ClearVisionTM

The Preferred Broking Solution

• Established in the year 2000.

• Pioneer in the Indian and Kenyan markets for Securities broking solutions.

• Promoters have multiple years of experience in running securities broking

activities.

• Experience of working in varied markets.

-India, UK, Middle East, East Africa, Asia Pac

• Focused team of 35 professionals working on front, middle and back office

solutions.

About Chella Software

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Customers

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Qatar Insurance Co.Qatar Insurance Co.

ClearVision Value Proposition

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• End to end automation including order and trade processing.

• Permits full internet access for users and client, helping geographical expansion

while retaining central control.

• Built on latest .Net web service oriented architecture, protecting you from

obsolescence for many more years.

• Permits major scaling up to handle hundreds of branches.

• In-built workflow support for security and operational best practices.

• Designed by engineers from India, with years of experience in building systems for

international stock broking firms.

ClearVisionTM Features

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Major Modules

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•Stock Broker Back Office

•Online Trading

•Dealing Back Office

•IPO

•Portfolio Management

Automation

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Automates all major stock broking processes

– Order Management

– Risk Management

– Contracting

– Settlement

– Accounts

– Reports Generation

Order Flow

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TradingScreenof CV

Internet

OMS RMSFIX

Adaptor

NSE

Gateway

Central Trading

Control

Broadcast ManagerWebsite

Web Server

LAN/WAN

Stock Exchange

Automated Trading System

FIX

Market Feed

Price Feed

for MTM

Contracting Flow

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StockExchange

Print Contract

Confirmation

Post AccountingEntries

ComputationOf

Brokerages,CommissionLevies

Update OrderBook

Update Trades(Exceptions Handled)

Trades Data

Decentralized Access with Central control

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• Decentralized (Branches & Agents)

• Order Entry

• Receipting

• Contracting

• Reporting

• Centralized (Head Office)

• Payment processing

• Risk management (limit setting, overrides)

• Security administration (setting roles)

Payment Flow

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Head officeBranchAgentsWeb interface

Payment

Authorization

Validation(IncludingPendingOrders)

Prepare

Payment

Pre-paymentchecks(Funds

Availability)

Payment

Request

Post

Accounting

Entries

Receipt Flow

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Bank Reconciliation

Clients Deposit Money

Bank Processes the Payment

E-Statement Uploaded in ClearVision™

Post Accounting Entries

Actionable MIS Reporting

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• Revenue and expenses reports.

• Performance Reports.

– By Branch

– By Wealth Manager

– By Agent

• Working capital and credit risk reports.

– Ageing analysis

– Risk cover report

– Cash flow projections

Direct Access to the System

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• Access is provided to the following people

– Head Office personnel

– Branch personnel

– Agents

– Clients

•Access provided through

– LAN

– WAN

– Internet

External World Interfaces

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• Automated Interfaces to

– Stock Exchange Trade Report Files

– Depository Account Information File

– Depository Holding File

– Bank Transaction Files

– IPO Registrars

System Security

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• Highly secure application.

– Role based access privileges

– Menu level restrictions

– Account level restrictions

– Value level restrictions

– Audit trail of all activities performed in the system

– Encrypted transfer of data between client and web server

– Automatic session time out

• Highly secure database server – SQL Server 2005.

Note On Technology

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• Uses .Net smart client or browser clients, .Net middleware and SQL Server 2005.

• Capable of communicating through low Bandwidth lines.

• Protection against obsolescence for a long time to come..

• Highly scalable.

– Smart client communicating with server through web services

– Multi-tiered application, capable of scaling up and scaling out

• This will multiply manifold with browser based access to be launched this week.

Technical Architecture

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Fire

wa

ll

Web Server

App

Server

DB Server

SQL

2005

DB Server

SQL

2005

Fire

wa

ll

•

•

and reports

trade confirmations

Thin Client (Browser)

View Account information

Place orders and receive

(Upcoming)

•

•

•

Thick Client (.Net)

Head Office Users

Branch Users

Agents (Upcoming)

Internet

LAN/WAN

Portfolio Management

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• Extends broker’s capability to offer discretionary portfolio management

services.

• Tracks holdings automatically.

• Adjusts for corporate actions.

• Rights

• Bonus

• Split

• Dividends

• Provides valuation and performance reports periodically.

ClearVisionTM for Dealing

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• Ideal for a proprietary desk.

• Supports trades in equities, bonds, T-bills and commercial papers.

• Seamless consolidation between Dealing and Stock Broking for

– Corporate Balance Sheet

– Corporate Ledgers and Statement of Accounts

– User access and privileges

Online Trading Module

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• Centralized risk control, with negligible latency.

• Seamless integration with the back office.

• Highly evolved broadcast mechanism that provides real-time tick updates even

with large number of connections.

• Tried and tested handshake and recovery mechanisms.

• Currently live in a high-volume environment in India.

• Ready for trading in multiple exchanges, also in derivatives and commodities.

Screen Shot of Online Trading

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Risk Management Terminal

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Implementation Process

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• Onsite study of customization requirement

• Sign off on customization BRS

• Development of customized modules

• User Acceptance Test

• Go Live

• Warranty

• Annual Maintenance

Thank You