clin quest front cover.fdd (pub · clinician questionnaire to identify and explore avoidable and...

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SEPSIS STUDY 5 4 4 8 3 6 5 7 6 4 7 8 9 National Confidential Enquiry into Patient Outcome and Death (NCEPOD) CLINICIAN QUESTIONNAIRE To identify and explore avoidable and remediable factors in the process of care for patients with sepsis. This form will be electronically scanned. Please use a black or blue pen. Please complete all questions with either block capitals or a bold cross inside the boxes provided e.g. Was a CV catheter placed? If you make a mistake, please “black-out” the incorrect box and re-enter the correct information, e.g. No Yes Grade: DETAILS OF THE CLINICIAN COMPLETING THIS QUESTIONNAIRE Specialty: Information will be collected using two methods; box cross and free text, where your opinion will be requested. No Yes Consultants who complete NCEPOD questionnaires make a valuable contribution to the investigation of patient care. It also provides an opportunity for consultants to review their clinical management and undertake a period of personal reflection. These activities have a continuing medical and professional development value for individual consultants. Consequently, NCEPOD recommends that consultants who complete NCEPOD questionnaires keep a record of this activity which can be included as evidence of internal/self directed Continuous Professional Development in their appraisal portfolio. If you have any queries about this study or this questionnaire, please contact [email protected] Or telephone: 020 7251 9060 Thank you for taking the time to complete this questionnaire. The findings of the study will be published in autumn 2015. NCEPOD number: If you (the clinician completing the questionnaire) would like email confirmation of the completion of this questionnaire for your records, please clearly supply your email address below. Inclusions Patients aged 16 years or older are included in the study if all of the following apply: 1) Admitted to ICU/HDU between 6th-20th May 2014 inclusive and identified as having sepsis within 48 hours of admission to ICU/HDU; or 2) Identified as having sepsis by the Critical Care Outreach Team (or equivalent) during the same time period. Exclusions 1) Immunosuppressed neutropaenic patients on chemotherapy or immunosuppressant drugs for transplant programmes; 2) Pregnant women up to 6 weeks post-partum (covered by MBRRACE-UK sepsis study); 3) Patients on end of life care pathway at time of diagnosis or consultant-led decision made not to escalate (prior to entry into the study); 4) Patients who develop sepsis after 48 hours on ICU/HDU.

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Page 1: clin quest front cover.fdd (Pub · CLINICIAN QUESTIONNAIRE To identify and explore avoidable and remediable factors in the process of care for patients with sepsis. This form will

SEPSIS STUDY

5 448365 764789

National Confidential Enquiry into Patient Outcome and Death (NCEPOD)

CLINICIAN QUESTIONNAIRE

To identify and explore avoidable and remediablefactors in the process of care for patients withsepsis.

This form will be electronically scanned. Please usea black or blue pen. Please complete all questionswith either block capitals or a bold cross inside theboxes provided e.g.

Was a CV catheter placed?

If you make a mistake, please “black-out” theincorrect box and re-enter the correct information,e.g.

NoYes

Grade:

DETAILS OF THE CLINICIAN COMPLETING THIS QUESTIONNAIRE

Specialty:

Information will be collected using two methods; boxcross and free text, where your opinion will berequested.

NoYes

Consultants who complete NCEPODquestionnaires make a valuable contribution to theinvestigation of patient care. It also provides anopportunity for consultants to review their clinicalmanagement and undertake a period of personalreflection. These activities have a continuingmedical and professional development value forindividual consultants. Consequently, NCEPODrecommends that consultants who completeNCEPOD questionnaires keep a record of thisactivity which can be included as evidence ofinternal/self directed Continuous ProfessionalDevelopment in their appraisal portfolio.

If you have any queries about this study or thisquestionnaire, please contact

[email protected]

Or telephone: 020 7251 9060

Thank you for taking the time to complete thisquestionnaire. The findings of the study will bepublished in autumn 2015.

NCEPOD number:

If you (the clinician completing the questionnaire)would like email confirmation of the completion ofthis questionnaire for your records, please clearlysupply your email address below.

Inclusions

Patients aged 16 years or older are included in thestudy if all of the following apply:

1) Admitted to ICU/HDU between 6th-20th May2014 inclusive and identified as having sepsiswithin 48 hours of admission to ICU/HDU; or2) Identified as having sepsis by the Critical CareOutreach Team (or equivalent) during the sametime period.

Exclusions1) Immunosuppressed neutropaenic patients onchemotherapy or immunosuppressant drugs fortransplant programmes;2) Pregnant women up to 6 weeks post-partum(covered by MBRRACE-UK sepsis study);3) Patients on end of life care pathway at time ofdiagnosis or consultant-led decision made not toescalate (prior to entry into the study);4) Patients who develop sepsis after 48 hours onICU/HDU.

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100 = General Surgery101 = Urology

103 = Breast Surgery

104 = Colorectal Surgery105 = Hepatobiliary &

106 = Upper GastrointestinalPancreatic Surgery

Surgery

107 = Vascular Surgery110 = Trauma & Orthopaedics120 = Ear, Nose & Throat (ENT)

130 = Ophthalmology

140 = Oral Surgery145 = Maxillo-Facial Surgery150 = Neurosurgery160 = Plastic Surgery

161 = Burns Care170 = Cardiothoracic Surgery172 = Cardiac Surgery173 = Thoracic Surgery180 = Accident & Emergency

190 = Anaesthetics

192 = Critical/Intensive CareMedicine

300 = General Medicine301 = Gastroenterology302 = Endocrinology

306 = Hepatology307 = Diabetic Medicine314 = Rehabilitation

320 = Cardiology

330 = Dermatology340 = Respiratory Medicine350 = Infectious Diseases352 = Tropical Medicine360 = Genito-Urinary Medicine361 = Nephrology

410 = Rheumatology

303 = Clinical Haematology

315 = Palliative Medicine 370 = Medical Oncology400 = Neurology

430 = Geriatric Medicine500 = Obstetrics & Gynaecology501 = Obstetrics502 = Gynaecology800 = Clinical Oncology

823 = Haematology

810 = Radiology820 = General Pathology

SURGICAL SPECIALTIES

MEDICAL SPECIALTIES

02 – Staff grade/Associate specialist03 – Trainee with CCT 04 – Senior specialist trainee (ST3+ or equivalent)05 – Junior specialist trainee (ST1&ST2 or CTequivalent)

06 – Basic grade (HO/FY1 or SHO/FY2 orequivalent)

08 - Senior staff nurse,enrolled nurse (EN) etc)

01 – Consultant

07 - Specialist Nurse (Nurse consultant,Nursepractitioner, clinical nurse specialist

Level 0: Patients whose needs can be met through normal ward care in an acute hospital.

Levelsof wardcare

Level 1: Patients at risk of their condition deteriorating, or those recently relocated from higher levelsof care whose needs can be met on an acute ward with additional advice and support from the criticalcare team.Level 2: (e.g. HDU) Patients requiring more detailed observation or intervention including support fora single failing organ system or post operative care, and those stepping down from higher levels ofcare. (NB: When Basic Respiratory and Basic Cardiovascular support are provided at the same timeduring the same critical care spell and no other organ support is required, the care is considered tobe Level 2 care).Level 3: (e.g. ICU) Patients requiring advanced respiratory support alone or basic respiratory supporttogether with support of at least two organs. This level includes all complex patients requiring supportfor multi-organ failure. (NB: Basic Respiratory and Basic Cardiovascular do not count as 2 organs if theyoccur simultaneously (see above under Level 2 care), but will count as Level 3 if another organ issupported at the same time).

09 - 1st Level nurse, staff nurse (RGN)

Functionalstatusranking

Slight disability: generally able to carry out activities unaided but may require assistance with certaintasks; moderate disability: Requiring some help but able to walk without assistance; moderate to severedisability: Unable to walk without assistance and unable to attend to own bodily needs withoutassistance; severe disability: Bedridden, incontinent and requiring constant nursing care and attention.

CCOT, MET,RRT etc

Post-sepsissyndrome

326 = Acute internal medicine

Sepsis, severesepsis

Critical Care Outreach, Medical Emergency, Rapid Response Teams: Specialised clinical teams onhand on general/acute wards to deliver emergency or critical care to patients that become acutelyunwell.

For the purposes of this study, sepsis is defined as for the surviving sepsis guidelines campaign, as:suspected/documented infection plus modified SIRS criteria*; severe sepsis is the above plusdocumented organ dysfunction*

Insomnia, difficulty getting to sleep or staying asleep; nightmares, vivid hallucinations and panic attacks;disabling muscle and joint pains, extreme fatigue, poor concentration; decreased mental (cognitive)functioning.

*please see Appendix 1 on the back page for detailed criteria.

10 - Non-registered staff (HCA etc.)

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Please use the box below to provide a brief summary of this case, adding any additional comments orinformation you feel relevant. Please write clearly for the benefit of the case reviewers. You may alsowrite or type on a separate sheet.

NCEPOD attaches great importance to this summary. Please give as much information aspossible about the care of this patient.

Age (on day 1 of first hospital admission during the study period)2.

Gender3. Male Female

years

TIMEFRAME - QUESTIONNAIRES SHOULD BE COMPLETED FOR THE 1ST ADMISSION RELATING TOTHE STUDY PERIOD 6th - 20th MAY 2014 INCLUSIVE

Height4.

Weight5.

st lbkgs

OR

OR

BMI6.

1.

Myocardial infarction Congestive heart failure

Cerebrovascular disease

If YES, please select all that apply:8.

Dementia Permanent neurological deficit Mental health diagnosis

Hemiplegia Connective tissue disease

Did the patient have any co-morbid conditions on admission?7. Yes No Unknown

Pulmonary embolism/DVT

Peripheral vascular disease

Hypertension

feet inchescm

Unknown

Unknown Unknown

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Other (Pleasestate):

Unknown

Yes NoIs there evidence that the patient has had a previous hospital admission with sepsis?10a.

Chronic lung disease HIV/AIDS

Diabetes mellitus Type 1 Diabetes mellitus Type 2 Diabetes with end organ damage

Peptic ulcer disease

Moderate or severe chronic kidney disease

Chronic liver disease Moderate or severe liver disease

LeukaemiaSolid tumour Malignant lymphomaDisseminated cancer

What was the smoking history of this patient?9.

Current smoker Ex-smoker (>5 years)

Ex-smoker (<5 years)

If YES, how long prior to the current admission did the most recent admission occur?b.

If there were multiple admissions with sepsis, please state how many:11.

Substance abuse Alcohol

Trauma Burns

Unknown <1month 1-6 months >6 months-1 year >1 year

12. Please select the most appropriate description for this patient:

A patient who developed the infection that led to the episode of sepsis prior to admission tohospital

A patient who acquired the infection and developed sepsis in hospital (no evidence ofinfection/sepsis prior to admission)

13a.

What date (prior to admission) did the patient first show signs of infection?

2 0

d d m m y y y y

Unknown N/A - infection developed in hospital

Estimate Actual

Never smoked

14a.

What date (prior to admission) did the patient first develop sepsis?

2 0 Unknown N/A - sepsis developed in hospital

Estimate Actuald d m m y y y y

Unknown

Was this patient involved in any clinical trial relating to themanagement of sepsis (e.g. the ProMISe trial)?

Yes No

If YES, please state which one?b.

b.

Unknown

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Prior to this hospital admission, please note below, the relevant primary healthcare services thepatient presented to in relation to their infection (tick all that apply and state date and time firstpresented in relation to this episode):

15.

GP 2 0

Urgent carecentre

Communitynurse

111 service

Other out ofhours service

Otherhospital ED

24 hr clock

This hospitalED:presentationdid not leadto admission

Date: DD / MM / YYYYPrimary careprovider

Time (if available) HH : MM

Other (pleasestate):

2 0

Dateunknown

In your opinion, was there a delay in the patient beingadmitted to hospital? (this includes delays prior to arriving athospital and in the Emergency Department if applicable)

16a.Yes No

hours

If YES, how long was the delay?b. Estimate Actual

days

Timeunknown

Not applicable- Patient did not see any primary care providers in relation to the current episode

Not applicable- Patient acquired infection and/or developed sepsis following hospital admission

Unknown

Unknown

2 0 Dateunknown

Timeunknown

2 0 Dateunknown

Timeunknown

2 0 Dateunknown

Timeunknown

2 0 Dateunknown

Timeunknown

2 0 Dateunknown

Timeunknown

2 0 Dateunknown

Timeunknown

Dateunknown

Timeunknown

If YES to 16a, is there any evidence that the delay was due to (please select all that apply):c.

Patient failure to seek medical help quickly enough

GP: failure to recognise urgency/misdiagnosis

Urgent care centre: failure to recognise urgency/misdiagnosis

Community nurse: failure to recognise urgency/misdiagnosis

111 service: failure to recognise urgency/misdiagnosis Ambulance control centre:failure to recogniseurgency/misdiagnosisParamedic service: failure to recognise urgency/misdiagnosis

This hospital EmergencyDepartment: failure to recogniseurgency/misdiagnosis

Other hospital EmergencyDepartment: failure to recogniseurgency/misdiagnosis

Other (please state): None of the above

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h h m m

24 hr clock 2 0

m m y y y y

Timeunknown

What time/date did the patient first arrive at the hospital?17.

If the patient arrived via the Emergency Department, please continue to Q17 , if they did not,please proceed directly to Q23

Dateunknown

d d

What was the grade of the healthcare professional in the Emergency Department whoperformed (i) the first (triage) assessment and (ii) the first clinical assessment after triage

18.

(See p. 2 for list of grades)

Unknown

N/A

i) Triage assessment ii) First assessmentin ED after Triage

Unknown

N/A

In your opinion, was there a delay in (i) triage and (ii) the first clinical assessment after triage?19a.

Yes

No

Unknown Yes

No

Unknown

N/A N/A

If YES to Q19a above, how longwas the delay?

hours hours

Was sepsis suspected/identified at (a) triage and (b) the first clinical assessment after triage?

If YES, how was it recorded:

Sepsis

Severe sepsis

Septic shock

Septicaemia

?Sepsis(suspectedsepsis)

Other(state):

20a.

b.

b.

Was the likely source of infection documented during either assessment?21a.

Yes

No

Unknown Yes

No

Unknown

N/A N/A

Sepsis

Severe sepsis

Septic shock

Septicaemia

?Sepsis(suspectedsepsis)

Other(state):

If YES, what was documented?b.

Did the patient arrive at hospital having received the first doseof antimicrobials?

22. Yes No Unknown

Not applicable- patient acquired infection/ developed sepsis in hospital

h h m m

24 hr clock 2 0

d d m m y y y y

Time unknown Date unknown

What was the time/date that the patient was formally admitted to hospital?23.

If admitted via the Emergency Department, this refers to the time/date that they were formally admitted on to a ward

Non-elective ElectiveWas this admission:24.

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Mode of admission to hospital (please select one):

Admission via EmergencyDepartment- GP referral

GP referral direct to ward

Admission via Emergency Department: referred from out of hours /111/ telephone referral

Admission viaEmergency Department-Self presented to A&EAdmitted from outpatient/telephone consultation

Transfer from other hospital

Other (please state)

25.

Admission via EmergencyDepartment-via ambulance

If admitted via the ED, was a pre-alert ofsuspected sepsis communicated to the hospital?

26.Yes No

Not applicable- patient developed sepsis post admission

Unknown

What was the functional status of the patient prior to this episode of sepsis?27.

Slightdisability

Moderatedisability

Moderate tosevere disability

Severedisability

What was the location of the patient immediately prior to this admission?28.Place ofresidence

Nursing homeResidentialhome

Primary carecentre Another hospital

Own/originalhospital

Other - please state:

What location was the patient first admitted to?29.

Clinicaldecision unit(CDU)Medical assessment unit (AMU)

Medical wardSurgical ward

Level 2 (HDU)

Other (please state):

Level 3 (ICU)

(See definitions on p. 2)

Unknown

Unknown

No disability

Not applicable- Not admitted via ED

30. What specialty of consultant was the patient admitted under? specialty code- see p.2

What was the provisional diagnosis at admission?31a.

7

b. Was sepsis the main reason for admission? Yes No

Surgical assessment unit (SAU)

If NO,what was the mainreason for the admission?

h h m m

24 hr clock 2 0

d d m m y y y y

Time unknown

What was the time/date of the initial clerking? (this refers to the first initial assessment/ documentationfollowing formal admission to hospital ward (different to triage/assessment in the ED

32.

What was the grade/specialty of thedoctor who performed the initial clerking?

33. grade- see p.2 specialty code- see p2

Date unknown

Unknown Unknown

Yes No

N/A- patient developed sepsis post admission

Was sepsis suspected/identified during clerking?34a. Unknown

Sepsis Severe sepsisIf YES, was it recorded as:b. ?Sepsis (suspected sepsis)

SepticaemiaSeptic shock Other (please state):

N/A- already identified in ED

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What was the documented source of infection?

36.

In your opinion, was the infection avoidable?37a. NoYesIf YES, please expand upon your answer:

Was sepsis diagnosed after an invasive procedure/surgery?

If YES, what was the procedure?Yes No38a.

b.

Please answer Q37-40 if the patient acquired the infection that led to this episode of sepsis in hospital.If the patient was admitted to hospital with an infection and/ or sepsis, please proceed directly to Q41.

b.Unknown

Unknown

If YES, what was it recorded as?b.

Yes No UnknownWas the presumed source of infection documented?35a.

Not applicable- patient acquired infection post admission

c.

If YES to part 38a, was a surgical site infection preventionbundle adopted?

Yes No Unknown

Please state theTime/ Date of theprocedure

Timeunknown

Dateunknown

h h m m

24 hrclock

d d m m y y y y

2 0

39.

Sepsis Severe sepsisAt the time sepsis was first diagnosed,how was it documented in the casenotes?

40.

?Sepsis (suspectedsepsis)

Septicaemia

Septicshock

Other (please state):

Unknown

What was the first time/date that the patient was documented as having sepsis?41.

h h m m

24 hrclock

d d m m y y y y

Timeunknown

Dateunknown

2 0 1 4

Was an early warning score used to alert the team to theinitial diagnosis of sepsis?

42a. NoYes Unknown

If YES, i) which score was used and ii) what was thepatient's score at the time sepsis was diagnosed?

b.

Was a screening tool that is part of a sepsisprotocol/care bundle used to make the diagnosis?

43a. NoYes Unknown

If YES, was this protocol/care bundle:b. LocalNational

Please state which protocol/care bundle was used:44.

i. ii.

What was the time/date of the first consultant review:

h h m m

24 hrclock

2 0 1 4

d d m m y y y y

Timeunknown

Dateunknown

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What was the location of the patient atthe time sepsis was first diagnosed?

45. ED/CDU AMU

Medical ward Surgical ward

Level 2 unit

Other (please state):

Level 3 unit

Was a care bundle/pathway used to govern themanagement of this patient following diagnosis?

47a.NoYes Unknown

If YES, did this include management of the patientdocumented on a specialised sepsis proforma in thecase notes?

b.NoYes Unknown

If YES, please give details:b.

In your opinion, was there a delay in the recognition of sepsis?46a. Yes No

b.

Please select the criteria listed that were outside the specified 'normal' range(s) in the presence ofinfection, during the episode, and the first noted values for each criterion outside of the specifiedrange as well as the time and date it was recorded:

48.

. .orHyperthermia >38.3C (101.0F)

h h m m 24 hr clock

2 0 1 4

d d m m y y y y

c. . .orHypothermia <36C (96.8F)

h h m m 24 hr clock

2 0 1 4

d d m m y y y y

a. Altered mental status (GCS)

h h m m 24 hr clock

2 0 1 4

d d m m y y y y

Time unknown Date unknown

Value unknown

C

C

F

F

Value unknown

Date unknownTime unknown

Time unknown Date unknown

SAU

Value unknown

d. Tachycardia >90 bpm bpm

h h m m 24 hr clock

2 0 1 4

d d m m y y y y

e. orSBP <90mmHg orMAP <65mmHg

mmHg (SPB) mmHg (MAP)

f. SBP decrease >40mmHg from baseline mmHg

h h m m 24 hr clock d d m m y y y y

h h m m 24 hr clock d d

Time unknown

Time unknown

Time unknown

Value unknown

Value unknown

Value unknown

Date unknown

Date unknown

Date unknown

2 0 1 4

2 0 1 4

m m y y y y

9

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Acute LungInjury

PaO2/FiO2 < 250mmHg (33.3kPa) in the absence ofpneumonia as infection source or PaO2/FiO2 <200mmHg (26.7kPa) in the presence of pneumonia asinfection source

.mmHg

h h m m 24 hr clock d d

11

48p.

Time unknown

Value unknown

Date unknown

At the time sepsis was first diagnosed (in hospital), please state each investigation that wasrequested, and the time/date it was completed:

49.

Yes

24 hr clockTime/datecompleted

h h m m d d m m y y y y

Time/datecompleted

h h m m 24 hr clock d d m m y y y y

Time/datecompleted

No Unknowna. Lactate

b. Blood gases Yes No Unknown

c. FBC with differential Yes No Unknown

Date unknownTime unknown

Time unknown

Time unknown

Date unknown

Date unknown

24 hr clock d d m m y y y y

d. CRP Yes No Unknown

h h m m

Time/datecompleted Time unknown

m m y y y y

2 0 1 4

m m y y y y

2 0 1 4

d dh h m m

Time/date asfor Q48m

2 0 1 4

Time/date asfor Q48h

2 0 1 4

2 0 1 4 Date unknown

Time/datecompleted

e. Urea & electrolytes Yes No Unknown

h h m m d d m m y y y y

Date unknownTime unknown 2 0 1 4

Time/date asfor Q48n

f. Urine Analysis Yes No Unknown

Time/datecompleted

h h m m d d m m y y y y

Date unknownTime unknown 2 0 1 4

. kPa

24 hr clock

24 hr clock

24 hr clock

h h d d m m y y y y

2 0 1 4

Were other markers used?50a.

proAdenomedullin (proADM)Procalcitonin

Time/datecompleted

g. Amylase Yes No Unknown

24 hr clock

Time unknown Date unknown

Not applicable

NoYes

If YES, please list: Other (please state)b.

m m

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Were any of the following methods used to investigate the source of sepsis?52.

a. Chest x-ray Yes No Unknown

h h m m

2 0 1 4

d d m m y y y y

Time/daterequested

Time/datecompleted

24 hr clock

Time unknown

Time unknown

b. CT scan (e.g. chest, abdomen, pelvis, renal tract) please state:

h h m m d d m m y y y y

Time/daterequested

Time/datecompleted

24 hr clock

Time unknown

Time unknown

Initial ultrasound (e.g.abdomen, KUB, pelvis)

c.

Yes No Unknown

h h m m d d m m y y y y24 hr clock

Time unknown

Time unknown

Yes No Unknown

Date unknown

Date unknown

Date unknown

Date unknown

Date unknown

Date unknown

Not applicable

2 0 1 4

Not applicable

2 0 1 4

2 0 1 4

Not applicable

2 0 1 4

2 0 1 4

Yes No UnknownWas this a FAST scan in Emergency Department?

e. MRI - pleasespecify body part Yes No

Notapplicable

d.

h h m m d d m m y y y y24 hr clock

Time unknown

Time unknown

Date unknown

Date unknown

2 0 1 4

2 0 1 4

Unknown

Time/daterequested

Time/datecompleted

Time/daterequested

Time/datecompleted

>1-2 hourlyHourly (or more frequent) >2-4 hourly >4-6 hourly

51.

Unknown

How frequent were the observations at the time sepsis was first diagnosed?

>6-12 hourly >12 hourly Other (pleasestate)

e. Laproscopy Yes No

h h m m d d m m y y y y

24 hr clock

Time unknown

Time unknown

Unknown

Date unknown

Date unknown

Not applicable

2 0 1 4

2 0 1 4

Time/daterequested

Time/datecompleted

Date unknown

Date unknown

f. Yes No UnknownLaparotomy

h h m m d d m m y y y y24 hr clock

Time unknown

Time unknown

Not applicable

2 0 1 4

2 0 1 4

Time/daterequested

Time/datecompleted

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Dateunknown

Dateunknown

52g. Other (please state): Yes No

h h m m d d m m y y y y

24 hr clock

Timeunknown

Timeunknown

In your opinion, were any investigations omitted/delayed?53a. Yes NoIf YES, please give detailsb.

What was the presumed source of infection (may be multiple answers)54.

Perianal/ ischio-rectal

Lung: pneumonia,emphysema

Urinarytract

Acute abdominal/peritoneal/ascitic

Intracranial

Skin/ softtissue

ENTBlood stream (catheter) Blood only

Spinal

Bone/joint

Gynaecological/STI

Endocarditis

Post-operative - pleasestate date of surgery

2 0 1 4

d d m m y y y y

Dateunknown

2 0 1 4

2 0 1 4

Implantable device pleasespecify:

Grafts/meshes - please specify:

Other infection - please specify:

None documented Source not found

Was this subsequently confirmed as being correct? NoYes Unknown

2 0 1 4

d d m m y y y y

If YES, please state below the method andthe date it was confirmed

55a.

b.Date unknown

NotApplicable

Following diagnosis of sepsis, were blood cultures taken?56a. NoYes Unknown

If YES, please state the time/date blood cultures were first collected/sent for analysis

d d m mh h m m

b.

2 0 1 4

y y y y

Dateunknown

Timeunknown

Method unknown

Time/daterequested

Time/datecompleted

If YES to 56a, were blood cultures taken beforeantimicrobial treatment was administered in hospital? NoYes Unknown

c.

d. If YES to 56a, please statethe time/date the resultswere received? d d m mh h m m

2 0 1 4

y y y y

Dateunknown

Timeunknown

Were other culture samples sent? (If YES pleasemark all that apply and write the date/time requested:

NoYes Unknowne.

Date requestedTime requestedd d m mh h m m y y y y

Urine 2 0 1 4Dateunknown

Ascitic fluid 2 0 1 4Timeunknown

Dateunknown

Timeunknown

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Tissue biopsy

Other body fluid(please state):

Throat swab

Wound swab

Sputum sample

57a.

Bronchoalveolarlavage

Dateunknown

Dateunknown

Dateunknown

Dateunknown

Dateunknown

Dateunknown

In your opinion, were there any delays inobtaining the blood (or other) culture results? Unknown Not applicableNoYes

If YES, please give details:b.

2 0 1 4

2 0 1 4

2 0 1 4

2 0 1 4

2 0 1 4

2 0 1 4

What time/date was the firstdose of antimicrobial prescribed?

N/A- not prescribed

58.

What time/date was first doseof antimicrobial administered?

N/A- not administered

59.

d d m mh h m m y y y y

2 0 1 4

Time unknown Date unknown

d d m mh h m m y y y y

2 0 1 4

Time unknown Date unknown

Please state the grade and specialty of doctor or nurse (using codes on page 2) whoi) prescribed and ii) administered the antimicrobial?

i) Prescribed by:

ii) Administered by:

Grade code Specialty code

60.

Timeunknown

Timeunknown

Timeunknown

Timeunknown

Timeunknown

Timeunknown

Unknown N/A- not prescribed

Unknown N/A- not administered

CSF 2 0 1 4 Dateunknown

Timeunknown

Date requestedTime requested56e continued.

How was the choice of first antimicrobial made (multiple answers may apply)

Compliant with hospital antimicrobial prescribing policy/protocol

Discussion with microbiologist/infectious disease specialist

Local broad spectrum antimicrobial guidance

Based on previous culture results for this patient

The discretion of the treating doctor

Other (please state):

61.

Unknown

62. If not according to your hospital policy, please explain why:

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Were the following documented in the patient’s medical records?63.

The indication for antimicrobial treatmentincluding the suspected focus of infection NoYes

The chosen antimicrobial regimen including:

NoYesi) Name of antimicrobial(s) (please state):

NoYesii) Dose

NoYesiii) Route(s) of admission

NoYesiv) Anticipated duration of antimicrobial treatment

NoYesv) Consideration of allergies/drug interactions

64a. Was the case discussed with amicrobiologist/infectious disease specialist? Yes No Unknown

b.

h h m m 24 hr clock

2 0 1 4

d d m m y y y y

Time unknown Date unknown

If YES, please write the time and date of the discussion:

65a.

66a.

Was the source of sepsis amenable to immediate source control? UnknownYes No

b. If YES, when did source control intervention take place?

h h m m 24 hr clock

2 0 1 4

d d m m y y y y

Time unknown Date unknown

What was the procedure? Surgical Radiological Intervention Endoscopic

Other (please state):

67. UnknownYes NoWere there any: infected intravascular devices

UnknownYes NoOther contaminated devices or implants (please state):

c. If YES, was the initial choice of antimicrobial/regimenmodified in light of this discussion?

UnknownYes No

If YES, please expandon your answer:

d.

a.

b.

c.

68.

If YES to 67a or b, please state time/date of removal of device:

h h m m 24 hr clock

2 0 1 4

d d m m y y y y

Time unknown Date unknown

Did source control result in an improvement in clinical status? UnknownYes No

Initial Fluid Management

Did the patient have hypotension or lactate >4 during the episode? UnknownYes No

If YES, did they need fluids? UnknownYes No

69a.

b.

a.

b.

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If YES, please state which fluids received, the initial amount and the date first received:

Other (please state)

Crystalloids

Synthetic colloids

Answers may bemultiple

69c.

mL

mL

mL

h h m m d d m m y y y yTime

unknownDate

unknownAmount (mLs)Fluid type

If YES to 69a, did patient respond to the initial fluid challenge? UnknownYes No70a.

Was this a partial response? (bp/lactateimproved but did not normalise)

UnknownYes Nob.

Yes NoWas a fluid balance chart initiated?c.

Yes NoWas a catheter placed?d.

h h m m 24 hr clock

2 0 1 4

d d m m y y y y

Time unknown Date unknown

If YES to 70d, please state the time and date placed:e.

Unknown

Already in situ Unknown

Unknown

2 0 1 4

2 0 1 4

2 0 1 4

Yes NoWere further fluid challenges deemed necessary?71a.

Crystalloids Synthetic colloids Other fluids (please state):

If YES, did the patient receive further:b.

Yes NoIf YES to 71a, did the patient respond to further fluid challengeswith normalisation of bp and lactate?

72.

Yes NoWere vasopressors commenced during the initial resuscitation?73a.

h h m m 24 hr clock

2 0 1 4

d d m m y y y y

Time unknown Date unknown

If YES, please state the time and date:b.

Yes Noc.

Unknown

Unknown

If YES to Q73a, did the patient respond to vasopressors andfluids with normalisation of bp and lactate?

Unknown

Unknown

Yes NoWas an attempt made to determine oxygen delivery or cardiac output?74a.

If YES, was this using (answers may be multiple):b.

Central venous oxygen saturation (ScvO2)

Cardiac output measurement usingoesophageal Doppler techniques

Cardiac output measurement usingnon-invasive Doppler techniques

Cardiac output measurementusing dilution techniques

Cardiac output measurementusing pulse contour analysis

Cardiac output measurementusing echocardiography

Dynamic ultrasoundassessment of central veins

Lactate clearance

Other (please state):

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Did any of the methods in Q74b indicate a failure of oxygen delivery or lowcardiac output?

75a. Yes No

If YES, please indicate which:b.

Was the patient escalated to centrally delivered inotropes?76a. Yes No

If YES, please state the time and date:b.

h h m m 24 hr clock

2 0 1 4

d d m m y y y y

Time unknown Date unknown

Yes NoWas the patient anaemic?77a. Unknown

If YES, what was their haemoglobin at the beginning of resuscitation?b. g/L

Yes NoDid they receive a blood transfusion?78. Unknown

Level 1 Level 2What was the patient's level of careduing initial resuscitation?

79. Level 3 (see p.2 for definitions)

Hourly or morefrequent

>1 to 2hourly

What was their frequencyof monitoring at this time?

80. >2 to 4 hourly

>4 to 6 hourly >6 to 12 hourly >12hourly - daily

Other (please state):

less frequentthan daily

Please state any other initial management steps that were undertaken:81.None

Unknown

Is there evidence of a structuredhandover from the day team andout-of-hours team treating this patient?

Not applicable- care was not handed overYes

No

82.

c. If YES to 76a, what wasthe location of the patientat this time?

ED

General ward

Level 2

Level 3

Other(pleasestate)

h h m m 24 hr clock

2 0 1 4

d d m m y y y y

Time unknown Date unknown

Following diagnosis with sepsis, what was the time/date the patient was first reviewed by a medicaldoctor or specialist nurse (on the ward)?

84.

What was the grade of the clinician?85a. (see p.2 for list of grades)

h h m m 24 hr clock

2 0 1 4

d d m m y y y y

b.

Time unknownDate unknown

Following diagnosis with sepsis, (if different from above) what was thefirst time the patient was reviewed by a consultant?

83a.

b.

Yes No Unknown

NoYes

Was this patient placed on a formal end of life carepathway at any time during this admission?

If YES, was there documented discussion with the family? Unknown N/A

Time/date as above (Q84)

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Following diagnosis with sepsis, how often were patients monitored for standard observations?87.

Other (please state): Unknown

Did patient observations include monitoring with an Early Warning Score?88a. Yes No

If YES, please specify which one:b.

If YES, was this linked to trigger an escalation protocol?c. Yes No

If YES to question 88e, when was escalation triggered?

e.

h h m m 24 hr clock

2 0 1 4

d d m m y y y y

Time unknown Date unknown

If YES, which Early Warning Score normally triggers escalation inthis hospital/ward :

If YES, what Early Warning Score triggered escalation in this patientf.

If Yes to 88e, what escalation was triggered? Review by critical care outreach team (CCOT)

Review by other emergency team eg:Medical Emergency Team (MET), RapidResponse Team (RRT)

Review by critical care clinician

Other(pleasestate):

If YES, please state the time/date the patient was first seen:b.

h h m m 24 hr clock

2 0 1 4

d d m m y y y y

Time unknown Date unknown

At any time, following diagnosis with sepsis, was thispatient seen by the CCOT or other emergency team(MET, RRT etc.)?

89a. Yes No

Unknown

Unknown

If NO to 89a, was this because:c.

No CCOT (or equivalent)at this hospital

CCOT (or equivalent) notavailable out of hours

CCOT (or equivalent) did not see patient for other reason - please state:

Hourly or morefrequent

>1 to 2hourly

>2 to 4hourly

>4 to 6hourly

>6 to 12hourly

>12hourly- daily

Less frequentthan daily

If YES to 88a, was escalation triggered for this patient?

d.

Yes No

g.

h.

Review by other clinician

Time/date as indicated in Q88g

Not required Patient admitted directly tocritical care

Following diagnosis with sepsis, (if different from above) what was thefirst time the patient was reviewed by a consultant intensivist?

86.

h h m m 24 hr clock

2 0 1 4

d d m m y y y y

Time unknown

Time/date as above(Q84/85)

N/A - Not reviewed

Date unknown

18

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Was the patient formally considered for escalation toHigher Dependency Care (Level 2/3 HDU/ICU)?

If YES to 90a, what time/date was the patient first assessed for higher dependency care?

h h m m 24 hr clock

2 0 1 4

d d m m y y y y

Time unknown Date unknown

Grade: Specialty:Who made the assessment?91.

Was the patient accepted to Higher Dependency Care (Level 2/3 HDU/ICU)?92a. Yes No

If NO, why not?b.

No beds Age

Ceilings of treatmentCo-morbidities

Did not require escalation Patient choice

Other (please state):

If NO to 92a, was formal communication with the family documented in thecase notes?

c. NoYes

Care of thedying pathway

Please see codes for grade/ specialty on p.2

Specialtyunknown

Gradeunknown

Unknown

If YES to Q92a, what was the time/date for admission to Higher Dependency care:

ii)

h h m m 24 hr clock

2 0 1 4

d d m m y y y y

Time unknown Date unknown

In your opinion, was there a delay in their admissionto Higher Dependency Care (Level 2/3 HDU/ICU)?

b.Yes No

93a.

i) Level 2

h h m m 24 hr clock

2 0 1 4

d d m m y y y y

Level 3

If YES, what was the reason?c. Not required at that timeLack of beds

Other (please state):

Lack of staff

Time unknown Date unknown

What was the time/date for discharge from HigherDependency Care (Level 2/3 HDU/ICU):

ii)

h h m m 24 hr clock

2 0 1 4

d d m m y y y y

Time unknown Date unknown

95a.

i) Level 2

h h m m 24 hr clock

2 0 1 4

d d m m y y y y

Level 3 Time unknown Date unknown

N/A- patient died on Level 2/3 HDU/ICU

Where was the patient discharged to from Higher Dependency Care (Level 2/3 HDU/ICU):

Level 1 Level 2Level 0 Level 3 (other hospital ICU)

N/A patient died in Higher Dependency Care (Level2/3 HDU/ICU):

N/A- patient is still on Higher Dependency Care(Level 2/3 HDU/ICU)

96.

N/A

N/A

N/A- patient still inpatient

90a.

If NO to Q90a, please proceed directly to Question 97:

Yes No Unknown

b.

Unknown

Were ceilings of treatment set on Higher Dependency Care (Level 2/3 HDU/ICU)? NoYes94.

If NO to Q92a, please proceed directly to Question 97:

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Did the patient have any complications of sepsis during theadmission?

97a. Yes No

If YES, please state if they had any of the following complicationsduring the admission?

b.

Please see definitions on page 2

(Answers may be multiple)

Yes No Unknown

Yes No Unknown

Yes No Unknown

Yes No Unknown

Yes No Unknown

Yes No Unknown

Yes No Unknown

Yes No Unknown

Yes No Unknown

Unknown

In your opinion, was this death preventable?100a.

Was sepsis documented as contributing tothe cause of death?

101a.

Was the case discussed at an Mortality &Morbidity (M&M) meeting?

102a.

If NO, why not?b.

If the patient was alive at discharge/ 30 days following diagnosis with sepsis, please answerQ103-107, if the patient died, please proceed directly to question 108.

UnknownYes NoIf YES, please expand:

If the patient died during this admission, please answer Q100-102, if the patient was dischargedalive/alive at 30 days following diagnosis with sepsis, please proceed directly to question 103.

UnknownYes No

UnknownYes No

b.

If YES, how was it documented on the death certificate?b.

2 0 1 4

d d m m y y y y

Not applicable - still an inpatient 30days following diagnosis of sepsis

What was the date ofdischarge/death?

98.

What was the final primary diagnosis at discharge/death (or at 30 days following diagnosis ofsepsis if still an inpatient)?

99.

Amputation (please state site):

Kidney injury

Chronic pain

Cognitive deficit

Memory loss

Fatigue

Post traumatic stress disorder

Post-sepsis syndrome

Other (please state)

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What was the functional status of the patient atdischarge/30 days from diagnosis from sepsis?

103. No disabilitySlightdisability

Moderatedisability

Moderate/severedisability

Severedisability

N/A - still aninpatient

What was the discharge destination?104.

Place of residence Nursing homeResidential home

Other hospital Rehabilitation hospital

Other (pleasestate):

N/A - still an inpatient

Please see definitions on page 2

Was sepsis mentioned on thedischarge summary?

Yes NoUnknown-discharge summarynot available

105a.

Was a rehabilitation planmade for this patient?

106a. N/A - not required UnknownYes No

If YES, whatdid it include?

b. Referral to physiotherapy

Referral tooccupational therapy

Other referral(please state):

Referral topsychology

Referral to rehabilitationspecialist

If YES how was it recorded? Sepsis ?SepsisSepticaemia

Septic shock

Severesepsis

Other (pleasestate): Unknown

b.

Did the patient have any of the following complications at discharge?d.

Cognitive deficit Memory loss Post traumatic stress disorder (PTSD)

Amputation Chronic pain Fatigue Kidney injury

Other (please state):

If YES, in your opinion, could they have been prevented atany stage of the care of this patient?

e.

If YES, please expand upon your answer:f.

Yes No Unknown

Please see definitions on page 2

Post sepsissyndrome

Did the patient require re-admission to hospital?107a.

b.

Yes No Unknown

If YES, was this due to: Re-infectionSecondaryinfection

Secondary complication(s)of episode of sepsis

Other - please state

(Answers may be multiple)

Unknown

Please provide any further comments relating to this case. With the benefit of hindsight, is thereanything, in your opinion, that should have been done differently? Was this related to clinical ororganisational aspects of care? (N.B. please continue your answer using the box on the followingpage if more space is required)

108.

Thank you for taking the time to complete this questionnaire.

Unknown

Unknown

N/A - stillan inpatient

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Continuation of Q108:

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Appendix 1.

a) Modified SIRS Criteria- Diagnostic for Sepsis: Infection, documentedor suspected, and more than one of the following:

- Fever (> 38.3°C)/Hypothermia (core temperature < 36°C)- Heart rate > 90/min–1 or more than two sd above the normal value for age- Tachypnea (RR>20 breaths/minute)- Acutely altered mental status- Arterial hypotension (SBP < 90 mm Hg, MAP < 70 mm Hg, or an SBP decrease > 40 mmHg in adults or less than two sd below normal for age)- Hyperglycaemia (plasma glucose > 140 mg/dL or 7.7 mmol/L) in the absence of diabetes- Leukocytosis (WBC count > 12,000 μL–1) or Leukopenia (WBC count < 4000 μL–1) (ornormal WBC count with >10% immature forms)- Significant oedema or positive fluid balance (> 20 mL/kg over 24 hr)- Plasma C-reactive protein more than two sd above the normal value- Plasma procalcitonin more than two sd above the normal value- Arterial hypoxemia (Pao2/Fio2 < 300)- Acute oliguria (urine output < 0.5 mL/kg/hr for at least 2 hrs despite adequate fluidresuscitation)- Creatinine increase > 0.5 mg/dL or 44.2 μmol/L- Coagulation abnormalities (INR > 1.5 or aPTT > 60 s)- Ileus (absent bowel sounds)- Thrombocytopenia (platelet count < 100,000 μL–1)- Hyperbilirubinemia (plasma total bilirubin > 4 mg/dL or 70 μmol/L)- Hyperlactatemia (> 1 mmol/L)- Decreased capillary refill or mottling

(WBC = white blood cell) Adapted from: Signs & symptoms of infection highlighted in Surviving Sepsis CampaignSepsis Screening Tool: http://www.survivingsepsis.org/SiteCollectionDocuments/ ScreeningTool.pdf and R. PhillipDellinger, MD; Mitchell M. Levy, MD; Andrew Rhodes, MB BS; et al: 2001 Surviving Sepsis Campaign:International Guidelines for Management of Severe Sepsis and Septic Shock: 2012 Critical Care Medicine Journal,February 2013; 41(2)pp580-637

b) Severe sepsis definition = sepsis-induced tissuehypoperfusion or organ dysfunction (any of the followingthought to be due to the infection)

- Sepsis-induced hypotension- Lactate above upper limits laboratory normal- Urine output < 0.5 mL/kg/hr for more than 2 hrs despite adequate fluid resuscitation- Acute lung injury with Pao2/Fio2 < 250 in the absence of pneumonia as infection source- Acute lung injury with Pao2/Fio2 < 200 in the presence of pneumonia as infection source- Creatinine > 2.0 mg/dL (176.8 μmol/L)- Bilirubin > 2 mg/dL (34.2 μmol/L)- Platelet count < 100,000 μL- Coagulopathy (international normalized ratio > 1.5)

Adapted from Levy MM, Fink MP, Marshall JC, et al: 2001 SCCM/ESICM/ACCP/ATS/SIS International SepsisDefinitions Conference. Crit Care Med 2003; 31:1250–1256.

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9 448365 779444

NCEPODGround Floor, Abbey House

74 - 76 St John StreetLondon

EC1M 4DZ

Funding for this study was provided by The Healthcare Quality Improvement Partnership (HQIP) as part ofThe Clinical Outcome Review Programme into medical and surgical care.