October 4–5, 2011 | New York, NY

GTS CLIENT ADVISORY BOARD

Client Advisory Board forInvestment ManagersNorth America

Welcome

WelcomeThank you for joining us for the North America regional meeting of the Client Advisory Board for Investment Managers.

Last year we formalized a program for our key stakeholders to foster the sharing of information and best practices, interests and challenges. Through our annual global gathering and our regional chapter meetings in London, Hong Kong and here in New York, the feedback is invaluable to helping Citi shape our strategic direction.

We’re excited for the opportunity to further the dialogue with you today on business-critical issues that you’ve told us were important to you. As a member of this Board, you are among a highly select group of industry experts whose market acumen and insights we value, and we hope you will derive great benefit from your participation.

Thank you again for joining us and we look forward to a productive meeting.

Patrick Curtin North American Region Head Investor Client Management Securities and Fund Services Global Transaction Services Citi

Peter Verduin North American Region Head Investor Client Executive Securities and Fund Services Global Transaction Services Citi

Robert P. Wallace North America Region Head Securities and Fund Services Global Transaction Services Citi

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Table of ContentsAgenda .....................................................................................................................................................2

Meet the Board .......................................................................................................................................4

Meet the Citi Team .................................................................................................................................11

Meet Our Guest Speaker .....................................................................................................................17

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AgendaDay One — Tuesday, October 4, 2011

Noon Registration / Lunch – The Liberty Room, 27th Floor, Citi, 388 Greenwich Street, New York, NY 10013

1:15 p.m. Introductions and Outline of PurposePeter Verduin, North America Head of Investor Client Executive, Citi

1:30 p.m. CAB Progress ReportsCiti associates address the input received from our inaugural Regional CAB Meeting held November 2010, and the progress gained and/or action plans now in place.• Marianne Bachynski, North America Investment and Technology Senior Region Head, Securities and

Fund Services, Citi• Patrick Curtin, North America Head of Investor Client Management, Citi• Robert Smuk, North America Head of Operations, Securities and Fund Services, Citi• John Stewart, Global Head of Marketing, Investor Services, Citi• Peter Verduin, North America Head of Investor Client Executive, Citi• Bob Wallace, North America Head of Securities and Fund Services, Citi

3:00 p.m. Break

3:15 p.m. Voice of the Client RoundtableOur Client Advisory Board members will be invited to join in an open dialogue to discuss topics of specific relevance to their current needs, strategies and challenges.Moderator: Patrick Curtin, North America Head of Investor Client Management, Citi

4:30 p.m. Global Distribution: How to Attack International MarketsAn interactive discussion, customized from an asset manager’s perspective, regarding the requirements and strategies for entering new markets. Moderator: Bob Wallace, North America Head of Securities and Fund Services, Citi

5:15 p.m. Day One Closing RemarksPatrick Curtin, North America Head of Investor Client Management, Citi

5:30 p.m. Transfer to Trump SoHo for Check-In — 248 Spring Street, New York, NY 10013

7:00 p.m. Cocktails followed by Dinner — SoHo Reception Room, 46th Floor

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8:00 a.m. Breakfast — SoHo Reception Room, 46th Floor

8:50 a.m. Day Two Welcome and IntroductionsPeter Verduin, North America Head of Investor Client Executive, Citi

9:00 a.m. Closed Door Advisory Board DiscussionMembers of the North America Client Advisory Board for Citi Investor Services

10:00 a.m. Board PresentationMembers of the North America Client Advisory Board for Citi Investor Services

11:00 a.m. Guest Speaker: Joey Cheek, U.S. Olympic Gold, Silver & Bronze Medalist “What I’ve Learned Along the Way That Is Far More Important than a Medal of Any Color” We are honored to have Mr. Joey Cheek, Olympic Medalist and World Speed Skating Champion, humanitarian and Darfur activist as our guest speaker. As an Official Sponsor of the 2012 U.S. Olympic and Paralympic Teams, Citi is demonstrating our support for the athletes and our country, reinforcing the commitment to excellence we share. As we celebrate our 200th anniversary in 2012, we will be proud to stand with our nation’s Olympians as they bring the best of the American spirit to London.

Noon Lunch — Quattro, SoHo Dining Room, First Floor

1:00 p.m. Market Trends: Managing Through UncertaintyBenjamin Poor, Manager of Market Intelligence for the Citi SFS Global Strategy and Business Management TeamBen will lead an interactive session regarding managing an asset management business through uncertainty, considering the possibility that asset managers might need to simultaneously plan for growth and contraction.

2:00 p.m. Citi’s Overarching Operations and Technology Strategy Jon Beyman, Global Head of Operations and Technology, Institutional Clients Group, CitiCiti’s O&T businesses are making great progress on executing against a strategy for excellent service and quality as an admired client-centric financial institution. This session will provide insight into that strategy and how it relates to our clients in North America.

2:45 p.m. Closing RemarksPatrick Curtin, North America Head of Investor Client Management, Citi

3:00 p.m. Board Meeting Adjourned

Day Two — Wednesday, October 5, 2011

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AEGON USA, LLCKaren HufnagelSVP, Investment Operations4333 Edgewood Rd. NEMS 4130Cedar Rapids, IA 52499

BlackRock, IncorporatedPhilip EvansManaging Director40 East 52nd StreetNew York, NY 10022

Credit SuisseAndreas KreuzDirectorEleven Madison AvenueNew York, NY 10010

Dimensional Fund AdvisorsPatrick Keating*Global Chief Operating Officer6300 Bee Cave RoadBuilding OneAustin, TX 78746

Discovery CapitalKip AllardtChief Operating Officer20 Norwalk AvenueWestport, CT 06880-6828

Federated Investors, Inc.Denis McAuley IIIVice President and Principal Accounting Officer1001 Liberty AvenuePittsburgh, PA 15222

Fidelity InvestmentsTimothy LoheSenior Vice President164 Northern AvenueBoston, MA 02110

Franklin Templeton ServicesJohn LautSenior Vice President, Investment Accounting and Operations300 SE 2nd StreetFt. Lauderdale, FL 33301

Janus Capital Group, Inc.George BatejanSVP, Global Head of Technology and Operations151 Detroit StreetDenver, CO 80206

Natixis Global AssociatesSharon Wratchford*Executive Vice PresidentGlobal Distribution, Administration and Operations399 Boylston StreetBoston, MA 02116

Old Mutual Asset Management Trust CompanyVincent ManningPresident200 Clarendon Street, 53rd FloorBoston, MA 02116

Victory Capital Management, Inc.Derrick MacDonaldManaging Director127 Public SquareCleveland, OH 44114-1308

*Unable to attend this session.

Meet the Board

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Phil Evans leads BlackRock’s Global Provider Strategy (GPS) Group, which develops and executes the firm’s operating strategy for partnering with custodial, accounting agent, transfer agent, middle-office and prime brokerage providers. The team of ten manages BlackRock’s major relationships with financial institution service partners.

GPS works closely with product and client channels to derive long-term strategies with global service providers, determines optimal operating models and is responsible for negotiating fee arrangements while ensuring consistent service levels are maintained.

Phil joined BlackRock in 2010 after 16 years at BNY Mellon. From 2001 to 2010 he was Managing Director within the Investment Management and Insurance Group (IMIG), responsible for many of the Bank’s most complex asset manager relationships. As part of the IMIG leadership team he aided in the development of BNY Mellon’s global client management strategy. From 1994 to 2001 Phil served as Country Manager for Italy, Greece, Malta and Italian-speaking Switzerland, based in Milan.

From 1984 to 1994, Phil was a lender for Bank of America and CoreStates Financial, responsible for banking relationships with multinational firms based in the UK and Italy, including their U.S.-based subsidiaries.

Phil holds a BA in Economics from the College of William and Mary in Virginia and an MBA from the Fuqua School of Business, Duke University.

Karen Hufnagel is Chief Operating Officer, Senior Vice President of Information Technology and Operations for AEGON USA Investment Management, LLC. Her Operations responsibilities include management of securities, derivatives and real estate accounting and operations, middle office (investment reference data, securities and derivatives valuation and cash forecasting/modeling), client service and reporting, and shared services for the organization (project, process and data quality management). Ms. Hufnagel has worked in various accounting and operations roles for over 27 years.

Karen graduated from Bellarmine University in Louisville, Kentucky with Bachelor of Arts degrees in Accounting and Information Systems and an MBA with an emphasis in Finance. She has earned her CFA and the insurance industry designation of FLMI.

BlackRockPhilip H. EvansManaging DirectorGlobal Head of Provider Strategy

AegonKaren HufnagelSenior Vice PresidentInvestment Operations

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As Chief Operating Officer, Patrick M. Keating oversees Dimensional’s day-to-day business functions, including the management of growth plans and capital investment. Pat, who joined the firm in 2002, previously led the Business Support Division, which includes groups such as Operations, Technology and Communications that contribute to the growth of the financial advisor and institutional sales efforts.

Pat brings a wealth of management experience to Dimensional, including a five-year tenure as President of Canada’s Assante Asset Management. He helped Assante grow from a private firm of 20 people to a public company of over 4,000 after his seven years there. As a manager for over 25 years, Pat has overseen the growth of many companies in industries from electronics to finance.

Originally an accountant, he received his BA in Economics from the University of Winnipeg in 1978 and is a CFA Charterholder.

Andreas Kreuz is a Director of Credit Suisse in the Asset Management Division, based in New York. He is Chief Operating Officer for the Systematic Trading Group globally and head of Business Development for Alternative Investments in New York.

Mr. Kreuz joined Credit Suisse in 2004 in the Investment Banking Division in Zurich, responsible for various initiatives in Fixed Income, Equities, and Structured Products. Since 2006, he held various positions in the Asset Management Division, focusing on both Traditional and Alternative Investments. Prior to joining Credit Suisse, he worked for a large management consulting firm.

Mr. Kreuz holds a Master’s degree in Economics and Finance (lic.oec.HSG) from the University St. Gallen (HSG) in Switzerland.

Dimensional Fund AdvisorsPatrick KeatingChief Operating Officer and Vice President

Credit SuisseAndreas KreuzDirector

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Mr. McAuley is Vice President and Principal Accounting Officer of Federated Investors, Inc.; Senior Vice President of Corporate Finance for Federated Investors Management Company, including Corporate Accounting, Fund Treasury and Investor Services; President of Federated Investors Trust Company and President of Federated Shareholder Services, Corp.

Mr. McAuley joined Federated in 1978 as an Internal Auditor, and then became Vice President, Manager of Corporate Accounting. In 1985, Mr. McAuley assumed the position of Vice President and Manager, Fund Accounting. In 1989, he assumed the position of Senior Vice President and Chief Financial Officer of The National Funds in Greenwich, Conn. Mr. McAuley returned to Federated in 1993 as Senior Vice President of Corporate Finance.

Mr. McAuley received a Bachelor’s degree in Accounting from Mount Saint Mary’s College, Emmitsburg, MD. He is a Certified Public Accountant in Pennsylvania.

Mr. Allardt is Chief Operating Officer for Discovery Capital Management and its affiliates, which manage $6.5 billion of assets, mostly internationally in the emerging markets. Kip brings 30 years of international market-related experience from both the buy and sell sides of the financial industry. He came to Discovery six years ago from Sovereign Investment Management and Research, a firm he founded in 2002 to provide investment and enterprise risk management to institutional clients.

He started his career at Drexel Burnham in the back office implementing, then managing, internal and regulatory control processes before moving to the investment side of the business. He spent the next 20 years in a variety of proprietary trading roles such as pioneering the FX options market as the first FX Options Specialist on the floor of the PHLX. Later experiences took him overseas trading and managing portfolios of Foreign Exchange, Options and local currency denominated bonds for British Petroleum, Continental Grain, Donaldson Lufkin Jenrette and CSFB. Kip has extensive experience developing and managing enterprise risk management programs. Recent experience includes his role as the Fixed Income liaison for an SFA audit of CSFB’s entire U.S. sales and trading operations and routine NFA/CFTC regulatory compliance.

Mr. Allardt currently serves on the Board of Directors of the Regulatory Compliance Association. Mr. Allardt attended Rochester Institute of Technology and New York University and is currently engaged in post-graduate work at Fordham University.

Federated Investors, Inc.Denis McAuley IIIVice President and Principal Accounting Officer

Discovery CapitalKip AllardtChief Operating Officer

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John Laut is the Senior Vice President/Director responsible for the Investment Accounting and Operations group. He is located in the Fort Lauderdale office and has global responsibility for all IA&O sites, which include NAV Production & Analysis, Separate Account Administration, Pricing, Security Maintenance, Corporate Actions, Financial Statement Production, Middle Office Client Support, Trade Settlements Core Operations, and Documentation/Country Registration worldwide.

Mr. Laut joined FTS as a result of the acquisition of Fiduciary Trust Company (FTCI) in 2001. He held many positions at FTCI, the last of which was Senior Vice President responsible for all of the operational and administrative support of FTCI’s institutional and custody business.

Mr. Laut has over 40 years of experience in the security industry covering all aspects of the operational and administration of the Institutional Advisory business.

Franklin Templeton Services, LLCJohn LautSenior Vice PresidentInvestment Accounting and Operations

Mr. Lohe is a Senior Vice President at Fidelity Investments where he is the leader of the Custody, Cash and Control Division within Fidelity’s Pricing and Cash Management Services Unit. Activities performed within the division include middle-office trade processing, collateral management, settlements, corporate actions, income collection, cash management, cash and position reconciliations. He is also responsible for management of the Fidelity Funds’ global custody arrangements.

Tim has been with Fidelity since 1994. Prior to Fidelity, Tim worked for almost 11 years at the Chase Manhattan Bank in New York.

Fidelity InvestmentsTimothy LoheSenior Vice President

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Mr. George Batejan is Senior Vice President, Global Head of Technology and Operations at Janus and is responsible for all middle- and back-office operations globally, including technology. Mr. Batejan sets direction for the firm’s technology and operations, aligning that vision with the business strategy. Prior to joining Janus, George was Senior Vice President and Chief Information Officer at Evergreen Investments, Inc. He has more than 30 years of global technology and operations experience in the financial services industry, including serving as Executive Vice President and Chief Information Officer for Oppenheimer Funds, Inc. and 18 years at the Chase Manhattan Bank, N.A., where he served in positions ranging from Vice President and Division Executive for the Americas’ Service Delivery Group, Private Banking, to Vice President and Chief Information Systems Officer, Asia. Mr. Batejan earned a Bachelor of Science in Physics and a Master of Science in Management and Industrial Engineering, both from Rensselaer Polytechnic Institute.

Janus Capital Group, Inc.George BatejanSVP, Global Head of Technology

Sharon Wratchford, Executive Vice President, Natixis Global Associates, has responsibility for Information Technology and Global Infrastructure, Enterprise Information Management, and the Project Management Office. As well, she has oversight of trading and operational aspects of the firm’s Oakland-based Overlay Management Division, Managed Portfolio Advisors.

Previously, Ms. Wratchford was Senior Vice President, Chief Operating Officer for Natixis Global Associates International. She directed general operations and administration for numerous global offices located in key markets around the world. Prior to that role, she was Senior Vice President and Co-Director of Strategic Marketing for IXIS Asset Management Advisors Group (now Natixis Global Associates). She also served as Vice President, National Sales, and Dealer & Investor Services. Ms. Wratchford has been with the firm since 1988 and has over 25 years of financial service experience.

Ms. Wratchford is a board member of Snyder Capital Management, is a member of the Natixis Distribution Corp Audit Committee and serves on various internal boards and risk management committees. She also sits on the Board of Corporators for BayState Savings Bank, Worcester, MA. Ms. Wratchford is NASD Series 6, 7 and 26 licensed. She received her BA in Political Science from the College of the Holy Cross.

Natixis Global AssociatesSharon WratchfordExecutive Vice PresidentOperations and Technology

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Mr. MacDonald is a Managing Director with Victory Capital Management. He is responsible for leadership and strategy development for fund administration, technology and operations within Victory.

He joined the firm in 2008. Prior to this, he held multiple roles with Avery Dennison and General Electric. At these firms, he led a Global Business Team, Product Management Team, Operations Group and a Six Sigma/Lean Manufacturing system.

Mr. MacDonald holds a Bachelor of Applied Science in Chemical Engineering from the University of Waterloo, Canada and a Master of Business Administration from Case Western Reserve. Additionally, he is a Professional Engineer and holds a Series 7 license.

Victory Capital Management, Inc.Derrick MacDonaldManaging Director Fund Administration, Technology and Operations

Vincent Manning is President of Old Mutual Asset Management Trust Company. He is responsible for the strategic direction of the firm as well as its daily client servicing and overall operations. As President he works with affiliates and Old Mutual on new fund launches and initiatives. Prior to the Trust Company Vincent was Vice President of Investment Operations for Old Mutual Asset Management responsible for leading the team in its focus on providing strategic consulting services, managed services and enterprise solutions to Old Mutual and its affiliates.

Mr. Manning has represented Old Mutual as a member of the Money Management Institute’s (MMI) Technology and Operations Committee. In addition, he has been an active member of the National Investment Company Service Association (NICSA) participating on its Operations and Technology Committees.

Prior to joining Old Mutual, Vincent was a Managing Consultant with Venture Financial Systems Group, LTD. At Venture he led mission-critical projects focused on enhancing investment operations for leading financial services firms. He has also held positions at Fidelity Investment and William M. Mercer.

Mr. Manning holds an MBA with a Strategic Management concentration from Boston College and a BA degree in Economics from Brown University.

Old Mutual Asset Management Trust CompanyVincent ManningPresidentr

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Meet the Citi Team

Marianne Bachynski is a Managing Director at Citi. She is the Americas Head of Technology for the Securities and Funds Services unit within Citi’s Global Transaction Services. Ms. Bachynski joined Citi in December 2010.

Marianne has spent 25 years in Information Technology supporting buy-side and sell-side business at Morgan Stanley. Most recently, she was the CIO for Morgan Stanley Investment Management, covering the businesses front to back globally. Marianne oversaw technology professionals located across 12 global sites. She led the integration of five asset management firms onto one global platform, covering Institutional, Retail, Intermediary, Alternatives, Real Estate and Private Equity clients. Prior to Asset Management, Marianne supported Institutional Equities, Investment Banking, Private Wealth Management and various back-office business units on the sell side of Morgan Stanley.

Ms. Bachynski received her BA in Biology and Economics at Queens’ University in Kingston, Ontario Canada. She sat on the Board of Trustees for the Morgan Stanley Foundation from 2003 – 2008.

Marianne BachynskiManaging DirectorHead of Technology, AmericasSecurities and Funds ServicesGlobal Transaction ServicesCiti

Jonathan “Jon” Beyman is Managing Director, and serves as the Global Head of Operations and Technology of Citigroup’s Institutional Client Group, since joining the Bank in August of 2008.

Jon started his career with Arthur Young & Company as an auditor in 1976. He joined Chemical Bank Operations Division after business school, and has performed a variety of senior management roles in technology and operations over his career. Jon was Executive Vice President of Lehman Brothers Holdings Inc., the Global Head of Operations and Technology and their Chief Information Officer, a position he held until retiring in 2006. In his brief retirement, Jon returned to school to study History at Columbia University, and served as an Adjunct Professor at the University of Connecticut MBA program, where he taught Managing Information Technology. He returned to Wall St. to join Credit Suisse in 2007 as Global Head of Investment Bank Operations, before taking his current position. Jon has also served as the Chief Information Officer of Cendant Corporation, and as Chief Operating Officer of Cendant’s Internet-based businesses.

Jon received a BS in Accounting from the University of Connecticut and an MBA from Cornell University, and is a Certified Public Accountant.

Jon BeymanGlobal Head of Operations and Technology — ICGCiti

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Patrick Curtin is responsible for business origination and managing client relationships across Citi’s Investor Services suite in North America. Mr. Curtin has 25 years of executive leadership in the securities business and capital markets. He is a frequent speaker at investment conferences and, in 1995, co-authored a handbook on the use of derivatives.

Prior to joining Citi, Patrick spent nearly 13 years as a Senior Executive at The Bank of New York Mellon where he managed the Securities and Fund Services, Americas, business and was a member of the Management Committee. Earlier in his career, Mr. Curtin was a Pension Plan Sponsor, Portfolio Manager and Adjunct Professor of Economics. Mr. Curtin also holds a Chartered Financial Analyst (CFA) designation.

Patrick is a native of New York City and holds a BBA in Finance from City University-Baruch College as well as a Master of Business Administration with distinction from Long Island University’s Brooklyn campus. Patrick is involved in a number of charitable organizations and has a particular interest in scientific research and its applicability to increasing economic prosperity around the globe. He is a co-founder of a nonprofit organization whose main purpose is to address these issues.

Patrick CurtinManaging DirectorNorth America Head of Client Management, Investor ServicesSecurities and Fund ServicesGlobal Transaction ServicesCiti

Mary Fenoglio joined Citi in May of 2004 and currently serves as Global Head of Operations and Client Delivery for Securities and Fund Services, which together with Treasury and Trade Solutions, constitutes Global Transaction Services, a business unit of Citi’s Institutional Clients Group.

In this role, Mary focuses on client satisfaction, improving efficiencies, tightening controls and risk management, and developing talent to create an organization that not only exceeds client expectations but anticipates evolving needs and trends.

Mary has extensive securities servicing experience, having most recently led the Global Custody business within Securities and Fund Services where she had P&L responsibility for the Global Custody product and managed the business planning and strategy, strategic implementation, product development, pricing and brand positioning.

Prior to joining Citi, Mary was the Division Head of Securities Services at State Street Corporation where she was responsible for all of State Street’s securities settlements, asset servicing and full-service custody operations and was a member of the Executive Management Group.

Mary currently serves on the Board of Directors of Euroclear, PLC and was a former board member of the Depository Trust and Clearing Corporation.

Mary M. FenoglioManaging DirectorGlobal Head of Operations and Client DeliverySecurities and Fund ServicesGlobal Transaction ServicesCiti

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Benjamin Poor leads Citi’s thought-leadership initiative, providing market research and analysis designed to assist clients of Citi Securities and Fund Services in their strategic planning and understanding of market trends. He has over 15 years of experience researching the asset management industry, including manager due diligence, as well as retail and institutional distribution.

Prior to joining Citi, Benjamin served as Director of Cerulli Associates Institutional Asset Management Practice. His research responsibilities focused on asset management, including institutional and high net worth channels. Benjamin was the lead author of High-Net-Worth Update, Global Multimanager, Hedge Funds: The Market for Absolute Return and Institutional Products and Services for The Cerulli Report™ series. He also frequently served as a subject matter expert at conferences and for the financial press.

Prior to joining Cerulli, Benjamin served as a Senior Manager of Investment Products and Services at Schwab Retirement Plan Services. His responsibilities included fund selection and investment reviews for defined contribution clients ranging from $20 million to $400 million in assets.

Prior to joining Schwab, Benjamin was a Mutual Fund Analyst at Kanon Bloch Carré, a division of RINET. His responsibilities included maintaining a proprietary database on enhancing the firm’s quantitative risk-adjusted manager evaluation model.

Julie Monaco is the North America Head of Global Transaction Services, which offers integrated Treasury and Trade Solutions, and Securities and Fund Services to corporations, financial institutions and the public sector around the world. Julie is responsible for leading a business that specializes in creating solutions that meet the complex needs of over 8,000 North America domiciled clients. Julie has more than 24 years of experience in the transaction services business. In recognition for her leadership and continual drive to innovate, Julie was named on US Banker’s 2010 list of the “25 Most Powerful Women in Banking.” Julie has also been recognized by Treasury & Risk and was named on their 2010 list of the “100 Most Influential People in Finance.”

Julie MonacoManaging DirectorNorth America Region HeadGlobal Transaction Services Citi

Benjamin PoorVice President Market Intelligence Securities and Fund ServicesGlobal Transaction ServicesCiti

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Sanjiv Sawhney joined Citi in December 2009 as the Global Head of Fund Services, with responsibility for driving business growth, development and market leadership globally. He is also leading the positioning of Fund Services within the comprehensive suite of Investor Services solutions, in delivering a value-added set of products and services to meet client needs.

Sanjiv has 18 years of industry experience, including 15 years with Citi, where he previously held key positions in the EMEA Fund Services business, including that of Head of Fund Services for the EMEA region. Prior to rejoining Citi, Sanjiv worked for JP Morgan as the European Fund Services Operations Head as well as Managing Director and Board Member of JP Morgan Bank Luxembourg.

Sanjiv SawhneyManaging DirectorGlobal Head of Fund ServicesGlobal Transaction Services Citi

Neeraj Sahai is the Global Head of Securities and Fund Services. Mr. Sahai is also a member of Citi’s Institutional Clients Group Management Committee and Citi’s Global Transaction Services Management Committee.

Prior to assuming his current role, Mr. Sahai was Chief Financial Officer of Global Transaction Services, overseeing finance, risk, control, treasury, and strategy and M&A, among other areas of the business.Immediately prior to this assignment, he was Head of Citi’s Audit & Risk Review group for Markets & Banking.

Mr. Sahai has been with Citi for more than 23 years, starting as a Management Associate in 1984. His previous assignments include Managing Director for Cross-Border Custody and Securities Lending; Director, Strategy Implementation (Worldwide Securities Services); Global Transaction Services Head (India); Business Manager, Cash Management (India); and Relationship and Risk Manager in Financial Services and Corporate Banking. He is also a member of the Board of the Depositary Trust and Clearing Corporation.

Neeraj SahaiManaging DirectorGlobal Head of Securities and Fund ServicesGlobal Transaction Services Citi

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Robert Smuk is the North American Operations Head for Securities and Fund Services (SFS). In this role, appointed May 1, 2009, Robert has direct oversight of all operational units in the region. He is responsible for delivering superior service and execution capability to our clients for all products and services within SFS. Robert continues to hold the President & CEO responsibility for Citigroup Fund Services Canada (CFSC).

Robert joined the Citi organization as part of the Unisen acquisition in mid-2005 and held the role of Global Transaction Services (GTS) Head for Canada. During this tenure, Robert succeeded in growing the business by building exceptional client partnerships, developing customer-centric solutions and preparing the organization for the challenges facing our clients.

Before being named President of Unisen, Robert was Senior Vice President and Chief Information Officer for AGF. Prior to AGF, Robert spent fours years at Manulife Financial in a variety of executive roles and seven years with IBM and ISM, IBM’s Canadian outsourcing arm.

Robert holds a degree in Industrial Engineering from the University of Toronto.

Robert SmukManaging DirectorNorth America Operations HeadSecurities and Fund ServicesPresident and CEO, Citigroup Fund Services CanadaGlobal Transaction ServicesCiti

John Stewart is responsible for global marketing and communications across Citi’s Investor Services product suite. Mr. Stewart has over 25 years of executive leadership experience implementing market and client growth strategies in the securities and capital markets businesses.

Prior to joining Citi, Mr. Stewart spent over 20 years as a Senior Executive at State Street Corporation, where most recently he led marketing and client development programs for a fast-paced global securities research and trading business across asset classes and electronic trading platforms. Prior to this role, Mr. Stewart reported directly to the CEO leading a cross-organizational executive committee responsible for State Street’s international expansion. Earlier in his career, Mr. Stewart established State Street Bank Luxembourg SA to provide services to international investment managers and held senior client management roles in the securities business in the U.S. and Europe.

Mr. Stewart holds a BS in Business Administration with a concentration in Finance from Boston University and completed the Management Development Program at INSEAD in Paris. John is active in several citizens advocacy groups focused on improving the quality of life in urban communities, with a focus on the environment.

John StewartDirectorGlobal Head of Marketing Investor ServicesSecurities and Fund ServicesGlobal Transaction ServicesCiti

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Bob Wallace joined Citi’s Securities and Fund Services (“SFS”) business as a Managing Director in January 2006. Bob is currently the North America Region Head for SFS with overall business responsibility for the clients and services provided to those clients. Prior to his current position, Bob was the SFS Global Head of Fund Services. Fund Services provides accounting, administration and investor services to alternative investment, regulated and private equity funds.

Prior to SFS, Bob spent 16 years in Citi’s asset management businesses in a variety of roles. In addition to having global responsibility for all fund administration activities since 1995, Bob also had concurrent responsibilities for various business units including global retail product development and management; business manager responsibility for the U.S. Investment Trust business; U.S. retail managed account operations; and investment performance and product profitability.

Prior to his asset management career, Bob spent seven years in the Citibank’s Credit Card Group in a variety of financial and business roles covering both the consumer and merchant card acceptance businesses.

Bob received his Bachelor of Science in Finance degree from Fairfield University in 1975 and his Master of Business Administration degree from Adelphi University in 1983.

Robert P. WallaceManaging DirectorNorth America Region Head Securities and Fund ServicesGlobal Transaction ServicesCiti

Peter Verduin is the Head of the Client Executive Americas Unit within the Securities and Fund Services Group of Citi’s Global Transaction Services Division, based in New York. In this capacity he is responsible for the relationship management to the investment community within the Americas. Peter assumed this responsibility in May 2009. Prior to this role, Peter had been the Global Transaction Services Head of Relationship Management for North American Funds.

Peter joined Citi in 1993 in the Netherlands office where he was responsible for Citi Netherlands’ Global Transaction Services business. In this role Peter developed Citi’s reputation locally and increased market share within the Dutch Pension Fund industry to 30%. Before his career at Citi, he worked in various functions for a local Dutch banking institution and brings over 20 years of global financial services industry experience to his role.

Peter holds a Bachelor’s degree in Business Economics of the Hogeschool in Haarlem in the Netherlands.

Peter VerduinManaging DirectorHead of Client Executive in the Americas Securities and Fund ServicesGlobal Transaction ServicesCiti

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A native of Greensboro, North Carolina, Joey Cheek grew up as an inline skater and made the switch to the ice in 1995. An Olympic Bronze Medal winner in the 1,000 meter event at the 2002 Winter Olympic Games in Salt Lake City, Cheek fulfilled a lifelong dream at the 2006 Winter Olympic Games in Torino, Italy, where he won the Olympic Gold Medal in the 500 meter event and the Olympic Silver Medal in the 1,000 meter event.

Perhaps Cheek’s most notable effort, however, began off the ice when he made the remarkable gesture of donating $40,000 in U.S. Olympic Committee winnings to Right to Play. Cheek’s donation announcement in Torino was quickly followed by his call to action to others in support of the people of the Darfur region of the Sudan. His generosity inspired corporations and individuals alike; to date more than one million dollars has been raised for the region. His influence in doing so earned him a spot on Time magazine’s 100 Most Influential People list and recognition at the 2006 Clinton Global Initiative. While at the 2006 Clinton Global Initiative, Cheek launched what would become “Team Darfur,” a coalition of more than 575 athletes, focused on raising global awareness and action to end the crisis in Darfur.

Joey CheekU.S. Olympic Gold, Silver & Bronze Medalist

Meet Our Guest Speaker

Cheek is a 2011 graduate of Princeton University, where he studied economics and Chinese. He is currently running his latest venture, DailyHouse.com, a media company focused on covering sports that have been neglected by mainstream American media.

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