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CO2 CAPTURE AND CONVERSION TO SYNGAS: RIGOROUS MODELING, OPTIMIZATION AND SUPERSTRUCTURE-BASED PROCESS SYNTHESIS A Thesis by PRIYADARSHINI BALASUBRAMANIAN Submitted to the Office of Graduate and Professional Studies of Texas A&M University in partial fulfillment of the requirements for the degree of MASTER OF SCIENCE Chair of Committee, M.M. Faruque Hasan Committee Members, Mahmoud M. El-Halwagi Perla B. Balbuena Head of Department, M. Nazmul Karim August 2017 Major Subject: Chemical Engineering Copyright 2017 Priyadarshini Balasubramanian

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Page 1: CO CAPTURE AND CONVERSION TO SYNGAS: RIGOROUS …

CO2 CAPTURE AND CONVERSION TO SYNGAS: RIGOROUS MODELING,

OPTIMIZATION AND SUPERSTRUCTURE-BASED PROCESS SYNTHESIS

A Thesis

by

PRIYADARSHINI BALASUBRAMANIAN

Submitted to the Office of Graduate and Professional Studies of

Texas A&M University

in partial fulfillment of the requirements for the degree of

MASTER OF SCIENCE

Chair of Committee, M.M. Faruque Hasan

Committee Members, Mahmoud M. El-Halwagi

Perla B. Balbuena

Head of Department, M. Nazmul Karim

August 2017

Major Subject: Chemical Engineering

Copyright 2017 Priyadarshini Balasubramanian

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ABSTRACT

CO2 emissions from electricity generation have increased by 50% between 2000

and 2013. Large-scale carbon capture and storage is still not deployed for reasons

including high cost, technological barriers and uncertainty in geological storage. A

promising alternative is to convert CO2 to value-added chemicals via syngas (a mixture

of H2 and CO) which is an intermediate for many hydrocarbon-based fuels and

chemicals. In this work, we first perform thermodynamic analysis to benchmark

different CO2 utilization systems based on energy requirement and syngas selectivity for

a range of H2 to CO ratios. Our study reveals that significant energy is required to

achieve reasonable levels of CO2 utilization via thermochemical routes. Furthermore, not

a single reforming technology is optimal for the entire range of syngas ratios of practical

interest. We then perform extensive simulation of various CO2-to-syngas alternatives

using equilibrium, pseudo-homogenous and heterogeneous reactor models to

characterize the gaps between the best-possible and realistically achievable process

performances in terms of energy consumption and CO2 utilization. Lastly, using a

superstructure of process flowsheets with all plausible alternatives, we systematically

design optimal process networks for CO2 utilization considering various raw materials,

such as CO2 from flue gas, methane from stranded sources, oxygen from air and water

and hydrogen. Based on our process synthesis results, we conclude that even the best

possible configurations would have 15-52% gaps between realistic CO2 utilization and

theoretically maximum possible utilization, depending on the target syngas ratio.

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ACKNOWLEDGEMENTS

I would like to heartily thank my committee chair and advisor, Dr. M.M. Faruque

Hasan for being a mentor and a pillar of support throughout the course of my study and

research at Texas A&M University, and without whom this thesis would have not been

possible. I would like to thank my committee members, Dr. Mahmoud M. El-Halwagi

and Dr. Perla B. Balbuena, for their guidance and support throughout the course of this

research.

I would also like to acknowledge my group members and colleagues for all their

constructive feedback, suggestions and collaborations in research and for making the

time at the workplace memorable. I am also grateful to the department faculty and staff,

especially, Ashley and Vickie, for all the help. Big thanks go to my dearest friends for

making my time at Texas A&M University a great experience. Finally, thanks to my

family for their continued support, encouragement and love, without whom this journey

would not have been possible.

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CONTRIBUTORS AND FUNDING SOURCES

Contributors

This work was supervised by a thesis committee consisting of Professor M.M.

Faruque Hasan and Professor Mahmoud M. El-Halwagi of the Department of Chemical

Engineering and Professor Perla B. Balbuena of the Department of Material Science and

Engineering.

All work for the thesis was completed by the student, under the advisement of

Professor M.M. Faruque Hasan of the Department of Chemical Engineering.

Funding Sources

There are no outside funding contributions to acknowledge related to the research

and compilation of this document.

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TABLE OF CONTENTS

Page

ABSTRACT .............................................................................................................. ii

ACKNOWLEDGEMENTS ...................................................................................... iii

CONTRIBUTORS AND FUNDING SOURCES ..................................................... iv

TABLE OF CONTENTS .......................................................................................... v

LIST OF FIGURES ................................................................................................... vii

LIST OF TABLES .................................................................................................... ix

CHAPTER I INTRODUCTION .......................................................................... 1

1.1 CO2 Utilization Alternatives ...................................................................... 1

1.2 Key Utilization Challenges ........................................................................ 4

1.3 Research Objectives ................................................................................... 7

1.4 Outline of the Thesis .................................................................................. 7

CHAPTER II LITERATURE REVIEW ............................................................... 9

2.1 Thermodynamic Analysis .......................................................................... 10

2.2 Process-scale Analysis ............................................................................... 12

2.3 Reactor Modeling and Simulation ............................................................. 17

CHAPTER III ENERGETIC ANALYSIS OF CO2 UTILIZATION ..................... 32

3.1 Minimum Energy Calculation .................................................................... 32

3.2 Nonlinear (NLP) Optimization Model for Theoretical Minimum

Calculations ............................................................................................... 35

3.3 Results for Minimum Energy, Maximum CO2 Utilization and Maximum

Syngas Selectivity at Equilibrium Conditions .......................................... 40

CHAPTER IV MODELING AND SIMULATION OF REACTORS FOR CO2

UTILIZATION VIA SYNGAS ................................................................................ 46

4.1 Equilibrium-based Reactor Model ............................................................. 46

4.2 Stoichiometry-based Reactor Model .......................................................... 48

4.3 Reaction Rate-based 1-D Reactor Models ................................................. 49

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4.4 Simulation Results and Comparison .......................................................... 58

4.5 Surrogate-based Reactor Models ............................................................... 71

CHAPTER V SUPERSTRUCTURE-BASED OPTIMAL SYNTHESIS OF CO2

UTILIZATION PROCESSES .................................................................................. 75

5.1 Process Superstructure ............................................................................... 76

5.2 Superstructure-based Process Synthesis Model ......................................... 78

5.3 Process Synthesis Results ........................................................................... 89

CHAPTER VI CONCLUSIONS AND RECOMMENDATIONS ........................ 94

6.1 Conclusions ................................................................................................ 94

6.2 Recommendations ...................................................................................... 95

REFERENCES .......................................................................................................... 96

APPENDIX A ........................................................................................................... . 111

APPENDIX B ........................................................................................................... 117

APPENDIX C ........................................................................................................... 126

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LIST OF FIGURES

FIGURE Page

1.1 Pathways beyond syngas, depicting various conversion routes of syngas,

based on its syngas ratio (SR) .................................................................... 2

1.2 Alternatives for syngas production and/or CO2 utilization ........................ 4

1.3 Classification of technological alternatives based on syngas production

and CO2 utilization ..................................................................................... 4

2.1 The comparison and advantages of combining individual reactors ........... 24

3.1 Results from the energetic analysis for syngas production ........................ 41

3.2 Results from the energetic analysis for syngas production via dry

reforming (DR) ........................................................................................... 42

3.3 Trade-offs between energy and CO2 utilization potentials for combined

dry and steam reforming (CDSMR) ........................................................... 44

4.1 Solution strategy to solve the 1-D heterogeneous reactor model ............... 55

4.2 Validation of the SMR pseudo-homogeneous model ................................ 58

4.3 Dry reforming of methane .......................................................................... 60

4.4 Steam reforming of methane ...................................................................... 61

4.5 Partial oxidation of methane - adiabatic ..................................................... 62

4.6 Partial oxidation of methane - isothermal .................................................. 63

4.7 DR and SMR kinetics comparison ............................................................. 64

4.8 Combined dry and steam reforming of methane ........................................ 65

4.9 Dominating reactions in different temperature regions explaining the

trend in CO2 conversion for combined dry and steam methane reforming 65

4.10 Combined dry reforming and partial oxidation of methane ....................... 66

4.11 Combined steam reforming and partial oxidation of methane ................... 67

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4.12 Tri-reforming of methane ........................................................................... 68

4.13 Reverse water gas shift reaction ................................................................. 69

4.14 Comparison between equilibrium and pseudo-homogeneous reactor for

SMR for higher flowrates ........................................................................... 70

4.15 ALAMO workflow for obtaining surrogate models .................................. 72

4.16 Predicted vs. simulated values for the output variables modeled using

ALAMO for DR ......................................................................................... 74

5.1 Superstructure for the synthesis of CO2 utilization process network ......... 76

5.2 Optimal CO2 utilization process configuration obtained using

equilibrium-based models .......................................................................... 89

5.3 Optimal CO2 utilization process configuration obtained using

stoichiometry-based models ....................................................................... 90

5.4 Optimal CO2 utilization process configuration with maximum CO2

utilization. ................................................................................................... 91

5.5 Optimal CO2 utilization process configuration with minimum cost .......... 92

5.6 Maximum CO2 utilization .......................................................................... 93

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LIST OF TABLES

TABLE Page

2.1 Indicative recent literature in the thermodynamic analysis of CO2

utilization. ................................................................................................... 14

2.2 Indicative recent literature in the areas of modeling, simulation and

optimization of reforming-based CO2 utilization processes ...................... 15

2.3 Rate expressions and parameters for different reactors.............................. 30

4.1 Bounds on input variables for DR for equilibrium model ......................... 48

4.2 Scaled 1-D pseudo-homogeneous and 1-D heterogeneous models ........... 56

4.3 Parameters for reactor models .................................................................... 57

4.4 Reactor simulation conditions .................................................................... 59

5.1 Optimal CO2 utilization results for different methane sources .................. 91

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CHAPTER I

INTRODUCTION

Carbon dioxide is one of the key greenhouse gases emitted by human activities at

the global scale and its primary source is the burning of fossil fuels to produce energy.

Global CO2 emissions in 2013 increased by 2.2% over 2012 levels to 32.2 GtCO2 and

electricity and heat generation sectors contributed to nearly two-thirds of the emissions.

Emissions from electricity generation specifically increased by 50% between 2000 and

2013 1. According to IPCC AR5, direct CO2 emissions of the energy supply sector will

increase from 14.4 GtCO2/year in 2010 to 24–33 GtCO2/year in 2050 2.

CO2 capture and storage (CCS) of power plant flue gases has gained worldwide

interest as a potential climate change mitigation measure 3, but their wide deployment in

industrial and power sectors is dependent upon substantial cost reductions and the

identification of better storage opportunities 1, 4. In 2010, the National Energy

Technology Laboratory of the U.S. Department of Energy estimated that CCS

technologies would add around 80 percent to the cost of electricity for a new pulverized

coal plant, and around 35 percent to the cost of electricity for a new advanced

gasification-based plant 5. This high cost can be offset by the utilization of carbon

dioxide to produce value added products.

1.1. CO2 Utilization Alternatives

Since CO2 is a source of both carbon and oxygen, it has enormous potential to be

converted to hydrocarbons, if provided with a source of hydrogen. The best routes of

conversion would be to transform CO2 into liquid transportation fuels, aromatics,

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olefins, and their derivatives 6-8. A promising route is to produce synthesis gas (also

known as syngas) that is a mixture of H2 and CO. It is a universal intermediate that can

be converted to numerous value-added products like jet fuel, diesel, gasoline, acetic acid,

formaldehyde, dimethyl ether, aromatics and olefins via methanol synthesis and Fischer-

Tropsch synthesis 9-10. Syngas can play an important role as an intermediate for the

utilization of unconventional resources, such as shale gas and stranded natural gas to

produce fuels and chemicals 11-14. Furthermore, syngas can be the critical intermediate in

a potential CO2-to-olefins route for storing renewable energy such as solar energy in the

form of high-energy chemicals 15.

Figure 1.1. Pathways beyond syngas, depicting various conversion routes of syngas,

based on its syngas ratio (SR). The syngas upgrading processes through water gas shift

and reverse water gas shift based on SR, their intermediate products and the final

products are shown. FT stand for Fischer-Tropsch synthesis and HTFT, LTFT stand for

the High Temperature and Low Temperature FT syntheses, respectively.

Syn

gas

0.6 < SR <1.7

H2/(2CO+3CO2) = 1.05

HTFTWax, Gasoline, diesel, jet

fuel, olefins, waxes, alcohols

WGSLiquid hydrocarbon, fuels,

methane via FT

SR = 1.7 LTFTWaxes, alcohols, organic

acids

1.8 ≤ SR ≤ 2.1

Methanol

Acetic acid, formaldehyde, methyl methacrylate, MTBE,

olefins

Gasoline via ExxonMobil methanol-to-gasoline (MTG)

Dimethyl ether (DME)

Methanol

FT-synthesisGasoline, diesel, jet fuel, olefins, waxes, alcohols

SR > 2.1

Hydrogen Hydrogen

RWGS

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It is important to identify the reactions and processes that utilize CO2 via syngas.

Figure 1.1 shows the different pathways with syngas as the starting point with the

corresponding syngas ratios (SR), that is, H2:CO as feed conditions 16-18. Since syngas

has different applications and there are several paths that we can take to produce value-

added products, the quality and quantity of syngas becomes a major criterion. It is

imperative to identify the reactions that produce the syngas of desired SR while

consuming CO2 to decide on the best conversion routes for CO2.

There are several ways to produce syngas. Figures 1.2 and 1.3 show different

reforming options that can be used to produce syngas, utilize CO2, or both. These

alternatives can be distinguished based on the raw materials used. Some of these utilize

CO2, while others produce CO2. Three primary reactions that produce syngas are dry

reforming of methane (DR), steam methane reforming (SMR), and partial oxidation of

methane (POX). These reformers can be also combined in various ways to create

variants such as combined dry and steam methane reforming (CDSMR), combined

partial oxidation and dry reforming (PODR), combined partial oxidation and steam

methane reforming (POSMR), and tri-reforming (TR). DR produces syngas with SR

lesser than 1, whereas SMR produces syngas of SR more than 3. Auto-thermal reforming

of methane and POX produce syngas of SR close to 2. Depending upon the SR, different

routes can be taken to produce the chemicals of interest. The ratio of H2/(2CO+3CO2)

also plays an important role in deciding the selectivity of products when High

Temperature Fischer-Tropsch (HTFT) synthesis is carried out 17. Thus, CO2 can be

indirectly, via syngas or directly with syngas, be converted into useful chemicals.

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Figure 1.2. Alternatives for syngas production and/or CO2 utilization.

Figure 1.3. Classification of technological alternatives based on syngas production

and CO2 utilization.

1.2. Key Utilization Challenges

The overarching goal of this research is to understand the carbon dioxide conversion

systems and to study if converting the carbon dioxide emitted by power plants, rather

than sequestering it, is a viable option. To this end, we seek to answer the following

research questions:

Dry Reforming (DR)

CH4 + CO2 2CO + 2H2

Tri-Reforming (TR)

CH4 + CO2 2CO + 2H2

CH4 + H2O CO + 3H2

CH4 + O2 CO + 2H2

Reverse Water Gas

Shift (RWGS)

CO2 + H2 CO + H2O

Steam Methane

Reforming (SMR)

CH4 + CO2 CO + 3H2

Partial Oxidation (POX)

CH4 + ½ O2 CO + 2H2

Combined Dry and

Steam Reforming

(CDSMR)

CH4 + CO2 2CO + 2H2

CH4 + H2O CO + 3H2

Combined Dry and

Partial Oxidation

(PODR)

CH4 + CO2 2CO + 2H2

CH4 + O2 CO + 2H2

Combined Steam and

Partial Oxidation

(POSMR)

CH4 + H2O CO + 3H2

CH4 + O2 CO + 2H2

DR

CDSMR

PODR

TR

SMR

POX

POSMR

RWGS

Syngas

productionCO2

utilization

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1. How much CO2 can be converted and if so, how do we determine the maximum

possible utilization of carbon dioxide?

2. What is the realistic utilization of CO2 possible with the current technologies and

reasonable operating conditions?

3. How do we solve complex process models that represent these utilization

alternatives without losing the accuracy?

Several works in the past addressed the first question through theoretical

thermodynamic analysis. Swapnesh et al. (2014) compared the thermodynamic behavior

of CO2 utilization systems and studied the effects of temperature, pressure and feed

ratios. The reactions considered were CO2 hydrogenation to synthesize dimethyl ether

(DME), synthesis of methane and dry reforming [23]. Noureldin et al. (2014) used an

equilibrium model to describe different reforming reactors and optimized the process for

different process and economic objectives [24].

Substantial research has been aimed at answering the second question through

experimental studies [20-22]. Most of these reactions are heterogeneous catalytic

reactions and involve extensive catalyst preparation, pretreatment and regeneration.

Experimentation is tedious and expensive and it may not be possible to study the effects

of various factors like pressure, temperature and feed composition on product yield and

CO2 utilization, as there are physical limitations to the number of experiments that can

be performed. One of the ways to overcome this challenge is to computationally study

the reactor systems by identifying the different phenomena that goes on within the

systems and analyze these models to help answer the above questions.

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There has been substantial work done on reactor modeling in the past and many

predictive models are being developed. Since all the reactions that we have considered

are catalytic reactions, we will limit our discussion to catalytic reactor/packed bed

reactor models only. In packed bed reactor modeling, there are two types of models,

namely, process-side models and furnace-side models. Process-side models are of more

relevance to us than furnace-side models since we want to study the utilization of carbon

dioxide and production of syngas. Process-side models differ from one other in

considering one or two dimensions, and in the assumptions regarding mass and heat

transfer limitations. The chemical reactions taking place in reactors are usually complex

and this leads to complications and uncertainties in describing them through

mathematical models.

Apart from developing the appropriate equations for representing the mass and

energy balances in the reactors, there are numerical challenges and difficulties in solving

these models as they could be highly nonlinear or non-algebraic depending on the level

of detailing. The more detailed the model gets, the more accurate it becomes and the

more complex it becomes to solve. Thus, we need to use a simple model that best

captures the most salient features of the reaction system.

Section 2 of the thesis discusses in detail, the various models that have been

developed in the past, for the reactor systems that we have considered, enlisting the

advantages, drawbacks and important assumptions. Apart from individual reactor

models, there has been considerable work on the comparison of different reactor systems

that utilize CO2.

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1.3. Research Objectives

The objectives of this research are as follows:

• Identify various reactor alternatives that utilize CO2 and produce syngas.

• Benchmark the maximum CO2 utilization possible via these alternatives through

a theoretical analysis.

• Obtain the realistic values of conversion and syngas yield with the catalysts

available by using rigorous mathematical models describing reactor performance.

• Analyze all plausible alternatives in a single framework to obtain the optimal

route and conditions for the maximum utilization of CO2.

To achieve these, we explore and identify the different processes for CO2 utilization.

The benchmarking of process performance is done using a minimum energy and

equilibrium-based-thermodynamic analysis and the realistic values are obtained using

rigorous kinetics-based models that vary in detail and complexity. Finally, all the

alternatives are embedded in a superstructure framework and optimized to find the

optimal CO2 utilization.

1.4. Outline of the Thesis

In Chapter II, an elaborate literature review has been performed. This review has

been classified into three parts: (1) thermodynamic analysis of the CO2 utilization

systems; (2) modeling, simulation and optimization of the various alternatives for the

utilization of CO2; and (3) superstructure-based process synthesis models and analysis

on CO2 utilization has been performed.

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In Chapter III, a theoretical analysis based on thermodynamics of CO2 utilization

systems, has been done. A nonlinear (NLP) model has been proposed to study the

maximum utilization of CO2, minimum energy and maximum syngas selectivity at

equilibrium while achieving different syngas ratios. The results for three different

objectives for different reaction systems have been reported.

Chapter IV discusses the different reactor models varying in complexity and

accuracy, such as equilibrium reactor model and reaction-rate based reactor models (e.g.,

pseudo-homogeneous and heterogeneous reactor models). Simulation results are

discussed and compared for different reactors. The chapter also describes the surrogate

model development using ALAMO 19 and reports the models and their performance

metrics.

A process synthesis model based on a superstructure framework is described in

Chapter V. The model formulation and the optimization results are also reported.

Chapter VI concludes the thesis with discussions on the research and

recommendations for future work.

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CHAPTER II

LITERATURE REVIEW

An elaborate literature review on the thermodynamic analysis of the CO2

utilization systems, modeling, simulation and optimization of the various alternatives for

the utilization of CO2 and superstructure-based process synthesis has been performed in

this chapter. The conversion of CO2 has been broadly classified into two classes,

depending on its incorporation into chemicals (inorganic and organic carbonates,

carbamates, etc.) or the conversion into one of its reduced forms as fuels (CO, syngas,

methanol, methane and higher hydrocarbons) 20. However, current CO2-based chemicals

production is limited to mainly urea, salicylic acid and polycarbonates 21. The

conversion to fuels is particularly important since the fuels market is 12-14 times larger

than that of chemicals. Furthermore, compared to the currently small utilization of 207

Mt/y in 2016 22 over more than 35 Gt/yr emission for chemicals production suggest that

only conversion to fuels could contribute to a considerable reduction in CO2 emission.

However, the conversion of CO2 to fuels requires energy for the conversion and

hydrogen for the production of chemicals (in fact, maximum utilization of CO2 would

largely depend on the availability of renewable hydrogen 23).

Many reaction routes exist for CO2 utilization. For example, hydrogenation of

CO2 produces methanol, CO2 based cycloaddition produces epoxides, and carbonylation

of amines or alcohols using CO2 produces carbonates. Significant efforts have been

made toward the conversion of CO2 into oxygen containing fuels such as methanol and

dimethyl ether (DME) 24. Heterogeneous catalysts (e.g., metal oxides and zeolites) can

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be used for the direct transformation of CO2 to organic carbonates such as ethylene

carbonate (EC), propylene carbonate (PC) and dimethyl carbonate (DMC) 25. For

example, Kongpanna et al. 26 synthesized and generated process networks for DMC

production with CO2 utilization, based on a systematic computer-aided framework for

combined process synthesis-design-intensification.

2.1. Thermodynamic Analysis

CO2 is a highly stable molecule with a very low Gibbs energy of formation (–

393.37 kJ/mol gas). The low energetic level of CO2 poses several thermodynamic

limitations of its conversion to other molecules. As summarized by Müller et al. 27, the

low driving force for CO2 conversion due to the high stability has to be compensated by

(i) a highly energy-rich reactant, (ii) subsequent hydrogenation of a double bond, or (iii)

formation of at least two water molecules per CO2 molecule. To this end,

thermodynamic equilibrium analysis such as the minimization of Gibbs free energy can

provide useful information on the potentially minimum and maximum conversion limits,

potential effects of operating conditions (temperature, pressure, feed ratio) on

conversion, and constraints on the design of suitable catalysts and process networks, and

potential carbon formation 28-37. Thermodynamic analysis can be also used to indicate

and/or validate whether complete conversion with very high selectivity is

thermodynamically feasible or not in the presence of multiple conflicting reactions. This

information is particularly useful in designing robust processes for potential application

of upgrading CO2-rich natural gas with variable compositions and impurity levels in the

feed. Furthermore, it also indicates how far the current technologies are from the best

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possible performance, and how much further improvements can be practically achieved.

Table 2.1 summarizes the recent contributions in the area of Gibbs energy minimization-

based thermodynamic analysis.

While equilibrium analysis provides useful indication on the extent of reforming,

it may not capture the accurate process performance due to the lack of kinetic

information. Recently, Challiwala et al. 38 performed both thermodynamic and thermo-

kinetic analysis of various reforming technologies. Interestingly, their kinetic evaluation

indicated an agreement between combined kinetic model with the thermodynamic

equilibrium results. Wehinger et al. 39 performed detailed numerical simulations of

catalytic fixed-bed reactors for heterogeneous dry reforming using computational fluid

dynamics (CFD) method.

Approximate models have been also successfully applied in the past to describe

reforming schemes. For instance, Larentis et al. 40 developed both empirical and

phenomenological models for PODR. The empirical polynomial models were fitted

based on experimental data to correlate methane conversion, CO selectivity, and H2/CO

ratio as functions of temperature, oxygen/methane ratio, and gas hourly space velocity

(GHSV). The phenomenological model was based on a set of algebraic and differential

equations with parameters fitted with experimental data. While these approximate

models greatly simplify the optimization of PODR reactors when kinetic mechanisms

are not well known, as noted by Larentis et al. 40, they cannot be a routine procedure for

process optimization, as they may suffer from low prediction accuracy due to the lack of

kinetic information. Furthermore, models with large number of parameters require

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significant experimental/computation efforts. The collection of different reforming

processes is intended to enhance the overall performance by combining the advantages

and overcoming the limitations of individual processes.

2.2. Process-scale Analysis

Table 2.2 summarizes the recent works in the areas of modeling, simulation,

optimization and/control of CO2 utilization processes, mainly focusing on syngas

production. Zhang et al. 41 proposed an efficient process that utilizes recycled CO2 from

a steam methane reformer (SMR) in a combined dry reforming and partial oxidation

(DR+POX). Although CO2 is separated using an additional amine-based absorption unit,

the combination of multiple reformers is found to be more efficient due to reutilization

of CO2 and lower requirement of raw materials. Baltrusaitis and Luyben 42 explored

process flowsheet alternatives based on methane reforming (SMR), dry methane

reforming (DR), auto thermal reforming (ATR), reverse water gas shift (RWGS),

SMR/ATR, SMR/DR or SMR/RWGS in the context of producing syngas with H2:CO

ratio of 2, which is appropriate for FT synthesis. They concluded that lowest total annual

cost (TAC) would feature a system composed of both SMR and DR reactors (SMR/DR).

Parallel reforming using both SMR and DR is also attractive because it is capable of

generating syngas with any H2/CO ratio between 1 and 3, which can be used to adjust for

a large H2/CO feedstocks or processes, such as from a stand-alone SMR. To this end,

Luyben 43 recently studied the plantwide control of a process with DR and SMR units

operating in parallel to produce FT syngas, where the total methane fresh feed is split

between the two parallel processes so as to produce the desired H2/CO ratio. Noureldin

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et al. 44-45 analyzed, integrated and optimized several individual, parallel and combined

reforming alternatives and highlighted a strong inverse relationship between CO2

chemical fixation and the required syngas H2: CO. Their findings also suggest that

combined reforming involving DR and SMR may benefit from the presence of waste

heat sources.

2.2.1. Reactor Optimization

Though there is rigorous work done on the modeling and simulation of reforming

reactors and study of effects of individual decision variables on the conversion of

methane, the work on optimization of these reactors is limited. Rajesh et al. (2000)

modeled a steam reformer using a 1-D pseudo-homogeneous model with effectiveness

factors and optimized it using genetic algorithm for minimum inlet flowrate of CH4 and

maximum output flowrate of CO [25]. Rahimpour et al. (2012) used differential

evolution (DE) method to optimize a 1-D pseudo homogeneous model of a steam

reformer [26]. Aboosadi et al. optimized a tri-reformer 1-D heterogeneous model using

differential evolution method [27]. Luyben (2014) simulated a dry reformer in Aspen

using RGibbs and RPlug models and performed flowsheet optimization for the optimal

design parameters for minimum total annualized cost [28]. An excellent review on

current technologies and future opportunities in design and optimization of CO2

conversion processes can be found in Roh et al. (2016) [29].

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Table 2.1. Indicative recent literature in the thermodynamic analysis of CO2 utilization.

Key Methodology Reference

CO2 conversion

systems considered Raw materials

Target

Products

Gibbs free energy minimization Amin and Yaw (2007) 28 PODR Methane,

oxygen, CO2

Syngas

Gibbs free energy minimization Özkara-Aydınoğlu (2010) 29 CDSMR Methane, steam,

CO2

Syngas

Gibbs free energy minimization Nikoo and Amin (2011) 33 DR Methane, CO2 Syngas

Gibbs free energy minimization Nematollahi et al. (2012) 32 CDSMR Methane, steam,

CO2

Syngas

Gibbs free energy minimization Sahebdelfar and Ravanchi

(2015) 30

Hydrogenation of CO2

to methane

Hydrogen, CO2 Methane

Gibbs free energy minimization Chein et al. (2015) 31 DR, PODR Methane, CO2 Syngas

Gibbs free energy minimization Swapnesh et al. (2014) 34 DR, CO2

hydrogenation to

DME or methane

Methane,

hydrogen, CO2

Syngas,

DME,

methane

Gibbs free energy minimization,

Economic evaluation

Cañete et al. (2014) 35 DR, TR, and CR Methane, CO2,

steam, oxygen

Methanol

Gibbs free energy minimization Demidov et al. (2011) 36 DR, CDSMR Methane, steam,

CO2

Syngas

Gibbs free energy minimization Freitas and Guirardello (2014) 37

DR, CDSMR, DAR Methane, steam,

oxygen, CO2

Syngas

Gibbs free energy minimization,

kinetic evaluation

Challiwala et al. (2017) 38 Combined reforming

(CR), CDSMR

Methane, steam,

oxygen, CO2

Syngas

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Table 2.2. Indicative recent literature in the areas of modeling, simulation and optimization of reforming-based CO2

utilization processes.

Key Methodology Reference

CO2 conversion systems

considered Raw materials

Target

Products

Process design

flowsheet evaluation

Baltrusaitis and Luyben (2015) 42 SMR, DR, ATR, RWGS,

SMR/ATR, SMR/DR,

SMR/RWGS

Methane, steam,

oxygen, CO2

Syngas

Dynamic modeling

and plantwide control

Luyben (2014, 2016) 43, 46 DR, SMR, DR/SMR Methane, steam,

CO2

Syngas

Process design

flowsheet evaluation

Zhang et al. (2014) 41 SMR, PODR Methane, steam,

oxygen, CO2

Hydrogen,

syngas

Gibbs free energy

minimization, process

design

Noureldin et al. (2014, 2015) 44-45 SMR, POX, DR, CDSMR,

PODR.

Methane, steam,

oxygen, CO2

Syngas

Both empirical and

phenomenological

modeling

Larentis et al. (2001) 40 PODR

Methane,

oxygen, CO2

Syngas

Process simulation

using RGibbs

Ayodele and Cheng (2015) 47 DR, PO, and auto-thermal

methane reforming

Methane,

oxygen, CO2

Hydrogen,

syngas

Techno-economic

analysis

Julian-Duran et al. (2014) 48 PO, SMR, ATR, CR Shale gas,

oxygen, steam,

Methanol

Process design and

optimization

Hernández and Martin (2016) 49 DR Biogas, steam Methanol

Process simulation

using RGibbs

Gopaul and Dutta (2015) 50 DR, PODR Biogas, oxygen,

hydrogen

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Table 2.2. Continued.

Key Methodology Reference

CO2 conversion systems

considered Raw materials

Target

Products

Numerical simulation

and optimization

Aboosadi et al. (2011) 51 TR Methane, CO2,

steam, oxygen

Syngas

Simulation and

exergoeconomic

analysis

Li et al. (2011) 52 PODR, DME synthesis,

MeOH synthesis, DMC

synthesis

Coal gasification

gas, coke oven

gas, tail gas,

oxygen,

Methanol,

DME,

DMC,

power

Modeling and

optimization

Cho et al. (2009) 53 TR, DME synthesis Natural gas,

steam, oxygen

DME

Integrated system

development

Minutillo and Perna (2009) 54 TR, MeOH synthesis Flue gas,

Methane, Air

Methanol

Plug flow reactor

based process

simulation

Kiss et al. (2016) 55 Hydrogenation of CO2 to

methanol

CO2, hydrogen Methanol

Simulation and heat

integration

Pérez-Fortes et al. (2016) 56 Hydrogenation of CO2 to

methanol

CO2, hydrogen Methanol

Process simulation Van-Dal and

Bouallou (2013) 57

Hydrogenation of CO2 to

methanol

CO2, hydrogen Methanol

Multi-objective

optimization

Taghdisian et al. (2015) 58 SMR, MeOH synthesis Natural gas, flue

gas, steam

Syngas,

Methanol

Sustainable design

methodology

Roh et al. (2016) 59 BR, TR, DR, POX, MeOH

synthesis

CO2, hydrogen,

methane, oxygen,

water

Methanol

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2.3. Reactor Modeling and Simulation

In this section, the different reactors, the reactions involved and the

corresponding rate expressions are first discussed. The rate expressions from literature

are used for modeling the kinetics-based reactors. One major class of syngas production

is through methane reforming. This section has been classified into description and

literature review of (1) primary reformers, (2) combinations/variants of primary

reformers, and (3) reverse water gas shift reactor.

2.3.1. Primary Reformers

This section enlists and describes the three primary methane reforming reactions,

namely, dry reforming, steam reforming and partial oxidation of methane.

2.3.1.1. Dry Reforming of Methane (DR)

Dry reforming of methane is the process in which carbon dioxide is reacted with

methane to produce carbon monoxide and hydrogen. It is an endothermic reaction and

thus, favored by high temperatures. This reaction is represented by Eq. 2.1. This reaction

is accompanied by the reverse water gas shift reaction given by Eq. 2.2. The

corresponding rate expressions for the reactions are given by Richardson and

Paripatyadar (1989) and the parameters are reported in the Dry Reforming section of

Table 2.3. 60

Carbon dioxide reforming of methane has gained attention owing to the

utilization of two greenhouses gases, methane and carbon dioxide. Nikoo et al. (2011)

CH4 + CO2 ↔ 2CO + 2H2 ∆H298° = 247.0 kJ/mol (2.1)

CO2 + H2 ↔ CO + H2O ∆H298° = 41.1 kJ/mol (2.2)

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studied the equilibrium behavior of the dry reforming reaction and performed direct

minimization of Gibbs free energy 33. The effects of the CH4-CO2 ratio, reaction

temperature and pressure on CH4 equilibrium conversion, CO2 equilibrium conversion,

syngas production and syngas ratios (H2/CO) were studied. The results were compared

with the experimental results reported by Khalesi et al. 61 in which a syngas ratio close to

unity at all temperatures was reported. A syngas ratio of unity is required for producing

liquid fuels such as DME, acetic acid and alcohols via oxo alcohol synthesis. More

detailed models based on kinetics have been developed for characterizing the dry

reforming process. A fixed-bed catalytic reactor was modeled using a 1-D pseudo-

homogeneous model by Benguerba (2014) and the effect of reactor temperature was

studied. The results from the model were compared with experimental results 62. Akpan

et al. (2007) simulated a 2-D packed bed reactor considering the axial dispersion term

and solved it using finite elements method 63. Wehinger et al. (2015) performed detailed

numerical simulations using 3-D computational fluid dynamics (CFD) modeling to study

the dry reforming reaction 39.

While the advantage of DR is that it directly converts CO2 to syngas using

methane, DR has not been used in commercial processes yet. The reasons include (i)

high energy requirement due to intensive endothermic reaction, (ii) catalyst deactivation

due to coke formation, and (iii) low selectivity and low ratio of syngas due to undesired

water formation.

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2.3.1.2. Steam Reforming of Methane (SMR)

The most common route for producing hydrogen is through steam methane

reforming (SMR). This reaction is represented by Eq. 2.3. The steam reforming reaction

is followed by the water gas shift reaction represented by Eq. 2.4, where more hydrogen

is produced. The complete set of reactions involved in steam methane reforming is given

below. The corresponding rate expressions and parameters given by Xu and Froment

(1989) 64 are given in the Steam Reforming section of Table 2.3.

There has been substantial work done on steam methane reforming, both on the

experimental and modeling fronts. Lutz et al (2003) performed a thermodynamic

analysis of steam methane reforming and compared it with experimental results. From

the comparison, they concluded that the experiment does not reach equilibrium and the

conversion of methane is considerably lower than equilibrium conversion 65. Latham

(2008), performed an extensive literature review on the steam reformer models

developed so far, classified into furnace-side models and process-side models 66. Among

the many furnace-side models, Murty and Murthy (1988) simulated a 1-D pseudo-

homogeneous plug flow reactor and studied the impact of modifying individual reactor

conditions on the conversion and shell side temperatures 67. Alhabdan et al. (1992)

developed a reactor model for an industrial steam reformer based on the kinetics

developed by Xu and Froment. The model uses effectiveness factors in a pseudo-

CH4 + H2O ↔ CO + 3H2 ∆H298° = 206.3 kJ/mol (2.3)

CO + H2O ↔ CO2 + H2 ∆H298° = −41.1 kJ/mol (2.4)

CH4 + 2H2O ↔ CO2 + 4H2 ∆H298° = 164.9 kJ/mol (2.5)

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homogeneous reactor model to account for the heterogeneity of the reactor 68. Pedernera

et al. (2003) and Wesenberg and Svendsen (2007) developed kinetics-based 2-D

heterogeneous models that included a set of partial differential equations and non-linear

algebraic equations 69-70. Pedernera et al. modeled a single isothermal reformer tube at

steady-state and simulated the concentration and temperature profiles along the radial

and axial coordinates. The partial differential equations in the mathematical model were

discretized by means of central second order finite differences 69. Wesenberg and

Svendsen compared heterogeneous models with pseudo-homogeneous models and

highlighted the importance of including mass and heat transfer coefficients and

interphase transport limitations in studying reaction rates 70. Mokheimer et al. (2014)

focused on studying the effects of varying inlet flowrate, temperature and pressure

individually on methane conversion and hydrogen production using a kinetics-based,

steady state, isothermal CFD model that was solved using Ansys Fluent 71. Onel et al.

(2017) modeled a microchannel steam methane reformer using CFD model using the

commercial software COMSOL. Since this model is computationally expensive to

simulate for use in process synthesis models, grey-box models were proposed 72.

At the industrial scale, steam reforming of methane is mainly used for large-scale

hydrogen production. It is favored by high steam to methane ratio, low pressure and

elevated temperatures to achieve maximum conversion. The outlet temperature of the

reformer should be around 800 to 950 °C for a reasonable conversion of methane and

production of hydrogen 73. Since steam reforming is an endothermic reaction, heat must

be supplied to achieve this outlet temperature. There are several ways to do this:

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Preheating the gases to higher temperatures, designing the tubular reformers with a

variety of tube and burner arrangements such as side-fired furnaces, top-fired furnaces

and terrace wall furnaces. In fired reformers, typical gas inlet temperatures are 450-650

°C and product gases leave at 800 to 950 °C.

While SMR produces syngas with high H2:CO ratio, the reaction is very

endothermic and requires substantial amounts of heat. About 134 MJ energy is

consumed for every kg of H2 production 41. Furthermore, it produces significant amount

of CO2 (9-12 kg CO2/kg H2). While the conversion in SMR favors low pressure, the

produced syngas requires compression if it is used in FT synthesis, which operates at

high pressure (around 30 bar).

2.3.1.3. Partial Oxidation of Methane (POX)

Partial oxidation of methane is the addition of oxygen to methane in amounts

insufficient for complete combustion. This is represented by Eq. 2.6. The syngas ratio

obtained through partial oxidation is typically around 2 and is suitable for methanol

synthesis and Fischer-Tropsch synthesis. Since this is an exothermic reaction, the

conversion of methane can be expected to reach equilibrium values sooner than for other

reformers.

The partial oxidation reaction is indirectly represented by the following reactions

for which the kinetics and rate expressions are well established.

CH4 +1

2O2 ↔ CO + 2H2 ∆H298

° = −35.6 kJ/mol (2.6)

CH4 + 2O2 ↔ CO2 + 2H2O ∆H298° = −802.7 kJ/mol (2.7)

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The corresponding rate expressions and their parameters are given in the Partial

Oxidation section of Table 2.3.

One of the pioneering studies on the kinetics of the total combustion of methane

on Pt-Alumina catalysts were performed by Trimm and Lam 74. The kinetics of catalytic

oxidation was also studied by Ma et al. (1996) on a Pt/ δ-Al2O3 75. Groote and Froment

(1996) modeled the catalytic partial oxidation of methane to synthesis gas 76. They used

detailed kinetics on a Ni catalyst and simulated a 1-D adiabatic fixed bed reactor. Zhu et

al. (2001) performed a feasibility study of partial oxidation of methane by

thermodynamic analysis 77. The thermodynamic analysis was performed through Gibbs

free energy minimization method. Smet et al. (2001) simulated a 1-D steady state

heterogeneous reactor model on a Ni catalyst for the catalytic partial oxidation of

methane 78. Donazzi et al. (2008) also simulated a 1-D heterogeneous model for POX of

methane on a Rh-based catalyst 79. Deutschmann et al. (1998) simulated a two-

dimensional model of partial oxidation of methane on Rhodium in a short contact time

reactor 80.

2.3.2. Combined Reformers/ Variants of Primary Reformers

The previous section discussed the three primary reforming reactors, the

operating conditions, the carbon footprint and the syngas ratio achievable. In this

section, we describe the variants of the three reactors by combining two or more of the

CH4 + H2O ↔ CO + 3H2 ∆H298° = 206.3 kJ/mol (2.8)

CO + H2O ↔ CO2 + H2 ∆H298° = −41.1 kJ/mol (2.9)

CH4 + 2H2O ↔ CO2 + 4H2 ∆H298° = 164.9 kJ/mol (2.10)

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primary reactors, that is, bi-reformers and tri-reformers, such as, combined dry and

steam reformer (CDSMR), combined steam reforming and partial oxidation (POSMR),

combined dry reforming and partial oxidation (PODR) and tri-reformer (TR).

2.3.2.1. Combined Dry Reforming and Steam Reforming of Methane (CDSMR)

As discussed before, dry reforming of methane produces syngas of ratio less than

1, while utilizing CO2. Steam reforming produces syngas in the ratio close to 3. Thus,

combining these two reactors, the syngas ratio can be adjusted to be around 2, while

utilizing CO2, whereas other reactors such as POX that produce similar SR do not utilize

CO2. This syngas ratio is suitable for methanol synthesis. Methanol is a chemical of

commercial importance and can offset the cost of CO2 utilization.

The reactions that constitute the CDSMR are given by Eq. 2.11-13. It is a

combination of dry reforming and steam reforming reactions, but can be represented by

the three reactions that represent SMR. This is because the dry reforming reaction is

indirectly represented by these reactions. Dry reforming reaction (Eq. 2.1) can be

derived by subtracting reaction Eq. 2.13 from reaction Eq. 2.12. This is also shown by

simulating the dry reforming reactor using the steam reforming equations in the later

section.

CH4 + H2O ↔ CO + 3H2 ∆H298° = 206.3 kJ/mol (2.11)

CO + H2O ↔ CO2 + H2 ∆H298° = −41.1 kJ/mol (2.12)

CH4 + 2H2O ↔ CO2 + 4H2 ∆H298° = 164.9 kJ/mol (2.13)

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The rate expressions and their parameters can be taken from the Steam

Reforming section of Table 2.3 corresponding to the above-mentioned equations since

the catalyst for both dry reforming and steam reforming is Ni-based.

Soria et al. (2011) analyzed and compared the thermodynamic behavior of

combined steam and dry reforming of methane and the experimental results on a

ruthenium catalyst. The equilibrium calculations were done by minimizing the Gibbs

free energy 81. Lim et al. (2012) optimized a combined steam and dry reformer

equilibrium model using ASPEN plus 82. Shahkarami and Fatemi (2015) modeled the

combined dry and steam reforming of methane in a catalytic fluidized bed reactor.

Coking reactions were also considered in the reactor and a genetic algorithm was used to

obtain the optimal operating conditions 83.

Figure 2.1. The comparison and advantages of combining individual reactors. (a)

represents the syngas ratio (SR) of individual Dry Reformer (DR) and Steam Methane

Reformer (SMR) and the outcome if the two outlet streams were to be combined. (b)

represents the Combined Dry and Steam Reforming of Methane (CDSMR) in an

intensified manner and the SR that could be expected of it.

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The combination of the two individual reforming reactors, at reasonable

operating conditions, could mean an ideal SR with a potential reduction in reactor space,

capital cost and catalyst cost. This is a potential process that could have high impact on

environment, economy and energy. The advantages of this process are also shown in

Figure 2.1.

2.3.2.2. Combined Partial Oxidation and Dry Reforming of Methane (PODR)

It has been observed that the coupling of the endothermic dry reforming with the

exothermic partial oxidation can significantly reduce hot spots in the catalyst bed as well

as reduce the loss of catalyst activity with time. O’Connor et al. 84 studied the effect of

O2 addition on the dry reforming of methane with CO2 to produce synthesis gas over

Pt/ZrO2 catalysts. The dry reforming reaction is highly endothermic and requires

temperatures between 700 K and 1000 K for substantial reaction to occur. It is important

to consider the energy that is spent in raising the temperature of the reactant gases

because it would lead to indirect emissions of carbon dioxide which would contradict the

primary aim of our research. The partial oxidation of methane is an exothermic reaction

and can be combined with dry reforming of methane to raise the reaction temperature to

facilitate dry reforming. This PODR can be indirectly represented by the following set of

reactions. These four reactions can represent the independent reactions of dry reforming

and partial oxidation. Dry reforming can be obtained by subtracting Eq. 2.17 from Eq.

2.16. These are the same reactions used in partial oxidation as well, but the feed

conditions for the two reactors would be different.

CH4 + 2O2 ↔ CO2 + 2H2O ∆H298° = −802.7 kJ/mol (2.14)

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The corresponding rate expressions and their parameters could be found in the

Partial Oxidation section of Table 2.3.

Amin and Yaw 28 performed thermodynamic analysis of the combined carbon dioxide

and reforming with partial oxidation of methane to syngas. This was done by total Gibbs

energy minimization using Lagrange's undetermined multiplier method. The results

showed that the addition of oxygen to dry reforming improved the methane conversion,

H2 and H2O yields, and syngas ratio, but decreased the CO2 conversion and CO yield 28.

Larentis et al. (2001) modeled a reforming reactor that combines CO2 and partial

oxidation using two mathematical models: an empirical model and a pseudo-

homogeneous model. Detailed heat and mass transfer mechanisms were not considered

in this model 85.

In PODR, two oxidants, namely CO2 and O2, compete to oxidize methane.

However, partial oxidation dominates over dry reforming. An increment in CO2/CH4

feed ratio results in the loss of CO2 conversion while producing more H2O 28. Since the

CO2 conversion is of primary interest, PODR operations need to be optimized to

increase the CO2 utilization. Equilibrium CO2 conversion increases with temperature but

decreases with CO2/CH4 ratio. Higher temperatures are favorable to achieve H2/CO ratio

of syngas close to one and high conversion.

CH4 + H2O ↔ CO + 3H2 ∆H298° = 206.3 kJ/mol (2.15)

CO + H2O ↔ CO2 + H2 ∆H298° = −41.1 kJ/mol (2.16)

CH4 + 2H2O ↔ CO2 + 4H2 ∆H298° = 164.9 kJ/mol (2.17)

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2.3.2.3. Combined Partial Oxidation and Steam Reforming of Methane

(POSMR)/Auto-thermal Reforming of Methane (ATR)

Since steam methane reforming is highly endothermic, combining it with

exothermic partial oxidation of methane can raise the temperature of the reactor up to

1000 °C and promote SMR which requires high temperatures. This is commonly known

as auto-thermal reforming. There has been considerable work on modeling the auto-

thermal reactors. In fact, this is a common practice in the production of hydrogen. ATR

also provides us an opportunity to adjust the syngas ratio for different applications. Once

again, this combination can be represented by the reactions in Eq. 2.7-10. The

corresponding rate expressions and parameters can be found in Partial Oxidation section

of Table 2.3.

Chan et al. (2000) conducted a detailed thermodynamic analysis of the

simultaneous steam reforming and partial oxidation of methane by minimizing the Gibbs

free energy of the mixture. The effects of varying the steam-methane ratio and air-

methane ratio were studied and the range of conditions for maximum H2 production was

obtained 86. Avci et al. (2001) modeled the combined catalytic oxidation and steam

reforming of methane as a 1-D heterogeneous model and validated the predictions with

experimental results 87. Hoang et al. (2004) presented a 2-D heterogenous model of the

auto-thermal methane reformer to simulate the conversion behavior of the reformer.

They studied the effects of varying individual operating conditions like temperature

while fixing the other conditions. Based on the trends in these effects, they predicted an

optimum condition for the auto-thermal reformer 88. Halabi et al. (2008) simulated a 1-D

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heterogeneous model that accounted for axial thermal and mass dispersion pressure

distribution, and interfacial and intraparticle transport. Both dynamic and steady state

behavior was analyzed by studying effects of temperature of feed gas and catalyst, O-C

ratio, S-C ratio, gas hourly space velocity and feed contaminations 89.

2.3.2.4. Tri-Reforming of Methane (TR)

Tri-reforming is the combination of dry reforming, steam reforming and the

partial oxidation of methane. This reactor has the combined advantages of multiple bi-

reforming reactors such as achieving desirable syngas ratios and reduction of coke

deposition 90. Though tri-reforming consists of the three independent reactions shown in

Eqs. 2.1, 2.3 and 2.6, it can also be represented by Eqs. 2.7-10, for the same reasons

mentioned in the previous section. The rate expressions and parameters can be found in

Partial Oxidation section of Table 2.3.

Song et al. (2004) proposed this novel concept of tri-reforming and the

advantages mentioned were demonstrated in a laboratory-scale fixed-bed flow reactor 91.

Cho et al. (2009) developed a first principle model for the tri-reforming of natural gas to

produce DME. The model consisted of two regions, one homogeneous and one

heterogeneous. The two sections were one-dimensional steady state plug-flow reactor

models. The models were built on Jacobian dynamic modeling and optimization

software and is compared with an equilibrium model. The reactor optimal length for

maximum hydrogen and maximum carbon monoxide production are found by fixing the

other operational variables 53.

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As the name suggests, RWGS is the reverse of the water gas shift reaction (Eq.

2.4) that we have discussed previously. This reaction does not require very high

operational temperatures and is favored by Ni catalysts. This reaction utilizes CO2. We

use the kinetic rate expression of the RWGS equation (Eq. 2.2) to represent the RWGS

reactor. The rate expression and the corresponding parameters can be taken from Dry

Reforming section of Table 2.3.

Compared to the other reforming reactors, there is considerably lesser research

done on reverse water gas shift. This is possibly because water gas shift or reverse water

gas shift reactions follow other reforming reactions or are used to upgrade the quality of

the hydrocarbon product rather than being used as an individual reactor. Joo et al. (1999)

compared the direct hydrogenation of carbon dioxide to methanol and the case where

reverse water gas of shift precedes the methanol synthesis on a Cu-based catalyst and

found that the production of methanol was higher by 29% for the latter case and the

recycle volume for the methanol synthesis reactor was considerably lower when the feed

composed of CO, unreacted CO2 and H2 92.

2.3.3. Reverse Water Gas Shift Reactor (RWGS)

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Table 2.3. Rate expressions and parameters for different reactors. # Reaction Rate Expressions Parameters (units)

Dry Reforming CH4 + CO2 ↔ 2CO + 2H2 𝑟1 =

𝑘1𝐾𝐶𝑂2,1𝐾𝐶𝐻4,1𝑝𝐶𝐻4𝑝𝐶𝑂2

(1 + 𝐾𝐶𝑂2,1𝑝𝐶𝑂2+ 𝐾𝐶𝐻4,1𝑝𝐶𝐻4

)2 (1 −

(𝑝𝐶𝑂𝑝𝐻2)

2

𝐾𝑃1(𝑝𝐶𝐻4

𝑝𝐶𝑂2)

)

…(DR1)

𝑘1 (𝑚𝑜𝑙 𝑘𝑔−1𝑠−1) = 1.29×106𝑒𝑥𝑝 (−102,065

𝑅𝑇)

𝐾𝐶𝑂2,1(𝑏𝑎𝑟−1) = 2.61×10−2𝑒𝑥𝑝 (37,641

𝑅𝑇)

𝐾𝐶𝐻4,1(𝑏𝑎𝑟−1) = 2.60×10−2𝑒𝑥𝑝 (40,684

𝑅𝑇)

𝐾𝑃1= 6.78×1014𝑒𝑥𝑝 (−

259,660

𝑅𝑇)

CO2 + H2 ↔ CO + H2O 𝑟2 =

𝑘2𝐾𝐶𝑂2,2𝐾𝐻2,2𝑝𝐶𝑂2𝑝𝐻2

(1 + 𝐾𝐶𝑂2,2𝑝𝐶𝑂2+ 𝐾𝐻2,2𝑝2)

2 (1 −(𝑝𝐶𝑂𝑝𝐻2

)2

𝐾𝑃2(𝑝𝐶𝑂2

𝑝𝐻2)

)

…(DR2)

𝑘2(𝑚𝑜𝑙 𝑘𝑔−1𝑠−1) = 5.43×105exp (−81,030

𝑅𝑇)

𝐾𝐶𝑂2,2(𝑏𝑎𝑟−1) = 0.5771𝑒𝑥𝑝 (9,262

𝑅𝑇)

𝐾𝐻2,2(𝑏𝑎𝑟−1) = 1.494𝑒𝑥𝑝 (6,025

𝑅𝑇)

𝐾𝑃2= 56.4971𝑒𝑥𝑝 (−

36,580

𝑅𝑇)

Steam Reforming

CH4 + H2O ↔ CO + 3H2

𝑟1 =𝑘1

𝜑2 (𝑝𝐶𝐻4

𝑝𝐻2𝑂

(𝑝𝐻2)2.5 −

(𝑝𝐻2)

0.5𝑝𝐶𝑂

𝐾1)

…(SMR1)

𝑘1 (𝑚𝑜𝑙 𝑘𝑔−1𝑠−1) = 1.17×1015exp (−240100

𝑅𝑇)

𝐾1(𝑏𝑎𝑟2) = 𝑒𝑥𝑝 (−26830

𝑇+ 30.114)

CO + H2O ↔ CO2 + H2 𝑟2 =

𝑘2

𝜑2(

𝑝𝐶𝑂𝑝𝐻2𝑂

𝑝𝐻2

−𝑝𝐶𝑂2

𝐾2)

…(SMR2)

𝑘2(𝑚𝑜𝑙 𝑘𝑔−1𝑠−1) = 5.43×105exp (−81,030

𝑅𝑇)

𝐾2 = 𝑒𝑥𝑝 (4400

𝑇− 4.036)

CH4 + 2H2O ↔ CO2 + 4H2 𝑟3 =

𝑘3

𝜑2 (𝑝𝐶𝐻4

(𝑝𝐻2𝑂)2

(𝑝𝐻2)3.5 −

(𝑝𝐻2)0.5𝑝𝐶𝑂2

𝐾3)

…(SMR3)

𝑘3(𝑚𝑜𝑙 𝑘𝑔−1𝑠−1) = 2.83×1014exp (−243,900

𝑅𝑇)

𝐾3(𝑏𝑎𝑟2) = 𝐾1𝐾2

Where 𝜑 = 1 + 𝐾𝐶𝑂𝑝𝐶𝑂 + 𝐾𝐻2𝑝𝐻2

+ 𝐾𝐶𝐻4𝑝𝐶𝐻4

+ 𝐾𝐻2𝑂𝑝𝐻2𝑂/𝑝𝐻2

…(SMR4) 𝐾𝐶𝑂(𝑏𝑎𝑟−1) = 2.61×10−5𝑒𝑥𝑝 (

70,650

𝑅𝑇)

𝐾𝐻2(𝑏𝑎𝑟−1) = 6.12×10−9𝑒𝑥𝑝 (

82,900

𝑅𝑇)

𝐾𝐶𝐻4(𝑏𝑎𝑟−1) = 6.65×10−4𝑒𝑥𝑝 (

38,280

𝑅𝑇)

𝐾𝐻2𝑂(𝑏𝑎𝑟−1) = 1.77×105𝑒𝑥𝑝 (−88,680

𝑅𝑇)

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Table 2.3. Continued

# Reaction Rate Expressions Parameters (units)

Partial Oxidation CH4 + H2O ↔ CO + 3H2 𝑟1 =

𝑘1

𝜑2(

𝑝𝐶𝐻4𝑝𝐻2𝑂

(𝑝𝐻2)2.5

−(𝑝𝐻2

)0.5

𝑝𝐶𝑂

𝐾1)

…(POX1)

𝑘1 (𝑚𝑜𝑙 𝑘𝑔−1𝑠−1) = 1.17×1015exp (−240100

𝑅𝑇)

𝐾1(𝑏𝑎𝑟2) = 𝑒𝑥𝑝 (−26830

𝑇+ 30.114)

CO + H2O ↔ CO2 + H2 𝑟2 =

𝑘2

𝜑2 (𝑝𝐶𝑂𝑝𝐻2𝑂

𝑝𝐻2

−𝑝𝐶𝑂2

𝐾2)

… (POX2)

𝑘2(𝑚𝑜𝑙 𝑘𝑔−1𝑠−1) = 5.43×105exp (−81,030

𝑅𝑇)

𝐾2 = 𝑒𝑥𝑝 (4400

𝑇− 4.036)

CH4 + 2H2O ↔ CO2 + 4H2 𝑟3 =

𝑘3

𝜑2 (𝑝𝐶𝐻4

(𝑝𝐻2𝑂)2

(𝑝𝐻2)3.5 −

(𝑝𝐻2)0.5𝑝𝐶𝑂2

𝐾3)

… (POX3)

𝑘3(𝑚𝑜𝑙 𝑘𝑔−1𝑠−1) = 2.83×1014exp (−243,900

𝑅𝑇)

𝐾3(𝑏𝑎𝑟2) = 𝐾1𝐾2

𝜑 = 1 + 𝐾𝐶𝑂𝑝𝐶𝑂 + 𝐾𝐻2𝑝𝐻2

+ 𝐾𝐶𝐻4𝑝𝐶𝐻4

+ 𝐾𝐻2𝑂𝑝𝐻2𝑂/𝑝𝐻2

… (POX4)

𝐾𝐶𝑂(𝑏𝑎𝑟−1) = 2.61×10−5𝑒𝑥𝑝 (70,650

𝑅𝑇)

𝐾𝐻2(𝑏𝑎𝑟−1) = 6.12×10−9𝑒𝑥𝑝 (

82,900

𝑅𝑇)

𝐾𝐶𝐻4(𝑏𝑎𝑟−1) = 6.65×10−4𝑒𝑥𝑝 (

38,280

𝑅𝑇)

𝐾𝐻2𝑂(𝑏𝑎𝑟−1) = 1.77×105𝑒𝑥𝑝 (−88,680

𝑅𝑇)

CH4 + 2O2 → CO2 + 2H2O 𝑟4 =

𝑘4𝑎𝑝𝐶𝐻4𝑝𝑂2

(1 + 𝐾𝐶𝐻4

𝐶 𝑝𝐶𝐻4+ 𝐾𝑂2

𝐶 𝑝𝑂2)

2 +𝑘4𝑏𝑝𝐶𝐻4

𝑝𝑂2

(1 + 𝐾𝐶𝐻4

𝐶 𝑝𝐶𝐻4+ 𝐾𝑂2

𝐶 𝑝𝑂2)

… (POX5)

𝑘4𝑎(𝑚𝑜𝑙 𝑘𝑔−1𝑠−1) = 8.11×105exp (−86,000

𝑅𝑇)

𝑘4𝑏(𝑚𝑜𝑙 𝑘𝑔−1𝑠−1) = 6.82×105exp (−86,000

𝑅𝑇)

𝐾𝐶𝐻4

𝐶 (𝑏𝑎𝑟−1) = 1.26×10−1𝑒𝑥𝑝 (27,300

𝑅𝑇)

𝐾𝑂2

𝐶 (𝑏𝑎𝑟−1) = 7.78×10−7𝑒𝑥𝑝 (92,800

𝑅𝑇)

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CHAPTER III

ENERGETIC ANALYSIS OF CO2 UTILIZATION

In this section, we address the following questions

• For a target syngas specification (e.g., H2 to CO ratio), what is the theoretically

minimum energy required to convert CO2 into syngas using different reforming

alternatives that use methane, steam, oxygen and/or hydrogen?

• For a given syngas (H2 to CO) ratio, what is the maximum CO2 utilization

possible?

• For a given syngas H2 to CO ratio, what is the maximum achievable syngas

selectivity (combined composition of H2 and CO) over other species in the

product?

We address these questions based on the following thermodynamic analysis.

3.1. Minimum Energy Calculation

The premise of our thermodynamics-based energy calculation is that the

minimum energy required to convert a set of chemical species to another set of chemical

species is the total change in enthalpy (∆𝐻) of a fully reversible system from its initial

state of T1 and P1 to the final state of T2 and P2. The change in enthalpy is given by

𝐸min = ∆𝐻 = ∑ 𝑛𝑖𝐻𝑖(𝑇2, 𝑃2) −𝑖∈𝐼 ∑ 𝑛𝑖𝐹𝐻𝑖(𝑇1, 𝑃1)𝑖∈𝐼 (3.1)

where, 𝑛𝑖𝐹 and ni are the number of moles of species i in the feed and product,

respectively. Furthermore, Hi(T1, P1) and Hi(T2, P2) are the specific enthalpies of species

i in the feed and product, respectively. Since the change in energy is considered for a

fully reversible process, it is the minimum energy required to drive the process if the

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process is thermodynamically unfavorable (∆𝐺 > 0), and it is the maximum energy that

can be harnessed from the process if the process is thermodynamically favorable (∆𝐺 ≤

0). We further assume ideal gas conditions.

The enthalpy of a species i can be calculated as follows:

𝐻𝑖(𝑇, 𝑃) = ∆𝐻𝑓,𝑖𝑜 + ∫ 𝐶𝑝

𝑖𝑔𝑑𝑇 + 𝐻𝑖

𝑅(𝑇, 𝑃)𝑇

𝑇𝑜(3.2)

where ∆𝐻𝑓,𝑖𝑜 is the standard enthalpy of formation at a reference temperature To, 𝐶𝑝

𝑖𝑔 is

the temperature dependent specific heat capacity in the ideal-gas state, and 𝐻𝑖𝑅 is the

residual enthalpy at the current state of species i at T and P. Since we consider ideal-gas

conditions, we assume 𝐻𝑖𝑅 to be zero. Furthermore, in this work we consider To = T1.

Therefore, the enthalpies in Eq. 3.1 can be expressed as

𝐻𝑖(𝑇1, 𝑃1) = ∆𝐻𝑓,𝑖𝑜 (3.3)

𝐻𝑖(𝑇2, 𝑃2) = ∆𝐻𝑓,𝑖𝑜 + ∫ 𝐶𝑝

𝑖𝑔𝑑𝑇

𝑇2

𝑇1= 𝑅Φ (3.4)

where Φ𝑖 represents the integral ∫𝐶𝑝

𝑖𝑔

𝑅𝑑𝑇

𝑇2

𝑇1.

A key challenge which we still need to address is the estimation of ni which is the

molar flow rate of each species i in the product. To this end, we consider the product

mixture to be at the equilibrium at T2 and P2. Therefore, we can apply the Gibbs energy-

based equilibrium criterion to calculate ni. This criterion is based on the fact that at

equilibrium the total Gibbs energy of the system has its minimum value. Since this is the

most stable condition for given temperature, pressure and initial mixture compositions,

our assignment of ni to be the equilibrium compositions is justified. Also note that the

maximum conversion of feed that can be realistically attained occurs as the system

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approaches towards the equilibrium. Let 𝐺𝑖(𝑇, 𝑃) denote the Gibbs energy of species i at

the temperature T and pressure P. Therefore, the Gibbs energy of a mixture with i

species is given by ∑ 𝑛𝑖𝐺𝑖(𝑇, 𝑃)𝑖∈𝐼 , where ni represents the number of moles of species i

present in the mixture. The problem is to obtain the values of ni’s which minimize the

total Gibbs energy of the system for specified T and P. One solution to this problem is

based on the method of Lagrange’s undetermined multipliers. Based on this method, the

following two equations define the conditions for minimum total Gibbs energy that can

be used to calculate the values of ni at the equilibrium:

𝐺𝑖(𝑇2, 𝑃2) + 𝑅𝑇2 𝑙𝑛𝑛𝑖

∑ 𝑛𝑖𝑖∈𝐼+ ∑ 𝜆𝑘𝑎𝑖𝑘𝑘 = 0 𝑖 ∈ 𝐼 (3.5)

∑ 𝑛𝑖𝑎𝑖𝑘𝑖∈𝐼 = ∑ 𝑛𝑖𝐹𝑎𝑖𝑘𝑖∈𝐼 𝑘 ∈ 𝐾 (3.6)

where, Ak is the total number of atomic masses of the kth element in the system, aik is the

number of atoms of the kth element present in each molecule of chemical species i, and

𝜆𝑘 is the Lagrange multiplier corresponding to material balance for kth element. Since

we assume ideal gas conditions, from now on, we will consider P1 = P2 = 1 bar.

𝐺𝑖(𝑇2, 𝑃2) can be further expanded as follows:

𝐺𝑖(𝑇2, 𝑃2) = ∆𝐻𝑖𝑜 −

𝑇2

𝑇2(∆𝐻𝑖

𝑜 − ∆𝐺𝑖𝑜) + 𝑅𝛷 − 𝑅𝑇2Ψ𝑖 𝑖 ∈ 𝐼 (3.7)

where Ψ𝑖 represents the integral ∫𝐶𝑝,𝑖

𝑖𝑔

𝑅

𝑑𝑇

𝑇

𝑇2

𝑇1.

We consider the following equation for 𝐶𝑝,𝑖𝑖𝑔

as a function of temperature:

𝐶𝑝,𝑖𝑖𝑔

= 𝐴𝑖 + 𝐵𝑖𝑇 + 𝐶𝑖𝑇2 + 𝐷𝑖𝑇−2 𝑖 ∈ 𝐼 (3.8)

This leads to the following expressions for Φ𝑖 and Ψ𝑖.

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2 2 3 3

1 1 1

1

11 1 1

2 3

i i ii i

B C DAT T T

T

𝑖 ∈ 𝐼 (3.9)

2

1 1 2 2

1

1ln 1

2

ii i i i

DA BT C T

T

𝑖 ∈ 𝐼 (3.10)

2

1

T

T (3.11)

3.2. Nonlinear (NLP) Optimization Model for Theoretical Minimum Calculations

Base on the above discussion, a nonlinear (NLP) optimization model has been

developed to calculate the thermodynamically minimum energy to produce syngas with

a specified H2:CO ratio. The NLP model is then extended to include other objectives to

find maximum achievable CO2 utilization and maximum achievable syngas selectivity

for a given reforming system. The complete formulation of the NLP model is provided

below.

Sets and Indices

i chemical species (i I, I is the set of total species in the system)

k chemical element (k K, where K is the set of total elements)

Parameters:

T1, P1 initial feed temperature and pressure

∆𝐺𝑖𝑜 standard Gibbs energy of formation of chemical species i

∆𝐻𝑖𝑜 constant molar enthalpy of species i at standard condition

R gas constant

aik number of atoms of the kth element in each molecule of chemical species i

rSG ratio of H2 and CO moles in the product syngas

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𝑆𝑆𝐺𝑚𝑖𝑛 minimum combined H2 and CO selectivity over other species in syngas

𝑈𝐶𝑂2

𝑚𝑖𝑛 fraction of CO2 from the feed that must be converted

𝑇2𝐿 , 𝑃2

𝐿 , 𝑛𝑖𝐹,𝐿

lower bounds on the final temperature, pressure and molar feed variables

𝑇2𝑈, 𝑃2

𝑈 , 𝑛𝑖𝐹,𝑈

upper bounds on the final temperature, pressure and molar feed variables

Variables:

T2, P2 product temperature and pressure

ni number of moles of chemical species i in the equilibrium product at T2 and P2

𝑛𝑖𝐹 number of moles of chemical species i in the feed

𝑛𝐶𝑂2

𝑎𝑢𝑥 auxiliary emission (moles of CO2) to supply energy for the system

𝜆𝑘 Lagrange multiplier corresponding to material balance for kth element

NLP Model Formulation:

min𝑇2,𝑛𝑖

𝐹 𝐸 = ∑ 𝑛𝑖𝐻𝑖(𝑇2, 𝑃2) −𝑖∈𝐼 ∑ 𝑛𝑖

𝐹𝐻𝑖(𝑇1, 𝑃1)𝑖∈𝐼 (O1)

s.t.

𝐻𝑖(𝑇1, 𝑃1) = ∆𝐻𝑓,𝑖𝑜 (C1)

𝐻𝑖(𝑇2, 𝑃2) = ∆𝐻𝑓,𝑖𝑜 + ∫ 𝐶𝑝

𝑖𝑔𝑑𝑇

𝑇2

𝑇1= 𝑅Φ (C2)

𝐺𝑖(𝑇2, 𝑃2) + 𝑅𝑇2 𝑙𝑛𝑛𝑖

∑ 𝑛𝑖𝑖∈𝐼+ ∑ 𝜆𝑘𝑎𝑖𝑘𝑘 = 0 𝑖 ∈ 𝐼 (C3)

∑ 𝑛𝑖𝑎𝑖𝑘𝑖∈𝐼 = ∑ 𝑛𝑖𝐹𝑎𝑖𝑘𝑖∈𝐼 𝑘 ∈ 𝐾 (C4)

𝐺𝑖(𝑇2, 𝑃2) = ∆𝐻𝑖𝑜 −

𝑇2

𝑇2(∆𝐻𝑖

𝑜 − ∆𝐺𝑖𝑜) + 𝑅𝛷 − 𝑅𝑇2𝛹 𝑖 ∈ 𝐼 (C5)

2 2 3 3

1 1 1

1

11 1 1

2 3

i i ii i

B C DAT T T

T

𝑖 ∈ 𝐼 (C6)

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2

1 1 2 2

1

1ln 1

2

ii i i i

DA BT C T

T

𝑖 ∈ 𝐼 (C7)

2

1

T

T (C8)

𝑛H2= 𝑟SG𝑛CO (C9)

𝑛𝐻2+ 𝑛CO = 𝑆SG ∑ 𝑛𝑖i∈I (C10)

𝑛𝐶𝑂2

𝐹 − 𝑛𝐶𝑂2− 𝑛𝐶𝑂2

𝑎𝑢𝑥 = 𝑈𝐶𝑂2𝑛𝐶𝑂2

𝐹 (C11)

𝑛𝐶𝑂2

𝐹 = 1; 𝑛𝑖𝐹 = 0 ∀𝑖 ∈ {𝐼\𝐼𝐹} (C12)

𝑛𝐶𝑂2

𝑎𝑢𝑥 = 𝐸 (C13)

𝑇2𝐿 ≤ 𝑇2 ≤ 𝑇2

𝑈, 𝑃2𝐿 ≤ 𝑃2 ≤ 𝑃2

𝑈, 𝑛𝑖𝐹,𝐿 ≤ 𝑛𝑖

𝐹 ≤ 𝑛𝑖𝐹,𝑈 (C14)

Here, the objective function (Eq. O1) is defined such that it minimizes the total

energy required for a thermodynamically reversible process. The key decision variables

are T2, P2 and 𝑛𝑖𝐹. While ni, 𝑛𝐶𝑂2

𝑎𝑢𝑥 and k are also variables, their values depend on the

decision variables and can be readily calculated. Eq. C9 ensures that the product syngas

has a H2:CO ratio of exactly rSG. Depending on specific syngas ratio requirement, rSG

can be fixed. Eq. C10 is used to calculate the selectivity, 𝑆𝑆𝐺. For instance, a value of

𝑆𝑆𝐺 of 0.90 would mean that 90% of the syngas product be composed of only H2 and CO

molecules while the rest be comprised of other chemical species. Since the ultimate

purpose of the process is to utilize CO2 to produce syngas, it is important that we

calculate the net CO2 conversion which is calculated by subtracting the unreacted CO2

(𝑛𝐶𝑂2) and the auxiliary CO2 emission (𝑛𝐶𝑂2

aux) from the total CO2 fed to the system

(𝑛𝐶𝑂2

𝐹 ). Eq. C11 calculates the net CO2 conversion of 𝑈𝐶𝑂2 achieved by the process. To

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38

normalize the calculation, we fix 𝑛𝐶𝑂2

𝐹 to be one (Eq. C12), which means that the

minimum energy is calculated as kJ per mol basis. Furthermore, in specific cases, we

might want to consider only a subset, IF, of chemical species to be present in the feed.

Therefore, we fix the number of moles to be zero for those species which are not present

in the feed, as shown in Eq. C12. The auxiliary CO2 emission is calculated using Eq.

C13, which is a function of the energy required by the system (E). In this work, we

assume that the auxiliary emission is a linear function of the energy utilized in a system.

Therefore, a constant emission factor () is used to calculate the auxiliary emission

amount from the total energy consumption amount. Finally, the user-defined bounds on

the decision variables are imposed by Eq. C14. Note that the decision variables can be

also fixed. In that case, the NLP optimization model reduces to a simulation model.

3.2.1. Minimum Energy for Syngas Production without Purification

Eqs. O1 and C1-14 define the complete NLP model. It should be noted that Eqs.

C9-13 are constraints which are specifically written for a system that would utilize CO2

to produce syngas. However, Eqs. O1, C1-8 and C14 are general constraints that will be

always present irrespective of the process goals. In general, the NLP model can be

extended to any chemical process, where Eqs. C9-13 would be replaced by problem

specific constraints.

3.2.2. Minimum Energy for Syngas Production with Purification

The equilibrium product mixture at various conditions will not only include

syngas (H2 and CO), but it will also have other gases, such as CO2, CH4, H2O and O2. So

far, we have only considered the energy required production of syngas, but have not

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considered the additional energy required for downstream purification. The theoretical

minimum work required to completely separate H2 and CO from the product mixture can

be obtained by considering the separation process to be undergoing a reversible

isothermal, isobaric change. Therefore, in the simple case of syngas separation from one

product stream, considering all streams to be consisting of ideal mixtures, the minimum

energy equals to the minimum work that must be done to separate a mixture into its pure

components which is equal to the changes in Gibbs free energy of a reversible process.

𝐸𝑆𝑒𝑝𝑚𝑖𝑛 = ∆𝐺𝑚𝑖𝑥 = −𝑇∆𝑆𝑚𝑖𝑥 = −𝑅𝑇 ∑ 𝑥𝑖 𝑙𝑛 𝑥𝑖𝑖∈𝐼 (O2)

where

𝑥𝑖 =𝑛𝐻2+𝑛𝐶𝑂

∑ 𝑛𝑖𝑖∈𝐼 (3.13)

Therefore, the same NLP model can be used to calculate the minimum energy for

combined production and separation of H2 and CO as pure syngas. The only

modification that is needed is the revision of the objective function as follows:

min𝑇2,𝑛𝑖

𝐹 𝐸 = ∑ 𝑛𝑖𝐻𝑖(𝑇2, 𝑃2) −𝑖∈𝐼 ∑ 𝑛𝑖

𝐹𝐻𝑖(𝑇1, 𝑃1)𝑖∈𝐼 − 𝑅𝑇 ∑ 𝑥𝑖 𝑙𝑛 𝑥𝑖𝑖∈𝐼 (O2)

The NLP model, which consists of Eqs. O2, C1-14 and Eq. 3.13 will be used to

obtain the minimum energy required to convert CO2 and other gases into syngas and

separate syngas from the product mixture.

3.2.3. Maximum Net CO2 Utilization and Maximum Syngas Selectivity

Again, we can use the same NLP model to obtain the maximum net percentage of

the feed CO2 that can be utilized for a given reformer type. The calculation of net CO2

utilization (feed – conversion + emission) is already embedded in the model (Eq. C11).

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40

Only modification we need to do to the model is the change of the objective function

from Eq. O1 to Eq. O3:

max𝑇2,𝑛𝑖

𝐹 𝑈𝐶𝑂2

(O3)

Similarly, to obtain the maximum possible syngas (H2+CO) selectivity in the

product mixture, we just replace the original objective function by the new objective

function given by Eq. O4, which is defined as

max𝑇2,𝑛𝑖

𝐹 𝑆𝑆𝐺 (O4)

3.3. Results for Minimum Energy, Maximum CO2 Utilization and Maximum

Syngas Selectivity at Equilibrium Conditions

Using the proposed NLP model, we have performed the calculation for the

theoretically minimum energy (Emin), maximum CO2 utilization (Umax) and maximum

syngas selectivity (Smax) for different reforming and CO2 conversion alternatives (DR,

CDSMR, PODR, CR, TR and RWGS) for a range of syngas H2 to CO ratio (0 ≤ 𝑟𝑆𝐺 ≤

3). The results are shown in Figure 3.1. It can be noted that different alternatives require

different energy for the same CO2 utilization (Figure 3.1a). The results highlight the fact

that not a single technology may be the best for all syngas ratios. For 0 ≤ 𝑟𝑆𝐺 ≤ 1, all

alternatives can achieve the same CO2 utilization and selectivity, but DR and CDSMR

are not competitive with other alternatives in terms of minimum energy. Combined

reforming technologies show greater promise for syngas production in terms of

energetics for the range of syngas ratio between 0 and 2. While PODR is a promising

alternative up to a syngas ratio of 2, beyond that only TR, CR and RWGS are promising.

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41

Figure 3.1. Results from the energetic analysis for syngas production. (a)

Thermodynamically minimum energy requirement, (b) maximum possible CO2

utilization, and (c) maximum attainable syngas selectivity plots for different CO2

conversion alternatives (DR: dry reforming, CDSMR: combined dry and steam methane

reforming, RWGS: reverse water gas, CR: combined reforming with CO2, methane,

oxygen and water as the feed mixture), TR: tri-reforming).

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42

Therefore, the syngas ratio plays a critical role determining the energy

requirement and CO2 utilization of a process. This is further amplified by the fact that

the maximum syngas selectivity may not be achieved at the syngas ratio that achieves

minimum energy or maximum CO2 utilization (Figure 3.1c). For instance, the maximum

syngas selectivity obtained is 68.6% at a syngas ratio of 0.58 by a dry-reforming process

operating at equilibrium.

Figure 3.2. Results from the energetic analysis for syngas production via dry

reforming (DR). Thermodynamically minimum energy, maximum possible CO2

utilization, maximum attainable syngas selectivity and the optimal feed CH4/CO2 ratio

for CO2 utilization via dry-reforming route.

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43

DR and CDSMR both need more energy compared to the energy needed by other

alternatives. DR can only generate a syngas ratio between 0 and 1. The combined

reformers such as PODR, CR and TR use oxygen, which performs exothermic partial

oxidation. This suggests that theoretically it is possible to extract energy from these

reforming alternatives.

The optimization-based computational framework developed in this work can be

used to benchmark the performance of a CO2 utilization technology based on

thermodynamics and energetics analysis. For instance, we have performed the

thermodynamic analysis for DR. The theoretically minimum energy for DR is equal to

+139 kJ per mol of CO2 utilized via DR. This means that, irrespective of the design, a

DR process operating at equilibrium conditions will always consume more than 139

kJ/mol of energy, even if the process operates at the highest efficiency. The minimum

energy is achieved when the syngas ratio is 0.44. However, this syngas ratio cannot

achieve an overall CO2 utilization more than 72% (see Figure 3.1b). DR can achieve the

maximum CO2 utilization of 100% only when the syngas ratio is set to 1. The results for

DR are summarized in Figure 3.2. Similar analysis can be performed for other

technologies using the proposed NLP-based optimization framework.

Furthermore, the method can be used to analyze the trade-offs between different

objectives such as energy consumption versus CO2 utilization for a given technological

route. For instance, Figure 3.3 shows the difference in energy consumption between two

cases for CDSMR. The green lines correspond to the case when CDSMR is assumed to

be operated at equilibrium with minimum enthalpy change. This provides the lower

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44

bound on the energy consumption. As we can see from the Figure 3.3(top), there is a

significant energy penalty if the objective of the CDSMR process deviates from the

minimum energy to the maximum CO2 utilization. At higher syngas ratios, the energy

penalty becomes significant. We also note from the Figure 3.3(bottom) that a change in

the objective from the maximum CO2 utilization (dotted line) to the minimum energy

consumption (solid line) significantly reduces the CO2 utilization potential, especially in

the region around the syngas ratio of two.

Figure 3.3. Trade-offs between energy and CO2 utilization potentials for combined

dry and steam reforming (CDSMR).

0

1000

2000

3000

4000

5000

6000

0 1 2 3

En

erg

y [

kJ

/mo

l]

Syngas H2 to CO ratio

Min. Energy for CDSR

Energy for Max. CO2 Utilizationby CDSR

0

20

40

60

80

100

0 1 2 3

[%]

Syngas H2 to CO ratio

CO2 utilization at Min. Energyby CDSR

Max. CO2 Utilization by CDSR

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45

To summarize, a novel nonlinear (NLP) optimization-based framework is

developed for the energetic analysis of different CO2 utilization alternatives via the

production of syngas. The thermodynamics-based analysis of minimum energy,

maximum CO2 utilization potential and maximum attainable syngas selectivity reveal

that not a single reforming technology is optimal for the entire range of syngas of

practical interest. A systematic method needs to be employed to select the technologies.

The energy consumption (hence the cost) of syngas production is affected by the syngas

specifications such as syngas ratio, target CO2 utilization, and target syngas selectivity.

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CHAPTER IV

MODELING AND SIMULATION OF REACTORS FOR CO2 UTILIZATION

VIA SYNGAS

In this work, four types of reactor models have been considered. The equilibrium

reactor model, the stoichiometry-based reactor model and two 1-D reaction rate-based

models, namely, pseudo-homogeneous and heterogeneous reactor models have been

considered.

4.1. Equilibrium-based Reactor Model

The equilibrium model provides us with a benchmark on the conversion and

yield for any operating condition, based on the thermodynamics limitations. Though, in

practice, reactors may not operate at equilibrium at all times, it is a simple and robust

model to study the nature of the reaction and gain knowledge about the maximum

achievable compositions. By varying the process variables such as reactor temperature

and pressure, we can see the trends and behavior of the output compositions from the

reactor. Let us define the indices used in our models.

𝑖 Represents any component/species like CH4, CO2

𝑗 Represents any reaction like combustion of methane

For the equilibrium reactor model, the Gibbs energy of the system is minimized

to get the equilibrium composition. The total Gibbs energy of a system is given by the

following formula.

𝐺𝑇 = ∑ 𝑛𝑖𝐺𝑖 = ∑ 𝑛𝑖𝜇𝑖 = ∑ 𝑛𝑖𝐺𝑖𝜊

𝑁

𝑖=1

𝑁

𝑖=1

+ 𝑅𝑇 ∑ 𝑛𝑖ln𝑓𝑖

𝑓𝑖0 (4.1)

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47

The total Gibbs energy 𝐺𝑇is a function of the system composition, 𝑛𝑖 and the

chemical potential, 𝜇𝑖(𝑇) of all the species present. All the species that can be stable

under the given conditions are to be considered while evaluating the total Gibbs energy.

The total Gibbs energy can then be minimized using numerical or computational

techniques such as Lagrangian-multiplier technique.

For simplicity, we use the Aspen RGIBBS reactor model to perform our

simulations and analyses. We simulate both adiabatic and isothermal conditions based

on our need to study the reactor performance. The reactor inlet feed flowrate,

temperature and pressure are specified for each simulation.

Since the Aspen RGIBBS model has been used to simulate the equilibrium

reactor model, we do not have the functional form for the output compositions for

further analyses. So, surrogate modeling approach has been adopted for building

algebraic functional forms of the equilibrium compositions based on the reactor feed

conditions. For this purpose, we have used the Cubic Radial Basis function, which is an

interpolating function as our basis surrogate model. This is presented by Eq. 4.2.

Latin Hypercube sampling was done for the input variables such as inlet molar

flowrates of reactants, inlet reactor temperature and inlet reactor pressure within the

bounds on each variable and simulations were performed at these points. The bounds for

input variables in DR are given in Table 4.1. The bounds for the input variables of other

𝑦�� = 𝑎𝑘 + ∑ 𝑏𝑖,𝑘𝑥𝑖,𝑘

𝑁𝑣𝑎𝑟

𝑖=1

+ ∑ 𝜆𝑗,𝑘 ( ∑ (𝑥𝑖,𝑘 − 𝑥𝑗,𝑖,𝑘)2

𝑁𝑣𝑎𝑟

𝑖=1

)

3/2|𝑆𝐼|

𝑗=1

∀ 𝑘 ∈ 𝑁𝑜𝑢𝑡 (4.2)

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48

reactors can be found in Appendix C, in section C.1. This parameters in the cubic radial

basis function were obtained by solving a linear (LP) optimization problem.

Linear optimization problem to obtain 𝑎𝑘, 𝑏𝑖,𝑘, 𝜆𝑗,𝑘:

min ∑(𝑆𝑃𝑗 + 𝑆𝑁𝑗)

|𝑆𝑉|

𝑗=1

𝑦𝑗 + 𝑆𝑃𝑗 + 𝑆𝑁𝑗 = 𝑦��, 𝑗 = 1, . . , |𝑆𝑉|

𝑦𝑗 = 𝑦��, 𝑗 = 1, . . , |𝑆𝐼|

𝑆𝑃𝑗 , 𝑆𝑁𝑗 ≥ 0, 𝑗 = 1, . . , |𝑆𝑉|

Where |SI| represents the interpolating set and |SV| represents the validation set. In this

problem, the sum of slack variables SPj, SNj is minimized to find a feasible set of

parameters for model fitting.

Table 4.1. Bounds on input variables for DR for equilibrium model.

Input

Variables

Description Lower

Bound

Upper

Bound

Unit

X1 Molar flowrate of CH4 to DR 0.1 10 Mol/s

X2 Molar flowrate of CO2 to DR 0.1 10 Mol/s

X3 Inlet pressure of gases to DR 1e5 10e5 Pa

X4 Inlet temperature of gases to DR 600 1200 K

4.2. Stoichiometry-based Reactor Model

Stoichiometry-based reactor model is a simple model where the output of a

product is based upon the conversion of one of the reactants, which is the limiting

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49

reactant of the system. In this work, a fixed conversion model is used where the

conversion of a reactant species is taken from literature based on experimental results.

These conversion values are reported in Appendix B, Table B.3.

The model can be described as follows

𝐹𝑜𝑢𝑡𝑛 = 𝐹𝑖𝑛

𝑛 + 𝜂𝑎𝑛𝐹𝑖𝑛𝐿𝑅

where

𝐹𝑜𝑢𝑡𝑛 Output Molar flowrate of a species n

𝐹𝑖𝑛𝑛 Inlet Molar flowrate of a species n

𝐹𝑖𝑛𝐿𝑅 Inlet Molar flowrate of the limiting reactant

𝑎𝑛 Stoichiometric coefficient of the species n

𝜂 Conversion of the limiting reactant

4.3. Reaction Rate-based 1-D Reactor Models

Catalytic reactions are usually carried out in packed bed reactors. A packed bed

reactor is a tubular reactor that is packed with catalyst particles that are usually

uniformly sized. To simulate a packed bed, appropriate rate expressions are required and

the transport phenomena occurring in the bulk fluid and catalyst pellet need to be

modeled. Due to the complex phenomena that takes place in the reactor, the exact

description of the reactor in most cases is impossible. We have used two rate-based

models, namely, the pseudo-homogeneous reactor model and the heterogeneous reactor

model to describe our reactor systems. The following sections describe in detail the key

assumptions, model equations and solution strategy of each model used.

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50

4.3.1. Pseudo-Homogeneous Reactor Model

In this section, we describe a 1-D steady state pseudo-homogeneous packed bed

reactor. This is also known as a plug-flow model as convection of the gases is the only

transport mechanism considered. The key assumptions of this model are:

• The catalyst surface is fully exposed to the bulk fluid, that is, there are no fluid-

particle heat and mass transfer resistances.

• Operates at steady state.

• Only axial profiles of concentration, temperature and pressure are considered.

• Radially averaged properties are considered.

• Non-ideality of gas phase is neglected.

The mass balance of each component entering the reactor are given by the following

continuity equations. The change in molar flow rate of each component with respect to

reactor length is given by the following set of differential equations.

The rate of production (consumption), −𝑅𝑖(𝐶, 𝑇), of each component i is given by

The rate expressions 𝑟𝑗 and their corresponding parameters are given in the Table 2.3.

The energy balance in the reactor is given by the following equation. The reactor is

assumed to operate adiabatically. The temperature profile along the axial direction thus

only depends upon the heat of reaction.

𝑑𝐹𝑖

𝑑𝑧= 𝜌𝑏 . 𝐴(−𝑅𝑖(𝐶, 𝑇) ) (4.3)

−𝑅𝑖(𝐶, 𝑇) = ∑ 𝜂𝑗𝛾𝑖,𝑗𝑟𝑗

𝑗

(4.4)

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51

The pressure drop across the bed is given by the following equation.

The correlation for the friction factor, f, is given by the Ergun equation:

Where 𝛼 = 150 and 𝛽 = 1.75 93-94.

Hydraulic diameter dh=6×Vp/Ap

The model could be made to represent an isothermal reactor by modifying the energy

balance equation Eq. 4.5 to the following equation.

Boundary conditions: The boundary conditions for the packed bed are given by the inlet

feed conditions.

This model is to be used only when there is a negligible difference between the

solid and the fluid phase conditions. If there are considerable fluid-particle mass and

heat transfer resistances, we need to use a heterogeneous model to describe the reactor.

To simulate the pseudo-homogeneous model for DR reactor, we use the

differential Eqs. 4.3-4.7 for an adiabatic reactor model and 4.3-4.4, and 4.6-4.8 for an

isothermal reactor with expressions DR1, DR2 from Table 2.3 in MATLAB.

∑ 𝐹𝑖𝑐𝑝𝑖𝑖

𝑑𝑇

𝑑𝑧= 𝜌𝑏 . 𝐴 ∑ 𝜂𝑗(−

𝑗

∆𝐻𝑗). 𝑟𝑗 (4.5)

𝑑𝑃

𝑑𝑧= −2𝜌𝑓𝑢𝑠

2𝑓/𝑑ℎ (4.6)

𝑓 =(1 − 휀)

2휀3[𝛼(1 − 휀)

𝑅𝑒ℎ+ 𝛽] (4.7)

𝑑𝑇

𝑑𝑧= 0 (4.8)

At z = 0, 𝐹𝑖 = 𝐹𝑖∘, 𝑇 = 𝑇∘, 𝑃 = 𝑃∘ (4.9)

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52

Solving the pseudo-homogeneous model: The pseudo-homogeneous model

consists of a set of ordinary differential equations. To counter any numerical issues, we

scale the equations. The scaled equations can be found in Table 4.2. The ODEs were

solved numerically on MATLABTM using solver ode23s with the boundary conditions

given as per Eq. 4.9 as the initial conditions for the ode solver for a given length, L. The

other parameters are given in Table 4.3.

4.3.2. Heterogeneous Reactor Model

In this section, we describe a 1-D steady state heterogeneous reactor model. This

model takes into account the mass and energy conservation equations separately for the

solid and the fluid phase. As mentioned before, if there are considerable fluid-particle

mass and heat transfer resistances, we need to use a heterogeneous model to describe the

reactor. The fixed bed reactor is assumed to operate at steady state under adiabatic

conditions. The key assumptions of this model are:

• Operates at steady state.

• Only axial profiles of concentration, temperature and pressure are considered.

• Axial dispersion is negligible.

• Non-ideality of gas phase is neglected.

The mass balance of each component in the bulk fluid phase are now revised and are

given by the following continuity equations. The change in molar flow rate of each

component with respect to reactor length is given by the following set of differential

equations.

𝑑𝐹𝑖

𝑑𝑧= 𝑘𝑠𝑖𝑎𝑚𝐴𝜌𝑏 (

𝑦𝑠𝑖𝑃

𝑅𝑇𝑠−

𝑦𝑖𝑃

𝑅𝑇)

(4.10)

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53

The energy balance in the bulk fluid phase is given by the following equation. The

reactor is assumed to operate adiabatically.

The pressure drop across the bed is given by the following equation.

The solid phase equations are a set of nonlinear algebraic equations as can be seen in Eq.

13-14.

Mass balance in the solid phase is given by the following equation.

The energy balance in the solid phase is given by the following equation.

The rate expressions for each reaction j, (−𝑟𝑗) has been given in Table 2.3. To get

(−𝑟𝑗)𝑠from (−𝑟𝑗), substitute 𝑦𝑖 , 𝑇 with 𝑦𝑖𝑠, 𝑇𝑠 in the rate expressions, respectively.

For example, the rate expression for dry reforming of methane would become given by

(−𝑟1)𝑠 =𝑘1𝐾𝐶𝑂2,1𝐾𝐶𝐻4,1𝑝𝐶𝐻4

𝑝𝐶𝑂2

(1 + 𝐾𝐶𝑂2,1𝑝𝐶𝑂2+ 𝐾𝐶𝐻4,1𝑝𝐶𝐻4

)2(1 −

(𝑝𝐶𝑂𝑝𝐻2)

2

𝐾𝑃1(𝑝𝐶𝐻4

𝑝𝐶𝑂2)

)

Where 𝑝𝑖 = 𝑦𝑖𝑠𝑃 and 𝑘1 = 1.29×106𝑒𝑥𝑝 (−102,065

𝑅𝑇𝑠)

The model could be made to represent an isothermal reactor by modifying the energy

balance equation Eq. 4.11 to the following equation.

𝑑𝑇

𝑑𝑧=

ℎ𝑠𝑎𝑚𝐴𝜌𝑏(𝑇𝑠 − 𝑇)

∑ 𝐹𝑖𝑐𝑝𝑖𝑖 (4.11)

𝑑𝑃

𝑑𝑧= −2𝜌𝑓𝑢𝑠

2𝑓/𝑑ℎ (4.12)

𝑘𝑠𝑖𝑎𝑚 (𝑦𝑠𝑖𝑃

𝑅𝑇𝑠−

𝑦𝑖𝑃

𝑅𝑇) = ∑ 𝜂𝑗𝜈𝑖𝑗(−𝑟𝑗)

𝑠𝑗

(4.13)

ℎ𝑠𝑎𝑚(𝑇𝑠 − 𝑇) = ∑ 𝜂𝑗(∆𝐻𝑗)(−𝑟𝑗)𝑠

𝑗

(4.14)

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54

Boundary conditions:

The initial conditions for solving the ordinary differential equations are given by the

inlet feed conditions of the packed bed reactor.

The bulk to solid mass and heat transfer coefficients 𝑘𝑠𝑖 , ℎ𝑠 in the above equations are

given by the correlations 95.

The model equations used in this work have been reported by Avci et al (2001). 87

For instance, to simulate the heterogeneous reactor model for the DR reactor, we solve

the differential Eqs. 4.10-4.12 in MATLAB and the algebraic Eqs. 4.13-4.14 with

expressions DR1 and DR2 from Table 2.3 on GAMS (General Algebraic Modeling

System). The solution procedure to solve the heterogeneous model is given in the next

section.

Solving the heterogeneous model: The 1-D heterogeneous reactor model

consists of a set of ordinary differential equations and a set of nonlinear algebraic

equations. We solve this system of equations in an iterative manner, that is, represented

by Figure 4.1. The procedure begins on the MATLAB interface where the boundary

conditions (Eq. 4.16) are fed in. The variables are passed on to GAMS, where the set of

𝑑𝑇

𝑑𝑧= 0 (4.15)

At z = 0, 𝐹𝑖 = 𝐹𝑖∘, 𝑇 = 𝑇∘, 𝑃 = 𝑃∘ (4.16)

ℎ𝑠𝐷𝑝

𝜆𝑓= 2 + 1.1𝑃𝑟1/3𝑅𝑒0.6 (4.17)

𝑘𝑠𝑗𝐷𝑝

𝜆𝑓= 2 + 1.1𝑆𝑐1/3𝑅𝑒0.6 (4.18)

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55

nonlinear algebraic equations (Eq. 4.13-14) are solved using the global solver

ANTIGONE 96, solving the NLP minimization problem given. The variables of the solid

phase that are solved for, are passed back to MATLAB, where the ODE solver, ode23

integrates the set of ordinary differential equations, equations 4.10-13 for the next step

𝑧𝑘+1 = 𝑧𝑘 + ∆z. The variables in the bulk fluid phase for the new step are then passed

on to GAMS and the steps are repeated over until the end of the bed length L is reached.

This is explained through the flowchart in the Figure 4.1.

Figure 4.1. Solution strategy to solve the 1-D heterogeneous reactor model. The

figure provides the variable interaction between the two platforms – GAMS and

MATLAB.

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56

The NLP optimization problem to solve the set of algebraic nonlinear equations is given

below. The objective is to minimize the sum of slack variables, SP, SK, and the

constraints are the set of nonlinear equations.

min(𝑆𝑃𝑘 + 𝑆𝑁𝑘) , k: number of nonlinear equations

s.t.

𝑘𝑠𝑎𝑚 (𝑦𝑠𝑖𝑃

𝑅𝑇𝑠−

𝑦𝑖𝑃

𝑅𝑇) − ∑ (−𝑅𝑗(𝑦𝑠𝑖, 𝑇𝑠) )𝑗 + 𝑆𝑃𝑘 − 𝑆𝑁𝑘 = 0

ℎ𝑠𝑎𝑚(𝑇𝑠 − 𝑇) − ∑ (−𝑗 ∆𝐻𝑗)𝑅𝑗(𝑦𝑠𝑖, 𝑇𝑠) + 𝑆𝑃𝑘 − 𝑆𝑁𝑘 = 0

𝑆𝑃𝑘, 𝑆𝑁𝑘 ≥ 0

To avoid numerical issues due to scaling, we scale the system of equations. The scaled

model with the scaled variables and equations are given in Table 4.1.

Table 4.2. Scaled 1-D pseudo-homogeneous and 1-D heterogeneous models.

1-D Pseudo-Homogeneous Reactor 1-D Heterogeneous Reactor Model

Scaled Process Variables

��𝑖 =𝐹𝑖

𝐹𝑖0, �� =

𝑇

𝑇0, �� =𝑃

𝑃0, 𝑧 =𝑧

𝐿, 𝑦�� = 𝑦𝑖

Scaled Process Variables

��𝑖 =𝐹𝑖

𝐹𝑖0, �� =

𝑇

𝑇0, �� =𝑃

𝑃0, 𝑧 =𝑧

𝐿, 𝑦�� = 𝑦𝑖

��𝑠 =𝑇𝑠

𝑇𝑠0, 𝑦𝑖𝑠 = 𝑦𝑖𝑠

Scaled Equations for Bulk Fluid Scaled Equations for Bulk Fluid

𝑑��𝑖

𝑑𝑧= (

𝐿

𝐹𝑖0)𝜌𝑏. 𝐴(−𝑅𝑖(𝑦��, ��, ��) )

∑ ��𝑖𝑐𝑝𝑖𝑖

𝑑��

𝑑𝑧

= (𝐿

𝑇0)𝜌𝑏. 𝐴 ∑(−

𝑖

∆𝐻𝑖)𝑅𝑖(𝑦��, ��, ��)

𝑑��

𝑑𝑧= (

𝐿

𝑃0)−2𝜌𝑓𝑢𝑠

2𝑓/𝑑ℎ

𝑑��𝑖

𝑑𝑧= (

𝑃0𝐿

𝑇0𝐹𝑖0)𝑘𝑠𝑖𝑎𝑚𝐴𝜌𝑏 (

𝑦𝑠𝑖𝑃

𝑅𝑇𝑠−

𝑦𝑖𝑃

𝑅𝑇)

𝑑��

𝑑𝑧= 𝐿(

ℎ𝑠𝑎𝑚𝐴𝜌𝑏(𝑇𝑠 − 𝑇)

∑ 𝐹𝑖𝑐𝑝𝑖𝑖)

𝑑��

𝑑𝑧= (

𝐿

𝑃0)(−2𝜌𝑓𝑢𝑠

2𝑓/𝑑ℎ)

Scaled Equations for Solid Phase

The nonlinear equations remain the same and

are not scaled.

𝑘𝑠𝑖𝑎𝑚 (𝑦𝑠𝑖𝑃

𝑅𝑇𝑠−

𝑦𝑖𝑃

𝑅𝑇) = ∑ 𝜂𝑗𝜈𝑖𝑗(−𝑟𝑖𝑗)

𝑠𝑗

ℎ𝑠𝑎𝑚(𝑇𝑠 − 𝑇) = ∑ 𝜂𝑗(∆𝐻𝑗)(−𝑟𝑗)𝑠

𝑗

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57

Table 4.3. Parameters for reactor models.

Parameter Description Value Unit

dp Particle outer diameter 32e-4 m

hp Particle height 32e-4 m

dt Tube diameter 0.5 m

휀 Porosity 0.4 -

𝜌𝑏 Bed density 1050 kg/m3

am Specific surface area of catalyst pellet 90000 m2/kg

The catalyst particles are assumed to be cylindrical particles.

4.3.3. Reactor Performance Metrics

In this section, we define the metrics that would be used to measure the

performance of the reactor. The first metric is the percentage CH4 converted, which is

defined by the following equation.

The second metric is the percentage CO2 converted which is defined, for all the reactors

where CO2 is a feed, as follows.

For other reactors where CO2 is not present in the feed, such as SMR, POX and POSMR,

it is defined by the following equation.

𝐶𝐻4 𝐶𝑜𝑛𝑣𝑒𝑟𝑠𝑖𝑜𝑛 (%) =(𝐹𝐶𝐻4

𝑓𝑒𝑒𝑑− 𝐹𝐶𝐻4

𝑜𝑢𝑡)

𝐹𝐶𝐻4

𝑓𝑒𝑒𝑑×100 (4.19)

𝐶𝑂2 𝐶𝑜𝑛𝑣𝑒𝑟𝑠𝑖𝑜𝑛 (%) =(𝐹𝐶𝑂2

𝑓𝑒𝑒𝑑− 𝐹𝐶𝐻4

𝑜𝑢𝑡)

𝐹𝐶𝑂2

𝑓𝑒𝑒𝑑×100 (4.20)

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58

These are the two metrics studied by performing reactor simulations for different cases,

using different models.

4.4. Simulation Results and Comparison

4.4.1. Model Validation

The pseudo-homogeneous model of the steam reforming reactor is compared

with the experimental results reported in 97. An isothermal reactor is simulated with inlet

pressure as 1.1 bar, and the feed composition and flowrate selected such that CH4: H2O

is 1:3 mol/s. The bed length is 1 m. The pseudo-homogeneous model seems to be in

good agreement with the experimental results as can be seen in Figure 4.2.

Figure 4.2. Validation of the SMR pseudo-homogeneous model. The experimental

values are taken from 97.

In the next section, we shall present the results of the reactor simulations and

comparison between predictions of different models. Since the pseudo-homogeneous

model has been validated with experimental results, we shall study and compare the

640 660 680 700 720 740 760 780 800

0

10

20

30

40

50

60

Isothermal Reactor Temperature (K)

CH

4C

on

vers

ion

(%

)

SMR Pseudo-homogeneous Model Validation Plot

Model Plot

ExperimentalValues

𝐶𝑂2 𝐶𝑜𝑛𝑣𝑒𝑟𝑠𝑖𝑜𝑛 (%) =(𝐹𝐶𝑂2

𝑓𝑒𝑒𝑑− 𝐹𝐶𝐻4

𝑜𝑢𝑡)

𝐹𝐶𝐻4

𝑓𝑒𝑒𝑑×100 (18)

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59

model with equilibrium and heterogeneous models for each reactor system discussed in

Section 2.3.

4.4.2. Individual Reactor Simulation

In this section, we present the simulation results of each reactor. The reactor

performance metrics such as CH4 conversion and CO2 conversion are measured and

compared between the different models described before. The CH4 and CO2 conversion

are measured and compared for different reactor inlet temperatures. For all the

endothermic reactors, such as dry reforming (DR), steam methane reforming (SMR) and

combined dry and steam methane reforming (CDSMR), the simulations for both

adiabatic reactor and isothermal reactor has been shown for all the models. For the

exothermic reactors, such as partial oxidation of methane, we have simulated both

adiabatic and isothermal reactors, but the results of the isothermal reactors have been

presented for all the reactors. The reason for this has been explained in the section

below. The simulation conditions are given in Table 4.4.

Table 4.4. Reactor simulation conditions.

Variable Units DR SMR POX CDSMR PODR POSMR TR RWGS

𝐹𝑖𝑛𝑡𝑜𝑡𝑎𝑙 mol/s 2 2 2 3 3 3 4 2

𝑦𝐶𝐻4 - 0.5 0.5 0.5 0.33 0.33 0.33 0.25 0

𝑦𝐶𝑂2 - 0.5 0 0 0.33 0.33 0 0.25 0.5

𝑦𝐻2𝑂 - 0 0.5 0 0.33 0 0.33 0.25 0

𝑦𝑂2 - 0 0 0.5 0 0.33 0.25 0

𝑦𝐻2 - 0 0 0 0 0 0 0 0.5

𝑃𝑖𝑛 bar 1 1 1 1 1 1 1 1

𝐿𝑏𝑒𝑑 m 1 1 1 1 1 1 1 1

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4.4.2.1. Dry Reforming of Methane (DR)

All three models described previously, namely, equilibrium, 1-D pseudo-

homogeneous and 1-D heterogeneous models, are compared and the results are

presented for CH4 conversion and CO2 conversion in Figure 4.3. Here, the process

variable varied is the inlet temperature, while the inlet flowrate, reactant composition

and inlet pressure are fixed for all the cases for both adiabatic and isothermal reactors as

given by Table 4.4. We see that as the temperature increases, the conversion of both CH4

and CO2 go up and this can be attributed to the endothermic nature of the reaction. Also,

the system reaches equilibrium within the length of reactor bed for the simulated inlet

conditions. We also see that both the pseudo-homogeneous and the heterogeneous

models predict the same conversion at all temperatures.

Figure 4.3. Dry reforming of methane. The CH4 and CO2 conversion vs reactor inlet

temperature is reported here.

4.4.2.2. Steam Methane Reforming (SMR)

The results for CH4 conversion and CO2 conversion are presented in the Figure

4.4. Once again, we see that the system reaches equilibrium for the given inlet conditions

350 550 750 950 1150

0

20

40

60

80

100

120

Reactor Inlet Temperature (K)

Co

nve

rsio

n (

%)

DREquilibrim - Adia - CH4

Pseudo - Adia - CH4

Hetero - Adia - CH4

Equilibrium - Adia - CO2

Pseudo - Adia - CO2

Hetero - Adia - CO2

Pseudo - Iso - CH4

Pseudo - Iso - CO2

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61

and that there is no difference between the pseudo-homogeneous and heterogeneous

models. Since the system is endothermic, we can see that the methane conversion

increases with temperature. CO2, along with syngas of high ratios are produced at all

temperatures.

Figure 4.4. Steam reforming of methane. CH4 and CO2 Conversions vs Reactor Inlet

Temperature is reported here.

4.4.2.3. Partial Oxidation of Methane (POX)

We have simulated an isothermal reactor model apart from the adiabatic reactor

model for this reactor since the effect of inlet temperature can be studied better in an

isothermal reactor than in an adiabatic reactor. This is because, in an adiabatic reactor,

the temperature of the gases rises to very high values and CH4 conversion reaches 100%

350 550 750 950 1150

-25

-5

15

35

55

75

95

115

Reactor Inlet Temperature (K)

Co

nve

rsio

n (

%)

SMREquilibrium - Adia - CH4Pseudo - Adia - CH4Heterogeneous - Adia - CH4Equilibrium - Adia - CO2Pseudo - Adia - CO2Heterogeneous - Adia - CO2Pseudo - Iso - CH4Pseudo - Iso - CO2

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for all inlet temperatures between 700 and 1200 K. The equilibrium conversion for

methane for the range of temperature for the adiabatic reactor is presented in Figure 4.5.

Figure 4.5. Partial oxidation of methane – adiabatic. CH4 Conversion vs Adiabatic

Reactor Inlet Temperature is reported here.

The results for CH4 conversion and CO2 conversion for the isothermal reactor

model are presented in the Figure 4.6. The temperature range of the partial oxidation is

limited between 700K and 1200K since the kinetics for the total combustion of methane

are not valid at lower temperatures 78. We notice once again that the system reaches

equilibrium at all temperatures and that the predictions of pseudo-homogeneous and

heterogeneous models are very similar.

0

20

40

60

80

100

120

250 750 1250 1750

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on

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(%

)

Adiabatic Reactor Inlet Temperature (K)

POX

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Figure 4.6. Partial oxidation of methane - isothermal. CH4 and CO2 Conversion vs

Isothermal Reactor Temperature.

4.4.2.4. Combined Dry Reforming and Steam Reforming of Methane (CDSMR)

For simulating the combined dry and steam methane reforming, we use the same

reactions and rate expressions that represent the steam methane reforming reactor. As

mentioned earlier, dry reforming is also indirectly represented by the steam reforming

reactions. This can be validated by simulating the dry reforming reaction using the SMR

equations. The resulting plot for CH4 conversion with reactor outlet temperature is

compared with the results using the DR equations in Figure 4.7.

-70

-50

-30

-10

10

30

50

70

90

110

600 700 800 900 1000 1100 1200 1300

Co

nve

rsio

n (

%)

Isothermal Reactor Temperature (K)

POX

Equilibrium - CH4 Pseudo-homogeneous -CH4 Pseudo-homogeneous -CO2

Equilibrium -CO2 Hetero - CH4 Hetero - CO2

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Figure 4.7. DR and SMR kinetics comparison. The dry reforming reactor has been

simulated using DR equations and SMR equations and the percentage CH4 and CO2

conversions have been reported here with varying reactor inlet temperature. The exact

match of the two set of equations are seen.

The results for CH4 conversion and CO2 conversion for CDSMR are presented in the

Figure 4.8. We see that the CO2 conversion is positive for a certain range of temperature

and negative for others. This behavior can be explained by studying the individual

reactions and the corresponding rates of reactions in the system which is represented in

Figure 4.9. Thus, from the three primary reforming reactor simulations and one

combined reformer simulation, we see that most systems reach equilibrium and that the

pseudo-homogeneous and heterogeneous models show the same behavior. Thus, for the

other combined reactors and further analysis, we compare the equilibrium reactor with

the simpler rate-based model, the pseudo-homogeneous reactor model.

0

10

20

30

40

50

60

70

80

300 800 1300 1800 2300

Co

nve

rsio

n (

%)

Adiabatic Reactor Inlet Temperature (K)

using SMR eqs - CH4

Using SMR eqs - CO2

Using DR eqs - CH4

Using DR eqs - CO2

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Figure 4.8. Combined dry and steam reforming of methane. CH4 and CO2

conversions vs reactor inlet temperature is presented here.

Figure 4.9. Dominating reactions in different temperature regions explaining the

trend in CO2 conversion for combined dry and steam methane reforming.

-20

0

20

40

60

80

100

120

350 550 750 950 1150 1350

Co

nve

rsio

n (

%)

Reactor Inlet Temperature (K)

CDSMR

Pseudo - Adia - CH4 Equilibrium - Adia - CH4 Pseudo- Adia - CO2

Equilibrium - Adia - CO2 Hetero - Adia - CH4 Hetero - Adia - CO2

Pseudo - Iso - CH4 Pseudo - Iso - CO2

-8

-6

-4

-2

0

2

4

6

8

10

350 550 750 950 1150 1350

CO

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(%

)

Adiabatic Reactor Inlet Temperature (K)

Pseudo-homogeneous Equilibrium Heterogeneous

No reaction SMR 2 dominates Reverse WGS dominates

𝐒𝐌𝐑 𝟏 ∶ 𝐂𝐇𝟒 + 𝐇𝟐𝐎 → 𝐂𝐎 + 𝟑𝐇𝟐

𝐒𝐌𝐑 𝟐 ∶ 𝐂𝐇𝟒 + 𝟐𝐇𝟐𝐎 → 𝐂𝐎𝟐 + 𝟒𝐇𝟐

𝐖𝐆𝐒 ∶ 𝐂𝐎 + 𝐇𝟐𝐎 → 𝐂𝐎𝟐 + 𝐇𝟐

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4.4.2.5. Combined Dry Reforming and Partial Oxidation of Methane (PODR)

The results for CH4 conversion and CO2 conversion in PODR are presented in

the Figure 4.10. The isothermal reactor models of the equilibrium and pseudo-

homogeneous models are compared and it is seen the system reaches equilibrium for

most cases. Though CO2 is present in the feed, it is seen that CO2 is produced at lower

inlet temperature. This is because steam reforming of methane dominates at lower

temperatures producing CO2, owing to the lower enthalpy of reaction than dry reforming

of methane. At higher inlet temperatures, dry reforming of methane takes place thus

utilizing CO2.

Figure 4.10. Combined dry reforming and partial oxidation of methane. CH4 and

CO2 conversions vs isothermal reactor temperature is presented here.

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-50

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50

100

150

650 750 850 950 1050 1150 1250

Co

nve

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n (

%)

Isothermal Reactor Temperature (K)

PODR

Equilibrium - CH4 Pseudo-homogeneous - CH4

Pseudo-homogeneous - CO2 Equilibrium - CO2

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4.4.2.6. Combined Steam Reforming and Partial Oxidation of Methane

(POSMR)/Auto-thermal Reforming of Methane (ATR)

The results for CH4 conversion and CO2 conversion are presented in the Figure

4.11. The isothermal reactor models of the equilibrium and pseudo-homogeneous

models are compared and it is seen the system reaches equilibrium for most cases. Since

both steam methane reforming and partial oxidation produce CO2, the utilization of CO2

in POSMR is always negative. This could be a viable option in producing syngas of

syngas ratio between 2 and 3.

Figure 4.11. Combined steam reforming and partial oxidation of methane. CH4 and

CO2 conversions vs isothermal reactor temperature is presented here.

4.4.2.7. Tri-Reforming of Methane (TR)

The results for CH4 conversion and CO2 conversion are presented in the Figure

4.12. The isothermal reactor models of the equilibrium and pseudo-homogeneous

models are compared and it is seen the system reaches equilibrium for most cases. For

-100

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100

150

650 750 850 950 1050 1150 1250

Co

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n (

%)

Isothermal Reactor Temperature (K)

POSMR

Equilibrium - CH4 Pseudo-homogeneous - CH4

Pseudo-homogeneous - CO2 Equilibrium - CO2

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the simulation conditions plotted, we see that the inlet temperature needs to be very high

for CO2 to be utilized. This could be attributed to the precedence of reactions: partial

oxidation followed by steam methane reforming, followed by dry reforming of methane.

This is based upon the enthalpy of reaction. By changing the ratios of the inlet reactant

species, CO2 utilization could be increased.

Figure 4.12. Tri-reforming of methane. CH4 and CO2 Conversions vs isothermal

reactor temperature is presented here.

4.4.2.8. Reverse Water Gas Shift Reactor (RWGS)

The results for CH4 conversion and CO2 conversion are presented in Figure 4.13.

The adiabatic reactor models of the equilibrium and pseudo-homogeneous models are

compared and it is seen the system reaches equilibrium for the simulations performed.

As the reverse water gas shift reaction is endothermic, the CO2 conversion increases

with increasing inlet temperature.

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-50

0

50

100

150

650 750 850 950 1050 1150 1250

Co

nve

rsio

n (

%)

Isothermal Reactor Temperature (K)

TR

Equilibrium - CH4 Pseudo-homogeneous - CH4

Pseudo-homogeneous - CO2 Equilibrium - CO2

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Figure 4.13. Reverse water gas shift reaction. CO2 Conversion vs adiabatic reactor

inlet temperature is presented here.

We see that the rate-based models do not differ much from each other and that

they achieve equilibrium in most cases for the given flowrates and the chosen length of

the reactor bed. The need for a rate-based model over an equilibrium model can be

explained by increasing the flowrate, varying the composition and studying the

conversions against the equilibrium conversion for the same conditions. The ratio of

total flowrate (TF) to reactor bed length (L) plays a key role in deciding the output

composition of the components for a given inlet temperature, pressure and composition.

The outcome of this for a steam methane reformer is represented in Figure 4.14. In the

figure, both the total flowrate (TF) and the reactor bed length (L) has been varied, but

the ratio has been kept constant. A steam to methane ratio of 3:1 has been used and it is

seen that for the same ratio of TF and L, the conversion is the same but varies

significantly from equilibrium conversion.

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60

350 550 750 950 1150 1350

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)

Adiabatic Reactor Inlet Temperature (K)

RWGS

Equilibrium

Pseudo-homogeneous

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Figure 4.14. Comparison between equilibrium and pseudo-homogeneous reactor

for SMR for higher flowrates. SMR reactor with varying inlet total flowrate (TF) in

mol/s and reactor bed length (L) in m. The system shows significant difference from

equilibrium, but remains the same for the same TF/L ratios.

So far, we have simulated the different reactors by varying inlet temperature,

flowrate and the length of the reactor bed. We studied the methane and carbon dioxide

conversion of each system using three models. The equilibrium model can be used to

benchmark the maximum possible rates of reactions, and thus, conversions of reactants.

For understanding the design parameters, we need a more realistic reactor model such as

a rate-based model. Among the two rate-based models studied, we find that the

heterogeneous and pseudo-homogeneous models deviate from each other by a very small

extent for most cases studied. Keeping in mind the complexity of the model and the

computational time required to perform simulations, we use the pseudo-homogeneous

model amongst the two rate-based models for further analysis.

0

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(%

)

Reactor Inlet Temperature (K)

SMR

TF = 1 ; L = 0.1

TF = 10 ; L = 1

TF = 8 ; L = 0.8

Equilibrium

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4.5. Surrogate-based Reactor Models

4.5.1. Model Development

As was discussed in the previous section, we have accurate models that can

represent the reactors in question. We shall use the 1-D pseudo-homogeneous model to

represent the reactors for further analysis. To extensively study the effect of all the

variables such as temperature, pressure, flowrate, composition on conversion

simultaneously, an algebraic functional form that relates the reactor performance metrics

to the input variables is necessary. The 1-D pseudo-homogeneous model is a set of

ordinary differential equations and we need an equivalent algebraic form that would be

tractable to use in an algebraic optimization framework. This problem could thus be

looked at as a black-box model with the inputs and outputs given by the pseudo-

homogeneous reactor model.

In this work, the modeling platform ALAMO 98 is used for generating surrogate

models for the reactor models. ALAMO is a software that is used to generate algebraic

models for simulations, experiments or black-box models. The ALAMO workflow is

given in Figure 4.15.

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Figure 4.15. ALAMO workflow for obtaining surrogate models.

The output variables of all the reactors have been modeled using the following basis

functions:

• Monomial terms with powers (𝑒. 𝑔. , 𝑥12, 𝑥3

3)

• Multivariable terms with powers (𝑒. 𝑔. , (𝑥1𝑥2)2)

START

Model building using initial sampling set

#inputs, #outputs, bounds on inputs

Basis functions

Is Simulator provided?

No

Adaptive Sampling using simulator

Yes

Build model

Convergence criteria met?

Best model possible - STOP

No

Yes

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• Ratios

• Exponential functions

• Logarithmic functions

A simulator with the model for the pseudo-homogeneous model written on

MATLAB is provided. The simulator is an executable written in the language, Fortran.

A validation set based on Latin Hypercube design is provided along with the ALAMO

code for cross-validation of the model built and the R2 values for the complete set of

points, that is, both validation and training set, is reported.

4.5.2. Results for Model Performance

The algebraic surrogate models have been built for all the 8 reactors. Each

reactor has a certain set of input variables with corresponding bounds and certain set of

output variables. The comparison between the predicted and simulated values for the

output variables modeled using ALAMO for DR is shown in Figure 4.16. The set of

input and output variables along with the bounds is provided for each reactor in

Appendix C. The R2 values for these set of data along with the number of evaluations

taken for each reactor are reported in the Table C17 in Appendix C.

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Figure 4.16. Predicted vs. simulated values for the output variables modeled using ALAMO for DR.

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CHAPTER V

SUPERSTRUCTURE-BASED OPTIMAL SYNTHESIS OF CO2 UTILIZATION

PROCESSES

So far, different alternatives for CO2 utilization have been explored and analyzed.

Different reactor types for the utilization of CO2 and production of syngas were studied

through different reactor models. The most appropriate reactor models were chosen to

represent the reactors and surrogate models have been built upon them. Individual

reactor analysis based upon thermodynamic as well as kinetics has been performed and

knowledge of individual reactor performance is present.

There is still no clear understanding as to which is the best alternative for different

objectives and there remain unanswered questions such as

1. Which is the best route for maximum CO2 utilization for a specific syngas ratio?

2. What is the minimum cost of producing syngas of a specific syngas ratio?

3. What are the best operating and design conditions for achieving these objectives?

4. Are there any auxiliary emissions associated with operating at these conditions?

These are important questions to answer to get a big picture view of the CO2

utilization systems. To be able to answer these questions, a process synthesis

superstructure is proposed embedding all the possibilities discussed so far. The raw

materials in these processes along with their original sources are considered for a holistic

analysis.

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In this chapter, the description of the superstructure framework and the elements

constituting the superstructure is first provided. The mathematical equations that entail

the process synthesis model is presented next along with the optimization problem

statement. Different alternatives for modeling the reactors have been incorporated in the

superstructure and solved to optimality. The optimization results are discussed in the last

section.

Figure 5.1. Superstructure for the synthesis of CO2 utilization process network.

5.1. Process Superstructure

This section describes the proposed process superstructure and the components

and blocks embedded in it. The entire superstructure is presented in the Figure 5.1. The

superstructure consists of several layers such as raw materials, separators, pure

Natural gas (NG)

Flue Gas (FG)

Biogas (BG)

Air

Water

FGS

BGS

AS

ES

NGS

B_H2

B_CO2

B_CH4

B_O2

B_H2O

B_N2

Reverse Water Gas Shift (RWGS)

Steam reforming (SR)

Combined DR & SR (CDSR)

Tri-reforming (TR)

Combined PO & DR (PODR)

Combined PO & SR (POSR)

Dry reforming (DR)

Nitrogen

Vent

Syngas

Partial oxidation (PO)

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component blocks, reactors and products. Each layer has blocks representing the

different alternatives in that classification. The connectivity through arrows depicts that

mass and energy can flow between the blocks connected.

The layer of reactors includes all the alternatives of reactors for CO2 utilization and

syngas production, discussed before. The sources of the reactant species for these

reactors are chosen from various sources, which encompass the first layer of the

superstructure. The main source of carbon dioxide is flue gas (FG) from power plant and

the main sources of methane are natural gas (NG) and biogas (BG). Other raw materials

such as air and water are also considered. The second layer of the superstructure consists

of the separator blocks where flue gas separation (FGS), which is further divided into

blocks for water separation (WS), CO2 separation (CCS) and oxygen separation (OXS),

separation of methane from natural gas and biogas through natural gas separation (NGS)

and biogas separation (BGS) respectively, air separation (AS) and electrolysis (ES) of

water to produce pure hydrogen are plausible alternatives. The third layer consists of the

pure components blocks, which just act as mixers and splitters in the superstructure,

collecting and distributing the components as dictated by the model. The fourth layer

consists of the reactor blocks, which have been described sufficiently in the previous

chapters. The models of the reactors can be varied and this is described in detailed in the

next section. The last layer is that of the products, syngas (ST) being the most important

one here. There is also a block for venting nitrogen where the nitrogen from stranded

sources are collected and vented.

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This depiction allows systematic approach and flexibility to add more elements

in the superstructure. It also enables simple modeling approaches which is discussed in

the next section.

5.2. Superstructure-based Process Synthesis Model

This section describes the process synthesis model based on the superstructure

framework described before.

In this section, we will discuss the indices, sets, parameters, variables,

assumptions, mathematical constraints along with the objective function that describe the

mathematical model of the superstructure.

5.2.1. Indices

The following indices are used throughout the mathematical model.

𝑖 Block index (Raw materials, separators, components, reactors, products)

𝑛 Component index

𝑗, 𝑘, 𝑖𝑖 Aliases of i

𝑛𝑛 Alias of n

𝑙 Sample number for surrogate model

𝑖𝑣 Index for input variables for surrogate model

𝑖𝑣 ∈ {𝐵_𝐶𝐻4, 𝐵_𝐶𝑂2, 𝐵_𝐻2, 𝐵_𝐻2𝑂, 𝐵_𝑂2, 𝑃, 𝑇, 𝐿}

5.2.2. Sets

We define two Master Sets, I and N, and the other sets are subsets of these two sets.

Set of all blocks, I, is given as follows:

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𝑖 ∈ 𝐼 = {

𝐹𝐺, 𝑁𝐺, 𝐵𝐺, 𝐴𝑖𝑟, 𝑊𝑎𝑡𝑒𝑟, 𝑊𝑆, 𝐶𝐶𝑆, 𝑂𝑋𝑆, 𝑁𝐺𝑆, 𝐵𝐺𝑆, 𝐴𝑆, 𝐸𝑆,𝐵_𝐶𝐻4, 𝐵_𝐶𝑂2, 𝐵_𝐶𝑂, 𝐵_𝐻2𝑂, 𝐵_𝐻2, 𝐵_𝑂2, 𝐵_𝑁2,

𝐷𝑅, 𝑆𝑀𝑅, 𝑃𝑂𝑋, 𝐶𝐷𝑆𝑀𝑅, 𝑃𝑂𝐷𝑅, 𝑃𝑂𝑆𝑀𝑅, 𝑇𝑅, 𝑅𝑊𝐺𝑆,𝑆𝑇, 𝑉𝑒𝑛𝑡

}

Set of all components, N, is given as follows:

𝑛 ∈ 𝑁 = {𝐶𝐻4, 𝐶𝑂2, 𝐶𝑂, 𝐻2𝑂, 𝐻2, 𝑂2, 𝑁2 }

where, each species is present in the gas phase.

To establish relationships between blocks with material and energy transfer, we define

subsets as follows:

𝐼𝒊 Set of blocks from which there is input to block i

𝐽𝒊 Set of blocks to which there is output from block i

𝑀𝒊 Set of components in inlet to block I

𝑁𝒊 Set of components in outlet from block i

𝐼𝒊,𝒏 Set of component (n) blocks from which there is input to block i

𝑅𝑆𝒊 Set of first layer raw material blocks from which there is input to separator i

The complete list of subsets can be found in Appendix A.

5.2.3. Parameters

The parameters are defined as follows:

𝑓𝐹𝐺𝑓𝑒𝑒𝑑

: Inlet flowrate of flue gas

𝑦𝑖,𝑛𝑓𝑒𝑒𝑑

: Inlet composition of component n in raw material block i

𝜂𝑖 : Conversion of the limiting reactant in reactor i

𝐹𝑆𝑈 : Upper bound on stoichiometric flow rate

𝑅𝐿 , 𝑅𝑈 : Bounds on syngas ratio at outlet (H2 to CO flow rates)

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𝛼𝑖,𝑛 : Stoichiometric coefficient of component n for reactor i

𝛿𝑖,𝑛 : Splitting factor for component 𝑛 in separator 𝑖

𝜑𝑖 : Amount of CO2 emitted per inlet flowrate to block i

𝑎𝑖,𝑛 : Reactor surrogate model parameter for reactor 𝑖 for component 𝑛

𝑏𝑖,𝑛,𝑖𝑣 : Reactor surrogate model parameter for reactor 𝑖 for component 𝑛 for input

variables 𝑖𝑣

𝜆𝑖,𝑛,𝑙 : Reactor surrogate model parameter for reactor 𝑖 for component 𝑛 for sample 𝑙

𝑆𝑆𝑖,𝑛,𝑖𝑣,𝑙: Reactor surrogate model parameter for reactor 𝑖 for component 𝑛 for sample 𝑙

for input variable 𝑖𝑣

𝑇𝑟𝑒𝑓 : Reference temperature

𝐴𝑖 , 𝐵𝑖, 𝐶𝑖, 𝐷𝑖 , 𝐸𝑖 : Shomate parameters for component block 𝑖

𝑇𝑝𝑖 : Operating temperature of reactor 𝑖

𝑃𝑝𝑖 : Operating pressure of reactor 𝑖

The complete list of parameters can be found in Appendix B.

5.2.4. Variables

The following variables are used to model the superstructure.

The continuous variables are listed below:

𝐹𝑖𝑓𝑒𝑒𝑑

Feed molar flow rate to raw material block i

𝐹𝑖,𝑗 Total molar flow rate of stream from block i to block j

𝑦𝑖,𝑗,𝑛 Composition of component n in stream from block i to block j

𝐹𝑆𝑖,𝑛 Stoichiometric flow rate of component n to reactor block I

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𝐹𝑆𝑅𝑖,𝑛 Relaxed stoichiometric flow rate of component n to reactor block i

𝑓𝑛𝑜𝑢𝑡 Flow rate of component n at outlet of Syngas (ST) block

𝑇𝑖 Temperature of reactor 𝑖

𝑃𝑖 Pressure of reactor 𝑖

𝐿𝑖 Bed length of reactor 𝑖

𝑄𝑖 Heat duty of reactor 𝑖

𝑊𝑖 Compressor duty of reactor 𝑖

The binary variable for choosing the limiting reactant for the stoichiometric unit model

is defined as follows:

𝑧𝑖,𝑛 = {1, if 𝑛 is the limiting reactant in reactor 𝑖

0, otherwise

5.2.5. Objective Function

Two objective functions are considered in this work. In one, we maximize the

percent net utilization of carbon dioxide by considering the difference between the input

and output molar flowrates of carbon dioxide. Additionally, we also account for the

carbon dioxide that is emitted during any of the processes in the superstructure.

Max Percent Net CO2 utilization

The second objective function is to minimize the total annual cost (TAC) of syngas

production.

min 𝑇𝐴𝐶 = ∅𝐶𝑖𝑛𝑣𝑡𝑜𝑡𝑎𝑙 + 𝐶𝑜𝑝

𝑎𝑛𝑛𝑢𝑎𝑙

These are described in detail in the constraints section. The objective functions are

subject to constraints as follows.

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5.2.6. Constraints

The mass balance around raw material blocks is given by the equation,

𝐹𝑖𝑓𝑒𝑒𝑑

= ∑ 𝐹𝑖,𝑗

𝑗∈𝐽𝑖

, 𝑖 ∈ 𝑅𝑀

We fix the input molar flowrate of flue gas.

𝐹𝐹𝐺𝑓𝑒𝑒𝑑

= 𝑓𝐹𝐺𝑓𝑒𝑒𝑑

The mass balance around separator blocks is given by the equation,

𝐹𝑖,𝑗 = ∑ 𝐹𝑗,𝑘

𝑘∈𝐽𝑗

, 𝑗 ∈ 𝑆, 𝑗 ≠ 𝐸𝑆, 𝑖 ∈ 𝐼𝑗

𝐹𝑗,𝑘 = 𝛿𝑖,𝑛𝐹𝑖,𝑗𝑗 , 𝑗 ∈ 𝑆, 𝑘 ∈ 𝐽𝑗 ∩ 𝐶𝐵, 𝑖 ∈ 𝑅𝑆𝑗, 𝑛 ∈ 𝑀𝑘, 𝑗𝑗 ∈ 𝐽𝑖 ∩ 𝑆

The separators are assumed to be sharp splitters and the components are split based on

the split fractions defined below.

𝛿𝑖,𝑛 = 𝑦𝑖,𝑛𝑓𝑒𝑒𝑑

, 𝑖 ∈ 𝑅𝑀, 𝑛 ∈ 𝑀𝑖

𝛿𝑊𝑎𝑡𝑒𝑟,𝐻2= 𝛼𝐸𝑆,𝐻2

𝛿𝑊𝑎𝑡𝑒𝑟,𝑂2= 𝛼𝐸𝑆,𝑂2

The mass balance around component blocks is given by the equation,

∑ 𝐹𝑖,𝑗

𝑖∈𝐼𝑗

= ∑ 𝐹𝑗,𝑘

𝑘∈𝐽𝑗

, 𝑗 ∈ 𝐶𝐵

The equations pertaining to the reactor block are described in the next section. The other

general equations are given here. For all reactors, the output component mole fractions

sum up to 1.

∑ 𝑦𝑗,𝑛,𝑘

𝑛∈𝑁𝑗

= 1, 𝑗 ∈ 𝑅, 𝑘 ∈ 𝐽𝑗

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We calculate the output molar flowrate of every component by the following equation.

𝑓𝑛𝑜𝑢𝑡 = ∑ 𝑦𝑖,𝑆𝑇,𝑛𝐹𝑖,𝑆𝑇

𝑖∈𝑅

, 𝑛 ∈ 𝑁𝑖

The following constraint gives bounds on the syngas ratio at the outlet.

𝑅𝐿 ≤𝑓𝐻2

𝑜𝑢𝑡

𝑓𝐶𝑂𝑜𝑢𝑡 ≤ 𝑅𝑈

To calculate the auxiliary carbon dioxide emission, we need to calculate the heat duty

and compressor duty required to attain the operating conditions of the reactor.

The heat duty is calculated by the following expression:

𝑄𝑗 = (∑ 𝐹𝑖,𝑗

𝑖∈𝐼𝑗

) ∑ (𝐹𝑖,𝑗

∑ 𝐹𝑖𝑖,𝑗𝑖𝑖∈𝐼𝑗

) (𝐴𝑖

1000(𝑇𝑗 − 𝑇𝑟𝑒𝑓) +

𝐵𝑖

2×10002(𝑇𝑗

2 − 𝑇𝑟𝑒𝑓2 ) +

𝐶𝑖

3×10003(𝑇𝑗

3 − 𝑇𝑟𝑒𝑓3 )

𝑖∈𝐼𝑗

+𝐷𝑖

4×10004(𝑇𝑗

4 − 𝑇𝑟𝑒𝑓4 ) + (𝐸𝑖×1000) (

1

𝑇𝑗

−1

𝑇𝑟𝑒𝑓

)) , 𝑗 ∈ 𝑅

The compressor duty is calculated by

𝑊𝑗 = (∑ 𝐹𝑖,𝑗

𝑖∈𝐼𝑗

)𝛾

𝛾 − 1𝑅𝑇𝑗 [(

𝑃𝑗

𝑃𝑟𝑒𝑓)

𝛾−1𝛾

− 1]

For optimization, we consider two performance metrics, namely, percentage net CO2

utilization and the total annualized cost (TAC).

The first metric is the percentage CO2 utilized which is defined by the following

equation.

𝑃𝑒𝑟𝑐𝑒𝑛𝑡 𝑁𝑒𝑡 𝐶𝑂2 𝑢𝑡𝑖𝑙𝑖𝑧𝑎𝑡𝑖𝑜𝑛 = 𝑁𝑒𝑡 𝐶𝑂2 𝑢𝑡𝑖𝑙𝑖𝑧𝑒𝑑

𝑇𝑜𝑡𝑎𝑙 𝐶𝑂2 𝑓𝑒𝑑 ×100

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The net utilization considers the auxiliary carbon dioxide emissions from the

utility requirements for the reactor and separators. Broadly, the factors contributing to

auxiliary emissions can be divided into electricity and heat requirements.

𝑁𝑒𝑡 𝐶𝑂2 𝑢𝑡𝑖𝑙𝑖𝑧𝑒𝑑 = ∑ 𝑦𝑖,𝐶𝑂2

𝑓𝑒𝑒𝑑

𝑖∈𝑅𝑀

𝐹𝑖𝑓𝑒𝑒𝑑

− ∑ 𝑦𝑖,𝑆𝑇,𝐶𝑂2

𝑝𝑟𝑜𝑑𝑢𝑐𝑡𝐹𝑖,𝑆𝑇

𝑝𝑟𝑜𝑑𝑢𝑐𝑡

𝑖∈𝑅

− ∑ ∑ 𝐹𝑖,𝑗𝜑𝑗

𝑖∈𝐼𝑗𝑗∈𝑆

− 𝜑ℎ ∑ 𝑄𝑖

𝑖∈𝐻

− 𝜑𝑒 ∑ 𝑊𝑖

𝑖∈𝐸

The first term is the total CO2 fed in, the second term stands for the CO2 exiting

the reactor. The third term stands for the auxiliary emissions due to separation. The

fourth and fifth terms represent the auxiliary emissions due to the heat and compressor

duty involved prior to the reaction. The total CO2 fed is given by the following equation.

𝑇𝑜𝑡𝑎𝑙 𝐶𝑂2 𝑓𝑒𝑑 = ∑ 𝑦𝑖,𝐶𝑂2

𝑓𝑒𝑒𝑑

𝑖∈𝑅𝑀

𝐹𝑖𝑓𝑒𝑒𝑑

For a basis of x units of flue gas from a coal fired power plant, that is to be

captured and converted, the amount of associated electricity produced is X units. This X

units of electricity is the available clean electricity with no associated auxiliary

emissions. The capture and conversion processes utilizes a total electricity amount of Y

units. Let the difference between the total electricity requirement Y and the available

clean electricity X be Z. This amount of electricity Z is obtained from a coal-fired

facility with no carbon capture, thus producing auxiliary emissions.

Two scenarios could occur with respect to the amount of electricity Y required in the

superstructure.

If Z > 0, that is, more electricity than the available clean electricity X is required

by the process, the objective function is formulated in the following manner.

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85

𝑁𝑒𝑡 𝐶𝑂2𝑢𝑡𝑖𝑙𝑖𝑧𝑒𝑑 = ( ∑ 𝑦𝑖,𝐶𝑂2

𝑓𝑒𝑒𝑑

𝑖∈𝑅𝑀

𝐹𝑖𝑓𝑒𝑒𝑑

− ∑ 𝑦𝑖,𝑆𝑇,𝐶𝑂2

𝑝𝑟𝑜𝑑𝑢𝑐𝑡𝐹𝑖,𝑆𝑇

𝑝𝑟𝑜𝑑𝑢𝑐𝑡

𝑖∈𝑅

− ∑ ∑ 𝐹𝑖,𝑗𝜑𝑗

𝑖∈𝐼𝑗𝑗∈𝑆

− 𝜑ℎ ∑ 𝑄𝑖

𝑖∈𝐻

− 𝜑𝑒𝑍)

If Z < 0, that is, electricity required by the process is less than the available clean

electricity X, then there are no additional emissions associated with electricity, and 𝜑𝑒

becomes 0. The objective function then becomes

𝑁𝑒𝑡 𝐶𝑂2𝑢𝑡𝑖𝑙𝑖𝑧𝑒𝑑 = ( ∑ 𝑦𝑖,𝐶𝑂2

𝑓𝑒𝑒𝑑

𝑖∈𝑅𝑀

𝐹𝑖𝑓𝑒𝑒𝑑

− ∑ 𝑦𝑖,𝑆𝑇,𝐶𝑂2

𝑝𝑟𝑜𝑑𝑢𝑐𝑡𝐹𝑖,𝑆𝑇

𝑝𝑟𝑜𝑑𝑢𝑐𝑡

𝑖∈𝑅

− ∑ ∑ 𝐹𝑖,𝑗𝜑𝑗

𝑖∈𝐼𝑗𝑗∈𝑆

− 𝜑ℎ ∑ 𝑄𝑖

𝑖∈𝐻

)

The second performance metric is the total annualized cost (TAC). The TAC is

given by the sum of annualized investment cost and the annual operating cost.

𝑇𝐴𝐶 = ∅𝐶𝑖𝑛𝑣𝑡𝑜𝑡𝑎𝑙 + 𝐶𝑜𝑝

𝑎𝑛𝑛𝑢𝑎𝑙

The model equations for the set of reactors, that are based on the stoichiometric

unit model are described first.

5.2.7. Stoichiometry-based Reactor Model

We define the stoichiometric flowrate, ,j nFS of each component 𝑛 entering the reactor 𝑗.

,

, , ,

,

,

, ,j n

i j n i j

i I

j n j

j n

y F

FS j R n M

The limiting reactant is chosen using a binary variable, 𝑧𝑗,𝑛.

𝐹𝑆𝑗,𝑛 ≤ 𝐹𝑆𝑗,𝑛𝑛 + 𝐹𝑆𝑈(1 − 𝑧𝑗,𝑛), 𝑗 ∈ 𝑅1, 𝑛 ∈ 𝑀𝑗 , 𝑛𝑛 ∈ 𝑀𝑗 , 𝑛 ≠ 𝑛𝑛

∑ 𝑧𝑗,𝑛

𝑛∈𝑀𝑗

= 1, 𝑗 ∈ 𝑅

Relaxation of the bilinear term using McCormick’s,

𝐹𝑆𝑅𝑖,𝑛 ≤ 𝐹𝑆𝑈𝑧𝑖,𝑛, 𝑖 ∈ 𝑅, 𝑗 ∈ 𝐽𝑖, 𝑛 ∈ 𝑁𝑖

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𝐹𝑆𝑅𝑖,𝑛 ≤ 𝐹𝑆𝑖,𝑛, 𝑖 ∈ 𝑅, 𝑗 ∈ 𝐽𝑖 , 𝑛 ∈ 𝑁𝑖

𝐹𝑆𝑅𝑖,𝑛 ≥ 𝐹𝑆𝑖,𝑛 − 𝐹𝑆𝑈(1 − 𝑧𝑖,𝑛), 𝑖 ∈ 𝑅, 𝑗 ∈ 𝐽𝑖 , 𝑛 ∈ 𝑁𝑖

The outlet component flowrate (LHS) from the reactor is given by the stoichiometric

unit model.

𝑦𝑗,𝑘,𝑛𝐹𝑗,𝑘 = ∑ 𝑦𝑖,𝑗,𝑛𝐹𝑖,𝑗

𝑖∈𝐼𝑗,𝑛

+ 𝜂𝑗𝛼𝑗,𝑛 ∑ 𝐹𝑆𝑅𝑗,𝑛𝑛

𝑛𝑛∈𝑀𝑗

, 𝑗 ∈ 𝑅, 𝑘 ∈ 𝐽𝑗 , 𝑛 ∈ 𝑁𝑗

The temperature variables, 𝑇𝑖 and the pressure variables, 𝑃𝑖 for the stoichiometric reactor

set, are fixed according to literature and the values can be found in Appendix B.

𝑇𝑖 = 𝑇𝑝𝑖, 𝑖 ∈ 𝑅

𝑃𝑖 = 𝑃𝑝𝑖, 𝑖 ∈ 𝑅

5.2.8. Equilibrium-based Reactor Model

The model equations for the set of reactors that are based upon equilibrium,

surrogate models are developed and the model equations for the output component

flowrate are as follows.

The surrogate model is a cubic radial basis equation where the output component

flowrates are expressed as a function of the input component flowrates, input stream

temperature, input stream pressure and length of the catalyst bed.

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𝑦𝑗,𝑘,𝑛𝐹𝑗,𝑘 = 𝑎𝑗,𝑛 + ∑(𝑏𝑗,𝑛,𝑖 𝐹𝑖,𝑗)

𝑖∈𝐼𝑗

+ 𝑏𝑗,𝑛,𝑇 𝑇𝑗 + 𝑏𝑗,𝑛,𝑃 𝑃𝑗 + 𝑏𝑗,𝑛,𝐿 𝐿𝑗

+ ∑ 𝜆𝑗,𝑛,𝑙

𝑁𝑠𝑎𝑚

𝑙=1

[∑(𝐹𝑖,𝑗 − 𝑆𝑆𝑗,𝑛,𝑙,𝑖)2

𝑖∈𝐼𝑗

+ (𝑃𝑗 − 𝑆𝑆𝑗,𝑛,𝑙,𝑃)2

+ (𝑇𝑗 − 𝑆𝑆𝑗,𝑛,𝑙,𝑇)2

+ (𝐿𝑗 − 𝑆𝑆𝑗,𝑛,𝑙,𝐿)2

]

3/2

, 𝑗 ∈ 𝑅2, 𝑘 ∈ 𝐽𝑗 , 𝑛 ∈ 𝑁𝑗

5.2.9. Reaction Rate-based Reactor Models

As mentioned in the previous chapter, detailed models based on kinetics were

used for the reactors for CO2 utilization. Surrogate models based on the pseudo-

homogeneous models were developed using ALAMO 19. The models for the output

variables of each reactor can be found in the Appendix C.

The bounds for temperature, pressure, length of reactor and reactant molar

flowrates are fixed based upon the models developed. All the bounds can be found in

Appendix C.

To illustrate the use of these models in the superstructure, we have provided the

model equation for the dry reforming reactor.

X1 = FB_CH4, DR; X2 = FB_CH4, DR; X3 = TDR; X4 = PDR; X5 = LDR

The dry reforming models for the output flowrates are presented here as an example.

FrDR,ST,CH4 = 1.0490E+00 X1 + 2.5764E-02 X2 - 6.2201E-09 X3 + 2.4723E-03 X4 + 1.1185E-02 X5 +

8.0520E-03 log(X3) - 1.4803E-01 log(X4) + 9.8622E-04 exp(X2) + 1.6480E-02 X22 - 2.1020E-06 X4

2 -

3.4779E-03 X23 + 5.2785E-10 X4

3 - 6.5574E-03 X1 X2 - 7.2718E-05 X1 X4 + 4.9092E-09 X2 X3 - 7.4625E-

05 X2 X4 - 5.3070E-03 X2 X5 + 8.7604E-04 (X1 X2)2 - 1.9956E-05 (X1 X2)3 - 9.6930E-06 X1 X2 X4

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FrDR,ST,CO2 = 4.0070E-02 X1 + 1.0693E+00 X2 - 1.2195E-08 X3 + 4.8926E-03 X4 - 1.8840E-02 X5 +

9.2583E-03 log(X3) - 2.6077E-01 log(X4) - 1.1505E-03 exp(X1) + 1.2092E-03 exp(X2) + 1.4564E-02 X12

+ 3.5285E-02 X22 - 4.5155E-06 X4

2 - 5.4709E-03 X23 + 1.3389E-09 X4

3 - 5.7239E-03 X1 X2 - 1.3460E-04

X1 X4 + 6.6720E-09 X2 X3 - 2.2731E-04 X2 X4 - 1.0026E-02 X2 X5 + 5.2867E-05 X4 X5

FrDR,ST,CO = - 3.9942E-01 X1 - 5.9635E-01 X2 - 5.3102E-08 X3 - 2.1884E-02 X4 + 9.3347E-02 X5 -

6.3318E-02 log(X3) + 5.9444E+00 log(X4) - 8.1827E-02 log(X5) + 9.9592E-03 exp(X1) + 4.3697E-03

exp(X2) - 8.8431E-02 X12 - 7.2982E-02 X2

2 + 1.3214E-05 X42 + 3.4708E-02 X1

3 + 2.6167E-02 X23 -

3.3924E-09 X43 - 6.1216E-03 X1

4 - 3.6811E-03 X24 - 2.2691E-03 X5

5 - 1.2606E-02 X1 X2 + 3.8818E-04

X1 X4 + 3.1237E-02 X1 X5 - 3.0179E-09 X2 X3 + 5.6069E-04 X2 X4 - 6.5953E-03 X2 X5 - 3.7195E-03 (X1

X2)2 - 7.5233E-09 (X2 X4)2 + 2.2378E-04 (X1 X2)3 - 4.2270E-06 (X1 X2)4 - 1.3328E-09 X1 X2 X3 +

7.7640E-05 X1 X2 X4 - 4.1174E-05 X1 X4 X5 + 1.8754E-05 X2 X4 X5 - 1.0646E-09 (X1 X2 X4)2 +

1.2240E+02 X1/X4 + 1.8426E+02 X2/X4 + 1.0492E-04 X3/X4 - 7.8824E-09 (X3/X4)2 - 2.8261E+01

FrDR,ST,H2O = - 1.2102E-02 X1 - 2.8829E-01 X2 + 1.0982E-08 X3 - 4.6425E-03 X4 + 4.6729E-03 X5 -

1.8497E-02 log(X3) + 1.1424E+00 log(X4) - 3.8853E-05 exp(X1) + 1.9476E-03 exp(X2) - 3.3591E-05 X12

+ 1.2342E-03 X22 + 3.1409E-06 X4

2 - 9.1548E-10 X43 - 7.5475E-05 X2

5 + 8.9438E-03 X1 X2 + 1.0434E-

06 X1 X4 - 1.2830E-09 X2 X3 + 2.4643E-04 X2 X4 + 1.0724E-03 X2 X5 - 8.4114E-06 X4 X5 - 4.9298E-03

(X1 X2)2 + 2.7360E-10 (X1 X4)2 - 3.5696E-09 (X2 X4)2 + 5.0713E-04 (X1 X2)3 - 2.3102E-05 (X1 X2)4 +

3.8463E-07 (X1 X2)5 + 2.5845E-05 X1 X2 X4 + 3.7094E-10 X1 X3 X5 - 2.7815E-10 (X1 X2 X4)2 +

7.4696E+01 X2/X4 - 5.6392E-07 X3/X4 - 8.5347E+00 X4/X3 + 4.0667E+02 (X1/X4)2 - 5.1979E+00

FrDR,ST,H2 = - 3.8839E-01 X1 - 1.4226E-01 X2 + 2.3885E-07 X3 - 2.0271E-02 X4 + 7.1026E-02 X5 +

8.2973E-03 log(X3) + 5.1684E+00 log(X4) - 4.7005E-03 exp(X2) + 1.2441E-05 X42 - 3.1192E-09 X4

3 +

2.1017E-04 X25 - 6.1922E-09 X1 X3 + 3.5515E-04 X1 X4 - 2.8508E-09 X2 X3 + 6.2290E-05 X2 X4 -

1.8831E-02 X2 X5 - 1.9660E-10 X3 X4 - 5.0218E-04 (X2 X5)2 - 4.7712E-08 (X4 X5)2 + 7.9675E-05 X2 X4

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89

X5 - 2.1370E-09 (X2 X4 X5)2 + 1.0868E+02 X1/X4 + 4.4728E+01 X2/X4 + 1.8274E-02 X2/X5 - 5.6176E-05

X3/X4 + 1.9529E+01 X4/X3 - 2.2319E+01 X5/X4 - 2.4872E+01

Bounds on the input variables are given as per the bounds for model development. These

can be found in Appendix C.

5.3. Process Synthesis Results

5.3.1. Case Studies based on Equilibrium Reactor Model

Apart from the thermodynamic analysis, two case studies based upon the set of

equilibrium reactors embedded in the process synthesis models have been performed

with fixed syngas ratios. The optimal configurations are presented in Figure 5.2. While

the configuration remains the same, the CO2 utilization varies with syngas ratio. When

the syngas ratio is fixed to be 2.5, with auxiliary emissions accounted for, the maximum

utilization is found to be 63.85%. However, when the syngas ratio is fixed to be 3, the

maximum utilization reduces to 41.5%.

Figure 5.2. Optimal CO2 utilization process configuration obtained using

equilibrium-based models.

B_H2

FG

BG

Water

CDSR

TR

PODR B_CO2

B_CH4

B_O2

B_H2O

B_N2

FGS

BGS

ES

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90

5.3.2. Case Studies with Stoichiometry-based Process Synthesis Model

The first case study was based upon the simple stoichiometric reactor model. In

this model, the ratios were fixed according to literature and the auxiliary emissions were

not taken into account. The inlet flowrate of flowrate was fixed to be 1 mole per second.

The syngas ratio had a lower bound of 1.5 and an upper bound of 2.5. The resulting

optimal configuration of the superstructure is given in figure 5.3. The syngas ratio

obtained was 2.5 and the maximum utilization of CO2 was found to be 41.24%.

Figure 5.3. Optimal CO2 utilization process configuration obtained using

stoichiometry-based models.

More case studies were performed with the stoichiometry-based synthesis model

by fixing the source and feed flowrates of the methane sources to study the utilization

with a limited amount of raw materials. The results are reported in Table 5.1.

B_H2

FG

BG

Water

CDSR

TR

B_CO2

B_CH4

B_O2

B_H2O

B_N2

FGS

BGS

ES

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91

Table 5.1. Optimal CO2 utilization results for different methane sources.

5.3.3. Cost Analysis for the Process Synthesis Model

As given in the model, a cost function has been added to the process synthesis

model, accounting for the total, that is, the sum of the investment and operating cost of

utilizing CO2. We have considered two objective functions here, one, maximizing the net

CO2 utilization and two, minimizing the total cost of utilization. The optimal

configuration for maximum CO2 utilization is presented in figure 5.4. The maximum

utilization is 57.8% for a syngas ratio of 2 at a total cost of 81.09 million $/year. The

optimal configuration for minimum cost is presented in figure 5.5. The minimum cost is

32.54 million $/year for a syngas ratio of 2 for a utilization of -18.34% (negative, that

means that CO2 is produced in the process).

Figure 5.4. Optimal CO2 utilization process configuration with maximum CO2

utilization.

B_H2

FG

BG

Water

CDSR

TR

B_CO2

B_CH4

B_O2

B_H2O

B_N2

FGS

BGS

ES

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92

5.3.4. Synthesis Results with Detailed Models

The process synthesis model with the surrogate models for the detailed reactor

models were solved for maximum CO2 utilization. The syngas ratios were varied for

each case from 0.1 to 3 by an increment of 0.1. The output optimal CO2 utilization is

plotted against the syngas ratio.

Figure 5.5. Optimal CO2 utilization process configuration with minimum cost.

Finally, we compare our process synthesis results with the previously obtained

theoretical limit on the maximum CO2 utilization (Figure 5.6). It is evident that even the

best possible configurations based on our superstructure cannot achieve a CO2 utilization

value within 15% of the theoretically maximum possible utilization. The smallest gap

between these two cases is found for a syngas ratio of 1.7, which suggests that a syngas

ratio of 1.7 is energetically most desirable for CO2 utilization.

B_H2

FG

BG

Water

TR

B_CO2

B_CH4

B_O2

B_H2O

B_N2

FGS

BGS

ES

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93

Figure 5.6. Maximum CO2 utilization: (a) based on thermodynamic analysis, (b) based

on optimal process synthesis with rigorous process considerations.

0

20

40

60

80

100

0 1 2 3

CO

2 u

tili

za

tio

n [

%]

syngas H2 to CO ratio

Theoretical maximum

Max. CO2 utilzation based on rigorousprocess synthesis

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94

CHAPTER VI

CONCLUSIONS AND RECOMMENDATIONS

6.1. Conclusions

The research entails the different pathways that CO2 can take without being

considered as a pollutant. Various alternatives have been explored and discussed with

special focus on synthesis gas as an intermediate. The challenges in the utilization of

carbon dioxide with respect to benchmarking and computational complexity has been

established and addressed in this thesis. Benchmarking based upon thermodynamic

analysis has led to theoretical bounds on possible utilization of carbon dioxide given

equilibrium conditions. It has come to light that there are thermodynamic constraints on

the reactor performance with respect to specific syngas ratios. The need for detailed

process models has been reiterated based on comparison between different models and

accurate models based on kinetics have been simulated and the effects of process

variables for different processes have been studied. The pseudo-homogeneous is found

to be sufficiently accurate based upon validation with experimental data to represent the

catalytic reactors. Algebraic surrogate models have been developed based on the pseudo-

homogeneous models and the models are validated with data and statistical measures. A

process synthesis superstructure embedding the different alternatives has been proposed

with different reactor models that either deems the complete process synthesis model a

nonlinear (NLP) optimization problem or a mixed integer nonlinear (MINLP)

optimization problem based on the reactor model of choice. The models are solved to

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95

optimality using the global solver ANTIGONE for two different objectives,

maximization of CO2 utilization and minimization of total cost of syngas production.

Throughout the analysis, auxiliary emissions are considered as well and this gives the

net overall CO2 utilization possible.

6.2. Recommendations

This research has an enormous scope and potential in identifying possible ways

of reducing carbon dioxide emissions and utilizing it to produce commercially value-

added products. Though extensive research and analysis has been done in this thesis with

respect to alternatives to produce syngas from carbon dioxide, there is vast scope for

future work and the following recommendations are made in that front.

1. The thermodynamic analysis based on the minimization of energy can be extended to

identify the products that could formed from a set of reactants, such that minimum

energy is used by the process.

2. The superstructure could be extended beyond syngas to chemicals and fuels to

identify the best products that could be produced from flue gas and other sources.

3. The problem could be dealt with at a multiscale level where material selection could

be done based upon choosing the optimal material properties for achieving maximum

conversion.

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APPENDIX A

LIST OF SUBSETS FOR THE PROCESS SYNTHESIS MODEL

Set of raw material blocks , 𝑅𝑀 = {𝐹𝐺, 𝑁𝐺, 𝐵𝐺, 𝐴𝑖𝑟, 𝑊𝑎𝑡𝑒𝑟}

Set of Separators, 𝑆 = {𝑊𝑆, 𝐶𝐶𝑆, 𝑂𝑋𝑆, 𝑁𝐺𝑆, 𝐵𝐺𝑆, 𝐴𝑆, 𝐸𝑆}

Set of component blocks, 𝐶𝐵 = {𝐵_𝐶𝑂2, 𝐵_𝐻2𝑂, 𝐵_𝑂2, 𝐵_𝑁2, 𝐵_𝐶𝐻4, 𝐵_𝐻2}

Set of Reactors, 𝑅 = {𝐸𝑆, 𝐷𝑅, 𝑃𝑂𝑋, 𝑆𝑀𝑅, 𝐶𝐷𝑆𝑀𝑅, 𝑃𝑂𝐷𝑅, 𝑃𝑂𝑆𝑀𝑅, 𝑇𝑅, 𝑅𝑊𝐺𝑆}

Set of blocks from which there is input to Separator Blocks

𝐼𝑊𝑆 = {𝐹𝐺}

𝐼𝐶𝐶𝑆 = {𝑊𝑆}

𝐼𝑂𝑋𝑆 = {𝐶𝐶𝑆}

𝐼𝑁𝐺𝑆 = {𝑁𝐺}

𝐼𝐵𝐺𝑆 = {𝐵𝐺}

𝐼𝐴𝑆 = {𝐴𝑖𝑟}

𝐼𝐸𝑆 = {𝑊𝑎𝑡𝑒𝑟}

Set of blocks from which there is input to Component Blocks

𝐼𝐵_𝐶𝑂2= {𝐶𝐶𝑆, 𝑁𝐺𝑆, 𝐵𝐺𝑆}

𝐼𝐵_𝐶𝐻4= {𝑁𝐺𝑆, 𝐵𝐺𝑆}

𝐼𝐵_𝑂2= {𝑂𝑋𝑆, 𝐴𝑆, 𝐸𝑆}

𝐼𝐵_𝐻2𝑂 = {𝑊𝑆, 𝑊𝑎𝑡𝑒𝑟}

𝐼𝐵_𝐻2= {𝐸𝑆}

𝐼𝐵_𝑁2= {𝑂𝑋𝑆, 𝐴𝑆}

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Set of input blocks to Reactors

𝐼𝐷𝑅 = {𝐵_𝐶𝑂2, 𝐵_𝐶𝐻4}

𝐼𝑆𝑀𝑅 = {𝐵_𝐻2𝑂, 𝐵_𝐶𝐻4}

𝐼𝑃𝑂𝑋 = {𝐵_𝑂2, 𝐵_𝐶𝐻4}

𝐼𝐶𝐷𝑆𝑀𝑅 = {𝐵_𝐶𝑂2, 𝐵_𝐻2𝑂, 𝐵_𝐶𝐻4}

𝐼𝑃𝑂𝐷𝑅 = {𝐵_𝐶𝑂2, 𝐵_𝑂2, 𝐵_𝐶𝐻4}

𝐼𝑃𝑂𝑆𝑀𝑅 = {𝐵_𝐻2𝑂, 𝐵_𝑂2, 𝐵_𝐶𝐻4}

𝐼𝑇𝑅 = {𝐵_𝐶𝑂2, 𝐵_𝐻2𝑂, 𝐵_𝑂2, 𝐵_𝐶𝐻4}

𝐼𝑅𝑊𝐺𝑆 = {𝐵_𝐶𝑂2, 𝐵_𝐻2}

Set of blocks receiving streams from Raw material blocks

𝐽𝐹𝐺 = {𝑊𝑆}

𝐽𝑁𝐺 = {𝑁𝐺𝑆}

𝐽𝐵𝐺 = {𝐵𝐺𝑆}

𝐽𝐴𝑖𝑟 = {𝐴𝑆}

𝐽𝑊𝑎𝑡𝑒𝑟 = {𝐸𝑆, 𝐵_𝐻2𝑂}

Set of blocks receiving streams from Separator blocks

𝐽𝑊𝑆 = {𝐵_𝐻2𝑂, 𝐶𝐶𝑆}

𝐽𝐶𝐶𝑆 = {𝑂𝑋𝑆, 𝐵_𝐶𝑂2}

𝐽𝑂𝑋𝑆 = {𝐵_𝑁2, 𝐵_𝑂2}

𝐽𝑁𝐺𝑆 = {𝐵_𝐶𝑂2, 𝐵_𝐶𝐻4}

𝐽𝐵𝐺𝑆 = {𝐵_𝐶𝑂2, 𝐵_𝐶𝐻4}

𝐽𝐴𝑆 = {𝐵_𝑂2, 𝐵_𝑁2}

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𝐽𝐸𝑆 = {𝐵_𝑂2, 𝐵_𝐻2}

Set of blocks receiving streams from Component Blocks

𝐽𝐵_𝐶𝑂2= {𝐷𝑅, 𝐶𝐷𝑆𝑀𝑅, 𝑃𝑂𝐷𝑅, 𝑇𝑅, 𝑅𝑊𝐺𝑆}

𝐽𝐵_𝐶𝐻4= {𝐷𝑅, 𝑃𝑂𝑋, 𝑆𝑀𝑅, 𝐶𝐷𝑆𝑀𝑅, 𝑃𝑂𝐷𝑅, 𝑃𝑂𝑆𝑀𝑅, 𝑇𝑅}

𝐽𝐵_𝑂2= {𝑃𝑂𝑋, 𝑃𝑂𝐷𝑅, 𝑃𝑂𝑆𝑀𝑅, 𝑇𝑅}

𝐽𝐵_𝐻2𝑂 = {𝑆𝑀𝑅, 𝐶𝐷𝑆𝑀𝑅, 𝑃𝑂𝑆𝑀𝑅, 𝑇𝑅}

𝐽𝐵_𝐻2= {𝑅𝑊𝐺𝑆, 𝑆𝑇}

𝐽𝐵_𝑁2= {𝑣𝑒𝑛𝑡}

Set of blocks receiving streams from Reactor Blocks

𝐽𝐷𝑅 = {𝑆𝑇}

𝐽𝑆𝑀𝑅 = {𝑆𝑇}

𝐽𝑃𝑂𝑋 = {𝑆𝑇}

𝐽𝐶𝐷𝑆𝑀𝑅 = {𝑆𝑇}

𝐽𝑃𝑂𝐷𝑅 = {𝑆𝑇}

𝐽𝑃𝑂𝑆𝑀𝑅 = {𝑆𝑇}

𝐽𝑇𝑅 = {𝑆𝑇}

𝐽𝑅𝑊𝐺𝑆 = {𝑆𝑇}

Set of component blocks from which there is input to reactor block

𝐼𝐷𝑅,𝐶𝑂2= {𝐵_𝐶𝑂2}

𝐼𝐷𝑅,𝐶𝐻4= {𝐵_𝐶𝐻4}

𝐼𝑆𝑀𝑅,𝐻2𝑂 = {𝐵_𝐻2𝑂}

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𝐼𝑆𝑀𝑅,𝐶𝐻4= {𝐵_𝐶𝐻4}

𝐼𝑃𝑂𝑋,𝑂2= {𝐵_𝑂2}

𝐼𝑃𝑂𝑋,𝐶𝐻4= {𝐵_𝐶𝐻4}

𝐼𝐶𝐷𝑆𝑀𝑅,𝐶𝑂2= {𝐵_𝐶𝑂2}

𝐼𝐶𝐷𝑆𝑀𝑅,𝐻2𝑂 = {𝐵_𝐻2𝑂}

𝐼𝐶𝐷𝑆𝑀𝑅,𝐶𝐻4= {𝐵_𝐶𝐻4}

𝐼𝑃𝑂𝐷𝑅,𝐶𝑂2= {𝐵_𝐶𝑂2}

𝐼𝑃𝑂𝐷𝑅,𝑂2= {𝐵_𝑂2}

𝐼𝑃𝑂𝐷𝑅,𝐶𝐻4= {𝐵_𝐶𝐻4}

𝐼𝑃𝑂𝑆𝑀𝑅,𝐻2𝑂 = {𝐵_𝐻2𝑂}

𝐼𝑃𝑂𝑆𝑀𝑅,𝑂2= {𝐵_𝑂2}

𝐼𝑃𝑂𝑆𝑀𝑅,𝐶𝐻4= {𝐵_𝐶𝐻4}

𝐼𝑇𝑅,𝐶𝑂2= {𝐵_𝐶𝑂2}

𝐼𝑇𝑅,𝐻2𝑂 = {𝐵_𝐻2𝑂}

𝐼𝑇𝑅,𝑂2= {𝐵_𝑂2}

𝐼𝑇𝑅,𝐶𝐻4= {𝐵_𝐶𝐻4}

𝐼𝑅𝑊𝐺𝑆,𝐻2= {𝐵_𝐻2}

𝐼𝑅𝑊𝐺𝑆,𝐶𝑂2= {𝐵_𝐶𝑂2}

Set of first layer raw material blocks from which there is input to separator i

𝑅𝑆𝑊𝑆 = {𝐹𝐺}

𝑅𝑆𝐶𝐶𝑆 = {𝐹𝐺}

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𝑅𝑆𝑂𝑋𝑆 = {𝐹𝐺}

𝑅𝑆𝑁𝐺𝑆 = {𝑁𝐺}

𝑅𝑆𝐵𝐺𝑆 = {𝐵𝐺}

𝑅𝑆𝐴𝑆 = {𝐴𝑖𝑟}

𝑅𝑆𝐸𝑆 = {𝑊𝑎𝑡𝑒𝑟}

Set of Components in inlet stream to Raw material blocks

𝑀𝐹𝐺 = {𝐶𝑂2, 𝐻2𝑂, 𝑂2, 𝑁2}

𝑀𝐵𝐺 = {𝐶𝑂2, 𝐶𝐻4}

𝑀𝑁𝐺 = {𝐶𝑂2, 𝐶𝐻4}

𝑀𝐴𝑖𝑟 = {𝑂2, 𝑁2}

𝑀𝑊𝑎𝑡𝑒𝑟 = {𝐻2𝑂}

Set of Components in inlet stream to Component block

𝑀𝐵_𝐶𝑂2= {𝐶𝑂2}

𝑀𝐵_𝑂2= {𝑂2}

𝑀𝐵_𝐶𝐻4= {𝐶𝐻4}

𝑀𝐵_𝐻2𝑂 = {𝐻2𝑂}

𝑀𝐵_𝐻2= {𝐻2}

𝑀𝐵_𝑁2= {𝑁2}

Set of components in inlet stream to Reactors

𝑀𝐷𝑅 = {𝐶𝑂2, 𝐶𝐻4}

𝑀𝑆𝑀𝑅 = {𝐻2𝑂, 𝐶𝐻4}

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𝑀𝑃𝑂𝑋 = {𝑂2, 𝐶𝐻4}

𝑀𝐶𝐷𝑆𝑀𝑅 = {𝐶𝑂2, 𝐻2𝑂, 𝐶𝐻4}

𝑀𝑃𝑂𝐷𝑅 = {𝐶𝑂2, 𝑂2, 𝐶𝐻4}

𝑀𝑃𝑂𝑆𝑀𝑅 = {𝐻2𝑂, 𝑂2, 𝐶𝐻4}

𝑀𝑇𝑅 = {𝐶𝑂2, 𝐻2𝑂, 𝑂2, 𝐶𝐻4}

𝑀𝑅𝑊𝐺𝑆 = {𝐶𝑂2, 𝐻2}

Set of components in outlet streams from Reactors

𝑁𝐷𝑅 ∈ {𝐶𝑂2, 𝐶𝐻4, 𝐻2, 𝐶𝑂, 𝐻2𝑂}

𝑁𝑆𝑀𝑅 ∈ {𝐻2𝑂, 𝐶𝐻4, 𝐻2, 𝐶𝑂}

𝑁𝑃𝑂𝑋 ∈ {𝑂2, 𝐶𝐻4, 𝐻2, 𝐶𝑂}

𝑁𝐶𝐷𝑆𝑀𝑅 ∈ {𝐶𝑂2, 𝐻2𝑂, 𝐶𝐻4, 𝐻2, 𝐶𝑂}

𝑁𝑃𝑂𝐷𝑅 ∈ {𝐶𝑂2, 𝑂2, 𝐶𝐻4, 𝐻2, 𝐶𝑂}

𝑁𝑃𝑂𝑆𝑀𝑅 ∈ {𝐻2𝑂, 𝑂2, 𝐶𝐻4, 𝐻2, 𝐶𝑂}

𝑁𝑇𝑅 ∈ {𝐶𝑂2, 𝐻2𝑂, 𝑂2, 𝐶𝐻4, 𝐻2, 𝐶𝑂}

𝑁𝑅𝑊𝐺𝑆 = {𝐶𝑂2, 𝐻2, 𝐻2𝑂, 𝐶𝑂}

Components in product outlet

𝑀𝑠𝑦𝑛 = {𝐶𝑂, 𝐻2}

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APPENDIX B

LIST OF PARAMETERS

Table B1. Fixed parameters.

Parameter Value Units

𝑓𝐹𝐺𝑓𝑒𝑒𝑑

1 mol/s

𝐹𝑆𝑈 100 mol/s

𝑅𝐿 1 -

𝑅𝑈 3 -

𝑇𝑟𝑒𝑓 298 K

Table B2. Inlet composition of component n in raw material block i (𝒚𝒊,𝒏𝒇𝒆𝒆𝒅

).

i n 𝑦𝑖,𝑛𝑓𝑒𝑒𝑑

FG CO2 0.075

FG H2O 0.145

FG O2 0.045

FG N2 0.735

NG CH4 1

NG CO2 0

BG CH4 0.6

BG CO2 0.4

Air O2 0.21

Air N2 0.79

Water H2O 1

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Table B3. Conversion of the limiting reactant in reactor i (𝜼𝒊).

i Operating

conditions

𝜂𝑖

𝑇𝑝𝑖(°C) 𝑃𝑝𝑖(bar)

DR 550 1 0.8

POX 700 1 0.9

SMR 850 20 0.9

CDSMR 800 1 0.85

PODR 600 1 0.85

POSMR 600 1 0.9

TR 800 1 0.875

RWGS 400 1 0.55

Table B4. 𝜶𝒊,𝒏- Stoichiometric coefficient of component n at the inlet of block i.

n i ES DR SMR POX CDSMR PODR POSMR TR RWGS

CH4 0 -1 -1 -1 -2 -2 -2 -3 0

CO2 0 -1 0 0 -1 -1 0 -1 -1

H2O -1 0 -1 0 -1 0 -1 -1 1

O2 0.5 0 0 -0.5 0 -0.5 -0.5 -0.5 0

CO 0 2 1 1 3 3 2 4 1

H2 1 2 3 2 5 4 5 7 -1

N2 0 0 0 0 0 0 0 0 0

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Table B5. Operating conditions and catalysts for reactors.

Reactor Temperature Range(°C) Pressure(bar) Catalyst

DR 400-1200 1-25 Ni/Al2O3

SMR 400-1200 1-25 Ni/Al2O3

POX 700-1200 1-25 Ni/Al2O3

CDSMR 400-1200 1-25 Ni-Ce-ZrO2

PODR 700-1200 1-25 Ru/Mg-Al2O3

POSMR 700-1200 1-25 Ni-based

TR 700-1200 1-25 Ni/MgO

RWGS 400-1200 1-25 CuO/ZnO/Al2O3

Table B6. Shomate equation constants.

𝑖 𝐴𝑖 𝐵𝑖 𝐶𝑖 𝐷𝑖 𝐸𝑖

B_CH4 -0.703029 108.4773 -42.52157 5.862788 0.6785

B_CO2 24.99735 55.18696 -33.69137 7.948387 -0.136638

B_H2O 30.09200 6.832514 6.793435 -2.534480 0.082139

B_O2 31.32234 -20.23531 57.86644 -36.50624 -0.007374

B_H2 33.066178 -11.36342 11.432816 -2.772874 -0.158558

B_CO 25.56759 6.096130 4.054656 -2.671301 0.131021

B_N2 19.50583 19.88705 -8.598535 1.369784 0.527601

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B7. Volumetric composition (in %) of flue gas and CO2 emissions 99.

CO2 N2 O2 H2O

CO2 emissions (tons CO2

per MWh electricity)100

Coal-fired

power plant

14 72 4.3 9.7 0.939

NG-fired

power plant

8.6 71 12.6 7.8 0.55

For 1 mole/s FG,

FG

(mol/s)

CO2

(mol/s)

CO2

(kg/s)

CO2

emissions

(kg

CO2/kWhe)

Available

electricity (X)

(kWhe/mol FG)

Available

electricity (X)

(kWhe/mol CO2)

Coal-

fired 1 0.14 6.16e-3 0.939 6.56e-3 0.0468

NG-

fired 1 0.086 3.78e-3 0.55 6.87e-3 0.0799

Energy penalty for CO2 capture is 124 kwh per ton CO2 captured. 101

For 1 mol CO2, the energy penalty is 5.456e-3 kWhe.

The electricity required for separation of NG is 200 kW per mole NG, that is, 0.055

kWhe per mol NG.

Annualizing factor ∅ = 0.154

Compressor Equations

The compressor is assumed to be an adiabatic compressor.

The compressor duty is calculated by the following equation

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𝑊𝑗 = ( ∑ 𝐹𝑖

𝑖∈𝑅𝑀

)𝛾

𝛾 − 1𝑅𝑇𝑟𝑒𝑓 [(

𝑃𝑟𝑒𝑎𝑐

𝑃𝑟𝑒𝑓)

𝛾−1𝛾

− 1]

The temperature change of the gases at the outlet of the compressor is given by

𝑇𝑐𝑜𝑚𝑝𝑜𝑢𝑡 = 𝑇𝑟𝑒𝑓 (

𝑃𝑟𝑒𝑎𝑐

𝑃𝑟𝑒𝑓)

(𝛾−1

𝛾)

Heater equations

𝑄𝑖 = ( ∑ 𝑐𝑝𝑖𝐹𝑖

𝑖∈𝑅𝑀

) (𝑇𝑟𝑒𝑎𝑐 − 𝑇𝑐𝑜𝑚𝑝𝑜𝑢𝑡 )

Cost functions

Cost of NG = 2.98 $/MMBTU

Hours/year = 8000

Seconds/hour = 3600

𝐶𝑜𝑝𝑎𝑛𝑛𝑢𝑎𝑙 = 𝐶𝑅𝑀 + 𝐶𝑆𝑒𝑝 + 𝐶𝑜𝑝

ℎ + 𝐶𝑜𝑝𝑐 + 𝐶𝑜𝑝

𝑟𝑒𝑎𝑐

𝐶𝑅𝑀 = ∑ 𝐶𝑖

𝑖∈𝑅𝑀

𝐹𝑖𝑓𝑒𝑒𝑑

×3600×8000

Table B8. Cost of raw materials.

Feed Reported Cost Ci - Cost ($/mol) Reference

FG - 0 -

NG $7/MMBTU 2.65e-3 EIA 102

BG $2.61/MMBtu 4.083e-3 Barker (2001) 103

Air - 0 -

Water $1.003/1000 kg 1.807e-5 Baliban et al. 104

𝐶𝑠𝑒𝑝 = 8000×3600[(𝐶𝑊𝑆 + 𝐶𝐶𝐶𝑆)𝑦𝐹𝐺,𝐶𝑂2

𝑓𝑒𝑒𝑑𝐹𝐹𝐺

𝑓𝑒𝑒𝑑+ 𝐶𝑁𝐺𝑆𝐹𝑁𝐺

𝑓𝑒𝑒𝑑+ 𝐶𝐵𝐺𝑆𝐹𝐵𝐺

𝑓𝑒𝑒𝑑

+ 𝐶𝐴𝑆𝑦𝐴𝑖𝑟,𝑂2

𝑓𝑒𝑒𝑑𝐹𝐴𝑖𝑟

𝑓𝑒𝑒𝑑+ 𝐶𝑊𝑎𝑡𝑒𝑟𝐹𝑊𝑎𝑡𝑒𝑟

𝑓𝑒𝑒𝑑]

𝑇𝐴𝐶 = ∅𝐶𝑖𝑛𝑣𝑡𝑜𝑡𝑎𝑙 + 𝐶𝑜𝑝

𝑡𝑜𝑡𝑎𝑙

𝐶𝑜𝑝𝑎𝑛𝑛𝑢𝑎𝑙 = ∑ 𝐶𝑖

𝑖∈𝑅𝑀

𝐹𝑖𝑓𝑒𝑒𝑑

+ 𝐶𝑒𝑌 + 𝐶ℎ ∑ 𝑄𝑖

𝑖∈𝐻

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Table B9. Cost of separation.

Separator Reported Cost Parameter Calculated Cost Reference

WS 10.22 $/ton CO2 𝐶𝑊𝑆 4.496×10-4

$/mol CO2

Hasan et al. 101

CCS 16.07 $/ton CO2 𝐶𝐶𝐶𝑆 7.0699×10-

4$/mol CO2

Hasan et al. 101

NGS 0.15 $/MMBTU 𝐶𝑁𝐺𝑆 1.525×10-4

$/mol NG

First et al. 105

BGS $1.04/MMBTU 𝐶𝐵𝐺𝑆 5.76×10-4 $/mol

BG

First et al. 105

AS 31 $/ton O2 𝐶𝐴𝑆 9.92×10-4 $/mol

O2

NETL 106

ES 4.46 $/kg H2 𝐶𝑊𝑎𝑡𝑒𝑟 8.923×10-3

$/mol H2O

NREL

𝐶𝑜𝑝𝑐𝑜𝑚𝑝 = ∑ 𝑊𝑗

𝑗∈𝑅

𝐶𝑒𝑙𝑒𝑐×8000/1000

𝐶𝑜𝑝ℎ = 𝐶𝑁𝐺

ℎ ×3600×8000

𝐶𝑁𝐺ℎ = 𝐶𝑁𝐺

𝑀𝑀𝐵𝑇𝑈×𝐽_𝑀𝑀𝐵𝑇𝑈× ∑ 𝑄𝑖

𝑖∈𝑅

𝐶𝑁𝐺𝑀𝑀𝐵𝑇𝑈 = 7 $/MMBTU

𝐽_𝑀𝑀𝐵𝑇𝑈 = 9.471𝑒 − 10 MMBTU/J

𝐶𝑜𝑝𝑟𝑒𝑎𝑐 = 𝑤𝑡𝑐𝑎𝑡𝐶𝑐𝑎𝑡×8000×3600

Cost of catalyst 𝐶𝑐𝑎𝑡 is assumed to be $2/kg.

𝑤𝑡𝑐𝑎𝑡 = 𝜌𝑏𝑒𝑑 ∑ 𝑉𝑗

𝑗∈𝑅

𝑉𝑗 = 𝐴𝑗𝐿𝑗

𝐴𝑗 = 3×10−5 ∑ 𝐹𝑖,𝑗

𝑖∈𝐼𝑗

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Capital cost functions

𝐶𝑖𝑛𝑣𝑡𝑜𝑡𝑎𝑙 = 𝐶𝐵𝑀𝐶 + 𝐶𝐵𝑀𝑓 + 𝐶𝐵𝑀𝑟

Bare module cost for compressor:

𝐶𝐵𝑀𝐶 = 𝐶𝑝𝐶𝑜 𝐹𝐵𝑀𝐶

𝑙𝑜𝑔10𝐶𝑝𝐶𝑜 = 𝐾1𝑐 + 𝐾2𝑐𝑙𝑜𝑔10(

𝑊

1000) + 𝐾3[𝑙𝑜𝑔10(𝑊/1000)]2

For centrifugal compressor, 𝐾1𝑐 = 2.2897, 𝐾2𝑐 = 1.3604, 𝐾3𝑐 = −0.1027

(𝑊

1000) 𝜖 [450𝑘𝑊, 3000𝑘𝑊]

𝐹𝐵𝑀𝑐 = 2.8 for centrifugal compressor, which is made of CS.

Bare module cost for furnace:

𝐶𝐵𝑀𝑓 = 𝐶𝑝𝑓𝑜 𝐹𝐵𝑀𝑓

𝑙𝑜𝑔10𝐶𝑝𝑓𝑜 = 𝐾1𝑓 + 𝐾2𝑓𝑙𝑜𝑔10(

𝑄

1000) + 𝐾3𝑓[𝑙𝑜𝑔10(𝑄/1000)]2

For nonreactive fired heater: 𝐾1𝑓 = 7.3488, 𝐾2𝑓 = −1.1666, 𝐾3𝑓 = 0.2028

𝑄 means duty, (𝑄/1000) 𝜖 [1000𝑘𝑊, 100000𝑘𝑊]

𝐹𝐵𝑀𝑓 = 2.2 for nonreactive fired heater, which is made of CS.

Bare module cost for reactor:

𝐶𝐵𝑀𝑟 = 𝐶𝑝𝑟𝑜 𝐹𝐵𝑀𝑟

𝑙𝑜𝑔10𝐶𝑝𝑟𝑜 = 𝐾1𝑟 + 𝐾2𝑟𝑙𝑜𝑔10𝑉 + 𝐾3𝑟[𝑙𝑜𝑔10(𝑉)]2

For mixer/settler reactor: 𝐾1𝑟 = 4.7166, 𝐾2𝑟 = 0.4479, 𝐾3𝑟 = 0.0004

𝑉 means volume, 𝑉 𝜖 [0.04𝑚3, 60𝑚3]

𝐹𝐵𝑀𝑟 = 4.0 for mixer/settler reactor.

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Auxiliary Emissions

𝐸𝑚𝑖𝑠𝑠𝑖𝑜𝑛𝐴𝑢𝑥 = ∑ ∑ 𝐹𝑖,𝑗𝜑𝑗

𝑖∈𝐼𝑗𝑗∈𝑆

+ 𝜑ℎ ∑ 𝑄𝑖𝑖∈𝑅

− 𝜑𝑒 ∑ 𝑊𝑖

𝑖∈𝐸

Table B9. Auxiliary Emissions due to separation

j Calculated CO2 emitted (mol/s CO2 per mol/s feed) 𝜑𝑗

Reference

Flue gas

Separation (CCS)

0.55 100

Natural Gas

Separation

0.7 105

Biogas Separation 8.4 105

Air Separation 0.02058[5] 107

Water Electrolysis 1.2939

𝜑ℎ = 44.01×10−3×0.453592×117×9.471×10−10 = 1.89×10−11 mol/W

𝜑𝑒 = 0.55/(44.01×10−3) mol/s CO2/W

Table B10. Viscosity Parameters of the Species

𝜇𝑖0 (cP) 𝑇𝑖

0 (Rankine) 𝐶𝑖𝜇

CH4 0.012 491.67 197.8

CO2 0.01480 527.67 240

CO 0.01720 518.67 118

H2 0.00876 528.93 72

O2 0.02018 526.05 127

N2 0.01781 540.99 111

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Nomenclature

𝑇𝐴𝐶 Total annual cost $/year

𝐶𝑖𝑛𝑣𝑡𝑜𝑡𝑎𝑙 Total investment cost $

∅ Annualizing Factor /year

𝐶𝑜𝑝𝑡𝑜𝑡𝑎𝑙 Total operating cost $/year

𝐶𝑅𝑀 Total cost of raw material $/year

𝐶𝑆𝑒𝑝 Cost of separation $/year

𝐶𝑜𝑝ℎ Operating cost of heater $/year

𝐶𝑜𝑝𝑐𝑜𝑚𝑝

Operating cost of compressor $/year

𝐶𝑜𝑝𝑟𝑒𝑎𝑐 Operating cost of reactor $/year

𝐶𝑖 Unit cost of raw material $/mol

𝑊𝑗 Compressor duty W

𝐶𝑒𝑙𝑒𝑐 Cost of electricity $/kWh

𝑄𝑖 Heat duty W

𝐽_𝑀𝑀𝐵𝑇𝑈 Joule to MMBTU MMBTU/J

𝐶𝑐𝑎𝑡 Cost of catalyst $/kg

𝑤𝑡𝑐𝑎𝑡 Weight of catalyst kg

𝜌𝑏𝑒𝑑 Density of catalyst bed kg/m3

𝑉𝑗 Volume of reactor j m3

𝐴𝑗 Area of reactor j m2

𝐿𝑗 Length of reactor j m

𝐶𝐵𝑀𝐶 Bare module cost for compressor $

𝐶𝐵𝑀𝑓 Bare module cost for furnace $

𝐶𝐵𝑀𝑟 Bare module cost for reactor $

𝜑𝑒 Emission per W electricity mol/s CO2/W

𝜑ℎ Emission per W heat mol/s CO2/W

𝜑𝑗 Emission for separator j mol/s CO2/(mol/s feed)

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APPENDIX C

REACTOR MODELS, VARIABLE BOUNDS, MODEL STATISTICS

C.1. Equilibrium Reactor Modeling – Surrogate Model

Steam Reforming (SMR)

Input

Variables

Description Lower

Bound

Upper

Bound

Unit

X1 Molar flowrate of CH4 to SMR 0.1 10 Mol/s

X2 Molar flowrate of H2O to SMR 0.1 10 Mol/s

X3 Inlet pressure of gases to SMR 1e5 25e5 Pa

X4 Inlet temperature of gases to SMR 600 1200 K

Partial Oxidation (POX)

Input

Variables

Description Lower

Bound

Upper

Bound

Unit

X1 Molar flowrate of CH4 to POX 0.1 5 Mol/s

X2 Molar flowrate of O2 to POX 0.1 5 Mol/s

X3 Inlet pressure of gases to POX 1e5 25e5 Pa

X4 Inlet temperature of gases to POX 600 1200 K

Combined Dry Reforming and Steam Methane Reforming (CDSMR)

Input

Variables

Description Lower

Bound

Upper

Bound

Unit

X1 Molar flowrate of CH4 to CDSMR 0.1 5 Mol/s

X2 Molar flowrate of CO2 to CDSMR 0.1 5 Mol/s

X3 Molar flowrate of H2O to CDSMR 0.1 5 Mol/s

X4 Inlet pressure of gases to CDSMR 1e5 25e5 Pa

X5 Inlet temperature of gases to CDSMR 600 1200 K

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Combined Partial Oxidation and Dry Reforming (PODR)

Input

Variables

Description Lower

Bound

Upper

Bound

Unit

X1 Molar flowrate of CH4 to PODR 0.1 5 Mol/s

X2 Molar flowrate of CO2 to PODR 0.1 5 Mol/s

X3 Molar flowrate of O2 to PODR 0.1 5 Mol/s

X3 Inlet pressure of gases to PODR 1e5 25e5 Pa

X5 Inlet temperature of gases to PODR 600 1200 K

Combined Partial Oxidation and Steam Methane Reforming (POSMR)

Input

Variables

Description Lower

Bound

Upper

Bound

Unit

X1 Molar flowrate of CH4 to POSMR 0.1 5 Mol/s

X2 Molar flowrate of CO2 to POSMR 0.1 5 Mol/s

X3 Molar flowrate of O2 to POSMR 0.1 5 Mol/s

X3 Inlet pressure of gases to POSMR 1e5 25e5 Pa

X5 Inlet temperature of gases to POSMR 600 1200 K

Tri-reforming (TR)

Input

Variables

Description Lower

Bound

Upper

Bound

Unit

X1 Molar flowrate of CH4 to TR 0.1 5 Mol/s

X2 Molar flowrate of CO2 to TR 0.1 5 Mol/s

X3 Molar flowrate of H2O to TR 0.1 5 Mol/s

X4 Molar flowrate of O2 to TR 0.1 5 Mol/s

X5 Inlet pressure of gases to TR 1e5 25e5 Pa

X6 Inlet temperature of gases to TR 600 1200 K

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C.2. ALAMO Reactor Models

Dry Reforming (DR)

Table C1. Input Variables and Bounds for DR

Input

Variables

Description Superstructure

model

variable

Lower

Bound

Upper

Bound

Unit

X1 Molar flowrate of

CH4 to DR 𝐹𝐵𝐶𝐻4 ,𝐷𝑅 0 5 Mol/s

X2 Molar flowrate of

CO2 to DR 𝐹𝐵𝐶𝑂2 ,𝐷𝑅 0 5 Mol/s

X3 Inlet pressure of

gases to DR 𝑃𝐷𝑅 1e5 25e5 Pa

X4 Inlet temperature

of gases to DR 𝑇𝐷𝑅 400 1200 K

X5 Length of DR 𝐿𝐷𝑅 0.5 2 M

Table C2. Output Variables for DR

Output

Variables

Description Superstructure

model variable

Unit

Z1 Molar flowrate of CH4 from

DR to Syngas block

𝐹𝑟𝐷𝑅,𝑆𝑇,𝐶𝐻4 Mol/s

Z2 Molar flowrate of CO2 from

DR to Syngas block 𝐹𝑟𝐷𝑅,𝑆𝑇,𝐶𝑂2

Mol/s

Z3 Molar flowrate of CO from

DR to Syngas block 𝐹𝑟𝐷𝑅,𝑆𝑇,𝐶𝑂 Mol/s

Z4 Molar flowrate of H2O from

DR to Syngas block 𝐹𝑟𝐷𝑅,𝑆𝑇,𝐻2𝑂 Mol/s

Z5 Molar flowrate of H2 from

DR to Syngas block 𝐹𝑟𝐷𝑅,𝑆𝑇,𝐻2

Mol/s

Output Variable Models for DR

Z1 = 1.0490E+00 X1 + 2.5764E-02 X2 - 6.2201E-09 X3 + 2.4723E-03 X4 + 1.1185E-02

X5 + 8.0520E-03 log(X3) - 1.4803E-01 log(X4) + 9.8622E-04 exp(X2) + 1.6480E-02 X22

- 2.1020E-06 X42 - 3.4779E-03 X2

3 + 5.2785E-10 X43 - 6.5574E-03 X1 X2 - 7.2718E-05

X1 X4 + 4.9092E-09 X2 X3 - 7.4625E-05 X2 X4 - 5.3070E-03 X2 X5 + 8.7604E-04 (X1

X2)2 - 1.9956E-05 (X1 X2)

3 - 9.6930E-06 X1 X2 X4

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129

Z2 = 4.0070E-02 X1 + 1.0693E+00 X2 - 1.2195E-08 X3 + 4.8926E-03 X4 - 1.8840E-02

X5 + 9.2583E-03 log(X3) - 2.6077E-01 log(X4) - 1.1505E-03 exp(X1) + 1.2092E-03

exp(X2) + 1.4564E-02 X12 + 3.5285E-02 X2

2 - 4.5155E-06 X42 - 5.4709E-03 X2

3 +

1.3389E-09 X43 - 5.7239E-03 X1 X2 - 1.3460E-04 X1 X4 + 6.6720E-09 X2 X3 - 2.2731E-

04 X2 X4 - 1.0026E-02 X2 X5 + 5.2867E-05 X4 X5

Z3 = - 3.9942E-01 X1 - 5.9635E-01 X2 - 5.3102E-08 X3 - 2.1884E-02 X4 + 9.3347E-02

X5 - 6.3318E-02 log(X3) + 5.9444E+00 log(X4) - 8.1827E-02 log(X5) + 9.9592E-03

exp(X1) + 4.3697E-03 exp(X2) - 8.8431E-02 X12 - 7.2982E-02 X2

2 + 1.3214E-05 X42 +

3.4708E-02 X13 + 2.6167E-02 X2

3 - 3.3924E-09 X43 - 6.1216E-03 X1

4 - 3.6811E-03 X24

- 2.2691E-03 X55 - 1.2606E-02 X1 X2 + 3.8818E-04 X1 X4 + 3.1237E-02 X1 X5 -

3.0179E-09 X2 X3 + 5.6069E-04 X2 X4 - 6.5953E-03 X2 X5 - 3.7195E-03 (X1 X2)2 -

7.5233E-09 (X2 X4)2 + 2.2378E-04 (X1 X2)

3 - 4.2270E-06 (X1 X2)4 - 1.3328E-09 X1 X2

X3 + 7.7640E-05 X1 X2 X4 - 4.1174E-05 X1 X4 X5 + 1.8754E-05 X2 X4 X5 - 1.0646E-09

(X1 X2 X4)2 + 1.2240E+02 X1/X4 + 1.8426E+02 X2/X4 + 1.0492E-04 X3/X4 - 7.8824E-

09 (X3/X4)2 - 2.8261E+01

Z4 = - 1.2102E-02 X1 - 2.8829E-01 X2 + 1.0982E-08 X3 - 4.6425E-03 X4 + 4.6729E-03

X5 - 1.8497E-02 log(X3) + 1.1424E+00 log(X4) - 3.8853E-05 exp(X1) + 1.9476E-03

exp(X2) - 3.3591E-05 X12 + 1.2342E-03 X2

2 + 3.1409E-06 X42 - 9.1548E-10 X4

3 -

7.5475E-05 X25 + 8.9438E-03 X1 X2 + 1.0434E-06 X1 X4 - 1.2830E-09 X2 X3 +

2.4643E-04 X2 X4 + 1.0724E-03 X2 X5 - 8.4114E-06 X4 X5 - 4.9298E-03 (X1 X2)2 +

2.7360E-10 (X1 X4)2 - 3.5696E-09 (X2 X4)

2 + 5.0713E-04 (X1 X2)3 - 2.3102E-05 (X1

X2)4 + 3.8463E-07 (X1 X2)

5 + 2.5845E-05 X1 X2 X4 + 3.7094E-10 X1 X3 X5 - 2.7815E-

10 (X1 X2 X4)2 + 7.4696E+01 X2/X4 - 5.6392E-07 X3/X4 - 8.5347E+00 X4/X3 +

4.0667E+02 (X1/X4)2 - 5.1979E+00

Z5 = - 3.8839E-01 X1 - 1.4226E-01 X2 + 2.3885E-07 X3 - 2.0271E-02 X4 + 7.1026E-02

X5 + 8.2973E-03 log(X3) + 5.1684E+00 log(X4) - 4.7005E-03 exp(X2) + 1.2441E-05 X42

- 3.1192E-09 X43 + 2.1017E-04 X2

5 - 6.1922E-09 X1 X3 + 3.5515E-04 X1 X4 - 2.8508E-

09 X2 X3 + 6.2290E-05 X2 X4 - 1.8831E-02 X2 X5 - 1.9660E-10 X3 X4 - 5.0218E-04 (X2

X5)2 - 4.7712E-08 (X4 X5)

2 + 7.9675E-05 X2 X4 X5 - 2.1370E-09 (X2 X4 X5)2 +

1.0868E+02 X1/X4 + 4.4728E+01 X2/X4 + 1.8274E-02 X2/X5 - 5.6176E-05 X3/X4 +

1.9529E+01 X4/X3 - 2.2319E+01 X5/X4 - 2.4872E+01

Z6 = - 3.7342E+02 X1 + 4.8773E+02 X2 + 9.9597E-01 X3 + 1.2402E+01 X4 +

1.4535E+03 X5 + 1.8399E+03 log(X3) - 4.5243E+03 log(X4) - 9.5142E+02 log(X5) +

3.8371E+01 X12 - 3.7566E+01 X2

2 - 4.0192E-03 X42 - 4.7442E+01 X1 X2 + 1.9627E-04

X1 X3 - 1.0624E+02 X1 X5 + 2.9565E-04 X2 X3 - 6.0604E-01 X2 X4 - 2.9732E+02 X2 X5

+ 1.4515E-06 X3 X4 + 5.0279E-04 X3 X5 - 1.1942E+00 X4 X5

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Steam Methane Reforming (SMR)

Table C3. Input Variables and Bounds for SMR

Input

Variables

Description Superstructure

model

variable

Lower

Bound

Upper

Bound

Unit

X1 Molar flowrate of

CH4 to SMR 𝐹𝐵𝐶𝐻4 ,𝑆𝑀𝑅 0 5 Mol/s

X2 Molar flowrate of

H2O to SMR 𝐹𝐵𝐻2𝑂,𝑆𝑀𝑅 0 5 Mol/s

X3 Inlet pressure of

gases to SMR 𝑃𝑆𝑀𝑅 1e5 25e5 Pa

X4 Inlet temperature

of gases to SMR 𝑇𝑆𝑀𝑅 400 1200 K

X5 Length of SMR 𝐿𝑆𝑀𝑅 0.5 2 m

Table C4. Output Variables for SMR

Output

Variables

Description Superstructure

model variable

Unit

Z1 Molar flowrate of CH4 from

SMR to Syngas block 𝐹𝑟𝑆𝑀𝑅,𝑆𝑇,𝐶𝐻4

Mol/s

Z2 Molar flowrate of CO2 from

SMR to Syngas block 𝐹𝑟𝑆𝑀𝑅,𝑆𝑇,𝐶𝑂2

Mol/s

Z3 Molar flowrate of CO from

SMR to Syngas block 𝐹𝑟𝑆𝑀𝑅,𝑆𝑇,𝐶𝑂 Mol/s

Z4 Molar flowrate of H2O from

SMR to Syngas block 𝐹𝑟𝑆𝑀𝑅,𝑆𝑇,𝐻2𝑂 Mol/s

Z5 Molar flowrate of H2 from

SMR to Syngas block 𝐹𝑟𝑆𝑀𝑅,𝑆𝑇,𝐻2

Mol/s

Output Variable Models for SMR

Z1 = 1.0440E+00 X1 + 3.2409E-02 X2 - 3.5047E-08 X3 + 2.6214E-03 X4 + 8.0257E-03

X5 + 2.5544E-02 log(X3) - 1.8548E-01 log(X4) - 7.1720E-04 exp(X1) + 7.0433E-03 X12

+ 1.5565E-02 X22 - 2.2862E-06 X4

2 - 1.8639E-03 X23 + 6.5794E-10 X4

3 - 8.2541E-03

X1 X2 + 4.7151E-09 X1 X3 - 1.0835E-04 X1 X4 + 6.8827E-09 X2 X3 - 1.1047E-04 X2 X4

- 5.0603E-03 X2 X5 + 1.7938E-04 (X1 X2)2

Z2 = 1.6095E-02 X1 - 2.0878E-01 X2 - 3.5518E-08 X3 - 4.1109E-04 X4 + 9.6135E-02 X5

- 3.4044E-02 log(X3) + 6.5952E-02 log(X4) - 5.1282E-02 log(X5) - 1.5373E-02 exp(X1)

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+ 7.0374E-03 exp(X2) - 1.1490E-02 exp(X5) - 1.0256E-01 X12 - 3.9406E-02 X2

2 +

6.8311E-07 X42 + 7.0800E-02 X1

3 + 6.5418E-03 X23 - 3.3477E-10 X4

3 - 1.8565E-02 X14

+ 8.9712E-04 X24 + 2.3008E-03 X1

5 - 4.9323E-04 X25 + 6.3547E-03 X1 X2 + 2.4290E-

09 X1 X3 + 8.0180E-05 X1 X4 + 1.3979E-09 X2 X3 + 2.2287E-04 X2 X4 - 3.2113E-03 X2

X5 + 1.1236E-09 X3 X5 - 1.3476E-03 (X1 X2)2 - 6.1127E-09 (X1 X4)

2 + 3.0916E-04 (X1

X5)2 - 7.1741E-09 (X2 X4)

2 - 1.2804E-08 (X4 X5)2 + 5.9552E-05 (X1 X2)

3 - 1.0096E-06

(X1 X2)4 - 2.0325E-09 X1 X2 X3 + 2.2366E-05 X1 X2 X4 - 1.6661E-03 X1 X2 X5 +

1.1132E-05 X2 X4 X5 + 2.3571E-10 (X1 X4 X5)2 + 5.8151E+02 X1/X3 + 1.0849E+01

X1/X4 + 6.1817E+01 X2/X4 + 5.7402E-05 X3/X4 + 1.6133E+00 X4/X3 - 4.5180E-09

(X3/X4)2

Z3 = - 1.2360E-01 X1 + 1.3643E-01 X2 - 9.5264E-09 X3 - 1.8303E-03 X4 - 9.6869E-02

X5 + 4.0529E-02 log(X3) + 5.6557E-01 log(X4) + 6.8077E-02 log(X5) + 8.6263E-05

exp(X1) - 5.9331E-03 exp(X2) + 1.0674E-03 X12 - 1.3235E-02 X2

2 + 4.2297E-07 X42 -

4.7299E-04 X13 + 1.4619E-02 X2

3 + 1.2260E-10 X43 - 4.8109E-03 X2

4 + 7.2120E-04 X25

+ 6.9610E-04 X55 + 4.4728E-03 X1 X2 + 2.7280E-09 X1 X3 + 9.0363E-05 X1 X4 +

9.3958E-10 X2 X3 - 1.0243E-04 X2 X4 + 3.8036E-09 X3 X5 + 1.1061E-04 X4 X5 +

5.2551E-09 (X1 X4)2 - 7.0122E-05 (X1 X5)

2 + 5.7465E-09 (X2 X4)2 - 1.7598E-04 (X2

X5)2 - 1.8891E-08 (X4 X5)

2 + 1.4605E-07 (X1 X5)5 - 8.3323E-06 X1 X2 X4 - 2.5010E-09

X1 X3 X5 + 6.4156E-06 X1 X4 X5 + 3.5729E-06 X2 X4 X5 - 7.6538E-10 (X1 X4 X5)2 +

3.7767E+01 X1/X4 - 3.2468E-03 X1/X5 + 1.0889E+03 X2/X3 - 4.4003E+01 X2/X4 -

2.5604E-05 X3/X4 + 1.6613E+01 X4/X3 + 5.5358E-05 X4/X5 - 3.8310E+00 X5/X4 +

8.6694E+02 (X2/X4)2 + 2.7135E-09 (X3/X4)

2 - 1.3835E+03 (X4/X3)2 - 3.2032E+00

Z4 = 3.6560E-02 X1 + 9.3935E-01 X2 - 7.9248E-08 X3 + 5.5372E-03 X4 - 9.1634E-03

X5 + 6.3571E-02 log(X3) - 3.8627E-01 log(X4) - 1.6111E-03 exp(X1) - 8.3393E-03

exp(X2) + 1.9820E-02 X12 + 1.5550E-01 X2

2 - 5.2162E-06 X42 - 4.8691E-02 X2

3 +

1.7023E-09 X43 + 6.8786E-03 X2

4 - 9.5129E-03 X1 X2 + 8.5419E-09 X1 X3 - 1.7523E-

04 X1 X4 + 1.2950E-08 X2 X3 - 2.3083E-04 X2 X4

Z5 = - 6.7918E-01 X1 - 2.3154E-01 X2 + 6.5550E-08 X3 - 2.3706E-03 X4 + 4.4595E-01

X5 + 1.0148E-02 log(X3) + 6.8690E-03 log(X4) - 5.6042E-01 log(X5) - 1.5499E-03

exp(X1) - 2.4311E-02 exp(X2) - 3.9183E-03 X12 - 1.9332E-01 X2

2 + 2.7109E-06 X42 +

1.5142E-01 X23 - 7.6417E-10 X4

3 - 3.9282E-02 X24 + 1.3016E-04 X1

5 + 4.4272E-03 X25

- 4.9791E-03 X55 + 1.0235E-01 X1 X2 + 3.1920E-09 X1 X3 + 6.8800E-04 X1 X4 -

1.1863E-01 X1 X5 + 2.4659E-08 X2 X3 + 2.3027E-04 X2 X4 + 1.8634E-01 X2 X5 -

2.0335E-10 X3 X4 + 3.9267E-08 X3 X5 + 1.3300E-04 X4 X5 - 2.1112E-02 (X1 X2)2 -

1.2011E-08 (X1 X4)2 + 3.9963E-02 (X1 X5)

2 - 4.7578E-02 (X2 X5)2 - 7.7135E-08 (X4

X5)2 + 1.8152E-03 (X1 X2)

3 - 5.9186E-03 (X1 X5)3 + 5.7483E-03 (X2 X5)

3 - 7.4763E-05

(X1 X2)4 + 3.0235E-04 (X1 X5)

4 - 2.5476E-04 (X2 X5)4 + 1.1551E-06 (X1 X2)

5 -

5.7526E-09 X1 X2 X3 + 6.0053E-05 X1 X2 X4 - 1.8404E-05 X1 X4 X5 - 1.0375E-08 X2

X3 X5 + 4.0273E-05 X2 X4 X5 + 4.6669E+03 X1/X3 + 1.7382E+02 X1/X4 - 2.3837E-02

X1/X5 + 9.4978E+03 X2/X3

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Partial Oxidation (POX)

Table C5. Input Variables and Bounds for POX

Input

Variables

Description Superstructure

model

variable

Lower

Bound

Upper

Bound

Unit

X1 Molar flowrate of

CH4 to POX 𝐹𝐵𝐶𝐻4 ,𝑃𝑂𝑋 0 5 Mol/s

X2 Molar flowrate of

O2 to POX 𝐹𝐵𝑂2 ,𝑃𝑂𝑋 0 5 Mol/s

X3 Inlet pressure of

gases to POX 𝑃𝑃𝑂𝑋 1e5 25e5 Pa

X4 Inlet temperature

of gases to POX 𝑇𝑃𝑂𝑋 700 1200 K

X5 Length of POX 𝐿𝑃𝑂𝑋 0.5 2 m

Table C6. Output Variables for POX

Output

Variables

Description Superstructure

model variable

Unit

Z1 Molar flowrate of CH4 from

POX to Syngas block

𝐹𝑟𝑃𝑂𝑋,𝑆𝑇,𝐶𝐻4 Mol/s

Z2 Molar flowrate of CO2 from

POX to Syngas block 𝐹𝑟𝑃𝑂𝑋,𝑆𝑇,𝐶𝑂2

Mol/s

Z3 Molar flowrate of CO from

POX to Syngas block 𝐹𝑟𝑃𝑂𝑋,𝑆𝑇,𝐶𝑂 Mol/s

Z4 Molar flowrate of H2O from

POX to Syngas block 𝐹𝑟𝑃𝑂𝑋,𝑆𝑇,𝐻2𝑂 Mol/s

Z5 Molar flowrate of H2 from

POX to Syngas block 𝐹𝑟𝑃𝑂𝑋,𝑆𝑇,𝐻2

Mol/s

Z6 Molar flowrate of O2 from

POX to Syngas block 𝐹𝑟𝑃𝑂𝑋,𝑆𝑇,𝑂2

Mol/s

Output Variable Models for POX

Z1 = 2.2534E-01 X1 - 6.7476E-02 X2 - 9.3246E-08 X3 + 2.8309E-04 X4 + 2.9059E-02

X5 - 3.8493E-02 log(X3) - 2.3835E-02 log(X4) + 3.3349E-02 log(X5) + 2.5346E-02

exp(X1) - 3.4297E-02 exp(X2) + 9.9169E-02 exp(X5) + 4.2939E-01 X12 - 5.7728E-02

X22 - 8.7856E-02 X1

3 + 6.7172E-02 X23 - 3.7672E-01 X1 X2 - 7.9188E-02 X2 X5 -

1.8649E-07 X3 X5 + 5.8689E-03 (X1 X2)2 + 3.4967E-04 X3/X4

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Z2 = 5.9729E-02 X1 + 7.2917E-03 X2 - 6.9564E-08 X3 + 1.3232E-04 X4 + 1.8382E-03

X5 + 5.4097E-03 log(X3) + 1.7795E-03 log(X4) + 2.0774E-03 log(X5) + 1.9283E-02

exp(X1) - 1.2676E-03 exp(X2) + 3.4565E-03 exp(X5) + 9.4036E-02 X12 + 3.8579E-02

X22 - 2.3242E-07 X4

2 + 2.3096E-03 X52 - 4.3377E-02 X1

3 + 1.0238E-07 X2 X3 -

1.9346E-04 X2 X4 + 2.8865E-03 (X2/X5)3 - 3.7867E-04 (X2/X5)

4

Z3 = - 1.7951E-02 X1 - 2.0793E-02 X2 + 2.8826E-07 X3 - 1.7984E-03 X4 - 7.5183E-04

X5 + 1.1468E-01 log(X3) + 2.634775230179621E-002 log(X4) - 9.1967E-03 log(X5) -

1.8293E-02 exp(X1) + 2.1785E-02 exp(X2) + 1.8752E-04 exp(X5) -6.5945E-02 X12 -

7.8965E-02 X22 + 6.0479E-07 X4

2 + 3.8121E-02 X13 - 3.6106E-02 X2

3 + 3.5645E-01 X1

X2 + 3.7370E-04 X2 X4 - 5.7159E-03 (X1 X2)2 - 5.5673E-04 X3/X4

Z4 = 1.0495E-02 X1 + 2.0381E-03 X2 - 1.4788E-07 X3 + 4.0351E-04 X4 + 4.5096E-03

X5 - 3.0835E-04 log(X3) - 4.5107E-04 log(X4) + 3.8324E-03 log(X5) +

1.259300325907861E-002 exp(X1) + 8.5656E-04 exp(X2) + 1.6668E-02 exp(X5) +

9.5149E-03 X12 + 2.3854E-02 X2

2 - 1.8238E-07 X42 + 1.1530E-02 X5

2 - 3.1957E-02 X13

+ 1.9591E-01 X1 X2 + 2.0869E-07 X2 X3 + 7.0592E-06 X2 X4 - 7.0354E-08 (X2 X4)2

Z5 = 2.9404E-02 X1 + 9.8335E-03 X2 - 8.5569E-09 X3 + 6.4926E-04 X4 - 4.5219E-03

X5 + 5.7174E-04 log(X3) + 1.5981E-03 log(X4) - 4.1438E-03 log(X5) - 1.4629E-03

exp(X1) + 7.4254E-02 exp(X2) - 2.1131E-02 exp(X5) + 1.2130E-01 X12 - 1.1110E-02

X22 - 3.1856E-07 X4

2 - 1.2347E-01 X23 + 4.3430E-01 X1 X2 - 1.4891E-04 X1 X4 -

1.4816E-07 X2 X3 + 7.3432E-04 X2 X4 - 1.5811E-05 (X1 X2)4

Z6 = - 5.0276E-02 X1 + 1.8908E-01 X2 - 2.4865E-07 X3 + 9.1538E-04 X4 - 6.1503E-02

X5 - 8.1683E-03 log(X3) - 6.6483E-04 log(X4) - 5.6905E-02 log(X5) + 1.8778E-02

exp(X1) + 1.7132E-03 exp(X2) + 3.0618E-01 X22 + 9.1545E-02 X1

3 - 3.3515E-02 X23 -

1.7693E-02 X14 - 4.7311E-01 X1 X2 - 5.0464E-04 X1 X4 + 1.5205E-07 (X1 X2)

5 +

2.1979E-04 X1 X2 X4 + 6.9800E-04 (X1 X2 X5)2 + 9.5536E-04 (X2/X5)

3

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Combined Dry Reforming and Steam Methane Reforming (CDSMR)

Table C7. Input Variables and Bounds for CDSMR

Input

Variables

Description Superstructure

model variable

Lower

Bound

Upper

Bound

Unit

X1 Molar flowrate of

CH4 to CDSMR 𝐹𝐵𝐶𝐻4 ,𝐶𝐷𝑆𝑀𝑅 0 5 Mol/s

X2 Molar flowrate of

CO2 to CDSMR 𝐹𝐵𝐶𝑂2 ,𝐶𝐷𝑆𝑀𝑅 0 5 Mol/s

X3 Molar flowrate of

H2O to CDSMR 𝐹𝐵𝐻2𝑂,𝐶𝐷𝑆𝑀𝑅 0 5 Mol/s

X4 Inlet pressure of

gases to CDSMR 𝑃𝐶𝐷𝑆𝑀𝑅 1e5 25e5 Pa

X5 Inlet temperature

of gases to

CDSMR

𝑇𝐶𝐷𝑆𝑀𝑅 400 1200 K

X6 Length of

CDSMR 𝐿𝐶𝐷𝑆𝑀𝑅 0.5 2 m

Table C8. Output Variables for CDSMR

Output

Variables

Description Superstructure

model variable

Unit

Z1 Molar flowrate of CH4 from

SMR to Syngas block 𝐹𝑟𝑆𝑀𝑅,𝑆𝑇,𝐶𝐻4

Mol/s

Z2 Molar flowrate of CO2 from

SMR to Syngas block

𝐹𝑟𝑆𝑀𝑅,𝑆𝑇,𝐶𝑂2 Mol/s

Z3 Molar flowrate of CO from

SMR to Syngas block 𝐹𝑟𝑆𝑀𝑅,𝑆𝑇,𝐶𝑂 Mol/s

Z4 Molar flowrate of H2O from

SMR to Syngas block 𝐹𝑟𝑆𝑀𝑅,𝑆𝑇,𝐻2𝑂 Mol/s

Z5 Molar flowrate of H2 from

SMR to Syngas block 𝐹𝑟𝑆𝑀𝑅,𝑆𝑇,𝐻2

Mol/s

Output Variable Models for CDSMR

Z1 = 1.0282E+00 X1 + 3.5363E-02 X2 + 2.8818E-02 X3 - 1.2255E-08 X4 + 3.4023E-03

X5 - 6.5893E-02 X6 + 1.6033E-02 log(X4) - 1.9426E-01 log(X5) + 4.8419E-02 log(X6) -

5.0706E-04 exp(X1) + 4.3221E-03 exp(X6) + 8.6219E-03 X12 - 2.7848E-06 X5

2 +

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6.3971E-10 X53 + 5.5788E-09 X1 X4 - 1.2424E-04 X1 X5 + 3.3234E-03 X2 X3 +

4.9173E-09 X2 X4 - 9.4604E-05 X2 X5 - 7.2738E-05

Z2 = - 1.2484E-02 X1 + 9.9394E-01 X2 - 8.1453E-02 X3 + 6.8116E-08 X4 - 2.2670E-03

X5 - 4.5473E-02 log(X4) + 1.9097E-01 log(X5) + 4.8236E-04 exp(X3) + 1.1413E-02 X22

- 1.5297E-02 X32 + 2.8989E-06 X5

2 - 1.4721E-09 X53 + 8.5060E-03 X1 X3 + 8.1863E-03

X2 X3 - 6.1021E-05 X2 X5 - 9.5581E-09 X3 X4 + 2.2143E-04 X3 X5 - 5.4895E-05 (X1

X2)2 - 1.8736E-08 (X2 X5)

2 - 2.0412E-09 X1 X2 X4

Z3 = - 5.4387E-01 X1 - 9.0350E-01 X2 + 4.6802E-01 X3 - 8.2067E-09 X4 + 6.4431E-03

X5 + 5.3489E-02 X6 + 3.5743E-03 log(X4) - 2.8207E-01 log(X5) + 2.5582E-03 log(X6) -

3.1752E-04 exp(X1) - 2.3548E-03 exp(X2) + 2.0056E-03 exp(X3) + 8.9093E-03 X12 -

6.4033E-03 X22 + 2.3160E-02 X3

2 - 7.7833E-06 X52 - 7.5499E-03 X3

3 + 3.2050E-09 X53

+ 5.4255E-04 X24 + 2.3320E-02 X1 X2 - 7.5358E-03 X1 X3 - 6.4534E-09 X1 X4 +

4.6586E-04 X1 X5 + 1.1886E-02 X2 X3 + 8.0036E-04 X2 X5 - 5.5665E-02 X2 X6 +

7.5732E-09 X3 X4 - 4.3953E-04 X3 X5 - 5.8573E-03 X3 X6 - 4.3125E-06 X5 X6 -

2.8526E-03 (X1 X2)2 + 1.3620E-03 (X1 X3)

2 - 6.3492E-09 (X1 X5)2 + 4.0096E-04 (X2

X3)2 + 8.0411E-09 (X2 X5)

2 + 7.7026E-03 (X2 X6)2 + 2.7484E-08 (X3 X5)

2 + 8.0122E-05

(X1 X2)3 - 2.8793E-05 (X1 X3)

3 - 4.0216E-04 (X2 X6)3 + 1.3315E-09 X1 X2 X4 +

2.2932E-05 X1 X2 X5 - 2.7660E-05 X1 X3 X5 - 1.5308E-09 X2 X3 X4 - 4.1411E-05 X2 X3

X5 + 9.1976E-04 X2 X3 X6 + 5.4455E+02 X1/X4 + 1.3813E+02 X1/X5 + 2.6164E+02

X2/X5 - 1.2058E+02 X3/X5

Z4 = 6.4461E-02 X1 - 5.3590E-02 X2 + 1.1107E+00 X3 - 7.1426E-08 X4 + 1.8893E-04

X5 - 9.5955E-01 X6 + 5.2903E-02 log(X4) + 2.6183E-03 log(X5) + 5.6064E-01 log(X6) -

3.5399E-04 exp(X3) + 1.3307E-02 X32 + 1.8725E-01 X6

2 + 6.2995E-04 X13 - 8.3481E-

03 X1 X3 + 8.3708E-09 X1 X4 - 1.2518E-04 X1 X5 - 5.5126E-03 X2 X3 + 1.1639E-04 X2

X5 + 1.4567E-08 X3 X4 - 2.8962E-04 X3 X5

Z5 = - 3.7270E-01 X1 + 4.0515E-01 X2 - 9.7846E-02 X3 + 3.8808E-07 X4 - 5.5827E-02

X5 + 7.4308E+01 X6 - 9.8402E-02 log(X4) + 1.3513E+01 log(X5) - 1.9241E+00 log(X6)

- 1.0873E-01 exp(X1) - 2.5894E-02 exp(X2) + 1.0680E-04 exp(X3) - 6.6898E+01

exp(X6) - 7.9483E-01 X12 - 3.0863E-01 X2

2 - 9.8819E-03 X32 + 3.7148E-05 X5

2 +

2.7174E+01 X62 + 5.2600E-01 X1

3 + 1.7972E-01 X23 - 1.0382E-08 X5

3 + 1.5833E+01

X63 - 1.3588E-01 X1

4 - 4.4733E-02 X24 + 1.6559E-02 X1

5 + 4.9580E-03 X25 +

1.5174E+00 X65 - 5.2676E-02 X1 X2 - 4.9562E-03 X1 X3 - 1.6087E-08 X1 X4 +

9.9858E-04 X1 X5 + 1.3533E-02 X1 X6 - 2.0751E-03 X2 X3 - 9.8359E-09 X2 X4 -

1.2005E-04 X2 X5 - 6.7109E-03 X2 X6 - 2.0301E-08 X3 X4 + 2.4435E-04 X3 X5 +

1.0092E-02 X3 X6 - 3.3861E-10 X4 X5 + 1.3852E-03 (X1 X2)2 - 7.3390E-04 (X1 X3)

2 -

2.4323E-08 (X1 X5)2 + 2.1280E-08 (X2 X5)

2 + 9.4458E-09 (X3 X5)2 - 9.4169E-10 X1 X2

X4 + 5.4589E-05 X1 X2 X5 + 4.7324E-05 X1 X3 X5 - 1.6199E-09 (X1 X2 X5)2 +

3.0396E+02 X1/X5

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Combined Partial Oxidation and Dry Reforming (PODR)

Table C9. Input Variables and Bounds for PODR

Input

Variables

Description Superstructure

model variable

Lower

Bound

Upper

Bound

Unit

X1 Molar flowrate of

CH4 to PODR 𝐹𝐵𝐶𝐻4 ,𝑃𝑂𝐷𝑅 0 5 Mol/s

X2 Molar flowrate of

CO2 to PODR 𝐹𝐵𝐶𝑂2 ,𝑃𝑂𝐷𝑅 0 5 Mol/s

X3 Molar flowrate of

O2 to PODR 𝐹𝐵𝑂2 ,𝑃𝑂𝐷𝑅 0 5 Mol/s

X3 Inlet pressure of

gases to PODR 𝑃𝑃𝑂𝐷𝑅 1e5 25e5 Pa

X5 Inlet temperature

of gases to PODR 𝑇𝑃𝑂𝐷𝑅 700 1200 K

X6 Length of PODR 𝐿𝑃𝑂𝐷𝑅 0.5 2 m

Table C10. Output Variables for PODR

Output

Variables

Description Superstructure

model variable

Unit

Z1 Molar flowrate of CH4 from

PODR to Syngas block 𝐹𝑟𝑃𝑂𝐷𝑅,𝑆𝑇,𝐶𝐻4

Mol/s

Z2 Molar flowrate of CO2 from

PODR to Syngas block 𝐹𝑟𝑃𝑂𝐷𝑅,𝑆𝑇,𝐶𝑂2

Mol/s

Z3 Molar flowrate of CO from

PODR to Syngas block 𝐹𝑟𝑃𝑂𝐷𝑅,𝑆𝑇,𝐶𝑂 Mol/s

Z4 Molar flowrate of H2O from

PODR to Syngas block 𝐹𝑟𝑃𝑂𝐷𝑅,𝑆𝑇,𝐻2𝑂 Mol/s

Z5 Molar flowrate of H2 from

PODR to Syngas block 𝐹𝑟𝑃𝑂𝐷𝑅,𝑆𝑇,𝐻2

Mol/s

Z6 Molar flowrate of O2 from

PODR to Syngas block 𝐹𝑟𝑃𝑂𝐷𝑅,𝑆𝑇,𝑂2

Mol/s

Output Variable Models for PODR

Z1 = 7.3000E-01 X1 - 4.9729E-02 X2 - 4.3555E-01 X3 3.0045E-08 X4 - 5.2091E-04 X5 -

7.5949E-03 X6 + 5.1704E-02 log(X4) + 3.6448E-02 log(X5) - 2.251665241485524E-002

log(X6) - 9.8513E-03 exp(X1) + 6.1901E-04 exp(X2) - 3.3782E-02 exp(X3) - 9.9389E-04

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exp(X6) + 1.3480E-02 X13 + 6.3581E-02 X3

3 - 3.3396E-01 X1 X3 - 6.7392E-02 X2 X3 +

4.6593E-03 (X1 X3)2 + 8.9121E-03 X1 X2 X3 + 5.2720E-05 X2 X3 X5

Z2 = 4.8259E-03 X1 + 9.8279E-01 X2 - 1.2122E-01 X3 + 2.1836E-07 X4 - 9.4544E-04

X5 - 4.0603E-03 X6 + 4.2677E-02 log(X4) + 1.8298E-02 log(X5) + 2.8175E-03 log(X6)

+ 2.3507E-03 exp(X2) - 8.4432E-03 exp(X3) - 3.0093E-02 exp(X6) + 2.8425E-02 X33 -

8.3711E-02 X1 X2 - 3.6860E-03 X1 X3 - 4.6711E-02 X2 X3 - 1.3347E-04 (X1 X3)3 +

1.6848E-08 (X1 X2 X3)4 - 7.2065E-04 (X2/X6)

4 + 9.0749E-05 (X2/X6)5

Z3 = 1.0823E-01 X1 + 4.1853E-02 X2 + 8.4513E-01 X3 + 1.6249E-08 X4 + 1.1749E-03

X5 - 5.2475E-03 X6 - 8.4378E-02 log(X4) - 2.9472E-02 log(X5) + 3.8236E-03 log(X6) +

2.0459E-02 exp(X1) - 5.8689E-03 exp(X2) + 4.8989E-02 exp(X3) - 3.5128E-02 exp(X6)

+ 1.7698E-01 X12 + 4.5113E-02 X2

2 - 5.1551E-02 X13 - 1.0101E-01 X3

3 + 6.5675E-02

X1 X2 + 2.3711E-01 X1 X3 - 2.2489E-07 X4/X6

Z4 = 3.7628E-02 X1 + 2.6787E-02 X2 + 2.8056E-01 X3 + 2.1693E-08 X4 - 8.9913E-03

X5 + 3.1076E-01 log(X4) + 1.2682E-02 exp(X1) + 1.9502E-02 exp(X2) - 5.0367E-03

exp(X3) + 4.0462E-06 X52 - 5.0989E-02 X1

3 - 2.8521E-02 X23 - 2.6661E-02 X1 X2 +

2.9029E-01 X1 X3 + 5.7081E-04 X1 X5 + 3.3598E-04 X2 X5 -3.5182E-03 (X2 X3)2 +

1.5026E-04 (X1 X3)3 + 5.1480E-02 X1 X2 X3 - 1.8051E-04 X1 X3 X5

Z5 = 9.8390E-02 X1 - 2.6712E-01 X2 + 1.0785E-01 X3 - 5.6680E-08 X4 + 1.0517E-02

X5 - 3.2745E-01 log(X4) + 2.9689E-02 exp(X1) - 5.7024E-02 exp(X3) - 7.3339E-02 X12 -

5.3894E-06 X52 - 2.0527E-01 X3

3 + 4.3618E-02 X34 - 1.6312E-01 X1 X2 + 9.4433E-01

X1 X3 + 2.8710E-01 X2 X3 + 3.3135E-02 (X1 X2)2 - 2.2158E-02 (X1 X3)

2 - 1.0398E-03

(X1 X2)3 - 1.7322E-01 X1 X2 X3 + 6.1118E-04 (X1 X2 X3)

2

Z6 = - 3.5696E-01 X1 + 1.1534E-01 X2 + 5.5073E-01 X3 - 1.1680E-07 X4 + 6.4749E-03

X5 - 1.7705E-01 X6 - 1.6381E-01 log(X4) - 4.0223E-02 log(X5) - 1.3691E-01 log(X6) -

1.2569E-02 exp(X1) + 4.8526E-02 X32 - 3.5423E-06 X5

2 + 3.5732E-02 X13 - 1.5403E-02

X1 X2 - 2.6853E-01 X1 X3 + 1.6505E-03 (X2 X3)2 + 3.8971E-05 X1 X3 X5 - 3.9505E-02

X2 X3 X6 + 1.9629E-04 X3 X5 X6 - 7.3827E-06 (X2/X6)5

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Combined Partial Oxidation and Steam Methane Reforming (POSMR)

Table C11. Input Variables and Bounds for POSMR

Input

Variables

Description Superstructure

model variable

Lower

Bound

Upper

Bound

Unit

X1 Molar flowrate of

CH4 to POSMR 𝐹𝐵𝐶𝐻4 ,𝑃𝑂𝐷𝑅 0 5 Mol/s

X2 Molar flowrate of

CO2 to POSMR 𝐹𝐵𝐶𝑂2 ,𝑃𝑂𝐷𝑅 0 5 Mol/s

X3 Molar flowrate of

O2 to POSMR 𝐹𝐵𝑂2 ,𝑃𝑂𝐷𝑅 0 5 Mol/s

X3 Inlet pressure of

gases to POSMR 𝑃𝑃𝑂𝐷𝑅 1e5 25e5 Pa

X5 Inlet temperature

of gases to

POSMR

𝑇𝑃𝑂𝐷𝑅 700 1200 K

X6 Length of

POSMR 𝐿𝑃𝑂𝐷𝑅 0.5 2 m

Table C12. Output Variables for POSMR

Output

Variables

Description Superstructure

model variable

Unit

Z1 Molar flowrate of CH4 from

POSMR to Syngas block 𝐹𝑟𝑃𝑂𝑆𝑀𝑅,𝑆𝑇,𝐶𝐻4

Mol/s

Z2 Molar flowrate of CO2 from

POSMR to Syngas block

𝐹𝑟𝑃𝑂𝑆𝑀𝑅,𝑆𝑇,𝐶𝑂2 Mol/s

Z3 Molar flowrate of CO from

POSMR to Syngas block 𝐹𝑟𝑃𝑂𝑆𝑀𝑅,𝑆𝑇,𝐶𝑂 Mol/s

Z4 Molar flowrate of H2O from

POSMR to Syngas block 𝐹𝑟𝑃𝑂𝑆𝑀𝑅,𝑆𝑇,𝐻2𝑂 Mol/s

Z5 Molar flowrate of H2 from

POSMR to Syngas block 𝐹𝑟𝑃𝑂𝑆𝑀𝑅,𝑆𝑇,𝐻2

Mol/s

Z6 Molar flowrate of O2 from

POSMR to Syngas block 𝐹𝑟𝑃𝑂𝑆𝑀𝑅,𝑆𝑇,𝑂2

Mol/s

Output Variable Models for POSMR

Z1 = 2.0672E-01 X1 - 1.1787E-01 X2 - 2.1703E-01 X3 - 8.3541E-09 X4 - 1.5895E-04 X5

- 1.5276E-02 X6 + 2.9001E-02 log(X4) + 1.6462E-02 log(X5) - 1.8069E-02 log(X6) +

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1.3845E-02 exp(X1) + 6.9131E-04 exp(X2) - 2.4304E-02 exp(X3) + 3.6331E-01 X12 -

6.7441E-02 X13 + 4.5765E-02 X3

3 + 1.4758E-02 X1 X2 - 3.7162E-01 X1 X3 + 7.0748E-

03 (X1 X3)2 + 8.9384E-06 X2 X3 X5 - 2.5526E-08 (X1 X3 X6)

4

Z2 = 1.5925E-02 X1 + 9.9429E-03 X2 - 8.4894E-02 X3 - 7.8150E-08 X4 - 4.3326E-03 X5

- 1.3441E-02 X6 + 1.5951E-01 log(X4) + 3.8139E-02 log(X5) + 1.0779E-02 exp(X1) -

1.4217E-02 exp(X3) - 4.3772E-03 X12 - 1.5033E-01 X3

2 + 2.2298E-06 X52 - 1.9140E-02

X13 + 5.3376E-02 X3

3 + 4.2822E-02 X1 X2 + 1.5575E-01 X1 X3 - 6.5305E-03 (X1 X3)2 -

3.4509E-05 (X2 X3)3 + 3.8214E-02 X3/X6

Z3 = -6.1570E-03 X1 + 8.7516E-02 X2 + 5.6925E-01 X3 + 1.1568E-07 X4 + 5.3840E-03

X5 + 8.9789E-03 X6 - 2.2191E-01 log(X4) - 4.5341E-02 log(X5) + 2.1179E-02 log(X6) +

5.6033E-02 exp(X1) - 3.2610E-03 exp(X2) + 2.6973E-02 exp(X3) + 1.2203E-02 exp(X6)

- 2.7364E-06 X52 - 6.9337E-02 X3

3 - 2.0983E-03 X15 + 1.0387E-02 X1 X2 + 2.4775E-01

X1 X3 + 2.1149E-07 (X2 X3)5 - 2.3388E-02 X1 X2 X3

Z4 = 4.0466E-02 X1 + 6.3113E-02 X2 - 8.1352E-04 X3 + 1.9088E-07 X4 - 1.5415E-03

X5 + 1.7120E-02 X6 + 1.4125E-01 log(X4) + 6.1122E-02 log(X5) + 5.5250E-03 log(X6)

+ 1.2763E-02 exp(X1) - 1.5589E-02 exp(X2) + 3.0396E-03 exp(X3) + 1.9137E-01 X22 -

4.8928E-02 X32 - 4.5204E-02 X1

3 + 2.7808E-01 X1 X3 - 4.5628E-02 X2 X3 + 1.3966E-

07 X3 X4 + 1.1871E-04 X2 X3 X5 - 8.8622E-08 (X4/X5)2

Z5 = - 1.3931E-01 X1 + 4.2359E-01 X2 + 1.3052E+00 X3 + 2.2083E-07 X4 + 1.5586E-

02 X5 + 1.7621E-02 X6 - 6.0810E-01 log(X4) - 1.5102E-01 log(X5) + 7.0537E-02

log(X6) - 5.6997E-04 exp(X1) + 1.0935E-03 exp(X2) + 9.6687E-02 exp(X3) - 2.9037E-

02 exp(X6) + 2.6910E-01 X12 - 7.3857E-06 X5

2 - 1.6422E-01 X33 + 1.9030E-01 X1 X3 +

4.6148E-02 X2 X3 - 5.1575E-07 (X1 X3)5 - 1.4813E-04 X2 X3 X5

Z6 = -2.5412E-01 X1 + 7.1965E-02 X2 + 2.5641E-01 X3 + 7.2882E-08 X4 + 9.4540E-03

X5 - 6.5419E-03 X6 - 2.9622E-01 log(X4) - 7.4995E-02 log(X5) + 1.6154E-02 log(X6) -

1.8587E-02 exp(X1) + 1.1440E-03 exp(X2) + 2.3049E-02 exp(X3) + 4.2292E-01 X32 -

4.8775E-06 X52 + 4.3335E-02 X1

3 - 8.0731E-02 X33 - 1.3248E-02 X1 X2 - 3.4603E-01

X1 X3 - 2.2390E-02 X2 X3 + 4.2174E-03 (X1 X3)2

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Tri-reforming (TR)

Table C13. Input Variables and Bounds for POSMR

Input

Variables

Description Superstructure

model variable

Lower

Bound

Upper

Bound

Unit

X1 Molar flowrate of

CH4 to TR 𝐹𝐵𝐶𝐻4 ,𝑇𝑅 0 5 Mol/s

X2 Molar flowrate of

CO2 to TR 𝐹𝐵𝐶𝑂2 ,𝑇𝑅 0 5 Mol/s

X3 Molar flowrate of

H2O to TR 𝐹𝐵𝐻2𝑂,𝑇𝑅 0 5 Mol/s

X4 Molar flowrate of

O2 to TR 𝐹𝐵𝑂2 ,𝑇𝑅 0 5 Mol/s

X5 Inlet pressure of

gases to TR 𝑃𝑇𝑅 1e5 25e5 Pa

X6 Inlet temperature

of gases to TR 𝑇𝑇𝑅 700 1200 K

X7 Length of TR 𝐿𝑇𝑅 0.5 2 m

Table C14. Output Variables for TR

Output

Variables

Description Superstructure

model variable

Unit

Z1 Molar flowrate of CH4 from

TR to Syngas block 𝐹𝑟𝑇𝑅,𝑆𝑇,𝐶𝐻4

Mol/s

Z2 Molar flowrate of CO2 from

TR to Syngas block 𝐹𝑟𝑇𝑅,𝑆𝑇,𝐶𝑂2

Mol/s

Z3 Molar flowrate of CO from

TR to Syngas block 𝐹𝑟𝑇𝑅,𝑆𝑇,𝐶𝑂 Mol/s

Z4 Molar flowrate of H2O from

TR to Syngas block 𝐹𝑟𝑇𝑅,𝑆𝑇,𝐻2𝑂 Mol/s

Z5 Molar flowrate of H2 from

TR to Syngas block 𝐹𝑟𝑇𝑅,𝑆𝑇,𝐻2

Mol/s

Z6 Molar flowrate of O2 from

TR to Syngas block

𝐹𝑟𝑇𝑅,𝑆𝑇,𝑂2 Mol/s

Output Variable Models for TR

Z1 = 4.9319E-02 X1 - 7.1367E-03 X2 - 1.6351E-02 X3 - 1.2483E-01 X4 - 3.4393E-08 X5

- 4.0796E-04 X6 + 2.7174E-03 X7 + 6.1876E-02 log(X5) + 2.6930E-02 log(X6) -

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141

2.3636E-03 log(X7) - 1.2391E-02 exp(X1) - 3.8858E-04 exp(X2) + 2.8969E-05 exp(X3) -

3.8202E-02 exp(X4) + 8.6343E-03 exp(X7) + 1.9337E-01 X12 - 1.9744E-01 X4

2 +

9.2889E-02 X43 - 2.4001E-01 X1 X4 + 2.1306E-03 (X1 X4)

2

Z2 = 7.0856E-02 X1 + 9.2428E-01 X2 + 4.8808E-02 X3 - 1.2537E-01 X4 + 1.8139E-07

X5 - 4.7764E-04 X6 - 2.9430E-02 X7 + 6.8267E-03 log(X5) + 2.6021E-02 log(X6) -

2.2505E-02 log(X7) + 3.1446E-02 exp(X1) + 2.7214E-04 exp(X2) - 5.8004E-03 exp(X4)

+ 1.3907E-01 X12 - 6.4662E-02 X1

3 + 2.1032E-02 X43 - 5.6671E-02 X1 X2 + 4.5201E-02

X1 X3 - 1.8417E-02 X1 X4 - 3.2022E-02 X1 X4 X7

Z3 = - 4.2384E-02 X1 + 7.2490E-02 X2 - 1.8373E-01 X3 + 7.2290E-01 X4 - 1.3523E-07

X5 + 8.6088E-04 X6 + 1.0429E-01 X7 - 8.4699E-02 log(X5) - 1.5087E-02 log(X6) +

1.3372E-01 log(X7) - 2.7249E-02 exp(X1) - 1.2126E-03 exp(X2) + 1.9495E-03 exp(X3)

+ 3.4424E-02 exp(X4) + 1.8862E-01 exp(X7) + 3.4118E-02 X13 - 7.9844E-02 X4

3 -

7.6096E-02 X74 + 6.9551E-02 X1 X2 + 2.5061E-01 X1 X4

Z4 = 2.7279E-01 X1 - 1.7546E-01 X2 + 1.0190E+00 X3 - 1.7841E-02 X4 - 1.8456E-08

X5 - 1.1412E-02 X6 - 3.6263E-02 X7 + 3.8268E-01 log(X5) + 7.3735E-02 log(X6) +

4.3142E-02 exp(X1) - 5.1012E-03 exp(X4) + 5.9202E-06 X62 - 8.3583E-02 X1

3 +

9.3761E-02 X1 X2 - 6.5909E-02 X1 X3 + 3.0586E-01 X1 X4 + 1.0114E-01 X1 X7 +

4.5199E-02 X2 X4

Z5 = - 1.7177E-02 X1 + 2.1945E-01 X2 - 3.0883E-02 X3 + 1.1985E+00 X4 + 4.6847E-08

X5 + 1.1239E-02 X6 - 1.1293E-02 X7 - 4.4189E-01 log(X5) - 6.5028E-02 log(X6) -

2.2339E-02 exp(X1) + 5.6607E-02 exp(X4) + 3.3631E-01 X12 - 5.7569E-06 X6

2 -

1.0962E-01 X43 - 7.8377E-02 X1 X2 - 3.3091E-04 X1 X3 + 8.2437E-02 X1 X4 - 1.4021E-

01 X1 X7 - 6.6236E-02 X2 X4 + 8.8069E-05 X1 X3 X6

Z6 = - 2.2893E-01 X1 - 1.7333E-02 X2 - 1.3748E-03 X3 + 2.4204E-01 X4 + 8.9714E-09

X5 + 8.8196E-03 X6 + 5.7684E-03 X7 - 2.6648E-01 log(X5) - 5.2145E-02 log(X6) +

1.6261E-02 log(X7) - 2.3880E-02 exp(X1) + 1.7144E-03 exp(X2) - 3.9312E-04 exp(X3)

+ 1.5226E-02 exp(X4) + 4.1615E-01 X42 - 4.6282E-06 X6

2 + 4.4112E-02 X13 - 7.0894E-

02 X43 - 3.5536E-01 X1 X4 + 5.2162E-03 (X1 X4)

2

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Reverse Water Gas Shift (RWGS)

Table C15. Input Variables and Bounds for RWGS

Input

Variables

Description Superstructure

model

variable

Lower

Bound

Upper

Bound

Unit

X1 Molar flowrate of

CO2 to RWGS 𝐹𝐵𝐶𝑂2 ,𝑅𝑊𝐺𝑆 0 5 Mol/s

X2 Molar flowrate of

H2 to RWGS 𝐹𝐵𝐻2 ,𝑅𝑊𝐺𝑆 0 5 Mol/s

X3 Inlet pressure of

gases to RWGS 𝑃𝑅𝑊𝐺𝑆 1e5 25e5 Pa

X4 Inlet temperature

of gases to RWGS 𝑇𝑅𝑊𝐺𝑆 400 1200 K

X5 Length of RWGS 𝐿𝑅𝑊𝐺𝑆 0.5 2 M

Table C16. Output Variables for RWGS

Output

Variables

Description Superstructure

model variable

Unit

Z1 Molar flowrate of CO2 from

RWGS to Syngas block

𝐹𝑟𝑅𝑊𝐺𝑆,𝑆𝑇,𝐶𝑂2 Mol/s

Z2 Molar flowrate of CO from

RWGS to Syngas block 𝐹𝑟𝑅𝑊𝐺𝑆,𝑆𝑇,𝐶𝑂 Mol/s

Z3 Molar flowrate of H2O from

RWGS to Syngas block 𝐹𝑟𝑅𝑊𝐺𝑆,𝑆𝑇,𝐻2𝑂 Mol/s

Z4 Molar flowrate of H2 from

RWGS to Syngas block 𝐹𝑟𝑅𝑊𝐺𝑆,𝑆𝑇,𝐻2

Mol/s

Output Variable Models for RWGS

Z1 = 1.1973E+00 X1 + 7.6034E-02 X2 + 3.9936E-08 X3 + 8.9535E-04 X4 - 1.5839E-03

X5 - 3.7632E-02 log(X3) + 3.4336E-03 exp(X1) - 9.7404E-03 exp(X2) + 1.0008E-01 X12

+ 2.7180E-01 X22 - 8.4975E-08 X4

2 - 1.8936E-02 X13 - 8.7942E-02 X2

3 + 1.0977E-02

X24 - 6.3285E-02 X1 X2 - 6.0257E-04 X1 X4 - 5.9405E-04 X2 X4 + 1.1983E-03 (X1 X2)

2

+ 3.4372E-08 (X1 X4)2 + 3.5779E-08 (X2 X4)

2

Z2 = 1.0382E-01 X1 + 5.3013E-01 X2 + 2.8861E-08 X3 + 7.4223E-04 X4 + 1.8174E-02

X5 - 4.1224E-02 log(X3) + 2.5315E-03 exp(X1) - 2.9030E-02 exp(X2) - 4.1754E-02 X12 -

5.4210E-01 X22 - 3.2290E-07 X4

2 + 2.7715E-01 X23 - 6.4113E-02 X2

4 + 6.5477E-03 X25

+ 3.7280E-05 X55 - 4.2948E-02 X1 X2 + 8.9911E-05 X1 X4 + 4.2689E-09 X2 X3 +

9.1305E-05 X2 X4 + 1.0716E-04 X1 X2 X4

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Z3 = 1.0382E-01 X1 + 5.3013E-01 X2 + 2.8861E-08 X3 + 7.4223E-04 X4 + 1.8174E-02

X5 - 4.1224E-02 log(X3) + 2.5315E-03 exp(X1) - 2.9030E-02 exp(X2) - 4.1754E-02 X12 -

5.4210E-01 X22 - 3.2290E-07 X4

2 + 2.7715E-01 X23 - 6.4113E-02 X2

4 + 6.5477E-03 X25

+ 3.7280E-05 X55 - 4.2948E-02 X1 X2 + 8.9911E-05 X1 X4 + 4.2689E-09 X2 X3 +

9.1305E-05 X2 X4 + 1.0716E-04 X1 X2 X4

Z4 = 1.9729E-01 X1 + 1.0760E+00 X2 + 3.9936E-08 X3 + 8.9535E-04 X4 - 1.5840E-03

X5 - 3.7632E-02 log(X3) + 3.4336E-03 exp(X1) - 9.7404E-03 exp(X2) + 1.0008E-01 X12

+ 2.7180E-01 X22 - 8.4975E-08 X4

2 - 1.8936E-02 X13 - 8.7942E-02 X2

3 + 1.0977E-02

X24 - 6.3285E-02 X1 X2 - 6.0257E-04 X1 X4 - 5.9405E-04 X2 X4 + 1.1983E-03 (X1 X2)

2

+ 3.4372E-08 (X1 X4)2 + 3.5779E-08 (X2 X4)

2

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Table C17. Model Statistics and Other Data for all the reactors

Reactor Type N-X N-Z N-USER N-INIT N-SAMP N-VAL Time(s) OUTVAR MODSIZE Average R2

DR 5 7 0 200 255 50 1000 Z1 20 1

Z2 20 0.999

Z3 39 0.995

Z4 34 0.996

Z5 28 0.968

SMR 5 7 0 250 899 50 1000 Z1 20 1

Z2 46 0.989

Z3 49 0.9035

Z4 20 0.999

Z5 50 0.9895

POX 5 8 0 200 750 50 1000 Z1 20 0.925

Z2 20 0.5405

Z3 20 0.8615

Z4 20 0.787

Z5 20 0.838

Z6 20 0.882

CDSMR 6 7 0 240 768 60 10000 Z1 20 0.9995

Z2 20 0.998

Z3 50 0.981

Z4 20 0.998

Z5 50 0.9865

PODR 6 8 0 240 984 60 10000 Z1 20 0.9055

Z2 20 0.8455

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Table C17. Continued. Reactor Type N-X N-Z N-USER N-INIT N-SAMP N-VAL Time(s) OUTVAR MODSIZE Average R2

PODR Z3 20 0.884

Z4 20 0.8915

Z5 20 0.7855

Z6 20 0.8785

POSMR 6 8 0 240 840 60 10000 Z1 20 0.893

Z2 20 0.645

Z3 20 0.846

Z4 20 0.8955

Z5 20 0.8175

Z6 20 0.8635

TR 7 8 0 280 956 70 10000 Z1 20 0.844

Z2 20 0.8505

Z3 20 0.8645

Z4 20 0.9195

Z5 20 0.818

Z6 20 0.8725

RWGS 4 8 200 640 50 10000 Z1 20 0.998

Z2 20 0.9835

Z3 20 0.9835

Z4 20 0.998