reader033.vdocument.in/reader033/viewer/2022060610/60611ea56a7743771a583bca/html5/thumbnails/13.jpg)
13
1.3.4 Chemical Vapour Deposition
Chemical vapour deposition (CVD) is the method of depositing a
solid material on a hot surface. This method is a suitable versatile process for
coatings, powders, fibers and monolithic components. And it is also used to
produce metals, metal oxides and non-metallic elements such as carbon and
silicon. CVD method is shown in Figure 1.6. The high deposition rate is the
main advantage of CVD method. Thick coatings or nanoparticles can be
obtained by this method. This method is more economical than the physical
vapour deposition method. In the last two decades, CVD have been applied in
the areas of semiconductor industry and in metallurgical coating industry.
Recently more importance has been given to the CVD process because of the
mass production of monodisperse nanoscale powders (Cheng et al 1994, Kear
and Skandan 1997, Kim et al 1999).
Figure 1.6 Schematic diagram of chemical vapour deposition method
![Page 14: CHAPTER 1 INTRODUCTION TO NANOPARTICLEshodhganga.inflibnet.ac.in/bitstream/10603/166047/7/07_chapter 1.p… · example as a catalyst. In addition, nanoparticles have a tendency to](https://reader033.vdocument.in/reader033/viewer/2022060610/60611ea56a7743771a583bca/html5/thumbnails/14.jpg)
14
1.3.5 Low Temperature Wet–Chemical Synthesis: Precipitation
Method
Precipitation method plays an important role in the preparation of
metal oxide nanoparticles. In this process, salt precursor such as AlCl3 is
dissolved to prepare Al2O3, Y (NO3) to make Y2O3 and ZrCl2 to make ZrO2.
The metal hydroxides form a precipitate in water by adding a base solution such
as sodium hydroxide or ammonium hydroxide solution (Gao et al 1999, Rao et
al 1996). The resulted chloride salts such as NaCl or NH4Cl are washed and
then the hydroxide is calcined followed by filtration and finally it is washed
thoroughly to get an end product (Oxide powder). This method is also used to
prepare composites of different oxides by co-precipitation. The main drawback
of this method is the difficulty of controlling the particle size.
1.3.6 Hydrothermal Synthesis
This method is the popular technique to synthesize mixed metal
oxides. Metal oxides can be prepared either directly from homogeneous or
heterogeneous solution. In order to speed up the reactions between the solids,
hydrothermal method utilizes water under temperature and at pressure above its
normal boiling point. An excellent solvent is water because it has high dielectric
constant. Due to high temperature, it decreases and it increases with a rise in
pressure.
This is the best property for increasing the solubility of many
sparingly soluble compounds under hydrothermal conditions. The
hydrothermal condition leads to large number of useful chemical reactions such
as co-precipitation, precipitation, crystal growth and the hydrolysis. The
hydrothermal reaction is performed by means of closed vessels. The reactants
used in this method are suspended or dissolved by means of small quantity of
water. They are generally transferred to acid digestion autoclaves or reactors.
![Page 15: CHAPTER 1 INTRODUCTION TO NANOPARTICLEshodhganga.inflibnet.ac.in/bitstream/10603/166047/7/07_chapter 1.p… · example as a catalyst. In addition, nanoparticles have a tendency to](https://reader033.vdocument.in/reader033/viewer/2022060610/60611ea56a7743771a583bca/html5/thumbnails/15.jpg)
15
The autoclave model is shown in Figure 1.7. The reactants which are difficult
to dissolve under hydrothermal conditions turn to solution and precipitate.
Figure 1.7 Schematic diagram of an autoclave
The single step process for preparing several oxides and phosphates
are the hydrothermal process (Clearfield 1991, Haushalter and Mundi 1992).
The narrow size distribution of spherical submicron titanium hydrous oxide was
obtained by Oguri et al (1988), which could be transformed into polycrystalline
anhydrous anatase with a spherical morphology. Ferroelectric lead titanate with
high Curie temperature can also be prepared by this method (Cheng et al 1996).
The same technique was also used for the nanocrystalline metal oxide
fabrication. Nano sized α-alumina with a particle size of 10 nm was synthesized
via hydrothermal method by Sharma et al (1998). Further this method was
employed for fabricating several other metal oxides.
![Page 16: CHAPTER 1 INTRODUCTION TO NANOPARTICLEshodhganga.inflibnet.ac.in/bitstream/10603/166047/7/07_chapter 1.p… · example as a catalyst. In addition, nanoparticles have a tendency to](https://reader033.vdocument.in/reader033/viewer/2022060610/60611ea56a7743771a583bca/html5/thumbnails/16.jpg)
16
1.3.7 Microwave Synthesis
Figure 1.8 Schematic diagram of microwave used for the powder
Microwave processing plays a vital role in the areas of food
processing, Medical applications and chemical applications. The processing of
ceramics by means of microwave includes interaction of materials,
measurement of electric, designing of microwave equipment, development of
the new materials, sintering, connecting and modeling. Therefore, the
successful alternative to conventional processing emerges out from the
microwave processing of Ceramics (Krage 1981, Roy et al 1985). The main
advantage of this method is the uniform heating of the materials at low
temperature and time than the conventional method. At low temperature and
time, the micro wave energy can be utilized successfully for the fabrication of
ceramics as well as carbon based fibers. Various electroceramices such as lead
zirconate titanate through this method are synthesized by Varandan et al (1990)
and Sharma et al (2001). The schematic diagram of the microwave unit is shown
in Figure 1.8. In order to observe the materials, mechanical, electrical and
![Page 17: CHAPTER 1 INTRODUCTION TO NANOPARTICLEshodhganga.inflibnet.ac.in/bitstream/10603/166047/7/07_chapter 1.p… · example as a catalyst. In addition, nanoparticles have a tendency to](https://reader033.vdocument.in/reader033/viewer/2022060610/60611ea56a7743771a583bca/html5/thumbnails/17.jpg)
17
electronic properties have to be improved. Micro coiled Carbon fibers with
large surface area have been fabricated recently by this method.
1.4 PROPERTIES OF NANOPARTICLES
There are numerous material properties that are affected by
decreasing the grain size within the material. Due to their nanometer size,
nanomaterials are already known to have many novel properties. Many novel
applications of the nanomaterials arise from these novel properties have also
been proposed. In this chapter, the properties of nanomaterials including the
mechanical, thermal, optical and chemical properties of nanomaterials will be
addressed together with the possible applications of nanomaterials (Guozhong
Cao 2004).
1.4.1 Melting Point and Vapour Pressure
Melting point and vapour pressure are the essential thermodynamic
properties of a material. When matter is reduced in size, there will be an
increased number of atoms or molecular units that lie on the surface. The
physical implications for this are a significant reduction in melting point. The
reduction in melting point can be explained by considering the surface energy
contribution to the Gibbs free energy of the nanoparticle. The reduction in the
melting point is inversely proportional to the particle radius (Buffat and Borel
1976, Coombes 1972). For 5 nm particle of gold, a quite large depression of
melting point has been observed on an inert unreactive support (Buffat and
Borel 1976). Alivisatos and his colleagues noticed a larger depression of
melting point for CdS nanoparticle (Goldstein et al 1992).
![Page 18: CHAPTER 1 INTRODUCTION TO NANOPARTICLEshodhganga.inflibnet.ac.in/bitstream/10603/166047/7/07_chapter 1.p… · example as a catalyst. In addition, nanoparticles have a tendency to](https://reader033.vdocument.in/reader033/viewer/2022060610/60611ea56a7743771a583bca/html5/thumbnails/18.jpg)
18
1.4.2 Mechanical Properties
Due to the nanometer size, many of the mechanical properties of the
nanomaterials are modified to be different from the bulk materials including the
hardness, elastic modulus, fracture toughness, scratch resistance, fatigue
strength etc. An enhancement of mechanical properties of nanomaterials can
result due to this modification, which are generally the resultant from structural
perfection of the materials (Guozhong Cao 2004, Herring and Galt 1952). The
elastic constants of nanocrystalline materials have found to be reduced by 305
or less. These results were interpreted as a result of the large free volume of the
interfacial component resulting from the increased average interatomic spacing
in the boundary regions. Generally, the hardness increases with a decrease in
grain size. At very small grain sizes, the hardness decreases with a decrease to
grain size. The critical grain size at which this reversal takes place is dependent
on one material (Nohara 1982).
1.4.3 Thermal Properties
Many properties of the nanoscale materials have been well studied,
including the optical, electrical, magnetic and mechanical properties. However,
the thermal properties of nanomaterials have only seen slower progresses. This
is partially due to the difficulties of experimentally measuring and controlling
the thermal transport in nanoscale dimensions. Atomic force microscope
(AFM) has been used to measure the thermal transport of nanostructures with
nanometer-scale high spatial resolution, providing a promising way to probe
the thermal properties with nanostructures (David et al 2003). Moreover, the
theoretical simulations and analysis of thermal transport in nanostructures are
still in infancy. Available approaches including numerical solutions of Fourier's
Law, computational calculation based on Boltzmann transport equation and
Molecular-dynamics (MD) simulation, all have their limitations (David et al
2003). More importantly, as the dimensions go down into nanoscale, the
![Page 19: CHAPTER 1 INTRODUCTION TO NANOPARTICLEshodhganga.inflibnet.ac.in/bitstream/10603/166047/7/07_chapter 1.p… · example as a catalyst. In addition, nanoparticles have a tendency to](https://reader033.vdocument.in/reader033/viewer/2022060610/60611ea56a7743771a583bca/html5/thumbnails/19.jpg)
19
availability of the definition of temperature is in question. In non-metallic
material system, the thermal energy is mainly carried by photons, which have a
wide variation in frequency and the mean free paths. However, the general
definition of temperature is based on the average energy of a material system in
equilibrium. For macroscopic systems, the dimension is large enough to define
a local temperature in each region within the materials and this local
temperature will vary from region to region, so that one can study the thermal
transport properties of the materials based on certain temperature distributions
of the materials. But for nanomaterial systems, the dimensions may be too small
to define a local temperature (David et al 2003).
1.4.4 Optical Properties
The optical properties of small particles have received considerable
attention because of potential applications in optical sensors (Elghanian et al
1997) and lasing devices (Klimov et al 2000). Nanocrystalline systems have
attracted interest for their novel optical properties, which differ remarkably
from bulk crystals. The factors include quantum confinement of electrical
carriers within nanoparticles, efficient energy and charge transfer over
nanoscale distances in many systems and a highly enhanced role of interfaces.
With the growing technology of these materials, it is essential to understand the
detailed basis for photonic properties of nanoparticles. The linear and non-
linear optical properties of such materials can be finely tailored by controlling
the crystal dimensions and the chemistry of their surfaces, fabrication
technology becomes a key factor for the applications. Size-dependent optical
absorption and photoluminescence as a result of the creation and recombination
of excitons have been studied extensively (Empedocles et al 1999, Nirmal et al
1999). In nanocrystal arrays, it has been found that interactions between
nanocrystals can lead to long-range resonance transfer (Kagan et al 1996).
Optical absorption exhibited by these crystallites arises due to transitions
![Page 20: CHAPTER 1 INTRODUCTION TO NANOPARTICLEshodhganga.inflibnet.ac.in/bitstream/10603/166047/7/07_chapter 1.p… · example as a catalyst. In addition, nanoparticles have a tendency to](https://reader033.vdocument.in/reader033/viewer/2022060610/60611ea56a7743771a583bca/html5/thumbnails/20.jpg)
20
involving the molecular orbital which have nodes on the grain surface. The
semiconductor devices like CdS, CdSe, ZnS, ZnSe have been investigated for
their optical absorption of a function of particle size, exhibited blue shifts as
particle size decreases. Size effect on optical absorption becomes significant
when the cluster diameter becomes equal to or similar than electron hole exciton
diameter in a bulk semiconductor. The surface conditions do not show much
effect on the observed luminescence spectra (Fitzgerald 1995).
1.4.5 Electrical and Electronic Properties
According to the theory of electron scattering in solids, the electrical
resistivity of nanocrystalline materials is expected to be higher than that in the
corresponding coarse-grained polycrystalline ones due to the increased volume
fraction of atoms lying on the grain boundaries. The electrical resistivity of
nanocrystalline material is also found to be higher than that of the amorphous
solids. As the volume fraction of the interface in the nanocrystalline materials
is inversely proportional to the grain size, then the dependence of residual
resistivity on grain size can be correlated with that of the interfacial volume
fraction (Guozhong Cao 2004). It is well known that the electrical conductivity
of the solids is determined by its electronic structure. Generally, in solids, the
valence band is completely filled by electrons and separated from the empty
conduction band with the energy gap of Eg (bandgap). For metals, Eg = 0, which
results in the mixing of the valence and conduction bands. In the case of
semiconductors, the value of Eg is small. The electrons can be excited from the
valence band to the conduction band using heat, light etc., which results in
partial conductivity. In insulator, the Eg is high and the electrical conductivity
is restricted. The conducting nature of the solids is affected by various factors
like temperature and particle size (Charles Kittel 1953). When the particle size
is reduced to nanometer range, the bandgap (Eg) value increases and hence the
conductivity is reduced. In the case of metal nanoparticles, the density of states
![Page 21: CHAPTER 1 INTRODUCTION TO NANOPARTICLEshodhganga.inflibnet.ac.in/bitstream/10603/166047/7/07_chapter 1.p… · example as a catalyst. In addition, nanoparticles have a tendency to](https://reader033.vdocument.in/reader033/viewer/2022060610/60611ea56a7743771a583bca/html5/thumbnails/21.jpg)
21
in the conduction and valence bands are reduced and electronic properties
changed drastically, i.e., the quasi-continues density of states is replaced by
quantized levels with a size dependent spacing. In this situation, the metal does
not exhibit bulk metallic or semiconducting behaviour. This size quantization
effect may be regarded as the onset of the metal to non-metal transition. The
size at which the transition occurs depends on the nature of the metal (Charles
Kittel 1953).
1.4.6 Magnetic Properties
The extrinsic magnetic properties of particles depend strongly upon
their size and shape. Among the magnetic properties, Hc shows a remarkable
size effect and saturation magnetization is independent of the particle size
(Bhargava and Gallagher 1994). When the particle size is reduced in
ferromagnetic and ferroelectric materials to sizes of the order of microns, the
particles become single domains. As the particle size reduced further, the
materials become super paramagnetic or super ferroelectric respectively, at
temperature below Curie point. At these conditions they do not exhibit any
hysteresis effects and they retain very high permeability and lose their
magnetism or polarization when the external field is removed. The super
paramagnetic nanoparticles can be used for separation processes in bio-
chemistry. The potential applications of nanoscale magnetic particles are in
colour imaging, Ferro fluids and magnetic refrigeration. Co, Fe, Ni metals are
used for this purpose since they are easy to synthesis and cost effective (Chen
and Zhang 1998).
1.4.7 Surface Atom / Volume Atom Ratio
Nanoparticles have interesting properties due to their small size. For
most materials, if the surface is formed with particles size of approximately 3
nm diameter, a 2/3 of the atoms lie on the surface. When the matter is
![Page 22: CHAPTER 1 INTRODUCTION TO NANOPARTICLEshodhganga.inflibnet.ac.in/bitstream/10603/166047/7/07_chapter 1.p… · example as a catalyst. In addition, nanoparticles have a tendency to](https://reader033.vdocument.in/reader033/viewer/2022060610/60611ea56a7743771a583bca/html5/thumbnails/22.jpg)
22
subdivided, the surface area is large and it becomes more reactive. Therefore,
the nanoparticles will be an attractive method for providing a matrix for any
chemical reaction, such as pollution cleanup. This is being seriously pursed to
destroy chlorinated hydrocarbons (Koper and Klabunde 1997).
1.4.8 Transport Properties
There are two important ways in which materials can conduct
electrical current. Both electrons and ions can carry electric charge. Diffusion
usually takes place by the movement of ions to neighboring vacancies. In the
stoichiometric compounds, the vacancy concentration and ionic conductivity
are very small. The smaller particle size increases the non-stoichiometry of a
material. The defect thermodynamics is dominated by interfaces when the
particle size is in nanometer regime. The unusual defect thermodynamics of the
nanocrystals are attributed to interfacial reduction (Somorjai 1994).
1.5 APPLICATIONS OF NANOPARTICLES
Nanoparticles offer radial breakthrough in areas such as materials
and manufacturing, electronics, medicine and health care, environment and
energy, chemical and pharmaceutical, biotechnology and agriculture,
computation and information technology and national security. Nano carbon is
used to make rubber tires wear resistant. Nano phosphorous are used for Laser
coupled devices (LCD'S) and Cathode Ray Tubes (CRT'S) to display colours.
Nano alumina and silica are used for super fine polishing compounds, Neon
iron oxide is used to create the magnetic material used in disk drives and audio
/ video tapes. Nano zinc oxide or Nano titanium are used in many sunscreens
to block harmful UV rays.
![Page 23: CHAPTER 1 INTRODUCTION TO NANOPARTICLEshodhganga.inflibnet.ac.in/bitstream/10603/166047/7/07_chapter 1.p… · example as a catalyst. In addition, nanoparticles have a tendency to](https://reader033.vdocument.in/reader033/viewer/2022060610/60611ea56a7743771a583bca/html5/thumbnails/23.jpg)
23
1.5.1 Nanoparticle Applications in Medicine
The use of polymeric micelle nanoparticles to deliver drugs to
tumors. The use of polymer coated iron oxide nanoparticles to break up clusters
of bacteria, possibly allowing more effective treatment of chronic bacterial
infections.
The surface change of protein filled nanoparticles has been shown to
affect the ability of the nanoparticle to stimulate immune responses.
Cerium oxide nanoparticles act as an antioxidant to remove oxygen
free radicals that are present in a patient's bloodstream following a traumatic
injury. The nanoparticles absorb the oxygen free radicals and then release the
oxygen in a less dangerous state, freeing up the nanoparticle to absorb more
free radicals.
Carbon nanoparticles called Nano diamonds in the field of medicine.
For example Nano diamonds with protein molecules attached can be used to
increase bone growth around dental or joint implants.
Chemotherapy drugs attached to Nano diamonds are used to treat
brain tumors.
1.5.2 Applications in Manufacturing and Materials
Ceramic silicon carbide nanoparticles dispersed in magnesium
produce a strong, lightweight material. A synthetic skin that may be used in
prosthetics has been demonstrated with both self-healing capability and the
ability to sense pressure. The material is a composite of nickel nanoparticles
and a polymer. If the material is held together after a cut it seals together in
about 30 minutes giving it a self-healing ability. Also the electrical resistance
of the material changes with pressure, giving it sense ability like touch.
![Page 24: CHAPTER 1 INTRODUCTION TO NANOPARTICLEshodhganga.inflibnet.ac.in/bitstream/10603/166047/7/07_chapter 1.p… · example as a catalyst. In addition, nanoparticles have a tendency to](https://reader033.vdocument.in/reader033/viewer/2022060610/60611ea56a7743771a583bca/html5/thumbnails/24.jpg)
24
Silicate nanoparticles can be used to provide a barrier to gases (for
example oxygen), or moisture in a plastic film used for packaging. This could
slow down the process of spoiling or drying out in food.
Zinc oxide nanoparticles can be dispersed in industrial coatings to
protect wood, plastic and textiles from exposure to UV rays.
Silicon dioxide crystalline nanoparticles can be used to fill gaps
between carbon fibers, thereby strengthening tennis racquets.
Silver nanoparticles in fabric are used to kill bacteria, making
clothing odor-resistant.
1.5.3 Applications and the Environment
The photo catalytic copper tungsten oxide nanoparticles are used to
break down oil into biodegradable compounds. The nanoparticles are in a grid
that provides high surface area for the reaction is activated by sunlight and can
work in water, making them useful for cleaning up oil spills.
Gold nanoparticles are embedded in a porous manganese oxide as a
room temperature catalyst to breakdown volatile organic pollutants in air.
Iron nanoparticles are being used to clean up carbon tetrachloride
pollution in ground water.Iron oxide nanoparticles are being used to clean
arsenic from water wells.
1.5.4 Applications in Energy and Electronics
Nanoparticles called nanotetrapods studded with nanoparticles of
carbon are used to develop low cost electrodes for fuel cells. This electrode may
be able to replace the expensive platinum needed for fuel cell catalysts.
![Page 25: CHAPTER 1 INTRODUCTION TO NANOPARTICLEshodhganga.inflibnet.ac.in/bitstream/10603/166047/7/07_chapter 1.p… · example as a catalyst. In addition, nanoparticles have a tendency to](https://reader033.vdocument.in/reader033/viewer/2022060610/60611ea56a7743771a583bca/html5/thumbnails/25.jpg)
25
To print prototype circuit boards using standard inkjet printers, silver
nanoparticle ink was used to form the conductive lines needed in circuit boards.
Combining gold nanoparticles with organic molecules creates a
transistor known as a NOMFET (Nanoparticle Organic Memory Field-Effect
Transistor). This transistor is unusual in that it can function in a way similar to
synapses in the nervous system.
A catalyst using platinum-cobalt nanoparticles is being developed
for fuel cells that produce twelve times more catalytic activity than pure
platinum.
When sunlight is concentrated on nanoparticles, it produces steam
with high energy efficiency. The solar steam device is intended to be used in
areas of developing countries without electricity for applications such as
purifying water or disinfecting dental instruments.
A lead free solders reliable enough for space missions and other high
stress environments using copper nanoparticles.
Silicon nanoparticles coating anodes of lithium-ion batteries can
increase battery power and reduce recharge time.
Semiconductor nanoparticles are being applied in a low temperature
printing process that enables the manufacture of low cost solar cells.
A layer of closely spaced palladium nanoparticles is being used in a
hydrogen sensor. When hydrogen is absorbed, the palladium nanoparticles
swell, causing shorts between nanoparticles. These shorts lower the resistance
of the palladium layer.
![Page 26: CHAPTER 1 INTRODUCTION TO NANOPARTICLEshodhganga.inflibnet.ac.in/bitstream/10603/166047/7/07_chapter 1.p… · example as a catalyst. In addition, nanoparticles have a tendency to](https://reader033.vdocument.in/reader033/viewer/2022060610/60611ea56a7743771a583bca/html5/thumbnails/26.jpg)
26
1.5.5 Nanomaterials in Electronics
Nantero is developing a high density nonvolatile random access
memory chip called NRAM (Nanotube-based / Non-volatile random access
memory) chip.
Carbon nanotubes are used as active memory elements and
integrated with traditional semiconductor technology. NRAM is slated to
replace DRAM (dynamic RAM), SRAM (static RAM), flash memory and
ultimately hard disk storage. NRAM is a universal memory chip suitable for
countless existing and new applications in the field of electronics.
Solid state lighting (SSL) encompasses technology to make lighting
technologies more energy efficient, longer lasting and cheaper. Instead of using
inert gases or vacuum tubes, it relies on light being emitted from a
semiconductor.
Quantum dots have been investigated as building blocks for tunable
optical devices such as light emitting devices and lasers.
Carbon nanotubes can be either ‘metallic’ or semi-conducting
depending on the actual way in which the carbon atoms are assembled in the
tube. The metallic forms possess electrical conductivities 1000 times greater
than copper and are now being mixed with polymers to make conducting
composite materials for applications such as electromagnetic shielding in
mobile phones and static electricity reduction in cars.
1.6 LITERATURE REVIEWS ON NANOPARTICLES UNDER
HIGH PRESSURE AND HIGH TEMPERATURE
When the size of the materials is reduced, the kinetics of the phase
transition is simplified. The phase diagram and kinetic stability of a crystalline
![Page 27: CHAPTER 1 INTRODUCTION TO NANOPARTICLEshodhganga.inflibnet.ac.in/bitstream/10603/166047/7/07_chapter 1.p… · example as a catalyst. In addition, nanoparticles have a tendency to](https://reader033.vdocument.in/reader033/viewer/2022060610/60611ea56a7743771a583bca/html5/thumbnails/27.jpg)
27
phase depend on size. Thus size serves as a synthetic tool. Pressure combined
with size can be used to alter the structural stability of the material.
Semiconductor nanocrystals remain stable well above the pressure at which the
extend semiconductor changes phase.
Bulk CdSe transforms from a wurtize structure to a rock salt
structure at 3.0 GPa with hydrostatic pressure (Edwards and Drickamer 1961,
Yu and Giellisse 1971). CdS undergoes an analogous transition between 2.7
and 3.1 GPa (Samara and Drickamer 1962, Corll 1964). Bulk silicon transforms
from the diamond structure to the β-Sn phase at approximately 11 GPa and then
further transforms to a primitive hexagonal structure at above 16 GPa
(McMohan et al 1994). In all significantly elevated in examined, the phase
transition pressure is significantly elevated in nanocrystals compared to the bulk
materials (Variano et al 1998). Further, the elevation is a function of crystallite
size with smaller diameter crystallites undergoing transition at higher pressure.
Some reviews of the proceeding work on nanoparticles under high pressure are
consolidated in this section.
Peppiatt and Sambles (1975) observed that melting point decrease
as the particle size is reduced. In recent years, this is observed in semiconductor
like Cadmium Selenide (CdSe) and Cadmium Sulphide (CdS) by Goldstein et
al (1992). Tolbert and Alivisatos in the following years contributed much to
know the state of the phase transition in semiconductor nanoparticles under
high pressure. According to Tolbert and Alivisatos (1991, 1994, 1995), the
phase transition is enhanced in CdSe, Si and Indium Phosphide (InP). The cause
for enhancement in solid-solid first order transition is discussed with the help
of effects such as single nucleation, surface effects and shape changes.
Qadri et al (1996) reported that the effect grain size in PbS
nanocrystals is to elevate the transition pressure. He observed that the
compressibility increase with decreasing grain size. Herhold et al (1996) have
![Page 28: CHAPTER 1 INTRODUCTION TO NANOPARTICLEshodhganga.inflibnet.ac.in/bitstream/10603/166047/7/07_chapter 1.p… · example as a catalyst. In addition, nanoparticles have a tendency to](https://reader033.vdocument.in/reader033/viewer/2022060610/60611ea56a7743771a583bca/html5/thumbnails/28.jpg)
28
studied CdSe, CdS, InP and Si in Nano regime. All the above nanocrystals
transform via single nucleation with a kinetic barrier that increasing cluster size.
The structural transition path causes a shape change in the nanocrystals, which
alters the surface energy and thus the kinetic and thermodynamic stability of
the transformed nanocrystals provide enhanced metastability which allows
structural and optical measurements in this regime. This make possible to
recover the dense high pressure phase pressure which is inaccessible in the bulk
solids.
Also an enhancement of transition pressure in nanocrystals such as
ZnS (Jiang et al 1999), ZnO and PbS (Jiang et al 2000) is observed when
compared with their corresponding bulk materials. However, Jiang et al (1998)
reported that that for nanometer sized γ-Fe2O3 particles, the phase transition
pressure (from γ-Fe2O3 to α-Fe2O3) is much lower than that for bulk material.
They suggested that the larger volume change upon for electrical property of
CoFe2O4 nanocrystals investigated under pressure up to 20 GPa using DAC at
ambient temperature. The experimental results indicate that the phase transition
from the spinel to a tetragonal structure takes place at 7.5 GPa and 12.5 GPa for
6 nm and 8 nm respectively.
A reduction of transition pressure is also reported in TiO2
nanocrystals for the rutile to α-PbO2 transition (Olsen et al 1999). Wang et al
(2001) also found that fluorite-type CeO2, undergoes a phase transition to an
orthorhombic PbCl2 - type structure at pressure of GaAs from I → II transition
as 17 GPa and 20 GPa respectively, for both bulk and Nano phase material.
Jorgensen et al (2003) reported high pressure energy dispersive X-ray
diffraction of nanocrystalline GaN. Pressure-induced structural phase transition
from the wurtzite to the NaCl phase is obtained at 60 Gpa for nanocrystalline
GaN which is greater than the bulk.
![Page 29: CHAPTER 1 INTRODUCTION TO NANOPARTICLEshodhganga.inflibnet.ac.in/bitstream/10603/166047/7/07_chapter 1.p… · example as a catalyst. In addition, nanoparticles have a tendency to](https://reader033.vdocument.in/reader033/viewer/2022060610/60611ea56a7743771a583bca/html5/thumbnails/29.jpg)
29
Jiang (2004) reported the recent development of pressure-induced
phase transformation in crystals. The thermodynamic theory is presented and
three components viz., the ratio of volume collapse, the surface energy
difference and the internal energy differences, governing the change of
transition pressure in nanocrystals are uncovered. These parameters can be used
to explain the results reported in the literature and to identify the main factor to
change the transition pressure in nanocrystals.
Anna N. Treflova et al (2005) reported the high pressure and high
temperature electrical resistivity studies of ZrO2. The resistivity of
nanocrystalline praseodymium-doped zirconia powders has been measured in
the pressure and temperature ranges between 15 and 50 GPa and 77 and 400 K
respectively. Around 30-37 GPa the resistivity of all samples decrease by 3-4
orders of magnitude. Also it is found that the activation energy of the samples
depends on the crystallite size.
Ana Akrap et al (2007) reported the high pressure and the high
temperature studies of β–SrxV6O15. By applying pressure, one can change the
order of the transition. The temperature dependence of the transport coefficients
shed light on the possible mechanism of electrical conductivity. The room
temperature of the electrical resistivity indicates that the system is either a
semiconductor or a bad metal. However, even up to 650 K, there is not a trace
of a metallic temperature dependence of resistivity. From the activation energy
studies of the samples it is clear that the gap between the temperature range 165
K and 300 K are very low.
Yang Jie et al (2013) reported the high pressure, high temperature
and the activation energy studies of the solid C60. The investigation from the
high pressure electrical resistivity of the materials helps us to understand the
transport properties of the carriers under high pressure. The C60 sample is a
molecular crystal in which C60 molecules are arranged in an fcc structure and
![Page 30: CHAPTER 1 INTRODUCTION TO NANOPARTICLEshodhganga.inflibnet.ac.in/bitstream/10603/166047/7/07_chapter 1.p… · example as a catalyst. In addition, nanoparticles have a tendency to](https://reader033.vdocument.in/reader033/viewer/2022060610/60611ea56a7743771a583bca/html5/thumbnails/30.jpg)
30
are bound together by van der Waals forces. However, with increasing applied
pressure, the individual molecules are bound together into pairs or larger
clusters by covalent intermolecular bonds because of polymerization which the
electron transport easier. At high temperatures, the carrier concentration is
determined by the intrinsic properties of the pure semiconductors. While at low
temperatures, the carriers are affected by the impurity content. the temperature
dependence of resistivity for C60 material were studied in the temperature range
of 300-423 K at different pressures.