charles r butler jr financial disclosure report for 2010

8/3/2019 Charles R Butler Jr Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

1 . P e r s o n Report ing (las t name, fi rs t , middle ini t ial)But ler , J r . , Char les R .

4. Ti t l e (Ar t i cle I l l judges indica te act ive or senior s t a tus ;magistrate judges indicate full- or part-time)

Ar t ic le I I I Judge - S r . S ta tus

7 . C h a m b e r s o r O f f i ce A d d r e s s113 St . Joseph St reetM o b i l e , A l a b a m a 36 6 0 2

2. Court or Organizat ionU .S. D i s t r i c t C o u r t , SD AL

3. Date of Report05/13/20

5a. Repor t Type (check appropr ia te type)] Nomination, D a t e[] Initial [] Annual [] Finalfib. [] Amended Report8. On the bas i s of the informat ion conta ined in th i s Repor t and anymodifications pertaining thereto, i t is, in my opinion, in compliancewith appl icable laws and regulat ions.

Reviewing Officer Date

6. Repor t ing P e r i o d01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I. P O S I T I O N S . ( R c , o n l n g i n a ~ v i a u a t o n l y ; s e e ~ , p . 9 - 1 3 of fillng instructions,)~ NONE(No reportableposi t ions.)2.

3.

4.5.

POSITIONM a n a g i n g A g e n c y C o m m i t t ee M b r .

C o - T ru s t e e w / Am So u t h B a n k

N A M E O F O R G A N I Z A T IO N / E N T I T YFo rm e r S t o c k h o l d e r o f M c C l u re P i n e C o .Trust # 1

I I . A G R E E M E N T S . (Reporting individual only; seepp. 14-16 of filing instructions.)~ NONE (No reportable agreements.)DATE P A R T I E S A N D T E R M S


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FINANCIAL DISCLOSURE REPORTPage 2 of 7

N a m e o f P e r so n R e p o r t i n gButler, Jr . , Charles R.

D a t e o f R e p o r t05/13/2011

I I I . N O N - I N V E S T M E N T I N C O M E . ( R e p o . in g i n d i v id u a l a n d s p o u s e ; s e e p p . 1 7 - 2 4 of filing instructions.)A. Filers Non-lnvestm ent Income

~ (No reportable income.)ONE non-investmentDATE SOURCE AND TYPE

2.

3.

4.

INCOME( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - If you were married during anyportion of the reporting year, complete this section.(Dollar am ount not required except for honoraria.)[~] N O N E (No reportable non-investment income.)

DATE SOURCE AND TYPE

2.

3.

4.

I V . R E I M B U R S E M E N T S -transportation, lodging, food, e n t e r t a i n m e n t .(Includes those to spouse and dependent children; see pp. 25-27 offiling instructions.)

N O N E (No reportable reimbursements.)SOURCE DATES LOCATION

1.2.3.4.5.

PURPOSE ITEM S PAID OR PROV IDED


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FINANCIAL DISCLOSURE REPORTP ag e 3 o f 7

Name of Person Report ingB u t l e r , J r ., C h a r l e s R .

Date of Report05/13/2011

V . G I F T S . a n c l u d e s t h o s e t o s p . . . . .. d dependent children; see p p . 2 8 - 3 1 of J~ling instructions.)N O N E (No reportable gifts .)

SOURCE DESCRIPTION1.2.3.4.5.

VALUE

V I . L I A B I L I T IE S . a n e t . d e s t h o s e o l s p o . s e a.d dependent children; see pp. 32-33 of f!ling instruction~.)N O N E (No reportable liabilities.)

CREDITOR DESCRIPTIONI.2.3.4.5.

VALUE CODE


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FINANCIAL DISCLOSURE REPORTPage 4 o f 7

N a m e o f P e r s o n R e p o r t i n gButler, Jr., Charles R.

Date of Report05/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, t ...... t ions (Includes those of spouse an d dependent chi ldren; see pp. 34-60 of f ! l ing instruct ions .)D N O N E ( N o reportable income, assets, or transactions.)

Place

1. Regions B ank . , PFS Acc t , Mobi le , AL2. Exxon Cor por a t ion ( Hat ter s Pond)3. Union Exp lo r a t ion ( Chunchu la Pr od . Min)4. Four S tar O i l & Gas ( Texaco) ( Chun chu ta)5. Regions IRA, Mobile, AL, ( ref lected in l ine~,6-7)6. -S t r ipped In t Pmt Cpn f o r US Tr eas SecsBond 11.75%7. USAA Subsc r iber s Savings Accoun t8. Tr us t #1 as l i s ted below ( l ines 9 -21):9. -P ioneer Tax-Fr ee Income Fund1 0 . -R egions T rus t Money Marke tI 1 . - A m e r i c a n C e n t u r y L a r g e C o . , m f

1 2 . -Ame r ican Eur opac i f ic Gr th-F21 3 . -MFS R ESH I NTL FD CL 11 4 . - P i o n e e r S m a l l C a p V a l u e F u n d15. -P ioneer O ak Ridge Sm al l Cap Gr owth Fun~1 6 . -P ioneer O ak Ridge Lar ge Cap Gr owth Func

AAAAA

Int J TR oy J TR o y J TR o y J T

Interes t K T

Interes t J TN o n e M T

1 7 . -P ioneer Value Fund Class Y

1. l~,om e Ge.it~ Cod~i A =$ 1i000 or less(S ee Co lu mn s BI an d D4) Ie =$50,001 - $100,000

2. Value Co des J = $15.000 or less(S ee Co lu mn s C I an d D3) N = $250,001 - $500,000

P3 =$25,000,001 - $50,000,0003. Value Method Codes Q =A ppr a i sa l(S ee Co lu mn C2) U =Bo o k Va lu e

B =$I,001 r $2;500 C =$ 2,501 - $ 5;000 D = $ 5,001 - $ 15,000G = $100,00 i _ $ l i000~ 000 . . . . H1~$iI000~001..$~000;~00 H~ ~ivl~re than $5~000,000K = $15,001 . $50;000 L=$ 50001 ~$ 00 000 M --$i00 00] - $250 000O = $500,001 - $1,000i000 P = $ 1 , 0 0 0 ;0 0 1 2 $ 5 0 0 0 0 0 0 P 2 = $ 5 0 0 0 0 0 1 ~ $ 2 5 0 0 0 , 0 0 0

P4 --More than $50~000~000R =Cost (Real Estate Only) S:~SSe~sm eni T =C~ sh Mark e tv =O t hc r W=Estimated .....

E =$15,001- $50,000


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FINANCIAL DISCLOSURE REPORTPage 5 of 7 Ia m e o f P e r s o n R e p o r t in gButler, Jr . , Charles R. D a t e o f R e p o r t05/13/2011

V II. INVESTM ENTS and TRUSTS -~ .... e , value, t ......ions (Includes those of sp ......d dependent children; seepp. 34-60 of Jqling instructions.)N O N E ( N o reportable income, assets, or transactions.)

A. B. C. D.Description of Assets : Income during, Gross va lue a t end Transactions during reporting period

(including trust assets) r e~ 0n in g p ~ ri 0d . .. .. .. o f re p er ti ng p e r io d(1) , (2) (1 ) (2 ) (1 ) (2) (3) (4) (5 )

Place "(X)" after each asset Amount Type (e.g. , V~lue ~a l u e Type (e.g ., Date V a l u e G ~ i n Identity ofCode 1 buyer/seller(A-H) ( i f p r i v a t e

( Q - W) t r a n s a c t i o n )

1 8 . -R MK Mid Cap Growth R und1 9 . -R MK Growth FD CL 120. - RM K Va lu e F D C L 121 . -RMKCap Value Fund

22. Ter r af o r ce Tech . Cor p com . S tock N o n e J23 .24 .25 .26.

27 .28 .29 .30 .

1. I nc om e Gai n Codes : A =$1;000 or IdSS B =$1i00l i $},500 .... C =$2,501 ~ $5 000 D =$5,001 - $15,000( Se e C ol um n s B I an d D4 ) F = $5 0,0 01 = $10 0;0 00 .... G =$ 100,001 - $I;000,000 1 - 1 1 - - $ 1 ; 0 0 0 ; 0 0 1 ~ $ 5 i 0 0 0 ; 0 0 0 H2 =More than $5;000,000

2. Value C~xles J =$15,000 or less K =$15,001 -$50 000 L =$50i00] - $ I00;000 M =$100,001 - $250,000(S ee Co lu mn s CI an d D3) N = $250,001 -$500,000 O =$ 500 ~001 - $ 1, 000 ,000 P 1 = $1 ,00 0,0 01 - $5 i0001 000 P2 = $5,000,001 -$25,000,000

P3 = $251000,001 - $50,000~000 P4 ~More tha n $50,000,0003. Value Method Codes Q =A ppr a i sa l R =C o s t (Rea l Es ta te On ly ) S =A sse ssmen t T =Cash Mark e t(S ee Co lu mn C2) U =Bo o k Va lu e V =Olh e r W = Es t ima ted

E =$15,001 - $ 50,000


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FINANCIAL DISCLOSURE REPORTPage 6 o f 7

N a m e o f P e r so n R e p o r t i n gB u t l e r , J r ., C h a r l e s R .

Date of Report05/I 3/201 l

VIII. ADDITIONAL INFORM ATION OR EX PLANATIONS. (lndlcatepart of report.)In r e : Sec t ion I , Line 2 , Co-Trus tee , Regions Ban k. I ac t a s co- t rus tee w i th Regions B ank ( the former A mSo uth Bank - hav ing merged wi th Regions in 2008) . Ihave the au thor i ty wi th the bank to con t r o l the pur chase , sa le o r o ther d i spos i t ion o f the as se t s o f the t r us t . I do no t r ece ive any incom e f r om th i s t r ust .


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FINANCIAL DISCLOSURE REPORTPage 7 of 7

Nam e of Person Repor t ingButler, Jr., Charles R.

Date of Repor t05/13/2011

IX . CERTIFICATION.I c e r t i fy t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c lu d i n g i n f o r m a t i o n p e r t a i n in g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i ld r e n , i f a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s ~ v i t h h e ld b e c a u s e i t m e t a p p l i c a b l e s t a tu t o r y

p r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .I f u r t h e r c e r ti f y t h a t e a r n e d i n c o m e f r o m o u t s id e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i ncom pl iance w i th the prov is ions of 5 U.S.C. app. 501 e t . seq . , 5 U.S.C. 7353 , and Jud ic ia l Confe renc e r egula t ions .

Signatnre: S/Charles R. Butler, Jr.

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F UL L Y F A L S IF I E S O R F A I LS T O F I LE T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 04 )

Co m m i t t e e o n F i n a n c i a l Di s c l o s u reAdm in is t ra tive Off ice o f the Uni ted S ta tes Cour t sSuite 2-301O n e C o l u m b u s C i r c le , N . E .W a s h i n g t o n , D .C. 2 0 5 44

charles r butler jr financial disclosure report for 2010

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