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Chapter 5 1 Introduction to Statistical Quality Control, 6 th Edition by Douglas C. Montgomery. Copyright (c) 2009 John Wiley & Sons, Inc.

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Page 1: Chapter 5 Introduction to Statistical Quality Control, 6th ...ie.sharif.edu/~qc/ch05 rev.pdf · process is out of control – Investigation and corrective ... Chapter 5 Introduction

Chapter 5 1Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

Page 2: Chapter 5 Introduction to Statistical Quality Control, 6th ...ie.sharif.edu/~qc/ch05 rev.pdf · process is out of control – Investigation and corrective ... Chapter 5 Introduction

Chapter 5 2Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

Page 3: Chapter 5 Introduction to Statistical Quality Control, 6th ...ie.sharif.edu/~qc/ch05 rev.pdf · process is out of control – Investigation and corrective ... Chapter 5 Introduction

Learning ObjectivesLearning Objectives

Chapter 5 3Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

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B i SPC T lBasic SPC Tools

Chapter 5 4Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

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• A process is operating with only chance causes of variation present is said to

5.2 Chance and Assignable Causes of Variation

• A process is operating with only chance causes of variation present is said to be in statistical control.• A process that is operating in the presence of assignable causes is said to be out of control.

Chapter 5 5Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

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5.3 Statistical Basis of the Control Chart

• A control chart contains– A center line– An upper control limit– A lower control limit

• A point that plots within the control limits indicates the

i i lprocess is in control– No action is necessary

• A point that plots outside the t l li it i id th t thcontrol limits is evidence that the

process is out of control– Investigation and corrective

action are required to findaction are required to find and eliminate assignable cause(s)

• There is a close connection

Chapter 5 6Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

between control charts and hypothesis testing

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Photolithography Exampleg p y p

• Important quality characteristic in hard bake is resist flow width• Important quality characteristic in hard bake is resist flow width• Process is monitored by average flow width

– Sample of 5 wafersProcess mean is 1 5 microns– Process mean is 1.5 microns

– Process standard deviation is 0.15 microns• Note that all plotted points fall inside the control limits

P i id d t b i t ti ti l t l

Chapter 5 7Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

– Process is considered to be in statistical control

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Chapter 5 8Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

Page 9: Chapter 5 Introduction to Statistical Quality Control, 6th ...ie.sharif.edu/~qc/ch05 rev.pdf · process is out of control – Investigation and corrective ... Chapter 5 Introduction

Shewhart Control Chart ModelShewhart Control Chart Model

Chapter 5 9Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

Page 10: Chapter 5 Introduction to Statistical Quality Control, 6th ...ie.sharif.edu/~qc/ch05 rev.pdf · process is out of control – Investigation and corrective ... Chapter 5 Introduction

Chapter 5 10Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

Page 11: Chapter 5 Introduction to Statistical Quality Control, 6th ...ie.sharif.edu/~qc/ch05 rev.pdf · process is out of control – Investigation and corrective ... Chapter 5 Introduction

Chapter 5 11Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

Page 12: Chapter 5 Introduction to Statistical Quality Control, 6th ...ie.sharif.edu/~qc/ch05 rev.pdf · process is out of control – Investigation and corrective ... Chapter 5 Introduction

Chapter 5 12Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

Page 13: Chapter 5 Introduction to Statistical Quality Control, 6th ...ie.sharif.edu/~qc/ch05 rev.pdf · process is out of control – Investigation and corrective ... Chapter 5 Introduction

More Basic PrinciplesMore Basic Principles• Charts may be used to estimate process parameters, y p p ,

which are used to determine capability• Two general types of control charts

Variables (Chapter 6)– Variables (Chapter 6)• Continuous scale of measurement• Quality characteristic described by central tendency and a measure

of variabilityo va ab ty– Attributes (Chapter 7)

• Conforming/nonconforming• Counts

• Control chart design encompasses selection of sample size, control limits, and sampling frequency

Chapter 5 13Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

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Types of Process VariabilityTypes of Process Variability• Stationary and uncorrelated − data vary around a fixed mean in a

stable or predictable manner• Stationary and autocorrelated − successive observations are

dependent with tendency to move in long runs on either side of mean

• Nonstationary − process drifts without any sense of a stable or fixed mean

Chapter 5 14Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

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Reasons for Popularityof Control Charts

1 Control charts are a proven technique for improving1. Control charts are a proven technique for improving productivity.

2 Control charts are effective in defect prevention2. Control charts are effective in defect prevention.3. Control charts prevent unnecessary process

adjustmentadjustment.4. Control charts provide diagnostic information.5 Control charts provide information about process5. Control charts provide information about process

capability.

Chapter 5 15Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

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• 3-Sigma Control Limits– Probability of type I error is 0.0027

• Probability Limits– Type I error probability is chosen directly– For example, 0.001 gives 3.09-sigma control limits

• Warning Limits– Typically selected as 2-sigma limits

Chapter 5 16Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

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5.3.3 Sample Size and Sampling Frequency

Chapter 5 17Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

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Chapter 5 18Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

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Chapter 5 19Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

Page 20: Chapter 5 Introduction to Statistical Quality Control, 6th ...ie.sharif.edu/~qc/ch05 rev.pdf · process is out of control – Investigation and corrective ... Chapter 5 Introduction

Chapter 5 20Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

Page 21: Chapter 5 Introduction to Statistical Quality Control, 6th ...ie.sharif.edu/~qc/ch05 rev.pdf · process is out of control – Investigation and corrective ... Chapter 5 Introduction

Chapter 5 21Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

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Chapter 5 22Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

Page 23: Chapter 5 Introduction to Statistical Quality Control, 6th ...ie.sharif.edu/~qc/ch05 rev.pdf · process is out of control – Investigation and corrective ... Chapter 5 Introduction

Chapter 5 23Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

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5.3.4 Rational Subgroups5.3.4 Rational Subgroups• The rational subgroup concept means that subgroups or samples

should be selected so that if assignable causes are present, chance for differences between subgroups will be maximized, while chance for g p ,difference due to assignable causes within a subgroup will be minimized.

• Two general approaches for constructing rational subgroups:• Two general approaches for constructing rational subgroups:1. Sample consists of units produced at the same time − consecutive units

– Primary purpose is to detect process shifts2. Sample consists of units that are representative of all units produced since

l t l d l f ll t t lilast sample − random sample of all process output over sampling interval– Often used to make decisions about acceptance of product– Effective at detecting shifts to out-of-control state and back into in-control state

between samplesbetween samples– Care must be taken because we can often make any process appear to be in

statistical control just by stretching out the interval between observations in the sample.

Chapter 5 24Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

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Chapter 5 25Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

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5.3.5 Patterns on Control Charts

• Pattern is very nonrandom in appearance• Pattern is very nonrandom in appearance• 19 of 25 points plot below the center line, while only 6 plot above• Following 4th point, 5 points in a row increase in magnitude, a run up• There is also an unusually long run down beginning with

Chapter 5 26Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

y g g g18th point

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The Cyclic Pattern

Chapter 5 27Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

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Chapter 5 28Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

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5.3.6 Discussion of the Sensitizing Rules

Chapter 5 29Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

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See Champ and Woodall (1987)

Chapter 5 30Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

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Chapter 5 31Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

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4.3.7 Phase I and Phase II of Control Chart Application.3.7 ase a d ase o Co o C a pp ca o

• Phase I is a retrospective analysis of process p y pdata to construct trial control limits– Charts are effective at detecting large, sustained

shifts in process parameters, outliers, measurement p p , ,errors, data entry errors, etc.

– Facilitates identification and removal of assignable causes

• In phase II, the control chart is used to monitorthe process

Process is assumed to be reasonably stable– Process is assumed to be reasonably stable– Emphasis is on process monitoring, not on bringing

an unruly process into control

Chapter 5 32Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

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5.4 THE REST OF THE “MAGNIFICENT SEVEN”

1 Histogram or stem-and-leaf plot1. Histogram or stem-and-leaf plot2. Check sheet3 h3. Pareto chart4. Cause-and-effect diagram5. Defect concentration diagram6 Scatter diagram6. Scatter diagram7. Control chart

Chapter 5 33Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

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Check Sheet

Chapter 5 34Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

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Pareto Chart

Chapter 5 35Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

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Chapter 5 36Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

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Cause-and-Effect Diagram

Chapter 5 37Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

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Chapter 5 38Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

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Defect Concentration Diagram

Chapter 5 39Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

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Scatter Diagram

Chapter 5 40Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

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5.5 Implementing SPC in a Quality Improvement Programp g Q y p g

Chapter 5 41Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

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5 6 An Application of SPC5.6 An Application of SPC

• Improving quality in a copper plating operation at aImproving quality in a copper plating operation at a printed circuit board fabrication plant

• The DMAIC process was usedp• During the define step, the team decided to focus on

reducing flow time through the processg g p• During the measures step, controller downtown was

recognized as a major factor in excessive flow time

Chapter 5 42Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

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Chapter 5 43Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

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Chapter 5 44Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

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Chapter 5 45Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

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Chapter 5 46Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

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Chapter 5 47Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

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Chapter 5 48Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

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Chapter 5 49Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

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5.7 Applications of SPC and Quality Improvement T l i T ti l d S i B iTools in Transactional and Service Businesses

• Nonmanufacturing applications do not differ g ppsubstantially from industrial applications, but sometimes require ingenuity

1. Most nonmanufacturing operations do not have a natural g pmeasurement system

2. The observability of the process may be fairly low• Flow charts, operation process charts and value , p p

stream mapping are particularly useful in developing process definition and process understanding. This is sometimes called process mapping.sometimes called process mapping.

– Used to identify value-added versus nonvalue-addedactivity

Chapter 5 50Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

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Chapter 5 51Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

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Chapter 5 52Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

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Chapter 5 53Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

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Value Stream Mapping

Chapter 5 54Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

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Chapter 5 55Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

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Chapter 5 56Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

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Chapter 5 57Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

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Transactional and Service BusinessesTransactional and Service Businesses

• All of the quality improvement tools can be used, q y p ,including designed experiments

• Sometimes a simulation model if the process is usefulMore likel to enco nter attrib te data• More likely to encounter attribute data

• Lots of the continuous data may not be normally distributed (such as cycle time)( y )

• Non-normality isn’t a big problem, because many techniques are relatively insensitive to the normality assumptionassumption

• Transformations and nonparametric methods could be used if the problem is severe enough

Chapter 5 58Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

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Consider a regression model on y = cycle time to process a claim in an insurance company:

Chapter 5 59Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

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Chapter 5 60Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.

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Learning ObjectivesLearning Objectives

Chapter 5 61Introduction to Statistical Quality Control, 6th Edition by Douglas C. Montgomery.Copyright (c) 2009 John Wiley & Sons, Inc.